Securities Lending (SL) - Execution Venues as of July 2013
The execution venues and multilateral trading facilities (MTF) we most regularly utilise to execute our client’s lending orders include, but are not limited to the following:
Multi-Lateral Trading Facilities:
Brokertec Equilend
Counterparties / Borrowers - Regular Execution Venues for Equity Trading:
ABN Amro Bank N.V. ING Financial Markets LLC Citigroup Global Markets Inc. J. P. Morgan Securities Ltd. Credit Suisse Securities (Europe) Ltd. Merrill Lynch International Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith, Inc. Deutsche Bank AG Morgan Stanley & Co. Inc. Deutsche Bank Securities Inc. Nomura Securities International, Inc. Goldman Sachs & Co. SG Americas Securities, LLC Goldman Sachs International Skandinaviska Enskilda Banken AB HSBC Bank PLC UBS AG (London Branch) ING Bank N.V. London Branch UBS Securities LLC
Equities The most significant exchanges and MTF's that we use when executing your orders include, but are not limited to:
Athens Stock Exchange Jasdaq Securities SWX Europe Australian Securities Exchange Tel Aviv Stock Exchange Johannesburg Stock Exchange BATS Europe Exchange Tokyo Stock Exchange Budapest Stock Korea Exchange Turquoise Exchange London Stock Exchange Vienna Stock Exchange Chi X Madrid Stock Exchange Warsaw Stock Copenhagen Stock Milan Stock Exchange Exchange Exchange Nagoya Stock Xetra Euronext - Amsterdam Exchange Zurich Stock Exchange Euronext - Brussels New Zealand Stock Euronext - Paris Exchange Euronext - Lisbon Osaka Stock Exchange Helsinki Stock Oslo Stock Exchange Exchange Prague Stock Exchange Hong Kong Stock Sapporo Securities Exchange Exchange Irish Stock Exchange Singapore Stock Istanbul Stock Exchange Exchange Stockholm Stock Exchange GENERAL Page 1 of 2 State Street Bank GmbH
Counterparties / Borrowers - Regular Execution Venues for Fixed Income Trading:
Abbey National Treasury Services PLC J.P. Morgan Securities Ltd. Bank of Scotland PLC HSBC Bank PLC Barclays Bank PLC ING Bank NV BNP Paribas (London Branch) Merrill Lynch International Citigroup Global Markets Ltd. Mitsubishi UFJ Securities International PLC Credit Suisse Securities (Europe) Ltd. Morgan Stanley & Co. International PLC Daiwa Capital Markets Europe Ltd. Nomura International PLC Danske Bank A/S (London Branch) Royal Bank of Scotland PLC Deutsche Bank AG Societe Generale Goldman Sachs International UBS AG (London Branch)
Execution Venues Exchange Traded Derivatives
Americas EMEA ASPAC CME EUREX TSE NYMEX ICE Europe HKEX ICE US LIFFE SFE Montreal Nasdaq OMX KOFEX CBOE LME OSE MEXDER - GLOBEX EDX SGX ELX IDEM TAIFEX NYSE LIFFE US MEFF TFEX NYSE AMEX Options Athens TIFFE Nasdaq OMX Options TURKDEX TOCOM ICE Canada SAFEX KCBOT - GLOBEX DME - GLOBEX Minneapolis - GLOBEX NLX BM&F - GLOBEX
GENERAL Page 2 of 2 State Street Bank GmbH