Article Modeling Quantum Dot Systems as Random Geometric Graphs with Probability Amplitude-Based Weighted Links
Lucas Cuadra 1,2,* and José Carlos Nieto-Borge 2
1 Department of Signal Processing and Communications, University of Alcalá, 28801 Alcalá de Henares, Spain 2 Department of Physics and Mathematics, University of Alcalá, 28801 Alcalá de Henares, Spain; [email protected] * Correspondence: [email protected]
Abstract: This paper focuses on modeling a disorder ensemble of quantum dots (QDs) as a special kind of Random Geometric Graphs (RGG) with weighted links. We compute any link weight as the overlap integral (or electron probability amplitude) between the QDs (=nodes) involved. This naturally leads to a weighted adjacency matrix, a Laplacian matrix, and a time evolution operator that have meaning in Quantum Mechanics. The model prohibits the existence of long-range links (shortcuts) between distant nodes because the electron cannot tunnel between two QDs that are too far away in the array. The spatial network generated by the proposed model captures inner properties of the QD system, which cannot be deduced from the simple interactions of their isolated components. It predicts the system quantum state, its time evolution, and the emergence of quantum transport when the network becomes connected.
Keywords: quantum dot; disorder array of quantum dots; probability amplitude; complex networks; spatial network; Random Geometric Graphs; quantum transport
Citation: Cuadra, L.; Nieto-Borge, J.C. Modeling Quantum Dot Systems as Random Geometric Graphs with 1. Introduction Probability Amplitude-Based Weighted Links. Nanomaterials 2021, Conceptually, a quantum dot (QD) [1] is a “small” (less than the de Broglie wave- 11, 375. https://doi.org/10.3390/ length), zero-dimensional (0D) nanostructure that confines carriers in all three directions nano11020375 in space [2–4], and exhibits a delta density of states (DOS), unlike those of quantum wells (2D nanostructure [5]) and quantum wires (1D) [2], as shown in Figure1a. In particular, a Academic Editor: Juan P. Martínez (type I) semiconductor QD is a heterostructure [6] made up of a small island (generally 10– Pastor 20 nm in size) of a semiconductor material (“dot material”) embedded inside another with a Received: 21 December 2020 higher bandgap (“barrier material” –BM–), which is able to confine both electrons and holes, Accepted: 27 January 2021 as illustrated in Figure1b). This creates discrete energy levels for carriers, and modifies Published: 2 February 2021 both its electronic and optical properties [3]. The problem of manufacturing high densities of high-quality QDs is successfully addressed by using self-assembled QD (SAQD) [7] Publisher’s Note: MDPI stays neu- technologies. Figure1c shows different SAQD growth modes. In the Stranski–Krastanow tral with regard to jurisdictional clai- (SK) growth mode [8], the deposition of the dot material starts with the formation of a ms in published maps and institutio- two-dimensional, very thin wetting layer (WL), and when a critical amount of strained dot nal affiliations. material has been deposited, the formation of pyramidal QDs occurs to relax strain. In the Volmer–Weber (VW) mode, the QDs grow directly on the bare substrate [9]. Sub-monolayer (SML)-QDs [10] can be formed as a disk or as a spherical QD because the growth method Copyright: © 2021 by the authors. Li- consists of multilayer deposition with a fraction of a monolayer of dot material on the censee MDPI, Basel, Switzerland. barrier matrix [8]. SML-QDs have several advantages over SK-QDs, such as a smaller 11 −2 This article is an open access article base diameter (5–10 nm), higher dot density (∼5 ×10 cm ), and better control of QD distributed under the terms and con- size [10,11]. ditions of the Creative Commons At- tribution (CC BY) license (https:// creativecommons.org/licenses/by/ 4.0/).
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E 2RQD Stranski-Krastanov
Fig. 4.11. Electron densityCB of states, N(E): (a) in a bulk semiconductor, (b) in a quantum well, (c) in a quantum wire, and (d) in a QD [Le00 ]. QD 2 NQD On the contrary, the QD DOSOn the is contrary,discreteBM , isthe a QD delta-function DOS is discrete [Su99a,, is Su99a, a delta-function [Su99a, Su99a, Ue EI ⇥ electron As86, Ba93] and, as said inAs86 advance,, Ba93] there and, are as true said sub-gaps in advance, with there zero are density true sub-gapsof states with zero density of states level Volmer–Weber In this context, the term “dimensionality” refers to the number of degreesbetween of the interm ediate-DOS levelbetween in the the dot interm andediate the continuum level in the in dotthe andCB and the continuumthe VB in the CB and the VB hole level freedom in the electron momentum. For instance, as shown in Fig. 4.10, an electron in a QD quantum well is confined in only one directionOn Uthe (theh contrary, growth direction) the QD DOS while is it discreteis free to, is a delta-function [Su99a, Su99a,BM SML move in the other two. There are thus two degrees of freedomVB in its motion. A further As86, Ba93] and, as said in advance, there are true sub-gaps with zeroDOS density of states 102 102 Sub-monolayer (SML) between the intermTypeediate I levelQD in the dot and the continuum in the CB and the VB
100 (b) (c) Fig.Fig. 4.2. 4.2. (a) (a) Illustration Illustration of of a asphe sphericalrical quantum quantum dot dot of ofradius radius R DR andD and the the three- three- dimdimensionalensional confinem confinementent energy energy potentials, potentials, U e Uande and U hU, forh, for electrons electrons and and holes holes (not (not to to ( ) Conceptual representation of nano-structures and their corresponding density of states Figurescale).scale). 1. They aThey have have been been represented represented102 along along an anim imaginaryaginary line line that that crosses crosses its itscentre. centre. EI EI (DOS)representsrepresents for quantum the the electron electron wells, energy quantum energy level. level. wires (b) (b) Density and Density quantum of of states states dots; (DOS), (DOS), (b) confinementg, g in, in the the system system potentials for electrons QD/barrier.QD/barrier. N N QDis theis the dot dot density. density. (c) (c) Band Band structure structure derived derived from from an anordered ordered array array of of (Ue) and holesQD (Uh) in a type I QD (or simply, QD), and its corresponding density of states; (c) different thesethese identical identical dots dots (From (From [Cu03c, [Cu03c, Cu04a]). Cu04a]). classes of growth in self-assembled quantum dots. See the main text for details.
SAQD technologies help both research in Quantum Mechanics (QM) and manufacture novel devices. On the one hand, SAQD87 technologies87 assists in manufacturing high quality QDs for studying QM and exploring novel effects in electronics, photonics, and spintronics. For instance, SAQD-based devices help achieve single-electron charge sensing [12], entan- glement between spins and photons [13,14], single-photon sources [15], or single-spin [16], and help also the control of Cooper pair splitting [17], spin transport [18], spin–orbit in- teraction [19], g-factor [20], and Kondo effect [21]. On the other hand, SAQD technologies allow for manufacturing high density of QDs, which are crucial for implementing opto- electronic devices such as QD-based light-emitting diodes (LEDs) [22], QD-memories [4,23], QD-lasers [24–27], QD-infrared photodetectors [8,28,29], and QD-solar cells [30]. A key point in these devices is that the position of carrier level(s) can be tuned by controlling the dot size [2], and, this, by modifying the growth conditions [6,10,11,31]. In this work, we model a system formed by QDs as a special graph in the effort of exploring electron transport. Our approach could be considered as belonging to Complex Networks (CN) Science. CN have become a multidisciplinary research field [32–34] for studying systems with a huge amount of components that interact with each other. These range from artificial systems (such as power grids [35,36], or the Internet [37]) to natural systems (vascular networks [38], protein interactions [39], or metabolic networks [40]). More examples showing the feasibility of CN to study many other systems can be found in [32,41,42] and the references therein. All these very different systems have in common that all of them can be described in terms of a graph [32]: a set of entities called nodes (or vertices) that are connected to each other by means of links (or edges). A node repre- sents an entity (generator/load in a power grid [36], or a species in an ecosystem [43]), which is connected with others (linked by electrical cables in power grids, or related by trophic relationships in ecosystems). This way, any system can be encoded as a graph, a mathematical abstraction of the relationships (links) between the constituent units (nodes) Nanomaterials 2021, 11, 375 3 of 22
of the system. In broad sense, CN science models not only the structure (topology), but also some dynamic phenomena such as information spreading [44], epidemic processes (both biological [45], and artificial viruses [46]) or cascading failures [47,48]. These are very common in large engineered networks: wireless sensor networks [49], Internet [50], power grids [35,51,52], or transportation networks [53]. Some of these CN, such as transportation networks, are networks in which the nodes are spatially embedded [54] or constrained to locations in a physical space with a metric. For many practical applications, the space is the two-dimensional space and the metric is the Euclidean distance dE. This geometric constraint usually makes the probability of having a link between two nodes decrease with the Euclidean distance [53]. This particular subset of networks are called spatial networks (SN) [53,55] or spatially embedded CN [56]. A particular class of SN are Ran- dom Geometric Graphs (RGGs) [57] in which N nodes are uniformly distributed over the unit square, while the link between two nodes i and j is formed if the Euclidean distance dE i, j < r, a given model parameter. RGGs have been successfully used to model wireless sensor networks [58] and ad hoc networks [59] in which r is related to the range of the radio( ) devices. The previous paragraph has shown that CN science has been applied to a broad variety of macroscopic, “classical” (non-quantum) systems. As will be shown in our review of the current state of the art in Section2, CN science has also been used to study quantum nanosystems, although to a much lesser extent and not with the RGG approach that we will show throughout this paper. VersionThe June purpose 25, 2020 submitted of our work to Entropy is to propose a particular class of RGG whose links have 3 of 6 Version June 25, 2020 submitted to Entropy 3 of 6 weights computed according to QM with the aim of studying electron transport in a system of disordered QDs like the one in Figure2a. It consists of a number of N QDs—for in- stance, a layerNode of SAQDs [6], which produce finite quantum confinementLink potentials (QCPs), Node 2 Link randomly distributed in the physical metric space, R , characterized by the Euclidean distance, dE.
Node Link
(a) (a) (b)(b)
FigureFigure 1. This 1. isThis a figure, is a figure, Schemes Schemes follow follow the same the same formatting. formatting. If there If there are multipleare multiple panels, panels, they they should should be listedbe listed as: (a) as: Description (a) Description of what of what is contained is contained in the in first the first panel. panel. (b) Description (b) Description of what of what is contained is contained
in thein second the second panel. panel. Figures Figures should should be2 placed be placed in the in main the main text text near near to the to thefirst first time time they they are are cited. cited. A A Figure 2. (a) Random distribution of QDs in R . Each QD, represented by a node, causes a quantum captioncaption on a single on a single line should line should be centered. be centered. confinement potential. (b) A link between two nodes is allowed if and only if the electron wave- functions at such nodes have non-zero overlap. Any link has a weight that is quantified by such 65 2.65 Results2. Results overlap. See the main text for details.
66 66 This sectionThis section may maybe divided be divided by subheadings. by subheadings. It should It should provide provide a concise a concise and and precise precise description description
67 In our model, any QD causing a QCP in Figure2a is represented by a node. To 67 of theof experimental the experimental results, results, their their interpretation interpretation as well as well as the as theexperimental experimental conclusions conclusions that that can can be be understand how links have been generated in Figure2b, it is convenient to have a 68 drawn. 68 drawn. look at Figure3. On its left side, we have represented, for illustrative purposes, two
of69 these QDs,This labeled sectioni mayand j be. For divided the sake by of subheadings. clarity, we have It should assumed provide that each a concise QD and precise 69 This section may be divided by subheadings. It should provide a concise and precise 70 description of the experimental results, their interpretation as well as the experimental 70 description of the experimental results, their interpretation as well as the experimental 71 conclusions that can be drawn. 71 conclusions that can be drawn.
72 2.1. Subsection 72 2.1. Subsection
73 2.1.1. Subsubsection 73 2.1.1. Subsubsection
74 Bulleted lists look like this: 74 Bulleted lists look like this:
75 First bullet 75 First• bullet • 76 Second bullet 76 Second• bullet • 77 Third bullet 77 Third• bullet • 78 Numbered lists can be added as follows: 78 Numbered lists can be added as follows:
79 1. First item 79 1.80 First2. itemSecond item 80 2.81 Second3. Third item item 81 3. Third item 82 The text continues here. 82 The text continues here.
83 2.2. Figures, Tables and Schemes 83 2.2. Figures, Tables and Schemes 84 All figures and tables should be cited in the main text as Figure 1, Table 1, etc.
84 All figures and tables should be cited in the main text as Figure 1, Table 1, etc. Nanomaterials 2021, 11, 375 4 of 22
Version January 18, 2021 submitted to NanomaterialsVersion January 18, 2021 submitted to Nanomaterials 4 of 24 4 of 24
has radius RQD. Their centers are separated by a Euclidean distance dE i, j . As shown in Figure3a, we have also represented an ξ axis that passes through the centers of both 82 dE i, j .QDs. As shown The ξ axis in will Figure assist823 usa,d inweE clearlyi, havej . As representing also shown represented in the Figure associated an3a,x axis conceptswe have that( in) passes also Figure represented3 throughb,c. the an centersx axis that passes through the centers 83 of bothFigure QDs.3bx showsaxis will the correspondingassist83 usof in both clearly finite QDs. QCP representingx causedaxis will by aassist the QD associated along us inξ clearlyaxis: conceptsV representingξ = −V inC Figure the3b associated and c. concepts in Figure 3b and c. (inside the QD) and V ξ = 0 (otherwise). Since the QCP is finite, there is a part of the 84 Figure( ) 3b shows the corresponding84 Figure( finite) 3b QCPshows caused the corresponding by a QD along finitex axis: QCPV causedx = V byC (inside a QD along the x axis: V x = VC (inside the electron wavefunction that spreads outside the QD, as qualitatively shown in( Figure) 3c. 85 QD) and V x 0 (otherwise).85 SinceQD) andthe QCPV x is finite0 (otherwise)., there is a Since part of the the QCP electron is finite wavefunction, there is a part that of the electron wavefunction that Note that= the QDs are close( ) enough that the electron= wavefunctions overlap. According to ( ) ( ) 86 spreadsQM, outside the electron, the QD,a, as isqualitatively in86 bothspreads QDs with outside shown a probability in the Figure QD, amplitude as3c. qualitatively Note as that the one the shown in QDs Figure are in3 Figurec. close enough3c. Note that that the QDs are close enough that 87 the electronThe( electron wavefunctions) can tunnel overlap. from87 the one electronAccording QD to the( wavefunctions) other. to QM, We the model electron, overlap. this quantuma According, is in phenomenonboth QDs to QM, with the a electron, probabilitya, is in both QDs with a probability by forming a link between nodes i and j (Figure3d). We will show throughout the paper 88 amplitude as the one in Figure88 3amplitudec. The electron as the can one tunnel in Figure from3c. one The QD electron to the other. can tunnel We model from onethis QD to the other. We model this that the link weight wij between two nodes i and j depends on the extent to which the 89 quantumelectronphenomenon wave-functionsby forming89 in bothquantum a nodes link between overlap.phenomenon Quite nodes often,byi and forming however,j (Figure a link there3d). between are We electron will nodes showi throughoutand j (Figure 3d). We will show throughout 90 the paperwave-functions that the link in sufficiently weight90 wtheij remotebetween paper QDs that twothat the do nodes link not overlap weighti and atj wdepends all.ij between Regarding on thetwo this, extent nodeswe toi and whichj depends the on the extent to which the
91 electronhave wave-functions represented in in Figure both91 3 nodeseelectrontwo overlap.nodes wave-functions that Quite are so often, far in apart both however, that nodes their there overlap. corresponding are electron Quite often, wave-functions however, there are electron wave-functions wave-functions do not overlap (Figure3g). Thus, an electron that is in node i at the initial 92 in sufficiently remote QDs that92 doinnot sufficientlyoverlap atremote all. Regarding QDs that this,do not weoverlap have represented at all. Regarding in Figure this,3e we have represented in Figure 3e time t = 0 will remain localized in that node even if t → ∞. We model this QM result 93 two nodes that are so far apart93 thattwo nodestheir corresponding that are so far wave-functions apart that their docorrespondingnot overlap (Figurewave-functions3g). do not overlap (Figure 3g). through the absence of a link (wij = 0), as shown in Figure3h (not connected nodes). 94 Thus, an electron that is in node94 Thus,i at the an initial electron time thatt = is0 inwill node remaini at the localized initial time in thatt = node0 will even remain if localized in that node even if 95 t ô. We model thisd QME(i, j result95) t throughô. We the modelabsence thisof QM a link resultdE( (i,w jij through) = 0), as the shownabsence in Figureof a link3h (w (notij = 0), as shown in Figure 3h (not 96 connected nodes). 2RQD 96 connected nodes). 2RQD i j ⇠ i j ⇠
(ad)E(i, j) dE(i,(e j))dE(i, j) dE(i, j) 0 2RQCP ⇠ 0 2R2RQCPQCP ⇠ 2RQCP
VC i j V C ii j j i j (b) (a) (a)(f) (e) (e) probability amplitude0 00 0
VC VCVC VC overlap ⇠ ⇠ (c) (b) (b)(g) (f) (f) weighted probability probability no link amplitude link amplitude i j i wij =0 j wij > 0 disconnected nodes overlap (d) overlap (h) (c) (c) (g) (g) weighted weighted Figure 3. (a) Two of the QDs as those in Figure2a. We consider QDs with radius RQD and whose link link no link no link centers are separated by a Euclidean distance d i, j . ξ represents an axis that passes through the i j E ii wjij =0 j i wij =0 j center of both QDs. Along the ξ-axis, we have represented in (b) the corresponding QCP (−V inside w > 0 w disconnected> 0 nodes C disconnected nodes the node, 0 otherwise) andij the electron probability( amplitudes) (c).ij An electron can be in both QDs (d) (d) (h) (h) with the represented probability amplitude. (d) We model this with a link whose weight wij is given by the overlap. (e) Opposite case in which the QDs are so far apart (f) that there is no overlap (g) and ( ) Two of the QDs that create QCPs( ) as Two those of thein Figure QDs that2a. createWe have QCPs considered as those QDs in Figure with 2a. We have considered QDs with Figurelink formation 3. a is not allowed (h). Figure 3. a radius RQD and whose centers are separatedradius RQD byand a Euclidean whose centers distance ared separatedE i, j . x represents by a Euclidean an axis distance that dE i, j . x represents an axis that passes throughOur main the result center is of that both the QDs. proposedpasses Along through RGGx-axis, is the able we center have to capture represented of both inner QDs. properties in Along (b) thex-axis, corresponding of the we have represented QCP in (b) the corresponding QCP complex quantum system: it predicts the system quantum state, its time evolution,( ) and the ( ) ( VC inside the node, 0 otherwise) and( V theC inside electron thewave-functions node, 0 otherwise) (c). and As wave-functions the electron wave-functions overlap, an (c). As wave-functions overlap, an emergence of quantum transport (QT) as the QD density increases. In fact, QT efficiency electron can be in both QDs with theelectron represented can be probability in both QDs amplitude. with the (representedd) We model probability this with a amplitude. link (d) We model this with a link exhibits an abrupt change, from electron localization (no QT) to delocalization (QT emerges). whoseThis weight is an electronwij is given localization–delocalization by the overlap.whose (f weight) The transition rightmostwij is given that panel has by thealso represents overlap. observed the (f in) opposite The [60]. rightmost case in panel which represents the opposite case in which the nano-structuresOur proposal are could so far have apart potentialthe that nano-structures the application wave functions not are only so do in far not improving apart overlap that the ( theg), efficiency andwave link functions formation do not is overlap (g), and link formation is notof allowed QD-based (g). optoelectronic devicesnot (LEDs, allowed solar (g cell,). lasers, etc.) that make use of SAQD
97 Our main result is that97 the proposedOur main RGG result is able is that to capture the proposed inner properties RGG is able of the to capture complex inner properties of the complex
98 quantum system: it predicts98 thequantum system system:quantum it state, predicts its time the system evolution, quantum and the state, emergence its time of evolution, and the emergence of
99 quantum transport (QT) as99 thequantum QD density transport increases. (QT) Inas fact,the QD QT density efficiency increases. exhibits Inan fact, abrupt QT efficiency exhibits an abrupt
100 change, from electron localization100 change, (no fromQT) to electron delocalization localization (QT (no emerges). QT) to delocalizationThis is an electron (QT emerges). This is an electron
101 localization-delocalization transition101 localization-delocalization that has also observed transition in [60]. that has also observed in [60]. Nanomaterials 2021, 11, 375 5 of 22
layers but also in single, huge macromolecules (light-harvesting molecules [61]) to study the quantum transport (energy, charge) between specific areas of their structures. The rest of this paper has been structured as follows. After reviewing of the current state of the art in Section2, Section3 briefly introduces the QD system that we want to study, while Section4 explains our RGG proposal. The experimental work in Section5 allow for predicting inner features of the system such as the system quantum state, its time evolution, or the emergence of quantum transport. Section6 discusses potential applica- tions, strengths, and weaknesses of the proposed method. Finally, Section7 completes the paper. AppendixA lists the symbols used in this work.
2. Current State of the Art There are basically two approaches that combine CN and QM concepts [62]. The first one applies concepts inspired by QMs to better study CN. For instance, Ref. [63] proposes a way to navigate complex, classical (non-quantum) networks (such as, the Internet) based on quantum walks [64] (the quantum mechanical counterpart of classical random walks [65]). More examples belonging to this first framework can be found in [62] and in the references therein. The second approach, in which the present article can be included, is based on applying CN concepts to explore nanosystems, which are governed by the laws of QM [66] and not by those of classical physics. A representative instance is the system studied in [67]: any atom trapped in a cavity is represented by a node, while the photon that the two atoms (nodes) exchange is encoded by a link between them. This and other papers have in common the fact of studying quantum properties on networks using quantum walks. This is because the quantum dynamics of a discrete system can be re-expressed and interpreted as a single-particle quantum walk [68,69]. This is the reason why quantum walks have been used to study the transport of energy through biological complexes involved in light harvesting in photosynthesis [70]. Quantum walks have also been used to explore transport in systems described by means of CN with different topologies [71,72]. Specifically, continuous-time quantum walks (CTQW)—a class of quantum walks on continuous time and discrete space [64]—have been used extensively to study quantum transport (QT) on CN [72], and will also be used in our work. There are several works that have studied QT over regular lattices [72–74], branched structures [75,76] (including dendrimers [76]), fractal patterns [77], Husimi cacti [78], Cayley trees [79], Apollonian networks [80], scale-free networks [81], small-world (SW) networks [82] and start graphs [83,84], leading to the conclusion that QT differs from its classical counterpart. Having a quantitative measure of the efficiency of QT in a CN has been found to be important for practical and comparative purposes. In this regard, Ref. [85] has recently found bounds that allow for measuring the global transport efficiency of CN, defined by the time-averaged return probability of the quantum walker. QT efficiency can undergo abrupt changes, and can have transitions from localization (no QT) to delocalization (QT appears). In this respect, the authors of [60] have studied localization–delocalization transition of electron states in SW networks. The SW feature is interesting because it makes it easy to navigate a network since SW networks exhibit a relatively short path between any pair of nodes [86,87]: the mean topological distance or average path length ` is small when compared to the total number of nodes N in the network (` = ln N as N → ∞). The O usual technique of rewiring [86] or adding links [88] in macroscopic, non-quantum CN to create SW networks have also been extended to quantum system( [82,84) ] to enhance QT. In [82], SW networks have been generated from a one-dimensional ring of N nodes by randomly introducing B additional links between them. The quantum particle dynamics has been modeled by CTQWs, computing the averaged transition probability to reach any node of the network from the initially excited one. Finally, the strategy of adding new links have been explored in star networks with the aim of enhancing the efficiency of quantum walks to navigate the network [84]. Please note that all of these key works have focused their research from the viewpoint of the topological properties. In particular, the topological (geodesic) distance between two nodes i and j, d i, j , is the length of the
( ) Nanomaterials 2021, 0,5 6 of 22
research from the viewpoint of the topological properties. In particular, the topological (geodesic) distance between two nodes i and j, d i, j , is the length of the shortest path (geodesic path) between them, that is, the minimum number of links when going from one node to the other [50]. The distance between two( nodes) i and j that are directly linked is d i, j = 1, regardless of where they are located in physical space. We propose in the next paragraph to use the Euclidean distance for reasons that will be clearer later on. ( ) Nanomaterials 2021, 11, 375 3. The QD System 6 of 22 Let us consider a microscopic physical system, which is closed, and made of a set of N QDs that are randomly distributed in a metric space as shown in Figure 2a. The position of shortest path (geodesic path) between them, that is, the minimum number of links when 2 each nanostructure in the metric space R is determined by a position vector r. We consider going from one node to the other [50]. The distance between two nodes and that are a single electron (walker)i freelyj tunneling among QDs (when allowed). An example of , ,5 directly linked is d i, j 1, regardless of where6 they of 22 are located in physical space. We Nanomaterials 2021 0 = one-electron model is the tight-binding model [89], which has been used for both lattice propose in the next paragraph to use the Euclidean distance for reasons that will be clearer and random networks. later on. ( ) Aiming to later numerically illustrate the results of studying this system using CN research from the viewpoint of the topological properties. In particular, the topological 3. The QD System concepts, we are going to assume a set of hypotheses about the QCF that the QDs produce. (geodesic) distance between two nodes i and j, d i, j , is the length of the shortest path These hypotheses will allow us to tackle the problem by using some well known QM (geodesic path) between them, that is, the minimumLet us consider number a microscopic of links when physical going system, from onewhich is closed, and made of a set of N QDs that are randomly distributed in a metric spaceresults as shown on in each Figure individual2a. The position nanostructure, of so that we will be able to then focus on exploring node to the other [50]. The distance between two( nodes) i and j that are directly linked is each nanostructure in the metric space 2 is determinedthe complete by a position system vector asr. a We RGG. consider d i, j = 1, regardless of where they are located in physical space. We proposeR in the next a single electron (walker) freely tunneling among QDsWith (when this allowed). in mind, An and example for reasons of that will be clearer later on, we first assume that paragraph to use the Euclidean distance for reasons that will be clearer later on. one-electron model is the tight-binding model [89],the which single has band been effectiveused for both mass lattice equation of electrons in the envelope approximation [90] ( ) 3. The QD System and random networks. is a proper description of the dot and barrier bulk materials. This is because a QD size of Aiming to later numerically illustrate the results10 to of 20 studying nm is much this system larger using than CN the lattice constant of the material involved and, thus, it Let us consider a microscopic physical system, which is closed, and made of a set of N concepts, we are going to assume a set of hypothesesseems about reasonable the QCF that to the consider QDs produce. that only the envelope part of the electron wave function QDs that are randomly distributed in a metric space as shown in Figure 2a. The position of These hypotheses will allow us to tackle the problemis affected by using by some the confinement well known potential. QM For the sake of clarity, we also assume that the each nanostructure in the metric space results2 is determined on each individual by a position nanostructure, vector r. so We that consider we will be able to then focus on exploring R QDs are identical (since in a closed system, energy is conserved, and the electron can only a single electron (walker) freely tunnelingthe complete among systemQDs (when as a RGG. allowed). An example of make transitions between QDs that have the same energy, that is, between QDs that have one-electron model is the tight-binding modelWith [ this89], in which mind, has and been for reasons used for that both will lattice be clearer later on, we first assume that the same size [91]) and spherical with radius R . The center of any QD i is given by a and random networks. the single band effective mass equation of electrons in the envelope approximation [90] QD position vector r in the metric space. We assume that its associated QCP is spherically Aiming to later numerically illustrateis a proper the results description of studying of the dot this and system barrier using bulk materials. CN This is becausei a QD size of 10 to 20 nm is much larger than the lattice constantsymmetric of the material (depending involved only and, on thus, the it radial co-ordinate r), finite and “square”: concepts, we are going to assume a set of hypotheses about the QCF that the QDs produce. seems reasonable to consider that only the envelope part of the electron wave function These hypotheses will allow us to tackle the problem by using some well known QM is affected by the confinement potential. For the sake of clarity, we also assume that the VC , if r < RQD results on each individual nanostructure, so that we will be able to then focus on exploring UC r = , (1) QDs are identical (since in a closed system, energy is conserved, and the electron can only 0 , if r > RQD the complete system as a RGG. make transitions between QDs that have the same energy, that is, between QDs that have as shown in Figure 4a. ( ) v With this in mind, and for reasonsthe that same will size be [ clearer91]) and later spherical on, we with first radius assumeRQD that. The center of any QD i is given by a the single band effective mass equationposition of electrons vector inr in the the envelope metric space. approximation We assume [ that90] its associated QCP is spherically i U is a proper description of the dot and barriersymmetric bulk (depending materials. only This on is the because radial a co-ordinate QD size ofr),C finiteRQCP and “square”: 2 2 10 to 20 nm is much larger than the lattice constant of the material involved and, thus, it QD 0 r QD | | −VC , if r < RQD | | seems reasonable to consider that only the envelope part of the electronUC r = wave function , (1) 0 , if r > RQD is affected by the confinement potential. For the sake of clarity, we also assume that the EQD 20 as shown in Figure4a. QDs are identical (since in a closed system, energy is conserved, and the( ) electronv can only make transitions between QDs that have the same energy, that is, between QDs that have –20 y(nm) the same size [91]) and spherical with radiusUC RQD. The center of any QD i is given by��� a 2 2 QD x(nm) position vector ri in the metric space. We assume that its associated QCP is spherically��� QD ��� |VC | –20 0 r 20 symmetric (depending only on the radial co-ordinate r), finite and| “square”:| ��� ��� r/RQCP EQD 20 ��� V , if r R (a) (b) (c) C < QD ��� UC r = ,��� (1) 0 , if r > RQD –20 Figure 4. (a) Quantum confinement potential. VC is the depth of the potential well while RQD is y(nm) ��� ��� as shown in Figure 4a. ( ) v x(nm) the radius of the QD producing UC. EQD is the energy of the bound state; (b) squared modulus of VC –20 2 2 20 the corresponding� � wave� function,� �� yQD�� , in Cartesian coordinates; (c) yQD as a function of the U normalized radial coordinate, r R . C RQCP 2 QD (a) (b) (c) ∂ ∂ ∂ ∂ 2 QD 0 r QD | | The reason why we have/ made use of UC is that the time-independent Schrödinger’s | | Figure 4. (a ) Quantum confinement potential. VC is the depth of the potential well while RQD is equation, which allows for computing both the electron wavefunction (yQD) and its en- E the radius of the QD producing UC. EQD is the energy of the bound state; (b) squared modulus of QD 20 2 ergy (E ), 2 the corresponding wave function, ψQD , in Cartesian coordinates;QD (c) ψQD as a function of the normalized radial coordinate, r RQD. –20 ∣ ∣ ∣ ∣ y(nm) x(nm) The reason why we have/ made use of UC is that the time-independent Schrödinger’s VC –20equation, which allows for computing both the electron wavefunction (ψQD) and its en- 20 ergy (EQD), r/RQCP (a) (b) (c)
Figure 4. (a) Quantum confinement potential. VC is the depth of the potential well while RQCP is the radius of the nanostructure producing UC. EQD is the energy of the bound state; (b) squared modulus 2 2 of the corresponding wave function, yQD , in Cartesian coordinates; (c) yQD as a function of the normalized radial coordinate, r RQCP. ∂ ∂ ∂ ∂ The reason why we have/ made use of UC is that the time-independent Schrödinger’s equation, which allows for computing both the electron wavefunction (yQD) and its en- ergy (EQD), Nanomaterials 2021, 11, 375 7 of 22
HsψQD = EQD ⋅ ψQD, (2)
can be solved analytically [91–93]. Hs in Equation (2) is called the Hamiltonian operator and corresponds to the total energy of the system,
2 h¯ 2 H − ▽ +V (3) s ≡ 2m s where h¯ is the reduced Planck constant, m the electron mass, ▽2 is the the Laplace opera- tor [94], and Vs is the energy potential operator. Thus, according to QM, the electron energy in the QCF (1) is quantized: it can only take 2 discrete values [91]. The number of “bound states” in this QCF depends on VC ⋅ 2RQCP 2 (see [91]): there is a range of values of VC ⋅ 2RQCP for which there is only one energy level. Now, if we assume, for simplicity, that the QD size, 2RQCP, is so tiny that( there) is only one energy level, EQD, its associated wavefunction( ) is a 1 s–orbital [6,93]. We have solved the problem for a single, isolated QD with RQCP = 10 nm and VC = 0.47 eV, typical in III-V semiconductors. There is only one bound state, whose energy is EQD = 0.4 eV. Its associated wave function ψQD is a spherical 1s−orbital. We have represented its squared 2 modulus, ψQD , in both Cartesian (Figure4b) and radial coordinates (Figure4c). The 2 latter shows how ψQD r decreases very quickly as a function of the normalized radial coordinate,∣ r RQCP∣ . With this idea∣ in mind,( )∣ the potential in the complete system is a function that varies from one QD/ to another, taking the −VC value inside each QD and zero in the space among QDs:
−V , inside a QD at r V V r C (4) ≡ = 0 , outside a QD , where r is the position vector locating( ) v each QD.
4. Modeling the QD System as a Spatial Network: The Proposed Model Aiming at generating the network associated with the proposed system, we represent any QD i by means of a node, and we label this node using its ket i , as shown in Figure5a. Our next step is to generate the links in a way that makes physical sense according to QM, and also takes into account that the nodes are spatially embedded.∣ ⟩ As outlined in Section1 when introducing our approach, we generate a link between two nodes (sites, kets), i and j , located at ri and rj, respectively, by computing to what extent their respective wave
functions overlap. We compute the overlap between the wave functions ψQDi and ψ∣QD⟩ j as ∣the⟩ overlap integral [94] over all the physical space S
∗ ψQDj ψQDi dr = j i = wij. (5) ES Note that, because of symmetry, j i = i j ⟨. ∣ ⟩ Using Expression (5), we have computed the overlap integral for nodes whose centers are separated by a normalized⟨ Euclidean∣ ⟩ ⟨ ∣ ⟩ distance dE RQCP. The result appears in Figure6, where we have represented the overlap integral as a function of dE RQCP. We have highlighted two situations in Figure6 for illustrative/ purposes. / Version January 18, 2021 submitted to Nanomaterials 8 of 24 Version January 18, 2021 submitted to Nanomaterials 8 of 24
Node w12 = 1 2 Node | w12 = 1w223 = 2 3 | | w23 = 2 3 2 2 | | 2 | 2 r2 | | 1 3 r2 1 3 | r1 1 | 3w13 = 1 3 =01 | 3 Version January 18, 2021 submitted to Nanomaterials rr1 | |8 of 24 | w13 = 1 3 =0 | | 3 No link | | r3 No link (a) (b) (a) (b) Node w12 = 1 2 Figure 5. (a) System with| three QDs. Vector r isw the23 position= 2 3 vector in the metric space. We represent Figure 5. (a) System with three QDs. | Vector r is the position vector in the metric space. We represent 2 each QD as a node, and we label it with the ket notation i .(b) Methodology to form weighted links each QD as a node,2 and we label it with the ket notation i .(b) Methodology to form weighted links | according to QMs. Each weight wij is the| overlap integral between yQDi and yQDj (or, equivalently, r according to QMs. Each weight w is the overlap integral between y and y (or, equivalently, 2 i j in Dirac’s notation). ∂ijã QDi QDj 1 3 1 3 ∂ ã | r1 | | wi j13in= Dirac’s1 3 notation).=0 | r3 Ö ∂ ã | Ö ∂ ã No link
(a) (b)
Nanomaterials 2021, 11, 375 8 of 22 Figure 5. (a) System with three QDs. Vector r is the position vector in the metric space.w We0.65 represent ij w 0.65 each QD as a node, and we label it with the ket notation i .(b) Methodology to form weighted links ij i j , according to QMs. Each weight wij is the overlap integral between yQDi and yQDj (or, equivalently, i j Node w12 = 1 , 2 i j in Dirac’s notation). ∂ ã dE(i,h j)=3| i RQCP w23 = 2 3 2 d2E(i, j)=3Rh QCP| i wgh 0.05 | i g | i wgh 0.05 Ö ∂ ã r2 g h Overlap 3 3 h 1 1 dE(g, h) = 15RQCP r1 | i Overlap w13 = 1 3 =0 | i | i | i h | i dE(g, h) = 15RQCP r3 No link (a) (b) Figure 5. (a) System with three QDs. Vector r is the positiond vectorE/R inQCP the metric space. We represent wij 0.65 dE/RQCP each QD as a node, and we label it with the ket notation i ;(b) methodology to form weighted links Figure 6. Overlap between the electron wave functions in two QDs as a function of the distance