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Virtus AllianzGI Global Dynamic Allocation Fund as of : 08/31/2021 (Unaudited) SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO Microsoft Corp 2,373 $716,361 2.03 % ASML Holding NV 705 $586,446 1.66 % Amazon.com Inc 161 $558,797 1.59 % Adobe Inc 697 $462,599 1.31 % Visa Inc 1,655 $379,161 1.08 % S&P Global Inc 781 $346,623 0.98 % PayPal Holdings Inc 1,130 $326,186 0.93 % Apple Inc 2,085 $316,566 0.90 % MSCI Inc 494 $313,483 0.89 % Alphabet, Inc.- Cl A 106 $306,759 0.87 % Tencent Holdings Ltd 4,781 $295,806 0.84 % Cooperatieve Rabobank UA, 1.1060% 02/24/2027 250,000 $248,082 0.70 % LVMH Moet Hennessy Louis Vuitton SE 328 $242,751 0.69 % Facebook Inc 593 $224,972 0.64 % Dsv Panalpina A/s 861 $219,413 0.62 % Enel Finance International NV, 2.6500% 09/10/2024 200,000 $210,531 0.60 % Alibaba Group Holding Ltd 1,242 $207,402 0.59 % Natwest Group PLC, 2.3590% 05/22/2024 200,000 $205,545 0.58 % Sea Ltd 596 $201,639 0.57 % LG Chem Ltd, 1.3750% 07/07/2026 200,000 $199,342 0.57 % Massachusetts Mutual Life Insurance Co, 5.0770% 02/15/2069 150,000 $189,264 0.54 % 1 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO Ford Motor Credit Co LLC, 3.3500% 11/01/2022 185,000 $189,070 0.54 % Square Inc 696 $186,577 0.53 % StoneCo Ltd 3,934 $183,088 0.52 % NIKE Inc 1,107 $182,367 0.52 % Deutsche Lufthansa AG 18,000 $180,336 0.51 % adidas AG 504 $178,797 0.51 % Popular Inc, 6.1250% 09/14/2023 165,000 $177,788 0.50 % Sika AG 489 $176,270 0.50 % Edwards Lifesciences Corp 1,495 $175,184 0.50 % Zoetis Inc 840 $171,830 0.49 % Verizon Communications Inc, 4.1250% 03/16/2027 150,000 $171,507 0.49 % Estee Lauder Cos Inc/The 502 $170,926 0.49 % Pool Corp 345 $170,534 0.48 % Citigroup Inc, 0.7760% 10/30/2024 170,000 $170,521 0.48 % Intuitive Surgical Inc 160 $168,570 0.48 % Cooper Cos Inc/The 368 $165,861 0.47 % Metropolitan Life Insurance Co, 7.8000% 11/01/2025 130,000 $163,082 0.46 % Novo Nordisk A/S 1,614 $160,857 0.46 % Intuit Inc 277 $156,812 0.45 % L'Oreal SA 312 $145,995 0.41 % MetLife Inc, 9.2500% 04/08/2038 95,000 $145,168 0.41 % NRG Energy Inc, 2.4500% 12/02/2027 141,000 $143,322 0.41 % Zalando SE 1,291 $142,984 0.41 % Genting Singapore Ltd 248,500 $141,398 0.40 % Southwest Airlines Co 2,800 $139,384 0.40 % Ambu A/S 4,350 $137,513 0.39 % 2 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO AIA Group Ltd 11,400 $136,244 0.39 % Tyler Technologies Inc 279 $135,510 0.38 % UnitedHealth Group Inc 325 $135,288 0.38 % Sap SE 898 $135,148 0.38 % Kingspan Group PLC 1,184 $134,740 0.38 % Alphabet, Inc.- Cl C 46 $133,825 0.38 % GE Capital Funding LLC, 4.5500% 05/15/2032 110,000 $132,375 0.38 % Raytheon Technologies Corp, 7.0000% 11/01/2028 100,000 $131,191 0.37 % Shinsegae Inc 550 $127,604 0.36 % Newmont Corp 2,161 $125,316 0.36 % Lonza Group AG 145 $122,714 0.35 % Applied Materials Inc 906 $122,428 0.35 % HDFC Bank Ltd 1,537 $120,362 0.34 % Keyence Corp 200 $120,220 0.34 % Kangwon Land Inc 4,820 $115,153 0.33 % Tui Ag 26,100 $113,378 0.32 % Mainfreight Ltd 1,711 $113,332 0.32 % Dassault Aviation SA 100 $112,762 0.32 % Singapore Airlines Ltd 29,500 $111,027 0.32 % JPMorgan Chase & Co, 0.7680% 08/09/2025 110,000 $109,785 0.31 % VAT Group AG 262 $109,750 0.31 % Boston Gas Co, 3.1500% 08/01/2027 100,000 $107,334 0.30 % AT&T Inc, 3.1000% 02/01/2043 108,000 $106,987 0.30 % Boeing Co/The 484 $106,238 0.30 % Partners Group Holding AG 59 $104,631 0.30 % NVIDIA Corp 467 $104,538 0.30 % 3 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO Wynn Macau Ltd 91,600 $103,172 0.29 % Nemetschek SE 1,035 $101,457 0.29 % Dominion Energy Inc, 2.2500% 08/15/2031 100,000 $100,974 0.29 % Sodexo SA 1,200 $99,211 0.28 % Barrick Gold Corp 4,907 $98,634 0.28 % Amgen Inc, 2.0000% 01/15/2032 100,000 $98,302 0.28 % Mileage Plus Holdings LLC / Mileage Plus Intellectual Property Assets Ltd, 6.5000% 06/20/2027 90,000 $97,772 0.28 % Ryohin Keikaku Co Ltd 4,500 $96,450 0.27 % Assa Abloy AB 3,012 $96,264 0.27 % Infineon Technologies AG 2,253 $95,941 0.27 % Kirkland Lake Gold Ltd 2,400 $95,703 0.27 % Duke Energy Progress LLC, 3.4500% 03/15/2029 85,000 $95,183 0.27 % HIS Co Ltd 4,100 $95,182 0.27 % Wheaton Precious Metals Corp 2,100 $94,643 0.27 % Align Technology Inc 133 $94,297 0.27 % Bank of America Corp, 2.4560% 10/22/2025 90,000 $94,217 0.27 % MTU Aero Engines AG 410 $94,086 0.27 % Leidos Inc, 2.3000% 02/15/2031 95,000 $93,644 0.27 % Global Atlantic Fin Co, 4.7000% 10/15/2051 90,000 $92,249 0.26 % Kakaku.com Inc 2,900 $90,415 0.26 % Royal Caribbean Cruises Ltd 1,091 $90,258 0.26 % Kinross Gold Corp 15,000 $90,239 0.26 % AerCap Ireland Capital DAC / AerCap Global Aviation Trust, 3.5000% 01/15/2025 85,000 $90,092 0.26 % ANA Holdings Inc 3,800 $89,996 0.26 % Agnico Eagle Mines Ltd 1,561 $89,826 0.25 % Catalent Inc 686 $89,482 0.25 % 4 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO Marui Group Co Ltd 5,000 $89,170 0.25 % Sherwin-Williams Co/The 291 $88,368 0.25 % Jersey Central Power & Light Co, 6.1500% 06/01/2037 65,000 $88,291 0.25 % Central Japan Railway Co 600 $87,943 0.25 % Eli Lilly & Co 340 $87,819 0.25 % BAE Systems PLC, 3.4000% 04/15/2030 80,000 $87,698 0.25 % State Street Corp, 1.1189% 06/15/2047 100,000 $87,258 0.25 % Ross Stores Inc 734 $86,906 0.25 % ABC-Mart Inc 1,600 $85,661 0.24 % Cinemark Holdings Inc 4,800 $85,584 0.24 % Verizon Communications Inc 1,556 $85,580 0.24 % Procter & Gamble Co/The 600 $85,434 0.24 % Anheuser-Busch InBev Finance Inc, 4.0000% 01/17/2043 75,000 $84,815 0.24 % Johnson & Johnson 479 $82,929 0.24 % Lennox International Inc 247 $82,789 0.23 % Dave & Buster's Entertainment Inc 2,200 $82,324 0.23 % Bank of America Corp, 2.4960% 02/13/2031 80,000 $82,263 0.23 % Activision Blizzard Inc 989 $81,464 0.23 % NextEra Energy Capital Holdings Inc, 1.9000% 06/15/2028 80,000 $81,125 0.23 % Zions Bancorp NA 1,400 $81,060 0.23 % Live Nation Entertainment Inc 930 $80,631 0.23 % Carnival Corp 3,330 $80,386 0.23 % Las Vegas Sands Corp 1,800 $80,298 0.23 % Truist Financial Corp, 1.2670% 03/02/2027 80,000 $80,248 0.23 % Norwegian Cruise Line Holdings Ltd 3,100 $80,104 0.23 % MSCI Inc, 3.6250% 11/01/2031 75,000 $79,590 0.23 % 5 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO United Airlines Holdings Inc 1,700 $79,067 0.22 % Arizona Public Service Co, 5.5000% 09/01/2035 60,000 $78,892 0.22 % Walt Disney Co/The 430 $77,959 0.22 % Liberty Mutual Group Inc, 4.1250% 12/15/2051 76,000 $77,910 0.22 % Roche Holding AG 192 $77,104 0.22 % El Paso Natural Gas Co LLC, 8.3750% 06/15/2032 52,000 $77,073 0.22 % JPMorgan Chase & Co, 1.0758% 02/02/2037 85,000 $76,707 0.22 % Microsoft Corp, 3.5000% 11/15/2042 65,000 $76,402 0.22 % Six Flags Entertainment Corp 1,800 $76,032 0.22 % Pacific Life Global Funding II, 1.3750% 04/14/2026 75,000 $75,691 0.21 % Ralph Lauren Corp 650 $75,485 0.21 % Hexagon AB 4,196 $72,693 0.21 % Atlas Copco AB 1,053 $72,287 0.21 % American Express Co, 8.1500% 03/19/2038 45,000 $72,183 0.20 % Cathay Pacific Airways Ltd 85,543 $71,822 0.20 % American Airlines Group Inc 3,560 $70,986 0.20 % Boeing Co/The, 3.6250% 02/01/2031 65,000 $70,494 0.20 % Airbus SE 512 $69,946 0.20 % HCA Inc, 5.8750% 02/15/2026 60,000 $69,588 0.20 % CSL Ltd 301 $68,688 0.19 % Coloplast A/S 394 $68,250 0.19 % VMware Inc, 4.5000% 05/15/2025 60,000 $66,956 0.19 % VMware Inc, 2.2000% 08/15/2031 65,000 $64,565 0.18 % Netflix Inc, 4.8750% 04/15/2028 55,000 $64,281 0.18 % Danaher Corp 194 $62,887 0.18 % Safran SA 500 $62,733 0.18 % 6 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO Huntington Capital Trust I, 0.8258% 02/01/2027 65,000 $62,404 0.18 % Waste Management Inc 401 $62,199 0.18 % Taiwan Semiconductor Manufacturing Co Ltd 522 $62,123 0.18 % STERIS Irish FinCo UnLtd Co, 2.7000% 03/15/2031 60,000 $62,021 0.18 % Time Warner Cable LLC, 6.5500% 05/01/2037 45,000 $61,407 0.17 % Targa Resources Partners LP / Targa Resources Partners Finance Corp, 5.5000% 03/01/2030 55,000 $60,638 0.17 % General Motors Co, 5.1500% 04/01/2038 50,000 $60,310 0.17 % Oracle Corp, 3.8000% 11/15/2037 55,000 $60,232 0.17 % Centene Corp, 2.4500% 07/15/2028 59,000 $59,853 0.17 % Apple Inc, 2.7000% 08/05/2051 60,000 $59,738 0.17 % Novartis AG 632 $58,517 0.17 % JPMorgan Chase & Co 365 $58,382 0.17 % Pfizer Inc 1,267 $58,371 0.17 % Marathon Petroleum Corp, 5.8500% 12/15/2045 45,000 $58,260 0.17 % Compass Group PLC 2,779 $57,330 0.16 % AT&T Inc, 5.2500% 03/01/2037 45,000 $57,072 0.16 % McDonald's Corp 237 $56,278 0.16 % Target Corp 227 $56,064 0.16 % Petroleos Mexicanos, 4.5000% 01/23/2026 55,000 $55,605 0.16 % Costco Wholesale Corp 122 $55,570 0.16 % Avnet Inc, 3.0000% 05/15/2031 55,000 $55,557 0.16 % Goldman Sachs Group Inc/The, 0.8550% 02/12/2026 55,000 $54,685 0.16 % ComfortDelGro Corp Ltd 45,200 $54,464 0.15 % Dollar General Corp 242 $53,944 0.15 % Yuanta Financial Holding Co Ltd 59,400 $53,584 0.15 % Vinci SA 499 $53,552 0.15 % 7 SECURITY SHARES TRADED MARKET VALUE % OF PORTFOLIO Cisco Systems Inc/Delaware 907 $53,531 0.15 % Walmart Inc 361 $53,464 0.15 % Pacific Gas and Electric Co, 4.5500% 07/01/2030 50,000 $53,203 0.15 % PepsiCo Inc, 2.8750% 10/15/2049 50,000 $52,482 0.15 % CVS Health Corp 606 $52,352 0.15 % Bristol-Myers Squibb Co 771 $51,549 0.15 % easyJet PLC 4,650 $50,889 0.14 % Microsoft Corp, 2.5250% 06/01/2050 50,000 $49,880 0.14 % NextEra Energy Inc 593 $49,806 0.14 % NXP BV / NXP Funding LLC / NXP USA Inc, 3.4000% 05/01/2030 45,000 $49,355 0.14 % AbbVie Inc 408 $49,278 0.14 % DTE Electric Co, 4.0500% 05/15/2048 40,000 $49,246 0.14 % General Motors Co, 4.8750% 10/02/2023 45,000 $48,811 0.14 % MarketAxess Holdings Inc 102 $48,544 0.14 % Toyota Motor Corp 551 $48,041 0.14 % Nestle SA 380 $48,028 0.14 % Deutsche
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    2 FTSE Russell Publications 19 August 2021 FTSE USA Minimum Variance Indicative Index Weight Data as at Closing on 30 June 2021 Index weight Index weight Index weight Constituent Country Constituent Country Constituent Country (%) (%) (%) 3M Company 0.33 USA Brown & Brown 0.22 USA Dover Corp 0.04 USA Abbott Laboratories 0.22 USA Brown-Forman B 0.27 USA DTE Energy 0.13 USA AbbVie Inc 0.38 USA Bunge 0.21 USA Duke Energy Corp 0.26 USA Abiomed Inc 0.41 USA Burlington Stores 0.05 USA Duke Realty Corp 0.07 USA Accenture Cl A 0.12 USA C.H. Robinson Worldwide 0.49 USA DuPont de Nemours 0.03 USA Activision Blizzard 0.38 USA Cabot Oil & Gas 0.33 USA Eastman Chemical 0.06 USA Adobe 0.08 USA Cadence Design Systems 0.02 USA Ebay 0.52 USA Advance Auto Parts 0.21 USA Campbell Soup 0.47 USA Ecolab 0.07 USA AES Corp. 0.03 USA Cardinal Health 0.18 USA Edison International 0.18 USA Aflac 0.03 USA Carmax Inc 0.09 USA Edwards Lifesciences 0.23 USA Agilent Technologies 0.24 USA Catalent 0.04 USA Elanco Animal Health 0.17 USA AGNC Investment 0.38 USA Caterpillar 0.17 USA Electronic Arts 0.45 USA Air Products & Chemicals Inc 0.14 USA Cboe Global Markets 0.42 USA Emerson Electric 0.03 USA Akamai Technologies 0.51 USA Centene Corp 0.06 USA Entergy Corp 0.14 USA Alexandria Real Estate Equity 0.17 USA Cerner Corp 0.46 USA Equifax 0.31 USA Alexion Pharm 0.36 USA CF Industries Holdings 0.03 USA Equinix Inc 0.29 USA Alleghany 0.02 USA Charter Communications Inc.
  • Ctbc Financial Holding Co., Ltd. and Subsidiaries

    Ctbc Financial Holding Co., Ltd. and Subsidiaries

    1 Stock Code:2891 CTBC FINANCIAL HOLDING CO., LTD. AND SUBSIDIARIES Consolidated Financial Statements With Independent Auditors’ Report For the Six Months Ended June 30, 2019 and 2018 Address: 27F and 29F, No.168, Jingmao 2nd Rd., Nangang Dist., Taipei City 115, Taiwan, R.O.C. Telephone: 886-2-3327-7777 The independent auditors’ report and the accompanying consolidated financial statements are the English translation of the Chinese version prepared and used in the Republic of China. If there is any conflict between, or any difference in the interpretation of the English and Chinese language independent auditors’ report and consolidated financial statements, the Chinese version shall prevail. 2 Table of contents Contents Page 1. Cover Page 1 2. Table of Contents 2 3. Independent Auditors’ Report 3 4. Consolidated Balance Sheets 4 5. Consolidated Statements of Comprehensive Income 5 6. Consolidated Statements of Changes in Stockholder’s Equity 6 7. Consolidated Statements of Cash Flows 7 8. Notes to the Consolidated Financial Statements (1) History and Organization 8 (2) Approval Date and Procedures of the Consolidated Financial Statements 8 (3) New Standards, Amendments and Interpretations adopted 9～12 (4) Summary of Significant Accounting Policies 12～39 (5) Primary Sources of Significant Accounting Judgments, Estimates and 40 Assumptions Uncertainty (6) Summary of Major Accounts 40～202 (7) Related-Party Transactions 203～215 (8) Pledged Assets 216 (9) Significant Contingent Liabilities and Unrecognized Contract 217～226 Commitment (10) Significant Catastrophic Losses 227 (11) Significant Subsequent Events 227 (12) Other 227～282 (13) Disclosures Required (a) Related information on significant transactions 283～287 (b) Related information on reinvestment 287～289 (c) Information on investment in Mainland China 289～290 (14) Segment Information 291 KPMG 11049 5 7 68 ( 101 ) Telephone + 886 (2) 8101 6666 台北市 信義路 段 號 樓 台北 大樓 68F., TAIPEI 101 TOWER, No.