FDC EXCLUSION LIST (FDC’s proprietary exclusion list as of 17th June 2021)

N° ENTITY NAME NORM(S) COUNTRY

1 63 Moons Technologies Ltd Business Ethics India

2 Adani Enterprises Ltd Environment India

3 Adani Ports & Special Economic Zone Ltd Human Rights & Environment India

4 Aerojet Rocketdyne Holdings Inc Controversial Weapons United States

5 Airbus SE Controversial Weapons Netherlands

6 Anhui GreatWall Military Industry Co Ltd Controversial Weapons & Human Rights China

7 Aryt Industries Ltd Controversial Weapons Israel

8 Aselsan Elektronik Sanayi ve Ticaret AS Controversial Weapons Turkey

9 Avio SPA Controversial Weapons Italy

10 Babcock International Group PLC Controversial Weapons United Kingdom

11 BAE Systems PLC Controversial Weapons United Kingdom

12 Bharat Dynamics Ltd Human Rights & Controversial Weapons India 13 Brookfield Asset Management Inc Controversial Weapons Canada

14 Brookfield Business Partners LP Controversial Weapons Bermuda

15 BWX Technologies Inc Controversial Weapons United States

16 CACI International Inc Controversial Weapons United States

17 Carmat SA Controversial Weapons France

18 China Aerospace International Holdings Ltd Controversial Weapons Hong Kong

19 China Isotope & Radiation Corp Controversial Weapons China

20 China National Nuclear Power Co Ltd Controversial Weapons China

21 China Northern Rare Earth (Group) High-Tech Co Ltd Environment China

22 China Petroleum & Chemical Corp Human Rights China

23 China Shipbuilding Industry Co Ltd Controversial Weapons China

24 China Shipbuilding Industry Group Power Co Ltd Controversial Weapons China

25 China Spacesat Co Ltd Human Rights & Controversial Weapons China

26 CNIM Group SA Controversial Weapons France

27 CNNC International Ltd Controversial Weapons Hong Kong

28 CNPC Capital Co Ltd Human Rights China

29 Cox & Kings (India) Ltd Business Ethics India

30 Danske Bank A/S Business Ethics Denmark

31 Dassault Aviation SA Controversial Weapons France

2

32 Ducommun Inc Controversial Weapons United States

33 El Sewedy Electric Co Environment Egypt

34 Energy Transfer LP Human Rights United States

35 Fluor Corp Controversial Weapons United States

36 General Dynamics Corp Controversial Weapons United States

37 GMéxico Transportes SAB de CV Labour Rights & Environment Mexico

38 Grupo México, S.A.B. de CV Labour Rights & Environment Mexico

39 Hangzhou Hikvision Digital Technology Co Ltd Human Rights China

40 Co Ltd Controversial Weapons

41 Hanwha Corp Controversial Weapons South Korea

42 Hanwha Life Co Ltd Controversial Weapons South Korea

43 Corp Controversial Weapons South Korea

44 Honeywell Automation India Ltd Controversial Weapons India

45 Honeywell International Inc Controversial Weapons United States

46 Huneed Technologies Controversial Weapons South Korea

47 Huntington Ingalls Industries Inc Controversial Weapons United States

48 Indian Hotels Co Ltd Controversial Weapons India

49 Indivior PLC Business Ethics United Kingdom

50 Indostar Capital Finance Ltd Controversial Weapons India

3

51 Inner Mongolia Baotou Steel Union Co Ltd Environment China

52 InnoWireless Co Ltd Controversial Weapons South Korea

53 Jacobs Engineering Group Inc Controversial Weapons United States

54 JBS SA Environment & Business Ethics Brazil

55 Kangmei Pharmaceutical Co Ltd Business Ethics China

56 Korea Electric Power Corporation Human Rights South Korea

57 L&T Finance Holdings Ltd Human Rights & Controversial Weapons India

58 L&T Technology Services Ltd Human Rights & Controversial Weapons India

59 L3Harris Technologies Inc Controversial Weapons United States

60 Larsen & Toubro Infotech Ltd Human Rights & Controversial Weapons India

61 Larsen & Toubro Ltd Human Rights & Controversial Weapons India

62 Leonardo SPA Controversial Weapons Italy

63 LIG Nex1 Co Ltd Human Rights & Controversial Weapons South Korea

64 Lockheed Martin Corp Human Rights & Controversial Weapons United States

65 Luckin Coffee Inc Business Ethics China

66 ManTech International Corp Controversial Weapons United States

67 Metallurgical Corporation of China Ltd Environment China

68 Mindtree Ltd Human Rights & Controversial Weapons India

69 MMC Norilsk Nickel PJSC Environment Russia

4

70 Moog Inc Controversial Weapons United States

71 MTN Group Ltd Human Rights South Africa

72 MTN Nigeria Communications Ltd Human Rights Nigeria

73 Mumias Sugar Company Ltd Business Ethics Kenya

74 Norinco International Cooperation Ltd Controversial Weapons China

75 Northrop Grumman Corp Controversial Weapons United States

76 Oceaneering International Inc Controversial Weapons United States

77 Oil and Natural Gas Corporation Ltd Human Rights India

78 Orascom Investment Holding SAE Human Rights Egypt

79 Pan American Silver Corp Human Rights Canada

80 PetroChina Co Ltd Human Rights China

81 PG & E Corp Human Rights United States

82 Poongsan Corp Human Rights & Controversial Weapons South Korea

83 Poongsan Holdings Corp Human Rights & Controversial Weapons South Korea

84 PT Vale Indonesia Tbk Human Rights & Environment Indonesia

85 Ratch Group Public Co Ltd Human Rights Thailand

86 Raytheon Technologies Corp Human Rights & Controversial Weapons United States

87 Rolls-Royce Holdings PLC Controversial Weapons United Kingdom

88 S&T Dynamics Co Ltd Controversial Weapons South Korea

5

89 S&T Holdings Co Ltd Controversial Weapons South Korea

90 Safran SA Controversial Weapons France

91 Saudi Arabian Oil Company Human Rights Saudi Arabia

92 Saudi Basic Industries Corp Human Rights Saudi Arabia

93 Serco Group PLC Controversial Weapons United Kingdom

94 Sinopec Kantons Holdings Ltd Human Rights Hong Kong

95 SK Holdings Co Ltd Human Rights South Korea

96 SNT Dynamics Co Ltd Human Rights South Korea

97 SNT Holdings Co Ltd Human Rights South Korea

98 Southern Copper Corporation Labour Rights & Environment United States

99 Swedbank AB Business Ethics Sweden

100 Tata Chemicals Ltd Controversial Weapons India

101 Tata Communications Ltd Controversial Weapons India

102 Tata Consultancy Services Ltd Human Rights & Controversial Weapons India

103 Tata Consumer Products Ltd Controversial Weapons India

104 Tata Elxsi Ltd Controversial Weapons India

105 Tata Investment Corp Ltd Human Rights & Controversial Weapons India

106 Tata Motors Ltd Controversial Weapons India

107 Tata Steel Ltd Controversial Weapons India

6

108 Tata Teleservices (Maharashtra) Ltd Controversial Weapons India

109 Teva Pharmaceutical Industries Ltd Business Ethics Israel

110 Textron Inc Controversial Weapons United States

111 Thales SA Controversial Weapons France

112 The Boeing Company Controversial Weapons United States

113 The Tata Power Company Ltd Controversial Weapons India

114 Titan Co Ltd Controversial Weapons India

115 Tokyo Electric Power Company Holdings Inc Human Rights & Environment Japan

116 Toshiba Corp Business Ethics Japan

117 Trent Ltd Controversial Weapons India

118 Tronic's Microsystems SA Controversial Weapons France

119 Ultra Electronics Holdings PLC Controversial Weapons United Kingdom

120 Unitech Ltd Human Rights & Business Ethics India

121 Vale SA Human Rights & Environment Brazil

122 Voltas Ltd Controversial Weapons India

123 Walchandnagar Industries Ltd Human Rights & Controversial Weapons India

124 Wells Fargo & Company Business Ethics United States

125 Wirecard AG Business Ethics Germany

126 Zijin Mining Group Company Ltd Human Rights & Environment China

7