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Topology and its Applications

www.elsevier.com/locate/topol

Canonical subbase-compactness of topological products

Horst Herrlich

Feldhaeuser Str. 69, 28865 Lilienthal, Germany

article info abstract

Article history: For topological products the concept of canonical subbase-compactness is introduced, and Received 29 November 2006 the question analyzed under what conditions such products are canonically subbase- Received in revised form 2 August 2008 compact in ZF-set theory.

Dedicated to Peter Collins and Mike Reed Results: (1) Products of finite spaces are canonically subbase-compact iff AC(fin),theaxiom of choice for finite sets, holds. MSC: (2) Products of n-element spaces are canonically subbase-compact iff AC(< n),theaxiom primary 03E25 of choice for sets with less than n elements, holds. secondary 54D30, 54B10 (3) Products of compact spaces are canonically subbase-compact iff AC, the , holds. Keywords: I Axiom of choice (4) All powers X of a X are canonically subbase compact iff X is a Loeb- Compactness space. Canonical subbase-compactness Topological product These results imply that in ZF the implications compact ⇒ canonically subbase-compact ⇒ subbase-compact

are both irreversible. © 2009 Elsevier B.V. All rights reserved.

1. Introduction  = → Let X i∈I Xi be a product of topological spaces Xi with projections πi : X Xi .ThenX is called

• subbase-compact iff there exists a subbase S of X such that each cover of X by members of S contains a finite cover of X, • canonically subbase-compact iff every cover of X by members of the canonical subbase    = −1[ ]  ∈ S πi A i I and A open in Xi contains a finite cover of X.

By Alexander’s Subbase Theorem the obvious implications

compact ⇒ canonically subbase-compact ⇒ subbase-compact

are reversible, i.e., equivalences, in ZFC (i.e., Zermelo–Fraenkel Set Theory with the Axiom of Choice). In ZF (i.e., Zermelo– Fraenkel Set Theory without the Axiom of Choice) the situation is quite different, as will be shown below.

E-mail address: [email protected].

0166-8641/$ – see front matter © 2009 Elsevier B.V. All rights reserved. doi:10.1016/j.topol.2009.03.018 H. Herrlich / Topology and its Applications 156 (2009) 1962–1965 1963

2. The finite case

Consider families (Xi)i∈I of finite spaces. Then the following two results are known:

Proposition 1. ([7]) Equivalent are:

(1) Products of finite spaces are compact. (2) Products of finite discrete spaces are compact. (3) PIT, the Boolean Prime Ideal Theorem, holds.

Proposition 2. ([5, Note 34]) Products of finite discrete spaces are subbase-compact.

Observe that, as pointed out by the authors of [5], the above result entails that Alexander’s Subbase Theorem [Form 14AA] implies Tychonoff’s Compactness Theorem for families of finite discrete spaces, and consequently for families of arbitrary finite spaces [Form 14Z]. However, the question whether products of finite spaces are subbase-compact remained unan- swered. Here we get:

Proposition 3. Equivalent are:

(1) Products of finite spaces are subbase-compact. (2) Products of finite spaces are canonically subbase-compact. (3) Products of finite discrete spaces are canonically subbase-compact. (4) AC(fin), the Axiom of Choice for finite sets, holds.

Proof. (2) ⇒ (1) and (2) ⇒ (3) Obvious.  ⇒ ∞ (3) (4) Let (Yi )i∈I be a family of non-empty finite sets Yi .Let be an element not contained in i∈I Yi , and consider = ∪{∞} { −1 ∞ | ∈ } each set Xi Yi  as a finite discrete space. If the product i∈I Yi would be empty, then the collection πi ( ) i I would be a cover of i∈I Xi by canonical subbase-elements containing no finite subcover. Contradiction. Thus (3) implies (4). ⇒ C (4) (2) Let (Xi)i∈I be a family of finite spaces, and let be a cover of i∈I Xi by canonical subbase-elements. For ∈ C ={ | −1[ ]∈C} each i I define i A A open in Xi and πi A .

∈ C Case 1. There exists i0 I such that i0 covers Xi0 .  −1 Then {π [A]|A ∈ Ci } is a finite cover of ∈ Xi , contained in C. i0 0 i I  Case 2. For each i ∈ I,thesetYi = Xi\ Ci is non-empty.    ∈ ∈ C C By condition (3) there exists some y i∈I Yi .Sincey / , fails to be a cover of i∈I Xi . Thus Case 2 cannot occur. ⇒ ∞ (1) (4) Let (Yi )i∈I be a family of non-empty finite sets. Let be an element not contained in i∈I Yi . Consider for ∈ = ∪{∞} ∅ {∞} each i I the Xi with underlying set Xi Yi and open sets , and Xi .Iftheproduct i∈I Yi −1 would be empty, then the collection C ={π (∞) | i ∈ I} wouldbeanopencoveroftheproductspaceX = ∈ Xi .LetS i  i I be an arbitrary subbase of X. Then the collection C ={S ∈ S |∃C ∈ C, S ⊂ C} would also be a cover of X (cf. the proof of  Theorem 7 in [4]). Thus, by (1), there would exist a finite of C covering X, and consequently a finite subset of C = ∅ 2 covering X. But this cannot be. Thus i∈I Yi .

Observations.

1. There are models of ZF in which AC(fin) fails (see [5]). In such models exist subbase-compact products of finite discrete spaces that fail to be canonically subbase-compact. 2. There are models of ZF that satisfy AC(fin) but do not satisfy PIT (see [5]). In such models exist canonically subbase- compact products of finite discrete spaces that fail to be compact. 3. In condition (1) of Proposition 1 we can restrict attention to Cantor-cubes, i.e., powers {0, 1}I of the discrete space {0, 1}. In Proposition 3 this cannot be done since all Cantor-cubes (in fact: all products of 2-element spaces) are canonically subbase-compact (see [6, Theorem 2.3] or Corollary 1 below).

Problem. Does the statement “Products of finite spaces are canonically subbase-compact” imply the proposition “Products of non-empty compact Hausdorff spaces are non-empty”? 1964 H. Herrlich / Topology and its Applications 156 (2009) 1962–1965

A minor modification of the proof of Proposition 3 yields the following result:

Proposition 4. For each n ∈ N the following conditions are equivalent:

(1) Products of spaces with at most n elements are canonically subbase-compact. (2) Products of discrete spaces with exactly n elements are canonically subbase-compact. (3) AC(< n), the Axiom of Choice for sets with less than n elements, holds.

Observation. For a corresponding result concerning the compactness of countable products see [3, Theorem 2.5].

3. The general case

Proposition 5. ([4]) Equivalent are:

(1) Products of compact spaces are compact. (2) Products of compact spaces are canonically subbase-compact. (3) Products of compact spaces are subbase-compact. (4) AC.

Proof. (1) ⇒ (2) ⇒ (3) Obvious. (3) ⇒ (4) See [4, p. 655]. (4) ⇒ (1) Well known. 2

4. Generalized cubes

Proposition 6. Let X be a compact space. Then the following are equivalent:

(1) Each power X I of X is canonically subbase-compact. (2) X is a Loeb-space (i.e., [1] there exists a selection–function for the non-empty, closed of X).

Proof. (1) ⇒ (2) The empty space is a Loeb-space. So assume X = ∅ and let I be the set of all non-empty, closed subsets of X. Consider the space X I and the collection    C = −1[ \ ]  ∈ πA X A A I .

Case 1. C is a cover of X I .  { −1[ \ ]| ∈ } I By (1) there exists a finite subset J of I such that πA X A A J covers X .Let(aA )A∈ J be an element of A∈ J A and let x0 be an element of X.Definex = (xA )A∈I by  aA , if A ∈ J, xA = x0, otherwise.  ∈ −1[ \ ] Then x / A∈ J πA X A . Contradiction. Thus Case 1 cannot occur.

Case 2. C does not cover X I .   I \ C ∈ Let (xA )A∈I be an element of X .Then(xA )A∈I A∈I A.ThusX is a Loeb-space. (2) ⇒ (1) Let C be a cover of some power X I of X by canonical subbase-elements. For each i ∈ I consider    C = ⊂  −1[ ]∈C i A X πi A .

∈ C Case 1. There exists i0 I such that i0 covers X.

−1 Since X is compact there exists a finite subset F of Ci which covers X.Consequently{π [A]|A ∈ F } is a finite subset 0 i0 of C that covers X I .  Case 2. For each i ∈ I,thesetXi = X\ Ci is non-empty. H. Herrlich / Topology and its Applications 156 (2009) 1962–1965 1965   ∈ C Since each Xi is a non-empty, closed subset of X, (2) implies that there exists some x in i∈I Xi .Consequentlyx / . Contradiction. Thus Case 2 cannot occur. 2

Corollary 1. All Cantor-cubes {0, 1}I and all Hilbert-cubes [0, 1]I are canonically subbase-compact.

Observations.

1. As is well known (see, e.g., [2, Theorem 4.70]), the following conditions are equivalent: (a) All Cantor-cubes are compact. (b) All Hilbert-cubes are compact. (c) PIT. 2. In some ZF-models there exist compact spaces that fail to be Loeb-spaces. Let, e.g., (Xn) be a sequence of pairwise =∅ disjoint 2-element sets with n∈N Xn , and let X be the Alexandroff 1-point-compactification of the discrete space with underlying set n∈N Xn.ThenX is compact and metrizable, but fails to be a Loeb-space.

References

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