Learning from New York
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418 Learning From New York America’s Alternative High-Rise Public Housing Model Nicholas Dagen Bloom Problem, research strategy, and ew York City’s comparative success of maintaining a large working- fi ndings: High-rise public housing has been entirely discredited in the United class high-rise public housing system over a 75-year period States as a legitimate affordable housing N(1934–present) could point the way to a more equitable and sustain- planning strategy because of notorious able urban future. In spite of the fact that the New York City Housing Author- failures in large cities such as St. Louis and ity (NYCHA) is the country’s largest public housing authority (accounting for Chicago. Missing from the planning more than 10% of all American public housing), its unconventional history literature is the long-term achievement and unusual urban context has sidelined its story in major public and afford- record of America’s largest operator of high-rise public housing, the New York City able housing policy debates. The absence of New York from these debates is Housing Authority (NYCHA), which still one of the factors leading to the oversimplifi cation of public housing history operates 2,600 buildings primarily in and policy. modernist tower-in-the-park superblocks for Contextual factors, often used to exclude New York from the national 403,995 authorized tenants. This article story, complicate the comparability of New York City’s public housing condi- assembles and analyzes historical and tions. New York City, in spite of fl irting with bankruptcy in the 1970s, main- contemporary materials to create a portrait of functioning American tower-block public tained its fi nancial and residential base much better than cities, such as Balti- housing. The article discusses both contex- more, who were battered from a toxic combination of deindustrialization and tual factors (New York’s transit network, White fl ight. This comparative economic and demographic health enabled density, and diversity) and successful New York City public housing administrators, for instance, to maintain long-term management in three areas (daily greater tenant selectivity and even pay for extra project security in public operations, tenant selection, and lobbying) as key to the NYCHA’s preservation of housing. New York, as the nation’s leading immigrant destination, also main- public housing. tained more ethnic diversity that, in turn, infl ected public housing with Takeaway for practice: In operations, greater social diversity and potential tenants. New York City’s extensive, low- NYCHA has maintained large front-line cost subway system (boasting 660 miles of track and 468 stations) further staffi ng on project grounds that play a reduced the isolation of housing projects, connected residents to decent jobs, critical role both in maintenance and social and kept many housing projects desirable even as social disorder grew. Finally, order. In tenant selection, administrators for New York City’s urban landscape includes many subsidized high-rise housing decades have maintained greater social mixture and better fi nances by recruiting projects for a range of income levels. There may be less stigma living in a and retaining working families and, at the public high-rise project in New York City than other cities because New York same time, enforcing social control through heavy policing. In politics, NYCHA has successfully lobbied for additional federal Keywords: City of New York, public author of Public Housing That Worked: New and city support. Long-term challenges to housing, affordable housing, high-rise towers, York in the Twentieth Century (University of project preservation and current challenges housing management, tenant selection Pennsylvania, 2008). in New York are also discussed. The fi ndings raise the possibility of high-density urban Research support: None. Journal of the American Planning Association, towers for low-income residents in strong About the author: Vol. 78, No. 4, Autumn 2012 market cities, provided that suffi cient Nicholas Dagen Bloom (nbloom@nyit. DOI 10.1080/01944363.2012.737981 attention is paid to design, tenancy, fi nanc- edu) is associate professor of social science at © American Planning Association, Chicago, IL. ing, and social control. the New York Institute of Technology and RJPA_A_737981.indd 418 11/24/12 2:09:23 PM Bloom: Learning From New York 419 City public housing projects are similar in appearance to American counterparts (never dipping below 7,000,000 many middle-income housing projects. residents in the postwar period), but that does not mean In spite of these advantages and differences, it was the city as a whole could not, over different points in the entirely possible to envision a different outcome for public past 75 years, count millions of people in severe poverty housing in New York. Between 1934 and 1965, NYCHA and long-term unemployment. Nor does it mean that the built 69 projects (of 154 total constructed during the period city did not experience a staggering welfare caseload, of greatest growth) with at least 1,000 apartments each, in extensive arson and housing abandonment (often adjacent high-rise modernist tower-in-the-park formations that have to housing projects), municipal fi nancial crisis, and desta- proved so problematic elsewhere (Figure 1). Even smaller bilizing street crime and drug dealing. Nor has New York NYCHA projects from this time included high-rise super- been entirely immune from federal rules and declining blocks with hundreds of units per project (Figure 2). These subsidies that has cut its staff and hobbled management in red brick monoliths, while scattered across every borough, many cities. were concentrated in some of the city’s poorest, low-income Yet, New York in 2012, unique among American neighborhoods such as Brownsville and East Harlem, which cities, maintains its 2,600 public housing buildings with experienced major social disorder as a result of deindustriali- over 400,000 mostly poor residents (average family income zation, White fl ight, and disinvestment. The concentration is approximately $23,000) in 178,882 apartments that rent of poverty in NYCHA projects beginning in the 1970s gave for an average of $434 per month. These residents defy rise to many familiar public housing social problems such as expectation with only 11% on welfare, 47% working crime and vandalism (NYCHA, 1965). families (at least one member employed), and the remain- This massive system could have collapsed in a similar der (41.4%) subsisting on social security, disability, vet- fashion to failed projects in Chicago or St. Louis. New eran’s benefi ts, or pensions. NYCHA apartments constitute York as a whole has been a healthier city than many of its about 8.5% of the city’s rental apartments and are over- seen, even after years of cuts, by 11,686 employees. The vacancy rate is only 0.6% and the waiting lists for conven- tional public housing encompasses over 160,000 families. Crime in public housing remains signifi cantly higher than the city as a whole, but NYHCA projects have experienced crime reduction since the 1990s and are part of neighborhoods that have experienced even more dramatic drops in crime, even with thousands of traditional public housing apartments and big projects still in place (NYCHA, 2012). This success, when discussed at all, has been chalked up to either entirely external or contextual causes having no connection to, or even in spite of, actions taken by NYCHA, or as a kind of fl uke that does not merit further study because NYCHA appears to be as exceptional as New York’s subway system. Finally, some don’t see success at all, and count every news report of crime, poverty, or mainte- nance problems in the vast, complex, and aging public housing system as further proof of public housing’s essen- tial impracticality. In this article, drawn from my book, Public Housing that Worked: New York in the Twentieth Century (Bloom, 2008), recent scholarship, and recent data, I will summa- rize the most important internal operational factors that have allowed NYCHA to prosper. These internal factors, such as tenant selectivity and vigorous daily management, parallel many of today’s best practices in affordable housing Figure 1. Citywide Map of Developments. development and management. New York, however, Source: Department of City Planning Newsletter, February 1961, Box applied these best practices as early as the 1930s and 89A5, Folder 5, La Guardia Wagner Archive. RJPA_A_737981.indd 419 11/24/12 2:09:24 PM 420 Journal of the American Planning Association, Autumn 2012, Vol. 78, No. 4 Figure 2. Wise Towers (1965), on the Upper West Side, includes 399 units originally funded by the State of New York. Source: Nicholas Dagen Bloom. (Color fi gure available online.) RJPA_A_737981.indd 420 11/24/12 2:09:25 PM Bloom: Learning From New York 421 maintained them for decades on a systematic basis. It is my housing projects, such as Harlem River Houses (1937, fi nding, based upon review of detailed NYCHA records with 577 units), and the more barracks-like projects (and related work by sociologists, journalists, external brought forth by the Housing Act of 1937, such as auditors, and others) that management decisions, often Queensbridge Houses (1940, with 3,149 apartments). By unpopular at the time, combined well with contextual the late 1930s, NYCHA had begun experiments in stack- advantages to realize New York’s comparative success. ing tenants higher, in 8- and 11-story elevator towers at What can planners learn from New York? Best-practice East River Houses (1941, with 1,170 units; see Figure 3), thinking in affordable housing today favors not only tight in order to maximize subsidies. The experiment was eco- management and income mixture of the type New York nomically successful and set the model for the postwar maintained, but a strong bias in favor of lower-density, boom (Plunz, 1990; Radford, 1997).