SLAC-PUB-7126
BIHEP-TH-96-13
The Quark/Antiquark Asymmetry
of the Nucleon Sea
Stanley J. Bro dsky
Stanford Linear Accelerator Center
Stanford University, Stanford, California 94309, USA
e-mail: [email protected]
Bo-Qiang Ma
CCAST World Lab oratory, P.O. Box 8730, Beijing 100080, China
Institute of High Energy Physics, Academia Sinica
P.O.Box 9184, Beijing 100039, China
and
Faculty of Natural Sciences, Kwanghua Academy of Sciences
Beijing 100081, China
e-mail: mab q@b ep c3.ihep.ac.cn
Submitted to Physics Letters B.
Work partially supp orted by the Department of Energy, contract DE{AC03{76SF00515 and by
National Natural Science Foundation of China under Grant No. 19445004 and National Education
Committee of China under Grant No. JWSL[1995]806.
Abstract
Although the distributions of sea quarks and antiquarks generated by leading-
twist QCD evolution through gluon splitting g ! qq are necessarily CP symmetric,
the distributions of nonvalence quarks and antiquarks which are intrinsic to the nu-
cleon's b ound state wavefunction need not b e identical. In this pap er weinvestigate
the sea quark/antiquark asymmetries in the nucleon wavefunction which are gener-
ated by a light-cone mo del of energetically-favored meson-baryon uctuations. The
mo del predicts striking quark/antiquark asymmetries in the momentum and helicity
distributions for the down and strange contributions to the proton structure function:
the intrinsic d and s quarks in the proton sea are predicted to b e negatively p olarized,
whereas the intrinsic d and s antiquarks give zero contributions to the proton spin.
Such a picture is supp orted by exp erimental phenomena related to the proton spin
problem and the violation of the Ellis-Ja e sum rule. The light-cone meson-baryon
uctuation mo del also suggests a structured momentum distribution asymmetry for
strange quarks and antiquarks which could b e relevant to an outstanding con ict
between two di erent determinations of the strange quark sea in the nucleon. The
d pairs over uu pairs, as supp orted by the Got- mo del predicts an excess of intrinsic d
tfried sum rule violation. We also predict that the intrinsic charm and anticharm
helicity and momentum distributions are not identical.
PACS numb ers: 13.60.Hb, 11.30.Hv, 12.39.Ki, 13.88.+e 2
1 Intro duction
The comp osition of the nucleon in terms of its fundamental quark and gluon degrees
of freedom is a key fo cus of QCD phenomenology. In the light-cone LC Focks-
tate description of b ound states, each hadronic eigenstate of the QCD Hamiltonian is
expanded at xed light-cone time = t + z=c on the complete set of color-singlet eigen-
states fjnig of the free Hamiltonian whichhave the same global quantum numb ers:
H
jpi = x;k ; jni: Thus eachFock comp onent in the light-cone wavefunction
n i ?i i
n
ofanucleon is comp osed of three valence quarks, which gives the nucleon its global
quantum numb ers, plus a variable numb er of sea quark-antiquark q q pairs of any
e
avor, plus anynumb er of gluons. The quark distributions q x; Q of the nucleon
measured in deep inelastic scattering are computed from the sum of squares of the
light-cone wavefunctions integrated over transverse momentum k up to the factor-
?
0 3 +
k +k k
e
= of the ization scale Q, where the light-cone momentum fraction x =
+ 0 3
p P +P
struck quark is set equal to the Bjorken variable x :
BJ
It is imp ortant to distinguish two distinct typ es of quark and gluon contribu-
tions to the nucleon sea measured in deep inelastic lepton-nucleon scattering: \ex-
trinsic" and \intrinsic" [1, 2, 3]. The extrinsic sea quarks and gluons are created
as part of the lepton-scattering interaction and thus exist over a very short time
1=Q. These factorizable contributions can b e systematically derived from the
QCD hard bremsstrahlung and pair-pro duction gluon-splitting subpro cesses char-
acteristic of leading twist p erturbative QCD evolution. In contrast, the intrinsic sea
quarks and gluons are multiconnected to the valence quarks and exist over a rela-
q pairs can tively long lifetime within the nucleon b ound state. Thus the intrinsic q
arrange themselves together with the valence quarks of the target nucleon into the
most energetically-favored meson-baryon uctuations.
In conventional studies of the \sea" quark distributions, it is usually assumed that,
aside from the e ects due to antisymmetrization, the quark and antiquark sea con-
tributions have the same momentum and helicity distributions. However, the ansatz
of identical quark and antiquark sea contributions has never b een justi ed, either
theoretically or empirically.Obviously the sea distributions which arise directly from 3
gluon splitting in leading twist are necessarily CP-invariant; i.e., they are symmet-
ric under quark and antiquark interchange. However, the initial distributions which
provide the b oundary conditions for QCD evolution need not b e symmetric since
the nucleon state is itself not CP-invariant. Only the global quantum numb ers of
the nucleon must b e conserved. The intrinsic sources of strange and charm quarks
re ect the wavefunction structure of the b ound state itself; accordingly, such distri-
butions would not b e exp ected to b e CP symmetric. Thus the strange/antistrange
asymmetry of nucleon structure functions provides a direct windowinto the quantum
b ound-state structure of hadronic wavefunctions.
It is also p ossible to consider the nucleon wavefunction at low resolution as a
uctuating system coupling to intermediate hadronic Fock states such as noninter-
acting meson-baryon pairs. The most imp ortant uctuations are most likely to b e
those closest to the energy shell and thus have minimal invariant mass. For example,
+
the coupling of a proton to a virtual K pair provides a sp eci c source of intrin-
sic strange quarks and antiquarks in the proton. Since the s and s quarks app ear
in di erent con gurations in the lowest-lying hadronic pair states, their helicity and
momentum distributions are distinct.
The purp ose of this pap er is to investigate the quark and antiquark asymmetry in
the nucleon sea which is implied by a light-cone meson-baryon uctuation mo del of
intrinsic q q pairs. Such uctuations are necessarily part of any quantum-mechanical
description of the hadronic b ound state in QCD and have also b een incorp orated
into the cloudy bag mo del [4] and Skyrme solutions to chiral theories [2]. We shall
utilize a b o ost-invariant light-cone Fock state description of the hadron wavefunc-
tion which emphasizes multi-parton con gurations of minimal invariant mass. We
nd that such uctuations predict a striking sea quark and antiquark asymmetry
in the corresp onding momentum and helicity distributions in the nucleon structure
functions. In particular, the strange and antistrange distributions in the nucleon gen-
erally have completely di erent momentum and spin characteristics. For example,
the mo del predicts that the intrinsic d and s quarks in the proton sea are negatively
d and s antiquarks provide zero contributions to the p olarized, whereas the intrinsic
proton spin. We also predict that the intrinsic charm and anticharm helicity and 4
momentum distributions are not strictly identical. We show that the ab ove picture of
quark and antiquark asymmetry in the momentum and helicity distributions of the
nucleon sea quarks has supp ort from a numb er of exp erimental observations, and we
suggest pro cesses to test and measure this quark and antiquark asymmetry in the
nucleon sea.
2 The light-cone meson-baryon uctuation mo del
of intrinsic q q pairs
In order to characterize the momentum and helicity distributions of intrinsic q q pairs,
we shall adopt a light-cone two-level convolution mo del of structure functions [5] in
which the nucleon is a two-b o dy system of meson and baryon which are also comp osite
s pairs in the systems of quarks and gluons. We rst study the intrinsic strange s
proton. In the meson-baryon uctuation mo del, the intrinsic strangeness uctuations
+
in the proton wavefunction are mainly due to the intermediate K con guration
since this state has the lowest o -shell light-cone energy and invariant mass [3]. The
+
K meson is a pseudoscalar particle with negative parity, and the baryon has the
+
same parity of the nucleon. The K state retains the parity of the proton, and
+
consequently, the K system must have o dd orbital angular momentum.Wethus
write the total angular momentum space wavefunction of the intermediate K state
in the center-of-mass reference frame as
s
1 2 1 1 1
= ;J = jL =1;L =1i S = ;S = J =
z z z
2 2 3 2 2
s
1 1 1
: 1 jL =1;L =0i S = ;S =
z z
3 2 2
In the constituent quark mo del, the spin of is provided by its strange quark and
+
the net spin of the antistrange quark in K is zero. The net spin pro jection of in
1
+
the K state is S = .Thus the intrinsic strange quark normalized to the
z
6
+
+
probability P of the K con guration yields a fractional contribution S =
s
K
1
+
2S = P to the proton spin, whereas the intrinsic antistrange quark gives
z
K
3 5
a zero contribution: S =0: There thus can b e a signi cant quark and antiquark
s
asymmetry in the quark spin distributions for the intrinsic ss pairs.
We also need to estimate the relative probabilities for other p ossible uctuations
+ 0
with higher o -shell light-cone energy and invariant mass, suchas K us uds,
0 + +
K d s uus, and K usuds. For example, we nd that the relative probabil-
+
ity of nding the K con guration which has p ositively-correlated strange quark
+
spin compared with K is 3.6 8.9 by using a same normalization constant for
a light-cone Gaussian typ e p ower-lawtyp e wavefunction. We nd that the higher
uctuations of intrinsic s s pairs do not alter the qualitative estimates of the quark
+
and antiquark spin asymmetry in the nucleon sea based on using the K uctuation
alone.
The quark helicity pro jections measured in deep inelastic scattering are related
to the quark spin pro jections in the target rest frame bymultiplying by a Wigner
rotation factor of order 0.75 for light quarks and of order 1 for heavy quarks [6].
We therefore predict that the net strange quark helicity arising from the intrinsic
s pairs in the nucleon wavefunction is negative, whereas the net antistrange quark s
helicity is approximately zero. This asp ect of quark/antiquark helicity asymmetry is
in qualitative agreement with the predictions of a broken-U3 version of the chiral
quark mo del [7] where the intrinsic quark-antiquark pairs are intro duced through
quark to quark and Goldstone b oson uctuations.
In principle, one can measure the helicity distributions of strange quarks in the
nucleon sea from the longitudinal p olarization of semi-inclusive pro duction in p o-
larized deep inelastic scattering [3, 8 , 9]. We exp ect that the p olarization is negative
. The ex- for the pro duced and zero or slightly p ositive [2] for the pro duced
p ectation of negative longitudinal p olarization is supp orted by the measurements
+
of the WA59 Collab oration for the reaction +N ! + X [10 ]. The comple-
mentary measurementof p olarization in semi-inclusive deep inelastic scattering is
clearly imp ortant in order to test the physical picture of the light-cone meson-baryon
uctuation mo del.
It is also interesting to study the sign of the p olarization in the current frag-
mentation region as the Bjorken variable x ! 1 in p olarized proton deep inelastic 6
inclusive reactions. From p erturbative QCD arguments on helicity retention, one
exp ects a p ositive helicity distribution for any quark struck in the end-p oint region
x ! 1, even though the global helicity correlation is negative [11 ]. Thus we predic-
t that the sign of the p olarization should change from negative to p ositiveas x
approaches the endp oint regime.
The momentum distributions of the intrinsic strange and antistrange quarks in
+
the K state can b e mo deled from the two-level convolution formula
! !
Z Z
1 1
dy x dy x
+ + + +
sx= sx= f y q ; f y q ; 2
=K s= K =K s=K
y y y y
x x
+ +
+ + +
where f y , f y are probabilities of nding , K in the K state
=K K =K
+
x=y are probabili- with the light-cone momentum fraction y and q x=y , q
s=
s=K
+
ties of nding strange, antistrange quarks in , K with the light-cone momentum
fraction x=y .We shall estimate these quantities by adopting two-b o dy momentum
+ +
s, and = sud where the ud in serves as wavefunctions for p = K , K = u
a sp ectator in the quark-sp ectator mo del [12]. Wecho ose two simple functions of
2 2
P
k +m
2
2
i
?i
the invariant mass M = for the two-body wavefunction: the Gaussian
i=1
x
i
typ e and p ower-lawtyp e wavefunctions [13],
2 2 2
M =A exp M =2 ; 3
Gaussian Gaussian
2 2 2 p
M =A 1 + M = ; 4
Power Power
where sets the characteristic internal momentum scale. We do not exp ect to pro-
duce realistic quark distributions with simple two-body wavefunctions; however, we
can hop e to explain some qualitative features of the data as well as relations b etween
the di erent quark distributions [12]. The predictions for the momentum distributions
sx, and x=sx sx are presented in Fig. 1. The strong, structured sx,
s
momentum asymmetry of the sx and sxintrinsic distributions re ects the tenden-
cy of the wavefunction to minimize the relativevelo cities of the intermediate meson
baryon state and is approximately same for the twowavefunctions.
Wehave p erformed similar calculations for the momentum distributions of the
+
intrinsic dd and cc pairs arising from the puud= udnudd and puud= 7 6 (a) s(x)
4
2 s(x)
0 (b) 2 s(x) Ð s(x) (x) q(x)
s 0 δ
Ð2
Ð4 00.2 0.4 0.6 0.8
4-96 x 8159A1
Figure 1: The momentum distributions for the strange quarks and antiquarks in the
light-cone meson-baryon uctuation mo del of intrinsic q q pairs, with the uctuation
+
wavefunction of K normalized to 1. The curves in a are the calculated results
of sx solid curves and sx broken curves with the Gaussian typ e thick curves
and p ower-lawtyp e thin curves wavefunctions and the curves in b are the corre-
sx. The parameters are m = 330 MeV for the light- avor sp onding x= sx
q s
quark mass, m = 480 MeV for the strange quark mass, m = 600 MeV for the sp ec-
s D
tator mass, the universal momentum scale = 330 MeV, and the p ower constant
p =3:5, with realistic meson and baryon masses. 8
0
+
D uc udc con gurations. The results are presented in Fig. 2. We nd a large
c
quark and antiquark asymmetry for the dd pairs. The cc momentum asymmetry
is small compared with the s s and dd asymmetries but is still nontrivial. The cc
spin asymmetry,however, is large. Considering that it is dicult to observe the
momentum asymmetry for the dd pairs due to an additional valence d quark in the
proton, the momentum asymmetry of the intrinsic strange and antistrange quarks is
the most signi cant feature of the mo del and the easiest to observe. Wehave not
taken into account the antisymmetrization e ect of the u and d sea quarks with the
valence quarks [14].
6 d(x) c(x)
4
q(x) c(x) 2 d(x)
0 00.2 0.4 0.6 0.8
4Ð96 X 8159A2
Figure 2: The momentum distributions for the down and charm quarks and anti-
quarks in the light-cone meson-baryon uctuation mo del of intrinsic q q pairs, with
the uctuation wavefunctions normalized to 1. The curves are the calculated results
for dx thick solid curve, d x thick broken curve, cx thin solid curve, and
cx thin broken curve with the Gaussian typ e wavefunction. The parameters are
m = 330 MeV for the down quark mass and m = 1500 MeV for the charm quark
d c
mass, with other parameters as those in Fig. 1. 9
3 The strange quark/antiquark asymmetry in the
nucleon sea
Wehave seen that the light-cone meson-baryon uctuation mo del of intrinsic q q pairs
leads to signi cant quark/antiquark asymmetries in the momentum and helicity dis-
tributions of the nucleon sea quarks. A strange/antistrange asymmetry in the nucleon
sea has also b een suggested from estimates in the cloudy bag mo del [4] and Skyrme
solutions to chiral theories [2]. At present there is still no direct exp erimental con r-
mation of the strange/antistrange asymmetry.However, a strange/antistrange mo-
mentum asymmetry in the nucleon can b e inferred from the apparent con ict b etween
two di erent determinations of the strange quark content in the nucleon sea.
The strange quark distribution in the nucleon is usually obtained from analyses
of the deep inelastic lepton-nucleon scattering data assuming identical momentum
distribution for the strange and antistrange quark distributions, i.e., sx= sx.
The CTEQ [15] global analyses of quark distributions are based primarily on the
following representations of the nucleon structure functions:
1
p n
xu + u d d; 5 F F =
2 2
3
2 1 5
N p n
F u + d + d + s ; 6 = F x u + s + + F =
2 2 2
2 18 5
1
N N
F + F = xu + u + d + d + s + s; 7
2 2
2
1
N N
F + F u + d d + s s; 8 = u
3 3
2
N Fe N
where F are converted from F using a heavy-target correction factor, with F
2;3 2;3 2;3
p
1
n
denoting F + F . These four observables determine four combinations of quark
2;3
2;3
2
distributions, which can b e taken to b e u + u, d + d , u + d and s + s if one neglects
the relatively small contribution from the s s term in Eq. 8. From Eqs. 6 and
7, one obtains the equality
1 5
N
N N
F + F 3F = x[sx+ sx]: 9
2
2 2
12 2
The CTEQ Collab oration has determined the quantity on the left-hand side of Eq. 9
2 2
at Q = 5 GeV using data from the New Muon Collab oration NMC [16] and CCFR 10
[17], as shown in Fig. 3. The strange quark distribution measured in this way can b e
1
e ectively identi ed with the mean [sx+ sx]. 2
0.5 a, a': xs(x) 0.4 b, b': 1 x[s(x) + s(x)] b' 2 0.3
xq(x) 0.2 a 0.1 a' b 0 00.1 0.2 0.3 0.4
4Ð96 x 8159A3
Figure 3: Results for the strange quark distributions xsx and xsx as a function
of the Bjorken scaling variable x. The op en squares shows the CTEQ determination
N
1 5
N N
of x[sx+ sx] obtained from F + F xCCFR 3F xNMC: The
2
2 2
2 12
circles show the CCFR determinations for xsx from dimuon events in neutrino
2 2
scattering using a leading-order QCD analysis at Q 5GeV =c closed circles
2 2
and a higher-order QCD analysis at Q = 20GeV =c op en circles. The thick
curves are the unevolved predictions of the light-cone uctuation mo del for xsx
1
solid curve lab eled a and x[sx+ sx] broken curve lab eled b for the Gaussian
2
typ e wavefunction in the light-cone meson-baryon uctuation mo del of intrinsic q q
+
pairs assuming a probability of 10 for the K state. The thin solid and broken
curves lab eled a' and b' are the corresp onding evolved predictions multiplied by the
+
factor d xj =d xj assuming a probability of 4 for the K state.
v fit v model
In principle, the di erence b etween sx and sx can b e determined from mea-
surements of deep inelastic scattering by neutrino and antineutrino b eams since they
prob e strange and antistrange quarks in distinct ways. One also requires explicit
light- avor quark distributions ux, dx and ux, dx: The CCFR determinations
of the strange quark distributions are obtained from 5044 neutrino and 1062 antineu-
trino dimuon events by assuming sx= sx [18]. However, we can regard their 11
results as a rough estimate of sx alone since the neutrino events dominate the data
set.
1
In Fig. 3 we plot the calculated xsx and x[sx+ sx] where the normaliza-
2
+
tion of the K probability is adjusted to t the measured strange sea at x 0:2.
This prediction do es not takeinto account QCD evolution but indicates the inherent
quark/antiquark asymmetry predicted by the uctuation mo del with the input light-
cone wavefunction. In order to re ect the evolution e ect wehave simply multiplied
by a factor d xj =d xj in the light-cone quark-sp ectator mo del [12] to the
v fit v model
calculated sx and sx in our mo del. Aside from very small x where shadowing
may b e playing a role, the predictions of the mo del are in reasonable qualitativea-
1
sx]: Thus the x[sx+ greement with the empirical determinations of xsx and
2
quark/antiquark asymmetry of the intrinsic strange quark distributions may help to
explain the apparent con ict b etween the two measures. Of course, the actual wave-
functions underlying the higher Fock states are undoubtedly more complicated than
the simple forms used here.
The CCFR collab oration has re-analyzed the strange quark distributions within
the context of a higher-order QCD analysis [19]. The discrepancy b etween the new
measured strange quark distributions and those of the CTEQ parametrizations is
reduced, but it is still signi cant. The CTEQ \data" is still larger than the new
1
sx] to xsx predicted by x[sx+ CCFR data, in agreement with the ratio of
2
the uctuation mo del. In Fig. 4 we plot the CTEQ-CCFR \data" for the strange
asymmetry sx=sxby combining the CTEQ \data" and the new CCFR data.
Allowing for the exp erimental errors, there is a reasonable agreementbetween the
\data" and the predictions of the LC uctuation mo del if we increase the value for
the wavefunction momentum scale . A larger momentum scale is also required
for a go o d description of structure function within the light-cone quark mo del [20].
We should b e cautious ab out comparisons in the small x region, since the dominant
contribution to strange and antistrange quarks in this region comes from the extrinsic
sea quarks as well as the evolution of the intrinsic contributions; in fact, it has b een
shown that gluon splitting alone is sucient to describ e the data [21].
The CCFR collab oration has made a sx 6= sx t to their neutrino and antineu- 12
trino induced dimuon events and did not nd clear evidence for a di erence b etween
sx and sx [19 ]. However, within the allowed errors, the CCFR data for sx=sx
do es not rule out a strange asymmetry of the magnitude suggested by the LC uctu-
ation mo del, see Fig. 4. It is also imp ortant to note that the CCFR analysis of sx
and sx forces the data to t sp eci c p ower-law parametrizations which preclude
a structured asymmetric intrinsic sea contribution of the typ e predicted by the LC
uctuation mo del. Thus the CCFR parametrizations shown in Figs. 3 and 4 may
not accurately represent the actual physics and we urge a reanalysis that allows a
structured asymmetric intrinsic strange sea. Higher precision data and more studies
are clearly needed in order to p ositively con rm an asymmetry in the momentum
distributions of the strange and antistrange quarks.
6 CCFR CTEQÐCCFR 4 s(x)/s(x) 2
0 00.2 0.4 0.6 0.8
4-96 x 8159A4
Figure 4: Results for the strange asymmetry sx=sx as a function of the Bjorken
scaling variable x. The op en squares are the combined CTEQ-CCFR \data" and the
closed circles are the CCFR measurementof sx=sx. The thick thin solid curve
sx in the light-cone meson-baryon uctuation mo del is the calculated result of sx=
for the Gaussian typ e wavefunction with = 330 530 MeV. The thick broken curve
is the result with a larger = 800 MeV and the thin broken curve is the ab ove result
5
included with of ab out 30 extrinsic strange quarks i.e., xs =0:071 x
extr insic
for comparison with the CCFR result at small x. 13
The normalization for intrinsic ss uctuations can b e determined by tting the
two \measurements" of the strange quark distributions in the nucleon at x 0:2: We
nd a probability of approximately 10 for intrinsic ss pairs. The net spin fraction of
1
the intrinsic strange sea s quarks is S = normalized to the s s uctuation of
s s
s
3
+
K . The Wigner rotation factor should b e close to 1 due to the larger mass of the
strange quarks. Thus the helicity contribution from the intrinsic s quarks with Fock
s
state probability 4-15 is s 0:01 to 0:05, which is somewhat smaller than the
s
currently estimated empirical value [22] s = 0:10 0:03. It is p ossible that part
of this discrepancy is due to the use of exact SU 3 avor symmetry in the global t
[22], as suggested in Refs. [23].
4 The light- avor quark content in the nucleon
sea
The light-cone uctuation mo del contains neutral meson uctuation con gurations
in which the intermediate mesons are comp osite systems of the intrinsic up u u
and down d d pairs, but these uctuations do not cause a quark/antiquark asym-
u uctuation in the proton is metry in the nucleon sea. The lowest non-neutral u