Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

This finding aid was produced using ArchivesSpace on June 14, 2019.

Baruch College Archives, William and Anita Newman Library Digital Initiatives Librarian, Baruch College 1 Bernard Baruch Way New York, NY 10010 [email protected] URL: http://www.baruch.cuny.edu/library/alumni/archives.html Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Table of Contents

Summary Information ...... 7 Administrative History ...... 7 Scope and Contents of the Collection ...... 8 Arrangement of the Collection ...... 8 Administrative Information ...... 9 Collection Inventory ...... 10 Series 2: Board of Directors Meeting Minutes ...... 10 - ...... 10 August 1975- ...... 11 June 1976-June 1977 ...... 12 July 1977-November 1978 ...... 14 - ...... 16 -September 1984 ...... 17 -December 1989 ...... 19 May 1990-October 1992 ...... 21 March 1993-September 1995 ...... 22 Transcripts of Executive Sessions / Public Meetings 1977 ...... 23 Series 3: Annual Reports 1976-2000 ...... 23 1976-2000 ...... 23 Series 4: Bond Issues ...... 25 Volume 1 ...... 25 Volume 2 ...... 25 Volume 3 ...... 25 Volume 4 ...... 26 Volume 5 ...... 26 Volume 6 ...... 26 Volume 7 ...... 26 Volume 8 ...... 26 Volume 9 ...... 26 Volume 10 ...... 26 Volume 11 ...... 26 Volume 12 ...... 27 Volume 13 ...... 27

- Page 2 - Municipal Assistance Corporation for the City of New York (MAC) Archive MAC Volume 14 ...... 27 Volume 15 ...... 27 Volume 16 ...... 27 Volume 17 ...... 27 Volume 18 ...... 27 Volume 19 ...... 27 Volume 20 ...... 28 Volume 21 ...... 28 Volume 22 ...... 28 Volume 23 ...... 28 Volume 24 ...... 28 Volume 25 ...... 28 Volume 26 ...... 28 Volume 27 ...... 28 Volume 28 ...... 29 Volume 29 ...... 29 Volume 30 ...... 29 Volume 31 ...... 29 Volume 32 ...... 29 Volume 33 ...... 29 Volume 34 ...... 29 Volume 35 ...... 30 Volume 36 ...... 30 Volume 37 ...... 30 Volume 38 ...... 30 Volume 39 ...... 30 Volume 40 ...... 30 Volume 41 ...... 30 Volume 42 ...... 30 Volume 43 ...... 31 Volume 44 ...... 31 Volume 45 ...... 31 Volume 46 ...... 31 Volume 47 ...... 31 Volume 48 ...... 31 Volume 49 ...... 31 Volume 50 ...... 32 Volume 51 ...... 32 - Page 3 - Municipal Assistance Corporation for the City of New York (MAC) Archive MAC Volume 52 ...... 32 Volume 53 ...... 32 Volume 54 ...... 32 Volume 55 ...... 32 Volume 56 ...... 32 Volume 57 ...... 32 Volume 58 ...... 33 Volume 59 ...... 33 Volume 60 ...... 33 Volume 61 ...... 33 Volume 62 ...... 33 Volume 63 ...... 33 Volume 64 ...... 33 Volume 65 ...... 33 Volume 66 ...... 33 Volume 67 ...... 34 Volume 68 ...... 34 Volume 69 ...... 34 Volume 70 ...... 34 Volume 71 ...... 34 Volume 72 ...... 34 Volume 73 ...... 34 Volume 74 ...... 34 Volume 75 ...... 35 Volume 76 ...... 35 Volume 77 ...... 35 Volume 78 ...... 35 Volume 79 ...... 35 Volume 80 ...... 35 Volume 81 ...... 35 Volume 82 ...... 35 Volume 83 ...... 36 Volume 84 ...... 36 Volume 85 ...... 36 Volume 86 ...... 36 Volume 87 ...... 36 Volume 88 ...... 36 Volume 89 ...... 36 - Page 4 - Municipal Assistance Corporation for the City of New York (MAC) Archive MAC Volume 90 ...... 36 Volume 91 ...... 36 Volume 92 ...... 37 Volume 93 ...... 37 Volume 94 ...... 37 Series 5: Litigation ...... 37 A-C ...... 37 C-Fe ...... 38 Flushing I (alleged diversion of sales tax revenue) (Flushing National Bank v. City of New York; Quirk and Wein v. MAC) ...... 38 Flushing II (Moratorium) Legal Documents (Flushing National Bank v. MAC) ...... 39 Flushing II (Moratorium) Correspondence (Flushing National Bank v. MAC) ...... 39 G-L ...... 39 M-R ...... 40 S-Y ...... 41 Series 6: Legislation, State ...... 42 1975-1976 ...... 42 1976-1980 ...... 43 1976-1980 (cont.) ...... 43 1981-1987 ...... 44 1987-1997 ...... 44 Series 7: Legislation, Federal ...... 45 A-N ...... 46 N-V ...... 47 Series 8: Federal Agreements ...... 47 Federal Credit Agreement dated December 30, 1975 ...... 48 Federal Credit Agreement dated December 30, 1975 (cont.) ...... 48 Federal Credit Agreement dated December 30, 1975 (cont.); Federal Agreement to Guarantee dated as of November 15, 1978 (Four-Year Financing Plan for NYC, FY 1979-1982) ...... 49 Series 9: Municipal Workers ...... 49 Contract Cost Evaluations and Productivity Reports ...... 50 Pensions and Retirement ...... 50 Pensions and Retirement (cont.) ...... 51 Funding for Workforce Reduction ...... 51 Series 10: Economic Reports / Testimony / Speeches ...... 52 U.S. Hearings ...... 52 U.S. House of Representatives Hearings; House, Senate and Congressional Reports ...... 52 Reports prepared for the U.S. Treasury Department ...... 53 - Page 5 - Municipal Assistance Corporation for the City of New York (MAC) Archive MAC Securities and Exchange Commission Reports ...... 54 U.S. General Accounting Office and Other Federal Agency Reports; New York State Reports ...... 54 City of New York Reports ...... 55 Miscellaneous Reports ...... 56 Miscellaneous Testimony, Speeches and Statements ...... 57 New York State Senate Standing Committee on Corporations, Authorities and Commissions Hearings ...... 58 Series 11: Government ...... 58 Mayor's Management Advisory Board 1975-77 ...... 58 Agencies, Committees and Commissions 1975-1988 ...... 59 Housing 1975-1987 ...... 60 Four-Year Financing Plan for New York City (FY 1979-FY 1982) ...... 60 Series 12: MAC ...... 61 MAC By-laws; Three-Year Financing Plan for New York City (FY 1975-FY 1978) ...... 61 Restructuring/ Amended and Restated Agreement made as of November 26, 1975 ...... 62 Restructuring/ Amended and Restated Agreement made as of November 26, 1975 (cont.) ...... 63 Moratorium 1975-1977 ...... 63 Four-Year Financing Plan for NYC (FY 1979-FY 1982)/ General ...... 63 Four-Year Financing Plan for New York City (FY 1979 -FY 1982) MAC Bond Purchase Agreement ...... 64 Four-Year Financing Plan for NYC (FY 1979-FY 1982) New York City Bonds and Notes ...... 64 Four-Year Financing Plan for New York City (FY 1979-FY 1982)/ New York State; Four-Year Financing Plan for New York City (FY 1979-FY 1982)/ U.S. Government ...... 65 MAC Bonds and Notes 1975-1985 ...... 66 MAC Bonds and Notes 1975-1985 (cont.) ...... 67 MAC Bonds and Notes 1975-1985 (cont.) ...... 67 Miscellaneous Resolutions 1975-1982 ...... 68 Funding for New York City Public Schools 1987-1991 ...... 68 Miscellaneous Files 1978-1997 ...... 69 Miscellaneous Files 1978-1997 (cont.) ...... 70 Miscellaneous Files 1978-1997 (cont.) ...... 70 Miscellaneous Files 1978-1997 (cont.) ...... 71 New York State Agencies, Committees and Commissions 1983-1997 ...... 71 New York State Agencies, Committees and Commissions 1983-1997 (cont.) ...... 72

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Summary Information

Repository: Baruch College Archives, William and Anita Newman Library Creator: The Municipal Assistance Corporation Title: Municipal Assistance Corporation for the City of New York (MAC) Archive Collection without DAOs ID: MAC Date [inclusive]: 1975-2008 Date [bulk]: 1975-1990 Physical Description: 50 Linear feet Language of the English Material: Abstract: This collection contains materials on New York City's Municial Assistance Corporation (MAC), established in 1975 to address the looming financial crisis in New York City and avoid default and bankruptcy. Preferred Citation

Preferred citation for this material is as follows:

Identification of specific item; Date (if known); Municipal Assistance Corporation for the City of New York (MAC) Archive Collection; Box and Folder number; Baruch College Archives and Special Collections, New York, NY.

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Administrative History

The Municipal Assistance Corporation for the City of New York (MAC) was established through State legislation on June 10, 1975 in order to address the New York City government's severe fiscal crisis. In spring of 1975, the City was unable to pay its bills, a default on outstanding debt was likely, and the specter of bankruptcy was very real. The Corporation was born of a recommendation to Governor Hugh L. Carey made by a special panel comprised of Simon H. Rifkind, Felix G. Rohatyn, Richard M. Shinn and Donald B. Smiley. MAC had a Board of Directors consisting of nine private citizens and was

- Page 7- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC endowed with the authority to borrow billions backed by State revenue and to exercise specific policing powers over City fiscal practices.

MAC's creation and success were due to the combined efforts of public and private institutions and individuals dedicated to restoring the City's fiscal health. In a unique undertaking, those with competing financial interests and historically adversarial relationships came together to restore the City to a firm financial footing. The Corporation's papers form an essential record detailing the activities of numerous prominent individuals who worked together to solve the City's problems. The MAC Archive is an historically significant record and is complementary to the records of the Emergency Financial Control Board, which are in the State archives.

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Scope and Contents of the Collection

The MAC Archive contains materials dating from 1975-2000, with the bulk of materials dating from 1975-1990. MAC had a finite life linked to the existence of its outstanding debt and was closed in 2008 when the debt was paid in full.

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Arrangement of the Collection

The MAC Archive has been arranged into 12 series, listed below. Please see the Container list for a more in-depth description.

1 Series 1: Office Chronological Files (Office Chron) 2 Series 2: Board of Directors Meeting Minutes 3 Series 3: Annual Reports 4 Series 4: Bond Issues 5 Series 5: Litigation 6 Series 6: Legislation, State 7 Series 7: Legislation, Federal 8 Series 8: Federal Agreements 9 Series 9: Municipal Workers 10 Series 10: Economic Reports, Testimony, and Speeches 11 Series 11: New York City Government 12 Series 12: MAC

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Administrative Information

Publication Statement Baruch College Archives, William and Anita Newman Library

Digital Initiatives Librarian, Baruch College 1 Bernard Baruch Way New York, NY 10010 [email protected] URL: http://www.baruch.cuny.edu/library/alumni/archives.html

Processing Information This collection was processed by Lucia Capodilupo in April 2002.

Restrictions on Access The print versions of the materials are held in the Archives of the Newman Library and may be used by appointment only. Digitization of the materials is still in progress and links will be activated as materials become available.

Use Restrictions The Newman Library of Baruch College is not aware of any United States copyright or any other restrictions on the original material in this online exhibit. However, some of the content may be protected by U.S. Copyright Law (Title 17 USC). Also, the reproduction of some materials may be restricted. Responsibility for making an independent legal assessment of an item and securing any necessary permissions rests with persons desiring to reproduce or use the items.

We encourage the use of these materials under the Fair Use provisions of the 1976 Copyright Act. For the purposes of research, teaching, and private study, you may reproduce items from the exhibit without prior permission on the condition that proper attribution of the source is provided in all copies.

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Collection Inventory

Series 2: Board of Directors Meeting Minutes Scope and Contents

This series consists of 10 boxes of minutes documenting the actions of the Board from June 1975 through September 1995. Every major MAC decision is recorded in the minutes.

June 1975-August 1975 Title/Description Instances 1975 Index box 1 folder 1

June 10, 1975 box 1 folder 2

June 13, 1975 box 1 folder 3

June 19, 1975 box 1 folder 4

July 1, 1975 box 1 folder 5

July 2, 1975 box 1 folder 6

July 7, 1975 box 1 folder 7

July 14, 1975 box 1 folder 8

July 18, 1975 (Reconvened) box 1 folder 9

July 21, 1975 box 1 folder 10

July 22, 1975 (Reconvened) box 1 folder 11

July 24, 1975 box 1

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folder 12

July 25, 1975 (Reconvened) box 1 folder 13

July 28, 1975 box 1 folder 14

July 29, 1975 box 1 folder 15

July 30, 1975 box 1 folder 16

July 31, 1975 box 1 folder 17

August 7, 1975 box 1 folder 18

August 14, 1975 box 1 folder 19

August 15, 1975 box 1 folder 20

August 1975-December 1975 Title/Description Instances September 5, 1975 box 2 folder 1

September 11, 1975 box 2 folder 2

September 19, 1975 box 2 folder 3

September 29, 1975 box 2 folder 4

October 3, 1975 box 2 folder 5

October 8, 1975 box 2 folder 6

October 16, 1975 box 2

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folder 7

October 27, 1975 box 2 folder 8

November 3, 1975 box 2 folder 9

November 6, 1975 box 2 folder 10

November 10, 1975 box 2 folder 11

November 12, 1975 box 2 folder 12

November 17, 1975 box 2 folder 13

November 19, 1975 box 2 folder 14

November 21, 1975 box 2 folder 15

November 25, 1975 box 2 folder 16

December 1, 1975 box 2 folder 17

December 8, 1975 box 2 folder 18

December 16, 1975 box 2 folder 19

December 29, 1975 box 2 folder 20

June 1976-June 1977 Title/Description Instances 1976 Index box 3 folder 1

January 26, 1976 box 3

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folder 2

February 24, 1976 box 3 folder 3

March 1, 1976 box 3 folder 4

March 11, 1976 box 3 folder 5

April 12, 1976 box 3 folder 6

April 22, 1976 box 3 folder 7

May 18, 1976 box 3 folder 8

May 28, 1976 box 3 folder 9

June 1, 1976 box 3 folder 10

July 6, 1976 box 3 folder 11

August 9, 1976 box 3 folder 12

September 13, 1976 box 3 folder 13

September 21, 1976 box 3 folder 14

September 29, 1976 box 3 folder 15

October 5, 1976 box 3 folder 16

October 21, 1976 box 3 folder 17

October 29, 1976 box 3

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folder 18

November 5, 1976 box 3 folder 19

November 16, 1976 box 3 folder 20

November 22, 1976 box 3 folder 21

November 30, 1976 box 3 folder 22

December 14, 1976 box 3 folder 23

1977 Index box 3 folder 24

February 1, 1977 box 3 folder 25

March 11, 1977 box 3 folder 26

March 18, 1977 box 3 folder 27

May 5, 1977 box 3 folder 28

June 1, 1977 box 3 folder 29

June 14, 1977 box 3 folder 30

July 1977-November 1978 Title/Description Instances July 25, 1977 box 4 folder 1

August 10, 1977 box 4 folder 2

August 24, 1977 box 4

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folder 3

October 5, 1977 box 4 folder 4

October 13, 1977 box 4 folder 5

November 16, 1977 box 4 folder 6

December 14, 1977 box 4 folder 7

December 22, 1977 box 4 folder 8

Index 1978 box 4 folder 9

January 11, 1978 box 4 folder 10

March 7, 1978 box 4 folder 11

April 7, 1978 box 4 folder 12

May 3, 1978 box 4 folder 13

May 16, 1978 box 4 folder 14

May 20, 1978 box 4 folder 15

June 1, 1978 box 4 folder 16

June 29, 1978 box 4 folder 17

July 10, 1978 box 4 folder 18

August 11, 1978 box 4

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folder 19

September 21, 1978 box 4 folder 20

November 3, 1978 box 4 folder 21

November 14, 1978 box 4 folder 22

November 16, 1978 box 4 folder 23

January 1979-August 1980 Title/Description Instances January 5, 1979 box 5 folder 1

January 10, 1979 box 5 folder 2

February 13, 1979 box 5 folder 3

February 28, 1979 box 5 folder 4

March 7, 1979 box 5 folder 5

March 9, 1979 box 5 folder 6

March 28, 1979 box 5 folder 7

May 3, 1979 box 5 folder 8

May 24, 1979 box 5 folder 9

June 11, 1979 box 5 folder 10

June 27, 1979 box 5

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folder 11

July 18, 1979 box 5 folder 12

July 31, 1979 box 5 folder 13

August 28, 1979 box 5 folder 14

September 26, 1979 box 5 folder 15

October 31, 1979 box 5 folder 16

December 11, 1979 box 5 folder 17

January 15, 1980 box 5 folder 18

April 30, 1980 box 5 folder 19

March 10, 1980 box 5 folder 20

June 3, 1980 box 5 folder 21

June 25, 1980 box 5 folder 22

September 30, 1980 box 5 folder 23

August 20, 1980 box 5 folder 24

January 1981-September 1984 Title/Description Instances January 14, 1981 box 6 folder 1

January 21, 1981 box 6

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folder 2

April 21, 1981 box 6 folder 3

June 2, 1981 box 6 folder 4

June 23, 1981 box 6 folder 5

September 9, 1981 box 6 folder 6

September 23, 1981 box 6 folder 7

October 20, 1981 box 6 folder 8

November 12, 1981 box 6 folder 9

December 16, 1981 box 6 folder 10

January 21, 1982 box 6 folder 11

April 19, 1982 box 6 folder 12

June 3, 1982 box 6 folder 13

June 23, 1982 box 6 folder 14

August 31, 1982 box 6 folder 15

September 30, 1982 box 6 folder 16

November 30, 1982 box 6 folder 17

October 13, 1982 box 6

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folder 18

December 20, 1982 box 6 folder 19

January 17, 1983 box 6 folder 20

February 9, 1983 box 6 folder 21

March 2, 1983 box 6 folder 22

April 12, 1983 box 6 folder 23

June 2, 1983 box 6 folder 24

September 1, 1983 box 6 folder 25

September 29, 1983 box 6 folder 26

January 17, 1984 box 6 folder 27

January 19, 1984 box 6 folder 28

March 30, 1984 box 6 folder 29

June 29, 1984 box 6 folder 30

August 2, 1984 box 6 folder 31

September 26, 1984 box 6 folder 32

January 1985-December 1989 Title/Description Instances January 18, 1985 box 7

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folder 1

February 14, 1985 box 7 folder 2

April 18, 1985 box 7 folder 3

August 1, 1985 box 7 folder 4

September 18, 1985 box 7 folder 5

December 5, 1985 box 7 folder 6

April 2, 1986 box 7 folder 7

May 8, 1986 box 7 folder 8

July 2, 1986 box 7 folder 9

August 7, 1986 box 7 folder 10

September 11, 1986 box 7 folder 11

November 6, 1986 box 7 folder 12

January 28, 1987 box 7 folder 13

March 12, 1987 box 7 folder 14

April 30, 1987 box 7 folder 15

July 14, 1987 box 7 folder 16

September 22, 1987 box 7

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folder 17

January 25, 1988 box 7 folder 18

June 20, 1988 box 7 folder 19

July 28, 1988 box 7 folder 20

September 15, 1988 box 7 folder 21

September 27, 1988 box 7 folder 22

November 3, 1988 box 7 folder 23

April 6, 1989 box 7 folder 24

May 16, 1989 box 7 folder 25

July 19, 1989 box 7 folder 26

September 19, 1989 box 7 folder 27

December 14, 1989 box 7 folder 28

May 1990-October 1992 Title/Description Instances May 16, 1990 box 8 folder 1

July 19, 1990 box 8 folder 2

September 24, 1990 box 8 folder 3

October 17, 1990 box 8

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folder 4

January 18, 1991 box 8 folder 5

February 6, 1991 box 8 folder 6

June 5, 1991 box 8 folder 7

August 8, 1991 box 8 folder 8

September 27, 1991 box 8 folder 9

February 20, 1992 box 8 folder 10

May 6, 1992 box 8 folder 11

August 26, 1992 box 8 folder 12

October 1, 1992 box 8 folder 13

March 1993-September 1995 Title/Description Instances March 4, 1993 box 9 folder 1

September 10, 1993 box 9 folder 2

February 7, 1994 box 9 folder 3

April 6, 1994 box 9 folder 4

October 19, 1994 box 9 folder 5

December 5, 1994 box 9

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folder 6

May 25, 1995 box 9 folder 7

September 28, 1995 box 9 folder 8

Transcripts of Executive Sessions / Public Meetings 1977 Title/Description Instances Public Meeting and Press Conference: February 1, 1977 Draft box 10 folder 1

Executive Session and Public Meeting: March 18, 1977 Draft box 10 folder 2

Executive Session and Public Meeting: May 5, 1977 Draft box 10 folder 3

Executive Session and Public Meeting: June 1, 1977 Draft box 10 folder 4

Executive Session and Public Meeting: June 14, 1977 Draft box 10 folder 5

Executive Session and Public Meeting: July 25, 1977 Draft box 10 folder 6

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Series 3: Annual Reports 1976-2000, 1976-2000 Date [inclusive]: 1976-2000 Scope and Contents

This series consists of a single box containing the Corporation's Annual Reports from 1976 to 2000.

1976-2000 Title/Description Instances Annual Report 1976 box 1 folder 1

Annual Report 1977 box 1 folder 2

Annual Report 1978 - Page 23- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

box 1 folder 3

Annual Report 1979 box 1 folder 4

Annual Report 1980 box 1 folder 5

Annual Report 1981 box 1 folder 6

Annual Report 1982 box 1 folder 7

Annual Report 1983 (File 1 of 2) box 1 folder 8

Annual Report 1983 (File 2 of 2) box 1 folder 9

Annual Report 1984 (File 1 of 2) box 1 folder 10

Annual Report 1984 (File 2 of 2) box 1 folder 11

Annual Report 1975-1985 box 1 folder 12

Annual Report 1985 box 1 folder 13

Annual Report 1987 box 1 folder 14

Annual Report 1988 box 1 folder 15

Annual Report 1989 box 1 folder 16

Annual Report 1990 box 1 folder 17

Annual Report 1991 box 1 folder 18

Annual Report 1992 box 1

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folder 19

Annual Report 1993 box 1 folder 20

Annual Report 1994 box 1 folder 21

Annual Report 1995 box 1 folder 22

Annual Report 1996 box 1 folder 23

Annual Report 1997 box 1 folder 24

Annual Report 1998 box 1 folder 25

Annual Report 1999 box 1 folder 26

Annual Report 2000 box 1 folder 27

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Series 4: Bond Issues Scope and Contents

This series consists of 94 bound volumes of documents pertaining to all MAC bond issues. The series covers the period 1975 to 1999.

Volume 1 Title/Description Instances $1,000,000 1975: Series A Bonds July 1, 1975

Volume 2 Title/Description Instances $275,000,000 1975: Series B Bonds August 1, 1975

Volume 3 Title/Description Instances

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$250,000,000 1975: Series C Bonds August 1, 1975

Volume 4 Title/Description Instances $100,000,000 1975: Series D Bonds August1, 1975

Volume 5 Title/Description Instances $40,295,000 1975: Series E Bonds August 1, 1975: $9,990,000: Series H Bonds August1, 1975

Volume 6 Title/Description Instances Municipal Assistance Corporation $165,000,000 1975: Series F Bonds August 1, 1975

Volume 7 Title/Description Instances Municipal Assistance Corporation $50,000,000 1975: Series G Bonds August 1, 1975

Volume 8 Title/Description Instances Municipal Assistance Corporation $100,000,000 1975: Series I Bonds September 5, 1975

Volume 9 Title/Description Instances Municipal Assistance Corporation $100,000,000 1975: Series J Bonds September 15, 1975

Volume 10 Title/Description Instances Municipal Assistance Corporation $28,500,000 1975: Series K Bonds; $41,500,000 1975: Series L Bonds September 15, 1975

Volume 11 Title/Description Instances Municipal Assistance Corporation $86,050,000 1975: Series M Bonds September 26, 1975

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Volume 12 Title/Description Instances Municipal Assistance Corporation $63,000,000 1975: Series N Bonds; $63,000,000 1975: Series P Bonds September 25, 1975;

Volume 13 Title/Description Instances Municipal Assistance Corporation $23,000,000 1975: Series Q Bonds; $10,000,000 1975: Series R Bonds October 9, 1975

Volume 14 Title/Description Instances Municipal Assistance Corporation $30,000,000 1975: Series S Bonds; $177,000,000 1975: Series T Bonds;

Volume 15 Title/Description Instances Municipal Assistance Corporation $81,000,000 1975: Series W Bonds; $35,000,000 1975: Series X Bonds November 10, 1975

Volume 16 Title/Description Instances Municipal Assistance Corporation $250,000,000 Note September 15, 1975; $48,500,000 Notes November 20, 1975

Volume 17 Title/Description Instances Municipal Assistance Corporation $20,850,000 1975: Series Y Bonds; $150,000,000 1975 Series AA Bonds November 26, 1975, November 25, 1975

Volume 18 Title/Description Instances Municipal Assistance Corporation $14,500,000 1975: Series Z Bonds,; $100,000,000 1975: Series V Bonds November 20, 1975, November 21, 1975

Volume 19 Title/Description Instances Municipal Assistance Corporation $250,000,000 Promissory Notes September 15, 1975

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Volume 20 Title/Description Instances Municipal Assistance Corporation $175,000,000 Notes Dated July 7, 1975, Due July 10, 1975 Subject to Prepayment

Volume 21 Title/Description Instances Municipal Assistance Corporation $89,945,000 1975: Series 1 Bonds; $191, 670,000 1975: Series 2 Bonds;

Volume 22 Title/Description Instances Municipal Assistance Corporation Exchange Offer for Notes of the City of New York:

Volume 23 Title/Description Instances Municipal Assistance Corporation $1,769,273,000 Aggregate Principal Amount of Bonds Delivered Pursuant to the Amended and Restated Agreement Made as of November 26, 1975; $1,479,318,000 1976: Series BB Bonds;

Volume 24 Title/Description Instances Municipal Assistance Corporation Refunding: $100,000,000 1975: SeriesV; $150,000,000 1975 Series AA Bonds;

Volume 25 Title/Description Instances Municipal Assistance Corporation Exchange offer for Notes of the City of New York $403,285,000 1977 Series 7 Bonds January 1, 1977

Volume 26 Title/Description Instances Municipal Assistance Corporation $250,000,000 1977 Series EE Bonds June 1, 1977

Volume 27 Title/Description Instances

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Municipal Assistance Corporation $819,230,000 Aggregate Principal Amount of 1977: Series 9 Bonds Delivered Pursuant to the First Amended and Restated Agreement Made as of the 17th Day of August, 1977 September 14, 1977

Volume 28 Title/Description Instances Municipal Assistance Corporation $1,549,583,000 Aggregate Principal Amount of Bonds Delivered Pursuant to the First Amended and RestatedAgreement Made as of the 17th Day of August 1977; $53,475,000: 1977 Series FF Bonds,;

Volume 29 Title/Description Instances Municipal Assistance Corporation $200,000,000 1977: Series 8 Bonds September 14, 1977

Volume 30 Title/Description Instances Municipal Assistance Corporation $250,155,000 1978: Series JJ Bonds January 1, 1978

Volume 31 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $139,525,000 1978: Series 11 Bonds,; $60,375,000 1978: Series 12 Bonds,;

Volume 32 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $250,000,000 1978: Series 10 Bonds November 30, 1978

Volume 33 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $125,000,000 1979: Series 14 Bonds March 22, 1979

Volume 34 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $125,000,000 1979: Series 15 Bonds June 5, 1979

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Volume 35 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $132,235,000 1979: Series 16 Bonds , 1979

Volume 36 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $103,095,000: Series 17 Bonds; $73,905,000: Series 18 Bonds , 1979

Volume 37 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $90,000,000: Series 19 Bonds November 15, 1979

Volume 38 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $64,270,000: Series 20 Bonds November 15, 1979

Volume 39 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $209,680,000: Series 21 Bonds; $150,320,000: Series 22 Bonds December 14, 1979

Volume 40 Title/Description Instances Municipal Assistance Corporation FourYear Debt Issuance Plan $125,000,000: Series 25 Bonds January 28, 1980

Volume 41 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $100,000,000: Series 24 Bonds September 4, 1980

Volume 42 Title/Description Instances

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Municipal Assistance Corporation Four Year Debt Issuance Plan $174,705,000: Series 25 Bonds; $125,295,000: Series 26 Bonds October 2, 1980

Volume 43 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $100,000,000: Series 27 Bonds with Warrants to Purchase $100,000,000;: Series 28 Bonds February 5, 1981

Volume 44 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $138,020,000: Series 29 Bonds; $98,980,000: Series 30 Bonds June 4, 1981

Volume 45 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $100,000,000: Series 31 Bonds October 8, 1981

Volume 46 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $208,575,000: Series 32 Bonds; $116,125,000: Series 33 Bonds October 23, 1981

Volume 47 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $40,495,000 Series 34 Bonds, $59,505,000: Series 35 Bonds with Warrants to Purchase $59,505,000; Series 36 Bonds November 24, 1981

Volume 48 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $100,000,000: Series 38 Bonds February 4, 1982

Volume 49 Title/Description Instances Municipal Assistance Corporation Four Year Debt Issuance Plan $100,000,000: Series 39 Bonds May 11, 1982

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Volume 50 Title/Description Instances Municipal Assistance Corporation $100,000,000 Commercial Paper Program July 26,1982

Volume 51 Title/Description Instances Municipal Assistance Corporation $150,000: Series 2 Commercial Paper Program January 6, 1981

Volume 52 Title/Description Instances Municipal Assistance Corporation $175,000,000: Series 40 Bonds; $100,000,000: Series 41 Bonds with Warrants to Purchase $100,000,000

Volume 53 Title/Description Instances Municipal Assistance Corporation $210,000,000: Series 44 Bonds March 3, 1983

Volume 54 Title/Description Instances Municipal Assistance Corporation $118,345,000: Series 45 Bonds May 5, 1983

Volume 55 Title/Description Instances Municipal Assistance Corporation $100,000,000: Series 46 Bonds September15,1983

Volume 56 Title/Description Instances Municipal Assistance Corporation $100,000,000: Series 3 Commercial Paper Program October 24, 1983

Volume 57 Title/Description Instances Municipal Assistance Corporation $250,000,000: Series 4 Commercial Paper Program April 12, 1984

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Volume 58 Title/Description Instances Municipal Assistance Corporation $206,260,000: Series 48 Bonds February 1, 1984

Volume 59 Title/Description Instances Municipal Assistance Corporation $226,880,000: Series 50 Bonds May 21, 1984

Volume 60 Title/Description Instances Municipal Assistance Corporation $175,000,000: Series 51 Bonds August 16, 1984

Volume 61 Title/Description Instances Municipal Assistance Corporation $185,000,000: Series 52 Bonds October 11, 1984

Volume 62 Title/Description Instances Municipal Assistance Corporation $160,000,000: Series 53 Bonds February 7, 1985

Volume 63 Title/Description Instances Municipal Assistance Corporation $201,770,000: Series 54 Bonds May 9, 1985

Volume 64 Title/Description Instances Municipal Assistance Corporation $125,000,000: Series 55 Bonds October 24, 1985

Volume 65 Title/Description Instances Municipal Assistance Corporation $123,750,000: Series 56 Bonds December 24, 1985

Volume 66 - Page 33- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Title/Description Instances Municipal Assistance Corporation $877,450,000: Series 57 Bonds April 23, 1986

Volume 67 Title/Description Instances Municipal Assistance Corporation $290,075,000: Series 58 Bonds May 29, 1986

Volume 68 Title/Description Instances Municipal Assistance Corporation $390,760,000: Series 59 Bonds , 1986

Volume 69 Title/Description Instances Municipal Assistance Corporation $449,115,000: Series 60 Bonds November 26, 1986

Volume 70 Title/Description Instances Municipal Assistance Corporation $684,200,000: Series 61 Bonds , 1987

Volume 71 Title/Description Instances Municipal Assistance Corporation $684,240,000: Series 62 Bonds March 12, 1987

Volume 72 Title/Description Instances Municipal Assistance Corporation $79,500,000: Series 63 Bonds , 1987

Volume 73 Title/Description Instances Municipal Assistance Corporation $134,485,000: Series 64 Bonds , 1988

Volume 74 Title/Description Instances

- Page 34- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Municipal Assistance Corporation $96,900,000: Series 65 Bonds March 17, 1988

Volume 75 Title/Description Instances Municipal Assistance Corporation $700,600,000: Series 66 Bonds July 7, 1988

Volume 76 Title/Description Instances Municipal Assistance Corporation $396,445,000: Series 67 Bonds October 6, 1988

Volume 77 Title/Description Instances Municipal Assistance Corporation $411,245,000: Series 68 Bonds November 21, 1988

Volume 78 Title/Description Instances Municipal Assistance Corporation $138,440,000: Series A Bonds , 1991

Volume 79 Title/Description Instances Municipal Assistance Corporation $380,650,000: Series B Bonds , 1992

Volume 80 Title/Description Instances Municipal Assistance Corporation $132,135,000: Series C Bonds March 18, 1993

Volume 81 Title/Description Instances Municipal Assistance Corporation $280,040,000: Series D Bonds October 19, 1995

Volume 82 Title/Description Instances Municipal Assistance Corporation $817,875,000: Series E Bonds May 7, 1996 - Page 35- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Volume 83 Title/Description Instances Municipal Assistance Corporation $100,000,000: Series F Bonds May 7, 1996

Volume 84 Title/Description Instances Municipal Assistance Corporation Series F Bonds Liquidity Facility Replacement: Closing Documents November 3, 1998

Volume 85 Title/Description Instances Municipal Assistance Corporation $677,405,000: Series G Bonds January 7, 1997

Volume 86 Title/Description Instances Municipal Assistance Corporation $245,670,000: Series H Bonds March 27, 1997

Volume 87 Title/Description Instances $219,960,000: Series I Bonds April 3, 1997

Volume 88 Title/Description Instances $527,660,000: Series J Bonds May 13, 1997

Volume 89 Title/Description Instances $398,000,000: Series K Bonds May 13, 1997

Volume 90 Title/Description Instances $354,045,000: Series L Bonds July 7, 1997

Volume 91 Title/Description Instances $303,715,000: Series M Bonds April 2, 1998

- Page 36- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Volume 92 Title/Description Instances $96,305,000: Series N Bonds $444,110 -: Series O Bonds, February 9, 1999

Volume 93 Title/Description Instances Bond Reserve Forward Delivery Agreement: Dated as of July 1, 1999 (Salomon Brothers Holding Company, Inc.)

Volume 94 Title/Description Instances Bond Reserve Forward Delivery Agreement: Dated as of July 1, 1999 (Morgan Guaranty Trust Company of New York)

^ Return to Table of Contents

Series 5: Litigation Scope and Contents

This series consists of 8 boxes of files from lawsuits involving MAC or of interest to MAC from the period 1975 to 1994.

A-C Title/Description Instances Aaron v. Beame 1975-1977 box 1 folder 1

Avins v. City of New York 1975-1976 box 1 folder 2

Basile v. Patrolmen's Benevolent Association 1978 box 1 folder 3

Bethlehem Steel Corp. v. Lackawanna Board of Education 1978 box 1 folder 4

Board of Education of NYC v. City of New York 1976-1977 box 1 folder 5

Boston Stock Exchange v. City of New York 1977 box 1

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folder 6

Boston Stock Exchange v. State Tax Commission File 1 of 3 box 1 1977 folder 7

Boston Stock Exchange v. State Tax Commission File 2 of 3 box 1 1977 folder 8

Boston Stock Exchange v. State Tax Commission File 3 of 3 box 1 1977 - 1978 folder 9

Calandra v. City of New York 1977 box 1 folder 10

City Council v. Giuliani File 1 of 2 1994 box 1 folder 11

C-Fe Title/Description Instances City Council v. Giuliani File 2 of 2 1994 box 2 folder 1

City of New York v. Patrolmen's Benevolent Association 1977 box 2 folder 2

DeMilia v. City of New York File 1 of 2 1978 box 2 folder 3

DeMilia v. City of New York File 2 of 2 1978-1980 box 2 folder 4

FDIC v. Philadelphia Gear Corporation File 1 of 2 1985 box 2 folder 5

FDIC v. Philadelphia Gear Corporation File 2 of 2 1985-1986 box 2 folder 6

Flushing I (alleged diversion of sales tax revenue) (Flushing National Bank v. City of New York; Quirk and Wein v. MAC) Title/Description Instances Flushing National Bank v. City of New York 1975-1977 box 3 folder 1

Quirk and Wein v. MAC File 1 of 2 1977 box 3 folder 2

Quirk and Wein v. MAC File 2 of 2 1977 box 3 - Page 38- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

folder 3

Gift and Loan Case Law, Statutes, and Journal Articles 1977 and box 3 earlier, with an additional article from 1992 folder 4

Flushing II (Moratorium) Legal Documents (Flushing National Bank v. MAC) Title/Description Instances Flushing National Bank v. MAC File 1 of 5 1975 box 4 folder 1

Flushing National Bank v. MAC File 2 of 5 1975 box 4 folder 2

Flushing National Bank v. MAC File 3 of 5 1976 box 4 folder 3

Flushing National Bank v. MAC File 4 of 5 1976 box 4 folder 4

Flushing National Bank v. MAC File 5 of 5 1977 box 4 folder 5

Flushing II (Moratorium) Correspondence (Flushing National Bank v. MAC) Title/Description Instances Flushing National Bank v. MAC Correspondence File 1 of 4 box 5 1975 folder 1

Flushing National Bank v. MAC Correspondence File 2 of 4 box 5 1976 folder 2

Flushing National Bank v. MAC Correspondence File 3 of 4 box 5 1977 folder 3

Flushing National Bank v. MAC Correspondence File 4 of 4 box 5 1977 folder 4

G-L Title/Description Instances Gilman v. MAC (MAC's constitutionality) 1977 box 6 folder 1

Gold v. State of New York 1975 box 6 folder 2

Horowitz v. City of New York 1975 box 6

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folder 3

Hotel Dorset Co. v. Trust for Cultural Resources 1978 box 6 folder 4

(Museum of Modern Art air rights) box 6 folder 5

Kirshner v. USA (Teachers' retirement system) 1978 box 6 folder 6

Levinson v. U.S. Trust (Carnival Cruise)File 1 of 2 1988 - 1989 box 6 folder 7

Levinson v. U.S. Trust (Carnival Cruise)File 2 of 2 1989 box 6 folder 8

Levittown Board of Education v. Commissioner of Education box 6 1977 - 1978-(Real estate tax litigation) folder 9

List of Cases arising from Financial Crisis 1977 box 6 folder 10

M-R Title/Description Instances Manchester v. City of New York 1977 box 7 folder 1

Mancuso v. Lincoln First Bank 1980 box 7 folder 2

Miscellaneous 1977-1981 box 7 folder 3

MAC v. Moody's Investors Service (proposed litigation) 1977 - box 7 1981 folder 4

New York City Municipal Securities Litigation (Friedlander) box 7 1977 - 1980 folder 5

Patrolmen's Benevolent Association v. City and State of New box 7 York (collective bargaining) 1975 folder 6

Patterson v. Carey 1977 box 7 folder 7

Pyramid Service Co. v. City of New York 1976 box 7

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folder 8

Real Property Taxes 1975-1978 box 7 folder 9

Ropico v. City of New York File 1 of 2 1975-1976 box 7 folder 10

Ropico v. City of New York File 2 of 2 1976 box 7 folder 11

Rosenstein v. MAC 1985 box 7 folder 12

S-Y Title/Description Instances Sasso v. City of New York 1975 box 8 folder 1

Scaglione v. Levitt 1975 box 8 folder 2

Simpson v. Mitchell 1975 box 8 folder 3

Skomorowsky v. U.S. Trust Company 1987-1988 box 8 folder 4

Subway Surface Supervisors Assn. v. NYC Transit Authority box 8 1978 folder 5

Teamsters v. Daniel 1979 box 8 folder 6

Tron v. Condello (Teachers' Retirement Board Purchases of box 8 MAC Bonds) 1976 folder 7

U.S. Trust Co. v. New Jersey (Port Authority case) 1977 box 8 folder 8

Wein v. City of New York 1975 box 8 folder 9

Wein v. State of New York 1975-1976 box 8 folder 10

Withers v. Teachers' Retirement System 1977-1979 box 8

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folder 11

Yonkers Fire Department v. City of Yonkers 1977 box 8 folder 12

^ Return to Table of Contents

Series 6: Legislation, State Scope and Contents

This series consists of 5 boxes of files dealing with New York State legislation affecting or potentially affecting MAC in the period 1975 to 1997.

1975-1976 Title/Description Instances Amendment to Public Authorities Law 1976 box 1 folder 1

City University of New York Aid Bill 1976 (file gives no box 1 indication whether bill passed) folder 2

Emergency Moratorium Act for New York City 1975 box 1 folder 3

Financial Emergency Act for New York City 1975 box 1 folder 4

Municipal Assistance Corporation Act of 1975 with box 1 Amendments through 1980 folder 5

NYC Pension Contributions for Increased Take-Home Pay box 1 (Chapter 892) 1975 (file contains a memo only) folder 6

NYC Retirement Systems Authorization to Purchase City and box 1 MAC Obligations (Chapter 890) 1975 folder 7

Open Meetings (Sunshine) Law 1976 box 1 folder 8

Stavisky-Goodman Education Bill 1976 (vetoed; file gives no box 1 indication whether over-ride occurred) folder 9

Yonkers Bond Ordinance 1976 box 1 folder 10

Yonkers Financial Emergency Act 1975 box 1

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folder 11

1976-1980 Title/Description Instances Amendments to Pension Fund Bill 1978 (file does not indicate box 2 whether amendments passed) folder 1

CUNY Appropriations 1977 (file does not indicate whether box 2 these appropriations were passed) folder 2

Financial Emergency Act Technical Amendments: File 1 of 2 box 2 1978 folder 3

Financial Emergency Act Technical Amendments: File 2 of 2 box 2 Notes and Correspondence 1978 folder 4

MAC Borrowing Limit Legislation of 1978 Notes and box 2 Correspondence 1977-1979 folder 5

MAC Debt Issuance Authority Increase 1980 box 2 folder 6

MAC Debt Limit Increase Act of 1977 box 2 folder 7

1976-1980 (cont.) Title/Description Instances Miscellaneous Bills 1977 (file does not indicate whether passed) box 3 folder 1

Miscellaneous Bills 1978-1979 (file does not indicate whether box 3 passed) folder 2

Miscellaneous Sales Tax Exemptions 1978-1980 (file does not box 3 indicate whether passed) folder 3

Miscellaneous Tax and Finance Bills 1979 (file does not box 3 indicate whether passed) folder 4

NYC Revenue Anticipation Notes Legislation 1977 box 3 folder 5

Stock Transfer Tax Legislation (File 1 of 2) 1976 box 3 folder 6

Stock Transfer Tax Legislation (File 2 of 2) 1977-1978 (files do box 3 not indicate whether various pieces of legislation were passed)

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folder 7

1981-1987 Title/Description Instances Act to Increase Sales Tax Exemption for Items Sold in Vending box 4 Machines (file does not indicate whether passed) 1983 folder 1

Act to Require Certain MAC Debt to be Issued in Small box 4 Denominations and at a Discount 1981 (file does not indicate whether passed) folder 2

Amendments to Section 3038 of MAC ACT 1987 (file does not box 4 indicate whether amendments were passed) folder 3

Financial Disclosure Act 1987 (file does not indicate whether box 4 passed) folder 4

Miscellaneous Acts affecting MAC's Disposition of Its Monies box 4 1987 (file does not indicate whether passed) folder 5

Miscellaneous Sales Tax Exemptions 1985-1986 (file does not box 4 indicate whether passed) folder 6

Opportunity Zone Legislation 1986 (file does not indicate box 4 whether passed) folder 7

Per Capita Aid Legislation 1985 (file does not indicate whether box 4 passed) folder 8

Rainy Day Fund Proposal 1987 (file does not indicate whether box 4 passed) folder 9

Sales Tax Exemption for Food Items Purchased with Food box 4 Stamps 1986-1987 (file does not indicate whether passed) folder 10

1987-1997 Title/Description Instances Act to Amend Public Authorities Law in Relation to MAC box 5 Excess Monies 1989 (file does not indicate whether passed) folder 1

Act to Amend Public Authorities Law to Increase MAC box 5 Issuance Authority 1990 (file does not indicate whether passed) folder 2

Act to Exempt Machinery Sales from Sales Tax 1989 (file does box 5 not indicate whether passed)

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folder 3

Act to Exempt Sales of Precious Metal Bullion from Sales box 5 Tax 1989 (file does not indicate whether act was approved by governor) folder 4

Acts to Limit MAC Authority and Impose Fees on MAC 1989 box 5 (file does not indicate whether passed) folder 5

Budget Bill 1990 Correspondence box 5 folder 6

Budget Bill 1992 Correspondence box 5 folder 7

Commodities Exchange Center Proposal Correspondence 1990 box 5 folder 8

Incentives to Lower Manhattan Property Owners and Renters box 5 Memo 1995 (file does not indicate whether passed) folder 9

MAC Proposal to Preserve Revenue Streams in Case of Staten box 5 Island Secession 1990-1991 folder 10

Miscellaneous Sales Tax Proposals 1990-1992 (file does not box 5 indicate whether passed) folder 11

Proposed Changes to MAC Act re: Limits on City Short-Term box 5 Debt 1987-1996 (file does not indicate whether passed) folder 12

Racehorse Sales Tax Exemption 1988 (file does not indicate box 5 whether passed) folder 13

Resolution proposing Amendments to State Constitution 1995 box 5 (file does not indicate whether passed) folder 14

Sales Tax Exemption on Certain Materials and Services Used box 5 for Production 1994-1995 (file does not indicate whether passed) folder 15

Sales Tax Exemption on Clothing 1995-1997 box 5 folder 16

Staten Island Secession Attempt 1989-1996 box 5 folder 17

^ Return to Table of Contents

Series 7: Legislation, Federal

- Page 45- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Scope and Contents

This series consists of 2 boxes of files dealing with federal legislation affecting or potentially affecting MAC in the period 1975 to 1980.

A-N Title/Description Instances Authorization to Issue Government Bonds-Virgin Islands 1976 box 1 folder 1

Bankruptcy Reform Act of 1978 box 1 folder 2

Correspondence and Testimony 1979-1980 box 1 folder 3

Credit Control Act 1969 box 1 folder 4

Fair Financing for Local Government House and Senate Bills box 1 1975 folder 5

Federal Farm Credit System Notes and Memos 1979 box 1 folder 6

HUD Appropriations (Senate) 1980 box 1 folder 7

Intergovernmental Emergency Assistance Act (House) 1975 box 1 folder 8

Intergovernmental Emergency Assistance Act House Committee box 1 on Banking, Currency and Housing Report November 6, 1975 folder 9

Local Public Works Employment Act Conference Report July box 1 11, 1976 folder 10

Municipal Securities Full Disclosure Act 1976-1977 box 1 folder 11

Municipal Bond Rating Services Regulation Bill (House)1976 box 1 folder 12

New York City Loan Guarantee Act of 1978 Background box 1 Information 1977-1978 folder 13

New York City Loan Guarantee Act of 1978 Conference Report box 1 July 18,1978

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folder 14

New York City Loan Guarantee Act of 1978 Correspondence, box 1 Notes and Memos (File 1 of 3) 1976 -1977 folder 15

New York City Loan Guarantee Act of 1978 Correspondence, box 1 Notes and Memos (File 2 of 3) 1978 folder 16

New York City Loan Guarantee Act of 1978 Correspondence, box 1 Notes and Memos (File 3 of 3) 1980 folder 17

New York City Loan Guarantee Act of 1978 Senate Report June box 1 23, 1978 folder 18

N-V Title/Description Instances New York City Seasonal Financing Act of 1975 Correspondence box 2 1976 -1978 folder 1

New York City Seasonal Financing Act of 1975 Hearing box 2 before the Subcommittee, on Economic Stabilization of the House Committee on Banking, Finance and Urban Affairs folder 2 December16, 1977

New York City Seasonal Financing Act of 1975 House Report box 2 December2,1975 folder 3

New York City Seasonal Financing Act of 1975 Senate Bill box 2 1975 folder 4

Pension Act of 1978 1977-1978 box 2 folder 5

Pension Protection Act of 1975 1975 -1976 box 2 folder 6

Pension Protection Act of 1975 Notes and Correspondence 1975 box 2 -1977 folder 7

Voluntary Municipal Reorganization Act House and Senate box 2 Bills1975 folder 8

Voluntary Municipal Reorganization Act Senate Report box 2 November 4, 1975 folder 9

^ Return to Table of Contents

Series 8: Federal Agreements - Page 47- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Scope and Contents

This series consists of 3 boxes of files dealing with the federal agreements that were crucial to MAC's work: the Federal Credit Agreement of 1975 and the Federal Agreement to Guarantee of 1978. The files cover the period 1975-1980.

Federal Credit Agreement dated December 30, 1975 Title/Description Instances Federal Credit Agreement dated as of December 30, 1975; box 1 Agreement, Supporting Documents, and Schedules: File 1 of 4 1975 ***Link exists but broke folder 1

Federal Credit Agreement dated as of December 30, 1975; box 1 Agreement, Supporting Documents, and Schedules: File 2 of 4 1975 folder 2

Federal Credit Agreement dated as of December 30, 1975; box 1 Agreement, Supporting Documents, and Schedules: File 3 of 4 ***Link exists but broke 1975-1979 folder 3

Federal Credit Agreement dated as of December 30, 1975; box 1 Agreement, Supporting Documents, and Schedules: File 4 of 4 1975-1979 folder 4

Borrowing Closing July 5, 1977 box 1 folder 5

Borrowing Closing July 18,1977 box 1 folder 6

Borrowing Closing July 29, 1977 box 1 folder 7

Federal Credit Agreement dated December 30, 1975 (cont.) Title/Description Instances Federal Credit Agreement dated as of December 30, 1975: box 2 folder 1

Federal Credit Agreement dated as of December 30, 1975: box 2 folder 2

Federal Credit Agreement dated as of December 30, 1975: box 2 folder 3

Federal Credit Agreement dated as of December 30, 1975: box 2 folder 4

Federal Credit Agreement dated as of December 30, 1975: box 2

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folder 5

Loan Proceedings: box 2 folder 6

Loan Proceedings: box 2 folder 7

Loan Proceedings: box 2 folder 8

Federal Credit Agreement dated December 30, 1975 (cont.); Federal Agreement to Guarantee dated as of November 15, 1978 (Four-Year Financing Plan for NYC, FY 1979-1982) Title/Description Instances Federal Credit Agreement dated as of December 30, 1975 box 3 folder 1

Mayor Beame s Report pursuant to Section 6.6.4 of the Federal box 3 Credit Agreement on the Economic Condition of the City August 2, 1976 folder 2

Mayor Beame s Report pursuant to Section 6.6.4 of the Federal box 3 Credit Agreement on the Economic Condition of the City January 31,1977 folder 3

Mayor Beame s Report pursuant to Section 6.6.4 of the Federal box 3 Credit Agreement on the Economic Condition of the City July 31,1977 folder 4

Mayor Koch s Report pursuant to Section 6.6.4 of the Federal box 3 Credit Agreement on the Economic Condition of the City January 31,1978 folder 5

U.S. Agreement to Guarantee for up to $1,650,000,000 of Bonds box 3 of the City of New York dated as of November 15, 1978 folder 6

Executed Original and Conformed Copy 1978 box 3 folder 7

Correspondence 1979 box 3 folder 8

Standby Guarantees Memo 1980 box 3 folder 9

^ Return to Table of Contents

Series 9: Municipal Workers

- Page 49- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Scope and Contents

This series consists of 4 boxes of files dealing with municipal workers, their productivity requirements under the Federal Credit Agreement of 1975, their pension systems' bond purchases, and the financing of severance pay for City workforce reduction programs. The files cover the period 1975-1997.

Contract Cost Evaluations and Productivity Reports Title/Description Instances Agency Elimination and Reduction Savings Estimates 1976 box 1 folder 1

CETA (Comprehensive Employment and Training Act) box 1 Correspondence and Reports 1977 folder 2

Collective Bargaining Correspondence and Reports1975-1977 box 1 folder 3

Layoffs and Attrition Correspondence and Reports 1975-1978 box 1 folder 4

NYC Dept. of Sanitation Employees Productivity Reports and box 1 Proposals 1975-1978 folder 5

NYC Fire Dept. Employees Paid Overtime Survey 1975 box 1 folder 6

NYC Housing Authority Employees Contract Cost Evaluation box 1 1977 folder 7

NYC Police Dept. Employees Savings Proposal Late 1970's box 1 (undated) folder 8

NYC Police Dept. Employees Cost Evaluation of Patrolmen's box 1 Benevolent Association Contract 1981 folder 9

NYC Transit Authority Employees Productivity Reports 1977 box 1 folder 10

Productivity Cost of Living Allowance Reports and Memos box 1 1975-1977 folder 11

Teachers and School Administrators Correspondence and box 1 Memos re Contracts and Staffing 1975-1977 folder 12

Wage Settlements Correspondence and Reports1978 box 1 folder 13

Pensions and Retirement

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Title/Description Instances Early Retirement Incentive Program Memo 1992 box 2 folder 1

Funding of NYC Retirement System Notes and Memo 1975 box 2 -1978 folder 2

New York State Law (Chapter 890) authorizing Purchase of box 2 NYC and MAC Obligations by NYC Retirement Systems and Pension Funds December 5, 1975 folder 3

box 2

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folder 3

MAC Funding of NYC Workforce Reduction Program box 4 Correspondence, Notes and Memos: File 4 of 5 1994 folder 4

MAC Funding of NYC Workforce Reduction Program box 4 Correspondence, Notes and Memos: File 5 of 5 1995 folder 5

NYC Compliance with MAC Agreement funding Workforce box 4 Reduction Correspondence and Reports 1995-1997 folder 6

^ Return to Table of Contents

Series 10: Economic Reports / Testimony / Speeches Scope and Contents

This series consists of 9 boxes of files containing testimony from U.S. Senate and House hearings on the financial condition of New York City in the late 1970's; U.S. Treasury, General Accounting Office, and Securities and Exchange Commission reports on New York City in the same period; and other economic reports, speeches and testimony from the period 1973 to 1994.

U.S. Senate Hearings Title/Description Instances U.S. Senate, Committee on Banking, Housing and Urban box 1 Affairs, Oversight Hearings on the New York City Seasonal Financing Act of 1975, April 1 and 2, 1976 folder 1

U.S. Senate, Committee on Banking, Housing and Urban box 1 Affairs, Hearings on Oversight on the New York City Seasonal Financing Act, May 16 and 17, 1977 folder 2

U.S. Senate, Committee on Banking, Housing and Urban box 1 Affairs, Transcript of Proceedings, Hearings on New York City Financial Aid Legislation, June 7, 1978 folder 3

U.S. Senate, Committee on Banking, Housing and Urban box 1 Affairs, Oversight Hearings on the New York City Loan Guarantee Act of 1978, folder 4

U.S. Senate, Committee on Banking, Housing and Urban box 1 Affairs, Oversight Hearings on the New York City Loan Guarantee Act, January-February, 1980 folder 5

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Title/Description Instances Hearings: U.S. House of Representatives, Committee on box 2 Ways and Means, Hearing on New York City Pension Fund legislation, , 1976 folder 1

U.S. House of Representatives, Committee on Interstate and box 2 Foreign Commerce, Subcommittee on Consumer Protection and Finance, Hearings on the Municipal Securities Full Disclosure folder 2 Act of 1976, , 1976

U.S. House of Representatives, Committee on Banking, Finance, box 2 and Urban Affairs, Subcommittee on Economic Stabilization, Transcript of Proceedings, Hearings on New York City's Fiscal folder 3 and Financial Situation, February 21, 1978

U.S. House of Representatives, Hearings before the box 2 Subcommittee on Economic Stabilization of the Committee on Banking, Finance, and Urban Affairs, New York City's Fiscal folder 4 and Financial Situation, Part 2, March 7, 8, and 15, 1978

Report: Congress of the United States, Congressional Budget box 2 Office, New York City's Fiscal Problem: Its Origins, Potential Repercussions, and Some Alternative Policy Responses, October folder 5 10, 1975

Report: Congress of the United States, Joint Economic box 2 Committee, New York City's Financial Crisis: An Evaluation of Its Economic Impact and of Proposed Policy Solutions, folder 6 November 3, 1975

Report: U.S. House of Representatives, Subcommittee on the box 2 City of the Committee on Banking, Finance, and Urban Affairs, City Need and the Responsiveness of Federal Grants Programs, folder 7 August 1978

Report: U.S. Senate, Committee on Banking, Housing and box 2 Urban Affairs, Report on the New York City Loan Program, ; folder 8

Report: Report on the New York City Loan Program, 1977; box 2 folder 9

Report on the New York City Loan Program, 1978 box 2 folder 10

Reports prepared for the U.S. Treasury Department Title/Description Instances Arthur Andersen and Co., Report for the Secretary of the box 3 Treasury relating to the Financing Requirements under the New York City Seasonal Financing Act of 1975, December 29, 1975 folder 1

Arthur Andersen and Co., Report for the Secretary of the box 3 Treasury regarding New York City Financial Planning and Reporting under the New York City Seasonal Financing Act of folder 2 1975, June 23, 1976 - Page 53- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Arthur Andersen and Co., Oral Report to the United States box 3 Department of the Treasury regarding New York City's Financial Planning and Reporting under the New York City folder 3 Loan Guaranty Act of 1978, June 15, 1979

Arthur Andersen and Co., Memoranda in Support of Oral Report box 3 to the United States Department of the Treasury regarding New York City's Financial Planning and Reporting under the New folder 4 York City Loan Guaranty Act of 1978, June 15, 1979

City of New York and Municipal Assistance Corporation, box 3 Presentation to the Hon. G. William Miller, Secretary of the Treasury, September 10, 1980 folder 5

Securities and Exchange Commission Reports Title/Description Instances Securities and Exchange Commission, Transactions in Securities box 4 of the City of New York, Vol. 1, August 1977: File 1 of 2 File 2 of 2 folder 1

Securities and Exchange Commission, Transactions in Securities box 4 of the City of New York, Vol. 2, August 1977: File 1 of 2 File 2 of 2 folder 2

Securities and Exchange Commission, Transactions in Securities box 4 of the City of New York, Vol. 3, August 1977: File 1 of 3 File 2 of 3 File 3 of 3 folder 3

Securities and Exchange Commission, Final Report in the box 4 Matter of Transactions in the Securities of the City of New York, February 5, 1979 folder 4

U.S. General Accounting Office and Other Federal Agency Reports; New York State Reports Title/Description Instances U.S. Department of Commerce, Bureau of the Census, City box 5 Government Finances in 1977-78, folder 1

U.S. Department of Labor, Bureau of Labor Statistics, Wages box 5 and Benefits of New York City Municipal Government Workers: April 1973 and April 1974, folder 2

U.S. Department of Labor, Bureau of Labor Statistics, Insight box 5 and Outlook: The New York Experience as a Service Economy, May 14, 1986 folder 3

U.S. General Accounting Office Report, Assessment of New box 5 York City's Performance and Prospects under Its 3-year Emergency Financial Plan, April 4, 1977 folder 4

U.S. General Accounting Office Report, New York City's box 5 Efforts to Improve Its Accounting Systems, April 4, 1977

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folder 5

U.S. General Accounting Office Report, The Long-Term Fiscal box 5 Outlook for New York City, April 4, 1977 folder 6

U.S. General Accounting Office Report, Analysis of Operating box 5 Expenses in New York City's Fiscal Year 1978 Capital Budget, November 1977 folder 7

U.S. General Accounting Office Report, Summary: The Long- box 5 Term Fiscal Outlook for New York City, folder 8

Office of the New York Senate Minority Leader, The Securities box 5 Exchange Industry, 1977 folder 9

State of New York, Report of the Temporary State Commission box 5 on State and Local Finances, Vol. 2 ,The Real Property Tax, March 15, 1975 folder 10

State of New York, Report of the Temporary State Commission box 5 on State and Local Finances, Vol. 3, State Mandates, March 31, 1975 folder 11

State of New York, Report of the Temporary State Commission box 5 on State and Local Finances, Vol. 4, Summary, March 31, 1975 folder 12

State of New York, Report of the Temporary State Commission box 5 on State and Local Finances, Vol. 5, Staff Reports, March 31, 1975 folder 13

State of New York, Governor's Council on the Economy Special box 5 Tax Force on Taxation Report, May 26, 1976 folder 14

State of New York, New York, New York: Building New York box 5 City's Fiscal and Economic Future, 1991 folder 15

State Study Commission for New York City, Final Report to the box 5 New York State Legislature, April 15, 1973 folder 16

City of New York Reports Title/Description Instances City of New York, Better Financing for New York City, The box 6 Final Report of the Temporary Commission on City Finances, August 1966 folder 1

City of New York, The City in Transition: Prospects and box 6 Policies for New York, The Final Report of the Temporary Commission on City Finances, June 1977 folder 2

City of New York, Response to Proxmire Committee Report, box 6 March 1, 1978

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folder 3

City of New York, Report on the Economic Condition of the box 6 City of New York for the Period July-December 1978 folder 4

City of New York, Economic Development Programs Funded box 6 through the Municipal Assistance Corporation, 1985 folder 5

New York City Business Tax Task Force, Taxes and Tax Policy box 6 in New York City, folder 6

Miscellaneous Reports Title/Description Instances Business/Labor Working Group, Summary Report on Jobs and box 7 Economic Regeneration in New York City, ca. 1976- folder 1

Pat Choate and Susan Walter, Council of State Planning box 7 Agencies, America in Ruins: Beyond the Public Works Pork Barrel, 1981 folder 2

Citibank, New York City Fiscal Update, July 1978 box 7 folder 3

Citibank, New York City Fiscal Update, December 1978 box 7 folder 4

Citibank, New York City Fiscal Update, box 7 folder 5

Citibank, New York City Update, May 1976 box 7 folder 6

Citizens Budget Commission, Inc., New York City's Debt box 7 Problem, July 1973 folder 7

Terry Nichols Clark, Irene Sharp Rubin, Lynne C. Pettler, Erwin box 7 Zimmerman, authors, How Many New Yorks? The New York City Fiscal Crisis in Comparative Perspective, September 15, folder 8 1976

Conference Board, Corporate Moves to the Suburbs: Problems box 7 and Opportunities, 1972 folder 9

Economic Development Council of New York City, 9th Annual box 7 Report Business, the City and the Crisis, 1974 folder 10

Economic Development Council of New York City, 10th box 7 Annual Report New York: Priorities on the road to recovery, 1975 folder 11

- Page 56- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Louis Harris and Associates, Inc., A Special In-Depth Survey box 7 of the American Public on the Subject of Federal Assistance to New York City, November, 1975 folder 12

Donald D. Kummerfeld, Dall W. Forsythe, William H. Gray III, box 7 Presentation to the Mayor on Eliminating the Structural Budget Imbalance, December 1, 1993 folder 13

Municipal Finance Officers Association, New York City and the box 7 Urban Fiscal Predicament, April 1, 1976 folder 14

New York City Council on Economic Education, 1980-81 Fact box 7 Book on the New York Metropolitan Region folder 15

New York City Council on Economic Education, 1983-84 Fact box 7 Book on the New York Metropolitan Region folder 16

New York City Council on Economic Education, 1986-87 Fact box 7 Book on the New York Metropolitan Region folder 17

New York City Council on Economic Education, Challenges of box 7 the Changing Economy of New York City 1986 folder 18

New York City Council on Economic Education, Challenges of box 7 the Changing Economy of New York City 1987 folder 19

New York City Council on Economic Education, Challenges of box 7 the Changing Economy of New York City 1988 folder 20

New York City Council on Economic Education, Challenges of box 7 the Changing Economy of New York City 1989 folder 21

New York City Council on Economic Education, 1989-90 Fact box 7 Book on the New York Metropolitan Region folder 22

Program Planners, Inc., A Perspective on the Fiscal History of box 7 New York City FY 1976 through FY 1979, Draft, December 1979 folder 23

Miscellaneous Testimony, Speeches and Statements Title/Description Instances MAC Chairman George D. Gould 1976-1979 box 8 folder 1

MAC Chairman Felix G. Rohatyn 1976-1990 box 8 folder 2

MAC Executive Director Herbert Elish 1975-1976 box 8

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folder 3

Mayor Abraham D. Beame 1976-1977 box 8 folder 4

Mayor Ed Koch 1977-1983 box 8 folder 5

City Comptroller Harrison Goldin 1975-1978 box 8 folder 6

Governor Hugh L. Carey 1976-1979 box 8 folder 7

State Comptroller Arthur Levitt 1978 box 8 folder 8

Sen. Daniel P. Moynihan 1977-1978 box 8 folder 9

Sen. William Proxmire 1976-1978 box 8 folder 10

Miscellaneous Officials 1975-1980 box 8 folder 11

New York State Senate Standing Committee on Corporations, Authorities and Commissions Hearings Title/Description Instances New York State Senate Standing Committee on Corporations, box 9 Authorities and Commissions Hearing on Public Authority and Public Benefit Corporation Reform, March 11, 1994 folder 1

New York State Senate Standing Committee on Corporations, box 9 Authorities and Commissions Hearing on Public Authority and Public Benefit Corporation Reform, May 3, 1994 folder 2

^ Return to Table of Contents

Series 11: New York City Government Scope and Contents

This series consists of 4 boxes of files dealing with City actions and concerns. The bulk of the series deals with the period of the Four-Year Financing Plan for New York City (FY 1979-FY 1982), although the files range from 1975 to 1988.

Mayor's Management Advisory Board 1975-77

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Title/Description Instances Mayor's Management Advisory Board, Correspondence, box 1 1975-1976 folder 1

Mayor's Management Advisory Board, Meeting Materials, box 1 September 10, 1975 folder 2

Mayor's Management Advisory Board, Meeting Materials, box 1 September 18, 1975, File 1 of 2 folder 3

Mayor's Management Advisory Board, Meeting Materials, box 1 September 18, 1975, File 2 of 2 folder 4

Mayor's Management Advisory Board Report, Potential for box 1 Duplication of Services Study, folder 5

Mayor's Management Advisory Board Report, Pensions, April box 1 1976 folder 6

Mayor's Management Advisory Board Report, Management of box 1 the City's Data Processing Operations, Draft, folder 7

Mayor's Management Advisory Board Report, Executive box 1 Management, January 1977 folder 8

Mayor's Management Advisory Board Report, An Analysis of box 1 Personnel by the Board of Collective Bargaining, May 1977 folder 9

Mayor's Management Advisory Board Report, Management box 1 Compensation, November 1977 folder 10

Agencies, Committees and Commissions 1975-1988 Title/Description Instances City of New York, Personnel Separations Involved in Budget box 2 Reductions, folder 1

Frederick O'R. Hayes Associates, Model Budget box 2 Reimbursement for Child Care Agencies, Summary of Final Report to the New York City Human Resources Administration, folder 2 November 1982

New York City Audit Committee, General File, 1979-1988 box 2 folder 3

New York City Comptroller's Office, Accounting Systems box 2 Directives, 1975-1976

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folder 4

New York State Comptroller, Codified Accounting Systems box 2 Directives for New York City, issued June 10, 1977, with Revision of June 27, 1978 folder 5

New York City Comptroller's Office, Annual Report for the box 2 Fiscal Year 1979 folder 6

New York City Temporary Commission on City Finances, box 2 Meeting Materials, December 18, 1975 folder 7

New York City Temporary Commission on City Finances, box 2 General File, 1976-1979 folder 8

Housing 1975-1987 Title/Description Instances Assignment Agreement between the City of New York and the box 3 New York City Housing Development Corporation, made as of February16, 1977 folder 1

New York City Department of Housing Preservation and box 3 Development, In-Rem Housing Correspondence 1975-1979 folder 2

New York City Housing Authority, Labor Costs Notes and box 3 Memos 1975-1976 folder 3

New York City Housing Development Corporation, Bonds and box 3 Notes Correspondence 1977-1986 folder 4

New York City Housing Development Corporation, Litigation box 3 Correspondence 1987 folder 5

New York City Housing Development Corporation, Refinancing box 3 for Mitchell-Lama Housing General File 1976-1978 folder 6

Four-Year Financing Plan for New York City (FY 1979-FY 1982) Title/Description Instances City Borrowing Correspondence 1979-1980 box 4 folder 1

City of New York Adherence Agreement for the MAC Bond box 4 Purchase Agreement dated as of November 15, 1978 Conformed Copy folder 2

City of New York Guaranteed Bond Purchase Agreement for up box 4 to $1,650,000,000 of Bonds of the City of New York, dated as of November 15, 1978 Conformed Copy folder 3

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City of New York Guaranteed Bond Purchase Agreement for box 4 up to $1,650,000,000 of Bonds of the City of New York , as of November 15, 1978 Executed original folder 4

City of New York Guaranteed Bond Purchase Agreement for box 4 up to $1,1650,000,000 of Bonds of the City of New York, as of November 15, 1978 Correspondence, Notes and Memos folder 5 1978-1979

City of New York Amendment dated as of , 1979 box 4 to the Guaranteed Bond Purchase Agreement dated as of November 15, 1978 folder 6

City of New York Amendment and Waiver dated as of box 4 January23, 1979 to the Loan Agreement dated as of November 15, 1978 folder 7

City of New York Loan Agreement providing for up to box 4 $600,000,000 of Loans evidenced by Revenue Anticipation Notes, dated as of July 20, 1979 Conformed Copy folder 8

City of New York Loan Agreement providing for up to box 4 $600,000,000 of Loans evidenced by Revenue Anticipation Notes, dated as of July 29, 1979 Conformed Copy folder 9

City Productivity Council General File 1979 box 4 folder 10

^ Return to Table of Contents

Series 12: MAC Scope and Contents

This series consists of 19 boxes of files dealing with various MAC actions and concerns in the period 1975 to 1997. This series is particularly rich in information about the period of the Four-Year Financing Plan for New York City (FY 1979-FY 1982) and the Moratorium years that preceded it.

MAC By-laws; Three-Year Financing Plan for New York City (FY 1975-FY 1978) Title/Description Instances By-laws of the Municipal Assistance Corporation for the City box 1 of New York, adopted April 7, 1978 As amended through September 28, 1995 folder 1

MAC Financial Plan and Legislative Program September 1, box 1 1975 folder 2

Summary of the Three-Year (FY 1975-FY 1978) Financial Plan box 1 for New York City, New York State Agencies, and New York State November 10, 1975 folder 3

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Three-Year (FY1975-FY 1978) Financial Plan for New York box 1 City Correspondence 1975 folder 4

Notes and Memos 1975-1977 box 1 folder 5

Restructuring/ Amended and Restated Agreement made as of November 26, 1975 Title/Description Instances Amended and Restated Agreement made as of November26, box 2 1975 Executed Original folder 1

Amended and Restated Agreement made as of November 26, box 2 1975 Conformed Copy folder 2

First Amendment made as of , 1977 Executed box 2 Original folder 3

First Amendment made as of August 17, 1977 Conformed Copy box 2 folder 4

First Amendment made as of August 17, 1977, Correspondence: box 2 File 1 of 3, 1977 folder 5

First Amendment made as of August 17, 1977, Correspondence: box 2 File 2 of 3, 1977 folder 6

First Amendment made as of August 17, 1977, Correspondence: box 2 File 3 of 3, 1978 folder 7

First Amendment made as of August 17, 1977 Notes and box 2 Memos 1977 folder 8

MAC Resolutions Delivered and Identified pursuant to the First box 2 Amendment, delivered August 17, 1977 folder 9

Pension Funds' Resolutions approving the First Amendment box 2 1977 folder 10

Second Amendment made as of June 8, 1978 Conformed Copy box 2 folder 11

Second Amendment made as of June 8, 1978 Correspondence box 2 1978 folder 12

Sinking Funds Correspondence 1976 box 2

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folder 13

MAC Finance Committee Resolution regarding 1975 Series box 2 C, D, E and J Bonds adopted pursuant to a Resolution adopted April 12, 1976 folder 14

Proposed Second Restructuring Notes and Memos 1976-1977 box 2 folder 15

Restructuring/ Amended and Restated Agreement made as of November 26, 1975 (cont.) Title/Description Instances Restructuring / Amended and Restated Agreement made as of box 3 November 26, 1975 Correspondence, Notes and Memos: File 1 of 2 1975 folder 1

Restructuring / Amended and Restated Agreement made as of box 3 November 26, 1975 Correspondence, Notes and Memos: File 2 of 2 1977-1980 folder 2

Restructuring Closing July 23, 1976 Notes and Memos box 3 folder 3

Moratorium 1975-1977 Title/Description Instances Moratorium Correspondence with Individuals holding Notes box 4 1975-1977 folder 1

Moratorium Correspondence, Notes and Memos 1976-1977 box 4 folder 2

Moratorium "Mercy" Program Correspondence 1975-1976 box 4 folder 3

Moratorium Non-Institutional Committee for NYC Note and box 4 Bond Holders 1976-1977 folder 4

Moratorium Repayment Proposals File 1 of 2 1976 box 4 folder 5

Moratorium Repayment Proposals File 2 of 2 1977 box 4 folder 6

Four-Year Financing Plan for NYC (FY 1979-FY 1982)/ General Title/Description Instances Four-Year Financing Plan for New York City (FY 1979- box 5 FY 1982) - Correspondence, Notes and Memos: File 1 of 3 1978-1979 folder 1 - Page 63- Municipal Assistance Corporation for the City of New York (MAC) Archive MAC

Four-Year Financing Plan for New York City (FY 1979-FY box 5 1982) - Correspondence, Notes and Memos: File 2 of 3 1978 folder 2

Four-Year Financing Plan for New York City (FY 1979- box 5 FY 1982) - Correspondence, Notes and Memos: File 3 of 3 1977-1978 folder 3

Four-Year Financing Plan for New York City (FY 1979-FY box 5 1982) - Miscellaneous Charts folder 4

Memos Outlining Funding Sources for the Four-Year (FY 1979- box 5 FY 1982) folder 5

Financing Plan for New York City May 15, 1978 box 5 folder 6

Four-Year Financing Plan for New York City (FY 1979 -FY 1982) MAC Bond Purchase Agreement Title/Description Instances MAC Bond Purchase Agreement dated as of November 15, box 6 1978 - Conformed copy folder 1

MAC Bond Purchase Agreement dated as of November 15, box 6 1978 - Correspondence, Notes, and Memos 1978-1981 folder 2

MAC Amendment dated as of August 30, 1979 to the Bond box 6 Purchase Agreement dated as of November 15, 1978 folder 3

MAC Bond Purchase Agreement Waiver of April 30, 1982 - box 6 Correspondence 1982-1984 folder 4

MAC Resolution establishing the City of New York Bond box 6 Guaranty Fund, adopted November 16, 1978 folder 5

MAC Resolution of June 27, 1979 amending the Resolution box 6 establishing the City of New York Bond Guaranty Fund adopted November 16, 1978 folder 6

MAC Resolution establishing the City of New York Bond box 6 Guaranty Fund, adopted November 16, 1978-Correspondence 1982-1986 folder 7

Four-Year Financing Plan for NYC (FY 1979-FY 1982) New York City Bonds and Notes Title/Description Instances Analysis of New York City Notes held by MAC-June 30, 1977 box 7

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folder 1

City of New York Loan Agreement dated as of November 15, box 7 1978 - Correspondence 1978 folder 2

Interest Payments to MAC on New York City Bond box 7 Anticipation Notes (BANS)-Correspondence 1978-1979 folder 3

New York City Bond Anticipation Notes (BANS) Notes and box 7 Memos 1976-1983 folder 4

New York City Bonds Correspondence, Notes and Memos box 7 1978-1986 folder 5

MAC Agreement to Exchange $20 Million City Bond box 7 Anticipation Notes (BANS) held by MAC for City Bonds- March 30, 1979 folder 6

MAC Agreement re: Amortization of New York City Bond box 7 Anticipation Notes (BANS) held by MAC-May 14, 1979 folder 7

Proceeds and Payments to the City of New York Notes and box 7 Memos 1980-1985 folder 8

Four-Year Financing Plan for New York City (FY 1979-FY 1982)/ New York State; Four-Year Financing Plan for New York City (FY 1979-FY 1982)/ U.S. Government Title/Description Instances New York State Bond Anticipation Notes (BANS) box 8 Correspondence 1976-1979 folder 1

New York State Comptroller's Office MAC Audit Report box 8 December 3, 1981 folder 2

New York State Financial Control Board Correspondence box 8 1975-1985 folder 3

MAC Presentation to the Secretary of the U.S. Treasury, box 8 September 10, 1980 folder 4

MAC Summary of Presentation to the Secretary of the U.S. box 8 Treasury, September 10, 1980 folder 5

New York City Loan Guarantee Act of 1978-Correspondence box 8 1978-1981 folder 6

U.S. Agreement to Guarantee dated as of November 15, 1978 - box 8 Correspondence 1978-1982

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folder 7

MAC Bonds and Notes 1975-1985 Title/Description Instances Banks Correspondence 1975-1978 box 9 folder 1

Capital Reserve Fund Memos 1983-1985 box 9 folder 2

Debt Service Report August 31, 1983 box 9 folder 3

Deferral Proposals and Funding Requirements Notes and box 9 Memos 1977 folder 4

Issuance Amounts May 13, 1977 box 9 folder 5

Law Journal Articles: File 1 of 2 1971-1977 box 9 folder 6

Law Journal Articles: File 2 of 2 1977-1984 box 9 folder 7

Lazard Freres and Co. Correspondence 1975-1981 box 9 folder 8

List of Bond Holders of MAC Series 11, 12, 13, 17, 18, 21, 22, box 9 25, 26, 29, 30, 32, and 33, as of the end of August 17, 1977 folder 9

MAC Bonds and Notes Memos 1975-1979 box 9 folder 10

MAC Bonds and Notes Miscellaneous Schedules and box 9 Summaries 1977-1985 folder 11

MAC Exchange Offer dated March 22, 1977-Correspondence box 9 1977 folder 12

MAC General File Notes and Memos 1975-1980 box 9 folder 13

MAC Second General Bond Resolution adopted November 25, box 9 1975 as amended through September 1, 1983 folder 14

MAC Second Resolution Bonds Notes and Memos 1978 box 9

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folder 15

MAC Bonds and Notes 1975-1985 (cont.) Title/Description Instances MAC Series 11, 12, and 13 Bonds Denomination Exchanges box 10 Correspondence with Banks December 1978 folder 1

MAC Statute Section 307 Correspondence 1978-1980 box 10 folder 2

"Mirror" Bonds Correspondence, Notes and Memos 1980-1984 box 10 folder 3

Monitoring/Oversight General File 1975-1981 box 10 folder 4

Portfolio Holdings Report December 15, 1980 box 10 folder 5

Private Placement Interest Notes and Memos 1978 box 10 folder 6

Promissory Notes with Extended Maturity Correspondence box 10 December 30, 1976 folder 7

Property Schedule from U.S. Trust November 26, 1975 box 10 folder 8

Property Schedules from U.S. Trust Co. 1977 box 10 folder 9

Refinancing Proposals Notes and Memos 1978 box 10 folder 10

Securities and Exchange Commission General Files 1975-1979 box 10 folder 11

Schedules for MAC 1978 Series 11, 12, and 13 Bonds box 10 December 1978 folder 12

MAC Bonds and Notes 1975-1985 (cont.) Title/Description Instances Underwriters Correspondence 1975 box 11 folder 1

Underwriters Correspondence 1979-1980 box 11

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folder 2

Underwriters Syndicate Restructuring Correspondence box 11 February- folder 3

Miscellaneous Resolutions 1975-1982 Title/Description Instances MAC 1975 Series C Resolution authorizing $250,000,000 1975 box 12 Series C Bonds, adopted , 1975 (as amended) folder 1

MAC 1975 Series D Resolution authorizing $100,000,000 1975 box 12 Series D Bonds,adopted August 15, 1975 (as amended) folder 2

MAC 1975 Series E Resolution authorizing $40,295,000 1975 box 12 Series E Bonds, adopted August 15, 1975 (as amended) folder 3

MAC 1975 Series J Resolution authorizing $100,000,000 1975 box 12 Series J Bonds, adopted September 11, 1975 (as amended) folder 4

MAC Amendment to the Second Note Resolution of September box 12 17, 1975 - December 1976 Original Signed Consents folder 5

Provisions for Series FF, GG, HH, II, and 1977 Series 9 MAC box 12 Bond Resolutions folder 6

MAC Note Resolution authorizing the Issuance of Promissory box 12 Notes Series 1978 Draft folder 7

MAC Resolution authorizing not in Excess of $150,000,000 box 12 Series 2 Commercial Paper Notes Outstanding at any Time, adopted December 20, 1982 folder 8

MAC Resolution amending Resolution authorizing not in box 12 Excess of $100,000,000 Notes Outstanding at any Time, adopted December 20, 1982 folder 9

MAC Bank Note Resolution authorizing Notes to Citibank, N.A. box 12 and Manufacturers Hanover Trust Co. in an Aggregate Principal Amount not to Exceed $150,000,000, adopted December 20, folder 10 1982

Funding for New York City Public Schools 1987-1991 Title/Description Instances Funding for New York City Public Schools Correspondence File box 13 1 of 3 1987 folder 1

Funding for New York City Public Schools Correspondence File box 13 2 of 3 1987

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folder 2

Funding for New York City Public Schools Correspondence File box 13 3 of 3 1988-1990 folder 3

New York City School Construction Authority Act of 1988 box 13 General File 1988-1991 folder 4

Miscellaneous Files 1978-1997 Title/Description Instances Bond Insurance Proposal General File 1993 box 14 folder 1

Bonds and Notes Memos 1994-1997 box 14 folder 2

Capital Financing Correspondence and Memos 1990-1992 box 14 folder 3

City of Bridgeport CT Bankruptcy Filing of June 6, 1991 box 14 General File 1988-1992 folder 4

Commodities Exchange Center Correspondence 1991 box 14 folder 5

Contract Debt and Reimbursement Agreement re: NYC RANs box 14 (Revenue Anticipation Notes) Correspondence and Memos 1995-1996 folder 6

Elimination of Compensation for MAC Board General File 1992 box 14 folder 7

Federal Arbitrage Rebate Requirements Correspondence and box 14 Memos 1990-1991 folder 8

Financing Plan for the City of New York (1983-1986) Status box 14 Report 1983 folder 9

Investment Advisor Proposal Correspondence April 1983 box 14 folder 10

Lease-Based Certificates of Participation General File box 14 1989-1991 folder 11

Limit on City Short-Term Borrowing Correspondence and box 14 Memos 1991 - 1996 folder 12

Linkage between MAC Bonds and Existence of Financial box 14 Control Board Memo 1996

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folder 13

MAC Board of Directors and Representatives' Biographies 1992 box 14 folder 14

MAC Board Members and Representatives List 1990 box 14 folder 15

MAC Bond Refunding Analysis August 1992 box 14 folder 16

Miscellaneous Files 1978-1997 (cont.) Title/Description Instances MAC Capital Reserve Funds Allocation Memos 1991-1992 box 15 folder 1

MAC City Budget Committee Budget Reviews, Memos, box 15 Correspondence: File 1 of 2 1978-1984 folder 2

MAC City Budget Committee Budget Reviews, Memos, box 15 Correspondence: File 2 of 2 1986-1989 folder 3

MAC Library and File Inventory 1992 box 15 folder 4

MAC 1991 General Bond Resolution adopted February 6, 1991 box 15 folder 5

MAC Staff Responsibilities Memos 1982-1990 box 15 folder 6

Metropolitan Transportation Authority (MTA) Capital box 15 Financing General Files: File 1 of 2 1986-1994 folder 7

Metropolitan Transportation Authority (MTA) Capital box 15 Financing General Files: File 2 of 2 1994-1997 folder 8

Metropolitan Transportation Authority (MTA) Control box 15 Mechanisms Memo 1986 folder 9

Miscellaneous Files 1978-1997 (cont.) Title/Description Instances "Mirror" Bonds Correspondence, Notes and Memos 1990-1992 box 16 folder 1

Municipal Bankruptcy Journal Articles and Memos 1978-1995 box 16

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folder 2

Municipal Bonds Articles from Newspapers and Other Sources box 16 1983-1985 folder 3

New York City and New York State Financial Condition 1992 box 16 Excerpts from Miscellaneous Documents folder 4

Newspaper Articles about MAC 1986-1991 box 16 folder 5

Opinion by Outside Counsel on whether Provisions of the 1978 box 16 MAC Bond Purchase Agreement are still in Effect , 1990 folder 6

Outstanding Debt Reports (New York City Bonds) 1990-1993 box 16 folder 7

Property Tax Reform Correspondence 1993 box 16 folder 8

Real Property Taxes Memos 1981 box 16 folder 9

Repurchase Agreements Correspondence 1984-1989 box 16 folder 10

Miscellaneous Files 1978-1997 (cont.) Title/Description Instances Reviews of New York City Budgets Notes and Memos box 17 1988-1991 folder 1

Securities and Exchange Commission Correspondence box 17 1993-1994 folder 2

Tax Stabilization ("Rainy Day") Fund Correspondence and box 17 Memos 1987-1991 folder 3

Transit Authority Exemption from Financial Emergency Act box 17 Memos 1992 folder 4

New York State Agencies, Committees and Commissions 1983-1997 Title/Description Instances New York State Bond Issuance Fee and Cost Recovery Fee box 18 Correspondence and Memos 1989-1992 folder 1

New York State Covenant re: Financial Control Board box 18 Correspondence 1989-1991

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folder 2

New York State Division of the Budget Correspondence box 18 1993-1998 folder 3

New York State Agencies, Committees and Commissions 1983-1997 (cont.) Title/Description Instances New York State Financial Control Board Memos 1986-1991 box 19 folder 1

New York State Local Government Assistance Corporation box 19 General File 1990-1991 folder 2

New York State Office of the State Comptroller Memos on box 19 Insider Trading 1989-1992 folder 3

^ Return to Table of Contents

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