List of tradable securities in the 2020 Bourstad Challenge Posted on January 10, 2020

The strike prices of the option series will be published on Fe- bruary 7, 2020.

platinum sponsor www.bourstad.ca

The 600 securities of the 2020 Bourstad Challenge are divided into 17 categories.

Participants who manage the Bourstad Portfolio can trade 496 securities : • Shares of Canadian companies (225) • Shares of US companies (96) • Shares of Asian Companies(16) • Shares of companies from Australia, South America and Africa (9) • Shares of European companies (31) • Exchange-Traded Index Funds – Canadian Equities (11) • Exchange-traded Index funds – US and International Bonds (6) • Exchange-traded Index funds – Canadian and International Bonds (14) • Exchange-Traded Index Funds – Money Market (2) • Exchange-Traded Index Funds – US Equities (17) • Exchange-traded Index Funds – International Equities (15) • Currencies(6) • Actively Managed Mutual Funds (36) • Exchange-traded leveraged index funds traded in Canada (10) • Precious Metals Funds(2)

Participants who manage a Bourstad Plus Portfolio may trade 104 additional securities: • US leveraged index funds traded in the United States (32) • Options on Canadian Equities and ETFs (72)

2020 BOURSTAD Challenge

1. Securities of the Bourstad • (BLX:CA) Portfolio • Brick Brewing Co (BRB:CA) • Brookfield Asset Management (BAM.A:CA) • Brookfield Property Partners (BPY.UN:CA) A. Shares of Canadian companies (225) • Brookfield Renewable Partners L.P. • 5N Plus (VNP:CA) (BEP.UN:CA) • A&W Revenue Royalties Income Fund • BRP (DOO:CA) (AW.UN:CA) • BTB Real Estate Investment Trust • Abitibi Royalties Inc. (RZZ:CA) (BTB.UN:CA) • Absolute Software Corporation (ABT:CA) • CAE (CAE:CA) • ADF Group Inc. (DRX:CA) • Cameco Corporation (CCO:CA) • Advantage Oil & Gas (AAV:CA) • Canada Goose Holdings Inc. Subordinate • Aeterna Zentaris (AEZS:CA) Voting Shares (GOOS:CA) • AGF Management (AGF.B:CA) • Canadian Apartment Properties REIT (CAR.UN:CA) • Agnico Eagle Mines (AEM:CA) • • (AIM:CA) Canadian Imperial Bank Of Commerce (CM:CA) • (AC:CA) • Canadian Natural Resources (CNQ:CA) • Algonquin Power & Utilities Corp. • (AQN:CA) Canadian Pacific Railway Limited (CP:CA) • • Alimentation Couche-Tard Inc. Class B Canadian Solar Inc (CSIQ) (ATD.B:CA) • Canadian Tire Corporation Limited Class A (CTC.A:CA) • AltaGas Ltd (ALA:CA) • • Andrew Peller Ltd (ADW.A:CA) Canadian Utilities (CU:CA) • • Aphria Inc. (APHA:CA) Canadian Western Bank (CWB:CA) • • Aritzia Inc. Subordinate Voting Shares Canfor Corporation (CFP:CA) (ATZ:CA) • Canopy Growth Corporation (WEED:CA) • Atco Ltd (ACO.X:CA) • Capstone Mining (CS:CA) • Atlantic Power Corporation (ATP:CA) • Cargojet Inc (CJT:CA) • Aurora Cannabis Inc. (ACB:CA) • (CAS:CA) • Auxly Cannabis Group Inc. (XLY:CA) • CCL Industries Inc (CCL.B:CA) • Ballard Power (BLDP:CA) • Celestica Inc. (CLS:CA) • Bank of Montreal (BMO:CA) • Cenovus Energy (CVE:CA) • Bank of Nova Scotia (BNS:CA) • CGI Group (GIB.A:CA) • Barrick Gold (ABX:CA) • Chartwell Retirement Residences (CSH.UN:CA) • (formely Valeant Pharmaceu- ticals International, Inc) (BHC:CA) • CI Financial (CIX:CA) • Baytex Energy Corp. (BTE:CA) • CIBT Education Group Inc (MBA:CA) • BCE Inc. (BCE:CA) • Cineplex Inc. (CGX:CA) • BioSyent Inc (RX:CA) • Clearwater Seafoods Inc (CLR:CA) • Blackberry Ltd (BB:CA) • CN (CNR:CA) • Bombardier Inc. Class B (BBD.B:CA) • Cobalt 27 Capital Corp. (KBLT:CA)

2 From February 10 to April 9 2020 Stock Market Simulation

• Cable (CCA:CA) • Activewear Inc. (GIL:CA) • Colabor Group Inc. (GCL:CA) • Goldcorp Inc. (G:CA) • Cominar REIT (CUF.UN:CA) • Great-West (GWO:CA) • Constellation Software Inc (CSU:CA) • H&R REIT (HR.UN:CA) • CounterPath Corporation (CPAH) • H2O Innovation Inc (HEO:CA) • Crescent Point Energy (CPG:CA) • Héroux-Devtek (HRX:CA) • Critical Element Corporation (CRE:CA) • High Liner Foods Inc (HLF:CA) • Cuda Oil and Gas Inc. (CUDA:CA) • Hudson's Bay Co (HBC:CA) • Descartes Systems Group (DSG:CA) • Husky Energy (HSE:CA) • DIRTT Environmental Solutions Ltd. • Hydro One Ltd (H:CA) (DRT:CA) • IAMGOLD Corp (IMG:CA) • (DOL:CA) • IGM Financial Inc. (IGM:CA) • Domtar Corporation (UFS:CA) • Imaflex Inc. (IFX:CA) • Inc. Class B (DII.B:CA) • Imperial Oil Ltd (IMO:CA) • Dynacor Gold Mines Inc (DNG:CA) • Industrial Alliance Insurance and Financial • EcoSynthetix Inc. (ECO:CA) Services Inc. (IAG:CA) • Eldorado Gold Corporation (ELD:CA) • Innergex Renewable Energy Inc. (INE:CA) • Element Fleet Management Corp (EFN:CA) • Intact Financial Corporation (IFC:CA) • Emera (EMA:CA) • Intertape Polymer (ITP:CA) • Emerald Health Therapeutics Inc. (EMH:CA) • Kinaxis Inc. (KXS:CA) • Empire Company (EMP.A:CA) • Lassonde Industries Inc. Class A (LAS.A:CA) • Enbridge Inc. (ENB:CA) • Laurentian Bank of Canada (LB:CA) • Enghouse Systems (ENGH:CA) • Leons Furniture Ltd (LNF:CA) • Equinox Gold Corp (EQX:CA) • Linamar Corporation (LNR:CA) • Exco Technologies Limited (XTC:CA) • Loblaw (L:CA) • EXFO Inc (EXF:CA) • Loop Industries Inc. (LOOP) • Fairfax Financial Holdings (FFH:CA) • Lundin Mining Corp (LUN:CA) • Fennec Pharmaceuticals Inc (FRX:CA) • Magna International (MG:CA) • Fiera Capital (FSZ:CA) • Manulife Financial Corporation (MFC:CA) • Financière Power (PWF:CA) • Maple Leaf Foods Inc. (MFI:CA) • Finning Int'l (FTT:CA) • Mason Graphite Inc. (LLG:CA) • First Quantum Minerals (FM:CA) • Maxar Tehnologies (MacDonald Dettwiler • FirstService Corp (FSV:CA) and Associates Ltd) (MAXR:CA) • Fortis Inc. (FTS:CA) • Metro inc. (MRU:CA) • Fortuna Silver Mines Inc. (FVI:CA) • Midland Exploration Inc (MD:CA) • Franco Nevada (FNV:CA) • Molson Coors Canada Inc. Class B (TPX.B:CA) • Gamehost Inc (GH:CA) • Morneau Shepell Inc (MSI:CA) • GDI Integrated Facility Services Inc. Subordi- nate Voting Shares (GDI:CA) • MTY Food Group Inc. (MTY:CA) • George Weston (WN:CA) • Mullen Group Ltd (MTL:CA)

List of tradable securities 3 2020 BOURSTAD Challenge

• (NA:CA) • Savaria Corporation (SIS:CA) • Nemaska Lithium (NMX:CA) • (SMF:CA) • Neptune Wellness Solutions Inc (NEPT:CA) • Shaw Communications (SJR.B:CA) • New Look Vision Group Inc. (BCI:CA) • Shawcor Ltd (SCL:CA) • Nexj Systems Inc (NXJ:CA) • Shopify Inc. Class A (SHOP:CA) • NFI Group Inc. (NFI:CA) • Sienna Senior Living Inc. (SIA:CA) • Norbord Inc. (OSB:CA) • Silvercorp Metals Inc (SVM:CA) • Northland Power Inc. (NPI:CA) • Sirios Resources Inc (SOI:CA) • Novo Resources Corp. (NVO:CA) • Sleep Country Canada Holdings Inc • Nutrien Ltd (NTR:CA) (ZZZ:CA) • Onex Corp. (ONEX:CA) • Smart Real Estate Investment Trust (SRU.UN:CA) • Open Text Corp (OTEX:CA) • SNC-Lavalin Group Inc. (SNC:CA) • Opsens Inc. (OPS:CA) • Stantec Inc (STN:CA) • Orbit Garant Drilling Inc. (OGD:CA) • Stella-Jones (SJ:CA) • OrganiGram Holdings Inc (OGI:CA) • Stingray Digital Group Inc (RAY.A:CA) • Osisko Gold Royalties Ltd (OR:CA) • StorageVault Canada Inc. (SVI:CA) • Pembina Pipeline (PPL:CA) • Sun Life Financial Inc. (SLF:CA) • People Corporation (PEO:CA) • Suncor Energy (SU:CA) • Peyto Exploration & Development (PEY:CA) • SunOpta Inc. (SOY:CA) • PHX Energy Services Corp (PHX:CA) • Teck Resources Limited Class B • Pinnacle Renewable Energy Inc. (PL:CA) (TECK.B:CA) • Polymet Mining Corp. (POM:CA) • Tecsys (TCS:CA) • Power Corporation of Canada (POW:CA) • Telus (T:CA) • Precision Drilling (PD:CA) • The North West Company Inc. (NWC:CA) • Premium Brands Holdings Corporation • The Supreme Cannabis Company Inc. (PBH:CA) (FIRE:CA) • Prometic Life Sciences Inc. (PLI:CA) • The Westaim Corporation (WED:CA) • PyroGenesis Canada Inc (PYR:CA) • Theratechnologies Inc. (TH:CA) • Quarterhill Inc. (QTRH:CA) • Thomson Reuters (TRI:CA) • Inc (QBR.B:CA) • TMX Group (X:CA) • Resolute Forest Products Inc. (RFP:CA) • Toromont Industries Ltd. (TIH:CA) • Restaurant Brands International (Tim Hor- • Toronto-Dominion Bank (TD:CA) ton/Burger King) (QSR:CA) • Torstar Corporation Class B (TS.B:CA) • Richelieu Hardware Ltd. (RCH:CA) • Tourmaline Oil Corp. (TOU:CA) • Ritchie Bros. Auctioneers Inc (RBA:CA) • Trans Canada Corp (TRP:CA) • Rogers Communications, cat. B (RCI.B:CA) • TransAlta Corporation (TA:CA) • Roots Corporation (ROOT:CA) • TransAlta Renewables Inc. (RNW:CA) • Royal Bank of Canada (RY:CA) • Transcontinental inc (TCL.A:CA) • Russel Metals (RUS:CA) • Transforce inc. (TFI:CA) • Saputo (SAP:CA) • TSO3 (TOS:CA)

4 From February 10 to April 9 2020 Stock Market Simulation

• Uni-Select (UNS:CA) • Comcast (CMCSA) • Village Farms International Inc. (VFF:CA) • ConocoPhillips (COP) • Waste Connections (WCN:CA) • Costco Wholesale Corporation (COST) • West Fraser Timber (WFT:CA) • Deere & Company (DE) • Village Farms International Inc. (VFF:CA) • Delta Air Lines (DAL) • Wheaton Precious Metals (WPM:CA) • Disney (DIS) • Wilmington Capital Management (Class A) • eBay (EBAY) (WCM.A:CA) • Electronic Arts Inc. (EA) • Winpak Ltd (WPK:CA) • Energous Corporation (WATT) • WSP Global inc (WSP:CA) • Exxon Mobil (XOM) • Yamana Gold Inc. (YRI:CA) • Facebook (FB) • Yellow Media inc. (Y:CA) • Fedex (FDX) • Fitbit Inc. (FIT) B. Shares of US companies (96) • Ford Motor Company (F) • 3M Corp. (MMM) • Gap (GPS) • Adobe Inc. (ADBE) • General Dynamics Corporation (GD) • Advanced Micro Devices (AMD) • General Electric (GE) • Agilent Technologies (A) • General Mills Inc (GIS) • Agios Pharmaceuticals Inc (AGIO) • General Motors Company (GM) • Alaska Air Group (ALK) • Gilead Sciences (GILD) • Amazon.com (AMZN) • Goldmam Sachs (GS) • American Airlines Group (AAL) • Google (Alphabet Inc) (GOOG) • American Express (AXP) • Home Depot (HD) • American International Group (AIG) • HP Inc. (HPQ) • Amgen Inc. (AMGN) • Illumina Inc. (ILMN) • Apple (AAPL) • Intel Corp. (INTC) • AT&T (T) • International Business Machine (IBM) • Atmos Energy Corp (ATO) • International Paper Co (IP) • Bank of America (BAC) • Johnson and Johnson (JNJ) • Bank of New York Mellon Corporation (BK) • JPMorgan Chase (JPM) • Berkshire Hathaway, catégorie B (BRK.B) • Kellog (K) • BlackRock Inc. (BLK) • Kraft Heinz Company (KHC) • Boeing (BA) • Mastercard (MA) • Boston Scientific Corporation (BSX) • McDonald (MCD) • Caterpillar Inc (CAT) • Merck & Co (MRK) • Chevron (CVX) • MetLife Inc (MET) • Cisco Systems (CSCO) • Micron Technology Inc. (MU) • Citigroup (C) • Microsoft (MSFT) • Clorox Company (CLX) • Netflix (NFLX) • Coca Cola (KO) • Newmont Mining Corp Holding Co (NEM)

List of tradable securities 5 2020 BOURSTAD Challenge

• Northrop Grumman Corp Holding Co • DAQO New Energy Corp. ADS (DQ) (NOC) • Honda Motors (HMC) • NVIDIA Corporation (NVDA) • ICICI Bank Limited (IBN) • Oracle (ORCL) • Infosys (INFY) • PepsiCo (PEP) • JD.com Inc. (JD) • Pfizer (PFE) • Sony (SNE) • Philip Morris International (PM) • Taiwan Semiconductor Manufacturing Com- • Procter & Gamble (PG) pany Ltd. (TSM) • Qualcomm (QCOM) • Tata Motors Ltd (TTM) • Roper Technologies Inc. (ROP) • Toyota (TM) • Royal Caribbean Cruises Ltd. (RCL) • Yum China Holdings Inc. (YUMC) • Schlumberger (SLB) • Six Flags Entertainment Corporation (SIX) D. Shares of companies from Australia, • Southwest Airlines (LUV) South America and Africa (9) • Tempur Sealy International Inc. (TPX) • Ambev S.A.ADR (ABEV) • Tesla Inc (TSLA) • AngloGold Ashanti Ltd (AU) • Tiffany and Co (TIF) • Banco de Chile ADR (BCH) • TPI Composites Inc. (TPIC) • BHP Billiton Ltd. (BHP) • Union Pacific Corp (UNP) • Cemex S.A.B. ADR (CX) • United Parcel Service (UPS) • Embraer S.A. (ERJ) • United Technologies (UTX) • Orocobre (ORL:CA) • UnitedHealth Group Incorporated (UNH) • Petroleo Brasileiro S.A.- Petrobras (PBR) • US Steel Corp (X) • Vale S. A. (VALE) • Verizon Communications (VZ) • Visa (V) E. Shares of European companies (31) • Visteon Corporation (VC) • Accenture Plc (ACN) • Wal-Mart (WMT) • Anheuser-Busch InBev (BUD) • Wells Fargo (WFC) • Arcelor Mittal (MT) • Western Union Company (WU) • Banco Santander Central Hispano (SAN) • Xerox Corporation (XRX) • Barclays PLC (BCS) • Xylem Inc. New (XYL) • BP Plc (BP) • Credit Suisse ADS (CS) C. Shares of Asian Companies(16) • Criteo S.A. (CRTO) • Alibaba Group Holding (BABA) • Deutsche Bank AG (DB) • Baidu Inc. (BIDU) • Fiat Chrysler Automobiles N.V. (FCAU) • Baozun Inc. (BZUN) • GlaxoSmithKline plc (GSK) • China Life Insurance Company Limited • HSBC Holding (HSBC) ADS (LFC) • IHS Markit Ltd. (INFO) • China Lodging Group Limited (HTHT) • ING GROUP NV ADS. (ING) • CNOOC (CEO) • LM Ericsson (ERIC)

6 From February 10 to April 9 2020 Stock Market Simulation

• Manchester United (MANU) • iShares Emerging Markets Local Currency • Nokia Corp (NOK) Bond ETF (LEMB) • Novartis (NVS) • PowerShares Emerging Markets Sovereign Debt (PCY) • Novo Nordisk A/S (NVO) • SPDR Barclays Capital International Trea- • Orange (ORAN) sury Bond (BWX) • Pentair plc. (PNR) • SPDR DB International Government Infla- • Royal Bank of Scotland (RBS) tion-Protected Bond (WIP) • Royal Dutch Shell (RDS.A) • Vanguard Extended Duration Treasuries In- • Ryanair Holdings plc ADR (RYAAY) dex ETF (EDV) • Sanofi Aventis (SNY) • SAP AG (SAP) H. Exchange-traded Index funds – • Telecom Italia (TI) Canadian and International Bonds (14) • Total SA (TOT) • BMO Mid Corporate Bond Index ETF • UBS AG (UBS) (ZCM:CA) • Unilever (UL) • BMO Ultra Short-Term Bond ETF (ZST:CA) • Vodaphone (VOD) • Desjardins 1-5 year Laddered Canadian Go- vernment Bond Index ETF (DCG:CA) F. Exchange-Traded Index Funds – • First Asset Canadian Convertible Bond ETF Canadian Equities (11) Common (CXF:CA) • iSHARES J.P. Morgan USD Emerging Mar- • BMO Covered Call Canadian Banks ETF kets Bond Index ETF (CAD-Hedged) (ZWB:CA) (XEB:CA) • BMO Covered Call Utilities ETF (ZWU:CA) • Invesco 1-3 Year Laddered Floating Rate • Desjardins Canadian Preferred Share Index Note Index ETF (PFL:CA) ETF (DCP:CA) (DCP:CA) • iShares Cdn Corporate Bond Index ETF • First Asset U.S. & Canada Lifeco Income ETF (XCB:CA) (FLI:CA) • iShares Cdn Government Bond Index ETF • iShares Cdn Energy Sector Index ETF (XGB:CA) (XEG:CA) • iShares Cdn Long Bond Index ETF (XLB:CA) • iShares Cdn Growth Index ETF (XCG:CA) • iShares CDN Short Bond Index ETF • iShares Cdn Large Cap 60 Index ETF (XSB:CA) (XIU:CA) • iShares Core Canadian Universe Bond Index • iShares Cdn Russel 2000 Index ETF ETF (XBB:CA) (XSU:CA) • iShares DEX Real Return Bond Index ETF • iShares Cdn Tech Sector Index ETF (XIT:CA) (XRB:CA) • iShares Cdn Value Index ETF (XCV:CA) • iShares U.S. High Yield Bond Index ETF • iShares S&P/TSX Canadian Dividend Aristo- (CAD-Hedged) (XHY:CA) crats ETF (CDZ:CA) • iShares U.S. IG Corporate Bond Index ETF (CAD-Hedged) (XIG:CA) G. Exchange-traded Index funds – US and International Bonds (6) • iShares Barclays TIPS Bond Fund (TIP)

List of tradable securities 7 2020 BOURSTAD Challenge

I. Exchange-Traded Index Funds – • iShares MSCI EAFE Index Fund (CAD- Money Market (2) Hedged) FNB (XIN:CA) • iShares MSCI-Australia (EWA) • iShares Core Short Term High Quality Cana- dian Bond Index ETF (XSQ:CA) • iShares MSCI-France (EWQ) • PIMCO Enhanced Short Maturity Strategy • iShares MSCI-Germany (EWG) Fund (MINT) • iShares MSCI-Hong Kong (EWH) • iShares MSCI-Japan (EWJ) J. Exchange-Traded Index Funds – US • iShares MSCI-Mexico (EWW) Equities (17) • iShares MSCI-Spain (EWP) • ETFMG Prime Cyber Security (HACK) • iShares MSCI-United Kingdom (EWU) • iShares Cdn S&P 500 Index Fund (XSP:CA) • JPMorgan Diversified Return Emerging Mar- • iShares US Fundamental Index FNB kets Equity (JPEM) (CLU:AQN) • The Organics ETF (ORG) • PowerShares Aerospace & Defense Portfolio (PPA) L. Currencies(6) • PowerShares Cleantech Portfolio (PZD) • Autralian dollar ($AUDUSD) • Powershares QQQ (QQQ) • US Dollar ($USDCAD) • PowerShares Wilderhill Clean Energy Port- • Euro ($EURUSD) folio (PBW) • Swiss Franc ($CHFUSD) • S&P 500 Dep. R. (unités de l'indice s&p) • (SPY) British Pound ($GBPUSD) • • S&P Consumer Discretionary sector SPDR Yen ($JPYUSD) (XLY) • S&P Consumer Staples sector SPDR (XLP) M. Actively Managed Mutual Funds • S&P Energy sector SPDR (XLE) (36) • S&P Financials sector SPDR (XLF) • Beutel Goodman Money Market Fund D • S&P Industrial sector SPDR (XLI) (BTG773:CA) • S&P Technology sector SPDR (XLK) • BlackRock All Bond Portfolio Series D (BLK630:CA) • S&P Utilities sector SPDR (XLU) • • SPDR KBW Regional Banking (KRE) BlackRock Defensive Portfolio D (BLK605:CA) • SPDR Series Trust SSGA Gender Diversity • Index (SHE) BlackRock MaxGrowth Portfolio D (BLK620:CA) • BMO European D (BMO31719:CA) K. Exchange-traded Index Funds – • BMO Preferred Share Fund Series D International Equities (15) (BMO31730:CA) • Goldman Sachs ActiveBeta Emerging Mar- • BMO Target Education 2025 Portfolio Series kets Equity (GEM) D (BMO31169:CA) • Guggenheim Solar ETF (TAN) • BMO Women in Leadership Fund Series D • iShares FTSE/Xinhua China 25 Index Fund (BMO31757:CA) (FXI) • Invesco Intactive Maximum Growth Portfo- • iShares Global Healthcare Index ETF (CAD- lio Ser D (AIM7900:CA) Hedged) (XHC:CA)

8 From February 10 to April 9 2020 Stock Market Simulation

• Invesco Resources Fund Series D • TD Global Entertainment and Communica- (AIM20690:CA) tions Fund (US$) - D (TDB3014:CA) • Mackenzie All China Equity Fund Series D • TD Science & Technology Fund - D (MFC5302:CA) (TDB3098:CA) • Mackenzie Canadian Small Cap Fund Series • TD Ultra Short Term Bond Fund - D D (MFC4667:CA) (TDB3078:CA) • Mackenzie Corporate Bond Fund Series D (MFC4629:CA) N. Exchange-traded leveraged index • Mackenzie High Diversification Canadian funds traded in Canada (10) Equity Class Series D (MFC5036:CA) • • BetaPro Canadian Gold Miners -2x Daily Mackenzie US Growth Class Series D U$ Bear ETF (HGD:CA) (MFC4691:CA) • • BetaPro Canadian Gold Miners 2x Daily Bull MO U.S. Equity Plus Fund Series D ETF (HGU:CA) (GGF31744:CA) • • BetaPro Crude Oil -2x Daily Bear ETF NBI Canadian Equity Fund F Series (HOD:CA) (NBC712:CA) • • BetaPro Crude Oil 2x Daily Bull ETF NBI Jarislowsky Fraser Select Canadian (HOU:CA) Equity Fund F Series (NBC3702:CA) • • BetaPro Natural Gas -2x Daily Bear ETF NBI Preferred Equity Income Fund F Series (HND:CA) (NBC780:CA) • • BetaPro Natural Gas 2x Daily Bull ETF NBI Growth Fund F Series (HNU:CA) (NBC760:CA) • • BetaPro S&P 500 -2x Daily Bear ETF NBI Small Cap Fund F Series (NBC741:CA) (HSD:CA) • NBI U.S. Dividend Fund F Series U$ • BetaPro S&P 500 2x Daily Bull ETF (HSU:CA) (NBC730:CA) • • BetaPro S&P/TSX 60 -2x Daily Bear ETF RBC Global High Yield Fund Series D (HXD:CA) (RBF1010:CA) • • BetaPro S&P/TSX 60 2x Daily Bull ETF RBC Jantzi Canadian Equity D (RBF1043:CA) (HXU:CA) • RBC Jantzi Global Equity D (RBF1045:CA) • RBC QUBE Low Volatility U.S. Equity Cur- O. Precious Metals Funds(2) rency Neutral D (RBF1432:CA) • • RBC U.S. Mid-Cap Growth Equity U$ D Royal Canadian Mint - Canadian Gold Re- (RBF1027:CA) serves (MNT:CA) • • RBC Vision Fossil Fuel Free Global Equity SPDR Gold Trust (GLD) Fund D (RBF1430:CA) • Scotia Dividend Balanced Fund Series D 2. Additional securities of (BNS110:CA) • Scotia Income Advantage Fund Series D the Bourstad Plus Portfolio (BNS109:CA) • TD Balanced Growth Fund - D A. US leveraged index funds traded in (TDB3533:CA) the United States (32) • TD Emerging Markets Low Volatility Fund - • D (TDB3054:CA) Direxion Daily Aerospace & Defense Bull 3X Shares (DFEN) • TD Canadian Equity Fund - D (TDB3089:CA)

List of tradable securities 9 2020 BOURSTAD Challenge

• Direxion Daily Regional Banks Bear 3X • ProShares Ultra QQQ Leveraged Fund Shares (WDRW) (QLD) • Direxion Daily Regional Banks Bull 3X • ProShares Ultra QQQ Short/Bearish Leve- Shares (DPST) raged Fund (QID) • Direxion Daily Russia Bear 3x Shares (RUSS) • ProShares Ultra Real Estate Leveraged Fund • Direxion Daily Russia Bull 3x Shares (RUSL) (URE) • Direxion Daily Semiconductor Bear 3x • ProShares Ultra Real Estate Short/Bearish Shares (SOXS) Leveraged Fund (SRS) • Direxion Daily Semiconductor Bull 3x Shares • ProShares Ultra Russell 2000 Leveraged (SOXL) Fund (UWM) • Direxion Daily South Korea Bull 3X Shares • ProShares Ultra Russell 2000 Short/Bearish (KORU) Leveraged Fund (TWM) • Direxion Developed Markets Bear 3x Shares • ProShares Ultra Yen Leveraged ETF (YCL) (DPK) • ProShares Ultra Yen Short/Bearish Leve- • Direxion Developed Markets Bull 3x Shares raged ETF (YCS) (DZK) • Direxion Emerging Markets Bear 3X Shares B. Options on Canadian Equities and (EDZ) ETFs (72) • Direxion Emerging Markets Bull 3X Shares • Call on Alimentation Couche-Tard Inc. Class (EDC) B May 20 $XX • ProShares Short VIX Short Term Futures • Put on Alimentation Couche-Tard Inc. Class (SVXY) B May 20 $XX • ProShares Trust Ultra VIX Short Term Fu- • Call on Alimentation Couche-Tard Inc. Class tures (UVXY) B August 20 $XX • ProShares Ultra 20+ Year Treasury Bond • Put on Alimentation Couche-Tard Inc. Class Short/Bearish Leveraged ETF (TBT) B August 20 $XX • ProShares Ultra 20+ Year Treasury Leve- • Call on Alimentation Couche-Tard Inc. Class raged ETF (UBT) B January 21 $XX • ProShares Ultra Dow 30 Leveraged Fund • Put on Alimentation Couche-Tard Inc. Class (DDM) Top 100 (DDM) B January 21 $XX • ProShares Ultra Dow 30 Short/Bearish Leve- • Call on Barrick Gold April 20 $BB raged Fund (DXD) • Put on Barrick Gold April 20 $BB • ProShares Ultra Euro Leveraged ETF (ULE) • Call on Barrick Gold July 20 $BB • ProShares Ultra Euro Short/Bearish Leve- • raged ETF (EUO) Put on Barrick Gold July 20 $BB • • ProShares Ultra Financials Leveraged Leve- Call on Barrick Gold January 21 $BB raged Fund (UYG) • Put on Barrick Gold January 21 $BB • ProShares Ultra Financials Short/Bearish Le- • Call on BCE Inc. May 20 $CC veraged Fund (SKF) • Put on BCE Inc. May 20 $CC • ProShares Ultra Nasdaq Biotechnology Le- • Call on BCE Inc. January 21 $CC veraged ETF (BIB) • Put on BCE Inc. January 21 $CC • ProShares Ultra Nasdaq Biotechnology • Call on Enbridge Inc. April 20 $DD Short/Bearish Leveraged ETF (BIS) • Put on Enbridge Inc. April 20 $DD

10 From February 10 to April 9 2020 Stock Market Simulation

• Call on Enbridge Inc. July 20 $DD • Call on iShares Cdn Russel 2000 Index ETF • Put on Enbridge Inc. July 20 $DD June 20 $ZZ • Call on Enbridge Inc. January 21 $DD • Put on iShares Cdn Russel 2000 Index ETF June 20 $ZZ • Put on Enbridge Inc. January 21 $DD • Call on Teck Resources Limited Class B May • Call on iShares Cdn Large Cap 60 Index ETF 20 $QQ June 20 $EE • Put on Teck Resources Limited Class B May • Put on iShares Cdn Large Cap 60 Index ETF 20 $QQ June 20 $EE • Call on Teck Resources Limited Class B Au- • Call on iShares Cdn Large Cap 60 Index ETF gust 20 $QQ June 20 $FF • Put on Teck Resources Limited Class B Au- • Put on iShares Cdn Large Cap 60 Index ETF gust 20 $QQ June 20 $FF • Call on Teck Resources Limited Class B Ja- • Call on iShares Cdn Large Cap 60 Index ETF nuary 21 $QQ June 20 $GG • Put on Teck Resources Limited Class B Ja- • Put on iShares Cdn Large Cap 60 Index ETF nuary 21 $QQ June 20 $GG • Call on Bank of Montreal April 20 $RR • Call on BetaPro Natural Gas 2x Daily Bull ETF May 20 $HH • Put on Bank of Montreal April 20 $RR • Put on BetaPro Natural Gas 2x Daily Bull • Call on Bank of Montreal July 20 $RR ETF May 20 $HH • Put on Bank of Montreal July 20 $RR • Call on BetaPro Natural Gas -2x Daily Bear • Call on Bank of Montreal January 21 $RR ETF May 20 $JJ • Put on Bank of Montreal January 21 $RR • Put on BetaPro Natural Gas -2x Daily Bear • Call on Linamar Corporation April 20 $SS ETF May 20 $JJ • Put on Linamar Corporation April 20 $SS • Call on BetaPro Crude Oil 2x Daily Bull ETF • Call on Linamar Corporation July 20 $SS May 20 $KK • Put on Linamar Corporation July 20 $SS • Put on BetaPro Crude Oil 2x Daily Bull ETF May 20 $KK • Call on CN June 20 $TT • Call on BetaPro Crude Oil -2x Daily Bear ETF • Put on CN June 20 $TT May 20 $LL • Call on CN January 21 $TT • Put on BetaPro Crude Oil -2x Daily Bear ETF • Put on CN January 21 $TT May 20 $LL • Call on Nutrien Ltd April 20 $UU • Call on BetaPro Canadian Gold Miners 2x • Put on Nutrien Ltd April 20 $UU Daily Bull ETF May 20 $MM • Call on Nutrien Ltd July 20 $UU • Put on BetaPro Canadian Gold Miners 2x • Put on Nutrien Ltd July 20 $UU Daily Bull ETF May 20 $MM • Call on Hydro One Ltd April 20 $VV • Call on BetaPro Canadian Gold Miners -2x Daily Bear ETF May 20 $NN • Put on Hydro One Ltd April 20 $VV • Put on BetaPro Canadian Gold Miners -2x • Call on Hydro One Ltd July 20 $VV Daily Bear ETF May 20 $NN • Put on Hydro One Ltd July 20 $VV • Call on iShares Cdn S&P 500 Index Fund June 20 $PP • Put on iShares Cdn S&P 500 Index Fund June 20 $PP

List of tradable securities 11 2020 BOURSTAD Challenge

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12 From February 10 to April 9 2020