Opposites and Explanations in Heraclitus OPPOSITES and EXPLANATIONS in HERACLITUS
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Opposites and Explanations in Heraclitus OPPOSITES AND EXPLANATIONS IN HERACLITUS By RICHARD NEELS, B.A., M.A. Thesis Submitted to the School of Graduate Studies in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy McMaster University © Copyright By Richard Neels, October 2018 PhD Thesis - R. Neels; McMaster University - Philosophy McMaster University DOCTOR OF PHILOSOPHY (2018) Hamilton, Ontario (Philosophy) TITLE: Opposites and Explanations in Heraclitus AUTHOR: Richard Neels, B.A (Brock University), M.A. (Brock University). SUPERVISORY COMMITTEE: Dr. Mark Johnstone (Supervisor), Dr. David Hitchcock and Dr. Howard Jones NUMBER OF PAGES: viii, 214. ii! PhD Thesis - R. Neels; McMaster University - Philosophy LAY ABSTRACT: In this dissertation I offer a new interpretation of an ancient Greek philosopher named Heraclitus who stands at the beginning of the timeline of Western philosophy (around 500BC). It has often been thought that Heraclitus had something interesting to say about opposites (e.g. hot and cold, up and down). Most scholars think that Heraclitus intended to say that opposites are connected; that is, hot is connected to cold since we cannot think of hot without its opposite, cold. I argue in this dissertation that this interpretation and other, alternative interpretations, fail to make good sense of what Heraclitus said about opposites. Rather, I argue that Heraclitus was treating opposites (e.g. hot and cold, up and down) as philosophical problems that need to be explained in order to be solved. !iii PhD Thesis - R. Neels; McMaster University - Philosophy ABSTRACT: My dissertation advances a solution to what I have called the problem of opposites in Heraclitus. The problem is this: Heraclitus often juxtaposes pairs of opposites, but the opposites he cites seem to be of many different kinds. How are we to explain this feature of the fragments? The default method of solution for interpreters has been to find a single thesis under which to subsume all the divergent examples of opposites. Some such theses are as follows: opposites are identical (Aristotle, Barnes), opposites are essentially connected (Kirk), opposites are transformationally equivalent (Graham), identical things can have opposite significances in different situations (Osborne). The main problem all these solutions face is that each is only able to make sense of some of the examples of opposition in Heraclitus, while ignoring or downplaying the significance of others. In order to solve this problem, I offer an interpretation on which Heraclitus was advancing multiple opposites theses, each of which contains interesting, philosophical content. The theses are as follows: The Transformation Thesis: the world contains opposing stuffs which transform into one another in such a way that they are transformationally equivalent, and therefore unified. The Dependence Thesis: objects are ontologically dependent for their existence (i.e. that they exist) and their identity (i.e. their ‘nature’ or φύσις) on opposing, yet essential properties which are necessarily inherent in them. The Value Thesis: it is possible for one and the same object to have opposing values (i.e. to be both objectively good and objectively bad). But why would Heraclitus promote multiple opposites theses? On my interpretation Heraclitus was responding to his Ionian predecessors who treated opposites as explanatory principles. Heraclitus seems to be saying that opposites are not explanatory principles since opposites themselves need to be explained. Hence the opposites are explananda, for Heraclitus, and the three theses are his explanantia. !iv PhD Thesis - R. Neels; McMaster University - Philosophy ACKNOWLEDGEMENTS: There are many people without whom this dissertation would not be what it is. Most of all I would like to thank my supervisor, Mark Johnstone, whose careful criticisms and expert suggestions heavily impacted the quality of this dissertation. Without his attentional to detail and tireless dedication to the success of my project this dissertation would not exist. I would also like to thank the other members of my supervisory committee, David Hitchcock, who provided much needed, detailed and salient comments on each of my chapters, and Howard Jones, who cautioned me against anachronism and who encouraged me to examine the historical context in which Heraclitus was writing. Thanks to Patricia Curd who offered to serve as external examiner and who offered her concerns in a productive and gracious manor. I would also like to thank Ric Arthur, who briefly sat on my supervisory committee, as well as the rest of the faculty members of the Philosophy Department at McMaster who participated in the May meetings and Qualifying Examination. I would also like to thank some of my PhD colleagues in the Philosophy Department at McMaster who discussed my project with me: Paul O’Hagan, Brad Shubert, Jo Cenaiko, and Chandra Kavanagh. Thanks to all those who I’ve met at conferences and who provided feedback on my presentations: Dan Graham, Tom Davies, Luke Parker, Josh Gulley, André Laks, Keith Begley, Andy Gregory, Merrick Anderson, Martim Silva, Daniel Vazquez, Enrique Hülz-Piccone, and Leon Wash. I would also like to thank Anna Marmodoro who encouraged me to work harder. Last, but certainly not least, I would like to thank my wife, Tonia, who has been with me since the beginning of my philosophical education, who has selflessly dedicated herself to my success in academia and who always encouraged me to keep on. I could not have finished without her. !v PhD Thesis - R. Neels; McMaster University - Philosophy Table of Contents Introduction …………………………………………………………………….. 1 i. Preface ……………………………………………………………….. 1 ii. The Problem of Opposites …………………………………………… 5 iii. The Solution………………………………………………………… 14 iv. Overview………………….………………………………………… 16 Chapter 1: Transformation of Opposites ………………………………………. 20 i. Introduction …………………………………………………………. 20 ii. Transformation ……………………………………………………… 22 iii. Elemental Transformation ………………………………………….. 26 iv. The Scope of Transformation ……………………………………….. 33 v. Transformation and Opposition ……………………………………… 45 vi. One Thesis Among Several …………………………………………. 50 vii. Conclusion ………………………………………………………….. 54 Chapter 2: Dependence on Opposites ………………………………………….. 55 i. Introduction …………………………………………………………… 55 ii. "#$%& ………………………………………………………………… 55 iii. "#$%& and Opposites ………………………………………………… 66 iv. Objects and Change …………………………………………………. 76 v. Ontological Dependence …………………………………………….. 87 vi. Conclusion ………………………………………………………….. 91 Chapter 3: God and the Opposites ……………………………………………… 93 i. Introduction ………………………………………………………….. 93 ii. The Source of Order …………………………………………………. 95 iii. All Things are One ………………………………………………….. 104 iv. God and All Things ………………………………………………….. 108 v. God and the Intelligibility of the Cosmos ……………………………. 114 vi. Conclusion …………………………………………………………… 118 Chapter 4: Opposing Values …………………………………………………….. 120 i. Introduction …………………………………………………………… 120 ii. Preliminary Remarks About Goodness ………………………………. 122 iii. Goodness For ………………………………………………………… 125 iv. Goodness Simpliciter ………………………………………………… 138 v. Human Understanding ………………………………………………… 146 vi. Wisdom as Good for and Good Simpliciter ………………………….. 156 vii. Conclusion …………………………………………………………… 157 !vi PhD Thesis - R. Neels; McMaster University - Philosophy Chapter 5: Opposites and Explanation ………………………………………….. 159 i. Introduction …………………………………………………………… 159 ii. The Argument Thus Far ……………………………………………… 162 iii. The Pre-philosophical Use of Opposites ……………………………. 163 iv. Opposites and Explanation in Anaximander and Anaximenes ………. 169 v. Heraclitus’ Use of Opposites ………………………………………… 181 vi. Heraclitus on Explanation …………………………………………… 186 vii. Conclusion ………………………………………………………….. 201 Conclusion ……………………………………………………………………… 203 Bibliography ……………………………………………………………………. 209 vii! PhD Thesis - R. Neels; McMaster University - Philosophy DECLARATION OF ACADEMIC ACHIEVEMENT: A variant of Chapter 1 has been published as “Elements and Opposites in Heraclitus” in Apeiron 51.4 (2018), pp. 427–452. A variant of Chapter 2 has been published as “Phusis, Opposites and Ontological Dependence in Heraclitus,” in History of Philosophy Quarterly 35.3 (2018), pp. 199-217. I have also submitted a version of Chapter 3 as “Heraclitus’ Theology” for publication in Archiv für Geschichte der Philosophie. This information is accurate as of November 26, 2018. !viii PhD Thesis - R. Neels; McMaster University - Philosophy !ix PhD Thesis - R. Neels; McMaster University - Philosophy Introduction I. Preface To my knowledge, no one has yet engaged in a systematic study solely dedicated to the matter of opposition in Heraclitus. This is quite surprising for several reasons. The first reason is that it is evident from the most cursory reading of the extant fragments that Heraclitus is very interested in opposites. Consider, for example, the fact that there are around 33 pairs of opposites presented in the 130 or so extant fragments of Heraclitus.1 The second reason is that Heraclitus was notorious in the ancient tradition for having claimed that opposites are identical.2 While this extreme view has, in my opinion, been disproven as an Aristotelian misinterpretation of what we know Heraclitus to have said, the issue of what Heraclitus really said about opposites has remained a central problem for commentators up to the present day. In fact, it could reasonably be argued that this is one of the most discussed areas of Heraclitus’