Alternatives Assessment for Toxics Use Reduction: a Survey of Methods and Tools
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THE MASSACHUSETTS TOXICS USE REDUCTION INSTITUTE Alternatives Assessment for Toxics Use Reduction: A Survey of Methods and Tools Methods and Policy Report No. 23 2005 University of Massachusetts Lowell Alternatives Assessment for Toxics Use Reduction: A Survey of Methods and Tools Prepared by: Sally Edwards Department of Work Environment University of Massachusetts Lowell Mark Rossi Clean Water Action and Pamela Civie Project Manager Toxics Use Reduction Institute Prepared for: The Massachusetts Toxics Use Reduction Institute University of Massachusetts Lowell The authors would like to acknowledge the significant contributions of the following: Gregory Morose, Maria Leet Socolof, and Joel Tickner All rights to this report belong to the Toxics Use Reduction Institute. The material may be duplicated with permission by contacting the Institute. The Toxics Use Reduction Institute is a multi-disciplinary research, education, and policy center established by the Massachusetts Toxics Use Reduction Act of 1989. The Institute sponsors and conducts research, organizes education and training programs, and provides technical support to promote the reduction in the use of toxic chemicals or the generation of toxic chemical byproducts in industry and commerce. Further information can be obtained by going to our website: www.turi.org, or by writing to the Toxics Use Reduction Institute, University of Massachusetts Lowell, One University Avenue, Lowell, Massachusetts 01854-2866. ©Toxics Use Reduction Institute, University of Massachusetts Lowell Table of Contents Executive Summary ..............................................................................................................................i Introduction..........................................................................................................................................1 Toxics Use Reduction Planning and Alternatives Assessment .....................................................1 Options Assessment in Toxics Use Reduction Planning ..........................................................1 Assessing Chemicals, Materials or Products ....................................................................................2 Why Do Alternatives Assessment of Chemicals? ...........................................................................4 Issues in Alternatives Assessment .....................................................................................................5 Methods for Alternatives Assessment of Chemicals ......................................................................6 Hazard Data Display Methods ......................................................................................................7 Pollution Prevention Options Analysis System (P2OASys)..................................................7 Column Model.............................................................................................................................8 Five Step Evaluation Matrix....................................................................................................10 Chemical Assessment and Ranking System (CARS)............................................................10 Assessing Data in Hazard Array Methods ............................................................................11 Screening Methods........................................................................................................................12 Quick Scan .................................................................................................................................12 PRIO...........................................................................................................................................14 Norwegian Pollution Control Authority ...............................................................................14 Cradle-To-Cradle Design Protocol ........................................................................................15 PBT Profiler...............................................................................................................................15 Comparison of Screening Methods........................................................................................16 What Method Should You Use? ......................................................................................................16 Limitations and Considerations in Conducting Alternatives Assessments ...............................21 Conclusions.........................................................................................................................................22 Tables: Table 1 – P2OASys Summary Table...............................................................................................................8 Table 2 – Column Model..................................................................................................................................9 Table 3 - Five Step Evaluation Matrix (developed by Ökopol and Fraunhofer for the German Federal Environmental Agency) ................................................................................................... 10 Table 4 – Quick Scan Model ......................................................................................................................... 13 Table 5. Comparison of Methods for Evaluating Chemical Hazards and Safer Alternatives ............ 17 Table 6: Summary of Methods and Tools for Alternatives Assessment of Chemical Hazards ……19 Figures: Figure 1. Nested Relationship Of Possible Alternatives ............................................................................4 Appendices: Appendix A: Toxics Use Reduction Planner’s Course, Module 7 – Tur Options Evaluation Appendix B: Comprehensive Matrix Of Alternatives Assessment Methods And Tools Appendix C: Compendium Of Nine Assessment Methods Appendix D: P2OASys Matrix Executive Summary One of the key challenges in toxics use reduction planning is alternatives assessment. This is the process whereby a chemical, material or product that has been identified as toxic is compared with alternatives to find a substitute that is safer for workers, communities and ecosystems. This report reviews nine methods for alternatives assessment of chemicals that have been developed by government and private organizations in the United States and Europe and is designed to assist Massachusetts companies in the process of alternatives assessment for chemical hazards. In its broadest sense, alternatives assessment is about evaluating a wide range of options, determining the risks and benefits of each choice, and comparing alternatives. The first step in conducting an assessment of alternatives is to look at the function provided by the chemical, material or product that you are looking to replace. Approaching alternatives assessment from the overall function of the system can sometimes lead to insights into ways of avoiding the need for the product altogether. However, in most cases, companies conduct alternatives assessments to compare different chemicals, materials or products that perform a necessary function to determine which are safest for humans and ecosystems. A comprehensive alternatives assessment process can help businesses find a safer substitute to a current use of a toxic chemical and thereby protect worker, community and ecosystem health. The public has become much more sophisticated and knowledgeable about toxic chemicals. Alternatives assessment provides a tool to assist businesses as they work towards creating a healthier workplace, using safer materials in their processes and meeting increased public expectations for safe and healthy products. In addition, alternatives assessment can help businesses plan strategically and anticipate regulations to avoid future costs and liability. The process of alternatives assessment of chemicals includes several steps. First, the chemical in use and possible alternatives are evaluated to identify known and suspected hazards. The tools reviewed in this document are particularly helpful in screening out chemicals that are associated with these hazards. Then, in order to find safer alternatives, ideally a list of positive attributes is identified for the needed chemical, such as biodegradability and minimal toxicity. Some companies have developed “positive” lists of chemicals possessing these attributes from which they choose for various uses. In some cases, industry may need to develop new chemicals that have these positive qualities using the principals of green chemistry. The tools reviewed for this document can be divided into two categories: hazard data display methods and screening/decision methods. In hazard data display methods, data on a range of chemical hazards are arrayed and users are expected to develop their own rules for decision making among alternatives. In screening/decision methods, chemicals are evaluated for a range of hazards. Within each method, hazards are prioritized, and recommendations are made to eliminate use if chemicals are deemed to be high risk. In this way, decision rules are built into the screening tool for the user. Hazard data array methods tend to require more effort as the user may need to research and input data and will also need to determine how to prioritize hazards, once they are identified for each chemical that is being evaluated. This may require an in depth consideration of toxic chemical use, management and potential for exposure. Although the effort may be Toxics Use Reduction Institute