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Essentials of a Theory of

NICK C. ELLIS University of Michigan, Department of , East Hall, 530 Church Street, Ann Arbor, MI, 48109-1043 Email: [email protected]

Cognition is not just ‘in the head’; it extends well beyond the skull and the skin. Non-Cartesian views cognition as being embodied, environmentally embedded, enacted, encultured, and so- cially distributed. The Douglas Fir Group (2016) likewise recognizes as emergent, social, inte- grated phenomena. Language is the quintessence of . Language cognition is shared across naturally occurring, culturally constituted, communicative activities. Usage affects learning and it affects languages, too. These are essential components of a cognition. This article summarizes these developments within cognitive science before considering implications for language research and teaching, especially as these concern usage-based language learning and cognition in sec- ond language and multilingual contexts. Here, I prioritize research involving corpus-, computational-, and psycho-, and cognitive psychological, complex adaptive , and network science inves- tigations of learner–language interactions. But there are many other implications. Looking at languages through any one single lens does not do the phenomena justice. Taking the social turn does not entail restricting our research focus to the social. Nor does it obviate more traditional approaches to second . Instead it calls for greater transdisciplinarity, diversity, and collaborative work. Keywords: embodiment; embeddedness; ; extended ; emergentism; usage-based ap- proaches to language

THE DOUGLAS FIR GROUP (DFG; 2016) alone. Cognition is not just ‘in the head’; recognizes languages as emergent, social, inte- it extends well beyond the skull and the skin. grated phenomena. Language cognition is shared Non-Cartesian Cognitive Science views cognition across naturally occurring, culturally constituted as being embodied, environmentally embedded, communicative activities. Language is the quinte- autopoietically enacted, and socially encultured ssence of distributed cognition. Language and and distributed. These are essential components usage are like the shoreline and the sea. Usage of any theory of language cognition. affects learning, and it affects languages, too. So, This article summarizes these developments our understanding of language learning requires within cognitive science before considering impli- the detailed investigation of usage, its content, cations for language research, especially as these its participants, and its contexts—the micro level concern usage-based language learning and cog- of human social action, interaction, and convers- nition in second language acquisition (SLA) and ation, the meso level of sociocultural and edu- multilingual contexts. Here, I prioritize research cational institutions and communities, and the involving corpus-, computational-, and psycho- macro level of ideological structures. linguistics, and cognitive psychological, complex These emphases parallel theoretical develop- adaptive system, and network science investiga- mentsinusage-basedlinguisticsandinthecog- tions of learner–language interactions. I consider nitive sciences more generally. Mind is not the implications for teaching. Looking at languages through any one single lens does not do the phe- nomena justice. Taking the social turn does not The Modern Language Journal, 103 (Supplement 2019) entail restricting our research focus to the so- DOI: 10.1111/modl.12532 cial. It does not limit any educational approach 0026-7902/19/39–60 $1.50/0 to naturalistic exposure. It does not obviate more C National Federation of Modern Language Teachers Associations traditional approaches to SLA. Instead it calls for 40 The Modern Language Journal, 103, Supplement 2019 greater transdisciplinarity, diversity, and collabo- of ability from single clinical cases in cognitive ration. (Coltheart, 2001; A. Ellis & But first, some history of cognitive psycho- Young, 1988). The cognitive neuropsychology of logy and cognitive science, particularly as these language was particularly fruitful. Cognitive psy- domains relate to language, , chology 1950–2000 was a time of breakthroughs, , and SLA, and as they have excitement, and brilliance—too much to list come to recognize embodiment, embeddedness, here (though see Sternberg, Fiske, & Foss, 2016). enactivism, the extended mind and distributed We know a tremendous amount about human cognition, and emergentism. cognition as a result (e.g., Anderson, 2015; Reisburg, 2013). AND COGNITIVE One branch of cognitive psychology, psycholin- SCIENCE guistics, studies the psychological and neurobio- logical factors that enable humans to acquire, use, Cognitive psychology is the scientific study of comprehend, and produce language. Again, the mind and of mental functions such as learning, primary concern was the mechanisms by which memory, attention, perception, reasoning, motor languages are represented and processed in the control, skill, language, and conceptual develop- brain. Psycholinguistics is now a highly devel- ment. Its founding goals are to determine how the oped field (e.g., Gaskell, 2007). It has had con- mind represents the world and how it uses these siderable influence upon research in SLA (e.g., representations in thinking. In the beginnings of de Groot & Kroll, 1997; N. Ellis, 1999, 2006a; the ‘Cognitive Revolution,’ the brain was viewed Hatch, 1983; Kroll & de Groot, 2005; Schwieter, as a computational system, and researchers de- 2015; Segalowitz & Lightbown, 1999; Williams veloped models of information processing and & Gullberg, 2012). successively refined them using the experimental A particularly important innovation in the method. 1980s and 90s was connectionism: the recogni- Early classical information processing held that tion that many mental phenomena can be seen perception, cognition, and action were separable to emerge from the conspiracy of experiences and that they operated in a series of stages: (a) and that these processes can be computationally Perception consists in input from world to mind modelled in distributed neural nets that simu- (with the possible contribution of cognition to late the actions of interconnected neurons in the processing the input in such a way as to render brain (Rumelhart & McClelland, 1986). Emer- it meaningful or useful for the ). (b) gentist, connectionist, and statistical learning ap- Cognition uses this perceptual input to form proaches have become a mainstay of cognitive a representation of how things are in the sub- (Elman et al., 1996) and psycholinguistic (Chris- ject’s environment and, through reasoning and tiansen & Chater, 2001) thinking, as they have planning that is informed by the subject’s goals for theories of second language learning (N. Ellis, and desires, arrives at a specification of what the 1998, 2002, 2003; MacWhinney, 1997; Rebuschat subject should do. (c) Action is the output, in & Williams, 2012). the form of bodily movements, that results from Nevertheless, despite all the progress, and so this cognitive work. Reaction-time measurement much fun, the major focus of mid-twentieth cen- (mental chronometry) was used to analyze how tury cognitive psychology was on internal mental long each stage took (assuming serial processing processes—cognition ‘in the head.’ In caricature, stages) as well as the types of experimental ma- ‘Good Old-fashioned Psycholinguistics’ focused nipulation that separately affected these stages. upon a learner characterized as “an associative The dual-task paradigm was used to investigate network, a mechanistic processor of information, whether different abilities share mental resources relatively unembodied, unconscious, monologic, or not. Cognitive psychological models based on unsituated, asocial, uncultured, and untutored” the results of thousands, perhaps tens of thou- (N. Ellis, 2008b, p. 12). sands of such experiments became increasingly refined to allow for the possibilities of parallel or NON-CARTESIAN COGNITIVE SCIENCE AND cascaded processing. The goal was to determine THE 4ES separable modules of processing, their spe- cialisms, and their connectivity. These were often In the late twentieth century, cognitive science summarized as ‘boxes and arrows’ models. The came to examine a number of additional influ- evidence base was supplemented with patterns ences upon the mind. Four in particular, grouped of dissociation and double-dissociation of loss under the label ‘4E’ to stand for anticlassical (or Nick C. Ellis 41 non-Cartesian) cognitive science (The New Science Cognitive became a major foundation for of Mind, Rowlands, 2013), are: Embodiment, Em- cognitive linguistic understanding of the relations beddedness, Enactivism, and the Extended Mind between conceptualization and grammar (Lan- (Clancey, 2009; Robbins & Aydede, 2009; Ward & gacker, 1987, 1999). treats Stapleton, 2012). human languages as consisting solely of seman- tic units, phonological units, and symbolic units (conventional pairings of phonological and se- mantic units). This extension of the notion of The body is our general medium for having a world. symbolic units from to the grammar was (Merleau–Ponty, 1962, p. 169) in direct opposition to the mainstream linguis- tic theories of the day, and it paved the way for Embodied cognition is the recognition that subsequent approaches much of cognition is shaped by this body we to language (e.g., Goldberg, 1995). Tomasello inhabit—by aspects of the entire body including gathered contributions from Langacker, Givón, the motor system, the perceptual system, bodily Croft, Chafe, Wierzbicka, Hopper, Taylor, Gold- interactions with the environment (situatedness), berg, Van Valin, and Fauconnier together in The and by the assumptions about the world that be- New Psychology of Language: Cognitive and Func- come built into the structure of the as tional Approaches to Language Structure (Tomasello, a result of repeated experience (Wilson & Foglia, 1998), and a new functional approach to language 2017). was established, one that considered how lan- Rather than perception and motor systems be- guage might be processed using general cognitive ing merely peripheral input and output devices, mechanisms. embodied cognition posits that the mind and Modern (Dabrowska & Di- body interact ‘on the fly’ as a single entity. The vjak, 2015; Ungerer & Schmid, 1996) has estab- pioneering text in psychology was The Embodied lished itself across a broad range of inquiries: Mind (Varela, Thompson, & Rosch, 1991), which explained that “By using the term embodied we Because cognitive linguistics sees language as em- mean to highlight two points: First that cognition bedded in the overall cognitive capacities of man, depends upon the kinds of experience that come topics of special interest for cognitive linguistics in- from having a body with various sensorimotor ca- clude: the structural characteristics of natural lan- guage (such as prototypicality, sys- pacities, and second, that these individual senso- tematic polysemy, cognitive models, mental imagery rimotor capacities are themselves embedded in a and ); the functional principles of linguis- more encompassing biological, psychological and tic (such as and naturalness); cultural context” (pp. 172–173). One readable the conceptual interface between and seman- volume that encouraged this approach within the tics (as explored by cognitive grammar and con- philosophy of cognitive science was Being There: struction grammar); the experiential and pragmatic Putting Brain, Body, and World Together Again (A. background of language-in-use; and the relation- Clark, 1998). Subsequent research in psycholin- ship between language and , including ques- guistics led to the development of theories of per- tions about relativism and conceptual universals. ceptual symbol systems (Barsalou, 1999) and of (Geeraerts, 1995, pp. 111–112) grounded cognition (Barsalou, 2008). There are now a number of well-developed The hotbed of embodiment research was Cog- theories of construction grammar (Trousdale & nitive Linguistics. Lakoff developed his embod- Hoffmann, 2013). Together, cognitive linguistics ied mind thesis that much of human cognition and cognitive grammar have rich implications for depends upon perceptual and imagery sensori- SLA and for applied linguistics (N. Ellis & Wulff, motor and emotional systems—more concrete 2015a, 2015b; Littlemore, 2009; Robinson & N. and imageable do so directly, more Ellis, 2008; Tyler, 2012). abstract concepts do so by metaphorical exten- sion. The defining texts were We Live By (Lakoff & Johnson, 1980) and then Women, Embeddedness Fire, and Dangerous Things: What Categories Reveal Ask not what’s inside your head, but what your head’s About the Mind (Lakoff, 1987). What Lakoff did inside of. (Mace, 1977, p. 43) for , Langacker did for syntax by pio- neering cognitive grammar—the analysis of how Embeddedness is the dependence of a phe- language communicates embodied meanings in nomenon (an activity, a set of relationships, an or- structured ways. His two-volume Foundations of ganization, or an individual) on its environment 42 The Modern Language Journal, 103, Supplement 2019

(defined alternatively in physical, cognitive, so- roles, norms, and rules that may shape psycholog- cial, institutional, or cultural terms). ical development. Bronfenbrenner’s ecological The importance of the ecology of mind was systems theory changed the perspective of de- made clear by Bateson in his books Steps to an velopmental psychology by identifying the range Ecology of Mind: Collected Essays in , of environmental and societal influences on Psychiatry, Evolution, and Epistemology (Bateson, child development. His work was integral to the 2000 [1972]) and Mind and Nature: A Necessary formation in 1965 of the American Headstart pre- Unity (Bateson, 1979). Bateson (1979) empha- kindergarten programs. The Douglas Fir Group sized how our phylogenetic and ontogenetic his- (2016) explains the influence of this model upon tories on this planet have shaped our percep- its framework for ‘SLA in a multilingual world’ as tion: “The rules of the universe that we think summarized in the article’s Figure 1 (pp. 24–25). we know are buried deep in our processes of Duff (2019, this issue) further analyzes the many perception” (p. 35). dimensions of language socialization and consid- Ecological psychology (Gibson, 1979) em- ers how transdisciplinary team-based research is phasizes how aspects of the environment afford needed to understand cases from multiple, inte- various actions to an organism relative to its sen- grated perspectives on different scales of analysis. sorimotor capacities. For certain animals, trees Sociocultural Theory (Vygotsky, 1980) argues are climbable: they afford climbing; for certain that human cognition is fundamentally a socially others, the handles of mugs are graspable: they mediated process that is organized by cultural afford grasping, and so forth. Affordances are eco- activities, artifacts, and concepts. Vygotsky’s main logical rather than merely physical features of the assertion was that human learners are embedded world, being defined in terms of the ‘systems’ re- in different sociocultural contexts, and their lationship between the organism and its environ- cognitive development is advanced through ment. Gibson criticized cognitive, information- social interaction with more skilled individuals. processing views that assume indirect perception Through social interaction they learn to utilize whereby physical sensations as ‘inputs’ are match- existing cultural artifacts and to create new ed inside the head against mental representa- ones to regulate their biological and behavioral tions in order to create meaningful percepts as activity. Mediation happens primarily through ‘outputs,’ and argued instead in favor of direct language use, organization, and structure, occur- perception. Affordances are specified in the infor- ring during participation in cultural, linguistic, mation array (the ‘flow field’) of the individual, and historically formed settings such as family life, they present possibilities for action, and they are peer group interaction, and institutional contexts available for the agent to perceive directly and act like schooling, social leisure activities, and work- upon. For some 21st-century humans living in the places. Sociocultural Theory (SCT) argues that mid-Western United States, coffee mugs afford while the brain is a necessary condition for higher grasping and drinking, chairs afford sitting, the order thinking, the most important mental ac- media afford access to the news, and the coffee tivities develop through interaction within these shop puts these things together just fine, so they social and material environments. Most modern do not need to consider or remember what to do theories of developmental cognitive psychology in the morning; rather they simply go with the show strong influences of SCT. SCT has also had breakfast flow. significant impact upon SLA, largely through the Ecological systems theory (Bronfenbrenner, work of Lantolf and colleagues (Lantolf, 2006; 1979) is a theory of human development which Lantolf & Pavlenko, 1995; Lantolf & Poehner, emphasizes the influences of the environmental 2014; Lantolf & Thorne, 2006). systems within which an individual interacts and their relationships with contexts within commu- Enactivism nities and the wider society. The individual is seen within its immediate microsystem of family, A path is the wisdom of many feet. peers, school, and religion, its mesosystem of the (Stepney, 2018, p. 30) interactions between the microsystem compo- nents (family and school, family and peers, etc.), The “Classical Sandwich” view (Hurley, 1998) the exosystem of societal influences upon the of the serial operation and the modular sepa- microsystem (such as local politics, mass media, ration of the three layers of perception → cogni- social services, industry, local community), and tion → action fails to account for the dynamic the macrosystem of the attitudes and ideologies relationships between action and perception in of the cultural setting. Each system contains . Experience of the world is Nick C. Ellis 43 enacted: Mental processes are made up not just mind is not in the head, instead it has roots in the of neural processes but also of the routine things body as a whole and in the extended environment that the organism does, hence they are consti- where the organism finds itself. tuted by the ways in which an organism acts on There are some who would go so far as to the world and, in return, the ways in which the claim that 4E/anti-classical cognition denies any world acts back. “Cognitive structures emerge from need at all for mental representations in their the recurrent sensorimotor patterns that enable theories (Chemero, 2009): If everything is there action to be perceptually guided” (Varela et al., in situated cognition, then there is no need for 1991, p. 173). “A cognitive being’s world is not a representation in the learner. However, these pre-specified, external realm ( …) but a relational anti-representationalist views clearly go too far. domain enacted or brought forth by that being’s Clark and Toribio (1994) in their article “Doing autonomous agency and mode of coupling with without representing?” conclude that there is a the environment” (Thompson, 2005, p. 407). continuum of problem spaces: At the nonrepre- Biologically informed theories of enactivism sentational end of that continuum there are cases emphasize autopoiesis (auto “self,” and poiesis “cre- in which the required responses can be powered ation, production”) referring to a system capable by a direct coupling of the system to some straight- of reproducing and maintaining itself. If cog- forwardly physically specifiable parameters avail- nition is for anything, it is for sustaining an able by sampling the ambient environment in organism’s biological viability. Ecological fitness some computationally inexpensive way (e.g., a involves adaptivity and skillful interaction. Envi- toy car with a ‘bump’ sensor). At the other end of ronmental features depend upon the activity of that continuum there are ‘representation-hungry the cognizing system; in turn, cognition depends problems’ where the problem involves reasoning upon activity within an environment. Varela et al. about absent, nonexistent, or counterfactual (1991) compared cognition to “laying down a states of affairs. It is at this end of the continuum path in walking” (p. 237). The existence of a forest that language comes to the fore. trail can be brought about by the activity of agents Clearly, we can take a person out of their usual, navigating the forest: “A path is the wisdom of richly perceptual, and situated world and put many feet” (Stepney, 2018, p. 30). For agents, be- them in a dark empty room with nothing more ing appropriately attuned to the presence of that than a microphone in front of them, away from trail affects their skill in getting efficiently from their normal environmental affordances, away one point to another in the forest. Actions are from their loved ones and normal social circum- motivated. The environmental features to which stances, away from their supportive media and cul- an agent is cognitively open will be those that ture, and we can ask them to tell their story. And are a function of their capacities, activities, and tell their story they can. They have clear autobio- interests, and their cognitive competence needs graphical memories of events and percepts and consistinnomorethananappropriatelevelof motoric routines and scripts and schema. They attunement to those features and their relevance. have language representations enough to enthrall Simon (1962) told the parable of an ant mak- us with their tales. Perhaps the story would be ing its homeward journey on a pebbled beach. Its richer back in their contexts, co-constructed with path seems complicated. The ant probes, doubles friends; nevertheless, we all have rich autobio- back, circumnavigates, and zigzags. But these ac- graphical memories and the language to describe tions are not deep and mysterious manifestations these, even if we do not all have the making of of intellectual power. Closer scrutiny reveals that a successful novelist. Experience is important be- the control decisions are both simple and few in cause it impacts upon us, our representations, our number. An environment-driven problem solver , our , our selves. Some of that experi- often produces behavior that is complex only be- ence is worldly, some of it is linguistic, and much cause a complex environment drives it. Appar- of it interrelates. ent complexity may come more from the problem Enactivism has impacted theories of educa- space than from the agent that learns to solve it. N. tion in various ways. Interaction is at the heart Ellis (1996) considers some implications for theo- of SCT and . Situated Cognition ries of Universal Grammar and of SLA. (Brown, Collins, & Duguid, 1989; Robbins & Ayd- From an enactivist perspective, cognition is dy- ede, 2009) holds that knowing is inseparable namical sensorimotor processes (rather than pre- from doing, and that all knowledge is situated scripted computational syntax) of real-time vari- in activity bound to social, cultural, and physical ables, along with a rich self-organizing capacity contexts. Situated Learning (Lave, 1988; Lave & (rather than a representational machinery): The Wenger, 1990) conceives of learning as increasing 44 The Modern Language Journal, 103, Supplement 2019 participation in communities of practice—groups of the performance of tasks” (p. 265). Yet the analysis people who share a concern or a passion for some- of this task of the cockpit of commercial airlines thing they do and learn how to do it better as they remembering its aircraft speeds shows how the interact regularly. Learning is a co-constitutive cognitive properties of such distributed systems process in which all participants change and are can differ radically from the cognitive properties transformed through their actions. of the individuals who inhabit them. His book Cog- SLA research has likewise been heavily in- nition in the Wild (Hutchins, 1995a) is the found- fluenced by ideas like these. SCT, identity the- ing text of Distributed Cognition (DCog) and ory (Norton, 2000), sociolinguistic approaches Cognitive Ecology: “ is ( …) a human cog- (Tarone, 2007), cultural approaches (Kramsch, nitive process that takes place both inside and out- 1993, 2002), conversational analysis (Hall, 2019, side the minds of people ( …). Culture is an adap- this issue; Kasper & Wagner, 2011), interaction- tive process that accumulates partial solutions to ist approaches (Gass, 2002; Long, 1980; Mackey, frequently encountered problems” (p. 354). 2012), the sociocognitive approach (Atkinson, Hutchins (1995a, chapter 9) presents an analy- 2002), and the various approaches gathered un- sis of cognitive psychology from the 1950s–1990s der “alternative approaches to SLA” (Atkinson, which argues that, for methodological and an- 2011) all agree that cognition is socially grounded alytic convenience, it focused upon individual in interaction. As Wagner (2015) summarizes, in cognition (bounded in social space, in physi- such theories: cal space, and in time), and that this strategy resulted in an attribution problem—when one Cognition is not understood as information process- commits to the notion that all intelligence is ing, but as organizing embodied interactions be- inside an inside/outside boundary, one is forced tween social actors in meaningful ecologies and re- to cram everything inside that is required to flexively being shaped by those situated encounters. produce the observed behaviors. The result Although the degree to which these approaches buy is to attribute to the inside much more than into issues of embodiment and ecology may differ, they share, as Duff and Talmy argue, a common there should be. Hutchins’s book softened understanding of learning as happening in context boundaries that had been made rigid by pre- “through praxis ( …) in the everyday activities of vious approaches by locating cognitive activity communities of language users” (Duff & Talmy, 2011, in context, where context is not a fixed set of p. 96). The target for many second language learners surrounding conditions but rather a wider dy- is not just ‘to speak another language,’ but to become namical process of which the cognition of an part of the social and cultural environment in which individual is only a part. “Just as the construction the language is used. This entails frequent and rich of these boundaries was driven by a particu- participation in the second-language life worlds into lar theoretical perspective, their dissolution or which the learner ‘bricolages’ his or her way (cf. pp. softening is driven by a different perspective— 95–96). one that arose of necessity when cognition was confronted in the wild” (Hutchins, 1995a, Extended Mind p. 1). The book is the locus classicus for the impor- Society is our extended mind and body. tance of choosing the right boundaries for the (Watts, 1989, p. 54) unit of analysis, and for the importance of study- ing cognition in its normal habitat, in the wild. The recognition that cognition is indivisible Hutchins (2010) presents a very readable and from our embodiment, from our environment, succinct Topics in Cognitive Science update of Cog- and from our situated actions leads naturally on nitive Ecology as the study of “the web of mutual to the idea that cognition is not to be found in the dependence among the elements of a cognitive head, nor indeed in the individual, but rather that ecosystem” (p. 705). The Douglas Fir Group it is a distributed sociotechnical system. The Ex- (2016), and the subsequent AAAL 2018 sympo- tended Mind thesis was championed within cogni- sium SLA Without (Disciplinary) Borders, likewise tive science by Hutchins. His classic How a Cockpit encourages unbounded perspectives on SLA. Remembers its Speeds (Hutchins, 1995b) is a detailed Hutchins’s work set the stage for A. Clark and cognitive of how pilots of computer- Chalmers (1998) to publish philosophical analy- ized airliners understand what their state-of-the- ses of the active role of the environment in driv- art automation is doing. The framework is, as he ing cognitive processes. Their “Inga and Otto” says, “explicitly cognitive, in that it is concerned thought experiment casts doubt on there being with how information is represented and how rep- any essential difference between recall from the resentations are transformed and propagated in head (Inga’s Internal memory) and that from a Nick C. Ellis 45 readily available auto-authored notebook (Otto’s cepts, and meaning with others. LaScotte and Outside memory). This article was followed by Tarone (2019, this issue) provide rich illustrations the book Supersizing the Mind: Embodiment, Action, of the ways in which speakers can agentively shift and Cognitive Extension (A. Clark, 2010). The ex- from one internalized ‘voice’ or social identity tended mind hypothesis claims that the effective to another in creating narrative, and how this circuits of human thought and reason are not en- heteroglossia is associated with measurable dif- tirely ‘in the head,’ and invites us instead to con- ferences in their language complexity, accuracy, sider how technologies, social networks, and in- and fluency. Conversation partners scaffold and stitutional structures; laws; educational practices; co-construct meanings. Socially scaffolded ‘notic- and social policies are proper parts of distributed ing’ (Schmidt, 1990) solves Quine’s (1960) prob- organs for thought. One particular topical exam- lem of ‘referential indeterminacy’ and language- ple is the widespread adoption, in diverse fields expert/language-novice interaction can likewise from surgery to aviation, of checklists as job-aids solve problems of the formal indeterminacy used to reduce failure by compensating for po- of language. Focus-on-form feedback can scaf- tential limits of human memory and attention fold language learning (Doughty & Long, 2003; (Gawande, 2009). A more widespread and om- Doughty & Williams, 1998; Gass, 1997; Gass & nipotent example is the internet and ever-present Mackey, 2007; Long, 1980; Long & Robinson, smartphone access. Better to consider ourselves 1998). The dynamics of language learning are in- not as being firmly bounded biological , extricably linked to the dynamics of conscious- but as reconfigurable nodes in a flux of informa- ness, in neural activity and in the social world as tion, communication, and action. well (Frith & Frith, 2010). Consciousness is co- Language is the quintessence of distributed constructed in social interaction (N. Ellis, 2005; cognition. Language is ever situated, either in the Frith, 2010). In these ways the input to associative moment and the concrete context or by various learning is socially gated (Kuhl, 2007). means of mental extension to reflect prior or Language itself also plays a huge role in our imaginary moments. enculturation (A. Clark, 2005). A. Clark and Socially extended cognition, where our men- Chalmers (1998) emphasize that “The major tal states are partly constituted by the states of burden of the coupling between agents is carried other thinkers, has origins in our enculturation by language ( …). Indeed, it is not implausible (Tomasello, 1998) and in our uniquely human that the explosion of intellectual development in skills of intentionality: joint intentions, joint at- recent evolutionary time is due as much to this tention, collaboration, imitation, prosocial mo- linguistically-enabled extension of cognition as to tives, and social norms (Tomasello, 2008). In any independent development in our inner cog- their first two years, infants develop their capa- nitive resources” (p. 5). This is a theme developed bilities of attention detection (gaze following), by Logan (2007) in The Extended Mind: The Emer- attention manipulation (directive pointing), in- gence of Language, the Human Mind and Culture. tention understanding (the realization that oth- Logan argues that verbal language extends the ers are goal-directed), and social coordination brain into a mind capable of conceptualization with shared intentionality (engaging in joint ac- and hence that mind = brain + language. Accord- tivities with shared interest, negotiating mean- ing to Logan, before humans acquired verbal lan- ings), and these processes are central in child lan- guage, their brain was a percept processor. Then guage acquisition (Tomasello, 1998, 2008). The language made the mind capable of conceptual- nature of language follows from its role in so- ization and hence able to consider things beyond cial interaction. Social interactions are typically the here and now. Schumann (Lee & Schumann, characterized by what philosophers of action call 2003; Logan & Schumann, 2005) likewise empha- shared cooperative activity (Bratman, 1992) or sizes language as a cultural artifact or technology joint actions (H. Clark, 1996). Joint actions are that operates between and among brains. Indeed dependent on shared cognition, a human being’s he separates it from the biosphere, and argues recognition that she can share beliefs and in- that we live within a symbolosphere, which in- tentions with other humans. Thus, both usage- cludes all of the phenomena mediated by symbols, based approaches and SLA research emphasize and hence includes all abstract human thought how language is learned from the participatory and symbolic communication (Schumann, 2018). experience of processing language during em- The works cited in this section were all writ- bodied interaction in social and cultural contexts ten in the 1990s or later, largely in reaction to where individually desired outcomes are goals to cognitivism. However, these ideas have a long be achieved by communicating intentions, con- history within the philosophy of mind and 46 The Modern Language Journal, 103, Supplement 2019 language (Joseph, 2017). In particular, Harris or brain areas, or language acquisition devices, (1981, 1987) ploughed a lone, long, straight fur- in separable linguistic structural divisions (such row, arguing against cognitive and linguistic ap- as lexis vs. syntax vs. semantics vs. , proaches where thinking in all its forms, linguis- etc.), or in language learning programs, plat- tic and nonlinguistic, was seen to rely on ‘- forms, or apps, or school curricula, or other hu- grams’ analogous to those by which a computer man policies. Instead, they fit naturally within engages in ‘information processing.’ In its place emergentist approaches (N. Ellis, 1998; N. Ellis he developed an Integrational Approach to signs & Larsen–Freeman, 2006a; Elman et al., 1996; and semiological systems, an integration focus on Hopper, 1987; MacWhinney & O’Grady, 2015), human communication that is inseparable from which view language within a complex adaptive environments and from the individual self and system (Beckner et al., 2009; N. Ellis & Larsen– human agency. The integrational approach holds Freeman, 2006b, 2009; Larsen–Freeman, 1997; that every episode of communication, however Larsen–Freeman & Cameron, 2008) or dynamic trivial, necessarily involves creative activity by the systems theory framework (de Bot, Lowie, & participants, including their own interpretation Verspoor, 2007): of the situation in which it occurs. are not Emergentists believe that simple learning mech- temporal invariants; instead, every utterance is a anisms, operating in and across the human sys- new utterance, no matter how many times some- tems for perception, motor action and cognition one may have ‘said it before.’ Integrationist ap- as they are exposed to language data as part of a proaches presume that linguistic processes are communicatively-rich human social environment by embedded in the social matrix, and, in turn, in an organism eager to exploit the functionality of lan- a larger complex based on the simple fact that guage, suffice to drive the of complex persons have relations to other persons (Duncker, language representations. (N. Ellis, 1998, p. 657) 2017). Language has a fundamentally social function. Non-Cartesian Cognitive Science has come to Processes of human interaction along with domain- reconsider cognition as being essentially embod- general cognitive processes shape the structure ied, environmentally embedded, autopoietically and knowledge of language. Recent research in the enacted, and socially encultured. The human cognitive sciences has demonstrated that patterns mind extends well beyond the ancient bounds of of use strongly affect how language is acquired, is skull and skin. These are essentials of a theory of used, and changes. These processes are not inde- cognition. These are essentials of a theory of lan- pendent from one another but are facets of the guage cognition. So they are essentials of theories same (CAS). Language as a of SLA and of (Atkinson, 2010). CAS involves the following key features: The system consists of multiple agents (the speakers in the This, too, was the spirit of the Douglas Fir community) interacting with one another. Group, which celebrates languages as emergent, The system is adaptive; that is, speakers’ behavior social, integrated phenomena. Language cogni- is based on their past interactions, and current and tion is shared across naturally occurring culturally past interactions together feed forward into future constituted communicative activities. Language behavior. A speaker’s behavior is the consequence and usage are like the shoreline and the sea (N. of competing factors ranging from perceptual Ellis, Römer, & O’Donnell, 2016). Usage affects constraints to social motivations. The structures learning and it affects languages too. So, our of language emerge from interrelated patterns of understanding of language learning requires experience, social interaction, and cognitive mecha- the detailed investigation of usage, its content, nisms. The CAS approach reveals commonalities in many areas of language research, including first and its participants, and its contexts—the micro second language acquisition, , level of human social action, interaction, and psycholinguistics, language evolution and computa- conversation; the meso level of sociocultural and tional modeling. (Beckner et al., 2009, pp. 1–2) educational institutions and communities; and the macro level of ideological structures. In these The Associative–Cognitive CREED holds that SLA ways, language pervades 4E cognition. is governed by the same principles of associative and cognitive learning that underpin the rest of human knowledge. The major principles of the EMERGENTISM AND LANGUAGE AS A framework are that SLA is Construction-based, Ra- COMPLEX ADAPTIVE SYSTEM tional, Exemplar-driven, Emergent, and Dialectic. Language learning involves the acquisition of con- These ideas are the antithesis of bounded ap- structions that map linguistic form and function. proaches, which assume that the essence of lan- Competence and performance both emerge from guage can be localized, for example, in genes, the dynamic system that is the frequency-tuned Nick C. Ellis 47

conspiracy of memorized exemplars of use of these stimuli, within the same composite memory trace. constructions, with competence being the integrated (Rumelhart & McClelland, 1986, p. 193) sum of prior usage and performance being its dy- namic contextualized activation. The system is ratio- Connectionism explored how these learning nal in that it optimally reflects prior (L1) usage. The L1 tunes the ways in which learn- processes can be computationally modelled in ers attend to language. Learned-attention transfers distributed neural nets that simulate the actions to L2 and it is this L1 entrenchment that limits of interconnected neurons in the brain (Elman the end-state of usage-based SLA. But these limita- et al., 1996; Rumelhart & McClelland, 1986). Ex- tions can be overcome by recruiting learner con- emplar theory explored how humans make cat- sciousness, putting them into a dialectic tension be- egory judgments by comparing new stimuli with tween the conflicting forces of their current stable an ‘exemplar cloud’ of instances already stored states of interlanguage and the evidence of explicit in memory. Statistical learning, machine learn- form-focused feedback, either linguistic, pragmatic, ing, and deep networks are now widespread across or metalinguistic, that allows socially-scaffolded de- computational learning theory in artificial intelli- velopment. (N. Ellis, 2006b) gence, , and cognitive science. De Bot, Lowie, and Verspoor (DBL&V) pres- Cognitive psychology recognized that these pro- ent a persuasive case for language as a complex cesses of human cognition take place automati- dynamic system where cognitive, social, and environ- cally and unconsciously. There is much research mental factors continuously interact, where creative demonstrating implicit learning (Reber, 1993) communicative behaviors emerge from socially and implicit memory (Schacter, 1987). Follow- co-regulated interactions, where there is little by way ing Nisbett and Wilson (1977), there has been of linguistic universals as a starting point in the mind widespread recognition of the overwhelming in- of ab initio language learners or discernable end fluences of implicit cognition. state, where flux and individual variation abound, where cause-effect relationships are nonlinear, mul- Frequency effects on learning are well recog- tivariate and interactive, and where language is not nized in psycholinguistics (Bod, Hay, & Jannedy, a collection of rules and target forms to be acquired, 2003; Bybee & Hopper, 2001), and there is but rather a by-product of communicative processes. much research evidencing connectionist (Chris- Usage-based approaches (Ellis, 2003; P. Robinson tiansen & Chater, 2001), statistical (Saffran & & Ellis, 2008) view the regularities of language as Kirkham, 2018), and exemplar-based (Pierre- emergent phenomena: the rule-like regularities cap- humbert, 2016) language learning. tured by linguists are mere descriptions, explananda Likewise in SLA and applied linguistics, there not explanans. (N. Ellis, 2007, p. 23) is widespread recognition of the influence of fre- quency of experience upon learning and repre- LEARNING AND REPRESENTATION sentation (N. Ellis, 2002), of connectionist and statistical learning mechanisms (N. Ellis, 1998, Connectionist Learning 2003; MacWhinney, 1997; Rebuschat & Williams, Late twentieth-century cognitive science recog- 2012), and of the importance of implicit language nized that many mental phenomena (concepts, cognition (N. Ellis, 1994; Rebuschat, 2015). categories, schemata, prototypes, constructions, paradigms, representations, and so on) can be Connectionist Memory seen to emerge from the conspiracy of experi- ences, with more frequent exemplar types having In connectionist models, remembering is an greater influence. inferential process, constructive as much as repro- ductive. “Connectionist models trade localized, We see the traces laid down by the processing of symbolic processing for distributed operations each input as contributing to the composite, super- that extend over an entire network of compo- imposed memory representation. Each time a stim- nents and so result in the emergence of global ulus is processed, it gives rise to a slightly differ- properties resilient to local malfunction. For ent memory trace—either because the item itself connectionists a representation consists in the is different or because it occurs in a different con- correspondence between such an emergent text that conditions its representation—the traces global state and properties of the world; it is are not kept separate. Each trace contributes to the composite, but the characteristics of particular ex- not a function of particular symbols” (Varela periences tend nevertheless to be preserved, at least et al., 1991, p. 8). Memory traces are not stored until they are overridden by canceling characteris- separately but are integrated or “superposed” tics of other traces. Also, the traces of one stim- in the same set of weights. Remembering is the ulus pattern can coexist with the traces of other temporary reactivation of a particular pattern 48 The Modern Language Journal, 103, Supplement 2019 or vector across the units of a network. This is ageable words are better remembered than successful, or not, dependent on the conspiring abstract words [Paivio, 1990]; words in the influences of the current input and the history of brain [Pulvermüller, Cappelle, & Shtyrov, the network, as consolidated in the connection 2013]) weights between units. If the current input is 2. If the properties of experience are richly strongly associated with the memorized pattern contextualized, so too is the memory (Em- of weights for a particular construction, so it is bedded Cognition—e.g., context-dependent successfully reactivated or “redintegrated.” Red- memory [Smith & Vela, 2001]; the cognitive integration refers to the restoration of the whole interview [Fisher & Geiselman, 1992]) of something from a part of it. The everyday 3. If the properties of experience are goal- phenomenon is that a small part of a memory directed and rich in dynamical senso- can remind a person of the entire memory. rimotor processes, so too is the mem- ory (Enactivism—e.g., enactment effects in Representation Quality memory [Cohen, 1989]) 4. If the experience is part of a cultural script, The quality and richness of a representation is if it plays out in interaction with others, so a function of the type and token frequencies of these are part of the memory too (Extended the exemplars experienced and of their richness Mind—e.g., scripts, plans, goals, and under- of features and associations. standing [Schank & Abelson, 1977]; collab- Richness of features and associations. In 1890, in orative recall and [Sut- the defining text of the Principles of Psychology, ton, 2009], scaffolding [Donato, 1994]). James considered language representations as fol- lows: The richness can come from depth of process- ing (Craik & Lockhart, 1972; Lockhart, 2002) Every nameable thing, act, or relation has numer- along the 4E dimensions listed here, and it can ous properties, qualities, or aspects. In our minds be enhanced through emotional content too (Mc- the properties of each thing, together with its , Gaugh, 2003). Psychologically rich experience form an associated group. If different parts of the leads to richer representation and better explicit brain are severally concerned with the several prop- recall. erties and a farther part with the hearing, and still another with the uttering of the name, there must Flow. The major force of learning is usage inevitably be brought about (through the law of as- experience—engaged, motivated, purposeful, au- sociation which we shall later study) such a dynamic thentic, rich, enacted usage. Csikszentmihalyi connection among all these brain-parts that the ac- (2014) refers to optimal experience as “flow”: tivity of any one of them will be likely to awaken the activity of all the rest. (p. 55) It is useful to remember occasionally that life unfolds as a chain of subjective experiences. Whatever else This is a remarkable description of the essence life might be, the only evidence we have of it, the only of connectionist learning given that it was writ- direct data to which we have access, is the succession ten 80 years before the advent of computational of events in consciousness. The quality of these expe- connectionist models. It likewise envisioned pat- riences determines whether and to what extent life terns of brain representations of meanings was worth living. (p. 209) over a century before the possibility of their con- Broadly, we expect that the quality of the flow firmation in fMRI imaging of localizable dynamic likewise determines the quality of language repre- activity across voxels in the cortex (see Predicting sentations. Activity Associated With the Meanings of Nouns [Mitchell et al., 2008] and Natural Speech Frequency. More experience leads to stronger reveals the Semantic Maps That Tile Human Cerebral representation. Language is like other expertise Cortex [Huth et al., 2016]). It has proven to be es- in that it requires considerable practice—the sentially correct. On the whole, the memory rep- rule of thumb is that accomplishing exper- resentations that result from an experience are tise demands 10,000 hours on task. Frequency representative of that experience: of experience is central in usage-based ap- proaches to language acquisition (N. Ellis, 1. If the properties of the experience are rich, 2011; N. Ellis & Wulff, 2015b) as it is in skill- imageable, and multimodal, so too is the theoretic approaches (DeKeyser, 2007; Sega- memory (Embodied Cognition—e.g., percep- lowitz, 2010). Cognitive linguistic and con- tual symbol systems [Barsalou, 2008]; im- struction grammar approaches emphasize that Nick C. Ellis 49 language learning is the learning of many tens of of cultural and personal habits, hints, and patterns thousands of constructions (words, , through which the inner representational regime lexico-grammatical-functional patterns, etc.) and has been sculpted and disciplined (Clark, 2005, of the probabilistic relations between them and p. 264). Again, adding a genuinely diachronic di- between them and their functions, their speakers, mension to our picture of the and psy- chology of memory means that we don’t have to see their contexts, and their genres (Bod et al., 2003; the temporarily isolated brain as fundamentally or in- Bybee & Hopper, 2001; Gries, 2012, 2013; Gries & trinsically alone, having to revert to some purely bi- N. Ellis, 2015). This information can only come ological starting-state whenever the trappings of cul- from usage (Cadierno & Eskildsen, 2015; N. Ellis, ture aren’t around. For, again, in our unusual case O’Donnell, & Römer, 2013; N. Ellis & Wulff, the biological brain is itself incomplete and always 2015a; Robinson & N. Ellis, 2008). already permeated by structures and history which take it out of itself. (Sutton, 2009, pp. 229–230) Representation Access USAGE-BASED APPROACHES AND Memories may be available but not accessible RESEARCH PRIORITIES (Tulving & Pearlstone, 1966). Recognition is eas- ier than recall. It is a common classroom experi- Embodiment, environmental embeddedness, ence that learners may have ‘got it’ one day, only enaction, social enculturation, situatedness, and apparently to have lost it the next. These are prob- distributed cognition pervade usage-based ap- lems of retrieval. What is needed for successful ac- proaches to language acquisition which investi- cess is to be reminded by an appropriate retrieval gate how we learn language while engaging in cue. There is considerable research on context- communication, the “interpersonal communica- dependent memory (Smith & Vela, 2001). The en- tive and cognitive processes that everywhere and coding specificity principle of memory provides always shape language” (Slobin, 1997, p. 267). a general theoretical framework for understand- Usage-based theories hold that an individual’s ing how contextual information affects memory creative emerges from the (Tulving & Thomson, 1973). Specifically, the prin- collaboration of the memories of all the meaning- ciple states that memory is improved when in- ful interactions in their entire history of language formation available at encoding is also available usage (Behrens, 2009; Bybee, 2010; Dabrowska at retrieval, that is, when the mental context at & Divjak, 2015; N. Ellis, 2015; N. Ellis et al., recall matches that at encoding. The relevant 2013; Robinson & N. Ellis, 2008; Tomasello, 2003; factors include the environmental context and Trousdale & Hoffmann, 2013). Hopper (1998) the mental context including perceptual factors, describes grammar as the “sediment of usage”: emotional factors, scripts, plans, goals, and un- derstandings. The more these can be reinstated, We say things that have been said before. Our speech the more recall is optimized, as demonstrated in is a vast collection of hand-me-downs that reach back fields as diverse as the cognitive interview in eye- in time to the beginnings of language. The aggrega- tion of changes and adjustments that are made to witness testimony (Fisher & Geiselman, 1992), the this inheritance on each individual occasion of use role of scaffolding in (Vygotsky, 1980), results in a constant erosion and replacement of the and in second (Donato, 2000; sediment of usage that is called grammar. (p. 146) Lantolf, 2006; Lantolf & Poehner, 2014). Light- bown (2008) applies transfer appropriate process- The same applies across all of the systems ing as a model for classroom second language of language. Learning a language involves the acquisition. learning of constructions. These are the form– Learning and remembering are always situated. function mappings that are conventionalized as Their contexts extend beyond the here and now, ways to express meanings in a speech commu- streaming backwards in time through our per- nity. Constructions range from morphemes— sonal and cultural histories: the smallest pairing of form and meaning in language—to words, phrases, and syntactic frames But our assessment of the role of situations in driv- (Goldberg, 2006; Trousdale & Hoffmann, 2013). ing and shaping memory need not be restricted to That is, simple morphemes such as –able (mean- the role of contextual features which happen to be outside the skin: that might be a relatively super- ing ‘capable of, susceptible of’) are constructions ficial characteristic. In even the most abstruse and in the same way as simple words like nut (mean- detached activities of autobiographical remember- ing ‘a fruit consisting of a hard or tough shell ing, our memory processes still lean and operate around an edible kernel’), formulaic phrases like on the internal wing of the vast extended system thanks a lot (meaning ‘Thank you’ to a very high 50 The Modern Language Journal, 103, Supplement 2019 degree, orders of magnitude, really), like It use to the nature of the sediments of these us- is driving me nuts (meaning ‘It is greatly frustrating age events that are left as ‘acquired linguistic me’), and abstract syntactic frames like Subject– constructions’ in the individual language learner” Verb––Object (meaning that something is (Hannele Dufva, e-mail March 3, 2018). being transferred, as realized in sentences as di- Like CA and interactional approaches (Hall, verse as Max gave the squirrel a nut, Nick gave Max 2019, this issue), usage-based approaches empha- ahug,orSteffi baked Max a cake, where nuts, hugs, size the social and the semiotic in the creation of and cakes are being transferred, respectively). As language, but additionally they recognize that re- the latter examples illustrate, not all constructions peated episodes of usage result in entrenchment carry meaning in the traditional ; many con- and the emergence of linguistic structure. Contra structions rather serve a more functional purpose. Hall (2019, this issue), I see nothing conceptually The passive construction, for instance, serves the confusing in the notion of construction grammar, function of shifting the focus of attention in an and the enterprise of cognitive linguistics is fully utterance from the agent of the action to the pa- in the transdisciplinary spirit of DFG. The scien- tient undergoing the action (compare the passive tific study of language has long recognized that A cake was baked for Max with its active counterpart language has observable, reliable, and produc- Steffi baked Max a cake) (Wulff & Ellis, 2018). tive structure at various levels (, mor- Language learning involves learning the as- phology, syntax, , pragmatic, stylistic, sociations within and between constructions. etc.) across multiple modalities of expression. Constructionist accounts of language acquisition We must embrace the richness and sophistication involve the distributional analysis of the language of , while at the same time stream and the parallel analysis of contingent recognizing the paucity of linguistic theories of perceptual activity, with abstract constructions learning. being learned from the conspiracy of concrete These are exciting times to work in usage- exemplars of usage following statistical learning based approaches to language learning because mechanisms (Rebuschat & Williams, 2012) relat- the enterprise brings together people working ing input and learner cognition. Psychological from different but complementary empirical analyses of this learning of constructions as and theoretical approaches: cognitive linguistics, form-pairs is informed by the literature on the construction grammar, , associative learning of cue–outcome contingen- cognitive psychology, learning theory, psycholin- cies where the usual determinants include for guistics, statistical learning theory, child language the construction: its frequency of experience, acquisition, neuroscience, , salience of form, significance of meaning, pro- computational science, natural language process- totypicality, redundancy vs. surprise value, and ing, emergentism and complex systems theory, the contingency of form and function; for the conversational analysis, dynamic systems theory, learner: factors relating to learned attention, au- , and social learning theory. tomaticity, transfer, overshadowing, and blocking All of these approaches can be brought to bear (N. Ellis, 2008c, 2017). These various psycholin- in researching how our history of usage affects guistic factors conspire in the acquisition and use language acquisition, knowledge, and process- of any linguistic construction. ing. For example, N. Ellis et al. (2016) recently Taking the social turn does not do away with summarized a 10-year research program into the linguistic structure. Instead it poses a set of ques- latent structure of verb–argument constructions tions relating to how language structure is learned (VACs) as associations of form and function from situated experience. Thus, cognitive linguis- by means of a corpus analysis of verb selection tics, usage-based approaches, and 4E cognitive preferences in 100 million words of usage along science complement our understanding of lan- with analysis of the semantic network structure guage cognition. One current collaboration is the of the verbs in these VACs. Our research em- “Thinking, Doing, Learning” conference series. phasizes the importance of item-based patterns The call for TDL4 states: “The conference brings and their perceptual groundings in acquisi- together researchers interested in a wide variety tion, with abstract schematic patterns emerging of questions to be answered about language us- from the conspiracy of particular usage patterns age, language learning, and cognition—from so- and their interpretations. Our analyses show that cietal issues of what it means to interact in an L2 these constructions are (a) Zipfian in their verb to how speakers carry out and accomplish social type–token constituency in usage, (b) selective actions in moment-to-moment sense-making ac- in their verb form occupancy, and (c) coherent tivities, and from the environments of language in their semantics, with a network structure Nick C. Ellis 51 involving prototypical nodes of high betweenness and how these change over time. The analysis centrality. Psychological theory relating to the of the distributional characteristics of linguistic statistical learning of categories suggests that constructions and their meanings as represen- these are factors which promote learning. We tative of the language that learners experience show how first and second language acquisition requires considerable computational corpus is driven by these usage patterns, and we also analysis and Natural Language Processing; then report a range of psycholinguistic experiments these findings need to inform experimental stud- showing that frequency, contingency, and se- ies of processing (Gries & Divjak, 2012; Gries & mantic prototypicality drive language processing Wulff, 2009; McEnery & Hardie, 2012; Rebuschat, in both conscious free- tasks and in Meurers, & McEnery, 2017). How the participant automatic ballistic processing in recognition agents and processes interact dynamically while threshold, naming, lexical decision, and seman- maintaining robust latent structures demands tic psycholinguistic processing tasks. Finally, we collaborations with Complex Adaptive Systems, use connectionist modelling to simulate acquisi- Dynamic Systems Theory, and Networks Science. tion from these input patterns, and agent-based There is much else still to do. There is consid- modeling to investigate processes of language erable research in first language acquisition; sec- change. ond language acquisition has had less attention; A central concern is how latent patterns of us- the multilingual focus of the present volume pri- age promote robust acquisition. If language is not oritizes expanding these inquiries to “all types, all to be isolated in any particular top-down control- shades and grades, of multilingualism” (Ortega, ling system or language acquisition device, if it is 2019, p. 34). Ortega explains these research prior- emergent, then how come it is robustly emergent? ities very clearly in her contribution to this special How come you learned language from your peo- volume. ple, I learned language from my people, our peo- Christiansen and Chater (2017) conclude their ple never met, yet we can share meanings? There article “Towards an Integrated Science of Lan- is so much exciting work to be done investigating guage” like this: the relations between language experience and language acquisition, knowledge, structure, and Reintegrating the language sciences also presents processing. huge opportunities for linking together different as- Understanding how usage affects an individual pects of the study of language: viewing language acquisition as the process of acquiring the ability learner’s languages demands the recording of to process specific constructions; seeing language longitudinal corpora of learner language and evolution as shaped by the processing and learn- subsequent transcription and analysis using a ing biases of the brain; providing a historical ex- variety of corpus, conversation analysis, and com- planation for and variation based putational techniques, many specially devised for on the diffusion and modification of constructions; learner language. It requires psycholinguistic in- and reconnecting linguistics with the construction vestigation of the learner’s language processing. of workable computer language processing systems. It demands linguistic theory. It necessitates an Although such reintegration has been hampered appreciation of the psychology of learning to un- in the past by the fragmentation of the study of derstand how processes of implicit, explicit, and language across university departments, conferences and funding bodies, the tide is now shifting and an statistical learning; categorization and ; integrated science of language is gradually emerg- proceduralization; and schematization affect the ing. We envisage a future where broad, interdisci- development of individual learners’ linguistic plinary departments of language science will become systems from the conspiracy of experiences of increasingly common. (p. 3). usage that vary in frequency, salience, contin- gency, prototypicality, emotionality, embodiment, IMPLICATIONS FOR TEACHING groundedness, and so forth. Attention is key in learning, cognition, and instruction; attention A longstanding concern of applied linguis- can be personally, environmentally, socially, and tics is the investigation of the different patterns culturally motivated. How do explicit and implicit of language competence that result from dif- learning together support language acquisition, ferent patterns of language experience (class- what is the nature of their interface? room instruction vs. naturalistic exposure; for- Understanding how usage affects languages eign/second/heritage/first language acquisition; calls for ‘big-data’ corpus investigations of repre- early vs. late exposure; simultaneous vs. succes- sentative language usage in different sociocul- sive bilingualism; implicit vs. explicit language tural institutions and communities of practices learning; spoken vs. written exposure; focus on 52 The Modern Language Journal, 103, Supplement 2019 meaning/focus on formS/focus on form; types of (1998) makes this point particularly well when he correction; etc. (N. Ellis, 1994; R. Ellis, 2010; Kelly, says, ‘Drills make sense only if they are defined in 1969; Long & Doughty, 2009; Long & Robinson, terms of behaviors to be drilled ( …) but [audiolin- 1998; Spada, 2011). The interest is both theoreti- gual methodologists] forgot to define the behaviors cal and applied in that answers to these questions they wanted to establish ( …) conveying personal mean- ings.’ (pp. 53–54) allow the catering of language experience to dif- ferent language learner needs. The relevant en- These emphases are sustained now in socially quiries are ongoing. However, we know broadly and culturally motivated approaches to language that a focus on grammar results in grammatical exposure, as already quoted from Wagner (2015, competence, sometimes accompanied by low flu- p. 75): “The target for many second language ency, whereas a focus on meaning can result in learners is not just ‘to speak another language,’ communicative competence and fluency, some- but to become part of the social and cultural en- times accompanied by low accuracy. vironment in which the language is used. This en- Forty years ago, Krashen (1982) described stu- tails frequent and rich participation in the second- dents of grammar-instruction who had “learned” language life worlds into which the learner and could explain rules like the third person sin- ‘bricolages’ his or her way.” Digital technologies gular “-s”, but who were not able to use them give increasing opportunities for rich ‘rewilding’ in casual conversations because they had not yet of education (Dubreil & Thorne, 2017; Thorne, “acquired” them. Krashen’s response was to ad- 2018) and we should be optimistic that such vocate a Natural Approach, which held that (a) embodied, environmentally embedded, enacted, language acquisition does not require extensive socially encultured, and situated environments use of conscious grammatical rules, and does (Eskildsen & Wagner, 2015) can provide flow and not require tedious drill, (b) acquisition requires concomitantly rich language learning. meaningful interaction in the target language— Nevertheless, there are certain aspects of natural communication—in which speakers are language to which uninstructed second lan- concerned not with the form of their utterances guage learners operating in the real-world wilds but with the messages they are conveying and un- commonly prove impervious, where input fails derstanding, (c) comprehensible input is the cru- to become intake (Corder, 1967). Schmidt’s cial and necessary ingredient for the acquisition paradigm case of a naturalistic learner, Wes, was of language, and (d) that real world conversations very fluent, with high levels of strategic compe- with sympathetic native speakers who are willing tence, but low levels of grammatical accuracy. to help the acquirer understand are very helpful. He was described as being interested in the Lightbown (2008, pp. 28–29) summarized the message, not the form, and as being impatient subsequent 30 years as follows: with correction. In discussing Wes’s unconscious naturalistic acquisition of English as a second For more than thirty years, pedagogical practice and language (ESL) in the 5 years since coming to have emphasized the value America, Schmidt (1984) reported: of language learning that takes place in situations where learners are actually engaged in using lan- If language is seen as a medium of communication, guage rather than in learning word lists and gram- as a tool for initiating, maintaining and regulating re- mar rules in anticipation of using the language at lationships and carrying on the business of life, then some future time. This includes instructional mod- W has been a successful language learner ( …). If lan- els such as content-based instruction or a version of guage acquisition is taken to mean (as it usually is) communicative language teaching in which there is the acquisition of grammatical structures, then the essentially no form-focused language teaching and acquisition approach may be working, but very slowly students are expected to learn language “inciden- ( …). Using 90% correct in obligatory contexts as the tally”, while their attention is focused on meaning criterion for acquisition, none of the grammatical (Howatt, 1984; Snow, Met, & Genesee, 1992). Form- morphemes counted has changed from unacquired focused instruction that is isolated from communica- to acquired status over a five year period. (p. 5) tive language use has become rare in many class- rooms (Lightbown & Spada, 2006). The preference Likewise, in the large European Science Foun- is to integrate form focus into a rich communicative dation (ESF) crosslinguistic and longitudinal re- context (Long & Robinson, 1998). One approach to language teaching that has been strongly criticized is search project, Klein and Perdue (1992) ex- the kind of mechanical drill in which students repeat amined how 40 adult learners picked up the sentences that are related only by the fact that they language of their social environment by every- share some grammatical pattern (Lightbown, 1983; day communication. They described the interlan- Long, 1991; Wong & VanPatten, 2003). DeKeyser guage of these learners as the ‘Basic Variety.’ All Nick C. Ellis 53 learners, independent of source language and tar- worthy goal of cognitive psychology and usage- get language, developed and used it, with about based linguistics to understand their origins. Dif- one-third of them fossilizing at this level in that ferent language experiences result in different although they learned more words, they did not types of language knowledge. If the goal is shar- further complexify their utterances in respects of ing communication in the here-and-now, that is or syntax. In this Basic Variety, most quite a different goal from writing an essay for lexical items stem from the target language, but academic purposes. Some learners strive for flu- they are uninflected. ency, some for grammatical correctness, some for sharing meanings, some for cultural integration. There is no functional morphology. By far most lex- We should acknowledge and support learners’ ical items correspond to nouns, verbs and adverbs; linguistic goals toward self-determination (Nor- closed-class items, in particular determiners, sub- ton, 2000) and agency (Larsen–Freeman, 2019, ordinating elements, and prepositions, are rare, if this issue). present at all ( …). Note that there is no functional Linguistic prescriptivism is a different matter inflection whatsoever: no tense, no aspect, no mood, no agreement, no casemarking, no gender assign- entirely (Curzan, 2014; Joseph, 1987). As Ortega ment; nor are there, for example, any expletive el- (2019, this issue) cautions, the field of SLA should ements. (Klein, 1998, pp. 554–555) ever strive to avoid unconscious prescriptivism through judgmental comparisons against native At the level too, the proportion of speaker norms. We are all subject to implicit bias second language speakers affects the morpholog- relating to self-justification, ethnocentrism, ho- ical complexity of the language (N. Ellis, 2008a; mophily, ingroup bias, and outgroup antipathy McWhorter, 2002, 2004; Mufwene, 2001, 2008; (Nosek, Hawkins, & Frazier, 2011; Staats et al., Trudgill, 2002a, 2002b). 2015), and there is arguably no greater source There are good cognitive psychological rea- of self and identity than language. Heeding Or- sons why functional morphology is less learnable tega’s call for a broadening of our focus toward than lexis in SLA because of factors including low the wider world of multilingualism will not only salience, low contingency, blocking, and learned act against this trend, but will also increase the va- attention (N. Ellis, 2006c, 2008c, 2017) and thus lidity, relevance, and interest of our research base. why form-focussed instruction might be relevant if that is what particular language learners want INDIVIDUALS AND THEIR ECOLOGY to be able to do in their language (Doughty & Williams, 1998; N. Ellis, 2005). The problem Languages, usage, culture, and social experi- then is how best to integrate focus on meaning ence are all ecological phenomena. They are and form-focused instruction, and a lot of careful emergent from complex adaptive systems—so thought and educational research has been ded- much so that one can imagine that they are ba- icated to this problem (Doughty & Long, 2003; sically indivisible from their environments. Yeats’s R. Ellis, 2005, 2012; Long & Doughty, 2009; Or- poem “Among School Children” (1989, originally tega, 2013). Task-based language teaching (TBLT; published 1928) questions both his own lifelong R. Ellis, 2003; Long, 2014) tries to encourage in- search for a unity of being and modern regi- teraction and engagement in meaningful authen- mented curricula that deny creative individual- tic language while focussing students to do mean- ity. He later revised this work, lightening the pes- ingful tasks using the target language. Robinson simism by means of the addition of a final stanza and Ellis (2008), Littlemore (2009), Tyler (2012), that sees a possibility of understanding the whole and Ortega et al. (2016) describe usage-inspired in terms of the unity of dynamics and complex- L2 teaching and other applications of cognitive- ity: He asks “How can we know the dancer from linguistics. However, the full implications of this the dance?” and “O chestnut tree, great rooted theory of language cognition for teacher training, blossomer, Are you the leaf, the blossom, or the teaching methods, and educational policy require bole?” In recognizing variation, individuality, and extensive further consideration. contextualization in time and space, we must not The various learner competences outlined in lose sight of the wood for the trees. this section are different. They are simply differ- As researchers, we might identify one individ- ent, not objectively worse or better than one an- ual in the community, focus in on them, and other. Semantics and syntax play their different identify their idiosyncratic characteristics. They roles in our essential communications. It is a wor- carry their language with them to tell their life sto- thy linguistic exercise to describe different pro- ries in their characteristic ways. Individuals have files of complexity, accuracy, and fluency, anda constancies—individual differences are reliable. 54 The Modern Language Journal, 103, Supplement 2019

As linguists we might stop the speech stream and Language is a complex adaptive system. Position identify individual unit patterns, which we might paper. Language Learning, 59, Supplement 1, 1–26. label as a phoneme, lexeme, , or other Behrens, H. (2009). Usage-based and emergentist ap- construction. We can identify and label these and proaches to language acquisition. Linguistics, 47, other speech acts in their registers and genres as 383–411. they strike us as being interesting categories in Bod, R., Hay, J., & Jannedy, S. (Eds.). (2003). Probabilistic linguistics. Cambridge, MA: The MIT Press. the ecology. And often, when we look for others Bratman, M. (1992). Shared cooperative activity. The of the same type, we find they share reliable as- Philosophical Review, 101, 327–341. sociations and interpretations. Any of these types Bronfenbrenner, U. (1979). The ecology of human develop- also have characteristic patterns of interaction ment: Experiments by nature and design. Cambridge, in collocation, or lexicosyntax, or sociolinguistic MA: Harvard University Press. choice. Usage is patterned both syntagmatically Brown, J. S., Collins, A., & Duguid, S. (1989). Situated and paradigmatically. Ecologies are patterned cognition and the culture of learning. Educational both synchronically and diachronically. Theories Researcher, 18, 32–42. are likewise situated in their time, their place, Budbill, D. (1999). The three goals. From moment to mo- and their thinkers. Patterns are emergent. ment: Poems of a mountain recluse. Port Townsend, WA: Copper Canyon Press. The Three Goals Bybee, J. (2010). Language, usage, and cognition.Cam- The first goal is to see the thing clearly itself bridge: Cambridge University Press. in and for itself, to see it simply and clearly Bybee, J., & Hopper, P. (Eds.). (2001). Frequency and forwhatitis. the emergence of linguistic structure.Amsterdam:John No symbolism, please. Benjamins. Cadierno, T., & Eskildsen, S. W. (Eds.). (2015). Usage- The second goal is to see each individual thing based perspectives on second language learning. Berlin: as unified, as one, with all the other de Gruyter Mouton. ten thousand things. Chemero, A. (2009). Radical embodied cognitive science. In this regard, a little wine helps a lot. Cambridge MA: The MIT Press. The third goal is to grasp the first and second goals, Christiansen, M. H., & Chater, N. (2017). Towards an to see the universal and the particular, integrated science of language. Nature Human Be- simultaneously. haviour, 1, 0163. https://doi.org/10.1038/s41562- Regarding this one, call me when you get it. 017-0163 (Budbill, 1999) Christiansen, M. H., & Chater, N. (Eds.). (2001). Con- nectionist psycholinguistics. Westport, CO: Ablex. Clancey, W. J. (2009). Scientific antecedents of sit- uated cognition. In P. Robbins & M. Aydede REFERENCES (Eds.), The Cambridge handbook of situated cognition (pp. 11–34). Cambridge: Cambridge University Press. Anderson, J. R. (2015). Cognitive psychology and its impli- Clark, A. (1998). Being there: Putting brain, body, and world cations (8th ed.). New York: Worth Publishers. together again. Cambridge, MA: The MIT Press. Atkinson, D. (2002). Towards a sociognitive approach Clark, A. (2005). Word, niche and super-niche: How lan- to second language acquisition. Modern Language guage makes minds matter more. THEORIA. An Journal, 86, 525–545. International Journal for Theory, History and Founda- Atkinson, D. (2010). Extended, embodied cognition tions of Science, 20, 255–268. and second language acquisition. Applied Linguis- Clark, A. (2010). Supersizing the mind: Embodiment, action, tics, 31, 599–622. and cognitive extension. Oxford: Oxford University Atkinson, D. (Ed.). (2011). Alternative approaches to second Press. language acquisition. London: Routledge. Clark, A., & Chalmers, D. J. (1998). The extended mind. Barsalou, L. W. (1999). Perceptual symbol systems. Be- Analysis, 58, 7–19. havioral and Brain Sciences, 22, 577–660. Clark, A., & Toribio, J. (1994). Doing without represent- Barsalou, L. W. (2008). Grounded cognition. Annual Re- ing? Synthese. Special Issue: On connectionism and the view of Psychology, 59, 617–645. frontiers of artificial intelligence, 101, 401–431. Bateson, G. (1979). Mind and nature: A necessary unity: Clark, H. H. (1996). Using language. Cambridge: Cam- New York: Hampton Press. bridge University Press. Bateson, G. (2000 [1972]). Steps to an ecology of mind: Cohen, R. L. (1989). Memory for action events: The Collected essays in anthropology, psychiatry, evolution, power of enactment. Review, and epistemology. Chicago, IL: University of Chicago 1, 57–80. Press. Coltheart, M. (2001). Assumptions and methods in Beckner, C., Blythe, R. A., Bybee, J., Christiansen, M. H., cognitive neuropsychology. In B. Rapp (Ed.), Croft, W., Ellis, N. C., … Schoenemann, T. (2009). Handbook of cognitive neuropsychology: What deficits Nick C. Ellis 55

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