Evaluation of Transport Sector, Serbia, 090813.Pdf
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LOT No: 2 TRANSPORT AND INFRASTRUCTURES FRAMEWORK CONTRACT TECHNICAL ASSISTANCE FOR THE EVALUATION OF TRANSPORT SECTOR IMPLEMENTED AND FINANCED BY IPA PROGRAMME AND OTHER DONORS IN THE REPUBLIC OF SERBIA Contract No 2012/ 310845 FWC FINAL EVALUATION REPORT th Submitted on 9 August 2013 An EU funded project managed by the The project is implemented by: Delegation of the European Union to the Republic of Serbia This report has been prepared with financial assistance from the Commission of the European Communities. The views expressed herein are those of the consultant and therefore in no way reflect the official opinion of the European Commission. Technical Assistance for the Evaluation of Transport sector implemented and financed by IPA FINAL EVALUATION Programme and Other Donors in the Republic of Serbia REPORT Contents LIST OF ABBREVIATIONS AND ACRONYMS ........................................................................................ 3 EXECUTIVE SUMMARY .......................................................................................................................... 5 1 INTRODUCTION ............................................................................................................................ 18 2 MAPPING OF ASSISTANCE ......................................................................................................... 19 2.1 The strategy and policy context ................................................................................................ 19 2.2 Funding to the transport sector 2007-2011 ............................................................................... 20 2.2.1 IPA .................................................................................................................................. 20 2.2.2 IFIs .................................................................................................................................. 22 2.2.3 Bi-Lateral funding ............................................................................................................ 24 2.3 Future Perspectives .................................................................................................................. 25 3 METHODOLOGY ........................................................................................................................... 26 3.1 Sequencing of the Evaluation ................................................................................................... 26 3.2 Approach .................................................................................................................................. 27 4 BACKGROUND AND CONTEXT ................................................................................................... 28 4.1 Evaluation Questions, Criteria and Indicators ........................................................................... 28 4.2 Sample of Projects ................................................................................................................... 28 5 FINDINGS AND ANALYSIS ........................................................................................................... 31 5.1 Road Sector .............................................................................................................................. 31 5.2 Railways ................................................................................................................................... 41 5.3 Inland Waterways ..................................................................................................................... 53 5.4 Aviation ..................................................................................................................................... 61 5.5 Intermodal ................................................................................................................................. 65 5.6 Horizontal ................................................................................................................................. 70 5.7 IFI ............................................................................................................................................. 77 5.8 Bi-lateral funding ....................................................................................................................... 88 6 CONCLUSIONS ............................................................................................................................. 89 6.1 Conclusions .............................................................................................................................. 89 6.1.1 Overall assessment of relevance, efficiency, effectiveness, impact and sustainability ... 89 ANNEXES ............................................................................................................................................. 123 Annex 1: Evaluation Questions ........................................................................................................ 124 Annex 2: List of Meetings ................................................................................................................. 131 Annex 3: List of Documents Received .............................................................................................. 134 PLANET S.A. 2 Technical Assistance for the Evaluation of Transport sector implemented and financed by IPA FINAL EVALUATION Programme and Other Donors in the Republic of Serbia REPORT LIST OF ABBREVIATIONS AND ACRONYMS AIS Automatic Identification System BC Beneficiary Country CAD Civil Aviation Directorate CARDS Community Assistance for Reconstruction, Development and Stabilisation CDA Czech Development Authority CFCU Central Finance and Contracting Unit CoS Corridors of Serbia DIS Decentralised Implementation System EAR European Agency for Reconstruction EBRD European Bank for Reconstruction and Development EC European Commission ECAA European Common Aviation Area EIB European Investment Bank EIA Environmental Impact Assessment EIRR Economic Internal Rate of Return EMU Electric Multiple Unit ENC Electronic Navigation Chart EU European Union EUD European Union Delegation EUR Euro EURc Euro cents EURm million Euros FDPS Flight Data processing System FIS Fairway Information System FYROM Former Yugoslav Republic of Macedonia GDP Gross Domestic Product GMPT General Master Plan for Transport GoS Government of Serbia IFI International Financing Institution IMAS International Mine Action Centre IPA Instrument for Pre-Accession Assistance IWT Inland Waterway Transport JSC Joint Stock Company LAP Legal Action Plan LFA Logical Framework Analysis PLANET S.A. 3 Technical Assistance for the Evaluation of Transport sector implemented and financed by IPA FINAL EVALUATION Programme and Other Donors in the Republic of Serbia REPORT MIFF Multi-annual Indicative Financial Framework MIP Multi-annual Indicative Programming MIPD Multi-annual Indicative Programming Document MIS Management Information System MoT Ministry of Transport MS Member State NAD Needs Assessment Document NPI National Plan for Integration with the EU NPV Net Present Value ODA Official Development Assistance OCL Overhead Contact Line OVI Objectively Verifiable Indicator PE Public Enterprise PIU Project Implementation Unit PLOVPUT Inland Waterways Directorate RIS River Information System RMS Railway Management System RPF Resettlement Policy Framework RTA Resident Twinning Advisor SAA Stabilisation and Association Agreement SWAp Sector-Wide Approach SEETO South East Europe Transport Observatory SEIO Serbian European Integration Office SR Serbian Railways SSP State Safety Programme TA Technical Assistance TEN-T Trans-European Network - Transport TNA Training Needs Assessment ToR Terms of Reference UXO Unexploded Ordnances veh.km vehicle kilometre VTTS Vessel Tracking and Tracing Service WBIF Western Balkan Investment Framework PLANET S.A. 4 Technical Assistance for the Evaluation of Transport sector implemented and financed by IPA FINAL EVALUATION Programme and Other Donors in the Republic of Serbia REPORT EXECUTIVE SUMMARY 1. This project is designed to assess the relevance, effectiveness, efficiency, impact and sustainability of ODA to Serbia for the period 2007-2011 and covers IPA, IFIs and bi-lateral donors. It aims to provide a framework for future decision-making with regard to the design, programming, implementation and evaluation of financial assistance based upon the lessons learned from past experiences and best practice; and to formulate policy objectives and indicators for future assistance that are both measurable and implementable. The project was carried out by Planet S.A from Greece and took place between March and June 2013. 2. The volume of IPA assistance to the transport sector in Serbia for the period 2007-2011 amounted to €83.34 million, of which €68.90 million has been contracted to date. IFI assistance comprised funding from the EIB, EBRD and the World Bank. Loans from the EIB amounted to €905 million with the total amount disbursed to date being €109.30 million. The EBRD’s budget amounted to €430 million of which only €90 million has been disbursed to date, whilst that from the World Bank amounted to some $388 million of which some $25 million has been disbursed. Of the bi-lateral donors funding transport projects in this period, the Hellenic Plan has provided grants of some €70 million whilst the Czech Government provided €1.5 million and the Chinese Government some €300 million, most of which has been for the Zemun Bridge. 3. In terms of Relevance