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Annual Securities Report

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Annual Securities Report Annual Securities Report 54th term (from April 1, 2017 to March 31, 2018) Hitachi Construction Machinery Co., Ltd. [Cover] [Document Filed] Annual Securities Report (“Yukashoken Hokokusho”) [Applicable Law] Article 24, paragraph 1 of the Financial Instruments and Exchange Act of Japan [Filed with] Director, Kanto Local Finance Bureau [Filing Date] June 26, 2018 [Fiscal Year] 54th term (from April 1, 2017 to March 31, 2018) [Company Name] Hitachi Kenki Kabushiki-Gaisha [Company Name in English] Hitachi Construction Machinery Co., Ltd. [Name and Title of Representative] Kotaro Hirano, President and Executive Officer [Address of Headquarters] 2-16-1, Higashiueno, Taito-ku, Tokyo [Phone No.] +81-3-5826-8151 [Direct-dialing] [Contact Person] Yusuke Araki, General Manager, Legal Dept. [Contact Address] 2-16-1, Higashiueno, Taito-ku, Tokyo [Phone No.] +81-3-5826-8151 [Direct-dialing] [Contact Person] Yusuke Araki, General Manager, Legal Dept. [Place Where Available for Public Tokyo Stock Exchange, Inc. Inspection] 2-1, Nihonbashi Kabutocho, Chuo-ku, Tokyo 1 Contents Part I Information on the Company ................................................................................................................. 3 I. Overview of the Company ........................................................................................................................ 3 1. Transition of the Key Financial Data ...................................................................................................................................3 2. History .................................................................................................................................................................................6 3. Description of Business .......................................................................................................................................................8 4. Information on Subsidiaries and Associates ........................................................................................................................9 5. Employees ......................................................................................................................................................................... 13 II. Business Overview ................................................................................................................................... 14 1. Management Policy, Operating Environment and Issues to be Addressed ........................................................................ 14 2. Business Risks ................................................................................................................................................................... 16 3. Management Analysis of Financial Condition, Results of Operations and Cash Flows .................................................... 18 4. Important Business Contracts, etc. ..................................................................................................................................... 25 5. Research and Development Activities ............................................................................................................................... 26 III. Property, Plant and Equipment ............................................................................................................. 28 1. Overview of Capital Investment ........................................................................................................................................ 28 2. Major Property, Plant and Equipment................................................................................................................................ 28 3. Plan for New Capital Investment and Disposal, etc. of Property, Plant and Equipment .................................................... 29 IV. Information on the Company ................................................................................................................. 30 1. Information on the Company’s Stock, etc.......................................................................................................................... 30 (1) Total number of shares, etc. ......................................................................................................................................... 30 (2) Information on subscription rights to shares, etc. ......................................................................................................... 31 (3) Information on moving strike convertible bonds, etc. .................................................................................................. 31 (4) Changes in the total number of issued shares and the amount of common stock and other ......................................... 31 (5) Composition of shareholders ........................................................................................................................................ 31 (6) Major shareholders ....................................................................................................................................................... 32 (7) Information on voting rights ........................................................................................................................................ 33 2. Information on Acquisition, etc., of Treasury Stock .......................................................................................................... 34 3. Dividend Policy ................................................................................................................................................................. 35 4. Changes in Share Prices ..................................................................................................................................................... 35 5. Directors and Executive Officers ....................................................................................................................................... 36 6. Corporate Governance, etc. ............................................................................................................................................... 44 V. Financial Information ............................................................................................................................. 53 1. Consolidated Financial Statements, etc. ............................................................................................................................ 54 (1) Consolidated financial statements ................................................................................................................................ 54 (2) Others ......................................................................................................................................................................... 108 2. Non-consolidated Financial Statements, etc. ................................................................................................................... 109 (1) Non-consolidated financial statements ....................................................................................................................... 109 (2) Major property, plant, equipment and debt ................................................................................................................ 125 (3) Others ......................................................................................................................................................................... 125 VI. Overview of Operational Procedures for Shares of the Company .................................................... 126 VII. Reference Information of the Company .............................................................................................. 127 1. Information about Parent Company, etc. of the Company ............................................................................................... 127 2. Other Reference Information ........................................................................................................................................... 127 Part II Information about Company Which Provides Guarantee to the Company, etc. .......................... 128 2 Part I Information on the Company I. Overview of the Company 1. Transition of the Key Financial Data (1) Five-year financial data (Millions of yen, unless otherwise stated) IFRS 50th term 51st term 52nd term 53rd term 54th term As of the transition date and as of and years March 31, March 31, March 31, March 31, March 31, ended 2014 2015 2016 2017 2018 Revenue 802,988 815,792 758,331 753,947 959,153 Income before income taxes 60,252 58,953 24,517 23,859 95,612 Net income attributable to owners of the parent 35,747 26,023 8,804 8,022 60,004 Comprehensive income attributable to owners of 54,409 45,782 (22,394) 7,876 58,437 the parent Total equity attributable to owners of the parent 397,004 431,227 395,963 399,619 448,502 Total assets 1,101,114 1,064,673 926,628 1,012,208 1,089,796 Equity per share attributable to owners of the 1,868.17 2,028.57 1,861.93 1,879.14 2,109.04 parent (Yen) EPS attributable to owners of the parent Net income per share (Basic) (Yen) 168.30 122.44 41.41 37.72 282.16 Net income per share (Diluted) (Yen) 168.24 122.42 41.41 37.72 282.16 Equity attributable to owners of the parent ratio 36.1 40.5 42.7 39.5 41.2 (%) Profit on equity attributable to owners of the 9.6 6.3 2.1 2.0 14.1 parent (%) Price earnings ratio (Times) 11.81 17.17 43.18 73.57 14.55 Net cash
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