No 338/97 of 9 December 1996 on the Protection of Species of Wild Fauna and Flora by Regulating Trade Therein (OJ L 61, 3.3.1997, P

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►B COUNCIL REGULATION (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 61, 3.3.1997, p. 1)

Amended by:

Official Journal

No page date ►M1 Commission Regulation (EC) No 938/97 of 26 May 1997 L 140 1 30.5.1997 ►M2 Commission Regulation (EC) No 2307/97 of 18 November 1997 L 325 1 27.11.1997 ►M3 Commission Regulation (EC) No 2214/98 of 15 October 1998 L 279 3 16.10.1998 ►M4 Commission Regulation (EC) No 1476/1999 of 6 July 1999 L 171 5 7.7.1999 ►M5 Commission Regulation (EC) No 2724/2000 of 30 November 2000 L 320 1 18.12.2000 ►M6 Commission Regulation (EC) No 1579/2001 of 1 August 2001 L 209 14 2.8.2001 ►M7 Commission Regulation (EC) No 2476/2001 of 17 December 2001 L 334 3 18.12.2001 ►M8 Commission Regulation (EC) No 1497/2003 of 18 August 2003 L 215 3 27.8.2003 ►M9 Regulation (EC) No 1882/2003 of the European Parliament and of the L 284 1 31.10.2003 Council of 29 September 2003 ►M10 Commission Regulation (EC) No 834/2004 of 28 April 2004 L 127 40 29.4.2004 ►M11 Commission Regulation (EC) No 1332/2005 of 9 August 2005 L 215 1 19.8.2005 ►M12 Commission Regulation (EC) No 318/2008 of 31 March 2008 L 95 3 8.4.2008 ►M13 Commission Regulation (EC) No 407/2009 of 14 May 2009 L 123 3 19.5.2009 ►M14 Regulation (EC) No 398/2009 of the European Parliament and of the L 126 5 21.5.2009 Council of 23 April 2009 ►M15 Commission Regulation (EU) No 709/2010 of 22 July 2010 L 212 1 12.8.2010 ►M16 Commission Regulation (EU) No 101/2012 of 6 February 2012 L 39 133 11.2.2012 ►M17 Commission Regulation (EU) No 1158/2012 of 27 November 2012 L 339 1 12.12.2012 ►M18 Commission Regulation (EU) No 750/2013 of 29 July 2013 L 212 1 7.8.2013 ►M19 Commission Regulation (EU) No 1320/2014 of 1 December 2014 L 361 1 17.12.2014 ►M20 Commission Regulation (EU) 2016/2029 of 10 November 2016 L 316 1 23.11.2016 ►M21 Commission Regulation (EU) 2017/128 of 20 January 2017 L 21 1 26.1.2017 ►M22 Commission Regulation (EU) 2017/160 of 20 January 2017 L 27 1 1.2.2017

Corrected by:

►C1 Corrigendum, OJ L 298, 1.11.1997, p. 70 (338/97) ►C2 Corrigendum, OJ L 139, 5.6.2009, p. 35 (407/2009) ►C3 Corrigendum, OJ L 23, 28.1.2017, p. 123 (2017/128) 01997R0338 — EN — 04.02.2017 — 020.001 — 2

▼B COUNCIL REGULATION (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein

Article 1 Object

The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with the following Articles.

This Regulation shall apply in compliance with the objectives, prin ciples and provisions of the Convention defined in Article 2.

Article 2 Definitions

For the purposes of this Regulation:

(a) ‘committee’ shall mean the Committee on Trade in Wild Fauna and Flora, established under Article 18;

(b) ‘convention’ shall mean the Convention on International Trade in Endangered Species of Wild Fauna and Flora (Cites);

(c) ‘country of origin’ shall mean the country in which a specimen was taken from the wild, captive-bred or artificially propagated;

(d) ‘import notification’ shall mean the notification given by the importer or his agent or representative, at the time of the intro duction into the Community of a specimen of a species included in Annexes C or D, on a form prescribed by the Commission in accordance with the procedure laid down in Article 18;

(e) ‘introduction from the sea’ shall mean the introduction into the Community of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;

(f) ‘issuance’ shall mean the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;

(g) ‘management authority’ shall mean a national administrative authority designated, in the case of a Member State, in accordance with Article 13(1)(a) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(h) ‘member state of destination’ shall mean the Member State of destination mentioned in the document used to export or re-export a specimen; in the event of introduction from the sea, it shall mean the Member State within whose jurisdiction the place of destination of a specimen lies;

(i) ‘offering for sale’ shall mean offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat; 01997R0338 — EN — 04.02.2017 — 020.001 — 3

▼B (j) ‘personal or household effects’ shall mean dead specimens, parts and derivatives thereof, that are the belongings of a private indi vidual and that form, or are intended to form, part of his normal goods and chattels;

(k) ‘place of destination’ shall mean the place at which at the time of introduction into the Community, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;

(l) ‘population’ shall mean a biologically or geographically distinct total number of individuals;

(m) ‘primarily commercial purposes’ shall mean all purposes the non- commercial aspects of which do not clearly predominate;

(n) ‘re-export from the Community’ shall mean export from the Community of any specimen that has previously been introduced;

(o) ‘reintroduction into the Community’ shall mean introduction into the Community of any specimen that has previously been exported or re-exported;

(p) ‘sale’ shall mean any form of sale. For the purposes of this Regu lation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;

(q) ‘scientific authority’ shall mean a scientific authority designated, in the case of a Member State, in accordance with Article 13(1)(b) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(r) ‘scientific review group’ shall mean the consultative body estab lished under Article 17;

(s) ‘species’ shall mean a species, subspecies or population thereof;

(t) ‘specimen’ shall mean any animal or plant, whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of animals or plants of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned.

A specimen will be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;

(u) ‘trade’ shall mean the introduction into the Community, including introduction from the sea, and the export and re-export therefrom, as well as the use, movement and transfer of possession within the Community, including within a Member State, of specimens subject to the provisions of this Regulation; 01997R0338 — EN — 04.02.2017 — 020.001 — 4

▼B (v) ‘transit’ shall mean the transport of specimens between two points outside the Community through the territory of the Community which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;

(w) ‘worked specimens that were acquired more than 50 years previously’ shall mean specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, more than 50 years before the entry into force of this Regulation and that have been, to the satisfaction of the management authority of the Member State concerned, acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;

(x) ‘checks at the time of introduction, export, re-export and transit’ shall mean documentary checks on the certificates, permits and notifications provided for in this Regulation and — in cases where Community provisions so provide or in other cases by repre sentative sampling of the consignments — examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.

Article 3 Scope

1. Annex A shall contain:

(a) the species listed in Appendix I to the Convention for which the Member States have not entered a reservation;

(b) any species:

(i) which is, or may be, in demand for utilization in the Community or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species;

(ii) which is in a genus of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in subparagraphs (a) or (b)(i) and whose listing in the Annex is essential for the effective protection of those taxa.

2. Annex B shall contain:

(a) the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the Member States have not entered a reservation;

(b) the species listed in Appendix I to the Convention for which a reservation has been entered; 01997R0338 — EN — 04.02.2017 — 020.001 — 5

▼B (c) any other species not listed in Appendices I or II to the Convention:

(i) which is subject to levels of international trade that might not be compatible:

— with its survival or with the survival of populations in certain countries, or

— with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs:

(ii) whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or Annex B, is essential in order to ensure the effectiveness of controls on trade in specimens of such species;

(d) species in relation to which it has been established that the intro duction of live specimens into the natural habitat of the Community would constitute an ecological threat to wild species of fauna and flora indigenous to the Community.

3. Annex C shall contain:

(a) the species listed in Appendix III to the Convention, other than those listed in Annexes A or B, for which the Member States have not entered a reservation;

(b) the species listed in Appendix II to the Convention for which a reservation has been entered.

4. Annex D shall contain:

(a) species not listed in Annexes A to C which are imported into the Community in such numbers as to warrant monitoring;

(b) the species listed in Appendix III to the Convention for which a reservation has been entered.

5. Where the conservation status of species covered by this Regu lation warrants their inclusion in one of the Appendices to the Convention, the Member States shall contribute to the necessary amend ments.

Article 4 Introduction into the Community

1. The introduction into the Community of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination. 01997R0338 — EN — 04.02.2017 — 020.001 — 6

▼B The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:

(a) the competent scientific authority, after considering any opinion by the Scientific Review Group, has advised that the introduction into the Community:

(i) would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;

(ii) is taking place:

— for one of the purposes referred to in Article 8(3)(e), (f) and (g), or

— for other purposes which are not detrimental to the survival of the species concerned;

(b) (i) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export;

(ii) however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presen tation of the export permit or re-export certificate;

(c) the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(d) the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;

(e) the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and

(f) in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.

2. The introduction into the Community of specimens of the species listed in Annex B shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import permit issued by a management authority of the Member State of destination. 01997R0338 — EN — 04.02.2017 — 020.001 — 7

▼B The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:

(a) the competent scientific authority, after examining available data and considering any opinion from the Scientific Review Group, is of the opinion that the introduction into the Community would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;

(b) the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

3. The introduction into the Community of specimens of the species listed in Annex C shall be subject to completion of the necessary checks and the prior presentation, at the border customs office at the point of introduction, of an import notification and:

(a) in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide docu mentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or

(b) in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.

4. The introduction into the Community of specimens of the species listed in Annex D shall be subject to completion of the necessary checks and the prior presentation of an import notification at the border customs office at the point of introduction.

5. The conditions for the issuance of an import permit as referred to in paragraph 1(a) and (d) and in paragraph 2(a), (b) and (c) shall not apply to specimens for which the applicant provides documentary evidence:

(a) that they had previously been legally introduced into or acquired in the Community and that they are, modified or not, being reintroduced into the Community; or

(b) that they are worked specimens that were acquired more than 50 years previously. 01997R0338 — EN — 04.02.2017 — 020.001 — 8

▼M14 6. In consultation with the countries of origin concerned, in accordance with the regulatory procedure referred to in Article 18(2) and taking account of any opinion from the Scientific Review Group, the Commission may establish general restrictions, or restrictions relating to certain countries of origin, on the introduction into the Community:

▼B (a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;

(b) on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and

(c) of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or

(d) of live specimens of species for which it has been established that their introduction into the natural environment of the Community presents an ecological threat to wild species of fauna and flora indigenous to the Community.

The Commission shall on a quarterly basis publish a list of such restric tions, if any, in the Official Journal of the European Communities.

▼M14 7. Where special cases of transhipment, air transfer or rail transport occur following introduction into the Community, derogations from completion of the checks and presentations of import documents at the border customs office at the point of introduction which are referred to in paragraphs 1 to 4 shall be granted by the Commission in order to permit such checks and presentations to be made at another customs office designated in accordance with Article 12(1).

Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B

Article 5 Export or re-export from the Community

1. The export or re-export from the Community of specimens of the species listed in Annex A shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in which the specimens are located.

2. An export permit for specimens of the species listed in Annex A may be issued only when the following conditions have been met:

(a) the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species; 01997R0338 — EN — 04.02.2017 — 020.001 — 9

▼B (b) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; where the application is made to a Member State other than the Member State of origin, such documentary evidence shall be furnished by means of a certificate stating that the specimen was taken from the wild in accordance with the legislation in force on its territory;

(i) any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and

(ii) — the specimens of species not listed in Annex I to the Convention will not be used for primarily commercial purposes, or

— in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued;

and

(d) the management authority of the Member State is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.

3. A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) and (d) have been met and when the applicant provides documentary evidence that the specimens:

(a) were introduced into the Community in accordance with the provisions of this Regulation;

(b) if introduced into the Community before the entry into force of this Regulation, were introduced in accordance with the provisions of Regulation (EEC) No 3626/82; or

(c) if introduced into the Community before 1984, entered international trade in accordance with the provisions of the Convention; or

(d) were legally introduced into the territory of a Member State before the provisions of the Regulations referred to in (a) and (b) or of the Convention became applicable to them, or became applicable in that Member State.

4. The export or re-export from the Community of specimens of the species listed in Annexes B and C shall be subject to completion of the necessary checks and the prior presentation, at the customs office at which the export formalities are completed, of an export permit or re-export certificate issued by a management authority of the Member State in whose territory the specimens are located. 01997R0338 — EN — 04.02.2017 — 020.001 — 10

▼B An export permit may be issued only when the conditions referred to in paragraph 2 (a), (b), (c) (i) and (d) have been met.

A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.

▼M14 5. Where an application for a re-export certificate concerns specimens introduced into the Community under an import permit issued by another Member State, the management authority must first consult the management authority which issued the permit. The consul tation procedures and the cases in which consultation is necessary shall be established by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B 6. The conditions for the issuance of an export permit or re-export certificate as referred to in paragraph 2 (a) and (c) (ii) shall not apply to:

(i) worked specimens that were acquired more than 50 years previously; or

(ii) dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of this Regulation, or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.

7. (a) The competent scientific authority in each Member State shall monitor the issuance of export permits by that Member State for specimens of species listed in Annex B and actual exports of such specimens. Whenever such scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3 (1) (a) or (b) (i), the scientific authority shall advise the competent management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species

▼M14 (b) Whenever a management authority is advised of the measures referred to in (a), it shall inform and send comments to the Commission which shall, if appropriate, recommend restrictions on exports of the species concerned in accordance with the regulatory procedure referred to in Article 18(2). 01997R0338 — EN — 04.02.2017 — 020.001 — 11

▼B Article 6 Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10

1. When a Member State rejects an application for a permit or certificate in a case of significance in respect of the objectives of this Regulation, it shall immediately inform the Commission of the rejection and of the reasons for rejection.

2. The Commission shall communicate information received in accordance with paragraph 1 to the other Member States in order to ensure uniform application of this Regulation.

3. When an application is made for a permit or certificate relating to specimens for which such an application has previously been rejected, the applicant must inform the competent authority to which the appli cation is submitted of the previous rejection.

4. (a) Member States shall recognize the rejection of applications by the competent authorities of the other Member States, where such rejection is based on the provisions of this Regulation.

(b) However, this need not apply where the circumstances have significantly changed or where new evidence to support an application has become available. In such cases, if a management authority issues a permit or certificate, it shall inform the Commission thereof, stating the reasons for issuance.

Article 7 Derogations

1. Specimens born and bred in captivity or artificially propagated

(a) Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.

(b) In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions laid down by the Commission, relating to:

(i) the use of phytosanitary certificates;

(ii) trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and

(iii) trade in hybrids.

▼M14 (c) The criteria for determining whether a specimen has been born and bred in captivity or artificially propagated and whether for commercial purposes, as well as the special conditions referred to in (b), shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3). 01997R0338 — EN — 04.02.2017 — 020.001 — 12

▼B 2. Transit

(a) By way of derogation from Article 4, where a specimen is in transit through the Community, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.

(b) In the case of species listed in the Annexes in accordance with Article 3 (1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.

▼M14 (c) If the document referred to in (b) has not been issued before export or re-export, the specimen must be seized and may, where appli cable, be confiscated unless the document is submitted retrospec tively in compliance with the conditions specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

3. Personal and household effects

By way of derogation from Articles 4 and 5, the provisions therein shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into the Community, or exported or re-exported therefrom, in compliance with provisions that shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

4. Scientific institutions

The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management auth orities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model for which has been determined in accordance with the regulatory procedure referred to in Article 18(2) or a similar label issued or approved by a management authority of a third country.

▼B

Article 8 Provisions relating to the control of commercial activities

1. The purchase, offer to purchase, acquisition for commercial purposes, display to the public for commercial purposes, use for commercial gain and sale, keeping for sale, offering for sale or trans porting for sale of specimens of the species listed in Annex A shall be prohibited. 01997R0338 — EN — 04.02.2017 — 020.001 — 13

▼B 2. Member States may prohibit the holding of specimens, in particular live animals of the species listed in Annex A.

3. In accordance with the requirements of other Community legis lation on the conservation of wild fauna and flora, exemption from the prohibitions referred to in paragraph 1 may be granted by issuance of a certificate to that effect by a management authority of the Member State in which the specimens are located, on a case-by-case basis where the specimens:

(a) were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A became applicable to the specimens; or

(b) are worked specimens that were acquired more than 50 years previously; or

(c) were introduced into the Community in compliance with the provisions of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or

(d) are captive-born and bred specimens of an animal species or artifi cially propagated specimens of a plant species or are parts or derivatives of such specimens; or

(e) are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to Council Directive 86/609/EEC of 24 November 1986 on the approximation of laws, regulations and administrative provisions of the Member States regarding the protection of animals used for experimental and other scientific purposes (1 ) where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or

(f) are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or

(g) are intended for research or education aimed at the preservation or conservation of the species; or

(h) originate in a Member State and were taken from the wild in accordance with the legislation in force in that Member State.

▼M14 4. General derogations from the prohibitions referred to in paragraph 1 based on the conditions referred to in paragraph 3, as well as general derogations with regard to species listed in Annex A in accordance with point (ii) of Article 3(1)(b) may be defined by the Commission. Any such derogations must be in accordance with the requirements of other Community legislation on the conservation of wild fauna and flora. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

(1 ) OJ No L 358, 18.12.1986, p. 1. 01997R0338 — EN — 04.02.2017 — 020.001 — 14

▼B 5. The prohibitions referred to in paragraph 1 shall also apply to specimens of the species listed in Annex B except where it can be proved to the satisfaction of the competent authority of the Member State concerned that such specimens were acquired and, if they orig inated outside the Community, were introduced into it, in accordance with the legislation in force for the conservation of wild fauna and flora.

6. The competent authorities of the Member States shall have discretion to sell any specimen of the species listed in Annexes B to D they have confiscated under this Regulation, provided that it is not thus returned directly to the person or entity from whom it was confiscated or who was party to the offence. Such specimens may then be treated for all purposes as if they had been legally acquired.

Article 9 Movement of live specimens

1. Any movement within the Community of a live specimen of a species listed in Annex A from the location indicated in the import permit or in any certificate issued in compliance with this Regulation shall require prior authorization from a management authority of the Member State in which the specimen is located. In other cases of movement, the person responsible for moving the specimen must be able, where applicable, to provide proof of the legal origin of the specimen.

2. Such authorization shall:

(a) be granted only when the competent scientific authority of such Member State or, where the movement is to another Member State, the competent scientific authority of the latter, is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(b) be confirmed by issuance of a certificate; and

(c) where applicable, be immediately communicated to a management authority of the Member State in which the specimen is to be located.

3. However, no such authorization shall be required if a live animal must be moved for the purpose of urgent veterinary treatment and is returned directly to its authorized location.

4. Where a live specimen of a species listed in Annex B is moved within the Community, the holder of the specimen may relinquish it only after ensuring that the intended recipient is adequately informed of the accommodation, equipment and practices required to ensure the specimen will be properly cared for.

5. When any live specimens are transported into, from or within the Community or are held during any period of transit or transhipment, they shall be prepared, moved and cared for in a manner such as to minimize the risk of injury, damage to health or cruel treatment and, in the case of animals, in conformity with Community legislation on the protection of animals during transport. 01997R0338 — EN — 04.02.2017 — 020.001 — 15

▼M14 6. The Commission may establish restrictions on the holding or movement of live specimens of such species in relation to which restrictions on introduction into the Community have been established in accordance with Article 4(6). Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B

Article 10 Certificates to be issued

On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, a management authority of a Member State may issue a certificate for the purposes referred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).

Article 11 Validity of and special conditions for permits and certificates

1. Without prejudice to stricter measures which the Member States may adopt or maintain, permits and certificates issued by the competent authorities of the Member States in accordance with this Regulation shall be valid throughout the Community.

2. (a) However, any such permit or certificate, as well as any permit or certificate issued on the basis of it, shall be deemed void if a competent authority or the Commission, in consultation with the competent authority which issued the permit or certificate, establishes that it was issued on the false premise that the conditions for its issuance were met.

(b) Specimens situated in the territory of a Member State and covered by such documents shall be seized by the competent authorities of that Member State and may be confiscated.

3. Any permit or certificate issued in accordance with this Regulation may stipulate conditions and requirements imposed by the issuing authority to ensure compliance with the provisions thereof. Where such conditions or requirements need to be incorporated in the design of permits or certificates, Member States shall inform the Commission thereof.

4. Any import permit issued on the basis of a copy of the corresponding export permit or re-export certificate shall be valid for the introduction of specimens into the Community only when accom panied by the original of the valid export permit or re-export certificate. 01997R0338 — EN — 04.02.2017 — 020.001 — 16

▼M14 5. The Commission shall establish time limits for the issuance of permits and certificates. Those measures, designed to amend non-es sential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B

Article 12 Places of introduction and export

1. Member States shall designate customs offices for carrying out the checks and formalities for the introduction into and export from the Community, in order to assign to them a customs-approved treatment or use, within the meaning of Regulation (EEC) No 2913/92, of specimens of species covered by this Regulation and shall state which offices are specifically intended to deal with live specimens.

2. All offices designated in accordance with paragraph 1 shall be provided with sufficient and adequately trained staff. Member States shall ensure that accommodation is provided in accordance with relevant Community legislation as regards the transport and accom modation of live animals and that, where necessary, adequate steps are taken for live plants.

3. All offices designated in accordance with paragraph 1 shall be notified to the Commission which shall publish a list of them in the Official Journal of the European Communities.

▼M14 4. In exceptional cases and in accordance with the criteria defined by the Commission, a management authority may authorise the intro duction into the Community or the export or re-export therefrom at a customs office other than one designated in accordance with paragraph 1. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

▼B 5. Member States shall ensure that at border crossing-points the public are informed of the implementing provisions of this Regulation.

Article 13 Management and scientific authorities and other competent authorities

1. (a) Each Member State shall designate a management authority with primary responsibility for implementation of this Regu lation and for communication with the Commission:

(b) Each Member State may also designate additional management authorities and other competent authorities to assist in imple mentation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for correct application of this Regulation.

2. Each Member State shall designate one or more scientific auth orities with appropriate qualifications whose duties shall be separate from those of any designated management authority. 01997R0338 — EN — 04.02.2017 — 020.001 — 17

▼B 3. (a) Not later than three months before the date of application of this Regulation, Member States shall forward the names and addresses of the designated management authorities, other authorities competent to issue permits or certificates and scientific authorities to the Commission, which shall publish this information in the Official Journal of the European Communities within a month.

(b) Each management authority referred to in paragraph 1 (a) shall, if so requested by the Commission, communicate to it within two months the names and specimen signatures of people authorized to sign permits or certificates, and impressions of the stamps, seals or other devices used to auth enticate permits or certificates.

(c) Member States shall communicate to the Commission any changes in the information already provided, not later than two months after the implementation of such change.

Article 14 Monitoring of compliance and investigation of infringements

1. (a) The competent authorities of the Member States shall monitor compliance with the provisions of this Regulation.

(b) If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.

(c) Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of any steps taken by the competent authorities in relation to significant infringements of this Regu lation, including seizures and confiscations.

2. The Commission shall draw the attention of the competent auth orities of the Member States to matters whose investigation it considers necessary under this Regulation. Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of the outcome of any subsequent investigation.

3. (a) An enforcement group shall be established consisting of the representatives of each Member State's authorities with responsibility for ensuring the implementation of the provisions of this Regulation. The group shall be chaired by the representative of the Commission.

(b) The enforcement group shall examine any technical question relating to the enforcement of this Regulation raised by the chairman, either on his own initiative or at the request of the members of the group or the committee.

(c) The Commission shall convey the opinions expressed in the enforcement group to the committee. 01997R0338 — EN — 04.02.2017 — 020.001 — 18

▼B Article 15 Communication of information

1. The Member States and the Commission shall communicate to one another the information necessary for implementing this Regulation.

The Member States and the Commission shall ensure that the necessary steps are taken to make the public aware and inform it of the provisions regarding implementation of the Convention and of this Regulation and of the latter's implementing measures.

2. The Commission shall communicate with the Convention Secre tariat so as to ensure that the Convention is effectively implemented throughout the territory to which this Regulation applies.

3. The Commission shall immediately communicate any advice from the Scientific Review Group to the management authorities of the Member States concerned.

4. (a) The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year required for drawing up the reports referred to in Article VIII.7 (a) of the Convention and equivalent information on international trade in all specimens of species listed in Annexes A, B and C and on introduction into the Community of specimens of species listed in Annex D. ►M14 The information to be communicated and the format for its presentation shall be specified by the Commission in accordance with the regu latory procedure referred to in Article 18(2). ◄

(b) On the basis of the information referred to in (a), the Commission shall publish before 31 October each year a statistical report on the introduction into, and the export and re-export from, the Community of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.

(c) Without prejudice to Article 20, the management authorities of the Member States shall, before 15 June of each second year, and for the first time in 1999, communicate to the Commission all the information relating to the preceding two years required for drawing up the reports referred to in Article VIII.7 (b) of the Convention and equivalent information on the provisions of this Regulation that fall outside the scope of the Convention. ►M14 The information to be communicated and the format for its presentation shall be specified by the Commission in accordance with the regu latory procedure referred to in Article 18(2). ◄

(d) On the basis of the information referred to in (c), the Commission shall, before 31 October of each second year, and for the first time in 1999, draw up a report on the imple mentation and enforcement of this Regulation.

▼M14 5. With a view to the preparation of amendments to the Annexes, the competent authorities of the Member States shall forward all relevant information to the Commission. The Commission shall specify the information required, in accordance with the regulatory procedure referred to in Article 18(2). 01997R0338 — EN — 04.02.2017 — 020.001 — 19

▼B ►C1 6. Without prejudice to Council Directive 90/313/EEC ◄ of 7 June 1990 on the freedom of access to information on the environ ment (1 ), the Commission shall take appropriate measures to protect the confidentiality of information obtained in implementation of this Regu lation.

Article 16 Sanctions

1. Member States shall take appropriate measures to ensure the imposition of sanctions for at least the following infringements of this Regulation:

(a) introduction into, or export or re-export from, the Community of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorization by the issuing authority;

(b) failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;

(d) using a false, falsified or invalid permit or certificate or one altered without authorization as a basis for obtaining a Community permit or certificate or for any other official purpose in connection with this Regulation;

(e) making no import notification or a false import notification;

(f) shipment of live specimens not properly prepared so as to minimize the risk of injury, damage to health or cruel treatment;

(g) use of specimens of species listed in Annex A other than in accordance with the authorization given at the time of issuance of the import permit or subsequently;

(h) trade in artificially propagated plants contrary to the provisions laid down in accordance with Article 7(1)(b);

(i) shipment of specimens into or out of or in transit through the territory of the Community without the appropriate permit or certificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;

(j) purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in contravention of Article 8;

(k) use of a permit or certificate for any specimen other than one for which it was issued;

(1 ) OJ No L 158, 23.6.1990, p. 56. 01997R0338 — EN — 04.02.2017 — 020.001 — 20

▼B (l) falsification or alteration of any permit or certificate issued in accordance with this Regualation;

(m) failure to disclose rejection of an application for a Community import, export or re-export permit or certificate, in accordance with Article 6 (3).

2. The measures referred to in paragraph 1 shall be appropriate to the nature and gravity of the infringement and shall include provisions relating to the seizure and, where appropriate, confiscation of specimens.

3. Where a specimen is confiscated, it shall be entrusted to a competent authority of the Member State of confiscation which:

(a) following consultation with a scientific authority of that Member State, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and

(b) in the case of a live specimen which has been introduced into the Community, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.

4. Where a live specimen of a species listed in Annex B or C arrives at a point of introduction into the Community without the appropriate valid permit or certificate, the specimen must be seized and may be confiscated or, if the consignee refuses to acknowledge the specimen, the competent authorities of the Member State responsible for the point of introduction may, if appropriate, refuse to accept the shipment and require the carrier to return the specimen to its place of departure.

Article 17 The Scientific Review Group

1. A Scientific Review Group is hereby established, consisting of the representatives of each Member State's scientific authority or authorities and chaired by the representative of the Commission.

2. (a) The Scientific Review Group shall examine any scientific question relating to the application of this Regulation — in particular concerning Article 4 (1) (a), (2) (a) and (6) — raised by the chairman, either on his own initiative or at the request of the members of the Group or the Committee.

(b) The Commission shall convey the opinions of the Scientific Review Group to the Committee.

▼M9 Article 18

1. The Commission shall be assisted by a committee.

2. Where reference is made to this Article, Articles 5 and 7 of Decision 1999/468/EC (1 ) shall apply, having regard to the provisions of Article 8 thereof.

(1 ) Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23). 01997R0338 — EN — 04.02.2017 — 020.001 — 21

▼M9 The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months. As regards the Committee's tasks referred to in points 1 and 2 of Article 19, if, on the expiry of a period of three months from the date of referral to the Council, the Council has not acted, the proposed measures shall be adopted by the Commission.

▼M14 3. Where reference is made to this paragraph, Article 5a(1) to (4) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

4. Where reference is made to this paragraph, Article 5a(1) to (4) and (5)(b) and Article 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

The time limits laid down in Article 5a(3)(c) and (4)(b) and (e) of Decision 1999/468/EC shall be set at one month, one month and two months respectively.

Article 19

1. In accordance with the regulatory procedure referred to in Article 18(2), the Commission shall adopt the measures referred to in Article 4(6), Article 5(7)(b), Article 7(4), Article 15(4)(a) and (c), Article 15(5) and Article 21(3).

The Commission shall determine the design of the documents referred to in Articles 4, 5, 7(4) and 10 in accordance with the regulatory procedure referred to in Article 18(2).

2. The Commission shall adopt the measures referred to in Article 4(7), Article 5(5), Article 7(1)(c), (2)(c) and (3), Article 8(4), Article 9(6), Article 11(5) and Article 12(4). Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

3. The Commission shall lay down uniform conditions and criteria for:

(a) the issue, validity and use of the documents referred to in Articles 4, 5, 7(4) and 10;

(b) the use of phytosanitary certificates referred to in Article 7(1)(b)(i);

(c) the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforcement of the provisions.

▼M14 4. The Commission shall adopt, where necessary, additional measures to implement resolutions of the Conference of the Parties to the Convention, decisions or recommendations of the Standing Committee of the Convention and recommendations of the Convention Secretariat. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

5. The Commission shall amend Annexes A to D except in the case of amendments to Annex A which do not result from decisions of the Conference of the Parties to the Convention. Those measures, designed to amend non-essential elements of this Regulation, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(4).

▼B

Article 20 Final provisions

Each Member State shall notify the Commission and the Convention Secretariat of the provisions which it adopts specifically for the imple mentation of this Regulation and of all legal instruments used and measures taken for its implementation and enforcement.

The Commission shall communicate this information to the other Member States.

Article 21

1. Regulation (EEC) No 3626/82 is hereby repealed.

2. Until the measures provided for in points 1 and 2 of Article 19 have been adopted, Member States may maintain or continue to apply the measures adopted in accordance with Regulation (EEC) No 3626/82 and Commission Regulation (EEC) No 3418/83 of 28 November 1983 laying down provisions for the uniform issue and use of the documents required for the implementation in the Community of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (1 ).

▼M14 3. Two months before this Regulation is implemented the Commission, in accordance with the regulatory procedure referred to in Article 18(2) and in consultation with the Scientific Review Group:

▼B (a) must check that there is no justification for restrictions on the intro duction into the Community of the species listed in Annex C1 to Regulation (EEC) No 3626/82 which are not included in Annex A to this Regulation;

(b) shall adopt a Regulation amending Annex D into a representative list of species meeting the criteria laid down in Article 3 (4) (a).

(1 ) OJ No L 344, 7.12.1983, p. 1. 01997R0338 — EN — 04.02.2017 — 020.001 — 23

▼B Article 22

This Regulation shall enter into force on the date of its publication in the Official Journal of the European Communities. It shall apply from 1 June 1997. Articles 12, 13, 14 (3), 116, 17, 18, 19 and 21(3) shall apply from the date of entry into force of this Regulation. This Regulation shall be binding in its entirety and directly applicable in all Member States.

01997R0338 — EN — 04.02.2017 — 020.001 — 24

▼M22 ANNEX

Notes on interpretation of Annexes A, B, C and D

1. Species included in Annexes A, B, C and D are referred to:

(a) by the name of the species; or

(b) as being all of the species included in a higher taxon or designated part thereof.

2. The abbreviation ‘spp.’ is used to denote all species of a higher taxon.

3. Other references to taxa higher than species are for the purposes of information or classification only.

4. Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1 ) or Council Directive 92/43/EEC (2 ).

5. The following abbreviations are used for plant taxa below the level of species:

(a) ‘ssp.’ is used to denote subspecies;

(b) ‘var(s).’ is used to denote variety (varieties); and

6. The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.

7. (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.

8. (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.

9. (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indi cated.

10. ‘Cultivar’ means, following the definition of the 8th edition of the Inter national Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the Inter national Code of Nomenclature for Cultivated Plants.

11. Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.

(1 ) Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7). (2 ) Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7). 01997R0338 — EN — 04.02.2017 — 020.001 — 25

▼M22 12. When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:

#1 Designates all parts and derivatives, except:

(a) seeds, spores and pollen (including pollinia);

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

#2 Designates all parts and derivatives, except:

(a) seeds and pollen; and

(b) finished products packaged and ready for retail trade.

#3 Designates whole and sliced roots and parts of roots, excluding manu factured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery.

#4 Designates all parts and derivatives, except:

(a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Becca riophoenix madagascariensis and Dypsis decaryi exported from Madagascar;

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(d) fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;

(e) stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and

(f) finished products of Euphorbia antisyphilitica packaged and ready for retail trade.

#5 Designates logs, sawn wood and veneer sheets.

#6 Designates logs, sawn wood, veneer sheets and plywood.

#7 Designates logs, wood-chips, powder and extracts.

#8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

#9 Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’. 01997R0338 — EN — 04.02.2017 — 020.001 — 26

▼M22 #10 Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instru ments.

#11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

#12 Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

#13 Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.

#14 Designates all parts and derivatives, except:

(a) seeds and pollen;

(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

(d) leaves;

(e) exhausted agarwood powder, including compressed powder in all shapes; and

(f) finished products packaged and ready for retail trade, this exemption does not apply to wood chips, beads, prayer beads and carvings.

#15 Designates all parts and derivatives, except:

(a) leaves, flowers, pollen, fruit, and seeds;

(b) non-commercial trade of a maximum total weight of 10 kg per shipment;

(d) parts and derivatives of Dalbergia spp. originating and exported from Mexico which are covered by Annotation #6.

#16 Designates seeds, fruits, oil and live plants.

13. The terms and expressions below, used in annotations in these Annexes, are defined as follows:

Extract Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).

Finished products packaged and ready for retail trade Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.

Powder A dry, solid substance in the form of fine or coarse particles

Woodchips Wood that has been reduced to small pieces 01997R0338 — EN — 04.02.2017 — 020.001 — 27

▼M22 14. As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to this Regulation. 15. Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation. 16. In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered: § 1 Any whole, or substantially whole, skins, raw or tanned. § 2 Any feathers or any skin or other part with feathers on it. 17. In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered: § 3 Dried and fresh plants, including, where appropriate; leaves, roots/root stock, stems, seeds/spores, bark and fruits. § 4 Logs, sawn wood and veneer sheets. 01997R0338 — EN — 04.02.2017 — 020.001 — 28

Antelopes, cattle, duikers, gazelles, goats, Antelopes, cattle, sheep etc. Addax Wild Asiatic buffalo Wild Asiatic Mammals Lowland anoa Mexican pronghorn Pronghorn Kouprey Blackbuck Gaur Wild yak Nilgai Tamarau , (III Common name Common (III Nepal/ (III (III Nepal) (III

Bubalus bubalis

Boselaphus tragocamelus Pakistan) Bubalus arnee form domesticated (Excludes the referenced as Regu this to not subject which is lation) Antilope cervicapra Pakistan)

Barbary sheep Barbary Annex C Annex (II) FAUNA CHORDATA (CHORDATES) Ammotragus lervia

which is which which is

Annex B Annex

(I) (I) (Only the popu the (Only (I) (I) (I) Bos frontalis Bos grunniens Annex A

(I) (I) (Excludes the domesticated the (Excludes (I) (I) (Excludes the domesticated the (Excludes (I) not subject to this Regulation) this to not subject Addax nasomaculatus Bos gaurus as form referenced Regulation) this to not subject Bos sauveli Bubalus depressicornis Bos mutus as form referenced Antilocapra americana lation of Mexico; no population other is included Annexes in the to this Regulation) Bubalus mindorensis

MAMMALIA Antilocapridae Bovidae ARTIODACTYLA

M22 ▼ 01997R0338 — EN — 04.02.2017 — 020.001 — 29

Markhor Wild goat Red serow Chinese serow Cuvier's gazelle Mountain anoa Sumatran serow Himalayan serow Jentink's duiker Slender-horned gazelle Dorcas gazelle Dorcas Chinkara Siberian Ibex Siberian (III Common name Common

(III Pakistan) (III (III Algeria/Tunisia) (III (III Pakistan) (III Capra hircus aegagrus Capra hircus Pakistan) (Specimens of the domesticated form are not subject to this Regulation) Capra sibirica Gazella dorcas Gazella bennettii Bontebok (II) Yellow-backed duiker Yellow-backed Bay duiker Bay Brooke's duiker Brooke's Ogilby's duiker Ogilby's (II) Zebra duiker Zebra Takin Annex C Annex (II) (II) Caucasian Tur Caucasian (II) (II) (II) (II) Cephalophus dorsalis Cephalophus brookei Cephalophus ogilbyi Cephalophus zebra Cephalophus silvicultor Budorcas taxicolor Capra caucasica Damaliscus pygargus pygargus

(I) Annex B Annex (I)

(I)

(I) Annex A (I) (I) (I) (I) Capricornis thar Capricornis milneedwardsii Capricornis sumatraensis Cephalophus jentinki Gazella cuvieri Bubalus quarlesi Capra falconeri Capricornis rubidus Gazella leptoceros

M22 ▼ 01997R0338 — EN — 04.02.2017 — 020.001 — 30

Chiru Himalayan goral Kara Tau argali Chinese goral Urial Mexican bighorn sheep Dama gazelle Scimitar-horned oryx Argali Cyprus mouflon Giant sable antelope Giant sable Red goral Long-tailed goral Tibetan argali Ladakh urial Arabian oryx Common name Common

, the

Blue duiker Blue (II) Annex C Annex O. a. ispha (II) (Only the (Only (II) Lechwe O. a. orientalis (II) (Except for the for (Except (II) Ovis aries aries (II) (Except for the domes for (Except and Ovis ammon Annex subspecies included in A) Ovis aries ticated form subspecies included Annex in A subspecies and the hanica, O. a. laristanica, musimon the in not included which are Regulation) this Annexes to Kobus leche Ovis canadensis other no Mexico; population of the in included population is Regulation) this Annexes to Philantomba monticola

(I)

(I) Annex B Annex

(I)

(I) (I) (I)

(I)

(I) (I)

Annex A

(I)

(I) (I) (I) Ovis aries ophion Naemorhedus griseus Ovis ammon hodgsonii Ovis aries vignei Naemorhedus baileyi Naemorhedus caudatus Oryx dammah Pantholops hodgsonii Ovis ammon nigrimontana Naemorhedus goral Nanger dama Oryx leucoryx Hippotragus niger variani Hippotragus niger

M22 ▼ 01997R0338 — EN — 04.02.2017 — 020.001 — 31

Vicuña Hog deer Marsh deer Saola Camels, guanaco, vicuña Deer, huemuls, muntjacs, pudus Calamian deer Bawean deer Abruzzo chamois Indochina hog deer Four-horned antelope Four-horned Bharal (III Nepal) (III Common name Common (III Pakistan) (III (III Pakistan (Except Pakistan (III

Tetracerus quadricornis Pseudois nayaur Axis porcinus for the subspecies included in Annex A))

Bactrian deer Bactrian [the

)

1 (II) [the whole [the Annex C Annex [the whole [the Guanaco Mongolian saiga Mongolian Steppe saiga Steppe (II) (Only the (Only (II) Peru Argentina (II) (II) (II) Ecuador [the whole population]; [the [population of the Primera Vicugna vicugna populations of of Provinces the populations of semi- and the Jujuy and Catamarca captive populations of the Provinces of Jujuy, Cata Salta, marca, La Rioja and San Juan]; Bolivia Chile Región]; population] and populations other population]; all ( are included in Annex A) Lama guanicoe Cervus elaphus bactrianus Saiga borealis Saiga tatarica

(II)

(I) Annex B Annex (I) (I)

(I) Annex A (I) (Except for the popu the for (Except (I)

(I) Rupicapra pyrenaica ornata Rupicapra pyrenaica Axis calamianensis Blastocerus dichotomus Pseudoryx nghetinhensis Vicugna vicugna populations lations of: Argentina [the of the and the Provinces of Jujuy and Catamarca semi-captive populations of the Provinces Rioja and La Catamarca, of Jujuy, Salta, whole population]; [the Bolivia San Juan]; Región]; Primera the Chile [population of whole population] and Peru Ecuador [the [the whole population]; which are Annex included in B) Axis kuhlii Axis porcinus annamiticus

Camelidae Cervidae

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Eld's deer Central American red brocket Musk deer Black muntjac Giant muntjac Musk deer Southern pudu Guatemalan white-tailed deer Guatemalan white-tailed Pampas deer Huemuls Barbary deer Hangul Persian fallow deer Barasingha Hippopotamuses

(III (III Common name Common

Cervus elaphus barbarus Algeria/Tunisia) Mazama temama cerasina Mazama temama Guatemala) Odocoileus virginianus mayensis (III Guatemala) Common hippopotamus Common Pygmy hippopotamus Pygmy (II) (II) Northern pudu Northern Annex C Annex (II)

spp. (II) (Except for the for (Except spp. (II) Pudu mephistophiles Hippopotamus amphibius Moschus Afghanistan, populations of Nepal Myanmar, Bhutan, India, included which are and Pakistan, in Annex A) Hexaprotodon liberiensis

(I)

Annex B Annex (I)

(I) (I)

Annex A

(I) spp. (I) spp. (I) spp. (I) (Only the populations of the (Only spp. (I) Moschus Myanmar, Afghanistan, Bhutan, India, populations other Nepal and all Pakistan; are included in Annex B) Muntiacus vuquangensis Pudu puda Hippocamelus Dama dama mesopotamica Rucervus eldii Cervus elaphus hanglu Muntiacus crinifrons Ozotoceros bezoarticus Rucervus duvaucelii

Hippopotamidae Moschidae

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Pygmy hog Grey wolf Babirusa, hogs, pigs Buru babirusa Red panda Malenge babirusa Chacoan peccary Peccaries North Sulawesi babirusa North Sulawesi Bola Batu babirusa Peccaries wolves Dogs, foxes, Golden jackal Golden Common name Common (III India) (III Canis aureus

Canis and Annex C Annex of Mexico and the of (II) (Populations of (Populations (II)

)

Canis lupus familiaris lupus dingo Tayassuidae spp. (II) (Except for (Except Tayassuidae spp. (II) included in Annex the species A populations of and excluding the Pecari tajacu not which are United States, this Annexes to the included in Regulation) Canis lupus Duero and the Spain north of Greece north of the 39th parallel. form Excludes the domesticated referenced are dingo which and the as

and

Annex B Annex (I)

(I)

(I) (I) (I)

)

Annex A

(I) Canis lupus familiaris (I) (I/II) Catagonus wagneri Ailurus fulgens Sus salvanius Babyrousa togeanensis Babyrousa babyrussa Babyrousa bolabatuensis Babyrousa celebensis Canis lupus (All populations except those of Spain north of north of the Duero and Greece Populations Bhutan, the 39th of parallel. in listed India, Nepal and are Pakistan are populations other all Appendix I; listed in Appendix II. Excludes the domes ticated form and the dingo which are referenced as dingo Canis lupus

Ailuridae Suidae Tayassuidae CARNIVORA Canidae

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Cats, cheetahs, leopards, lions, tigers etc. Cats, cheetahs, leopards, lions, tigers Cats Ethiopian wolf Bush dog Bengal fox Bengal Common name Common (III India) (III Vulpes bengalensis Pampas fox Pampas Maned wolf Maned (African Culpeo (II) (II) Fossa Darwin's fox Darwin's South American grey fox grey American South Falanouc Annex C Annex Crab-eating fox Crab-eating (II) (II) (II) Malagasy civet Malagasy (II) (II) Dhole Fennec fox Fennec (II) Blanford's fox Blanford's (II) (II) (II) (II) Panthera leo

Lycalopex griseus Lycalopex gymnocercus Vulpes zerda Cuon alpinus Lycalopex fulvipes Vulpes cana Cryptoprocta ferox Chrysocyon brachyurus Lycalopex culpaeus Cerdocyon thous Fossa fossana Felidae spp. (Except for the (II) species included in Annex A. Specimens of the domesticated form are not subject to this Regu lation. For annual export populations): A zero specimens for established quota is of bones, bone pieces, bone skulls skeletons, products, claws, wild the from removed and teeth commercial for and traded purposes. Eupleres goudotii Annex B Annex

(I) Annex A

Canis simensis Speothos venaticus

Felidae Eupleridae

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Oncilla Jaguar Asian Caracal Black-footed cat Eurasian lynx Asian golden cat Andean mountain cat Margay Iberian lynx Clouded leopard Geoffroy's cat Ocelot Leopard Asiatic lion Cheetah Wild cat Common name Common Annex C Annex

Annual export quotas for trade in trade quotas for Annual export bone products, bones, bone pieces, claws, skeletons, skulls and teeth purposes, for commercial derived from captive breeding operations be established will in South Africa, the to annually and communicated CITES Secretariat.)

Annex B Annex

(I) (I)

(I)

(I) (I)

(I)

(I) Annex A (I)

(I) (Annual export quotas (Annual export (I) (I) (I) (Only the population (Only the of (I)

(I) (II) (I) (I) (II)

Leopardus pardalis Panthera onca Caracal caracal other populations Asia; all are included in Annex B) Lynx pardinus Felis nigripes Felis silvestris Leopardus geoffroyi Lynx lynx Neofelis nebulosa Leopardus wiedii Panthera pardus Acinonyx jubatus for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: such in trade 50. The 150; Zimbabwe: to Article subject specimens is 4(1)) Leopardus jacobitus Leopardus tigrinus persica Panthera leo Catopuma temminckii

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Marbled cat Mongooses Small Indian mongoose Tiger Costa Rican cougar Jaguarundi Bengal leopard cat Rusty-spotted cat Flat-headed cat Snow leopard Indian grey mongoose Iriomote cat

Small Asian mongoose Asian Small Stripe-necked mongoose Stripe-necked Ruddy mongoose Ruddy Indian brown mongoose brown Indian Crab-eating mongoose Crab-eating Common name Common (III Pakistan) (III (III India) (III India/ (III (III India) (III (III India) (III (III India) (III

Herpestes smithii Herpestes urva Herpestes vitticollis Herpestes javanicus Herpestes javanicus auropunctatus (III India) Herpestes edwardsi Pakistan) Herpestes fuscus Annex C Annex

(I)

(I) (Only the (Only (I) Annex B Annex

(II) (I) (I) (I) (Only the popu the (Only (I)

Annex A

(I) (I) Prionailurus rubiginosus populations other all India; population of are included in Annex B) Uncia uncia Prionailurus bengalensis populations of Bangladesh, (Only the populations India and other all Thailand; are included in Annex B) Prionailurus iriomotensis Prionailurus planiceps Puma yagouaroundi all and North America; Central lations of included other populations in Annex are B) Puma concolor costaricensis Puma concolor Pardofelis marmorata Panthera tigris

Herpestidae

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Otters Neotropical otter Japanese otter Giant otter Cameroon clawless otter Cameroon clawless Marine otter Skunks etc. weasels Badgers, martens, otter Southern sea Grisons, martens, tayra, weasels Southern river otter Southern river European otter Aardwolf, hyenas Otters Aardwolf Greater grison Greater Striped hyena Striped Tayra Common name Common (III Botswana) (III (III Pakistan) (III (III Costa (III Rica) (III Honduras) (III Galictis vittata Eira barbara Hyaena hyaena Proteles cristata

Humboldt's hog-nosed skunk hog-nosed Humboldt's (II) Annex C Annex Lutrinae spp. (II) (Except for the Lutrinae spp. (II) species included in Annex A) Conepatus humboldtii

(I) (Only the (Only (I) Annex B Annex

(I) (I)

(I) Annex A (I)

(I) (I) (I) Pteronura brasiliensis Lontra provocax Lontra longicaudis Lutra nippon Aonyx capensis microdon Aonyx capensis all Nigeria; and Cameroon populations of included other populations in Annex are B) nereis Enhydra lutris Lontra felina Lutra lutra

Mephitidae Hyaenidae Mustelidae Mustelinae Lutrinae

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Fur seals, sealions Black-footed ferret Monk seals Coatis, olingos Guadalupe fur seal Guadalupe fur coati South Brazilian Juan Fernández fur seal Juan Fernández fur Cacomistle Fur seals Seals Walrus Olingo Stone marten Stone Honey badger Honey White-nosed coati White-nosed Nilgiri marten Nilgiri Kinkajou Yellow-throated marten Yellow-throated (III India) (III (III Costa (III (III Common name Common (III Costa Rica) (III (III Botswana) (III (III India) (III (III India) (III (III Honduras) (III (III Honduras) (III

Nasua narica Potos flavus Martes flavigula Martes foina intermedia Bassaricyon gabbii Nasua nasua solitaria Uruguay) Mellivora capensis Martes gwatkinsii Bassariscus sumichrasti Rica)

Walrus Southern elephant seal elephant Southern Annex C Annex (III Canada) (III (II) spp. (II) (Except for (Except spp. (II) Mirounga leonina Odobenus rosmarus Arctocephalus included in Annex the species A)

Annex B Annex (I) (II)

Annex A (I) spp. (I) spp. Arctocephalus philippii Mustela nigripes Arctocephalus townsendi Monachus

Otariidae Odobenidae Procyonidae Phocidae

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Giant panda Bears Sloth bear Asian black bear linsangs, otter-civet, Binturong, civets, palm civet Sun bear Brown bear Asian palm civet Spectacled bear Bears African civet African Jerdon's palm civet palm Jerdon's Binturong (III Masked palm civet palm Masked Common name Common (III India) (III (III India) (III (III Botswana) (III (III India) (III

Paradoxurus hermaphroditus India) Paguma larvata Arctictis binturong Paradoxurus jerdoni Civettictis civetta

Banded palm civet palm Banded Otter civet Otter Annex C Annex (II) (II) Cynogale bennettii Ursidae spp. (Except for the (II) species included in Annex A) Hemigalus derbyanus

are listed in listed are Annex B Annex

(I)

Annex A (I) (I) (I/II) Ursus arctos Melursus ursinus Tremarctos ornatus Ursus thibetanus Ailuropoda melanoleuca Helarctos malayanus (Only the populations of Bhutan, populations of (Only the China, subspecies Mexico and Mongolia and the isabellinus Ursus arctos and populations other all Appendix I; Appendix in II) listed subspecies are

Viverridae Ursidae

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Ruck flying fox Ruck flying Spotted linsang Cetaceans (dolphins, porpoises, whales) bat Golden-capped fruit Caroline flying fox Marianas flying fox Flying foxes Comoro flying fox Comoro flying Fruit bats, flying foxes Pelew flying fox Broad-nosed bats Japanese flying fox Cetaceans Flying foxes White-lined bat White-lined Small Indian civet Indian Small Malabar large-spotted civet large-spotted Malabar Large Indian civet Indian Large Common name Common (III Uruguay) (III (III India) (III (III India) (III India) (III Platyrrhinus lineatus Viverricula indica Viverra zibetha Viverra civettina

.) Banded linsang Banded Annex C Annex (II) Pteropus brunneus spp. (II) (Except for the for (Except (II) spp. spp. (II) (Except for the for (Except spp. (II) Prionodon linsang Pteropus species included in Annex A and except for Acerodon species included in Annex A)

Annex B Annex )

( (I)

(I)

(II) (I) (I) (I) (I) Annex A (I) Prionodon pardicolor (I/II) CETACEA spp. Pteropus molossinus Pteropus mariannus Acerodon jubatus Pteropus insularis Pteropus livingstonii Pteropus pelewensis Pteropus loochoensis

Pteropodidae Phyllostomidae CHIROPTERA CETACEA

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Yap flying fox Sandhill dunnart Kosrae flying fox Pacific flying fox Rodrigues flying fox Rodrigues flying Northern naked-tailed armadillo Giant armadillo Long-tailed dunnart Samoan flying fox Samoan flying fox Pemba flying Armadillos armadillo Andean hairy Large Pelew flying fox planigales Dunnarts, marsupial mice, Greater naked-tailed armadillo naked-tailed Greater Common name Common (III Costa (III (III Uruguay) (III

Cabassous tatouay Cabassous centralis Rica) (II) (A zero (A (II)

Annex C Annex Chaetophractus nationi estab has been quota annual export be specimens shall lished. All of deemed to be specimens species included in Annex A and be in them shall the trade regulated accordingly)

(I) Annex B Annex (I)

(II) (I)

(II) (I) (I) (I) Annex A (I) (I) Priodontes maximus Pteropus samoensis Pteropus ualanus Sminthopsis longicaudata Pteropus rodricensis Pteropus voeltzkowi Sminthopsis psammophila Pteropus tonganus Pteropus yapensis Pteropus pilosus

Dasypodidae Dasyuridae DASYUROMORPHIA CINGULATA

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Bettongs Rat-kangaroos Rufous hare-wallaby Banded hare-wallaby Cuscus Volcano rabbit Kangaroos, wallabies Hares, rabbits Hispid hare Wombats Northern hairy-nosed wombat Bridled nail-tail wallaby Bridled nail-tail Common name Common Eastern common cuscus common Eastern (II) Common spotted cuscus spotted Common Waigeou cuscus Waigeou Admiralty Island cuscus Island Admiralty Ursine tree-kangaroo Ursine Grizzled tree-kangaroo Grizzled Northern common cuscus common Northern Southern common cuscus common Southern (II) (II) Annex C Annex (II) (II) (II) (II) (II) Spilocuscus kraemeri Dendrolagus ursinus Phalanger mimicus Spilocuscus maculatus Phalanger intercastellanus Spilocuscus papuensis Dendrolagus inustus Phalanger orientalis

Annex B Annex

(I)

(I) (I) (I) (I)

Annex A spp. (I) Bettongia Lagorchestes hirsutus Onychogalea fraenata Caprolagus hispidus Romerolagus diazi Lagostrophus fasciatus Lasiorhinus krefftii

LAGOMORPHA Macropodidae Potoroidae DIPROTODONTIA Leporidae Phalangeridae Vombatidae

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Przewalski's horse Horses, wild asses, zebras Greater bilby Rhinoceroses Grévy's zebra Kiang Asiatic wild ass Rhinoceroses Echidnas, spiny anteaters Echidnas, spiny Western barred bandicoot African ass Common name Common Hartmann's mountain zebra mountain Hartmann's (II) Cape mountain zebra mountain Cape Annex C Annex Long-beaked echidnas Long-beaked (II) spp. (II) spp. Zaglossus Equus zebra zebra Equus zebra Equus zebra hartmannae Equus zebra ,

Equus

Equus asinus

Annex B Annex Equus hemionus (I)

and

(I) Annex A

(I) (Excludes the domes the (Excludes (I) (I) (I/II) (The species is listed is species (The (I/II) (I) (II) are listed in Appendix I) in listed are Equus kiang Perameles bougainville Macrotis lagotis Equus africanus as ticated form referenced Regulation) this to not subject which is Equus hemionus but subspecies in Appendix II hemionus khur Equus przewalskii Equus grevyi Rhinocerotidae spp. (I) (Except for the for (Except Rhinocerotidae spp. (I) Annex subspecies included in B)

Equidae PERAMELEMORPHIA MONOTREMATA PERISSODACTYLA Rhinocerotidae Tachyglossidae Thylacomyidae Peramelidae

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Indian pangolin Chinese pangolin Southern white rhinoceros Southern white Pangolins Philippine pangolin Tapirs Pangolins Giant pangolin Tapirs Sunda pangolin Common name Common (II)

Annex C Annex South American tapir American South (II)

spp. (II) Ceratotherium simum (Only the populations of South Africa and Swaziland; all other Annex in included populations are purpose of exclusive the A. For in live trade allowing international animals to and appropriate acceptable destinations and trade in hunting trophies. All other be deemed to specimens shall specimens of species included in shall them in trade and Annex A be regulated accordingly) Tapirus terrestris Manis (Except for the species included in Annex A) Annex B Annex

(I) (I)

(I) Annex A (I) (I) Tapiridae spp. (Except (I) for the species Annex included in B) Manis javanica Manis crassicaudata Manis culionensis Manis pentadactyla Manis gigantea

PHOLIDOTA Manidae Tapiridae

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Coiba Island howler Coiba Island Tree pangolin Three-toed sloths American anteaters Northern tamandua Black-browed spider monkey monkey Red spider Two-toed sloth Primates (apes and monkeys) Guatemalan black howler Hoffmann's two-toed sloth Howlers, spider monkeys Primates Ground pangolin Long-tailed pangolin Mantled howler Common name Common (III Costa (III (III

Choloepus hoffmanni Rica) Tamandua mexicana Guatemala)

Giant anteater Giant (II) Brown-throated sloth Brown-throated Pygmy tree-toed sloth tree-toed Pygmy Annex C Annex (II) (II) Bradypus pygmaeus Bradypus variegatus Myrmecophaga tridactyla for (Except PRIMATES spp. (II) included in Annex the species A)

Annex B Annex (I) (I)

(I) (I)

(I) Annex A (I) (I) (I) Ateles geoffroyi frontatus Manis tricuspis Manis tetradactyla Alouatta palliata Manis temminckii Alouatta coibensis Alouatta pigra Ateles geoffroyi ornatus

Atelidae Bradypodidae PILOSA Myrmecophagidae PRIMATES Megalonychidae

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Tana River mangabey Tana River Lion tamarins White-footed tamarin Diana monkey Sun-tailed monkey Buffy-tufted marmoset Geoffroy's tamarin Central American squirrel monkey Black colobus Northern muriqui Marmosets, tamarins, New-world monkeys Roloway monkey Pied tamarin Old-world monkeys Yellow-tailed woolly monkey Goeldi's marmoset tamarin Martins' bare-face Southern muriqui Buffy-headed marmoset Lion-tailed macaque Cottontop tamarin Common name Common Annex C Annex

Annex B Annex (I)

(I)

(II)

(I)

(I) (I)

(I) (I) (I) Annex A (I) (I) (I) (I) (II) (I) (I) spp. (I) Saguinus leucopus Brachyteles hypoxanthus Oreonax flavicauda Saguinus bicolor Saguinus oedipus Saguinus geoffroyi Saimiri oerstedii Cercopithecus roloway Callithrix flaviceps Leontopithecus Saguinus martinsi Cercopithecus diana Cercocebus galeritus Callimico goeldii Colobus satanas Macaca silenus Brachyteles arachnoides Callithrix aurita Cercopithecus solatus

Cercopithecidae Cebidae

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Drill Mandrill red colobus Tana River Thollon's red colobus Thollon's red Proboscis monkey colobus Ugandan red Zanzibar red colobus langur grey Southern Plains Tarai grey langur Uzungwa red colobus Uzungwa red Preuss's red colobus Tufted grey langur Barbary macaque Northern Plains grey langur Central African red colobus Mentawai langur Kashmir grey langur Snub-nosed monkeys Pennant's red colobus Pennant's red Douc langurs Black-footed grey langur Common name Common Annex C Annex

(I) (I) Annex B Annex (I) (II) (II)

(I)

(I) (II)

(I)

(II)

(II) (I) (I)

(I) (I)

Annex A (I) (II) (I) spp. (I) spp. (I) Piliocolobus preussi Piliocolobus tephrosceles Mandrillus sphinx Piliocolobus kirkii Semnopithecus hypoleucos Piliocolobus rufomitratus Presbytis potenziani Piliocolobus gordonorum Semnopithecus ajax Semnopithecus entellus Piliocolobus tholloni Semnopithecus hector Piliocolobus foai Mandrillus leucophaeus Macaca sylvanus Nasalis larvatus Pygathrix Rhinopithecus Semnopithecus dussumieri Semnopithecus priam Piliocolobus pennantii

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Chimpanzees, gorillas, orang-utan Delacour's langur Nepal grey langur Shortridge's langur Bornean orangutan Simakobou Aye-aye Capped langur Eastern gorilla François's langur Nilgiri langur Aye-aye Western gorilla Sumatran orangutan Dwarf lemurs and mouse lemurs Chimpanzee and bonobo Laotian langur Gee's golden langur Hatinh langur and mouse-lemurs Dwarf lemurs White-headed langur Common name Common Annex C Annex

(I)

(II)

(I) (I)

Annex B Annex (II) (II) (I)

(II) (II)

(I)

Annex A (I)

(I) (I) (I) (I)

spp. (I) Trachypithecus francoisi Trachypithecus laotum Trachypithecus shortridgei Simias concolor Trachypithecus delacouri Daubentonia madagascariensis Pongo abelii Trachypithecus geei Trachypithecus pileatus Gorilla beringei Pan Pongo pygmaeus Trachypithecus hatinhensis Trachypithecus johnii Semnopithecus schistaceus Trachypithecus poliocephalus Cheirogaleidae spp. (I) Gorilla gorilla

Hominidae Cheirogaleidae Daubentoniidae

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Sportive lemurs Black-fronted Titi Sportive lemurs Atlantic titi Tarsiers Slow lorises Gibbons Uacaris Uacaris, titis, sakis Uacaris, titis, Barbara Brown's Titi Large lemurs Large lemurs White-nosed saki Indri, sifakas and woolly lemurs Lorises Tarsiers Gibbons and Indri, sifakas woolly lemurs Coastal Black-handed Titi Common name Common Annex C Annex

(II)

Annex B Annex

(II) (II) (I) (II)

Annex A

spp. (I) spp. (I) spp. spp. (II) Tarsius Hylobatidae spp. (I) Lemuridae spp. (I) Nycticebus Cacajao Callicebus nigrifrons Indriidae spp. (I) Lepilemuridae spp. (I) Callicebus personatus Callicebus barbarabrownae Chiropotes albinasus Callicebus melanochir

Indriidae Lepilemuridae Lemuridae Hylobatidae Lorisidae Pitheciidae Tarsiidae

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Chinchillas Chinchillas New-world porcupines Agoutis Asian elephant Crested porcupine African elephant Elephants Pacas Old-world porcupines Mexican hairy dwarf porcupine dwarf Mexican hairy Central American agouti American Central Paraguaian hairy dwarf porcupine dwarf hairy Paraguaian Lowland paca Lowland (III Common name Common (III Honduras) (III (III Uruguay) (III (III Honduras) (III

Dasyprocta punctata Sphiggurus spinosus Sphiggurus mexicanus Honduras) Cuniculus paca

Annex C Annex (II) ); all other populations are

3 included in Annex included in A) Loxodonta africana (Only the populations of Botswana, and Namibia, South Zimb Africa abwe ( Annex B Annex

(I) (Except for the for (Except (I) Annex A (I)

spp. (I) (Specimens of the of (Specimens spp. (I) Loxodonta africana South Botswana, Namibia, populations of Africa and Zimbabwe, which are included in Annex B) Chinchilla not domesticated form are subject to this Regulation) Hystrix cristata Elephas maximus

Dasyproctidae Hystricidae Elephantidae PROBOSCIDEA Erethizontidae Cuniculidae Chinchillidae RODENTIA

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Manatees Greater stick-nest rat Shark Bay mouse Dugong Dugong Mexican prairie dog Mexican prairie Mice, rats False water rat Ground squirrels, tree squirrels tree Ground squirrels, Central Australian rock rat Himalayan marmot Himalayan Deppe's squirrel Deppe's Long-tailed marmot Long-tailed Common name Common (III India) (III (III India) (III (III Costa Rica) (III Sciurus deppei Marmota himalayana Marmota caudata Treeshrews Annex C Annex Giant squirrels Giant spp. (II) SCANDENTIA spp. (II) Ratufa

(I)

Annex B Annex (I)

(I)

(I) (I) (I) (I)

Annex A (I) (I) Trichechus manatus Trichechus senegalensis Dugong dugon Trichechus inunguis Zyzomys pedunculatus Leporillus conditor Cynomys mexicanus Pseudomys fieldi praeconis Pseudomys fieldi Xeromys myoides

Dugongidae SCANDENTIA Muridae Sciuridae SIRENIA Trichechidae

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Auckland Islands teal Auckland Islands Madagascar pochard Red-breasted goose Ferruginous duck Campbell Island teal Campbell Island White-winged duck Aleutian goose Birds Brown teal Laysan duck Nene Ducks, geese, swans etc. Ducks, geese, Garganey Black-bellied whistling-duck Fulvous whistling-duck (III Common name Common (III

Dendrocygna bicolor Honduras) Dendrocygna autumnalis Honduras) Black-necked swan Black-necked West Indian whistling-duck Indian West Coscoroba swan Coscoroba (II) (II) Annex C Annex (II) Baikal teal Baikal Madagascar teal Madagascar (II) (II) Cygnus melancoryphus Anas bernieri Coscoroba coscoroba Dendrocygna arborea Anas formosa

(I)

Annex B Annex

(I)

(I) Annex A (II) (I)

(I) (I) Anas laysanensis Anas querquedula Aythya nyroca Aythya innotata Branta canadensis leucopareia Branta ruficollis Branta sandvicensis Anas chlorotis Anas aucklandica Anas nesiotis Asarcornis scutulata

Anatidae AVES ANSERIFORMES

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Brazilian merganser Hummingbirds Relict gull Pink-headed duck Crested shelduck White-headed duck Eskimo curlew Slender-billed curlew Hook-billed hermit Nordmann's greenshank Thick-knees Gulls, terns Curlews, greenshanks Hummingbirds Double-striped thick-knee Double-striped Common name Common (III Guatemala) (III Burhinus bistriatus

Comb duck Comb (II) Annex C Annex Sarkidiornis melanotos Trochilidae spp. (Except for the (II) species included in Annex A) (possibly

Annex B Annex

(I) (II)

(I)

Annex A

(I) (I) (I)

Glaucis dohrnii Larus relictus Tadorna cristata Rhodonessa caryophyllacea extinct) (I) Numenius borealis Mergus octosetaceus Oxyura leucocephala Numenius tenuirostris Tringa guttifer

Burhinidae Trochilidae Scolopacidae Laridae APODIFORMES CHARADRIIFORMES

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Egrets, herons Storm's stork Cattle egret Bald ibis Oriental stork Great egret Milky stork Greater flamingo Ibises, spoonbills Black stork Waldrapp Crested ibis Little egret Greater adjutant stork Shoebill, whale-headed stork Storks Jabiru Flamingos Flamingos Common name Common

Annex C Annex Scarlet ibis Scarlet Shoebill (II) (II) Balaeniceps rex Eudocimus ruber Phoenicopteridae spp. (Except for(II) the species included in Annex A)

Annex B Annex

(II)

(I)

(II) Annex A (I) (I) (I)

(I)

(II)

Egretta garzetta Ciconia stormi Nipponia nippon Bubulcus ibis Mycteria cinerea Phoenicopterus ruber Leptoptilos dubius Ciconia boyciana Geronticus calvus Geronticus eremita Ciconia nigra Jabiru mycteria Ardea alba

Balaenicipitidae Ardeidae CICONIIFORMES Phoenicopteridae Threskiornithidae Ciconiidae

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Doves, pigeons Rock pigeon Nicobar pigeon Grenada dove Hornbills Giant ibis Purple-winged ground-dove Rufous-necked hornbill Mindoro zone-tailed pigeon Mindoro zone-tailed Eurasian spoonbill European turtle-dove Hornbills Hornbills Pink pigeon Pink Common name Common (III Mauritius) (III Nesoenas mayeri

Luzon bleeding-heart Luzon Hornbills (II) Annex C Annex Hornbills Hornbills Crowned-pigeons spp. (II) spp. (II) spp. (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. Anorrhinus Gallicolumba luzonica Goura Aceros species included in Annex A) Anthracoceros Berenicornis Buceros species included in Annex A) Annex B Annex

(I) (I) (II)

Annex A (I)

Caloenas nicobarica Claravis godefrida Streptopelia turtur Leptotila wellsi Aceros nipalensis Ducula mindorensis Columba livia Platalea leucorodia Pseudibis gigantea

CORACIIFORMES Columbidae Bucerotidae COLUMBIFORMES

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Northern goshawk Helmeted hornbill Levant sparrowhawk Eurasian sparrowhawk Bannerman's turaco Turacos Plain-pouched hornbill Great hornbill falcons, Diurnal birds of prey (eagles, hawks, vultures) Hawks, eagles Hornbills Turacos Diurnal birds of prey Common name Common

) Annex C Annex Hornbills spp. (II) spp. (Except for the (II) Caracara lutosa spp. (II) (Except for the for (Except (II) spp. Tauraco species included in Annex A) FALCONIFORMES spp. (II) FALCONIFORMES spp. (Except for the species included in of species one for except Annex A; included in Cathartidae the family that of species other the Annex C; family are not included in the and Regulation; this Annexes to except for Penelopides Rhyticeros species included in Annex A)

Annex B Annex

(I)

(II)

(II) Annex A (II) (I) (I) (II) Accipiter brevipes Accipiter gentilis Rhinoplax vigil Rhyticeros subruficollis Accipiter nisus Buceros bicornis Tauraco bannermani

Musophagidae FALCONIFORMES Accipitridae CUCULIFORMES

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Lammergeier Cinereous vulture Lesser spotted eagle Rough-legged buzzard Short-toed snake-eagle Greater spotted eagle Black-winged kite Eurasian griffon Adalbert's eagle Imperial eagle kite Cuban hook-billed Harpy eagle Common buzzard Long-legged buzzard Northern harrier Pallid harrier Montagu's harrier Sea-eagles Golden eagle Western marsh-harrier Madagascar serpent-eagle Common name Common Annex C Annex

(I)

Annex B Annex

Haliaeetus albicilla

(II)

(II) (II) (II)

(II) Annex A (II) (II)

(II)

(I) (II) (I) (II) (I) (II) (II) (II) (II) spp. (I/II) ( spp. (I/II) Aquila adalberti Elanus caeruleus Aquila pomarina Aquila clanga Harpia harpyja Aquila chrysaetos Buteo buteo Gypaetus barbatus Gyps fulvus Circus cyaneus Eutriorchis astur Aegypius monachus Buteo rufinus Circaetus gallicus Circus macrourus Aquila heliaca Buteo lagopus wilsonii Chondrohierax uncinatus Circus aeruginosus Circus pygargus Haliaeetus in Appendix the other species is listed I; in are listed Appendix II)

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Andean condor Great Philippine eagle Saker falcon Grey-backed hawk Black kite Seychelles kestrel Lesser kestrel Newton's kestrel Bonelli's eagle Egyptian vulture European honey-buzzard New world vultures Laggar falcon Falcons California condor Booted eagle Red kite Lanner falcon Merlin Eleonora's falcon King vulture King Common name Common (III Honduras) (III Sarcoramphus papa Annex C Annex for Milvus

Annex B Annex

(I)

(II)

(Except

(I)

(II)

which is included in Annex A (II) (II)

(II) (II)

(II)

(I) (II) (I) (Only the population the of (Only (I) (II) (I) (I)

migrans lineatus Annex B) Falco cherrug Falco naumanni Neophron percnopterus Falco columbarius Falco eleonorae Hieraaetus pennatus Leucopternis occidentalis Vultur gryphus Milvus migrans Pithecophaga jefferyi Falco jugger Gymnogyps californianus Falco newtoni the Seychelles) Hieraaetus fasciatus Pernis apivorus Falco araeus Falco biarmicus Milvus milvus

Cathartidae Falconidae

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Red-footed falcon Horned guan Red-billed curassow Mauritius kestrel Eurasian hobby Blue-knobbed curassow Gyrfalcon Common kestrel Peregrine falcon Osprey Great currasow Barbary falcon Ospreys Alagoas curassow Plain chachalaca Yellow-knobbed curassow Yellow-knobbed Wattled curassow Wattled Helmeted curassow Helmeted

Common name Common (III Colombia) (III (III Colombia) (III (III Guatemala/ (III (III Colombia) (III (III Colombia/Costa (III

Crax globulosa Pauxi pauxi Crax rubra Rica/Guatemala/Honduras) Crax daubentoni Ortalis vetula Honduras) Annex C Annex Bare-faced Curassow Bare-faced Crax fasciolata

Annex B Annex

(I)

(I) (II) (II) (II) Annex A (I) (I) (I) (II)

(III Colombia) (III (I) Pandion haliaetus Crax alberti Falco vespertinus Crax blumenbachii Mitu mitu Falco peregrinus Falco rusticolus Falco tinnunculus Oreophasis derbianus Falco punctatus Falco pelegrinoides Falco subbuteo

Cracidae Pandionidae GALLIFORMES

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Chinese monal Brown eared-pheasant Himalayan monal Edwards' pheasant Trinidad piping guan Sclater's monal White-winged guan Black-fronted piping guan Megapodes, scrubfowl Grouse, guineafowl, partridges, pheasants, tragopans Cheer pheasant Masked bobwhite White eared-pheasant Maleo Kalij pheasant Crested guan Highland guan Highland (III (III Common name Common (III Guatemala) (III

Penelope purpurascens Honduras) Lophura leucomelanos Pakistan) Penelopina nigra Blood pheasant Blood Great argus Great Annex C Annex Grey junglefowl Grey Vietnamese fireback Vietnamese (II) (II) (II) Gallus sonneratii Lophura hatinhensis Argusianus argus Ithaginis cruentus

(I)

Annex B Annex (I)

(I)

(I) (I)

(I) Annex A (I) (I)

(I) Macrocephalon maleo Pipile jacutinga Pipile pipile Crossoptilon mantchuricum Lophophorus impejanus Lophophorus sclateri Catreus wallichii Lophura edwardsi Colinus virginianus ridgwayi Colinus virginianus Lophophorus lhuysii Penelope albipennis Crossoptilon crossoptilon

Megapodiidae Phasianidae

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Elliot's pheasant Crested argus Caspian snowcock Gorgeted wood-quail Tibetan snowcock Hume's pheasant Mikado pheasant Cabot's tragopan Western tragopan Blyth's tragopan Swinhoe's pheasant Himalayan quail Palawan peacock-pheasant Koklass pheasant Koklass Ocellated turkey Ocellated Indian peafowl Indian Satyr tragopan Satyr Common name Common (III Pakistan) (III (III Guatemala) (III (III Nepal) (III (III Pakistan) (III Pavo cristatus Pucrasia macrolopha Tragopan satyra Meleagris ocellata Attwater's prairie-chicken Attwater's Bornean peacock-pheasant Bornean (II) Grey peacock-pheasant Grey (II) Malayan peacock-pheasant Malayan Germain's peacock-pheasant Germain's (II) (II) (II) Annex C Annex Green peafowl Green (II) Pavo muticus Polyplectron malacense Polyplectron bicalcaratum Polyplectron schleiermacheri Polyplectron germaini Tympanuchus cupido attwateri Tympanuchus cupido

(I) Annex B Annex

(I)

(I) (I) (I) Annex A (I) (I) (I) (I) Tragopan blythii Odontophorus strophium Syrmaticus ellioti Rheinardia ocellata Syrmaticus mikado Tetraogallus caspius Tetraogallus tibetanus Tragopan melanocephalus Tragopan caboti Lophura swinhoii Polyplectron napoleonis Ophrysia superciliosa Syrmaticus humiae

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Bustards Common crane White-necked crane Houbara bustard Whooping crane Red-crowned crane Siberian crane Indian bustard Macqueen's bustard Sandhill crane Hooded crane Cranes Black-necked crane Bengal florican Cranes Bustards Common name Common

Annex C Annex Gruidae spp. (II) (Except for the (Except for Gruidae spp. (II) species included in Annex A) Otididae spp. (II) (Except for the (Except for Otididae spp. (II) species included in Annex A)

Grus cana

Annex B Annex

(I) (I)

(I)

Grus canadensis pulla

(I) (I)

Annex A (I/II) (The species is listed is species (The (I/II) (I) (I) (I) and

(I)

(I) (II) Ardeotis nigriceps Grus monacha Chlamydotis macqueenii Chlamydotis undulata Grus leucogeranus Grus americana Grus vipio Houbaropsis bengalensis Grus grus Grus japonensis Grus nigricollis Grus canadensis but subspecies in Appendix II densis nesiotes in are listed Appendix I)

Gruidae GRUIFORMES Otididae

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Noisy scrub-bird Lord Howe rail Kagu Little bustard Great bustard Amazonian umbrella bird Amazonian umbrella bird Long-wattled umbrella White-winged cotinga Scrub-birds Cotingas Lesser florican Coots, rails Kagu Cardinals, tanagers Banded cotinga (III (III Common name Common

Cephalopterus ornatus Colombia) Cephalopterus penduliger Colombia) Yellow cardinal Yellow Red-crested cardinal Red-crested Yellow-billed cardinal Yellow-billed Annex C Annex Seven-coloured tanager Seven-coloured (II) (II) Cocks-of-the-rock (II) (II) spp. (II) Gubernatrix cristata Paroaria capitata Paroaria coronata Rupicola Tangara fastuosa

Annex B Annex

(I)

(I) (I) (I) (II) (I)

Annex A

(II) (II) Sypheotides indicus Rhynochetos jubatus Tetrax tetrax Gallirallus sylvestris Cotinga maculata Xipholena atropurpurea Otis tarda Atrichornis clamosus

Atrichornithidae Rhynochetidae PASSERIFORMES Emberizidae Cotingidae Rallidae

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Mannikins, waxbills Red siskin New-world blackbirds Rodrigues brush-warbler Western rufous bristlebird Western bristlebird Finches White-eyed river-martin Honey-eaters Helmeted honeyeater Martins Old-world flycatchers, babblers, Old-world flycatchers, etc. Saffron-cowled blackbird Common name Common

Southern black-throated finch black-throated Southern Java sparrow Java Green avadavat Green Taiwan Hwamei Taiwan Yellow-faced siskin Yellow-faced (II) Chinese Hwamei Chinese Annex C Annex (II) (II) (II) Rueck's blue-flycatcher Rueck's (II) (II) Timor sparrow Timor (II)

Lonchura fuscata Lonchura oryzivora Cyornis ruckii Garrulax canorus Poephila cincta cincta Poephila cincta Lichenostomus melanops cassidix (II) Amandava formosa Carduelis yarrellii Garrulax taewanus

(possibly

(I) (III Mauritius) (III Annex B Annex

(I)

(I) (I) Annex A

Dasyornis longirostris Xanthopsar flavus Pseudochelidon sirintarae Acrocephalus rodericanus Carduelis cucullata Dasyornis broadbenti litoralis extinct) (I)

Hirundinidae Muscicapidae Estrildidae Icteridae Fringillidae Meliphagidae

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Mynas Whiskered pitta Bulbuls White-eyes Birds of paradise Pittas White-chested white-eye Bali myna Grey-necked rockfowl White-necked rockfowl Gurney's pitta Mascarene paradise-flycatcher (III Common name Common

Terpsiphone bourbonnensis Mauritius) Straw-headed bulbul Straw-headed Silver-eared mesia Silver-eared Omei Shan liocichla Shan Omei Birds of paradise of Birds (II) Hill myna Hill Annex C Annex (II) (II) Red-billed leiothrix Red-billed Banded pitta Banded (II) Fairy pitta Fairy (II) (II) (II) Leiothrix argentauris Paradisaeidae spp. (II) Pycnonotus zeylanicus Gracula religiosa Leiothrix lutea Liocichla omeiensis Pitta guajana Pitta nympha

(I) Annex B Annex

(I) (I)

Annex A (I)

(I) (I) Picathartes oreas Pitta kochi Picathartes gymnocephalus Pitta gurneyi Leucopsar rothschildi Zosterops albogularis

Sturnidae Zosteropidae Pittidae Paradisaeidae Pycnonotidae

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Barbets Woodpeckers Tristram's woodpecker Christmas frigatebird Dalmatian pelican Chestnut-eared aracari Red-breasted toucan Pelicans Abbott's booby Toucan barbet Frigatebirds Toucans Boobies Saffron toucanet Saffron (III (III (III Common name Common (III Argentina) (III

Ramphastos dicolorus Argentina) Semnornis ramphastinus Colombia) Baillonius bailloni Pteroglossus castanotis Argentina) Keel-billed toucan Keel-billed Black-necked aracari Black-necked Red-billed toucan Red-billed Green aracari Green (II) Annex C Annex Toco toucan Toco (II) (II) (II) (II) Pteroglossus viridis Ramphastos sulfuratus Pteroglossus aracari Ramphastos tucanus Ramphastos toco

(I) Annex B Annex

(I) (I) Annex A (I) Papasula abbotti Fregata andrewsi Pelecanus crispus Dryocopus javensis richardsi Dryocopus javensis

Capitonidae Picidae PELECANIFORMES Fregatidae PICIFORMES Sulidae Pelecanidae Ramphastidae

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Atitlan Grebe Palm cockatoo Spot-billed toucanet macaws, parakeets, Cockatoos, lories, parrots etc. Cockatoos Grebes Albatrosses Philippine cockatoo Short-tailed albatross Salmon-crested cockatoo Parrots, etc. Tanimbar cockatoo Yellow-crested cockatoo (III Common name Common

Selenidera maculirostris Argentina)

and Channel-billed toucan Channel-billed Agapornis Annex C Annex (II) , which are not , which are

Melopsittacus undu Melopsittacus , Nymphicus hollandicus , latus Psittacula krameri this Annexes to the included in Regulation) Ramphastos vitellinus PSITTACIFORMES spp. (II) (Except for the species included in excluding and Annex A roseicollis

Annex B Annex (I)

(I)

(I) (I) (I) (I) (I) Annex A Podilymbus gigas Cacatua moluccensis Cacatua sulphurea Phoebastria albatrus Cacatua goffiniana Probosciger aterrimus Cacatua haematuropygia

Podicipedidae Cacatuidae PODICIPEDIFORMES PSITTACIFORMES PROCELLARIIFORMES Diomedeidae

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Red and blue lory Lilac-crowned parrot Amazons, macaws, parakeets, parrots parakeets, Amazons, macaws, Vinaceous parrot Green-cheeked parrot Red-necked parrot Tucuman parrot Puerto Rican parrot Cuban parrot Lories, lorikeets Blue macaws Yellow-naped parrot St Vincent parrot Imperial parrot Yellow-headed parrot Red-browed parrot parrot Saint Lucia Yellow-shouldered parrot Red-tailed parrot Red-spectacled parrot Blue lorikeets Common name Common Annex C Annex is listed in listed is

Annex B Annex

(I)

(I) (I) (I) (I)

(I) (I) (I)

(I) (I) Annex A (I) (I) (I) (I) (I) Vini ultramarina spp. (I) spp.

(I) spp. (I/II) ( spp. (I/II) Appendix I, the in other species are listed Appendix II) Amazona auropalliata Amazona pretrei Amazona rhodocorytha Amazona vittata Amazona vinacea Eos histrio Amazona finschi Amazona oratrix Vini Amazona brasiliensis Amazona imperialis Amazona versicolor Amazona barbadensis Amazona guildingii Amazona tucumana Amazona arausiaca Amazona viridigenalis Anodorhynchus Amazona leucocephala

Loriidae Psittacidae

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Ground parrot Norfolk Island parakeet Norfolk Island Spix's macaw parakeet yellow-fronted Chatham Island Blue-headed macaw Blue-winged macaw Golden-shouldered parrot Red-fronted macaw Red-fronted parakeet Red-crowned parakeet Golden parakeet Great green macaw parrot Coxen's double-eyed fig Yellow-eared parrot Scarlet macaw Horned parakeet Orange-bellied parrot Pileated parrot Blue-throated macaw Military macaw Night parrot Common name Common Annex C Annex

(I) (I)

(I)

Annex B Annex

(I)

(possibly extinct) (I) (I)

(I) (I)

(I)

(I) (I) (I)

(I) (I) (I) (I) Annex A

(I)

(I) (I) (I)

Primolius couloni Pezoporus wallicus Cyanoramphus cookii Cyanoramphus novaezelandiae Eunymphicus cornutus Primolius maracana Ara rubrogenys Ognorhynchus icterotis Ara militaris Cyanoramphus forbesi Cyclopsitta diophthalma coxeni Pezoporus occidentalis (I) Ara glaucogularis Guarouba guarouba Ara ambiguus Ara macao Cyanopsitta spixii Cyanoramphus saisseti Neophema chrysogaster Pionopsitta pileata Psephotus chrysopterygius

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Mauritius parakeet Blue-throated parakeet Penguins Owls Humboldt penguin Owls Kakapo Lesser rhea Rheas Hooded parrot Paradise parrot African grey parrot Thick-billed parrots Common name Common Lesser rhea Lesser (II) Jackass penguin Jackass Annex C Annex (II) Greater rhea Greater Sceloglaux albi (II)

) Pterocnemia pennata pennata Rhea americana STRIGIFORMES spp. (II) (Except STRIGIFORMES spp. (II) for the species included in Annex A for and except facies Spheniscus demersus

which is Annex B Annex

(I) (Except (I) (possibly extinct)

(I) (I) (I) (I) (I)

Annex A (I) spp. (I)

Psephotus pulcherrimus (I) Psittacus erithacus Pyrrhura cruentata Strigops habroptilus Spheniscus humboldti Psittacula echo Pterocnemia pennata Pterocnemia pennata pennata Annex included in B) Psephotus dissimilis Rhynchopsitta

SPHENISCIFORMES Spheniscidae Rheidae STRIGIFORMES RHEIFORMES

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Short-eared owl Little owl Christmas hawk-owl Snowy owl Great grey owl Lesser eagle-owl Ural owl Northern hawk owl Eurasian eagle-owl Owls Long-eared owl Eurasian pygmy-owl Sokoke scops-owl Eurasian scops-owl Tawny owl Boreal owl Forest owlet Common name Common Annex C Annex

Strix Bubo bubo

Annex B Annex (II)

(Except for

(I)

(II) (I) (II) Annex A

which is included in which is

(Except for

(II)

(II) (II) (II)

(I) (II) (II) (II) which is included in Annex B) included in is which (II) (II)

(II) Aegolius funereus Heteroglaux blewitti Ninox natalis Athene noctua Mimizuku gurneyi Nyctea scandiaca Strix nebulosa Surnia ulula Glaucidium passerinum Strix aluco Asio otus Strix uralensis uralensis davidi Annex B) Asio flammeus Bubo bubo bengalensis Otus scops Otus ireneae

Strigidae

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Ostrich Quetzals Alligators, caimans, crocodiles Tinamous Soumagne's owl Resplendent quetzal Barn owls Barn owl Reptiles Ostrich Solitary tinamou Alligators, caimans, crocodiles Common name Common Annex C Annex

CROCODYLIA spp. (II) (Except (II) CROCODYLIA spp. for the species included in Annex A)

Annex B Annex (I)

(I) Annex A (I) (Only the populations (I)

(I)

(II) Struthio camelus Burkina Faso, Cameroon, of Algeria, the Republic, Chad, Central African Mali, Mauritania, Morocco, the Niger, Nigeria, popu other Senegal and the Sudan; all lations are not included in the Annexes to this Regulation) Pharomachrus mocinno Tyto alba Tyto soumagnei Tinamus solitarius

STRUTHIONIFORMES TINAMIFORMES Tinamidae TROGONIFORMES REPTILIA Tytonidae Trogonidae Struthionidae CROCODYLIA

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Alligators, caimans African slender-snouted crocodile Broad-nosed caiman Orinoco crocodile Morelet's crocodile Rio Apaporis spectacled caiman Rio Apaporis spectacled Black caiman Crocodiles Philippine crocodile Chinese alligator American crocodile Common name Common Annex C Annex

(I)

Annex B Annex (I) (I) (I) (I) (Except for the (I) (I) (Except for the for (Except (I)

(I) (Except for the popu the for (Except (I) (I) (Except (I) for the popu Annex A (I)

Crocodylus acutus Management the Integrated lation of District of Mangroves of the Bay of and Balsa Cispata, Tinajones, La of Department Surrounding Areas, of population the and Córdoba, Colombia, Annex B) in included are Cuba, which Crocodylus moreletii in included is which Belize, population of wild for quota zero a with Annex B commercial specimens traded for Mexico, population of the purposes, and Annex B) in included which is Alligator sinensis apaporiensis Caiman crocodilus Melanosuchus niger in included is which Brazil, population of Ecuador, population of Annex B, and Annex B and is in included which is subject to a zero annual export quota until been approved quota has an annual export and the IUCN/ by the CITES Secretariat Group) Specialist SSC Crocodile Crocodylus cataphractus Crocodylus mindorensis Caiman latirostris lation of Argentina, which is included in Annex B) Crocodylus intermedius

Alligatoridae Crocodylidae

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Mugger crocodile Cuban crocodile Estuarine crocodile False gharial Siamese crocodile Nile crocodile dwarf crocodile West African Common name Common Annex C Annex

Annex B Annex

(I) (I) (I) (I) (Except for the (I) (I) (I) (I) (Except for the for (Except (I) Annex A

Crocodylus palustris Crocodylus siamensis Crocodylus porosus Indonesia, Australia, populations of to the Malaysia [wild harvest restricted State of Sarawak and a zero quota for of States the other wild specimens for Malaysia (Sabah and Malaysia), Peninsular with no quota unless change in the zero and Parties] CITES approved by the in included are which Guinea, Papua New Annex B) Tomistoma schlegelii Osteolaemus tetraspis Crocodylus niloticus [subject Botswana, Egypt populations of specimens traded wild quota for zero to a purposes], Ethiopia, Kenya, for commercial Madagascar, Malawi, Mozambique, Namibia, South Uganda, Africa, the to [subject United Republic of Tanzania than no more quota of export an annual hunting including specimens 1600 wild trophies, in addition to ranched specimens], Zambia and populations Zimbabwe; these are included in Annex B) Crocodylus rhombifer

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Gharial Gavial or gharial Tuataras Tuataras Spiny-tailed lizards (Agamas, mastigures) Alligator lizards Alligator lizards Common name Common

, Annex C Annex

) Spiny-tailed lizards Spiny-tailed A. salvadorensis A. , A. gaiophantasma ,

spp. (II) spp. (II) (except for the for (except (II) spp. spp. (II) spp. A. vasconcelosii A. Uromastyx Abronia species included in Annex A. A zero export quota has been estab wild specimens for lished for Abronia aurita A. montecristoi and Saara Annex B Annex

(I)

(I) (I) Annex A (I) spp. (I) spp. Gavialis gangeticus Abronia fimbriata Sphenodon Abronia campbelli Abronia anzuetoi

Agamidae RHYNCHOCEPHALIA Anguidae Gavialidae Sphenodontidae SAURIA

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Chameleons European chameleon Dwarf spiny chameleon Dwarf chameleons Chameleons Common name Common

Pygmy chamaeleons Pygmy Dwarf chameleons Dwarf Dwarf chameleons Dwarf Annex C Annex Pygmy chamaeleons Pygmy Dwarf chameleons Dwarf Madagascar chameleons Madagascar

Madagascar chameleons Madagascar

spp. (II) spp. spp. (II) spp. spp. (II) spp. spp. (II) (Except for the for (Except (II) spp. spp. (II) spp. (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. (II) Brookesia species included in Annex A) Chamaeleo species included in Annex A) Furcifer Kinyongia Nadzikambia Palleon Archaius Rieppeleon Trioceros Bradypodion Rhampholeon Calumma

Annex B Annex

(II)

(I) (I) Annex A

(I) Abronia meledona Chamaeleo chamaeleon Abronia frosti Brookesia perarmata

Chamaeleonidae

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Spiny-tailed lizards Geckos Sticky-toed geckos Turquoise dwarf gecko Turquoise dwarf Psychedelic rock gecko Day geckos Common name Common spp. (III New spp. (III spp. (III New spp. (III spp. (III New spp. (III

Mokopirirakau Zealand) Hoplodactylus Zealand) Dactylocnemis Zealand)

Serpent Island gecko Island Serpent

Masobe gecko Masobe

Annex C Annex (II)

(II) New Zealand tree geckos tree Zealand New

Girdled lizards Girdled

spp. (II) spp. (II) spp. (II) spp. spp. (II) spp. spp. (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. spp. (II) spp. spp. (II) spp. (II) spp. Smaug Hemicordylus Pseudocordylus Paroedura masobe Cordylus Nactus serpensinsula Namazonurus Ouroborus Karusaurus Naultinus Ninurta Phelsuma species included in Annex A)

Annex B Annex (I) (I) Annex A Lygodactylus williamsi Cnemaspis psychedelica

Gekkonidae Cordylidae

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Fiji iguanas Gila monster and beaded Gila monster lizard Gila monster and beaded lizard Iguanas Round Island day gecko day Round Island Ground iguanas Guatemalan beaded lizard

Common name Common spp. (III New (III spp. spp. (III New Zealand) New (III spp. spp. (III New Zealand) New spp. (III

Toropuku Tukutuku Woodworthia Zealand)

Rio Aguan Valley spiny-tailed iguana spiny-tailed Valley Aguan Rio Galapagos marine iguana marine Galapagos Roatan spiny-tailed iguana spiny-tailed Roatan (II) Guatemalan Spiny-tailed iguana Spiny-tailed Guatemalan (II) Utila Island spiny-tailed iguana spiny-tailed Island Utila

Annex C Annex (II) Galapagos land iguanas land Galapagos (II) Flat-tailed geckos Flat-tailed (II) Iguanas spp. (II) spp. (II) spp. spp. (II) (Except for the for (Except spp. (II) spp. (II) spp. spp. (II) spp. Ctenosaura oedirhina Iguana Conolophus Ctenosaura bakeri Ctenosaura melanosterna Uroplatus Ctenosaura palearis Heloderma Annex subspecies included in A) Rhoptropella Amblyrhynchus cristatus

(I) Annex B Annex

(II) Annex A

spp. (I) spp. spp. (I) Cyclura Heloderma horridum charlesbogerti Brachylophus Phelsuma guentheri

Iguanidae Helodermatidae

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Hierro giant lizard San Esteban Island chuckwalla San Esteban Island Lilford's wall lizard Caiman lizards, tegu lizards tegu Caiman lizards, Ibiza wall lizard Lizard Earless Monitor Lizards Skinks Common name Common Dragon lizard Dragon Coast horned lizard horned Coast Cedros Island horned lizard horned Island Cedros Blaineville's horned lizard horned Blaineville's Gulf coast horned lizard horned coast Gulf (II) (II) (II) (II) Annex C Annex (II) Prehensile-tailed skink Prehensile-tailed Tegus Caiman lizards Caiman

(II) spp.(II) spp. (II) spp. spp. (II)

Phrynosoma blainvillii Phrynosoma wigginsi Tupinambis Corucia zebrata Crocodilurus amazonicus Phrynosoma coronatum Phrynosoma cerroense Dracaena Lanthanotidae spp. (II) (A zero (A Lanthanotidae spp. (II) export quota has been established for wild specimens for commercial trade) Salvator Annex B Annex

(II)

(I) Annex A (II) (I) Podarcis lilfordi Podarcis pityusensis Sauromalus varius Gallotia simonyi

Lanthanotidae Scincidae Teiidae Lacertidae

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Indian monitor lizard Chinese crocodile Madagascar ground boas Puerto Rican boa Desert monitor Komodo dragon Boas Argentine boa constrictor Jamaican boa Virgin Island tree boa tree Virgin Island Yellow monitor Spotted sand boa Monitor lizards Gray's monitor boa Madagascar tree Snakes Clouded monitor Chinese crocodile lizard Monitor lizards Boas Common name Common

Annex C Annex spp. (II) (Except for the for (Except (II) spp. Boidae spp. (II) (Except for the for (Except Boidae spp. (II) species included in Annex A) Varanus species included in Annex A)

(I) (I) Annex B Annex

(I)

(I) (I)

(I) (I) (I) (I) (I) (II) Annex A

(I) (II) spp. (I) spp. Varanus bengalensis Varanus griseus Shinisaurus crocodilurus occidentalis Boa constrictor Epicrates subflavus Varanus nebulosus Epicrates inornatus Sanzinia madagascariensis Eryx jaculus Epicrates monensis Varanus flavescens Varanus olivaceus Acrantophis Varanus komodoensis

Xenosauridae Varanidae SERPENTES Boidae

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Cobras, coral snakes Cobras, coral Round Island boas Round Island boa keel-scaled Round Island Round Island boa Round Island Typical snakes, snakes, whip snakes water Round Island boas Round Island Central American coral snake Atlantic coral snake coral Atlantic

Checkered keel-back Checkered (III

Olive keel-back Olive Dog-faced water snake water Dog-faced (III India) (III (III Common name Common (III India) (III (III India) (III (III India) (III (III Honduras) (III (III Honduras) (III

Micrurus ruatanus Atretium schistosum Cerberus rynchops Xenochrophis tytleri Micrurus diastema Micrurus nigrocinctus Honduras) Xenochrophis piscator Xenochrophis schnurrenbergeri India) Broad-headed snake Broad-headed Indian egg-eating snake egg-eating Indian

(II) (II) Annex C Annex False cobra False Common rat snake rat Common Mussurana (II) (II) Chinese spitting cobra spitting Chinese (II) (II) Cyclagras gigas Clelia clelia Bolyeriidae spp. (II) (Except for the (Except for Bolyeriidae spp. (II) species included in Annex A) Ptyas mucosus Hoplocephalus bungaroides Naja atra Elachistodon westermanni

Annex B Annex

(I) (I) Annex A Bolyeria multocarinata Casarea dussumieri

Elapidae Bolyeriidae Colubridae

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Wood boas Mexican dwarf boa Pythons Pythons Indian python Common name Common

King cobra King Burmese spitting cobra spitting Burmese Wood boas Wood North Philippine spitting cobra spitting Philippine North Mexican dwarf boa dwarf Mexican Annex C Annex (II) South-east Philippine spitting cobra spitting Philippine South-east Golden spitting cobra spitting Golden (II) Andaman cobra Andaman Indochinese spitting cobra spitting Indochinese (II) South Indonesian spitting cobra spitting Indonesian South Monocellate cobra Monocellate (II) Central Asian cobra Asian Central (II) (II) (II) (II) Indian cobra Indian (II) (II) (II) Pythonidae spp. (II) (Except for the for (Except Pythonidae spp. (II) Annex subspecies included in A) Naja kaouthia Naja mandalayensis Ophiophagus hannah Loxocemidae spp. (II) Naja sputatrix Naja naja Naja samarensis Tropidophiidae spp. (II) Naja philippinensis Naja sagittifera Naja oxiana Naja siamensis Naja sumatrana

Annex B Annex (I) Annex A Python molurus

Loxocemidae Pythonidae Tropidophiidae

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Austro-American sideneck turtles Sea turtles Pig-nosed turtles Roti snake-necked turtle Sea turtles Latifi's viper Vipers Western swamp turtle Orsini's viper Neotropical rattlesnake Neotropical Russell's viper Russell's Common name Common (III Honduras) (III (III India) (III Crotalus durissus Daboia russelii Mangshan pit-viper Mangshan (II) Pig-nosed turtle Pig-nosed Aruba rattlesnake Aruba (II) Kenya horned viper horned Kenya Annex C Annex (II) (A zero (A (II) Wagner's viper Wagner's Mt. Kenya bush viper bush Kenya Mt. (II) (II) (II)

Atheris desaixi unicolor Crotalus durissus Vipera wagneri Trimeresurus mangshanensis Chelodina mccordi estab has been quota annual export specimens removed from lished for the wild) Bitis worthingtoni Carettochelys insculpta

Annex B Annex (I)

Annex A

(I) (Only the population (I) of

Vipera latifii Pseudemydura umbrina Vipera ursinii which formerly area the Europe, except popu latter constituted the USSR; these lations are not included in the Annexes to this Regulation) Cheloniidae spp. (I)

Viperidae Chelidae TESTUDINES Carettochelyidae Cheloniidae

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Bog turtle Snapping turtles Central American river turtle Leatherback turtle Painted turtle Leatherback turtle turtles freshwater Box turtles, Map turtles Aquatic box turtle Alligator snapping turtle Box turtles (III United (III Common name Common (III United (III

spp. (III United States United spp. (III Macrochelys temminckii States of America) Graptemys of America) Chelydra serpentina States of America)

Blanding's turtle Blanding's Diamondback terrapin Diamondback Wood turtle Wood Central American river turtle river American Central (II) Annex C Annex Spotted turtle Spotted (II) (II) (II) (Only live (II)

spp. (II) (Except for the for (Except spp. (II) Glyptemys insculpta Chrysemys picta specimens) Emydoidea blandingii Clemmys guttata Dermatemys mawii Malaclemys terrapin Terrapene species included in Annex A)

Annex B Annex

(I)

(I) (I) Annex A Dermochelys coriacea Glyptemys muhlenbergii Terrapene coahuila

Emydidae Chelydridae Dermatemydidae Dermochelyidae

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Asian box turtles Batagur Southern river terrapin Southern river Black pond turtle Common name Common C. and Black-breasted leaf turtle leaf Black-breasted Ryukyu black-breasted leaf turtle leaf black-breasted Ryukyu

Annex C Annex

(II) (A zero (A (II) (II) Crowned river turtle river Crowned (II) (II) (A (II) zero (II) Asian leaf turtles leaf Asian (II) (II)

spp. (II) spp. (II) (A zero annual zero (A (II) spp. for specimens removed from removed specimens for Cuora aurocapitata, C. Geoemyda japonica Cyclemys Hardella thurjii Batagur dhongoka Batagur kachuga Cuora export quota has been established for bourreti, C. flavomarginata, C. mccordi, galbinifrons, C. C. mouhotii, C. pani, picturata, trifasciata, C. yunnanensis zhoui the wild and for commercial traded purposes) Batagur trivittata estab has been quota annual export specimens removed from lished for the wild and for commercial traded purposes) Geoemyda spengleri Batagur borneoensis estab has been quota annual export specimens removed from lished for the wild and for commercial traded purposes) Annex B Annex

(I)

Annex A (I) (I) Batagur affinis Batagur baska Geoclemys hamiltonii

Geoemydidae

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Yellow-headed temple turtle Yellow-headed temple turtle Arakan forest Annam pond turtle Big-headed pond turtle Pritchard's pond turtle pond Pritchard's Fujian pond turtle pond Fujian Reeves's turtle Reeves's (III Common name Common (III China) (III (III China) (III (III China) (III

Mauremys pritchardi Mauremys iversoni Mauremys megalocephala China) Mauremys reevesii Snail-eating turtle Snail-eating Sulawesi forest turtle forest Sulawesi Ricefield turtle Ricefield (II) Red-necked pond turtle pond Red-necked (II) Japanese pond turtle pond Japanese (II) (A zero (A (II) Giant Asian turtle Asian turtle Giant Spiny Yellow pond turtle pond Yellow (II) Annex C Annex (II) (A zero (A (II) (II) (II) (A zero (II) (II) (II) (II) (II)

Heosemys annandalii estab has been quota annual export specimens removed from lished for the wild and for commercial traded purposes) Mauremys annamensis estab has been quota annual export specimens removed from lished for the wild and for commercial traded purposes) Malayemys subtrijuga Mauremys nigricans Heosemys spinosa Mauremys mutica Heosemys depressa estab has been quota annual export specimens removed from lished for the wild and for commercial traded purposes) Heosemys grandis Leucocephalon yuwonoi Malayemys macrocephala Mauremys japonica Annex B Annex Annex A

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Malayan giant turtle Malayan giant turtle Indian roofed Big-headed turtles Big-headed turtles Three-keeled land tortoise Burmese swamp turtle Roofed turtles Chinese false-eyed turtle false-eyed Chinese Notch-mouthed stripe-necked turtle stripe-necked Notch-mouthed Chinese stripe-necked turtle stripe-necked Chinese Philippen's stripe-necked turtle stripe-necked Philippen's Common name Common (III China) (III (III China) (III (III China) (III (III China) (III Mauremys sinensis Ocadia glyphistoma Sacalia pseudocellata Ocadia philippeni Black marsh turtle marsh Black

Philippine pond turtle pond Philippine (II) Four-eyed turtle Four-eyed Cochin forest cane turtle cane forest Cochin Indian black turtle black Indian Malayan flat-shelled turtle flat-shelled Malayan (II) (II) Annex C Annex (II) (II) (II) Indian eyed turtle eyed Indian (II) (A zero (A (II) Beal's eyed turtle eyed Beal's (II) (II) spp. (II) (Except for the for (Except (II) spp.

Morenia petersi Sacalia quadriocellata Siebenrockiella leytensis Sacalia bealei Notochelys platynota Vijayachelys silvatica Orlitia borneensis estab has been quota annual export specimens removed from lished for the wild and for commercial traded purposes) Pangshura species included in Annex A) Siebenrockiella crassicollis Melanochelys trijuga

Annex B Annex (I)

Annex A (I) (I) Platysternidae spp. (I) Melanochelys tricarinata Morenia ocellata Pangshura tecta

Platysternidae

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Angonoka Madagascar spider tortoise Galapagos giant tortoise Galapagos giant Tortoises Tortoises Radiated tortoise Burmese star tortoise Geometric tortoise Spur-thighed tortoise Madagascar sideneck turtle Pancake tortoise Madagascar flat-shelled tortoise Madagascar flat-shelled Afro-American sideneck turtles Bolson tortoise Common name Common

Big-headed sideneck turtle sideneck Big-headed

(II) Annex C Annex Centrochelys Sideneck turtles Sideneck spp. (II) for specimens removed for

Peltocephalus dumerilianus Erymnochelys madagascariensis (II) Podocnemis Testudinidae spp. (II) (Except for (Except Testudinidae spp. (II) included in Annex the species A; annual export quota has a zero for been established sulcata from the wild and traded for primarily commercial purposes)

(I) (I) Annex B Annex

(II)

(I)

(I) (I) (I) Annex A (I) (II) Astrochelys radiata Astrochelys yniphora Pyxis planicauda Psammobates geometricus Pyxis arachnoides Testudo graeca Geochelone platynota Chelonoidis niger Malacochersus tornieri Gopherus flavomarginatus

Testudinidae Podocnemididae

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Softshell turtles, terrapins Egyptian tortoise Burmese narrow-headed softshell Hermann's tortoise turtle Cuatro Cienagas soft-shell Asian narrow-headed softshell Marginated tortoise Narrow-headed softshell turtles Narrow-headed softshell

Common name Common (III United States (III (III United States (III (III United States of United States (III

Apalone ferox America) Apalone spinifera the (except for of America) Annex subspecies included in A) Apalone mutica of America)

Senegal flapshell turtle flapshell Senegal Zambezi flapshell turtle flapshell Zambezi (II) Nubian flapshelll turtle flapshelll Nubian Southeast Asian soft-shelled turtle soft-shelled Asian Southeast Aubrys flapshelll turtle flapshelll Aubrys Annex C Annex (II) (II) (II) (II) spp. (II) (Except for the for (Except spp. (II) Amyda cartilaginea Cyclanorbis senegalensis Cycloderma aubryi Cycloderma frenatum Chitra species included in Annex A) Cyclanorbis elegans

Annex B Annex

(I) (I) (II) (II)

Annex A

(I) (I) Chitra chitra Testudo kleinmanni Chitra vandijki Testudo hermanni atra Apalone spinifera Testudo marginata

Trionychidae

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Black soft-shell turtle Black soft-shell Cryptic forest frogs Cryptic forest Indian soft-shell turtle Indian soft-shell Amphibians Peacock soft-shell turtle Peacock soft-shell Frogs and toads Common name Common Chinese softshell turtle softshell Chinese Sri Lankan flapshell turtle flapshell Lankan Sri Hunan softshell turtle softshell Hunan Wattle-necked softshell turtle softshell Wattle-necked Euphrates softshell turtle softshell Euphrates Brilliant-thighed poison frog poison Brilliant-thighed Amur softshell turtle softshell Amur (II) Malayan soft-shelled turtle soft-shelled Malayan Indo-Gangetic flapshell turtle flapshell Indo-Gangetic Burmese peacock softshell peacock Burmese Annex C Annex Nile softshell turtle softshell Nile Yangtze softshell turtle softshell Yangtze Burmese flapshell turtle flapshell Burmese (II) (II) Leith's softshell turtle softshell Leith's (II) (II) Giant softshell turtles softshell Giant (II) (II) (II) (II) (II) (II) (II) (II) (II) spp. (II) Dogania subplana Lissemys scutata Pelochelys Pelodiscus axenaria Allobates femoralis Palea steindachneri Nilssonia formosa Pelodiscus parviformis Lissemys ceylonensis Lissemys punctata Nilssonia leithii Trionyx triunguis Rafetus euphraticus Rafetus swinhoei Pelodiscus maackii Annex B Annex

(I) (I) Annex A (I) Nilssonia gangetica Nilssonia hurum Nilssonia nigricans

AMPHIBIA ANURA Aromobatidae

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Frogs Toads Nimba toads Golden toad Cameroon toad Golden frog Malcolm's Ethiopian toad African viviparous toads Poison frogs Chilean helmeted water toad water helmeted Chilean (III Chile) (III Common name Common Calyptocephalella gayi Chimanta poison frog poison Chimanta (II)

Annex C Annex Sanguine poison frog poison Sanguine Myers' poison frog poison Myers'

(II) (II) Goliath frog Goliath (II) spp. (II) spp. (II) spp. spp. (II) Allobates hodli Anomaloglossus rufulus Andinobates Adelphobates Ameerega Allobates myersi Allobates zaparo Conraua goliath

(I) Annex B Annex

(I)

(I) Annex A spp. (I) spp. spp. (I) (I) spp. (I) Amietophrynus superciliaris Atelopus zeteki Nectophrynoides Amietophrynus channingi Incilius periglenes Nimbaphrynoides Altiphrynoides

Bufonidae Conrauidae Calyptocephalellidae Dendrobatidae

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Tree frogs Tomato frogs Frogs Mantella frogs Common name Common Green marbled burrowing frog burrowing marbled Green Tiger frog Tiger Green marbled burrowing frog burrowing marbled Green Red rain frog rain Red Six-fingered frog Six-fingered Sky-blue poison frog poison Sky-blue Green marbled burrowing frog burrowing marbled Green (II) (II) Tomato frog Tomato Antsouhy tomato frog tomato Antsouhy (II) (II) (II) (II) (II) False tomato frog tomato False Poison-arrow frogs Poison-arrow Annex C Annex Poison-arrow frogs Poison-arrow (II)

Poison-arrow frogs Poison-arrow Demonic poison frogs poison Demonic (II)

(II)

Mantella frogs Mantella spp. (II) spp. (II) spp. spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. (II) spp. spp. (II) Phyllobates Dendrobates Hoplobatrachus tigerinus Dyscophus antongilii Dyscophus insularis Minyobates Hyloxalus azureiventris Euphlyctis hexadactylus Epipedobates Excidobates Oophaga Ranitomeya Agalychnis Scaphiophryne boribory Dyscophus guineti Mantella Scaphiophryne gottlebei Scaphiophryne marmorata Scaphiophryne spinosa Annex B Annex Annex A

Hylidae Dicroglossidae Microhylidae Mantellidae

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Gastric brooding frog Axolotls Kaiser's spotted newt Water frogs Titicaca water frog Asiatic salamanders Sharks and rays Gastric brooding frogs Hellbender Salamanders and newts Giant salamanders Giant salamanders

(III

Common name Common (III China) (III (III Algeria) (III Cryptobranchus alleganiensis of America) United States Hynobius amjiensis Salamandra algira

newt Hong Kong warty (II) Axolotl Rheob Lake Patzcuaro salamander Patzcuaro Lake (II) Annex C Annex (II) and

) spp. (II) (Except for (Except (II) spp. Ambystoma dumerilii Ambystoma mexicanum Rheobatrachus Rheobatrachus silus atrachus vitellinus Paramesotriton hongkongensis Annex B Annex

(I) (I) Annex A

spp. (I) Telmatobius culeus Andrias Neurergus kaiseri

CAUDATA Myobatrachidae Ambystomatidae Salamandridae Telmatobiidae Hynobiidae ELASMOBRANCHII Cryptobranchidae

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Requiem sharks Basking sharks Thresher sharks Silky shark Hammerhead sharks White sharks Thresher sharks Devil rays Common name Common Oceanic whitetip shark whitetip Oceanic Great white shark white Great (II) (II) (This (II) (II) Basking shark Basking Great hammerhead shark hammerhead Great Annex C Annex Smooth hammerhead shark hammerhead Smooth (II) Scalloped hammerhead shark hammerhead Scalloped (II) Porbeagle (II)

Manta rays Manta (II) (II) spp. (II) (This inclusion (This spp. (II) spp. (II) (This inclusion (This spp. (II) spp. (II)

Alopias on into 4 will enter effect October 2017) Manta Sphyrna mokarran Carcharodon carcharias Lamna nasus Carcharhinus falciformis on into effect enter inclusion will 2017) 4 October Sphyrna zygaena Cetorhinus maximus Carcharhinus longimanus Mobula on will enter into effect 4 April 2017) Sphyrna lewini Annex B Annex Annex A

Cetorhinidae Myliobatidae MYLIOBATIFORMES Alopiidae CARCHARHINIFORMES Carcharhinidae LAMNIFORMES Lamnidae Sphyrnidae

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Sawfishes Sawfishes Whale sharks

(III (III (III (III (III (III

Common name Common (III (III Colombia) (III spp. (III Brazil) (III spp.

Paratrygon aiereba Potamotrygon magdalenae Colombia) Potamotrygon motoro Colombia) Potamotrygon orbignyi Colombia) Potamotrygon schroederi Colombia) Potamotrygon scobina Colombia) Potamotrygon yepezi Colombia) Potamotrygon Brazil) (population of Potamotrygon constellata Colombia) Annex C Annex Whale shark Whale (II) Rhincodon typus Annex B Annex Annex A

Pristidae spp. (I)

PRISTIFORMES Pristidae Potamotrygonidae ORECTOLOBIFORMES Rhincodontidae

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Ikan temoleh Fish Arapaimas, bonytongues Asian arowana Common sturgeon Freshwater eels Sturgeons and paddlefish Sturgeons Cui-ui Cui-ui Shortnose sturgeon Blind carps, plaeesok Common name Common African blind barb fish barb blind African Annex C Annex European eel European (II) Arapaima (II) (II)

ACIPENSERIFORMES spp. (II) ACIPENSERIFORMES spp. (Except for the species included in Annex A) Anguilla anguilla Arapaima gigas Caecobarbus geertsii

Annex B Annex

(I) (I)

(I) Annex A (I) (I) Chasmistes cujus Acipenser brevirostrum Acipenser sturio Scleropages formosus Probarbus jullieni Scleropages inscriptus

Anguillidae Arapaimidae Acipenseridae ACTINOPTERI ANGUILLIFORMES ACIPENSERIFORMES Osteoglossidae Catostomidae OSTEOGLOSSIFORMES CYPRINIFORMES Cyprinidae

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Pipefishes, seahorses Coelacanths Wrasses Pangasid catfish Lungfishes Australian lungfishes Totoaba Totoabas Giant catfish

Common name Common (III Brazil) (III Hypancistrus zebra Clarion angelfish Clarion Australian lungfish Australian (II) Humphead wrasse Humphead Seahorses Annex C Annex (II) (II) spp. (II) spp. Cheilinus undulatus Holacanthus clarionensis Hippocampus Neoceratodus forsteri Annex B Annex

(I) (I) Annex A Pangasianodon gigas Totoaba macdonaldi

Labridae Pangasiidae Pomacanthidae Neoceratodontidae DIPNEUSTI PERCIFORMES Sciaenidae Loricariidae Syngnathidae SYNGNATHIFORMES SILURIFORMES COELACANTHI CERATODONTIFORMES

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Sea cucumbers Red-kneed tarantulas, tarantulas Scorpions Coelacanths Insects Spiders and scorpions Sea cucumbers Coelacanths

Brown sea cucumber sea Brown Common name Common (III Ecuador) (III

Isostichopus fuscus Chihuahua rose-grey tarantula rose-grey Chihuahua

Giant Senegalese scorpion Senegalese Giant Emperor scorpion Emperor (II) (II) Central American tarantulas American Central

Annex C Annex (II)

(II) (II) (II) spp. (II) ARTHROPODA (ARTHROPODS) Aphonopelma pallidum Pandinus imperator Aphonopelma albiceps Pandinus roeseli Pandinus gambiensis Brachypelma Pandinus dictator Annex B Annex

Annex A ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) SEA URCHINS AND SEA STARS, BRITTLE ECHINODERMATA (STARFISH, spp. (I) Latimeria

Theraphosidae Stichopodidae Latimeriidae Scorpionidae COELACANTHIFORMES ARACHNIDA INSECTA HOLOTHUROIDEA SCORPIONES ASPIDOCHIROTIDA ARANEAE

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Queen Alexandra's birdwing Queen Alexandra's Beetles Stag beetles Scarab beetles Birdwing butterflies Butterflies Birdwing and swallowtail butterflies Cape stag beetles stag Cape (III (III (III Common name Common spp. (III South Africa) South (III spp.

Morpho godartii lachaumei Morpho godartii Bolivia) buckleyana Prepona praeneste Bolivia) Colophon Agrias amydon boliviensis Bolivia)

Malabar rose Malabar Sri Lankan rose Lankan Sri (II) Apo swallowtail butterfly swallowtail Apo Seram swallowtail Seram Annex C Annex Satanas beetle Satanas (II) Swallowtail butterflies Swallowtail Palu swallowtail butterfly swallowtail Palu (II) spp. (II) (except for (except spp. (II) spp. (II) Atrophaneura jophon Dynastes satanas Atrophaneura palu Graphium stresemanni Atrophaneura pandiyana Graphium sandawanum Ornithoptera included in Annex the species A) Bhutanitis

Annex B Annex (I) Annex A Ornithoptera alexandrae

Papilionidae COLEOPTERA Nymphalidae LEPIDOPTERA Scarabaeidae Lucanidae

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Leeches Homerus swallowtail Leeches Mountain apollo Luzon peacock swallowtail etc.) mussels (clams, Bivalve molluscs Corsican swallowtail Common name Common

Northern medicinal leech medicinal Northern Birdwing butterflies Birdwing Annex C Annex Madagascan emperor swallowtail emperor Madagascan Kaiser-I-Hind butterflies Kaiser-I-Hind

Southern medicinal leech medicinal Southern

(II)

Fluminense swallowtail butterfly swallowtail Fluminense Birdwing butterflies Birdwing (II) Hahnel's amazonian swallowtail butterfly swallowtail amazonian Hahnel's spp. (II) spp. spp. (II) spp. spp. (II) MOLLUSCA (MOLLUSCS) Papilio benguetanus Papilio morondavana Papilio neumoegeni Hirudo medicinalis Parides ascanius Teinopalpus Trogonoptera Hirudo verbana Parides hahneli Papilio esperanza Troides ANNELIDA (SEGMENTED WORMS ANNELIDA (SEGMENTED AND LEECHES) Annex B Annex

(II)

Annex A (II) (I) (I) Parnassius apollo Papilio hospiton Papilio chikae Papilio homerus

HIRUDINOIDEA Hirudinidae BIVALVIA ARHYNCHOBDELLIDA

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Marine mussels Freshwater mussels, pearly mussels Curtis' pearly mussel Yellow-blossom pearly mussel Birdwing pearly mussel Birdwing pearly White catspaw mussel Turbercled-blossom pearly mussel Turgid-blossom pearly mussel Shiny pigtoe pearly mussel Shiny pigtoe pearly Fine-rayed pigtoe pearly mussel mussel Pink mucket pearly Higgins' eye pearly mussel pearly Higgins' eye Alabama lamp pearly mussel Wabash riffleshell Tan riffleshell Dromedary pearly mussel Green-blossom pearly mussel Sandback pocketbook mussel Common name Common Northern riffleshell Northern (II) European date mussel date European (II) Western fanshell mussel fanshell Western Annex C Annex (II) Cyprogenia aberti Lithophaga lithophaga Epioblasma torulosa rangiana Epioblasma torulosa

(I)

(I) (I) (I)

Annex B Annex

(I)

(I) (I) (I) (I) (I)

(I) (I) (I)

(I) Annex A (I) (I) Lampsilis virescens Epioblasma torulosa torulosa Epioblasma torulosa Epioblasma curtisii Epioblasma walkeri Conradilla caelata Dromus dromas Epioblasma florentina Fusconaia cuneolus Lampsilis higginsii Epioblasma sulcata perobliqua Epioblasma sulcata Lampsilis orbiculata orbiculata Epioblasma torulosa gubernaculum Epioblasma torulosa Epioblasma turgidula Epioblasma sampsonii Fusconaia edgariana Lampsilis satur

Mytilidae MYTILOIDA UNIONOIDA Unionidae

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Nicklin's pearly mussel Orange-footed pimpleback mussel mussel pearly Cumberland bean Nautilus Appalachian monkey-face pearly mussel Appalachian monkey-face pearly pearly Pale lilliput mussel Tampico pearly mussel Conches Rough pigtoe pearly mussel pearly Rough pigtoe White warty-back pearly mussel mussel pearly Cumberland monkey-face Fat pocketbook pearly mussel Giant clams and conches Slugs, snails Common name Common Clubshell pearly mussel pearly Clubshell Annex C Annex Giant clams Giant Queen conch Queen Nautilus (II) (II) Nautilidae spp. (II) Pleurobema clava Tridacnidae spp. (II) Strombus gigas

(I)

Annex B Annex

(I) (I)

(I)

Annex A (I) (I) (I) (I) Toxolasma cylindrella Quadrula sparsa Unio nickliniana Pleurobema plenum Quadrula intermedia Plethobasus cicatricosus Plethobasus cooperianus Potamilus capax Unio tampicoensis tecomatensis Unio tampicoensis Villosa trabalis

Nautilidae NAUTILIDA MESOGASTROPODA Tridacnidae Strombidae CEPHALOPODA GASTROPODA VENEROIDA

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Red and pink corals Green tree snail Green tree Agate snails, oahu tree snails oahu Agate snails, tree Cuban landsnails Blue coral Corals, sea anemones Corals, sea Blue coral Little agate shells

Common name Common (III China) (III (III China) (III (III China) (III (III China) (III

Corallium japonicum Corallium konjoi Corallium secundum Corallium elatius Black corals Black Manus green tree snail tree green Manus (II) Annex C Annex Heliopora coeru

)

4 ) ( ANTIPATHARIA spp. (II) Helioporidae spp. (II) (Includes Helioporidae spp. (II) species only the lea Papustyla pulcherrima CNIDARIA (CORALS, FIRE CORALS, ANEMONES) SEA CNIDARIA (CORALS, FIRE Annex B Annex

Annex A

spp. (I) spp. (I) Polymita Achatinella

Coralliidae Achatinellidae Helioporidae STYLOMMATOPHORA Cepolidae GORGONACEAE HELIOPORACEA Camaenidae ANTIPATHARIA ANTHOZOA

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Wello fire corals Wello fire Amaryllids Lace corals Agaves Organpipe corals corals, stinging medusas fire Sea ferns, agave Santa Cruz striped Common name Common Queen Victoria agave Victoria Queen Stony corals Stony

)

4 Queretaro yucca Queretaro

Wello fire corals fire Wello Lace corals Lace Sternbergias Organpipe corals Organpipe (II) #4 (II)

) )

)

4 Snowdrops

4 Annex C Annex (II) Dehesa bear-grass Dehesa FLORA (II) spp. (II) #4 spp. (II) spp. (II) #4 (II) spp. Milleporidae spp. (II) ( Milleporidae spp. (II) SCLERACTINIA spp. (II) ( SCLERACTINIA spp. (II) Nolina interrata Sternbergia Yucca queretaroensis Tubiporidae spp. (II) ( Tubiporidae spp. (II) Agave victoriae-reginae Galanthus Stylasteridae spp. (II) ( Stylasteridae spp. (II) Annex B Annex

Annex A (I) Agave parviflora

Milleporidae Stylasteridae AGAVACEAE MILLEPORINA SCLERACTINIA Tubiporidae HYDROZOA STOLONIFERA AMARYLLIDACEAE STYLASTERINA

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Monkey-puzzle tree Aralias Araucarias Elephant trunks Asian ginseng Common name Common Jabihy

Tabily (II) Snake-root devil-pepper Snake-root American ginseng American Jabihy (II) (II) Annex C Annex Ponytail palm Ponytail (II) #2 (II) (II) #3 (II) Hoodia (II) (Only the popu the (Only (II) spp. (II) (Except for (Except (II) spp. spp. (II) spp. spp. (II) #9 (II) spp.

Rauvolfia serpentina Beaucarnea Operculicarya decaryi Hoodia Panax ginseng lation of the Russian Federation; no other population is included in the #3 Regulation) this Annexes to Operculicarya hyphaenoides Operculicarya pachypus Pachypodium the species included in Annex A) #4 Panax quinquefolius

(I) Annex B Annex

(I) (I) (I) Annex A Pachypodium baronii Pachypodium ambongense Araucaria araucana Pachypodium decaryi

APOCYNACEAE ANACARDIACEAE ARALIACEAE ASPARAGACEAE ARAUCARIACEAE

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Star cactus Jobali pincushion cactus Conchilinque Lamb's-tail cactus Barberries Air plants, bromelias Sneed's pincushion cactus Cacti Cacti Discocacti Aztec cactus Nelle's cactus Living rock cacti Lindsay's hedgehog cacti Common name Common

Xerographic tillandsia Xerographic

Himalayan may-apple Himalayan ) #4

) #4

6 Harris' tillandsia Harris' Kamm's tillandsia Kamm's (II) #2 (II) (II) ( (II) Annex C Annex Pereskiopsis spp.) ( spp.) (II) #4 (II) (II) #4 (II) spp., Quiabentia Pereskia Tillandsia harrisii Podophyllum hexandrum Tillandsia xerographica CACTACEAE spp. (II) (Except for (Except (II) CACTACEAE spp. included in Annex the species A and Tillandsia kammii spp. and

(I)

lindsayi (I)

ssp. Annex B Annex (I) (includes ssp. (I)

(I)

(I) (I) Annex A (I) spp. (I)

spp. (I) spp. ) Escobaria sneedii Discocactus Aztekium ritteri Ariocarpus Astrophytum asterias Escobaria minima Echinocereus schmollii Echinocereus ferreirianus Mammillaria pectinifera solisioides Coryphantha werdermannii

CACTACEAE BROMELIACEAE BERBERIDACEAE

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Peebles's Navajo cactus Pine cane cactus Colorado hookless cactus Grama-grass cactus Wonderfully-bristled Turk's cap cactus cactus Few-spined Turk's-cap Grenadier's cap cactus Houserock valley Conelike Turk's-cap cactus Conelike Turk's-cap cactus Turk's-cap Woolly waxy-stemmed Brady's pincushion cactus cactus Mesa Verde Needle-spined pineapple cactus Mariposa cactus cactus Tonopah fishook Knowlton's cactus Siler's pincushion cactus Blaine's fishhook cactus Pariette cactus Artichoke cactus Tobusch fishhook cactus New Mexico fishhook cactus Common name Common Annex C Annex

tobuschii

(I) ssp.

(I) (I)

(I) Annex B Annex

(I)

(I) (I)

(I)

(I) (I) (I) (I)

(I)

(I) (I) (I) (I) (I) Annex A spp. (I)

(I) Pachycereus militaris Pelecyphora Pediocactus peeblesianus Sclerocactus brevihamatus Sclerocactus cloverae Sclerocactus mariposensis Sclerocactus nyensis Sclerocactus papyracanthus Melocactus deinacanthus Pediocactus paradinei Sclerocactus erectocentrus Sclerocactus mesae-verdae Melocactus glaucescens Melocactus paucispinus Pediocactus bradyi Pediocactus sileri Sclerocactus brevispinus Melocactus conoideus Pediocactus knowltonii Sclerocactus blainei Obregonia denegrii Sclerocactus glaucus

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Great-Basin fishhook cactus Ajos Peyote Uebelmann cacti Pilgerodendron Siler's fishhook cactus Unita Basin hookless cactus Asters, daisies, costus Tobory Alerce Turbinicarps Tree ferns Cypresses Wright's fishhook cactus Costus Common name Common

) Ajillo Betoboky (II) (also (II) (II) #4 (II) Annex C Annex (II) Tree ferns Tree Xerosicyos pubescens spp. (II) #4 (II) spp. Zygosicyos pubescens known as Cyathea Caryocar costaricense Zygosicyos tripartitus S.

)

Annex B Annex

(I) (I) (I)

(I)

(I) (I) (also known (also as (I) Annex A spp. (I) spp. spp. (I) spp. spp. (I) spp. Aucklandia lappa costus or A. , Saussurea costus lappa Sclerocactus sileri Turbinicarpus Uebelmannia Sclerocactus wrightiae Pilgerodendron uviferum Fitzroya cupressoides Sclerocactus pubispinus Sclerocactus wetlandicus Strombocactus

CUCURBITACEAE CYATHEACEAE COMPOSITAE (ASTE RACEAE) CUPRESSACEAE CARYOCARACEAE

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Ebonies Beddome's cycad Tree ferns Didiereas Cycads Tree ferns Sundews Cycads Yams Common name Common

Alluaudias, didiereas Alluaudias, D. , Elephant's foot Elephant's ) #4 Venus fly-trap Venus

Dicksonia Annex C Annex (II) #4 (II) (II) #4 (II) (II) #4 (II) D. stuebelii D. externa and , spp. (II) (Only the popu the (Only spp. (II) spp. (II) (Only the popu the (Only spp. (II)

lations of the Americas; no other lations of the Americas; the in included populations are This Regulation. this Annexes to synonyms includes the berteriana sellowiana Dicksonia #4 DIDIEREACEAE spp. (II) Dionaea muscipula CYCADACEAE spp. (II) (Except (II) CYCADACEAE spp. for the species included in Annex A) #4 Cibotium barometz Dioscorea deltoidea Diospyros lations of Madagascar; no other the in included population is #5 Regulation) this Annexes to Annex B Annex

Annex A (I) Cycas beddomei

DROSERACEAE CYCADACEAE DICKSONIACEAE DIDIEREACEAE DIOSCOREACEAE EBENACEAE

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Spurges Euphorbias Common name Common

, when ; ; Annex C Annex Euphorbia lactea ‘Milii’ when they when ‘Milii’ spp. (II) #4 (II) spp. artificially propagated specimens, and the Union )exported from 100 in shipments of or more plants; grafted on artificially stock of propagated root Euphorbia neriifolia they are: or — crested, or — fan-shaped, mutants; — colour of specimens of cultivars Euphorbia are: — readily recognisable as — introduced into or (re- this to not subject which are Regulation, and specimens of specimens of cultivars of specimens of cultivars Euphorbia trigona Euphorbia misera Euphorbia (4) artificially propagated A) Annex in (5) included species the (3) artificially propagated Euphorbia (Succulent species only except for: (1) (2) artificially propagated Annex B Annex Annex A

EUPHORBIACEAE

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Arbol del barril Beeches, oaks Mongolian oak Ocotillos, boojums Common name Common (III Russian (III

Quercus mongolica Federation) #5 Boojum tree Boojum (II) #4 (II) Annex C Annex Fouquieria columnaris

) )

)

multiflora

(I) sprirosticha (I) and

(I)

and Annex B Annex

(I) (Includes the (I) rakotozafyi

(II) (I) (I) (I) (I) (Includes the (I) forma (II) (I) (I) (Includes the vars. (Includes (I) (I) (Includes the vars. (I) (II) Annex A

robinsonii , ) bemarahensis , and the var. tuberifera Euphorbia moratii antsingiensis Euphorbia stygiana Fouquieria fasciculata Euphorbia cylindrifolia ssp. Euphorbia handiensis Euphorbia quartziticola Euphorbia tulearensis Euphorbia capsaintemariensis Euphorbia decaryi ampanihyensis Euphorbia francoisii Euphorbia parvicyathophora Euphorbia cremersii Euphorbia ambovombensis Fouquieria purpusii Euphorbia lambii viridifolia

FAGACEAE FOUQUIERIACEAE

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Walnuts, gavilan Legumes Joint firs Brazilian rosewood Brazilian rosewood Almendro kosso

Common name Common (III Costa (III (III Nepal) #1 Nepal) (III

Gnetum montanum Dipteryx panamensis Rica/Nicaragua) Quira macawood Quira

Rose bubinga, kevazingo bubinga, Rose Gavilàn Rose bubinga, kevazingo bubinga, Rose Brazil wood Brazil Red bubinga Red (II) #4 (II) African rosewood, Senegalese rosewood, Senegalese rosewood, African (II) #15 (II) (II) #4 (II) Afrormosia (II) (II) #15 (II) Annex C Annex (II) #10 (II) (II) #15 (II) (II) (also known (also (II)

(II) #5 (II) ) #12 spp. (II) (Except for the for (Except (II) spp. A. duckei Oreomunnea pterocarpa Caesalpinia echinata Aniba rosaeodora as Guibourtia demeusei Pterocarpus erinaceus Guibourtia tessmannii Pericopsis elata Platymiscium pleiostachyum Guibourtia pellegriniana Dalbergia species included in Annex A) #15 Annex B Annex

Annex A (I) Dalbergia nigra

LEGUMINOSAE (FABACEAE) LAURACEAE JUGLANDACEAE GNETACEAE

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Lilies Aloes Common name Common

Red sandalwood Red Aloe Taraby (II) #7 (II) Annex C Annex

(II) , which not included is , also known as spp. (II) (Except for the for (Except spp. (II) Pterocarpus santalinus Aloe species included in Annex A and Aloe vera barbadensis in the Annexes) #4 Senna meridionalis

schis mani and Annex B Annex

(I) (Includes the var. the (Includes (I) (I) (I) Annex A (I)

rugosquamosa (I) (Includes the vars. the (Includes (I) ,

(I)

(I) (I) (I) (I) (I) (I) (I)

(I) (Includes the var. (Includes (I) )

)

) Aloe bellatula Aloe laeta aensis Aloe parallelifolia Aloe compressa paucituberculata tophila Aloe alfredii Aloe calcairophila Aloe delphinensis Aloe bakeri Aloe helenae Aloe albiflora Aloe fragilis Aloe haworthioides aurantiaca Aloe descoingsii Aloe albida

LILIACEAE

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Magnolias Safan Spanish cedar Mahoganies, cedars Big-leaf mahogany (III obovata Common name Common var. (III Bolivia/Brazil. (III (III Bolivia, (III Brazil) (III Bolivia, (III Brazil)

Magnolia liliifera Nepal) #1 Cedrela lilloi #5 Cedrela odorata In addition, the following countries popu national their have listed lations: Colombia, Guatemala and Peru) #5 Cedrela fissilis #5

Grandidier's baobab Grandidier's Caribbean mahogany Caribbean Honduras mahogany Honduras (II) (Popu (II) (II) #16 (II) Annex C Annex (II) #5 (II) (II) #4 (II) lation of the Neotropics — and South includes Central America and the Caribbean) #6 Swietenia macrophylla Swietenia humilis Adansonia grandidieri Swietenia mahagoni Annex B Annex

Annex A

(I) (I)

(I)

(I) (I) (I) (I) Aloe polyphylla Aloe rauhii Aloe suzannae Aloe pillansii Aloe versicolor Aloe vossii Aloe parvula

MAGNOLIACEAE MELIACEAE MALVACEAE

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Olives, ashes Hooded helleborine Giant tropical pitcher plant Giant tropical Tropical pitcher plants Orchids Pitcher plants (old-world) plant Indian pitcher Manchurian ash Orchids (III Russian (III Common name Common

Fraxinus mandshurica Federation) #5

Annex C Annex spp. (II) (Except for the for (Except spp. (II)

) #4

7 ORCHIDACEAE spp. (II) (Except (II) ORCHIDACEAE spp. for the species included in Annex A) ( Nepenthes species included in Annex A) #4 , in solid or , in

Annex B Annex (II) ), and

in vitro in

(I)

Annex A (I) (I) from the Union are transported in sterile containers liquid media, and propagated’ in accordance with Regulation Commission of Article 56 ( (EC) No 865/2006 Cephalanthera cucullata Aerangis ellisii — when introduced into or (re-)exported or into introduced — when Nepenthes rajah Nepenthes khasiana following Annex of the A orchid For all not are cultures species, seedling or tissue subject to this Regulation, when: obtained are — they — meet the definition of ‘artificially

NEPENTHACEAE ORCHIDACEAE OLEACEAE

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Madeiran lady's-tresses Broomrapes Butterfly palm Holy ghost orchid Manarano South American slipper orchids slipper South American Summer lady's-tresses Palms Lady's slipper orchid Lady's slipper Fen orchid Red vanda Eyed bee orchid Crescent ophrys orchids Asian slipper Madeiran orchid Common name Common

Desert cistanche Desert Hovitra varimena Hovitra (II) Triangle palm Triangle Annex C Annex (II) #4 (II) (II) #4 (II)

Dypsis decaryi Cistanche deserticola Lemurophoenix halleuxii Beccariophoenix madagascariensis (II) #4

Annex B Annex (I)

(II) (II) (I)

(II)

Annex A (I)

(II) (I) (II) spp. (I) spp. (I) (II) spp. (I) spp. (I) Goodyera macrophylla Dendrobium cruentum Peristeria elata Spiranthes aestivalis Laelia jongheana Liparis loeselii Ophrys lunulata Laelia lobata Ophrys argolica Orchis scopulorum Dypsis decipiens Cypripedium calceolus Phragmipedium Paphiopedilum Renanthera imschootiana

PALMAE (ARECACEAE) OROBANCHACEAE

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Poppies Pine family Pedalium family Guatemalan fir Parlatore's podocarp Coco de Mer Podocarps Yellow wood Himalayan poppy Himalayan (III Nepal) (III Common name Common (III Seychelles) (III (III Nepal) #1 Nepal) (III (III Russian (III

Pinus koraiensis Federation) #5 Lodoicea maldivica #13 Podocarpus neriifolius #1 Meconopsis regia Bottle liana Bottle Satranabe Katakata Uncarina Uncarina Voanioala Ravimbe Vahisasety (II) Gora Annex C Annex (II) (II) (II) (II) Lakamarefo (II) (II) (II) (II) (II) Adenia firingalavensis Adenia subsessilifolia Ravenea rivularis Voanioala gerardii Uncarina stellulifera Ravenea louvelii Marojejya darianii Satranala decussilvae Adenia olaboensis Uncarina grandidieri

Annex B Annex

(I) (I) Annex A Abies guatemalensis Podocarpus parlatorei

PEDALIACEAE PODOCARPACEAE PASSIFLORACEAE PAPAVERACEAE PINACEAE

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Primulas, cyclamens Portulacas, purslanes Roses, cherries Pitcher plants Pitcher plants (new world) Buttercups East African sandalwood Ayugue Ayugue Common name Common

Golden seal Golden Purslanes Cyclamens African cherry African Saw-toothed lewisia adonis Saw-toothed Yellow Annex C Annex (II) #8 (II) ) #4

(II) (Only the (II) (II) #4 (II) (II) #2 (II) (II) #4 (II) spp. (II) #4 (II) spp.

spp. (II) (Except for the for (Except (II) spp. spp. (II) ( spp. (II) spp. (II) #4 spp. (II) Avonia Cyclamen Prunus africana Adonis vernalis Osyris lanceolata Burundi, Ethiopia, populations of the Kenya, Rwanda, Uganda and no United Republic of Tanzania; other population is included in the Annexes) #2 Lewisia serrata Anacampseros Sarracenia species included in Annex A) #4 Hydrastis canadensis Annex B Annex

Annex A (I) Balmea stormiae

PRIMULACEAE SANTALACEAE PORTULACACEAE ROSACEAE RUBIACEAE SARRACENIACEAE RANUNCULACEAE

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Stangerias (cycads) Stangeria Agarwood, ramin Tibetan yew Figworts Green pitcher plant Alabama canebrake plant pitcher Yews Mountain sweet pitcher plant pitcher Mountain sweet Chinese yew Sumatran yew Japanese yew Indian gentian Common name Common

) #2

Himalayan yew Himalayan

10 Ramin Agarwood Agarwood

Annex C Annex Cycads (II) (excludes (II) (II) #2 (II) and infraspecific and and infraspecific and and infraspecific and infraspecific taxa infraspecific and spp. (II) #4 spp. (II) spp. (II) #14 spp. (II) spp. (II) #14 spp. (II) spp. (II) #4 (II) spp. Aquilaria Taxus sumatrana #2 (II) taxa of this species Gonystylus Gyrinops Taxus fuana #2 (II) of this species Picrorhiza kurrooa Bowenia Taxus chinensis #2 (II) taxa of this species Taxus cuspidata ( (II) taxa of this species Taxus wallichiana Picrorhiza scrophulariiflora

(I)

(I) Annex B Annex

jonesii alabamensis (I)

(I) Annex A ssp. ssp. Sarracenia rubra Stangeria eriopus Sarracenia rubra Sarracenia oreophila

THYMELAEACEAE (AQUILARIACEAE) STANGERIACEAE TAXACEAE SCROPHULARIACEAE

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Welwitschias Tetracentrons Ginger lilies Natal ginger Bread palms Cycads Horncones Palm corcho Valerians Cycads

Common name Common (III Nepal) #1 Nepal) (III Tetracentron sinense

Philippine garland-flower Philippine Lazampasika Lazambohitra Welwitschia (II) (II) (II) (II) #2 (II) (II) #4 (II) Laza Annex C Annex (II) #4 (II) (II)

Cyphostemma laza Hedychium philippinense Cyphostemma montagnacii Siphonochilus aethiopicus Mozambique, (Populations of and Swaziland South Africa, Zimbabwe) Welwitschia mirabilis Nardostachys grandiflora Cyphostemma elephantopus for (Except ZAMIACEAE spp. (II) the species included in Annex A) #4 Annex B Annex

(I)

Annex A (I) spp. (I) spp. (I) spp. Microcycas calocoma Ceratozamia Zamia restrepoi Encephalartos

ZAMIACEAE WELWITSCHIACEAE VALERIANACEAE TROCHODENDRACEAE (TETRACENTRACEAE) ZINGIBERACEAE VITACEAE

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Eschrichtius robustus, EschrichtiusLipotes removed from the wild and traded

spp.,

spp., which listed in Appendixare I. Sousa spp., Lignum-vitae Balaenoptera bonaerensis, Balaenoptera borealis, Hyperoodon Tursiops truncatus spp., shearing of live vicuñas. Trade in products derived from the Common name Common Berardius spp., stris, Orcaella heinsohni, Sotalia latanista ords VICUÑA [COUNTRY OF ORIGIN]. the country of origin, the name of the country where the garment was produced should

accordingly. or commercial purposes,or commercial taken by the people of Greenland under licence granted by the de of the range of the States species, the wording, mark or logo indicated in paragraph b) i) e range States of the signatoriesspecies that are to the Convention the Conservationfor and e range States of the species, the wording, logo the species, the country mark or of of must be used so that States range e (except population (except Greenland), West of mark or logo of each of the countries of origin of the fibre must be indicated,detailed in as the fibre mark or logo of origin countriesof each the authorities of the country occurs,The of the where the species countriesof origin [Countriesauthoritiesof origin: cimens from the Black Sea population of pecies, the VICUÑA [COUNTRY OF ORIGIN]— ARTESANÍA wording, mark or logo must be Holy wood Holy Lignum-vitae Annex C Annex (II) #11 (II) Balaenopteraacutorostrata ) and their derivative products, only the if fibre comes from the spp., spp. (II) #2 (II) spp. Guaiacum Bulnesia sarmientoi Vicugna vicugna vicuña country of origin’ wording, mark or logo adopted by th Balaena mysticetus, Eubalaena Annex B Annex Annex A

This wording, mark or logo must appear on side of the cloth. the reverse In addition, the selvages of the cloth the w must bear must be used. This wording,produced the garments are mark or logo If outsidemust appear of in the garment itself. on label a also be indicated, in addition to the wording, to in paragraph mark or logo b) i). referred origin can be identified.The VICUÑA [COUNTRY OF ORIGIN]wording, mark or logo as detailed below: has the format ii) producedwhether the garments were in garments made from live-sheared vicuña outsi within or fibre, trade For international below: detailed used as paragraphs b) i) and ii). i) paragraphs b) that is, Argentina, Bolivia, Chile, Ecuador and Peru] to use the ‘ Management of the Vicuña. i) cloth was producedwhether the outsidevicuña of th fibre, live-sheared within or in cloth made from trade For international c) productsof the s producedvicuñain handicraftrange States made from live-sheared fibre trade within the For international d) the production of origin is used for of cloth and various countrieswording,garments, the from vicuña live-sheared fibre If e) All otherbe specimens shall deemed to be specimens of species listed in Appendix and the trade in them I shall be regulated fibre may only take place in accordance with the following provisions: a) Any person or entity processingto manufacturecloth and the relevant vicuña from garments must request authorization fibre b) Marketed cloth or garments must in be marked accordanceor identified with the following provisions: Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenopteraphysalus, Megaptera novaeangliae, Orcaellabreviro vexillifer, Caperea marginata, Neophocaena asiaeorientalis, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, P Specimens of the species listed in Appendix to the Convention,II including products and otherthan derivatives meat products f competent authority concerned, shallas be treated belonging to Annex B. A zero annual export quota is established for live spe purposes.commercialfor primarily ) For the exclusive purpose of allowing international trade in fibre from vicuñas ( vicuñas from fibre in trade international allowing of purpose exclusive the ) For ) listed in AppendixAll species are II to the Convention except

1 2 ( ( ZYGOPHYLLACEAE

M22 ▼ 01997R0338 — EN — 04.02.2017 — 020.001 — 122 mmercial or non-commercial purposes for Botswana, Namibia and South ks and pieces) subject to the following: (i) only registered government-ownedonly registered stocks, the following: (i) subject to ks and pieces) shed jewellery for non-commercialpurposesand Namibia for ivory carvings non- for for shed jewellery ition to the quantities agreed at CoP12,at quantities agreed ition to the government-ownedBotswana, Namibia, ivory from ance with all requirements of Resolutionrequirements of Conf. ance with all 10.10 (Rev. CoP14)concerning domestic e single of sale ivory that is to take place in accordance with provisions in paragraphs (g)(i), ivory in paragraph (g)(iv) above in a single sale per destination under strict supervisionof the per destination under strict above single sale in a paragraph (g)(iv) ivory in

the case of proven detrimental impacts of the trade on elephant trade otherof provenof the populations.case impacts the detrimental other All her material between 2 and 30 mm measured in any direction, not identifiable to the level of the level to not identifiablemm measured in any direction, between 2 and 30 material her been met; (h) no further proposals (h) no been met; further to allow trade in elephant ivorypopulations from in already opment programmes within or adjacent to the elephant range; and the additional(vii) quantities appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana and ified by the Secretariat, in consultation with the Standing Committee, to have sufficient national in consultationStanding with the to have sufficient Committee, by the Secretariat, ified ion: overnment-owned stocks; (iv) raw ivory pursuant to the conditional sale of registered government-of registered conditionalovernment-ownedsale raw ivory pursuant to the stocks; (iv) mm in diameter, not identifiable to the level of genus, and the level to which may also contain, amongst not identifiablemm in diameter, other 14.77 and 14.78 (Rev. CoP15). the Standing On a proposalCommitteecan decide the Secretariat, from Hylocereus undatus or Hylocereus trigonus ‘Jusbertii’, Harrisia Annex A and the trade in them shall be regulated accordingly. regulated be shall them in trade the and Annex A

Schlumbergeratruncata Schlumbergeratruncata Schlumbergera truncata x x x conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods co in leather for trade (e) in hair; trade in hides; (d) trade (c) Namibiaand South conservation programmes for Africa; (cultivars) (cultivars) in situ buckleyi x graeseri x Schlumbergera russelliana Opuntia microdasys For the exclusive purpose of allowing: trade in hunting(a) trophies for non-commercialpurposes; (b) trade in live animals to Zimbabwe and for fini in Ekipas incorporated and certified individuallymarked in trade (f) Zimbabwe;purposesnon-commercial for and for Africa purposescommercial for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South and Africa Zimbabwe whole tus have been ver that partners trading only to unknown of ivory and (excluding seized (ii) origin); the State originatingin and legislation domestictrade controls to ensure that the imported ivorynot will be re-exported and will be managed in accord g registered and the countriesimporting prospective the has verified Secretariat the not before (iii) and trade; manufacturing add in (v) 000 Africa); (Southkg 000 and 30 000 kg (Namibia) kg (Botswana),10 20 CoP12 which are at owned stocks agreed ivory the and despatched, with traded be may 31 by registered and ZimbabweSecretariat by the South Africa January 2007 and verified (vi) the Secretariat; proceeds of the trade are used exclusively for elephant conservation and community conservation and devel specified in above paragraph (g)(v) shall be traded only the Standing after Committeehas agreed that the above conditions have Annex B shall be submittedto the period the Conference from CoP14 for of the Parties and ending the date of th nine years from and In addition, (g)(vi), (g)(vii). such proposalsfurther with in (g)(iii), shall be dealt accordance with Decisions (g)(ii), completelyin the event of non-complianceor by partially to cease exportingimporting trade to cause this or countries,or in includedbe species in deemed to be specimensspecimens of shall Fossils; than 2 no dead larger crushed fragments of coral of finely part or in consisting entirely say, Coral sand, is to material that algae; and coralline shell, molluscand crustacean Foraminifera, of remains things, the Coral fragments (including gravel and is to say, unconsolidatedrubble), that and dead fragments of broken ot coral finger-like genus. Hatiora Schlumbergera Schlumbergera orssichiana Schlumbergera opuntioides Schlumbergera truncata stocks:spp. Cactaceae following grafting on the colour mutants grafted Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B): Annex in (listed Zimbabwe and Africa South Namibia, Botswana, of Populations ) Regulation: this of provisions the to subject not are following ) The cataphylls. possess traded specimens if only allowed is A code source with specimens of ) Trade ) propagated specimens of the following Artificially hybrids not and/or cultivars are subject to the provisions of this Regulat

3 4 5 6 ( ( ( (

M22 ▼ 01997R0338 — EN — 04.02.2017 — 020.001 — 123 o not show t tubers. xon or taxa and the text and the taxa xon or

Mammals Dogs, foxes, wolves Dogs, foxes, anied by a label or document stating the name of the ta lation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating and flora fauna wild of species of No 338/97protection lation (EC) on the processing. This should be clearly visible and allow easy verification. Plants not clearly not clearly Plants verification. easy and allow visible processing.shouldclearly This be ent is required but specimens must be professionallysale, processed retail for commercial cartons, boxes, or individual crates shelves of CC-containers)each containing 20 or more ular growth and heterogeneous size and shape within a taxon and shipment, algae or other or taxonalgaeand shipment, within a and shapegrowth and heterogeneous size ular hipment must be accompaniedthe by documentation,states an invoice, such which clearly as

Red fox Red Red fox Red Common name Common Red fox Red

Annex D FAUNA (III India) §1 India) (III (III India) §1 (III (III India) §1 India) (III CHORDATA (CHORDATES) are not subject to the provisions of this Regulation, when specimens propagatedare readily recognizable as artificially and d Vanda

and Vulpes vulpes griffithi Vulpes vulpes Vulpes vulpes montana Vulpes vulpes pusilla Vulpes vulpes are not subject to the provisions of this Regulation.provisions this not subject to the However,of exemption the are does dorman not apply such specimenstraded as to , live, in pots or other small containers,pots each consignment, live, in other small or being accomp Phalaenopsis , Cyclamen persicum Taxus cuspidata Dendrobium , Cymbidium

plants of the same hybrid; the plants within each container must exhibitthe same hybrid; plants within each containera high the plants of and uniformity degree of healthiness; and the s number of plants of each hybrid; or e.g. labelled with printed labels or packagedor e.g. with printed labels with printed packagesthe hybrid labelled and indicating the name of country the of final exemptionthe qualifying must be accompanied for by appropriateCITES documents. ‘artificially propagated’,‘artificially are not subject to the provisions of this Regulation. any signs of having been collected in the wild such mechanicaldamageas or strong dehydrationcollection, irreg resulting from and pests;epiphyllous damageother or or organisms by insectsadhering to leaves, (a) when shippedin shipmentsspecimensconsistingmust be traded the in non individual state, (such as containers of flowering (b) when shippedone open in with at least fully flowering state, per specimen,flower no minimum numberof specimens per shipm trade therein (OJ L 166, 19.6.2006, p. 1). ) Artificially propagated hybrids and cultivars of cultivars and hybrids propagated ) Artificially

) propagated hybrids of Artificially ) Commission Regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of Council Regu of cultivars of specimens propagated ) Artificially

7 8 9

10 ( ( ( ( Canidae CARNIVORA MAMMALIA

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Badgers, martens, weasels etc. weasels Badgers, martens, Kangaroos, wallabies Birds Ducks, geese, swans Doves, pigeons Stoat Common name Common Siberian weasel Siberian Yellow-bellied weasel Yellow-bellied Mountain weasel Mountain Annex D (III India) §1 India) (III Golden-mantled tree-kangaroo Golden-mantled Goodfellow's tree-kangaroo Goodfellow's Tooth-billed pigeon Tooth-billed Huon tree-kangaroo Huon Seri's tree-kangaroo Seri's Doria's tree-kangaroo Doria's Peruvian pigeon Peruvian (III India) §1 India) (III (III India) §1 India) (III (III India) §1 India) (III Meller's duck Meller's Mustela altaica Mustela sibirica Dendrolagus matschiei Dendrolagus pulcherrimus Didunculus strigirostris Dendrolagus goodfellowi Anas melleri Dendrolagus dorianus Dendrolagus stellarum Mustela erminea ferghanae Mustela kathiah Columba oenops

COLUMBIFORMES Macropodidae Anatidae Columbidae Mustelidae DIPROTODONTIA AVES ANSERIFORMES

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Waxwings Chachalacas, currassows, guans Chachalacas, currassows, Megapodes, scrubfowl Grouse, guineafowl, partridges, pheasants, tragopans Common name Common Annex D Mindanao bleeding-heart Mindanao Reeves's pheasant Reeves's Japanese waxwing Japanese White-necklaced partridge White-necklaced Black cuckoo-dove Black §2 Flame-breasted fruit-dove Flame-breasted Grey imperial-pigeon Grey Salvadori's pheasant Salvadori's Moluccan scrubfowl Moluccan Bulwer's pheasant Bulwer's White-crested guan White-crested Horned curassow Horned Siamese fireback Siamese Black curassow Black Gallicolumba crinigera Ducula pickeringii Lophura diardi Lophura inornata Bombycilla japonica Turacoena modesta Penelope pileata Eulipoa wallacei Arborophila gingica Pauxi unicornis Ptilinopus marchei Crax alector Lophura bulweri Syrmaticus reevesii

Bombycillidae Cracidae GALLIFORMES PASSERIFORMES Megapodiidae Phasianidae

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Cotingas Cardinals, seedeaters, tanagers Cardinals, seedeaters, Mannikins, waxbills Crows, magpies, jays Crows, magpies, Yellow-bellied waxbill Yellow-bellied ) Estrilda melanotis Estrilda Common name Common Annex D Grey-and-chestnut seedeater Grey-and-chestnut Peters's twinspot Peters's Red-faced crimson-wing Red-faced Grey-headed silverbill Grey-headed Temminck's seedeater Temminck's Azure jay Azure Green-faced parrotfinch Green-faced Red avadavat Red Scaly-breasted munia Scaly-breasted Marsh seedeater Marsh Buffy-throated seedeater Buffy-throated Tufted jay Tufted Bare-throated bellbird Bare-throated (Frequently traded as traded (Frequently Red-eared parrotfinch Red-eared Black munia Black Black-legged dacnis Black-legged Sporophila frontalis Sporophila palustris Erythrura coloria Amandava amandava Lonchura stygia Procnias nudicollis Sporophila falcirostris Erythrura viridifacies Estrilda quartinia Dacnis nigripes Lonchura punctulata Lonchura griseicapilla Cyanocorax caeruleus Cryptospiza reichenovii Sporophila hypochroma Hypargos niveoguttatus Cyanocorax dickeyi

Estrildidae Corvidae Emberizidae Cotingidae

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Finches East African citril Swynnerton's robin Old-world flycatchers, thrushes Old-world flycatchers, New-world blackbirds Serinus Pogonicichla Common name Common (Frequently traded as traded (Frequently Annex D (Also referenced as referenced (Also Tibetan rosefinch Tibetan Chestnut-faced babbler Chestnut-faced Black-headed greenfinch Black-headed Red-winged laughingthrush Red-winged Yellow-throated laughingthrush Yellow-throated Grey-headed bullfinch Grey-headed Pampas meadowlark Pampas Cape canary Cape Purple cochoa Purple Black-breasted thrush Black-breasted Black siskin Black Red-tailed laughing thrush laughing Red-tailed Javan cochoa Javan Fujian niltava Fujian

)

) Garrulax milnei Niltava davidi Carduelis ambigua Garrulax formosus Garrulax galbanus Cochoa purpurea Stachyris whiteheadi Swynnertonia swynnertoni swynnertoni Serinus canicollis hypostictus Serinus citrinelloides citrinelloides Sturnella militaris Cochoa azurea Carduelis atrata Kozlowia roborowskii Pyrrhula erythaca Turdus dissimilis

Fringillidae Icteridae Muscicapidae

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Pittas Reptiles Geckos Mynas, starlings Nuthatches Common name Common Annex D New Caledonia bumpy gecko bumpy Caledonia New New Caledonia giant gecko giant Caledonia New Small-scaled wonder gecko wonder Small-scaled Chinese water dragon water Chinese Guichenot's giant gecko giant Guichenot's White-headed starling White-headed Common wonder gecko wonder Common Golden-breasted starling Golden-breasted Yunnan nuthatch Yunnan Blue-naped pitta Blue-naped Yellow-faced myna Yellow-faced Giant nuthatch Giant Azure-breasted pitta Azure-breasted Pitta nipalensis Rhacodactylus ciliatus Physignathus cocincinus Rhacodactylus auriculatus Sturnus erythropygius Pitta steerii Sitta yunnanensis Rhacodactylus leachianus Sitta magna Mino dumontii Teratoscincus microlepis Teratoscincus scincus Lamprotornis regius

Agamidae SAURIA Sturnidae Pittidae REPTILIA Gekkonidae Sittidae

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Spiny-tailed lizards Skinks snakes snakes, whip Typical snakes, water Common name Common Madagascar menarana snake menarana Madagascar Club-tail iguana Club-tail Redneck keelback Redneck Annex D New Guinea helmet skink helmet Guinea New Four-lined girdled lizard girdled Four-lined §1 Masked water snake water Masked Bocourt's water snake water Bocourt's Crocodile skink Crocodile Karsten's girdled lizard girdled Karsten's §1 Taiwan stink snake snake stink beauty Taiwan Taiwan Radiated rat snake rat Radiated §1 Northern leafnose snake leafnose Northern Indochinese rat snake rat Indochinese §1 §1 §1 §1 Homalopsis buccata Leioheterodon madagascariensis Ptyas korros Ctenosaura quinquecarinata Elaphe radiata Langaha nasuta Zonosaurus quadrilineatus Tribolonotus gracilis Tribolonotus novaeguineae Zonosaurus karsteni Rhabdophis subminiatus Elaphe carinata Elaphe taeniura Enhydris bocourti

Colubridae Gerrhosauridae Iguanidae SERPENTES Scincidae

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Lungless salamanders Sea snakes Tree frogs Asiatic salamanders Frogs Neotropical frogs Vipers Frogs Frogs and toads salamander Shaw's sea snake sea Shaw's ) §1 Common name Common Malayan pit viper pit Malayan Annex D §1 Lapemis hardwickii Fanged River Frog or Javan Giant Frog Waxy monkey tree frog tree monkey Waxy Red spotted burrow frog burrow spotted Red Albanian pool frog pool Albanian Giant palm salamander palm Giant Semirechensk salamander/Central Asian salamander/Siberian Asian salamander/Central Semirechensk (Includes Limnonectes macrodon Pelophylax shqiperica Phyllomedusa sauvagii Lapemis curtus Leptodactylus laticeps Calloselasma rhodostoma Ranodon sibiricus Bolitoglossa dofleini

Dicroglossidae Ranidae Viperidae CAUDATA Plethodontidae Hynobiidae Hydrophiidae AMPHIBIA ANURA Leptodactylidae Hylidae

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Fish Insects Newts and salamanders Butterflies butterflies Birdwing and swallow-tail Warty newt Warty

Common name Common

Annex D Anderson's salamander Anderson's Banggai cardinalfish Banggai Short-horned baronia Short-horned

Sword-tailed newt Sword-tailed Paddletail newt Paddletail Crocodile newts Crocodile Broad-tailed swallowtail Broad-tailed spp.for(Exceptthe included species in Annex B) ARTHROPODA (ARTHROPODS) spp. Liangshantriton taliangensis Cynops ensicauda Pterapogon kauderni Baronia brevicornis Tylototriton Paramesotriton Laotriton laoensis Papilio grosesmithi Papilio maraho Echinotriton andersoni

Apogonidae ACTINOPTERYGII LEPIDOPTERA INSECTA Salamandridae PERCIFORMES Papilionidae

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Asters, daisies, costus Agaves Arums

Common name Common

Annex D FLORA urashima Beargrass

Green dragon Green

var.

Mountain tobacco Mountain marmarisense

MOLLUSCA (MOLLUSCS) §3 ssp. Midas ear abalone ear Midas Haliotis midae Arisaema tortuosum Arisaema dracontium Arisaema erubescens Arisaema nepenthoides Arisaema thunbergii Biarum ditschianum Dasylirion longissimum Arisaema galeatum Arisaema sikokianum Biarum davisii Arnica montana Calibanus hookeri

ARACEAE AGAVACEAE GASTROPODA Haliotidae COMPOSITAE (ASTERACEAE)

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Wakerobins Gentians Clubmosses Mahoganies, cedars Heathers, rhododendrons Common name Common Annex D Bearberry

Stagshorn clubmoss Stagshorn §3

§4 §3

§4

Great yellow gentian yellow Great

§4 Dwarf wakerobin Dwarf §4

Ill-scented wakerobin Ill-scented Sessile-flowered wakerobin wood-lily wakerobin Sessile-flowered §3

Othonna herrei Cedrela oaxacensis Othonna clavifolia Trillium pusillum Trillium sessile Lycopodium clavatum Othonna cacalioides Othonna retrorsa Arctostaphylos uva-ursi Cedrela montana Othonna hallii Othonna lepidocaulis Gentiana lutea Trillium rugelii Cedrela salvadorensis Cedrela tonduzii

GENTIANACEAE ERICACEAE LILIACEAE MELIACEAE LYCOPODIACEAE

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Portulas, purslanes Desert roses Bogbeans claw Sesame, devil's Parmelioid lichens Clubmosses, spikemosses Common name Common Annex D Bogbean Devil's claw Devil's Rose of Jericho of Rose Icelandic moss Icelandic §3

§3 Desert rose Desert spp. §3 spp. Desert rose Desert Ceraria fruticulosa Adenia glauca Adenia pechuelli Selaginella lepidophylla Menyanthes trifoliata Harpagophytum Ceraria carrissoana Cetraria islandica

PORTULACACEAE SELAGINELLACEAE PASSIFLORACEAE MENYANTHACEAE PEDALIACEAE PARMELIACEAE

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