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Funds Transferred to the Aabar-BVI Swiss Account Were Not Held 22 for the Benefit of 1MDB, IPIC, or Aabar 23 $DEDU,QYHVWPHQWV3-6/LPLWHG UHIHUUHGWRKHUHLQDV³$DEDU%9,´ LVDQ 24 HQWLW\LQFRUSRUDWHGLQWKH%ULWLVK9LUJLQ,VODQGV ³%9,´ DQGLVVHSDUDWHDQGGLVWLQFWIURP 25 WKHVLPLODUO\QDPHG$DEDU,QYHVWPHQWV3-6 UHIHUUHGWRKHUHLQDV³$DEDU´ ZKLFKLV 26 FRQWUROOHGE\,3,&DQGLVLQFRUSRUDWHGLQ$EX'KDEL 27 $&HUWLILFDWHRI,QFXPEHQF\SUHSDUHGE\$DEDU%9,¶VUHJLVWHUHGDJHQWLQ 28 WKH%9,LQGLFDWHVWKDW$DEDU%9,ZDVLQFRUSRUDWHGLQ%9,RQ0DUFK7KDW Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 50 of 136 Page ID #:50 1 FHUWLILFDWHOLVWV48%$,6,DQG+866(,1<DV$DEDU%9,¶V'LUHFWRUVDQG³$DEDU 2 ,QYHVWPHQWV3-6´DVLWVVROHVKDUHKROGHU 3 ,WLVSRVVLEOHWRUHJLVWHUDQHQWLW\ZLWKDQDPHWKDWPLPLFVWKHQDPHRIDQ 4 H[LVWLQJHQWLW\ZLWKRXWWKHQHHGWRSURYHDQ\UHODWLRQVKLSWRWKHH[LVWLQJHQWLW\7KLVLVD 5 FRPPRQWHFKQLTXHWROHQGWKHHQWLW\LQTXHVWLRQDQDSSHDUDQFHRIOHJLWLPDF\,WLVDOVR 6 SRVVLEOHWRLQFRUSRUDWHDQHQWLW\LQWKH%9,ZLWKRXWSURYLGLQJHYLGHQFHRIWKHHQWLW\¶V 7 WUXHEHQHILFLDORZQHUVKLSDQGZLWKRXWSURYLGLQJHYLGHQFHRIWKHUHODWLRQVKLSEHWZHHQWKH 8 HQWLW\DQGWKHVKDUHKROGHUOLVWHGLQWKHLQFRUSRUDWLRQUHFRUGV 9 ,UUHVSHFWLYHRIDQ\DSSDUHQWQRPLQDOUHODWLRQVKLSEHWZHHQ$DEDU%9,DQG 10 $DEDUUHIOHFWHGLQLQFRUSRUDWLRQUHFRUGV$DEDU%9,ZDVQRWDOHJLWLPDWHVXEVLGLDU\RI 11 $DEDURU,3,&RSHUDWLQJZLWKLQWKHERXQGVRIDQ\DXWKRULW\JUDQWHGE\$DEDURU,3,& 12 DQGWKHIXQGVWUDQVPLWWHGIURP0'%WRWKH$DEDU%9,6ZLVV$FFRXQWZHUHQRWKHOGLQ 13 WKDWDFFRXQWIRUWKHEHQHILWRI0'%,3,&RU$DEDU 14 1HLWKHURIWKHRIIHULQJFLUFXODUVFRQWDLQDQ\PHQWLRQRIDQDJUHHPHQWE\ 15 0'%WRSD\$DEDU%9,HLWKHUDVDSUHPLXPRUDVFROODWHUDOPRUHWKDQIRUW\SHUFHQW 16 RIWKHQHWSURFHHGVIURPWKHWZRERQGVDOHVLQRUGHUWRVHFXUHWKH 17 JXDUDQWHHV7KLVLQIRUPDWLRQZRXOGKDYHEHHQPDWHULDOWRWKHWUDQVDFWLRQVEHFDXVHLW 18 ZRXOGKDYHVLJQLILFDQWO\DIIHFWHG0'%¶VOLTXLGLW\DVZHOODVLWVDELOLW\WRHQJDJH 19 VXFFHVVIXOO\LQWKHEXVLQHVVYHQWXUHVGHVFULEHGLQWKHRIIHULQJFLUFXODUVDQGWKHUHE\ 20 LQFUHDVHGWKHULVNRIGHIDXOW 21 $VQRWHGLQ3DUDJUDSKWKH0DOD\VLDQ3XEOLF$FFRXQWV&RPPLWWHH 22 ³3$&´ LQLWLDWHGDQDXGLWRIFHUWDLQ0'%ILQDQFLDOWUDQVDFWLRQVDQGSURGXFHGDSXEOLF 23 UHSRUWRILWVILQGLQJV$XGLWRUVZRUNLQJDWWKHGLUHFWLRQRIWKH3$&FRQFOXGHGWKDWWKH 24 ELOOLRQ³VHFXULW\GHSRVLW´SD\PHQWVPDGHWR$DEDU%9,LQZHUH³PDGH 25 ZLWKRXWWKHDSSURYDORIWKH0'%%RDUGRI'LUHFWRUV´ 26 2QRUDERXW$SULO,3,&DQG$DEDULVVXHGDVWDWHPHQWWRWKH 27 /RQGRQ6WRFN([FKDQJHLQUHVSRQVHWRPHGLDUHSRUWVLQGLFDWLQJWKDWD%9,HQWLW\FDOOHG 28 $DEDU,QYHVWPHQWV3-6/LPLWHGKDGUHFHLYHGVXEVWDQWLDOSD\PHQWVIURP0'%,QWKDW Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 51 of 136 Page ID #:51 1 VWDWHPHQW,3,&DQG$DEDUVWDWHGWKDW³$DEDU%9,ZDVQRWDQHQWLW\ZLWKLQHLWKHU 2 FRUSRUDWHJURXS´DQGWKDWQHLWKHU,3,&QRU$DEDU³KDVUHFHLYHGDQ\SD\PHQWVIURP 3 $DEDU%9,´ 4 ,QUHVSRQVHWR,3,&¶VVWDWHPHQWWRWKH/RQGRQ6WRFN([FKDQJH0'% 5 LVVXHGDSUHVVUHOHDVHRQ$SULOLQZKLFK0'%LQGLFDWHGWKDWLWSDLG$DEDU 6 %9,³VXEVWDQWLDOVXPV´LQDVUHFRUGHGLQLWVILQDQFLDOVWDWHPHQWV7KDWVDPH 7 UHOHDVHDOVRDVVHUWHGWKDW³0'%FRPSDQ\UHFRUGVVKRZGRFXPHQWDU\HYLGHQFHRIWKH 8 RZQHUVKLSRI$DEDU%9,DQGRIHDFKSD\PHQWPDGHSXUVXDQWWRYDULRXVOHJDO 9 DJUHHPHQWVWKDWZHUHQHJRWLDWHGZLWK.KDGHP$O4XEDLVLLQKLVFDSDFLW\DV0DQDJLQJ 10 'LUHFWRURI,3,& &KDLUPDQRI$DEDUDQGRUZLWK0RKDPHG%DGDZ\$O+XVVHLQ\LQ 11 KLVFDSDFLW\DV&(2RI$DEDU´ 12 48%$,6,DQG+866(,1<ZHUHGLVPLVVHGIURPWKHLUSRVLWLRQVDW,3,&DQG 13 $DEDULQ 14 ,Q-XQH,3,&ILOHGLWVFRQVROLGDWHGILQDQFLDOVWDWHPHQWVIRUWKH\HDU 15 HQGLQJ'HFHPEHUZLWKWKH/RQGRQ6WRFN([FKDQJH,QWKRVHILQDQFLDO 16 VWDWHPHQWV,3,&LQGLFDWHGWKDWLW³XQGHUVWDQGVWKDWRWKHUFRPSDQLHVRXWVLGHWKHJURXS¶V 17 FRUSRUDWHVWUXFWXUHZHUHLQFRUSRUDWHGLQRWKHURIIVKRUHMXULVGLFWLRQVXVLQJYDULDWLRQVRI 18 WKHµ$DEDU¶QDPH7KH*URXSLVLQYHVWLJDWLQJWKHVHHQWLWLHVIXUWKHU´,3,&UHLWHUDWHGWKDW 19 QHLWKHULWQRU$DEDUZHUHDIILOLDWHGZLWKRUUHFHLYHGSD\PHQWVIURP$DEDU%9, 20 )LQDOO\,3,&LQGLFDWHGWKDWDIWHU0'%GHIDXOWHGRQWZRLQWHUHVWSD\PHQWVGXHXQGHU 21 WKHQRWHVLQWKHILUVWKDOIRI,3,&PDGHLQWHUHVWSD\PHQWVWRWDOLQJ 22 PLOOLRQRQ0'%¶VEHKDOI³SXUVXDQWWRLWVREOLJDWLRQVLQUHVSHFWRIWKH*XDUDQWHHV´ 23 $VVHWIRUWKEHORZIXQGVWUDQVIHUUHGIURP0'%WRWKH$DEDU%9,6ZLVV 24 $FFRXQWZHUHGLVWULEXWHGLQWHUDOLDWRRIILFLDOVDW,3,&$DEDUDQG0'%LQFOXGLQJ 25 48%$,6,DQG+866(,1<ZLWKVHYHUDOSD\PHQWVRFFXUULQJZLWKLQGD\VRIWKHUHFHLSW 26 RI0'%IXQGVE\$DEDU%9,3ODLQWLIIDOOHJHVRQLQIRUPDWLRQDQGEHOLHIWKDWWKH 27 $DEDU%9,6ZLVV$FFRXQWZDVXVHGWRFRQFHDODQGWRIDFLOLWDWHWKLVXQODZIXOGLYHUVLRQ 28 RIIXQGV Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 52 of 136 Page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abar-BVI Transferred Approximately $636 Million Directly to the 11 Blackstone Account, Beginning Within Days of Receiving Funds from 12 1MDB 13 %HWZHHQDSSUR[LPDWHO\0D\DQG'HFHPEHUILYHZLUH 14 WUDQVIHUVWRWDOLQJZHUHVHQWIURPWKH$DEDU%9,6ZLVV$FFRXQWWRDQ 15 DFFRXQWDW6WDQGDUG&KDUWHUHG%DQNLQ6LQJDSRUHKHOGLQWKHQDPHRI%ODFNVWRQH$VLD 16 5HDO(VWDWH3DUWQHUV ³%ODFNVWRQH´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ase 2:16-cv-05364 Document 1 Filed 07/20/16 Page 53 of 136 Page ID #:53 1 RI)RUHLJQ);7UDGLQJ/LPLWHG7KHDFFRXQWQDPHZDVFKDQJHGWR%ODFNVWRQH$VLD 2 5HDO(VWDWH3DUWQHUVRQRUDERXW0D\ 3 7$1LVDIULHQGDQGDVVRFLDWHRI/2:3ODLQWLIIDOOHJHVRQLQIRUPDWLRQDQG 4 EHOLHIKRZHYHUWKDW7$1¶VRQO\FRQQHFWLRQWR0'%ZDVKLVUHODWLRQVKLSZLWK/2: 5 %DQNVWDWHPHQWVVKRZWKDWSULRUWRWKHZLUHWUDQVIHURI IURP 6 $DEDU%9,RQRUDERXW0D\WKHDFFRXQWEDODQFHIRUWKH%ODFNVWRQH$FFRXQW 7 ZDV 8 3ODLQWLIIDOOHJHVRQLQIRUPDWLRQDQGEHOLHIWKDW%ODFNVWRQHZDVDVKHOO 9 FRUSRUDWLRQFUHDWHGIRUWKHSXUSRVHRIPDLQWDLQLQJDEDQNDFFRXQWWRIXQQHOGLYHUWHG 10 PRQH\EDVHGRQWKHIROORZLQJIDFWVDQGFLUFXPVWDQFHVDPRQJRWKHUV 11 D 7KHIORZRIPRQH\LQWRDQGRXWRIWKH%ODFNVWRQH$FFRXQWLVQRW 12 FRQVLVWHQWZLWKZKDWFDQUHDVRQDEO\EHFKDUDFWHUL]HGDVUHJXODUEXVLQHVVDFWLYLW\)RU 13 H[DPSOHWKHDFFRXQWGLGQRWKDYHWKHW\SHVRIGHELWVDQGFUHGLWVFRQVLVWHQWZLWK 14 OHJLWLPDWHEXVLQHVVDFWLYLW\LQFOXGLQJIRUH[DPSOHWUDQVIHUVWRYHQGRUVSD\UROORU 15 UHFHLSWRISURFHHGVIURPFXVWRPHUV 16 E %ODFNVWRQHPDGHH[WHQVLYHXVHRIDPRQH\H[FKDQJHEXVLQHVVLQ 17 6LQJDSRUHFDOOHG5DIIOHV&DVK([FKDQJH%HWZHHQDSSUR[LPDWHO\-XO\DQG 18 )HEUXDU\WZHQW\ZLUHVZHUHVHQWIURPWKH%ODFNVWRQH$FFRXQWWR5DIIOHV&DVK 19 ([FKDQJHWRWDOLQJDSSUR[LPDWHO\)UHTXHQWXVHRIFXUUHQF\H[FKDQJH 20 EURNHUVHVSHFLDOO\IRUODUJHVXPVDQGZKHUHWKHHQWLW\DOUHDG\PDLQWDLQVDQDFFRXQWDWD 21 PDMRUEDQNFDSDEOHRISURFHVVLQJFXUUHQF\H[FKDQJHVLVDWHFKQLTXHFRPPRQO\XVHG 22 E\LQGLYLGXDOVHQJDJHGLQPRQH\ODXQGHULQJDQGRWKHUXQODZIXOFRQGXFWWRPRYH 23 PRQH\LQDZD\WKDWLVOHVVOLNHO\WREHWUDFHGE\ODZHQIRUFHPHQWDQGUHJXODWRU\ 24 RIILFLDOV 25 F %ODFNVWRQH¶VIXOOQDPH±%ODFNVWRQH$VLD5HDO(VWDWH3DUWQHUV±LV 26 VLPLODUWKRXJKQRWLGHQWLFDOWRWKHQDPHRIDPDMRUUHDOHVWDWHSULYDWHHTXLW\ILUP 27 %ODFNVWRQH5HDO(VWDWH%ODFNVWRQH5HDO(VWDWHLVDQDIILOLDWHRIWKHZHOONQRZQ 28 SULYDWHLQYHVWPHQWILUP%ODFNVWRQH*URXS±DQHQWLW\OLVWHGRQWKH1HZ 1 ([FKDQJH±DQGKDVDFFRUGLQJWRLWVZHEVLWHELOOLRQLQDVVHWVXQGHUPDQDJHPHQW 2 7KHSUDFWLFHRIXWLOL]LQJDEDQNDFFRXQWKHOGE\DQHQWLW\ZLWKDQDPHWKDWPLPLFVD 3 ZHOONQRZQFRPPHUFLDOHQWHUSULVHLVDWHFKQLTXHFRPPRQO\HPSOR\HGWROHQGWKH 4 DSSHDUDQFHRIOHJLWLPDF\WRWUDQVDFWLRQVWKDWPLJKWRWKHUZLVHEHVXEMHFWWRDGGLWLRQDO 5 VFUXWLQ\E\WKHILQDQFLDOLQVWLWXWLRQVLQYROYHGIRUH[DPSOHEHFDXVHRIWKHVL]HRIWKH 6 WUDQVDFWLRQRUEHFDXVHRIWKHUROHRIDSROLWLFDOO\H[SRVHGSHUVRQRUHQWLW\LQWKH 7 WUDQVDFWLRQ 8 2. Aabar-BVI Transferred an Additional Approximately $455 Million to 9 the Blackstone Account Via Overseas Investment Funds 10 :LWKLQGD\VRI$DEDU%9,¶VUHFHLSWRISURFHHGVIURPWKH3URMHFW0D[LPXV 11 ERQGRIIHULQJDQDGGLWLRQDOZDVWUDQVIHUUHGIURPWKH$DEDU%9,6ZLVV 12 $FFRXQWWRWKH%ODFNVWRQH$FFRXQWYLDWZRRYHUVHDVLQYHVWPHQWIXQGV 13 2QRUDERXW2FWREHU±URXJKO\VL[GD\VDIWHUWKH3URMHFW0D[LPXV 14 ERQGLVVXHDQGIRXUGD\VDIWHU$DEDU%9,UHFHLYHGDSSUR[LPDWHO\ PLOOLRQIURP 15 0'%(QHUJ\/DQJDW±$DEDU%9,VHQWDSSUR[LPDWHO\PLOOLRQWRDEDQNDFFRXQWDW 16 ,1*%DQN19LQ$PVWHUGDPEHORQJLQJWR(QWHUSULVH(PHUJLQJ0DUNHWV)XQG 17 ³(QWHUSULVH´ 2QRUDERXWWKHVDPHGD\$DEDU%9,DOVRVHQWDSSUR[LPDWHO\ 18 PLOOLRQWRDQRWKHUEDQNDFFRXQWDW,1*%DQN19LQ$PVWHUGDPEHORQJLQJWR 19 &LVWHQLTXH,QYHVWPHQW)XQG ³&LVWHQLTXH´ 2QRUDERXW1RYHPEHU$DEDU%9, 20 VHQWDQDGGLWLRQDODSSUR[LPDWHO\ PLOOLRQWR(QWHUSULVH,QWKHFDVHRIHDFKRIWKHVH 21 WKUHHSD\PHQWVWKHIXQGVZHUHWUDQVIHUUHGIURP$DEDU%9,YLDWKHFOHDULQJFRPSDQ\ 22 &LWFREHIRUHEHLQJWUDQVIHUUHGRQWRHLWKHU(QWHUSULVHRU&LVWHQLTXH 23 (QWHUSULVHDQG&LVWHQLTXHDUHUHODWLYHO\VPDOOLQYHVWPHQWIXQGVORFDWHGLQ 24 &XUDFDRWKDWKDYHRWKHUFXVWRPHUVDQGKROGLQYHVWPHQWVXQUHODWHGWR0'% 25 6KRUWO\DIWHU&LVWHQLTXHDQG(QWHUSULVHUHFHLYHGIXQGVIURP$DEDU%9, 26 HDFKWUDQVIHUUHGDVXEVWDQWLDOO\VLPLODUDPRXQWWRWKH%ODFNVWRQH$FFRXQW0RUH 27 SDUWLFXODUO\ 28 Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 55 of 136 Page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ase 2:16-cv-05364 Document 1 Filed 07/20/16 Page 56 of 136 Page ID #:56 1 DQGUHODWHGSDUW\WUDQVDFWLRQV7KHUHSUHVHQWDWLRQWKDWWKHSURFHHGVRIWKHWZRERQG 2 GHDOVFRXOGEHXVHGIRU³RWKHUFRUSRUDWHSXUSRVHV´RI0'%GRHVQRWHQFRPSDVVWKHXVH 3 RIWKRVHIXQGVIRUWKHSHUVRQDOEHQHILWRIRIILFLDOVRI,3,&$DEDURU0'% 4 $OWKRXJKERWKRIIHULQJFLUFXODUVDOVRFRQWDLQHGERLOHUSODWHODQJXDJHDERXW 5 WKHOLPLWVRIDQ\³IRUZDUGORRNLQJVWDWHPHQWV´WKLVERLOHUSODWHODQJXDJHVLPLODUO\GLG 6 QRWHQFRPSDVVWKHSRVVLELOLW\WKDW0'%ZRXOGUDGLFDOO\GHSDUWIURPWKHVWDWHG 7 LQWHQGHGXVHRIWKHERQGSURFHHGVDOPRVWLPPHGLDWHO\DIWHUWKHFORVLQJGDWHVIRUHDFK 8 RIIHULQJ0RUHVSHFLILFDOO\HDFKRIIHULQJFLUFXODULQGLFDWHGJHQHULFDOO\WKDWDQ\ 9 ³IRUZDUGORRNLQJVWDWHPHQWV´FRQWDLQHGLQWKHFLUFXODUVXFKDVWKRVHVWDWHPHQWV 10 FRQWDLQLQJ³ZLOO´RU³H[SHFW´ZHUH³UHDVRQDEOH´DWWKHWLPHRIWKHRIIHULQJFLUFXODUEXW 11 ZHUHQRWPHDQWWRJLYH³DVVXUDQFHWKDWWKHVHH[SHFWDWLRQVZLOOSURYHWREHFRUUHFW´LQWKH 12 IXWXUH7KLVERLOHUSODWHODQJXDJHZDVLQWHQGHGDPRQJRWKHUWKLQJVWRJLYH0'% 13 EXVLQHVVIOH[LELOLW\WRUHVSRQGWRFKDQJHGFLUFXPVWDQFHVLQWKHIXWXUH LWGLGQRW 14 KRZHYHUFRQWHPSODWHRUFRQYH\WKHSRVVLELOLW\WKDW0'%ZRXOGDOPRVWLPPHGLDWHO\ 15 EHJLQGLYHUWLQJWKHSURFHHGVRIWKHERQGVDOHWR$DEDU%9,DQGWKHUHDIWHUWRDFFRXQWV 16 EHQHILFLDOO\RZQHGE\RIILFLDOVRI0'%,3,&DQG$DEDU 17 1. Blackstone Transferred Approximately $473 Million to an Account 18 Controlled by QUBAISI 19 %HWZHHQDSSUR[LPDWHO\0D\ DQG1RYHPEHUIRXUZLUHV 20 WRWDOLQJZHUHVHQWIURPWKH%ODFNVWRQH$FFRXQWWRDQDFFRXQWDW%DQN 21 3ULYHH(GPRQGGH5RWKVFKLOG ³%DQN5RWKVFKLOG´ LQ/X[HPERXUJPDLQWDLQHGLQWKH 22 QDPHRI9DVFR,QYHVWPHQWV6HUYLFHV6$ ³9DVFR$FFRXQW´ 7KHVHZLUHVZHUH 23 SURFHVVHGWKURXJKDFRUUHVSRQGHQWEDQNDFFRXQWDW6WDQGDUG&KDUWHUHG%DQNLQWKH 24 8QLWHG6WDWHV$VVKRZQLQWKHWDEOHEHORZHDFKRIWKHVHIRXUZLUHWUDQVIHUVZDVPDGH 25 ZLWKLQDPDWWHURIGD\VDIWHUWKH%ODFNVWRQH$FFRXQWUHFHLYHGIXQGVIURP$DEDU%9, 26 LQFOXGLQJWZRRIWKHIRXUWKDWZHUHPDGHZLWKLQDERXWWHQGD\VRI$DEDU%9,¶VUHFHLSW 27 RIIXQGVIURP0'%(QHUJ\ 28 Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 57 of 136 Page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¶V 24 VXEVLGLDULHVQRUZHUHWKHDVVHWVKHOGE\RUXVHGIRUWKHEHQHILWRI,3,&RU$DEDU 25 48%$,6,¶VUHFHLSWRISURFHHGVIURP0'%¶VERQGVDOHVIRUKLVRZQ 26 SHUVRQDOEHQHILWLVLQFRQWUDYHQWLRQWRKLVFKDUJHDV0DQDJLQJ'LUHFWRURI,3,& 27 3XUVXDQWWR,3,&¶V$UWLFOHVRI$VVRFLDWLRQDSSURYHGRQ1RYHPEHU ³>Q@HLWKHU 28 WKH&KDLUPDQQRUWKHRWKHU%RDUGPHPEHUVVKDOOKDYHDGLUHFWRULQGLUHFWLQWHUHVWLQWKH Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 58 of 136 Page ID #:58 1 FRQWUDFWVDQGSURMHFWVHQWHUHGLQWRFDUULHGRXWRULQWHQGHGWREHHQWHUHGLQWRRUFDUULHG 2 RXWE\WKH&RPSDQ\DQGWKH&RPSDQ\VKDOOQRWJUDQWWKHPDQ\ILQDQFLDOIDFLOLWLHV´7R 3 WKHH[WHQWWKDW48%$,6,SXUSRUWHGWREHDFWLQJLQKLVFDSDFLW\DV0DQDJLQJ'LUHFWRURI 4 ,3,&LQFRQQHFWLRQZLWKWKHDERYHGHVFULEHGWUDQVDFWLRQVUHODWLQJWR$DEDU%9, 5 LQFOXGLQJWKHUHFHLSWRI0'%IXQGVLQWRWKH$DEDU%9,6ZLVV$FFRXQWDQGWKHWUDQVIHU 6 RIIXQGVWKURXJKWKH%ODFNVWRQH$FFRXQWWRKLVRZQ9DVFR$FFRXQWKHZDVDFWLQJultra 7 vires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lackstone Transferred $66.6 Million to an Account Controlled by 19 HUSSEINY 20 %HWZHHQ0D\DQG'HFHPEHUHQWLWLHVEHORQJLQJWR+866(,1<WKHQ 21 &(2RI$DEDUDOVRUHFHLYHGIURPWKH%ODFNVWRQH$FFRXQW 22 %HWZHHQDSSUR[LPDWHO\0D\ DQG'HFHPEHU%ODFNVWRQH 23 VHQWIRXUVHSDUDWHZLUHWUDQVIHUVWRWDOLQJWRDQDFFRXQWDW%+)%DQNLQ 24 )UDQNIXUW*HUPDQ\KHOGLQWKHQDPHRI5D\DQ,QF ³5D\DQ´ (DFKRIWKHVHIRXUZLUH 25 WUDQVIHUVZDVSURFHVVHGWKURXJKD86FRUUHVSRQGHQWEDQNDFFRXQWDW6WDQGDUG 26 &KDUWHUHG%DQN7KHVHZLUHWUDQVIHUVDUHVXPPDUL]HGEHORZ 27 28 Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 59 of 136 Page ID #:59 1 7DEOH :LUH7UDQVIHUVIURP%ODFNVWRQHWR5D\DQ 2 'DWH 6HQGLQJ3DUW\ 5HFHLYLQJ3DUW\ $PRXQW 3 %ODFNVWRQH 5D\DQ 4 %ODFNVWRQH 5D\DQ 5 %ODFNVWRQH 5D\DQ 6 %ODFNVWRQH 5D\DQ 7 8 +866(,1<LVWKHEHQHILFLDORZQHURIWKH5D\DQ$FFRXQW 9 7KHILUVWZLUHWUDQVIHUIURP%ODFNVWRQHWR5D\DQLQWKHDPRXQWRI 10 RFFXUUHGURXJKO\VHYHQGD\VDIWHU0'%WUDQVIHUUHG WR 11 $DEDU%9,DQGURXJKO\WKUHHGD\VDIWHU$DEDU%9,WUDQVIHUUHG WR 12 %ODFNVWRQH7KHVDPHGD\WKDW%ODFNVWRQHWUDQVIHUUHGWR+866(,1<¶V 13 5D\DQ$FFRXQW WKDWLV0D\ %ODFNVWRQHVHSDUDWHO\WUDQVIHUUHG 14 WR48%$,6,¶V9DVFR$FFRXQW 15 2QRUDERXW'HFHPEHU±IRXUGD\VDIWHU$DEDU%9,WUDQVIHUUHG 16 LQWRWKH%ODFNVWRQH$FFRXQW±%ODFNVWRQHVHQWWRDQDFFRXQWDW 17 %DQNRI$PHULFDLQ7H[DVKHOGLQWKHQDPHRI0%&RQVXOWLQJ//& ³0%&RQVXOWLQJ 18 $FFRXQW´ 7KHSD\PHQWGHWDLOVRQWKHZLUHUHDG ³3$<0(17)256(59,&(6´ 19 +866(,1<LVWKHEHQHILFLDORZQHURIWKH0%&RQVXOWLQJ$FFRXQWDQGWKH 20 RQO\DXWKRUL]HGVLJQDWRU\RQWKHDFFRXQW 21 7KH0%&RQVXOWLQJ$FFRXQWUHFHLYHGDQRWKHUZLUHWUDQVIHURI 22 IURPWKH%ODFNVWRQH$FFRXQWRQRUDERXW-DQXDU\ 23 3. Blackstone Transferred at Least $30 million to an Account Belonging 24 to MALAYSIAN OFFICIAL 1 25 %ODFNVWRQHDOVRWUDQVIHUUHGDWOHDVWWRDQDFFRXQWEHORQJLQJWR 26 0$/$<6,$12)),&,$/VKRUWO\DIWHUUHFHLYLQJIXQGVIURP$DEDU%9, 27 2QRUDERXW2FWREHU±URXJKO\VHYHQGD\VDIWHU%ODFNVWRQH 28 UHFHLYHGGLUHFWO\IURP$DEDU%9,DQGURXJKO\VL[GD\VDIWHULWUHFHLYHG Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 60 of 136 Page ID #:60 1 LQGLUHFWO\IURP$DEDU%9,YLD(QWHUSULVHDQG&LVWHQLTXH±%ODFNVWRQH 2 WUDQVIHUUHGLQWRDQDFFRXQWDW$P%DQNLQ0DOD\VLDKHOGLQWKHQDPHRI 3 ³$035,9$7(%$1.,1*05´ 4 7KDWEDQNDFFRXQWEHORQJVWR0$/$<6,$12)),&,$/DQGLVWKHVDPH 5 DFFRXQWWKDWUHFHLYHGIURPWKH3(7526$8',&2)281'(5LQ 6 ZLWKLQGD\VRIWKHUHFHLSWE\WKH3(7526$8',&2)281'(5RIIXQGVIURP*RRG 7 6WDUDVVHWIRUWKLQ6HFWLRQ,,* 8 2QRUDERXW1RYHPEHU ±OHVVWKDQWZRZHHNVDIWHU%ODFNVWRQH 9 UHFHLYHG IURP$DEDU%9,YLD(QWHUSULVH±%ODFNVWRQHWUDQVIHUUHG 10 WRWKHVDPH$035,9$7(%$1.,1*05$FFRXQWEHORQJLQJWR 11 0$/$<6,$12)),&,$/ 12 4. Blackstone Transferred $5 million to an Account Controlled by 13 1MDB OFFICER 3 14 2QRUDERXW'HFHPEHUDZLUHLQWKHDPRXQWRIZDV 15 VHQWIURPWKH%ODFNVWRQH$FFRXQWWRDQDFFRXQWDW)DOFRQ%DQNLQ=XULFKPDLQWDLQHGLQ 16 WKHQDPHRI5LYHU'HH,QWHUQDWLRQDO6$ ³5LYHU'HH$FFRXQW´ 17 0'%2)),&(5LVWKHEHQHILFLDORZQHURIWKH5LYHU'HH$FFRXQWDW 18 )DOFRQ%DQN 19 20 2QRUDERXW)HEUXDU\QRWORQJDIWHUIXQGVZHUHGLVWULEXWHGWRWKH 21 YDULRXVRIILFLDOVDVGHVFULEHGDERYHWKHEDODQFHRIWKH%ODFNVWRQH$FFRXQWIHOOWR]HUR 22 DQGWKHDFFRXQWKDGQRIXUWKHUWUDQVDFWLRQVWKHUHDIWHU 23 %ODFNVWRQHZDVXVHGDVDQLQWHUPHGLDU\WRREVFXUHWKHIDFWWKDW0'% 24 ERQGSURFHHGVZHUHEHLQJVHQWIURP$DEDU%9,±RIZKLFK48%$,6,DQG+866(,1< 25 ZHUHGLUHFWRUV±WRDFFRXQWVWKDWZHUHEHQHILFLDOO\RZQHGE\48%$,6,+866(,1< 26 0$/$<6,$12)),&,$/DQG0'%2)),&(5 27 28 Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 61 of 136 Page ID #:61 1 7KHIXQGVVHQWWRDFFRXQWVEHORQJLQJWR48%$,6,+866(,1< 2 0$/$<6,$12)),&,$/DQG0'%2)),&(5DVGHVFULEHGDERYHZHUH 3 XQODZIXOO\PLVDSSURSULDWHGIURP0'%DQGRU,3,& 4 ) $$%$5%9,6(17$3352;,0$7(/<0,//,2172$1 5 $&&2817&21752//('%<$=,= 6 7 %HWZHHQ-XQHDQG1RYHPEHUZDV 8 WUDQVIHUUHGGLUHFWO\IURPWKH$DEDU%9,6ZLVV$FFRXQWWRDQDFFRXQWFRQWUROOHGE\ 9 $=,=DUHODWLYHRI0$/$<6,$12)),&,$/)URPWKHUHWKHIXQGVZHUHXVHGWR 10 DFTXLUHQHDUO\PLOOLRQLQUHDOSURSHUW\IRUWKHSHUVRQDOEHQHILWRI$=,=DQGWRIXQG 11 5HG*UDQLWH3LFWXUHV$=,=¶VPRYLHSURGXFWLRQFRPSDQ\ 12 $DEDU%9,VHQWWKUHHZLUHWUDQVIHUVWRWDOLQJWRDQDFFRXQWDW 13 %6,6LQJDSRUHKHOGLQWKHQDPHRI5HG*UDQLWH&DSLWDO/LPLWHG ³5HG*UDQLWH&DSLWDO 14 $FFRXQW´ 7KHVHZLUHVDUHVXPPDUL]HGEHORZ 15 7DEOH :LUH7UDQVIHUVIURP$DEDU%9,WR5HG*UDQLWH&DSLWDO 16 'DWH 6HQGLQJ3DUW\ 5HFHLYLQJ3DUW\ $PRXQW 17 18 $DEDU%9, 5HG*UDQLWH&DSLWDO 19 $DEDU%9, 5HG*UDQLWH&DSLWDO 20 $DEDU%9, 5HG*UDQLWH&DSLWDO 21 22 5HG*UDQLWH&DSLWDOLVD%9,LQFRUSRUDWHGHQWLW\RZQHGE\$=,=,QKLV 23 86WD[UHWXUQDFRS\RIZKLFKZDVREWDLQHGIURP$=,=¶VDFFRXQWLQJILUP$=,= 24 OLVWHG5HG*UDQLWH&DSLWDO¶V³SULQFLSDOEXVLQHVVRUSURIHVVLRQ´DV³0RWLRQ3LFWXUHV´ 25 %DQNUHFRUGVUHIOHFWWKDW$=,=LVDOVREHQHILFLDORZQHURIWKH5HG*UDQLWH&DSLWDO 26 $FFRXQWLQ6LQJDSRUH 27 28 Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 62 of 136 Page ID #:62 1 1. AZIZ Claimed that Approximately $94.3 Million of the $238 Million 2 from Aabar-BVI, which AZIZ Used to Purchase Real Estate, Was a 3 “Gift” from Aabar-BVI 4 $=,=XVHGPRUHWKDQ RIWKHWKDW$DEDU%9, 5 WUDQVIHUUHGWR5HG*UDQLWH&DSLWDOLQWRSXUFKDVHUHDOHVWDWHLQWKH8QLWHG6WDWHV 6 DQGWKH8QLWHG.LQJGRP$=,=FODLPHGLQFOXGLQJLQKLV86WD[UHWXUQWKDWWKLV 7 PRQH\ZDVD³JLIW´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±RQHLQ 18 1HZ 1 E %\HPDLOGDWHGWKHVDPHGD\D0DQDJLQJ'LUHFWRUDW1.6)%ZKR 2 DFWHGDVWKHEXVLQHVVPDQDJHUIRU$=,=DQG5HG*UDQLWH ³5HG*UDQLWH%XVLQHVV 3 0DQDJHU´ UHVSRQGHG ³,WLVWKHSHUVRQDOKROGLQJFRPSDQ\RIDIDPLO\IULHQG´ 4 F 7KHSDUWQHULQDUHVSRQVHVHQWZLWKLQDQKRXULQGLFDWHGLQUHOHYDQW 5 SDUW ³7KHIXQGVFDPHIURPDQLQYHVWRULQ5HG*UDQLWH&DSLWDO,FDQQRWVLJQWKHUHWXUQV 6 ZLWKRXWSURRILWLVQRWLQFRPHWR5L]D7KHILUPZRXOGEHSXWDWULVNWKHVHQXPEHUVDUH 7 WRRKLJK´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¶6OHWWHUSXUSRUWHGWRKDYHEHHQVHQW³>R@QEHKDOIRI$DEDU 21 ,QYHVWPHQWV3-6/LPLWHG6ROXWLRQ&HQWXU\/LPLWHG´ 22 6ROXWLRQ&HQWXU\/LPLWHGLVDQHQWLW\DIILOLDWHGZLWK+866(,1<DQGKLV 23 ZLIH 24 25 &RQWUDU\WRWKHVWDWHPHQWVLQWKLVOHWWHUQRZLUHZDVVHQWIURP$DEDU%9,WR 5HG*UDQLWH&DSLWDORQ-XQHLQWKHDPRXQWRI 5DWKHUDVLQGLFDWHG 26 DERYHWKH-XQHZLUHIURP$DEDU%9,WR5HG*UDQLWH&DSLWDOZDVLQWKHDPRXQW 27 RIDSSUR[LPDWHO\7KHDPRXQWFODLPHGWREHDJLIW LV 28 URXJKO\HTXDOWRWKHDPRXQWRIPRQH\WKDW$=,=WUDQVIHUUHGLQWRWKH8QLWHG6WDWHVRYHU DSHULRGRIDSSUR[LPDWHO\ILYHPRQWKVDQGXVHGWRSXUFKDVHSHUVRQDODVVHWV Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 64 of 136 Page ID #:64 1 7KHIDFWWKDW$DEDU%9,SXUSRUWHGO\JLIWHGDSSUR[LPDWHO\ PLOOLRQWR 2 $=,=RQWKHEDVLVRI³GLVLQWHUHVWHGJHQHURVLW\´DQGWKH³FORVHSHUVRQDOUHODWLRQVKLS´ 3 EHWZHHQ$=,=DQG+866(,1<IXUWKHUGHPRQVWUDWHVWKDW$DEDU%9,ZDVQRWRSHUDWLQJ 4 DVDOHJLWLPDWHVXEVLGLDU\RI$DEDURU,3,&DQGWKDWWKHIXQGVKHOGLQWKH6ZLVV$DEDU 5 %9,DFFRXQWZHUHQRWEHLQJKHOGIRUWKHEHQHILWRI0'%$DEDURU,3,& 6 2. Approximately $64 Million in Funds from Aabar-BVI Was Used to 7 Fund Red Granite Pictures 8 )XQGVWUDQVIHUUHGIURP$DEDU%9,WR$=,=¶V5HG*UDQLWH&DSLWDO$FFRXQW 9 ZHUHDOVRXVHGWRIXQG5HG*UDQLWH3LFWXUHVDQLQYHVWPHQWXQDIILOLDWHGZLWK0'% 10 $DEDURU,3,& 11 5HG*UDQLWH3LFWXUHVLVDPRYLHSURGXFWLRQFRPSDQ\FRIRXQGHGE\$=,= 12 LQZKLFKSURGXFHGVHYHUDOPDMRUPRWLRQSLFWXUHVLQFOXGLQJ³7KH:ROIRI:DOO 13 6WUHHW´³)ULHQGVZLWK.LGV´DQG³'XPEDQG'XPEHU7R´5HG*UDQLWH3LFWXUHVZDV 14 LQFRUSRUDWHGLQ&DOLIRUQLDRQ6HSWHPEHUDV5HG*UDQLWH3URGXFWLRQVDQG 15 FKDQJHGLWVQDPHWR5HG*UDQLWH3LFWXUHVRQRUDERXW-XQH5HG*UDQLWH 16 3LFWXUHV¶ZHEVLWHOLVWV$=,=DV&(2IRXQGHUFKDLUPDQDQGSURGXFHU 17 %HWZHHQ-XQH±WZRGD\VDIWHU$DEDU%9,VHQWLWVILUVWZLUHWR5HG 18 *UDQLWH&DSLWDO±DQG1RYHPEHUHOHYHQZLUHVWRWDOLQJZHUHVHQW 19 IURPWKH5HG*UDQLWH&DSLWDO$FFRXQWWRDQDFFRXQWDW&LW\1DWLRQDO%DQNLQWKH8QLWHG 20 6WDWHVPDLQWDLQHGE\5HG*UDQLWH3LFWXUHV 21 7KHVHIXQGVWUDQVIHUUHGWR5HG*UDQLWH3LFWXUHVLQWKH8QLWHG6WDWHVZHUH 22 WKHQXVHGWRIXQG5HG*UDQLWH3LFWXUH¶VRSHUDWLRQVLQFOXGLQJWKHSURGXFWLRQRIWKHILOP 23 ³7KH:ROIRI:DOO6WUHHW´ZKLFKZDVUHOHDVHGLQWKH8QLWHG6WDWHVRQ'HFHPEHU 24 25 7KHIXQGVVHQWIURP$DEDU%9,WR5HG*UDQLWH&DSLWDOZKLFKZHUH 26 WKHUHDIWHUWUDQVIHUUHGLQWRWKH8QLWHG6WDWHVIRUXVHE\5HG*UDQLWH3LFWXUHVGLGQRW 27 UHSUHVHQWDOHJLWLPDWHLQYHVWPHQWE\0'%,3,&RU$DEDULQ5HG*UDQLWH3LFWXUHV 28 Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 65 of 136 Page ID #:65 1 $QGEDODQFHVKHHWVIRU5HG*UDQLWH3LFWXUHVDQG5HG*UDQLWH&DSLWDOVKRZQRSD\PHQWV 2 WR0'%,3,&RU$DEDULQGLFDWLYHRIDQ\LQYHVWPHQWUHWXUQ 3 3XEOLFVWDWHPHQWVDQGPHGLDLQWHUYLHZVE\UHOHYDQWLQGLYLGXDOVDQGHQWLWLHV 4 DOVRQHJDWHWKHH[LVWHQFHRIDQ\OHJLWLPDWHLQYHVWPHQWE\0'%,3,&RU$DEDULQ5HG 5 *UDQLWH3LFWXUHV)RUH[DPSOHRQ$XJXVWWKHNew York TimesSXEOLVKHGDQ 6 DUWLFOHHQWLWOHGAn Audacious Studio Rattles HollywoodZKLFKLQFOXGHGDQLQWHUYLHZ 7 ZLWK$=,=DQG5HG*UDQLWH3LFWXUHVFRIRXQGHU&KULVWRSKHU³-RH\´0F)DUODQG 8 ³0F)DUODQG´ ,QWKDWDUWLFOH$=,=LVUHSRUWHGWRKDYHLGHQWLILHG+866(,1<DV5HG 9 *UDQLWH¶VSULQFLSOHLQYHVWRU+HLVDOVRUHSRUWHGDVLQGLFDWLQJWKDW+866(,1<ZDV 10 LQYHVWLQJSHUVRQDOPRQH\UDWKHUWKDQJRYHUQPHQWIXQGV7KLVVDPHDUWLFOHDSSHDUVLQWKH 11 ³1HZV´VHFWLRQRI5HG*UDQLWH3LFWXUH¶VZHEVLWHXQGHUWKHKHDGLQJRiza Aziz & Joey 12 McFarland Featured in the New York Times. 13 ,QDQDUWLFOHSXEOLVKHGE\WKHNew York TimesRQ)HEUXDU\HQWLWOHG 14 Jho Low, Well Connected in Malaysia, Has an Appetite for New York,DQDWWRUQH\IRU 15 +866(,1<LVTXRWHGDVVD\LQJWKDW+866(,1<¶VLQYHVWPHQWLQ5HG*UDQLWHZDVPDGH 16 ZLWK³SHUVRQDOPRQH\´ 17 2Q$SULO0'%LVVXHGDSUHVVUHOHDVHDYDLODEOHRQLWVSXEOLF 18 ZHEVLWHGHQ\LQJWKDWLWKDGDQ\UROHLQLQYHVWLQJGLUHFWO\RULQGLUHFWO\LQ5HG*UDQLWH 19 3LFWXUHV 20 3. AZIZ Transferred at least $41 Million in Funds Received from 21 Aabar-BVI to an Account That Was Then Used to Pay Gambling 22 Expenses for Himself, LOW, and TAN 23 -XVWGD\VDIWHUWKH5HG*UDQLWH&DSLWDO$FFRXQWUHFHLYHGIXQGVIURP$DEDU 24 %9,VRPHRIWKRVHIXQGVZHUHWUDQVIHUUHGWRDQDFFRXQWDW6WDQGDUG&KDUWHUHG%DQNLQ 25 6LQJDSRUHKHOGLQWKHQDPHRI$OVHQ&KDQFH+ROGLQJV/LPLWHG ³$OVHQ&KDQFH 26 $FFRXQW´ $FFRXQWRSHQLQJGRFXPHQWVIRUWKH$OVHQ&KDQFH$FFRXQWOLVW7$1DVWKH 27 GLUHFWRURI$OVHQ&KDQFH6KRUWO\WKHUHDIWHUWKH$OVHQ&KDQFH$FFRXQWZDVXVHGWRSD\ 28 JDPEOLQJH[SHQVHVIRU/2:7$1$=,=DQGDWOHDVWRQHIRUPHURIILFLDOIURP0'% Case 2:16-cv-05364 Document 1 Filed 07/20/16 Page 66 of 136 Page ID #:66 1 0RUHSDUWLFXODUO\RQRUDERXW-XQH±URXJKO\WKUHHGD\VDIWHU 2 $DEDU%9,WUDQVIHUUHGLQWR$=,=¶V5HG*UDQLWH&DSLWDO$FFRXQW±$=,= 3 FDXVHGWREHZLUHGIURPKLV5HG*UDQLWH&DSLWDO$FFRXQWWRWKH$OVHQ 4 &KDQFH$FFRXQW 5 5RXJKO\WKUHHZHHNVODWHURQRUDERXW-XO\DZLUHIRU 6 ZDVVHQWIURPWKH$OVHQ&KDQFH$FFRXQWWRDEDQNDFFRXQWPDLQWDLQHGE\ 7 /DV9HJDV6DQGV//&$PRQJRWKHUWKLQJV/DV9HJDV6DQGVRZQVDQGRSHUDWHVWKH 8 9HQHWLDQ5HVRUW+RWHO&DVLQR ³9HQHWLDQ&DVLQR´ LQ/DV9HJDV7KHSD\PHQWGHWDLOV 9 RQWKHZLUHUHDG ³3/$<(512>;;;@ ´ 10 7KH9HQHWLDQ&DVLQRXVHGFXVWRPHUDFFRXQWQXPEHU;;; WRLGHQWLI\ 11 /2:2QRUDERXW-XO\ZDVGHSRVLWHGLQWR/2:¶VDFFRXQWDWWKH 12 9HQHWLDQ&DVLQRDQGUHFRUGVVKRZWKDW/2:JDPEOHGWKHUHIRUDSSUR[LPDWHO\VHYHQ 13 GD\VEHJLQQLQJRQRUDERXWWKDWGDWH 14 2QRUDERXW-XO\DQDGGLWLRQDOZLUHRIZDVVHQWIURP 15 WKH$OVHQ&KDQFH$FFRXQWWR/DV9HJDV6DQGV//&7KHSD\PHQWGHWDLOVRQWKDWZLUH 16 UHDG ³7$1.,0/221*3/$<(512>;;;@´7KH9HQHWLDQ&DVLQR5HVRUW 17 XVHGFXVWRPHUDFFRXQWQXPEHU;;;WRLGHQWLI\7$1 18 2QRUDERXW-XO\/2:ZLWKGUHZDQDJJUHJDWHFDVKDPRXQWRI 19 DWWKH9HQHWLDQ&DVLQR DVDZLWKGUDZDORIGHSRVLWDQG 20 DVUHGHPSWLRQRIFDVLQRFKLSVDQGRWKHUJDPLQJLQVWUXPHQWV6HYHUDOLQGLYLGXDOV 21 JDPEOHGZLWK/2:RQWKLVRFFDVLRQXVLQJKLVDFFRXQW7KHVHLQGLYLGXDOVLQFOXGHG 22 $=,= 5HG*UDQLWH3LFWXUHVFRIRXQGHU0F)DUODQG DOHDGDFWRULQ³7KH:ROIRI:DOO 23 6WUHHW´ ³+ROO\ZRRG$FWRU´ DQGDIRUPHU&KLHI,QYHVWPHQW2IILFHURI0'% 24 25 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