Xinjiang Altay Urban Infrastructure and Environment Improvement Project

Social Monitoring Report

Annual Report Project Number: 43024-013 August 2018

PRC: Xinjiang Altay Urban Infrastructure and Environment Improvement Project

Prepared by Sichuan Jingdu Junyi Engineering Consultation Company, Xinjiang Branch for the Xinjiang Uygur Autonomous Region Government and the Asian Development Bank

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Director, Management or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

ADB Financed Xinjiang Urban Transport and Environmental Improvement Project

Altay Municipal Infrastructure and Environmental Improvement Project RP Monitoring and Evaluation Report

（No. 5）

Sichuan Jingdu Junyi Engineering Consultation Company, Xinjiang Branch August 2018

Monitor Institution : Sichuan Jingdu Junyi Engineering Company

Xinjiang Branch

Director : Yan Junjie

Evaluator : Yan Junjie Yan Lei Wang Xiaocui

Report Writing Staff : Yan Junjie Yan Lei Li Yingjie Wang

Xiaocui

Address : Kalamayi City ,Chengtou Mansion, Room

202, Youyi Road No.36 ,Xinjiang China

Postcode : 834000

Phone : 0086－ 0990－ 6840390

Fax : 0086－ 0990－ 6840390

Email : [email protected]

CONTENTS

1. Overview ...... 1 1.1 Project overview ...... 1 1.2 Total Project Investment and Construction of the Project...... 3 1.3 Independent External Monitoring for Involuntary Resettlement ...... 5 2. Impact Scope ...... 6 2.1.Impacts of Land Acquisition ...... 6 2.1.1.Burqin county ...... 6 2.1.2.Habahe county ...... 7 2.1.3.Jimunai county ...... 7 2.1.4.Qinghe county ...... 8 2.2.Impacts of House Demolition ...... 10 2.2.1.Burqin county ...... 10 2.2.2.Habahe county ...... 10 2.2.3.Jimunai county ...... 11 2.2.4.Qinghe county ...... 11 3. Project Compensation Standard ...... 13 3.1.Compensation Standard of LA ...... 13 3.1.1.Burqin county ...... 13 3.1.2.Habahe county ...... 17 3.1.3.Jimunai county ...... 18 3.1.4.Qinghe county ...... 20 3.2.Compensation Standard of HD ...... 23 3.2.1.Burqin county ...... 23 3.2.2.Habahe county ...... 25 3.2.3.Jimunai county ...... 26 3.2.4.Qinghe county ...... 28 4. Resettlement ...... 30 4.1.LA Resettlement ...... 30 4.1.1.Burqin county ...... 30 4.1.2.Habahe county ...... 33 4.1.3.Jimunai county ...... 38 4.1.4.Qinghe county ...... 39 4.2.HD Resettlement ...... 40 4.2.1.Burqin county ...... 40 4.2.2.Habahe county ...... 42 4.2.3.Jimunai county ...... 44 4.2.4.Qinghe county ...... 45 4.3.Resettlement for vulnerable groups ...... 49 5. Land Acquisition and House Demolition Cost ...... 50 6. Resettlement Investigation on Production and Living Conditions ...... 68 6.1.Resettlement for vulnerable groups ...... 68 6.1.1.Survey illustration ...... 68 I

6.1.2.Contents of survey ...... 68 6.2.Interview ...... 71 6.2.1.Contents of interview ...... 71 6.2.2.Assessment of interview ...... 74 7. Public Participation, Grievance and Appeals ...... 75 7.1.Public Participation ...... 75 7.2.Complaints and Appeal ...... 90 8. Organizations ...... 92 8.1.Settings of Organizations ...... 92 8.2.Evaluation of Organization Ability ...... 94 9 Conclusion ...... 96

LIST OF TABLES

Table 1-1 Project Components ...... 1 Table 1-2 Project investment costs overview ...... 3 Table 2-1 Land acquisition and resettlement impact ...... 6 Table 2-2 Land acquisition impact of the project ...... 8 Table 2-3House demolition impact ...... 10 Table 2-4HD in Shuanghubei Road ...... 10 Table 2-5Residents’ Housing Demolition ...... 10 Table 2-6Residents’ Housing Demolition ...... 11 Table 3-1 Compensation standard for grassland ...... 13 Table 3-2 Compensation Calculation Base of Collective Land ...... 14 Table 3-3 Resettlement Compensation Times Calculation ...... 15 Table 3-4 Cultivated Land Compensation Standard of the Project ...... 15 Table 3-5 Compensation standard of the project (forest land) ...... 16 Table 3-6 Benchmark land prices of Burqin County ...... 17 Table 3-7 Compensation standard of the project (Grassland) ...... 18 Table 3-8 Compensation standard of the project (Grassland) ...... 19 Table 3-9 Benchmark land prices ...... 20 Table 3-10 Compensation standard of grassland ...... 21 Table 3-11 Benchmark land prices of Qinghe County ...... 22 Table 3-12 Compensation standard of the project (shrub land) ...... 23 Table 3-13 Urban residents housing demolition compensation standard ...... 24 Table 3-14 Compensation rates for affected attachments and special facilities ...... 24 Table 3-15 Urban residents housing demolition compensation standard ...... 25 Table 3-16 Comparison between the planned and actual compensation standard ...... 25 Table 3-17 Actual housing demolition compensation standard ...... 28 Table 4-1 Grassland compensation cost...... 31 Table 4-2 Arable land compensation cost ...... 32 Table 4-3 Forest compensation ...... 32 Table 4-4 LA compensation ...... 33 Table 4-5 Diagram of jobs placement of on-the-job workers ...... 35 II

Table 4-6 Jobs placement for children or relatives of the retired workers ...... 36 Table 4-7 LA compensation ...... 39 Table 4-8 Compensation standard for Forestland ...... 40 Table 4-9 HD Compensation ...... 41 Table 4-10 Resettlement of house demolition ...... 43 Table 4-11 Chen qingli compensation ...... 47 Table 4-12 specific compensation for house demolition ...... 47 Table 5-1 LA and HD costs of all counties ...... 50 Table 5-2 LA and HD costs of all counties ...... 52 Table 5-3 Comparison of actual LA and HD costs with that of the planned in RPs ...... 63 Table5-4 Land Acquisition effects list of the project ...... 64 Table 6-1 Number of affected household and people ...... 68 Table 6-2 Composition of affected populations ...... 68 Table 6-3 Income composition ...... 69 Table 6-4 expenditure comparison ...... 70 Table 6-5 per capita net income change table ...... 71 Table 7-1 Public participation overview ...... 76 Table 8-1 Burqin PMO staff ...... 93 Table 9-1 Influence, compensation, and cost of land acquisition and resettlement ...... 96

LIST OF FIGURES

Figure 7-1 Appeal procedures ...... 91 Figure 8-1 Burqin Resettlement organizational chart ...... 92

III

1. Overview

1.1. Project overview

Altay Municipal Infrastructure and Environmental Improvement Project consist of five components distributed in five counties respectively: Burqin County, Fuhai County,

Hanahe County, Jimunai County and Qinghe County. These components include road construction, water supply, and sewage treatment, refuse disposal, and central heating. Table 1-1 Project Components Counties Component Brief description 9 roads would be constructed or extension with a total length of 13272.08m； County road including 5 primary roads construction with 4329.37m and 4 secondary roads construction with 3441.36 m together with supporting facilities such as road lighting, landscaping, traffic marking facilities; County town A 38t/d refuse disposal plant and operating equipment will be newly built, refuse including 303 ashbins, 20 refuse collection points, 10KV power lines with Burqin disposal 0.3km and an access road with 0.95km； County, Including water intake head, water pipelines (including from the water intake County town head to the water purification plant section and from the water purification water supply plant to the county water distribution network segment) with a total length of 34.8km will be built, a 9000m3/d water purifying plant would be constructed; County town with a total length of 11470m will be built and 196 drainage manholes and sewage 1sewage pumping station, a 6000m3/d sewage treatment plant would be treatment constructed； Construction and expansion of 14 roads, with a total length of 10296m. 5 expanded roads of old city area: Huanchengdong road, Zhenxing road, Beixin road, Xingfu road, Tuanjienan road, with a total length of 5.896 km; 9 newly constructed road of Zhanqianqu: northern extension of Fumin road, Road northern extension of Xinyang road, Western extension of Maochang road, Component Western extension of Xiyi road, Western extension of Hengyi road, Western extension of Zongyi road, Western extension of Zhanqian road, Western extension of Wanfu road, Guangchang road, with a total length of 4.4km; Fuhai together with lighting, landscaping, traffic marking facilities, and maintenance County, equipment; Construction of a 7,000m3/d sewage treatment plant, branch sewer pipes of Sewage 10.8 km, 164 drainage manholes, an access road of 2.0km and 10KV power treatment lines of 2.0km; Construction of a 60t/d refuse disposal system and operating equipment, 70 Refuse refuse collection points, 522 trash bins, an access road for 7,000m and 10KV disposal power lines for 7.0km; Central Reconstruction of primary and secondary heating networks for 7,946m, and heating the length of first part of network is 3015m, and the second is 4391m. 1

5 roads will be built in the county town, with a total length of 5,600.26m, Road including a primary road of 618.32 m and 4 secondary roads of 4,981.94m, Construction which will be provided with lighting, landscaping and traffic marking facilities, and maintenance equipment. Water A new water supply network of 4,420m will be built; in which dn400 are Supply 1,440m long, dn300 1,880m long and dn200 2,300m long. An 8,000m3/d sewage treatment plant (an access road of 0.8km and a 10KV Hanahe power line of 3.0km) and a drainage network of 15,660m will be built, in Drainage County which DN300 is 7,730m long, DN400 710m long, DN500 520m long, DN600 1,490m long and DN800 5210m long. A 60t/d refuse disposal plant and operating equipment, dustbins (420) and Refuse refuse collection points (60) will be built; an access road of 1.0km improved; Disposal a 10KV power line of 4.0km built for the refuse disposal plant. 4 heating stations and a primary heating network of 2,461m (one-way) will be Central built, in which DN250 is 1,827m long, DN300 134m long and DN400 500m Heating long. Reconstruction of 3 roads with a total length of 10.09 km, which will be Road provided with lighting, landscaping and traffic marking facilities, and Construction maintenance equipment as well as utility tunnel for 2746.72m in Tuanjie Road. A new water supply network of 29880m will be built; in which dn150 are Water 390m long, dn200, for 4830m long and dn300 for 17093m long, and dn400 Supply for 7567m long. Jimunai An 5,000m3/d sewage treatment plant, and the total length of drain-pipe for County 21756m, including DN300, drain-pipe for 6790m, DN400 drain-pipe for Drainage 3313m, DN500 drain-pipe for 2127m, DN600 drain-pipe for 9526m, and drainage manhole for 487; A 50t/d refuse disposal plant and operating equipment, dustbins (450) and Refuse refuse collection points (60) will be built; an access road of 1.5km improved; Disposal a 10KV power line of 3.5km built for the refuse disposal plant. Central 7 heating stations and the total length of heating power pipelines for 12km. Heating Expansion of a 6,000m3/d waterworks, and construction of a water supply County town network of 13,874m, in which newly built DN300 is 6,641m long and DN200 Water 2,742m long, and reconstructed DN400 is 752m long, DN300 2,887m long Supply and DN200 852m long Construction of a 4,000m3/d sewage treatment plant, an access road of Qinghe County town 1.0km, 10KV lines of 0.5km, construction and reconstruction of a sewer County Sewage network of 5,850m, in which d300 is 5,510m long and d600 340m long, a Treatment sewage lifting pumping station, a pressure PE drainage line, in which dn300 is 2,000m long County town Expansion of a 1×46MW boiler house; construction of 3 heating stations, and Central heating lines of 3,804m, in which DN250 is 1,348m long, DN300 1,084m Heating long, DN350 1,272m long and DN500 100m long 2

County town Construction of a 30t/d refuse disposal plant and operating equipment, 399 Refuse ashbins, 40 refuse collection points, 10KV power lines of 3.0km and an Disposal access road of 0.7km Taskhin Construction of 6 roads in the county town with a total length of 2,107.25m, Town Road including 2 primary roads of 644.42m and 4 secondary roads of 1,462.83m, Construction together with supporting facilities Construction of a 1,800m3/d waterworks, including a water head (large opening well), a water supply line of 550m, and process, electric, building, Taskhin structural, heating, ventilation and supporting facilities of the waterworks. Town water Water supply network: An urban water supply network with a diameter of supply DN100-DN300 and a length of 15,832m will be built, in which newly built DN100 is 3,834m long, DN200 8,493m long and DN300 3,505m long Construction of a 1,200m³/d sewage treatment plant, an access road of Taskhin 1.3km and 10KV lines of 3.0km; a sewer network of 7,360m, in which d300 is Town 5,820m long and d400 1,540m long, 184 drainage manholes, a distributing sewage well and a sewage lifting pumping station, and the dn250-PE water treatment distribution line of 3,000m

1.2 Total Project Investment and Construction of the Project

The total investment of the project construction is 975.43 million yuan, the ADB loan is $100 million, and the rest is counterpart funds of local government. The specific investment fee is shown in table 1-2. Table 1-2 Project investment costs overview Items Components Amount Road component 7766.95

Waste disposal 3036.44

Burqin county Water supply 9662.15 Drainage 2817.12 Subtotal 23282.66 Road component 12029.56

Drainage 2697.65

Fuhai county Waste disposal 3723.98

Central heating 2291.24

Subtotal 20742.43 Road component 9005.4 Water supply 474.12 Habahe county Drainage 3106.78

Waste disposal 3061.79

Central heating 1444.69

Subtotal 17092.78 Road component 9866.86 Water supply 2307.65 Drainage 2635.5 Jimunai county Waste disposal 2609.44

Heating 4020.84 Subtotal 21440.29

Water supply 2602.54

Drainage 1812.16

Heating 3167.63

Waste disposal 2051.74 Qinghe county Takshiken road component 2079.61

Takshiken water supply 1800.2

Takshiken drainage 1471.03

Subtotal 14984.91 Total 97543.07 According to the project implementation schedule, the implementation would start from 2012 and end in 2017; the project has to take 2 years for project preparation, mainly to complete the project preparatory work; and the project implementation period is five years (2012 to 2017). The implementation for this project would start from 2012 and end in

2017;and the implementation is divided two phases; the first phase is project preparing period, which would cost 2 years (2009 to 2010), mainly to complete the project preparatory work, such as project approval, survey and design, environmental assessment, loan negotiations and other preparatory work; the second phase is implementation period which is five years(2012 to 2017) to complete the construction of road component,, sewage treatment component, refuse disposal component, central heating component. The project will be completed construction and put into use by the end of 2017.

1.3 Independent External Monitoring for Involuntary

Resettlement

Xinjiang Branch of Sichuan Jingdu Junyi Engineering Consultation Company is responsible for the independent external monitoring and evaluation of involuntary resettlement.

2. Impact Scope

2.1. Impacts of Land Acquisition

Subprojects of five counties totally affect one state-owned farm, three township/town,

7 communities, 12 villages, 1080.87 mu collective land, permanently acquired 1319.49 mu state-owned land, 66 HHs with 376 APs were affected. During the construction period,

852.14 mu of land was temporarily expropriation, including 667.29 mu of collective land and 184.85 mu of state-owned land. Details will see in table 2-1. Table 2-1 Land acquisition and resettlement impact Burqin Fuhai Habahe Jimunai Qinghe Project Total county county county county county Collective 261.86 282 356 180.21 1,080.07 land State-owned Permanent 9.65 967.8 200.17 77.52 64.35 1,319.49 land LA (mu) Total 271.51 967.8 482.17 433.52 244.56 2,399.56 AHs 26 5 1 34 66 APs 86 92 6 192 376 Collective 667.29 667.29 land Temporary State-owned 184.85 LA (mu) 143.23 41.62 land Total 810.52 41.62 852.14 2.1.1. Burqin county

The land effect mainly caused by road project, the new water supply factory, sewage treatment factory and refuse disposal project. The collective land acquisition affect 23

HHs with 78 APs, acquire collective land for 261.86 mu, including cultivated land for 4.55 mu, affect 15 HHs with 59 APs, including minority 1 HHs with 4 APs. Acquire grassland for

86.38 mu (third grade first class) of the herdsman in Halagou Village, affect 6 HHs with 10

APs, all of them are Kazak. Acquire grassland for 127.5 mu (third grade first class) in

Hatai Village, affect 1 HHs with 3 APs, all of them are minority. Acquire grassland for 43.43 mu of the herdsman in Eerqisi Village, affect 1 HHS with 6 APs, including first grade first class grassland for 8.84 mu, first grade fourth class grassland for 33.31 mu and first grade fourth class grassland for 1.28 mu.

The construction of the water supply pipeline temporarily occupy forest land for 6

164.39 mu, including state-owned desert forest for 143.23 mu, with no affected people; farmers forest (Poplar trees,collective land) for 21.25 mu, affect 2 HHs with 6 APs, all of them are Kazak; temporarily occupy grassland for 646.14 mu (including first grade first class grassland for 123.75 mu, first grade third class grassland for 227.25 mu, third grade first class grassland for 115.13 mu, second grade fourth class grassland for 180 mu), affect 16 HHs with 47 APs, all of them are Kazak.

Acquire state-owned residential land for 9.65 mu, including acquired 3.25 mu state-owned residential land, affect 3 HHs with 8 APs, minority people 2 HHs with 6 APs.

The affected people in the state-owned residential land will be included in the HD affected people.

2.1.2. Habahe county

The project acquired totally 482.17 mu land, including acquired 194.46 mu state-owned land for road subproject, state-owned residential land for 5.71 mu; refuse disposal subproject acquire grassland (second grade fourth class) for 174 mu, the sewage treatment factory acquired for grassland (second grade fourth class) for 108 mu. In addition, the refuse disposal subproject acquired grassland (second grade fourth class) for 156.9 mu for the long-term construction and no not involved in the totally LA amount.

The road subproject in this project acquired state-owned cultivated land, affect 46 staffs(counted as 0 HH with46 Aps )in the state-owned farms, including 19 in-service staffs and 27 retired staffs. The sewage treatment subproject permanently acquisition affect 1 HHs with 9 APs. The refuse disposal permanently acquisition affect 4 HHs with 37

APs, temporarily occupation affect 48 HHs with 210 APs.

2.1.3. Jimunai county

The acquisition for the collective land in the project was caused by refuse disposal subject and sewage treatment subproject. Permanently acquire collective land (grassland for herds) for 356 mu, affect 1 HHs with 6 APs, including acquire 78.3 mu (third grade eighth class) collective grassland for sewage treatment subproject in Wulasite Village,

Tuoputiereke Township, with no affected people. The construction of refuse disposal needs to occupy collective grassland (third grade seventh class) for 277.7 mu in Halahaile

Village (waste yard for 262.05 mu, assesses route for 15.75 mu), affect 1 HHs with 6 APs, all of them are minorities. In addition, the sewage treatment project acquired grassland

(third grade eighth class) for 126.6 mu both short-term and long-term, but this project occupied collective grassland (third grade eighth class) only 78.3 mu, and the long-term sewage treatment acquired construction land (third grade eighth class) do not involved in this project.

The permanently occupation of state-owned land was caused by road subproject,

77.52 mu (natural pasture) state-owned unused land was acquired, which belongs to

Tuoputiereke Township. In addition, road construction acquired state-owned construction land for 67.83 mu, and will not involve in LA affect for it is now highway land.

2.1.4. Qinghe county

All subprojects in Qinghe county acquired 244.56 mu land, including 180.21 mu collective land, 34 households with 192 people were affected; 64.35 mu state-owned land, without affected people. Table 2-2 Land acquisition impact of the project

Project LA type Area(mu)

Road component of Ta town Grassland（Class 1, grade 1） 22.49 Grassland（Class 1, grade 1, 3.64 mu） Water supply of Ta town 5.45 Grassland（Class 2, grade 3 1.81 mu） Drainage of Ta town Grassland（Class 2, grade 3） 52.33

Waste disposal Grassland（Class 4, grade 2） 72.75 Water supply Grassland（Class 1, grade 1） 16

State-owned forest 64.35

Drainage Cutting grassland（Class 3, grade 11.19 1） Total 244.56 The Takeshiken Township road project will acquire first grade first class grassland for

22.49 mu, affect 2 HHs with 6 APs, all of them are Kazak.

The water supply project of Takeshiken Township will acquire for 5.45 mu grassland

(first grade first class grassland for 3.64 mu, third grade second class grassland for 1.81 mu), affect 1 HHs with 4 APs, all of them are Kazak. In addition, the Takeshiken Township

water supply project covers an area of 5.45 mu of grassland. After PMO consultation with the affected people in the location of the water supply factory, the affected people requested that they would not agree with the PMO if the location of the water supply factory do not acquired all of the grassland. So the PMO agreed with the request provided by the affected people in the water supply project of Takeshiken Township. 10.22 mu grassland (first grade first class grassland with 3.64 mu, third grade second grassland for

1.81 mu) was expropriation by the location of water supply project in Takeshiken Township.

The construction of the project will acquire 5.54 mu grassland (first grade first class grassland with 3.64 mu, third grade second grassland for 1.81 mu), the remaining 4.77 mu grassland (first grade first class grassland with 3.33 mu, third grade second grassland for

1.44 mu) do not involved in this project.

The drainage project of Takeshiken Township will acquire third grade second class grassland for 52.33 mu, affected 2 HHs with 7APs, all of them are Kazak. In addition, the actual area of the drainage project in Takeshiken Township is third grade second class grassland for 52.33 mu. After PMO consultation with the affected people in the location sewage treatment factory, the affected people requested that they would not agree with the PMO if the location of the water supply factory do not acquired all of the grassland. So the PMO agreed with the request provided by the affected people in the sewage treatment project of Takeshiken Township. The location of the sewage treatment factory in

Takeshiken Township will acquire third grade second class grassland for 182 mu, with

2HHs. The construction of the project will acquire 52.33 mu grassland (third grade second grassland), the remaining 129.67 mu grassland are not involved in this project.

The land area of the refuse disposal project covers in 72.75 mu (including the access route), affect 20 HHs with 134 APs. In addition, the Qinghe PMO reserved grassland for

77.25 mu (second grade fourth class) for the long-term construction after the consultation with the affected people. The refuse disposal project acquired only 72.75 mu land, the reserved long-term construction land was not involved in this project. The water supply project of Qinghe County acquired grassland for 72 mu (first grade first class) in Buhaba village, Arele township, Qinghe county, affect 3 HHs with 14 APs.

The sewage treatment factory of subproject sewage treatment project in Qinghe

County acquired state-owned desert forest for 64.35 mu, with no affected people. The access route of the sewage treatment factory will occupy grassland for 11.91 mu (first grade third class), affect 6 HHs with 27 APs, all of them are Kazak.

2.2. Impacts of House Demolition

In five counties, houses with an area of 5103.22m2 were demolished, and 30 households with 104 people were affected. See Table 2-3 in details. Table 2-3 House demolition impact Burqin Habahe Jimunai Qinghe Project Total county county county county HD area 914.75 3,008.02 480 700.45 5103.22 HD AHs 9 14 1 6 30 (m2) APs 30 43 6 25 104 Note: Fuhai County project did not result in house demolition

2.2.1. Burqin county

Demolition of houses caused by road component of Shuanghubei Road and

Baihuayuan Road, HD and compensation for Shuanghubei Road have been completed in

July 2014, the HD area of 914.75m2, affected 9 households with 30 people, the compensation expenses was 3.7601 million yuan. Table 2-4 HD in Shuanghubei Road Brick Concrete Civil Simple Civil Simpe Brick and Wood Pigsty Toal

120.8 427.23 180.12 137.96 48.64 914.75

2.2.2. Habahe county

3008. 02 m2 urban houses (14 families with 43 people) of two communities affected by demolition of road component (Jiefang East road community, Jiefang Middle road community) are to be demolished. The brick-concrete structure covers 200.76 m2 (6.67%), brick-wood 896.53 m2 (29.8%), civil structure 1190.82 m2 (39.59%), simple brick-wood

94.59 m2 (3.15%), simple civil structure 520.31 m2 (17.3%), and shed 105.01 m2

(3.49%). Table 2-5 Residents’ Housing Demolition

Road Urban housing demolition

Title The APs Housing demolition（㎡）

affect Hou Simple ed brick-co brick-w Simple seho figure civil brick- shed peopl ncrete ood civil ld wood e Xinfu 49.0 6 19 1242.54 180.5 666.16 213.47 50.07 83.28 North road 6

Wenhua 55.9 8 24 1765.48 20.26 230.37 977.35 44.52 437.03 North road 5

1190.8 105. Total 14 43 3008.02 200.76 896.53 94.59 520.31 2 0

2.2.3. Jimunai county

Road subproject has changed, the construction of Guanghui street, Xingfu street and

Caigang street (western part of flood ditch) has been canceled, and house demolition has been canceled as well;

Waste disposal treatment has been completed and put into use, house demolition has been completed. Temporary house with an area of 180 m2 and sheepfold with an area of 300 m2 of 1 household with 6 people in Halahaile village has been demolished. The distribution of HD compensation has been completed on September 30, 2011, compensation with a total of 0.38 million yuan.

After project alteration, heating project generated no house demolition, but the house demolition caused by the original plan has been completed, and the actual area of house demolition is 1121.03 m2, affected people for 11 households with 48 members.

2.2.4. Qinghe county

House demolition is caused by Ta town and county road subproject heating projects.

Up to August 2013, all the HD resettlement and compensation work has been finished.

Up to this monitoring, we found that 700.45 m2 residential houses had been demolished, affected 6 HHs with 25 people, including 150m2 of housing demolish area in

Ta Town, affected 1HH, with 4 people; 550.45m2 of housing demolish caused by county heating component, affected 5 HHs, with 21 people, compared with last monitoring the HD area and affected population has no changes. (See table 2-7) Table 2-6 Residents’ Housing Demolition

Item AH Demolished area（m2） Structure Ta Town road construction Qian Wanwei 150.00 Earth timber structure Li Yuxin 101.13 Earth timber structure Li Zonghua 62.31 Earth timber structure County town Central heating Maimaiti 128.53 Earth timber structure Zhang Anming 166.48 Earth timber structure Chen Qingli 92.00 Earth timber structure Total 700.45

3. Project Compensation Standard

3.1. Compensation Standard of LA

3.1.1. Burqin county

1) Compensation standard for grassland

After grassland supervision of the assessment, the occupied grassland for water supply projects, waste disposal and drainage components can be divided into class1 grade1, class3 grade1, class4 grade1, class 4 grade2 and class 4 grade3. Each base level of compensation, the compensation ratio and the standard shown in Table 3-1.

The actual grassland acquisition compensation standard executed is higher than planed standard in the RP. This is because that the standard in the RP was planned in accordance with Notice on the new price [1999] No.3 and New Development and Reform

[2005] No.1138 issued by Autonomous Regional Development Planning Committee and the Finance Department. The actual compensation was paid according to the new standard of Notice on the adjustment of grassland compensation and resettlement subsidy New Development and Reform [2010] NO.2679 issued by Xinjiang Uygur

Autonomous Region Development and Reform Commission and the Finance Department.

Table 3-1 Compensation standard for grassland

Original RP Actual Compensation Rate Baselin Grade Compensa Resettlem Compensa Resettlem e Compensa Compensa tion for ent tion for ent tion Rate tion Rate grassland subsidy grassland subsidy （yuan/ （yuan/mu （yuan/mu （times）（times）（times）（times） mu））） class1 327.6 4 1 1638 6 6 3931.2 grade1 class3 136 4 1 680 6 6 1632 grade1 class4 80 4 1 400 6 6 960 grade1 class 4 69 4 1 345 6 6 828 grade2 class 4 120 4 1 600 6 6 1440 grade3

2) Compensation standard for cultivated land

Cultivated land was new type of land acquisition identified during the land acquisition

process before the implementation of project in 2014. Provisions "agreed autonomous unified annual output value of land approved" (Deal Han [2010] No. 323) of arable land compensation standard file compensated in accordance with the autonomous region, shown as table 3-2.

The occupied arable land was mainly for vegetables, Burqin County Land and resource Bureau assessed the occupied arable land are class 1, according to quality grading standards; Since the land for Vegetable fieldVegetable fieldVegetable field is affected by the main source of family life and vegetables, land acquisition will enable the residents to lose this source, resulting in increased cost of living, the PMO and the families affected by the vegetable field after the consultation, the compensation should be 3 times of annual output (ie 4500 yuan / mu), and give 8200 yuan per mu as the landless subsidy, which determines land acquisition compensation standards are as follows (see Table 4-3):

(1) Cultivated land compensation basis is 1,500 yuan/mu X 3 times=4500yuan/mu:

(2) Land compensation fee unified calculated at 8 times of the compensation basis for land acquisition, it is:

(3) Land compensation fee: 4,500 (basis) × 8 = 36,000 yuan/mu；

(4) Resettlement fee unified calculated at 20 times of the compensation basis for land acquisition, it is:

(5) Resettlement fee：4,500 (basis) × 20 = 90,000 yuan/mu；

Young crops will be compensated by actual presence on the acquired land, if no crops, will not be compensated.

8200 yuan per mu as the landless subsidy

Table 3-2 Compensation Calculation Base of Collective Land First grade collective Second grade collective Third grade collective Degree land land land Annual Output 1,500 800 600 Value (yuan/mu) 1. This table standard applies to arable cultivation of food crops. 2. The annual output value of farmland planted specialty crops, vegetable, orchard Note farmland should be higher than the first-class standard table; cotton fields should be paid at maximum of 1.5 times; orchard may not exceed two times; vegetable may not exceed three times; grapes ground shall not exceed 4 times. Other crops actual annual output estimates Note: The land compensation and resettlement subsidy shall not be less than 20 times of the sum of two 14

multiple of the compensation standard; land compensation is generally 8 times

Table 3-3 Resettlement Compensation Times Calculation

Per capita Arable land (mu) Resettlement compensation multiples Above 3.0mu 12—13 2.0—3.0 14—16 1.0—2.0 17—20 30 times of the sum of Land compensation and Less 1.0mu resettlement subsidies

Table 3-4 Cultivated Land Compensation Standard of the Project

Annual Land compensation Resettlement subsidy landless Type Total output subsidy Multiple baseline standard Multiple baseline standard Grade 1500 8 4500 36000 20 4500 90000 82000 208000 one Source：Supplied by Burqin County construction bureau and land and resource bureau in July 2014

3) Compensation standard for forest

Forest land was also new type of land acquisition identified during the land acquisition

process before the implementation of project in 2014. For the occupied state-owned forest

land, according to " approval on occupation of forest land management practices audit "

issued by Xinjiang Uygur Autonomous Region, occupation and expropriation of land units

apply woodland compensation fee, trees compensation fee, and Forest compensation,

resettlement subsidies and forest vegetation recovery fee (temporary resettlement

subsidies covering exempt)are required to pay compensation to the people's governments

of forestry authorities above the county level, According to the "notice on published on

the implementation of autonomous unified annual output value of land acquisition"

(issued by Xinjiang L&R and DRC [2011] No.19) requirements Office of Land and

Resources Autonomous Region Development and Reform Commission, Ministry of

Finance, according to first-base compensation Forest Arable land (high output field ,

annual output value of 1500 yuan / mu), open forest land, shrub land Arable land by the

second grade (middle field, the annual output value of 800 yuan / mu), according to third-

grade arable land suitable for afforestation (low-yielding fields, the annual output value of

600 yuan/mu) calculated execution. Namely Forest land compensation is 8 times of the

baseline compensation (base 1500 yuan / mu); resettlement subsidy by arable is 12 times

of baseline compensation (base 1500 yuan / mu); forest of trees compensation is calculated according to the tree species and DBH division level by strains (trees); forest vegetation restoration costs 6 yuan / m2. Where the forest vegetation recovery fee charged by the Bureau of Forestry, Department of Forestry to pay to the autonomous region of forest vegetation restoration, the other three charges were turned over to local governments; need to pay new construction land use fees paid to the land department (16 yuan / m2), non-agricultural construction levy allocation of unused land management fee of 50 yuan / mu, land allocated resettlement management fee charged at 4% of total expenses. See details in Table 3-5. Table 3-5 Compensation standard of the project (forest land) Forest land Resettlement subsidy Recovery fee compensation Compe Compen Compen baselin baselin baselin nsation Type ti sation ti sation ti e e e standar m standard m standard m （yuan/ （yuan/ （yuan/ d es （yuan/ es （yuan/ es mu） mu） mu）（yuan/ mu） mu） mu） Forest land 1500 8 12000 1500 12 18000 10 1 6666.7 open forest 800 8 6400 800 12 9600 3 2 4000.02 land Woodland 800 8 6400 800 12 9600 10 1 6666.7 forest suitable land 600 8 4800 600 12 7200 2 2 2666.68 for forestations Forest compensation standards (broadleaf forests) Diameter at breast Less 5cm 5-15cm 15-30cm Above 30cm height (cm) Standard (yuan / trees) 18 30 40 50

Forest compensation standards (shrub

Canopy density (%) standard（yuan/mu）

20-40 300

4) Compensation standard for state-owned land

The Project is a public program, where state-owned land will be acquired by allocation. The compensation standard did not alter.

yuan/m2 within the built-up area and 8 yuan/m2 out of the built-up area; for land out of the built-up area to be occupied by the Project, the land and resources authority will further collect leasing fees for construction land. According to Attached Table 1 of Document

[XJJF (2001) No.500] (Collection standard of leasing fees for new construction land of

XUAR), the rate of leasing fees for construction land of Qinghe County is 7yuan/m2.

For the state-owned land occupied by enterprises and institutions, it is necessary to pay compensation for getting the use right according to benchmark land prices. Present benchmark land prices of Buerjin County are shown in table 3-6.

Table 3-6 Benchmark land prices of Burqin County Unit: yuan/m2

Grade 1 2 3 Commercial land 609 469 298 Housing land 426 278 176 Industrial land 296 185 96 3.1.2. Habahe county

(1) Collective land

The actual grassland compensation standard is consistent with the updated RP

(updated on 2011.10).The grassland compensation was stipulated based on Article 39 of the Grassland Law of the People's Republic of China, Article 9, 10, and 11 of the evaluation and approval management regulations of the prairie acquisition of Agriculture

Ministry, and [2010] NO. 2679 new Document of Xinjiang Uygur Autonomous Region

Development and Reform Commission and the Finance Department. The issuance of grassland compensation and resettlement fees are according to “the notice about the charge standard related grassland supervision” [1999] NO. 3 document issued by Xinjiang

Uygur Autonomous Region Price Bureau and Finance Department. The grassland compensation should be given to the grassland supervision institution for the grassland construction. The resettlement fees are to give back to the grassland users, but the PMO put the affected people into consideration and made negotiations with grassland supervision managers, then give all the grassland compensation and resettlement fees to the affected people.

Collective land (including only grassland) acquisition was caused by waste water treatment and waste disposal treatment, the land type of collective land is grassland. The grassland acquisition of the component of the wastewater treatment in the early three years averagely produced the value of 69 yuan/mu (i.e. the basic figure of compensation:

69 yuan/mu) through the evaluation of grassland supervision institution. Grassland compensation standard is 10 times of the average annual output value of the preceding three years before land acquisition; the resettlement fee standard is six times of the average annual output value of the preceding three years before land acquisition. (See

Table 3-7) Table 3-7 Compensation standard of the project (Grassland) Grassland Resettlement CNY Per Standard Level compensation compensation fee mu （yuan/mu）（times）（times） Class 4 69 10 6 1104 Grade 2 (2) State-owned land

State-owned land acquisition caused by road components, which acquired 194.46 mu state-owned cultivated land of Liangfanchang of Habahe county. State-owned land acquisition could obtain the land use right after paying land use fee according to 15 yuan/m2, since it belongs to public utilities, LRB of Habahe county allocated free of charge to the construction unit.

3.1.3. Jimunai county

1) Compensation standard for collective land (grassland)

The actual grassland compensation standard is consistent with the updated RP

(updated on 2011.10). All the grassland acquisition compensation standard for this project was executed in accordance with the article 39 of People's Republic of Grassland Law, and article9,10,11 of Prairie levy occupation Examination and Approval Management

Measures issued by the Agriculture Ministry And standards of Notice on the adjustment of grassland compensation and resettlement subsidy New Development and Reform [2010]

2679 issued by XUAR DRC, FB; grassland compensation and resettlement subsidy will be paid according to Notice on the grassland supervision related charge (the new price

[1999] No. 3) issued by Autonomous Regional Price Bureau and the Finance Department:

Grassland compensation would be used for improving herdsmen’s’ living condition and

production, employment and grasslands construction; resettlement allowance will be

returned to grassland users.

After assessed by grassland supervision bureau, the last 3 years average annual

output value of the class 3 grade 8 grassland is 50 Yuan / mu (means compensation base

standard is 50 Yuan/mu), and grassland compensation standard is 10 times of the

average annual output of last 3 years; resettlement subsidy standard is 15 times of the

average annual output of last 3 years; the last 3 years average annual output value of the

class 3 grade 7 grassland is 69 Yuan / mu (means compensation base standard is 69

Yuan / mu), and grassland compensation standard is 10 times of the average annual

output of last 3 years; resettlement subsidy standard is 6 times of the average annual

output of last 3 years; Compensation standard of the Grassland are shown in table 3-8.

Table 3-8 Compensation standard of the project (Grassland) Grassland Resettlement Standard Standard Level compensation compensation fee (CNY/mu) (CNY/mu) (times) (times) Class 3, grade 8 50 10 15 1250

Class 3 grade 7 69 10 6 1104

2）Compensation standard for state-owned land

The Project is a public program, where state-owned land will be acquired by

allocation. The compensation standard did not alter.

For the allocated state-owned land, land use rights will be acquired by paying leasing

fees at a rate of 8-15 yuan/m2. The Project will involve acquisition of state-owned land

within and out of the built-up area of Jimunai County, and the compensation rate is 15

yuan/m2 within the built-up area and 8 yuan/m2 out of the built-up area; for land out of the

built-up area to be occupied by the Project, the land and resources authority will further

collect leasing fees for construction land. According to Attached Table 1 of Document

[XJJF (2001) No.500] (Collection standard of leasing fees for new construction land of

XUAR), the rate of leasing fees for construction land of Jimunai County is 7 yuan/m2.

For the land occupation on the state-owned land of Store Demolition Enterprises and institutions, the compensation should be paid for the land use right base on the compensation standard. Details are shown in table 3-9.

Table 3-9 Benchmark land prices Unit: yuan/m2

Grade 1 2 3 Commercial land 268 173 97 Housing land 174 81 44

Industrial land 108 66 43

3.1.4. Qinghe county

1) Compensation standard for collective land (grassland)

This monitoring found that the compensation work of county sewage treatment had been completed in June 2015, the county drainage treatment occupied grassland

180.64mu for permanent, including class1, grade3 grassland for 79.39mu, class2, grade4 grassland for 101.25mu.

The compensation standard was upgraded in the updated RP(Updated on 2013.07), because that the Notice about the regulations on the compensation standard was changed from the new price [1999] No.3 and New Development and Reform [2005]

No.1138 to the New Development and Reform [2010] NO. 2679, in which the compensation standard is higher. Specifically, it provides as follows:

The grassland compensation is stipulated based on Article 39 of the Grassland Law of the People's Republic of China, Article 9, 10, and 11 of the evaluation and approval management regulations of the prairie acquisition of Agriculture Ministry, and [2010] NO.

2679 new Document of Xinjiang Uygur Autonomous Region Development and Reform

Commission and the Finance Department. The issuance of grassland compensation and resettlement fees are according to “the notice about the charge standard related grassland supervision” [1999] NO. 3 document issued by Xinjiang Uygur Autonomous

Region Price Bureau and Finance Department. The grassland compensation should be given to the grassland supervision institution for the grassland construction. The

resettlement fees are to give back to the grassland users, but the PMO put the affected people into consideration and made negotiations with grassland supervision managers, then give all the grassland compensation and resettlement fees to the affected people.

Based on the updated RP (2013.07), the compensation standard for class1, grade3 is

120yuan/mu, class1, grade 2 is 262.08yuan/mu, but in the requirement of the herdsmen, and negotiation with affected people, PMO decided to compensated the 11.19mu of grassland class1, grade 3 in the compensation price of 262.08yuan/mu, grassland compensation is 10 times of it, the grassland resettlement subsidy for 6 times. See Table

3-10. Table 3-10 Compensation standard of grassland Compensation standard of the original RP Grassland Compensation Grassland Base(yuan/ Resettlement Component compensation standard level mu) subsidy (times) (times) (yuan/mu) County water Class1, 327.6 4 1 1638 supply grade1 Class1, Ta Town road 327.6 4 1 1638 grade1 Ta Town water Class1, 327.6 4 1 1638 supply grade1 Ta Town Class1, drainage 327.6 4 1 1638 grade1 treatment Ta Town Class3, drainage 50 4 1 250 grade4 treatment Compensation standard of the updated RP Grassland Compensation Grassland Base(yuan/ Resettlement Component compensation standard level mu) subsidy (times) (times) (yuan/mu) County water Class1, 327.6 4 10 4586.4 supply grade1 The actual compensation standard Grassland Compensation Component Grassland Base(yuan/ Resettlement compensation standard level mu) subsidy (times) (times) (yuan/mu) County water Class1, 327.6 4 10 4586.4 supply grade1 Class1, Ta Town road 327.6 6 6 3931.2 grade1 Class1, 327.6 3931.2 Ta Town water grade1 6 6 supply Class3, 88 1056 grade2

Ta Town Class3, drainage grade2 88 6 6 1056 treatment County refuse Class2, 69 4 6 690 disposal grade4 Class1, County grade3 drainage 262.08 6 10 4193.28 （Mowing disposal grassland）

2) Compensation standard for state-owned land

The Project is a public program, where state-owned land will be acquired by allocation. The compensation standard did not alter.

For the allocated state-owned land, land use rights will be acquired by paying leasing fees at a rate of 8-15 yuan/m2. The Project will involve acquisition of state-owned land within and out of the built-up area of Qinghe County, and the compensation rate is 15 yuan/m2 within the built-up area and 8 yuan/m2 out of the built-up area; for land out of the built-up area to be occupied by the Project, the land and resources authority will further collect leasing fees for construction land. According to Attached Table 1 of Document

[XJJF (2001) No.500] (Collection standard of leasing fees for new construction land of

XUAR), the rate of leasing fees for construction land of Qinghe County is 8 yuan/m2.

Up to this monitoring, the standard of state-owned land is consistent with the last monitoring and the RP, all the LA procedures have been completed, and the compensation standard is basically same with RP.

Table 3-11 Benchmark land prices of Qinghe County Unit: yuan/m2 Grade 1 2 3 Commercial land 162 130 99 Housing land 95 60 41

Industrial land 152 66 55

For the occupied state-owned forest land, according to " approval on occupation of forest land management practices audit " issued by Xinjiang Uygur Autonomous Region, occupation and expropriation of land units apply woodland compensation fee, trees compensation fee, and Forest compensation, resettlement subsidies and forest vegetation recovery fee (temporary resettlement subsidies covering exempt)are required 22

to pay compensation to the people's governments of forestry authorities above the county level, According to the "notice on published on the implementation of autonomous unified annual output value of land acquisition" (issued by Xinjiang L&R and DRC [2011]

No.19) requirements Office of Land and Resources Autonomous Region Development and Reform Commission, Ministry of Finance, according to first-base compensation

Forest Arable land (high output field , annual output value of 1500 yuan / mu), open forest land, shrub land Arable land by the second grade (middle field, the annual output value of

800 yuan / mu), according to third- grade arable land suitable for afforestation

(low-yielding fields, the annual output value of 600 yuan/mu) calculated execution.

Namely Forest land compensation is 8 times of the baseline compensation (base 1500 yuan / mu); resettlement subsidy by arable is 12 times of baseline compensation (base

1500 yuan / mu); forest of trees compensation is calculated according to the tree species and DBH division level by strains (trees); forest vegetation restoration costs 6 yuan / m2.

Where the forest vegetation recovery fee charged by the Bureau of Forestry, Department of Forestry to pay to the autonomous region of forest vegetation restoration, the other three charges were turned over to local governments; need to pay new construction land use fees paid to the land department (16 yuan / m2), non-agricultural construction levy allocation of unused land management fee of 50 yuan / mu, land allocated resettlement management fee charged at 4% of total expenses.

Table 3-12 Compensation standard of the project (shrub land) Forest land compensation Resettlement subsidy Recovery fee Compens Compen baseline ation baseline sation Type Time baseline （yuan/m standard （yuan/ times standard s （yuan/mu） u）（yuan/m mu）（yuan/ u） mu） Shrub land 800 8 6400 800 17 13600 2000 Forest compensation standards (shrub) Canopy density (%) Canopy density (%) 20-40 400

3.2. Compensation Standard of HD

3.2.1. Burqin county

The actual Compensation Standard is higher than that planed in the RP, as the

Compensation Standard in original RP was formulated based on the reference of local 23

similar housing replacement price in 2009 estimated by Real Estate Appraisal Company as well as the consultation between house owners and demolishing entity. Evaluation report of House demolition in Shuanghu North Road was finished on 3 February 2013. All the contracts work and compensation distribution from 4 April 2013 to 17 February 2014.

For “Compensation Regulation on State-owned Land Acquisition and House Demolition” was enacted on 21, January 2011, the compensation rate is executed based on that which is higher than the compensation standard in the original RP. See details in Table 3-13 and

Table 3-14.

Table 3-13 Urban residents housing demolition compensation standard Category Item Unit Planned Rate Practice Rate Remarks House

compensation Masonry concrete yuan/m2 1180 3332 Earth timber yuan/m2 880 2777 550 Earth timber

Residenti 650 Brick timber al house Simple structure yuan/m2 400 300 pigsty Land compensation Tier-3 areas:176(correction Tier-3 areas: State owned Land factor1.456, namely 258) yuan/m2 176 using compensation Vegetable field is compensated by yuan/m2 Tier-3 areas, 258 The following subsidies are provided for the affected households all of whose houses are demolished: yuan/ There 500 more for the Moving subsidy 800 1500 household voluntary group The transition period will be calculated from the date of displacement to the Transition subsidy yuan/month/ date of move-back; a Other 500 800 (storied buildings) household reasonable transition compens period is 6 months; ation compensation will continue beyond 6 months. 1.5% of house Moving reward % 20000 compensatio n

Table 3-14 Compensation rates for affected attachments and special facilities Compensation rate Item Unit Remarks (yuan). 24

Compensation rate Item Unit Remarks (yuan). Pressure well a 1500 vegetable cellar a 2200 pit a 1200 Toilet m2 80 coal shed m2 80 Crypt m2 110 broad-leaf tree a 150 DBH>15cm Polar a 25 DBH15-30cm Polar a 50 DBH5-15cm Fruit tree a 150 DBH>15cm Fruit tree a 88 DBH5-15cm Fruit tree a 40 DBH< 5cm Grapevine a 110

3.2.2. Habahe county

The HD only exists in road component, and the compensation and resettlement had

been finished in June 2013. The actual compensation standard was in consistent with the

updated RP(updated on 2011.10).

By the reference of local similar housing replacement price of 2010, the resettlement

housing demolition compensation established; final compensation price of demolished

houses are to go through the real estate appraisal, on-site assessment of the surveying

and mapping company, and then the affected sides consult with the housing demolition

company based on that price. Urban housing demolition compensation includes the

compensation of state-owned lands. For specific compensation standard, see table 3-15.

Table 3-15 Urban residents housing demolition compensation standard type items unit standard note Compensation for house Brick-concrete Yuan /m2 880 structure Brick-wood structure Yuan /m2 650 Civil structure Yuan /m2 600 Residents’ Simple house Yuan /m2 300 houses Compensation for land First class area：225 yuan Second class area：110 Compensation for land Yuan /m2 yuan Third class area：81 yuan Provide the affected households faced with demolition with the following fees：

Yuan Fee for moving house 1000 /household The date of transition period counts from the moving date to the back Yuan Temporary transition date; a reasonable Other /month/hou 600 fee (building) transition period is 18 compensa sehold months; to continue the tion compensation after 18 months,. cost of TV location Yuan 108 shift /household Demolition incentive Yuan 5000 fees /household

3.2.3. Jimunai county

The waste disposal projects acquired 180 m2 of temporary house and of, 300 m2, of

sheepfold, and on 26, September 2011, PMO signed the contract with the Halahaile

villager, which promises, according to the conditions of demolished house, to build a new

house and sheepfold for the villager, and the Jimunai county construction bureau is

responsible for that, and location of construction is up to the villager.

After project alteration, heating project generates no house demolition, but the house

demolition caused by the original plan has been completed. And the actual compensation

standard was also higher than the planned standard in RP.

Table 3-16 Comparison between the planned and actual compensation standard

Planned compensation standard in the RP

Category Item Unit Rate Remarks

House compensation

Masonry concrete yuan/m2 840

Masonry timber yuan/m2 720

Earth timber yuan/m2 650 Residential Simple structure yuan/m2 300 house Land compensation

Tier-1 areas: 95

yuan/m2 Land compensation yuan/m2 Tier-2 areas: 60

yuan/m2 26

Tier-3 areas: 41

yuan/m2 The following subsidies are provided for the affected households all of whose houses are demolished: yuan/ Moving subsidy 500 household The transition period will be calculated from the date of Other CNY/mont displacement to the date of Transition subsidy (storied compensat h/ 500 move-back; a reasonable buildings) ion household transition period is 10 months; compensation will continue beyond 10 months. CNY/ TV displacement fee 108 household The Actual compensation standard Category Item Unit Rate Remarks House compensation

Masonry concrete yuan/m2 2348 Residential Earth timber yuan/m2 2082 house Land compensation State-owned Land yuan/m2 Tier-2 areas:：101 compensation The following subsidies are provided for the affected households all of whose houses are demolished: yuan/ Moving subsidy 2000 household yuan/mont Transition subsidy is in cash Transition subsidy (storied Other h/ no and the households has other buildings) compensat household houses for living ion yuan/ There is no CATV connector TV displacement fee no household in demolition area 2.1 Masonry concrete incentive fees for Moving % 2.4 Earth timber Compensation Standard of attachment attachments unit Standard（yuan） Remarks Pressure well a 400 boiler a 1500 vegetable cellar a 632 Leaching cesspool a 800 Toilet a 760 coal shed a 80 crypt a 110

fruit tree a 150 Diameter >15cm

3.2.4. Qinghe county

House demolition was caused by Ta town and county road subproject heating projects. Up to August 2013, all the HD resettlement and compensation work has been finished.

This monitoring found that Qinghe PMO plans to remove the civil construction of heating component from the ADB loan, but the civil construction and HD work of heating component had been completed, and the HD caused by heating component, so due diligence survey should be carried out.

The actual Compensation Standard is higher than that planed in the RP, as the

Compensation Standard in original RP was formulated based on the price of housing demolition and replacement in 2009, and the compensation price was evaluated by the real estate valuation surveying and mapping company. However, on 21, January 2011, the

Notice of “Compensation Regulation on State-owned Land Acquisition and House

Demolition” was enacted, in which the Compensation Standard is higher. And the compensation rate was executed based on that as all the contracts work and compensation distribution were implemented from March to August in 2013.

Table 3-16 Actual housing demolition compensation standard Planed housing demolition compensation standard in RP Category Item Unit Rate Remarks House compensation Masonry concrete yuan/m2 840 Residential Masonry timber yuan/m2 720 house Earth timber yuan/m2 650 Simple structure yuan/m2 300 Land compensation Tier-1 areas: 95 yuan/m2

Land compensation yuan/m2 Tier-2 areas: 60 yuan/m2 Tier-3 areas: 41 yuan/m2 The following subsidies are provided for the affected households all of whose houses are demolished: Other yuan/ Moving subsidy 500 compensati household on Transition subsidy yuan/month/ 500 The transition period will be calculated

(storied buildings) household from the date of displacement to the date of move-back; a reasonable transition period is 10 months; compensation will continue beyond 10 months. TV displacement yuan/ 108 fee household Actual housing demolition compensation standard Category Item Unit Rate Remarks House compensation Earth timber yuan/m2 1300 Qinghe County Residential house Earth timber yuan/m2 995 Ta Town Land compensation Land compensation yuan/m2 Grade 3：41yuan The following subsidies are provided for the affected households all of whose houses are demolished: Other Moving subsidy yuan/HH 500 compensation TV displacement fee yuan/HH 108

4. Resettlement

4.1. LA Resettlement

4.1.1. Burqin county

(1) Compensation for grassland

Water Supply component (water purified plant building) land acquisition began in

January 2011, 43.63mu grassland was acquired from Erqisi Village, Burqin County, (8.84 mu class 1, grade 1 natural grassland, 33.31mu class 4, grade 1 spring pasture, 1.28 mu class 4, grade 1 temporary use pasture), affected 1 household with 6 people, on June 25,

2012 has paid total compensation pastures 66,800 yuan and has been distributed to the affected people.

The construction of the water supply pipeline (33.6km) involve the acquisition of forest for 164.39 mu, including state-owned desert forest 143.23 mu, famer forest (aspen) for 21.15 mu, affect 2 HHs with 6 APs, all of them are Kazak; acquire grassland for 646.14 mu, affect 16 HHs with 47 APs, all of them are Kazak, including first grade first class grassland for 123.75 mu, first grade third class grassland for 227.25 mu, third grade first class grassland for 115.13 mu, second grade fourth class grassland for 180 mu. The LA work started in March, 2014 and the compensation was paid in July, 2014 for forest and grassland, including compensation for forest with a total of 3.1466 million yuan (1.0663 million yuan for forest compensation, 1.0180 million yuan for resettlement subsidy, 47.8 thousands yuan for wood compensation, 1.0145 million yuan for the restoration for forest and send to Forestry Department), 0.9774 million yuan for grassland compensation (first grade first class grassland for 123.75 mu with 40.54 thousands yuan; first grade third class grassland for 227.25 mu with 30.90 thousands yuan; third grade first class grassland for 115.13 mu with 13.88 thousands yuan; second grade fourth class grassland for 180 mu with 12.42 thousands yuan), the compensation had been paid to the affected people.

For the temporarily occupation for grassland, Buerjin PMO had consulted with grassland supervision institute and the affected people, because the grassland had been occupied temporarily, the construction team will level the grassland once finished the construction

and the grassland would recover two years later. So the compensation will be based on the class of grassland and will be paid 6 times than the basic compensation for resettlement subsidy, the compensation will be paid totally to these herdsman.

The construction of water supple pipeline increased 5m working plane and occupied grassland for 214.5 mu (including first grade first class grassland for 41.25 mu, first grade third class grassland for 73.75 mu, third grade first class grassland for 37.5 mu, second grade fourth class grassland for 60 mu), because the working plane was added based on the original working plane, the affected people remain the same and do not calculated again. This monitoring found that PMO consulted with the affected people in October and signed the contract on November 5, 2015 and paid the compensation.

Sewage treatment plant levied 127.5 mu class 3, grade 1 grassland, impact 1 HH with 3 people, all AP are Kazakh; land acquisition began in March 2014, 183,600 yuan in total was paid to the AP in July 2014.

Refuse disposal component levied 86.38 mu class 3, grade 1 grassland, impact 6 HH with 10 people, all AP are Kazakh; land acquisition began in March 2014, 124,400 yuan in total was paid to the AP in July 2014.

Grassland compensation costs and the calculation process described in Table 4-1 Table 4-1 Grassland compensation cost Grassland Resettleme Compensation Grade Area (yuan) compensati nt subsidy standard (yuan) on (yuan) (yuan) class 1, grade 1 123.75 — 162162 162162 class 3, grade 1 227.25 — 123624 123624 Water supply class 1, grade 3 115.13 — 55893.6 55893.6 （pipe line） class 4, grade 2 180 — 49680 49680 subtotal 646.13 — 391359.6 class 1, grade 1 8.84 17397.12 17397.12 34794 class 4, grade 1 Water supply （spring 33.31 15988.8 15988.8 31978 ）（water grassland class 4, grade 1 purifying plant）（temporary 1.28 0 0 grassland） Subtotal 43.43 67796 Water Drainage class 3, grade 1 127.5 91800 91800 183600

Waste disposal class 3, grade 1 86.38 62193.6 62193.6 124392

Total 903.44 767147.6

(2) Compensation for cultivated land

A total of 4.5474 mu of land was acquired, compensation costs for 950,746.8 yuan. In

which arable land compensation fees 945,859.2yuan, Attachments compensation costs

4887.6 yuan.

Arable land compensation fees and calculation see Table 4-2.

Table 4-2 Arable land compensation cost

Land compensation Resettlement subsidy Land loss fee Lan Area Amoun Compensat Compensat d （mu Compensati Amount Amount Total t ion ion type ） on standard （yuan （yuan （yuan standard standard （yuan/mu））））（yuan/mu）（yuan/mu） Grad 4.547 163706 372886. 945859 36000 90000 409266 82000 e 1 4 .4 8 .2 Attachment cost Compensation Attachment Standard Amount （yuan） Tree 200（yuan/each） 12 2400 Well 2000（yuan/set） 1 2000 Electric meter 400（yuan/each） 1 400 Young crop 6000（yuan/mu） 0.0146 87.6 Total 4887.6 (3) Compensation for forest

164.39 mu forest lands were occupied for Burqin County water supply pipe network,

of which 107.97 mu of Forest was permanent occupation, 56.42mu was temporary

occupation. 3146598 yuan has been paid as compensation, including: forest land

compensation fee 1066304 yuan; resettlement subsidy 1017986 yuan; forest vegetation

restoration fee 1014508 yuan; Forest compensation 47799 yuan (broadleaf forest 5826

yuan, shrubbery 41973 yuan).

Table 4-3 Forest compensation

Forest compensation Resettlement subsidy Recovery fee cost cost cost Land type Area Area Area （10,000yuan （10,000yuan （10,000yuan （mu）（mu）（mu）））） Forest land 7.90 9.48 3.16 5.69 5267 5.27 open forest land 2.37 1.52 2.37 2.27 1579 0.95 Woodland forest 135.34 86.62 83.66 80.32 90228 90.23 suitable land for 18.78 9.02 18.78 13.52 12521 5.01 forestations Total 164.39 106.63 107.97 101.80 10959 101.45 32

5 Compensation for Forest（Broadleaf forest） Standard（Yuan/ a Compensation Diameter（cm） Number of trees tree ）（Yuan） Less than 5cm 82 18 1476 5-15cm 52 30 1560 15-30cm 56 40 2240 Above 30cm 11 50 550 Total 201 - 5826 Compensation for Forest (bushes) Compensation Canopy（%） Area（Mu） Standard（yuan/mu）（10,000） 20-40 135.34 300 4.1973 4.1.2. Habahe county

(1) Resettlement of collective land

The PMO put the affected people into consideration and made negotiations with grassland supervision managers, then give all the grassland compensation and resettlement fees to the affected people. Up to this monitoring, the compensation of

CNY119, 232 has offered to the affected people for108.0 mu land acquisition caused by sewage treatment component on November 9, 2012. Besides, CNY 365313.6 has offered to affected people for 330.0 mu land acquisition caused by the garbage disposal component on April 1, 2013.

Table 4-4 LA compensation

Standard（yuan） Area No. Component Land type CNY （mu） Grassland Resettlement fee compensation Sewage Grassland 1 Treatment （Class2 108 74520.0 44712.0 119232.0 component Level4） garbage Grassland 2 disposal （Class2 330.9 136992.6 228321.0 365313.6 component Level4） Total 438.9 2111512.6 273033.0 484545.6

(2) Resettlement of state-owned land

Up to this monitoring, the HD only exists in road component, and the compensation and resettlement had been finished in April 2011.

Because LiangFan stock breeding Farm belongs to the state-owned land and national institution, the 194.46 mu arable land of project expropriation does not belong to the Farm workers. The workers will not be paid wages before retirement, but they get 33

economic income by working on the farm. State takes back the land use rights after the workers retired and provide them retirement pay. Habahe County land department will allocate the occupied 194.46 mu state-owned land to the construction unit free, so there is no land expropriation compensation. Combined with the actual situation, to maintain social stability, harmony, promote economic and social development, the PMO made four kinds of resettlement plan for properly solving the basic life condition and long-term livelihood problems of LiangFan stock breeding Farm on-the-job workers (family members) that affected by land requisition. The four kinds of resettlement plans respectively are:

a）Job placements for on-the-job workers

In order to ensure the basic life and long-term livelihood of the 19 affected on-the-job workers, Habahe County People's Government formulated the resettlement plan. The on-the-job workers of LiangFan stock breeding Farm after land requisition are to resettle in Habahe County and give relative jobs based on their individual capacities.

b）Contract-labor placements for non- employees of LiangFan stock breeding Farm

For the retired workers of LiangFan stock breeding Farm whose land did not hand over and that planted by their children and relatives, the project arranged the contract-labor placements to them. In order not to affect the basic life and long-term livelihood of the workers’ children or relatives, Habahe County People's Government formulated the resettlement plan. The project arranged a contract-job for each child

(relative) of the retired workers of LiangFan stock breeding Farm based on the household unit.

c）Pay for the retired workers. That is, after the staff of Breeding Farm reached their retired age, they will have no right for the lands that their working institution distributed.

According to the normal procedures, the lands given back would be distributed to other people. Workers of Breeding Farm would be paid based on the standard of retirement pension according to the government rules. (Retirees’ average wage is RMB 1700)

d）Provide skills training and employment introduction

Allowed by the policy of Habahe County, this project provides free technical training to the children and relatives of LiangFan stock breeding Farm’s staff for improving their

vocational skills and employment ability, in addition to provide free professional introduction, career guidance and other services. Under the same condition, to give priority recommend to the employers. Table 4-5 Diagram of jobs placement of on-the-job workers Relations person in The hip with Time for NO charge of employers affected Work situation the position placeme . resettlem scheduled people affected nt ent people Staff of LiangFan Water Ordinary 1 LiangHu stock breeding LiangHu self Conservancy 2010.10 staff Farm Bureau Staff of LiangFan YangXiuli YangXiuli Construction Ordinary 2 stock breeding self 2010.10 ng ng Bureau staff Farm Staff of LiangFan YangFen YangFenp Construction Ordinary 3 stock breeding self 2010.10 ping ing Bureau staff Farm Staff of LiangFan ZhangYul ZhangYul Construction Ordinary 4 stock breeding self 2010.10 an an Department staff Farm Staff of LiangFan Water Urban WangXin WangXin 5 stock breeding self Conservancy managem 2010.10 wu wu Farm Bureau ent officer Staff of LiangFan XuFengyi XuFengyi Forestry Ordinary 6 stock breeding self 2010.10 ng ng Bureau staff Farm Staff of LiangFan Schedule Authority 7 YangHuji stock breeding YangHuji self d bus 2010.10 Affair Office Farm driver Staff of LiangFan XiXiaomi XiXiaomin Agricultural Ordinary 8 stock breeding self 2010.10 ng g Bureau staff Farm Staff of LiangFan Forestry Ordinary 9 ChaJinlu stock breeding ChaJinlu self 2010.10 Bureau staff Farm Staff of LiangFan YanHuiyi LiangYon Forestry Ordinary 10 stock breeding son 2010.10 ng g Bureau staff Farm Staff of LiangFan ChenChu ChenChu Forestry Ordinary 11 stock breeding self 2010.10 nhong nhong Bureau staff Farm Staff of LiangFan Water ZhangZhi ZhangZhi Ordinary 12 stock breeding self Conservancy 2010.10 ying ying staff Farm Bureau Staff of LiangFan Bureau of ZhangZhi ZhangZhi Ordinary 13 stock breeding self Animal 2010.10 ming ming staff Farm Husbandry Staff of LiangFan YangZhuj Construction Ordinary 14 stock breeding YangZhuji self 2010.10 i Department staff Farm Staff of LiangFan Bureau of ZhangDe ZhangDes Ordinary 15 stock breeding self Aniomal 2010.10 sheng heng staff Farm Husbandry 35

Staff of LiangFan XuShuan XuShuan Senior Ordinary 16 stock breeding self 2010.10 gcun gcun Officers Office staff Farm Staff of LiangFan HeChuan HeChuan Construction Ordinary 17 stock breeding self 2010.10 xiang xiang Department staff Farm Staff of LiangFan Authority Ordinary 18 LiYongan stock breeding LiYongan self 2010.10 Affair Office staff Farm Manager of Manager of TianLian TianLiangj LiangFan LiangFan 19 LiangFan stock self 2010.10 gjun un Farm stock breeding Farm breeding Farm Data from: Habahe County Construction Bureau in 2013 Table 4-6 Jobs placement for children or relatives of the retired workers Employ relations ment The The hip with Time for N situation person employer affected the position note resettle o of the received jo s people affected ment affected placement people people Retiree of Constructi Urban LiangFan ZhangXuej on manage arrang 1 ZhangYing stock Son 2010.1 un Departme ment ed breeding nt officer Farm Retiree of Constructi Urban LiangFan ZhangXiao on manage arrang 2 LiGuilian stock Daughter 2011.4 hong Departme ment ed breeding nt officer Farm Family Retiree of MinZhuzh Planning LiangFan WangShen ong Road Officer of arrang 3 stock LiuQing Daughter 2011.4 ggui Communit the ed breeding y communit Farm y Retiree of Constructi LiangFan WangMing on Lab’s arrang 4 stock GaiJianjun Son 2011.4 ying Departme worker ed breeding nt Farm Retiree of Constructi LiangFan on Ordinary arrang 5 HeYufang stock LiangPing Daughter 2010.1 Departme staff ed breeding nt Farm Retiree of Water LiangFan DouSheng DouZenglin Conserva Ordinary arrang 6 stock Son 2010.1 kui g ncy staff ed breeding Bureau Farm

Retiree of LiangFan Forestry Ordinary arrang 7 ZhangDefu stock ZhangJun Son 2010.1 Bureau staff ed breeding Farm Retiree of Water LiangFan ZhangXuel Conserva Ordinary arrang 8 ZhangPeng stock Son 2010.1 u ncy staff ed breeding Bureau Farm Retiree of Constructi Typewrite LiangFan XuShuangd on r of arrang 9 XuDianXin stock Daughter 2011.4 i Departme Enriching ed breeding nt Office Farm Retiree of LiangFan 1 nursery Ordinary arrang XuDianzhi stock XuGuihua Daughter 2010.1 0 school staff ed breeding Farm Retiree of Economy LiangFan 1 ZhangBairo ZhangHuiyi and Trade Ordinary arrang stock Daughter 2010.1 1 ng ng Commissi staff ed breeding on Farm Retiree of Constructi LiangFan 1 YingXuepin on Ordinary arrang XieYulan stock Daughter 2010.1 2 g Departme staff ed breeding nt Farm Retiree of Constructi LiangFan 1 SaiLikeHaP on Forest’s arrang HaPan stock Son 2011.4 3 an Departme worker ed breeding nt Farm She is not the staff of LiangFan stock breeding JieFangzh Staff of 1 Farm. ong arrang DaXiulan DaXiulan Self communit 2011.4 4 Her father Communit ed y office is retiree y of LiangFan stock breeding Farm. Bureau of Retiree of 1 Animal Ordinary arrang KouZuipa breeding TaBusi Son 2010.1 5 Husbandr staff ed farm y

He is not the staff of LiangFan stock breeding Farm. His MinZhuzh 1 father ong Road Communi arrang LiangFeng LiangFeng Self 2011.4 6 who had Communit ty officer ed past y away is retiree of LiangFan stock breeding Farm. She who had past Constructi Urban away is 1 on manage arrang LiHua the BaiYan Wife 2011.4 7 Departme ment ed worker of nt officer breeding farm. She who had passed Constructi 1 ZhaoTians away is ZhaoXinme on Ordinary arrang Daughter 2011.4 8 heng the i Departme staff ed worker of nt breeding farm. Data from: Habahe County Construction Bureau in 2013

4.1.3. Jimunai county

(1) Sewage Treatment Component

Based on the National grassland compensation standards and the new resettlement subsidy regulated by the document of Development and Reform [2010] 2679, the grassland compensation and resettlement compensation are as following:

Grassland compensation: 127mu×50yuan/mu×10 times=63500yuan

Resettlement compensation fee: 127mu×50yuan/mu×15times=95250yuan

Land acquisition commenced in march 2013, and 1 all the grassland compensation of

157800 yuan (for the 127 mu grassland) has been paid for the village.

(2) Waste Disposal Component

The grassland exploration for Waste disposal component was assessed as grassland of class 3 grade seven by grassland supervision bureau. According to the relevant documents, the grassland compensation should be given to the grassland supervision 38

institution for the grassland construction. The resettlement fees are to give back to the grassland users, but the PMO put the affected people into consideration and made negotiations with grassland supervision managers, then give all the grassland compensation and resettlement fees to the affected people, and on 30, September 2013, they got the total compensation of 306500 yuan, including 191600 yuan of grassland compensation and 114900yuan resettlement compensation.

4.1.4. Qinghe county

(1) Resettlement of collective land

Qinghe County Project Office in order to properly resolve the pastoralists and land affected population received basic life and long-term livelihood, maintaining social stability and harmony, promote economic and social development, and to develop the appropriate compensation policy, namely:

a) To obtain the grassland compensation and resettlement subsidies;

b) During project construction, will give jobs priority to resettlement labors, which will bring the cash income of affected persons.

c）Provide skills training and employment introduction

Throughout the production recovery process, technical personnel training should be provided, such as some cash crops and farming, etc.. Invite the livestock sector and labor and social security departments of the technical staff to carry out some training herdsmen aspects related to aquaculture, making affected households received at least more than once per animal husbandry and non-agricultural production, technical training and technical training, through these measures to improve farming skills to increase the income of affected persons to restore the livelihoods of affected people. Table 4-7 LA compensation Standard（yuan） Component Land type Area（mu） Resettlement Grassland Amount fee compensation County water Class1, grade1 16 2.10 5.24 7.34 supply Ta Town road Class1, grade1 22.49 4.42 4.42 8.84 Ta Town water Class1, grade1 6.97 1.54 1.54 3.08 supply Class3, grade2 3.25

Ta Town drainage Class3, grade2 182 9.61 9.61 19.22 treatment County refuse Class2, grade4 150 4.14 6.21 10.35 disposal County Class1, grade 11.19 1.76 2.93 4.69 drainage 3 Total 391.9 23.57 29.95 53.52

(2) Resettlement of state-owned land

County drainage component occupied 64.35mu of state-owned shrub land, with total compensation of CNY1.44milliom, including forestland compensation for 0.42million yuan, resettlement subsidy for 0.88million yuan, and the woods compensation for 25740yuan,

Forest vegetation restoration fee for 128,700yuan. Table 4-8 Compensation standard for Forestland

Compensation standard Area Cost No. Compensation items times (yuan/mu) (mu) (10,000)

1 forestland compensation 800 8 41.184 2 resettlement subsidy 800 17 87.516 3 woods 400 1 64.35 2.574 Forest vegetation 4 2000 1 12.87 restoration Total 144.144

4.2. HD Resettlement

4.2.1. Burqin county

By the end of this monitoring, 9 affected households of shuangHubei Road have been completed demolition, house demolition with an area of 914.75m2. Up to July, 2014, the house demolition compensation of Shuanghubei road and resettlement work have been completed.

The households affected by house demolition may select the resettlement mode of cash compensation or property swap. After receiving the compensation for house demolition, the displaced persons may select either resettlement mode based on their affordability or personal needs, namely cash compensation, buying commercial housing as market price or exchanging for resettlement housing.

The house demolition compensation would be determined based on the same year

and local housing market price; the final demolished house price will be compensation

after on-site assessment of a real estate appraisal survey and mapping agency to

evaluate the demolished houses. The agency would assess the house as replacement

value according to the building materials, construction techniques and house structures,

renovation etc. and then consult with APs, if they agree to get property exchange, they

can get a new house as 1:1.2 according to the original house area and remodel situation

and the affiliates; if the AP want cash compensation, according to their house situation,

they might get RMB10,000-25,000 for the decoration. For the one whose original house

is less than 40m2, they can get a resettlement house with 69m2 without paying for the

extra area.

Resettlement area is located in Wolongwanxi Road, Burqin County, it has

convenient transportation, Burqin tourist hotels are also located in the vicinity, surrounded

by green contrast with leisure square, music fountain; which is near third primary school,

county hospitals, and it takes less 10 minutes to walk to power companies, it is really

suitable for living. There are two kinds of units: two living rooms and two bedrooms, and

three bedrooms and two living rooms. Condominiums have six kinds to choose from 69m2,

74 m2,79 m2,87m2,95 m2,104 m2,113m 2.

As of this monitoring, 9 affected households of shuangHubei Road have been

completed demolition, demolition of housing area 914.75m2, has completed the

compensation of 9 affected households. Payment of compensation costs 3.7601 million

yuan. Table 4-9 HD Compensation State Demolition Area （m2） -own Area Evalua Transiti Demolit Total Moving ed with ted on ion compen Mas reward Eart resid right price( subsidy subsidy sation(1 Name onry Simple Simpl (10 h pig ential use 10 (10 (10 0 con Earth e brick thous timb sty land （m2 thous thousa thousa thousan cret timber timber and) er （m2 ） and) nd) nd) d) e ） Yuan 120. 179.2 52.05 50.83 0.48 0.15 2.00 53.51 Shanxin 80 0 Wang 105. 48. 924.0 380.9 82.52 28.32 72.12 0.48 0.15 2.00 74.75 Jian 00 64 0 2 Wang 75.0 522.6 249.0 41.60 48.18 0.48 0.15 2.00 50.81 Yuhua 0 0 0

Yangtai 66.6 143.5 16.68 23.64 0.48 0.15 2.00 26.27 Kang 0 4 Zhou 77.5 277.2 258.0 Xiangzh 57.59 40.74 0.48 0.15 2.00 43.37 5 9 0 eng Song 103. 1159. 173.3 39.32 68.61 0.48 0.15 2.00 71.29 Chaoxi 08 18 2 Ma 1293. Zhongh 33.38 33.38 68 ua Wang 541.6 14.11 14.11 Lunwu 5 Xu 328.4 Shuang 8.53 8.53 0 hua 120. 427. 48. 5046. 1383. total 180.12 137.96 360.13 2.88 0.90 12.00 376.01 80 23 64 80 98

According to the survey, the quality of living of the 9 households affected by HD has

all improved. There were three households their houses were not demolished, but the

yard was partially expropriated, so they did not lose residence. The compensation fee for

the Ma Zhonghua family was 333,800 yuan. He purchased a house for his son in the city

of Buerjin county using the compensation fee to prepare for his son’s marriage. His son

has now married and has lived in a new house. The compensations of Wang Lunwu and

Xu Shuanghua were 141,100 yuan and 85,300 yuan, respectively, which were mainly

used to supplement households. They replaced some furniture and household appliances,

and their material living conditions have improved a lot.

The remaining 6 households affected by HD have all purchased new houses in the

county, and the area of the houses is all above 85 m2. Among them, the newly purchased

houses of Song Chaoxi have reached 127 m2. By now, all the newly purchased houses

have been renovated, families also moved in. The living environment and living conditions

of 6 households have improved significantly. The project office also helped Wang Yuhua’s

son to find a fixed job in the urban management brigade according to the specific

circumstances of the demolition family which provided Wang Yuhua’s son a long-term

guarantee in the living.

4.2.2. Habahe county

The house demolition was caused by road construction and the compensation and

resettlement of HD have been finished in June 2013. 42

The resettlement plan of the 14 affected households involves cash compensation, housing property rights exchange. (Through house evaluation, combined with moving fee, transition fee and other related expenses, the housing area distributed for the residents is according to the assessment of housing compensation value after the displacement of the original house, and if there is some spare area, it will be paid based on the price difference.

Residents themselves will firstly choose the house model and the direction the house facing). Equipped with two clinics, supermarket, restaurant, etc, the Resettlement

Buildings located in North resettlement community of ASheLe Street, which is the development center of Habahe county, nearby junior high school, senior middle school and county hospital; and at the same time, a new nursery school was established in the north community, which make the community convenient to live and hospital, so all the affected family choose the housing property rights exchange. For Housing property rights exchange details, see the table 4-10.

A total of house demolition costs is 2.3488 million yuan, including compensation for

HD of 1.7794 million yuan, compensation for residential land of 0.3081 million yuan, other subsidies （moving fee, transition fee, etc ） of 0.2613 million yuan, and ground attachments of 64400 yuan. PMO has distributed all compensation to affected people. Table 4-10 Resettlement of house demolition Resettlement area House House Deliveri Name location method （m2） adress number ng time housing North resettlement Zhangcai east unite, property rights community of ASheLe 90 401 2013.6 Gui building 3 exchange Street housing North resettlement Handong east unite, property rights community of ASheLe 95 401 2013.6 Sheng building 2 exchange Street housing North resettlement Halimula east unite, property rights community of ASheLe 82 301 2013.6 ti building 8 exchange Street housing North resettlement Tangtian west unite, property rights community of ASheLe 95 401 2013.6 Hua building 2 exchange Street housing North resettlement Liushun east unite, property rights community of ASheLe 85 102 2013.6 LI building 8 exchange Street housing North resettlement Zhangba east unite, property rights community of ASheLe 90 402 2013.6 i Shou building 3 exchange Street Cuixue housing North resettlement east unite, 90 101 2013.6 An property rights community of ASheLe building 3 43

exchange Street

housing North resettlement Songjian east unite, property rights community of ASheLe 82 102 2013.6 g Jiang building 8, exchange Street housing North resettlement Liguan west unite, property rights community of ASheLe 90 101 2013.6 Ru building 13 exchange Street housing North resettlement Wangfen west unite, property rights community of ASheLe 85 201 2013.6 g Suo building 4 exchange Street housing North resettlement Doushen west unite, property rights community of ASheLe 95 202 2013.6 g Kui building 8 exchange Street housing North resettlement Liyong west unite, property rights community of ASheLe 95 102 2013.6 An building 14 exchange Street housing North resettlement Xudian west unite, property rights community of ASheLe 85 301 2013.6 Zhi building 6 exchange Street housing North resettlement Wutian east unite, property rights community of ASheLe 90 102 2013.6 Li building 14 exchange Street

Date source：Habahe county bureau

4.2.3. Jimunai county

The project office signed a demolition agreement with the affected household. in

September 26, 2011. According to the demand of the affected people，the project office promised in the agreement, Jimunai County Construction Bureau is responsible for the reconstruction of the demolished house and sheepfold, the construction area and structure should be identical with the original, and the location should be chosen by the affected household.In June 2012,Jimunai County Construction Bureau constructed new house and sheepfold using material better than before, and dig a large reservoir to improve water drinking in winter for Geaiban·Abudula.

For the 11 heating project affected households, PMO provide following compensation methods: monetary compensation and to build on the allocated residential land by himself.

For the affected people who don’t choose the property exchange, monetary compensation can satisfy their individual requirements, buying commercial house or resettlement house in Jimunai County or other places according to their willing, free from the reference of

PMO.

Allocated residential land is located in Dongshanliang Community, 2 kilometers

away from the demolish area. The community is equipped with good facilities, such as cultural entertainment, fitness equipment, hospital, educational institutions, and green fields and so on. The living condition is better than the demolition area, so there is no inconvenience to daily life.

For the affected people by central heating project are native residents for many years in Jimunai county, they have other houses except the demolished houses, and house demolition will not make them displaced, they prior to monetary compensation which will be used for other aspects.

Up to this monitoring, the resettlement of 11 households with 48 people affected by central heating project has been completed, with house demolition area of 1121.03 m2 and monetary compensation of 3.17 million. The resettlement compensation is shown in table 4-6.

Table 4-11 Resettlement Compensation. House Attatchments Rewor Building area Moving total items compensatio compensation d(yuan （m2）（yuan）（yuan） n（yuan）（yuan）） compensation 1121.03 2090972 1016498 45362 20000 3172832

4.2.4. Qinghe county

HD was caused by Ta town road component and county heating component, construction of Ta town road affected 1 HH, the compensation had completed in June

2013, county heating component affected 5 HHs, and compensation work also had been completed in August 2013.

The resettlement for affected households is as follows:

The 6 households affected by house demolition may select the resettlement mode of cash compensation or property swap. After receiving the compensation for house demolition, the displaced persons may select either resettlement mode based on their affordability or personal needs, namely cash compensation, buying commercial housing as market price or exchanging for resettlement housing.

Affected people who choose the property exchange, residents in project area is 45

according to property area (preset house area) in a way of “one demolition, one compensation”, area less than 50 m2 complement 50 m2, the largest area is 90 m2, if the original house area of affected people is over 90 m2, the area of resettlement house will not be larger than original house area. If affected people need resettlement house with an bigger area than demolition area, for this part, building area is increased within 10 m2, house payment is paid based on house construction cost price, for this part that construction area is over 10 m2, house payment is paid based on commercial house market price.

Affected people who choose the monetary compensation, monetary compensation will be formulated according to the location, purpose, construction area of house, age limit of building, building structure, the specific price of compensation is determined according to the time of local house.

1 affected household in Ta town, after the consultation with PMO, relevant leaderships of Ta town and affected households, after distributing the monetary compensation, to build homestead, homestead located in herdsmen’s settlement of

Saerbulake village, in the north of Ta town, less than 1 km; resettlement site is less than 2 km away from affected households’ present house, for affected households, there is no existing inconvenience before or after moving. The homestead area is 300 m2, in addition,

20000yuan subsidy of herdsmen resettlement project is used to construct each attachments in house and yard.

Among the 6 AHs, 5AHs chosen cash compensation,1 AH chosen property swap.

0.846 Million was paid for demolition compensation, including:

（1）1 affected HH by the road subproject in Ta town, after consultation by the PMO, the AH want to get the cash compensation, because he has a set of house in other place. after assessment, PMO paid 150,000 yuan a one-time to the affected people in June

2013;

（2）During March to August 2013, PMO had consulted and assessed with 5 HHs that affected in the county heating project and signed the resettlement agreement. The 46

resettlement work finished in August 2013. Detail sees in table 4-11.

One of the affected people Chen Qingli chose property exchange, the demolished house area is 98m2 and after the property exchange, he got a 92m2 house in Guangming road resettlement building. At the meantime, the compensation of state-owned residential land and attachments were also paid to him as well as 37080 yuan renovation costs. The remaining 4 HHs chose the monetary compensation because they owned houses downtown. The compensation standard: compensation for house 1,300 yuan/m2; compensation for residential land 41 yuan/2. Totally 0.642 million yuan was paid to 4 HHs, including compensation for residential land of 33200 yuan, compensation for house 59.60 million yuan, remove subsidy 2,000 yuan and TV relocation fee 4,300 yuan. Table 4-12 Chen qingli compensation Compensation Compensation standard Area amount State-owned residential area 182m2 7462 Compensation area House area 92m2 Property swap Toilet 1 500 Big tree 4 320 Small tree 3 105 Attachment Trees 3 240 Fruit trees 1 35 Wells 1 1050 Moving subsidies 500 Television transfer cost 108 Other subsidies House renovation cost 37080 The others Total 47400 Note: Chen Qing Li's residential land was compensated in accordance with the standards of grade 3, namely 41 yuan per square meter Table 4-13 specific compensation for house demolition

Resid Compens Compens Compen Moving Televisi Total ent House ation for AHs ation sation subsidi on shift (10,000 land area（m2） attached （yuan）（yuan） es cost yuan) （m2）（yuan）

Li Yuxin 197.73 8106.93 101.13 131470 1815 500 108 14.20

Li 127.23 5217.00 62.31 81000 3175 500 108 9.00 zonghua

Maimai ti 222.61 9127.00 128.53 167099 3170 500 108 18.00

Zhang 262.54 10764.00 166.48 216428 2200 500 108 23.00 Anming

Total 810.11 33214.93 458.45 595997 10360 2000 432 64.20

4.3. Resettlement for vulnerable groups

In five counties, according to this monitoring, the vulnerable group affected by the project is Li Lanying’s family, in Wenhuabei Rd. with family members of daughter in-law and grandson, Li Lanying is the family head, enjoying the minimum subsistence guarantee system, receive the subsidy of 1400yuan/year from government, and her daily life is taken care by her 3 daughters.

Affected by the housing demolition, 59.86m2 civil main house and 24.01m2 brick- wood Wing room were demolished. The compensation for the value of Li Lanying’s house is inadequate for buying a relocated residential house, however, Habahe county Bureau not only compensates her a 82m2 house, but also need no price difference after negotiation with her. The house direction is up to Lilan Ying’ decision and she chooses the

102 room, east unit, 8 building. Now Lilan Ying and her families have moved into their new home, and they are satisfied with the government resettlement plan.

5. Land Acquisition and House Demolition Cost Table 5-1 LA and HD costs of all counties

Project Cost

Collective land occupation： 1.3218 million yuan（accounts for 10.99%）。

State-owned land occupation： 1.7563 million yuan（accounts for 14.60%）。

HD：a total of 2.0474 million yuan（accounts for 17.02%），including compensation of house structure, moving subsidy and transition fee.

Attachments：4900yuan（accounts for 0.04%）。 Burqin county Other costs：1.4349 million yuan（accounts for 11.93%）。

Stipulated fees of land acquisition：1.7295 million yuan（accounts for 14.38%）。

Temporary land occupation：3.73.26 million yuan（accounts for 31.03%）

total：12.0275 million yuan

Collective land occupation（grassland）： 0.4845 million yuan（accounts for 4.85%），including grassland compensation and resettlement subsidy.

Habahe county HD： 2.3488 million yuan（accounts for 23.52%），including compensation of house structure, state-owned residential land compensation, moving subsidy and transition fee.

Attachments and infrastructure：a total of 64400 yuan，accounts for 0.64%。

Other costs：0.8089 million yuan，（accounts for 8.10%）。

Stipulated fees of land acquisition：4.2789 million yuan,（accounts for 42.84%）。

State-owned land occupation： 2.0017 million yuan（accounts for 20.04%）

total：9.9872 million yuan（including stipulated fees of land acquisition）

Collective land occupation：0.4653 million yuan（accounts for 7.33%），including grassland compensation for 0.2551 million yuan, resettlement subsidy for 0.2102 million yuan.

HD： 2.135 million yuan（accounts for 33.63%），including compensation of house structure, moving subsidy and transition fee.

Temporary house and attachments of herdsmen：1.2231 million yuan（accounts for 19.26%），including compensation of house structure, moving subsidy and transition fee. Jimunai ：，） county State-owned land 21600 yuan (accounts for 0.34%

Other costs：0.5968 million yuan，(accounts for 9.40%）

Stipulated fees of land acquisition：1.9073 million yuan，(accounts for 30.04%）

Total：6.3491 million yuan( including HD compensation of heating project before change)

Collective land occupation：1.0704 million yuan（accounts for 15.54%）； Qinghe county State-owned land occupation：0.4564 million yuan（accounts for 6.63%）；

State-owned forest occupation：county drainage construction acquired 64.35 mu state-owned forest, a total of 1.4414 million yuan（accounts for 20.93%）；

HD：0.7853 million yuan（accounts for 11.40%），including compensation of house structure, moving subsidy, television moving fee, renovation fee.

Attachments compensation：12600 yuan，（accounts for 0.18%）。

Other costs：0.6219 million yuan，（accounts for 9.03%）。

Stipulated fees of land acquisition：a total of 2.4982 million yuan，（accounts for 36.28%）。

total：6.8862 million yuan（including stipulated fees of land acquisition）

Table 5-2 LA and HD costs of all counties Compensation Fee(ten No. Project Unit standard Ratio Remarks amount thousand）（yuan/unit） Rural collective land 1 mu 132.18 10.99% acquisition 1.1 Cultivated land mu Burqin Land compensation mu 36000 4.5474 16.37 county Resettlement subsidy mu 90000 4.5474 40.93 Land-losing subsidy mu 82000 4.5474 37.29 1.2 grassland mu Class1 Grassland subsidy mu 1968 8.84 1.74 Class 1 Grade 1 Grade 1 Resettlement subsidy mu 1968 8.84 1.74 Class 4 Grassland subsidy mu 480 34.59 1.66 Class 1 Grade 4

Grade 1 Resettlement subsidy mu 480 34.59 1.66 Class 1 Grassland subsidy mu 720 213.88 15.4 Class 2 Grade 4 Grade 3 Resettlement subsidy mu 720 213.88 15.4 State-owned land 2 175.63 14.60% occupation Within the ㎡ 15 6433.33 9.65 Land use fee of built-up area state-owned land Outside the ㎡ 8 0 0 built-up area Residenti Type I ㎡ 426 0 0 al land Type II ㎡ 278 0 0 Type III ㎡ 258 6433.33 165.98 3 HD 204.74 17.02% residential house

demolition Brick concrete house ㎡ 3332 120.8 40.25

Earth -timber house ㎡ 2777 427.23 118.64

Masonry-timber shed ㎡ 650 137.96 8.97

Earth-timber shed ㎡ 550 180.12 9.91

Simple shed ㎡ 300 48.64 1.46 Other subsidies Renovation and 9.73 attachments fee Moving fee household 1500 6 0.9

Transition fee household/month 800 6 2.88 6 months Moving incentive fee household 20000 6 12 4 Temporary occupation 373.26 31.03% Compensation for woods mu/yuan 164.39 4.78 Compensation for mu/yuan 164.39 106.63 woodland Forest Resettlement subsidy mu/yuan 164.39 101.8 Recovery fee for forest ㎡ 164.39 101.45 cover Grassland Class 1 Resettlement mu 1965 123.75 24.32 Grade 1 compensation Class 3 Resettlement mu 816 227.25 18.54 Grade 1 compensation Class 1 Resettlement mu 720 115.13 8.29 Grade 3 compensation Class 4 Resettlement mu 414 180 7.45 Grade 2 compensation 5 Ground attachments Total 0.49 0.04% Subtotal of 1～7 886.3 6 Other costs 143.49 11.93% Survey and design Percentage of land acquisition and 3 26.59 research fee resettlement compensation cost

Implementation of Percentage of land acquisition and 3 26.59 management fees resettlement compensation cost Percentage of land acquisition and 1.68 Training fee resettlement compensation cost 0.5 Supervision monitoring Percentage of land acquisition and 2 17.73 and evaluation fee resettlement compensation cost Percentage of land acquisition and Contingency 8 70.9 resettlement compensation cost Stipulated fee of land 7 172.95 14.38% acquisition New construction land yuan/m2 7 171540 120.08 use fee

By 4% of construction LA Management fee of LA 4% 52.87 compensation

Total 1202.75 100.00% Compensation cost （ ten No. Project Unit amount Ratio Remarks standard(yuan/unit） thousand） Rural collective land mu 1 1104 438.9 48.45 4.85% acquisition (grassland） Habahe Grassland compensation mu 690 438.9 30.28 Class 2 Grade 4 county Resettlement mu 414 438.9 18.17 Class 2 Grade 4 compensation State-owned land 2 200.17 20.04% occupation State-owned land use fee m2 15 133444.05 200.17 Within the

built-up area Outside the m2 8 built-up area Residential house 3 234.88 23.52% demolition House compensation m2 3008.02 177.94 17.82% Brick-masonry m2 880 200.76 17.67 Masonry-timber m2 650 896.53 58.27 Earth-timber m2 600 1190.82 71.45 Simple masonry-timber m2 450 94.59 4.26 Simple earth-timber m2 450 520.31 23.41 Simple shed m2 300 105.01 3.15 State-owned land 30.81 3.08% compensation Type I m2 225 Residenti Type II m2 110 al land Type III m2 81 3804.05 30.81 Other subsidies 26.13 2.62% Moving fee household/yuan 1000 14 1.4 Temporary transition fee household/month 600 14 15.12 18 months Television and telephone household/yuan 108 14 0.15 moving

Water connect fee household/yuan 2400 9 2.16

Three phase power household/yuan 3000 1 0.3 Moving incentive fee household/yuan 5000 14 7

4 Ground attachment Total of attachments 6.44 0.64% 5 Subtotal of 1～4 489.94 49.06% 6 Other costs 80.89 8.10%

Survey and design Percentage of land acquisition and 3 14.7 research fee resettlement compensation cost Percentage of land acquisition and Implementation of resettlement compensation cost 3 14.7 management fees

Percentage of land acquisition and 1 4.9 Training fee resettlement compensation cost Special financing costs 0.05 for vulnerable people Percentage of land acquisition and Supervision monitoring resettlement compensation cost 1.5 7.35 and evaluation fee

Percentage of land acquisition and Contingency resettlement compensation cost 8 39.2

7 Stipulated fee of LA 427.89 42.84% New construction land yuan/m2 8 422242.11 337.79 use fee

By 4% of construction LA Management fee of LA 4 1.94 compensation Cultivated land yuan/mu 3000 194.46 58.34 reclamation fee Cultivated land yuan/m2 2.3 129640 29.82 occupation tax Total 998.72 100.00%

Compensation Costs （ ten No Project Unit amount Ratio Remarks standard（yuan/unit） thousand） Rural collective land mu 1 404.7 46.53 7.33% acquisition (grassland） Grassland compensation mu 690 19.16 Resettlement mu 277.7 Class7 Grade 3 414 11.5 compensation Grassland compensation mu 500 6.35 Resettlement mu 127 Class78Grade 3 750 9.53 compensation Residential land 2 907.23 213.5 33.63% Jimunai acquisition county Brick-masonry ㎡ 2348 679.34 159.51 ㎡ Earth-timber 2082 227.89 47.45 Moving fee household 2000 10 2 2.1 3.4 Brick-masonry Moving incentive fee ％ 2.4 1.14 Earth-timber State-owned land 3 2.16 0.34% compensation Class 2 81 （ coefficient ㎡ 101 213.8 2.16 1.25，101） Temporary house and 4 attachments of 20.66 3.25% herdsmen Masonry-timber m2 660 180 11.88

Simple earth- timber m2 280 300 8.4 sheepfold Moving fee household 800 1 0.08 Temporary transition fee household/month 500 1 0.3 6 months Attachment 5 compensation Total 101.65 16.01% 6 Subtotal of 1～5 384.5 60.56% 7 Other costs 59.68 9.40% Survey and design Percentage of land acquisition and 25 research fee resettlement compensation cost Implementation of Percentage of land acquisition and 3 384.5 11.535 management fees resettlement compensation cost Supervision monitoring Percentage of land acquisition and 5.5 384.5 21.1475 and evaluation fee resettlement compensation cost Percentage of land acquisition and

Contingency resettlement compensation cost 2

Stipulated fee of land 8 190.73 30.04% acquisition New construction land yuan/m2 7 269800 188.86 use fee By 4% of construction LA Management fee of LA 4% 46.53 1.87 compensation Total 634.91 100.00% Qinghe Compensation Costs （ ten No Project Unit Amount Ratio Remark county standard（yuan/unit） thousand）

Rural collective land 1 mu 107.04 15.54% acquisition (grassland） Grassland compensation mu 11.58 Resettlement mu 3931.2 29.46 Class1 Grade 1 11.58 compensation Grassland compensation mu 7.34 Resettlement mu 4586.4 16 Class1 Grade 1 7.34 compensation Grassland compensation mu 4.69 Resettlement mu 4193.28 11.19 Class 3 Grade 1 4.69 compensation Grassland compensation mu 10.35 Resettlement mu 690 150 Class 4 Grade 2 10.35 compensation Grassland compensation mu 19.56 Resettlement mu 1056 185.25 Class 2 Grade 3 19.56 compensation State-owned land 2 45.64 6.63% occupation In constructed m2 15 1953.34 2.93 area State-owned land use Out of use m2 8 43373.55 34.7 construction land Residenti Type I m2 95

al land Type II m2 60 Type III m2 41 1953.34 8.01 3 State-owned forest 144.14 20.93% Forest compensation yuan/mu 6400 64.35 41.18 Resettlement yuan/mu 13500 87.52 compensation Recovery fee of yuan/mu 2000 12.87 vegetation Woods compesation yuan/mu 400 2.57 Residential house 4 78.53 11.40% demolition Earth-timber m2 1300 458.45 59.6 县城 Earth-timber m2 995 150 14.93 塔镇 Moving fee Household 0.25 Television moving fee household/month 108 5 0.05 Renovation fee household 3.708 1 3.71 Attachment 5 compensation Total of attachments 1.26 0.18% 6 Subtotal of 1～5 376.62 54.69% 7 Other costs 62.19 9.03%

Survey and design Percentage of land acquisition and 3 376.62 11.31 research fee resettlement compensation cost

Implementation of Percentage of land acquisition and 3 376.62 11.31 management fees resettlement compensation cost

Percentage of land acquisition and

Training fee resettlement compensation cost 1 376.62 3.77

Supervision monitoring Percentage of land acquisition and 1.5 376.62 5.65 and evaluation fee resettlement compensation cost

Percentage of land acquisition and

Contingency resettlement compensation cost 8 376.62 30.15

Stipulated fee of land 8 249.82 36.28% acquisition

New construction land yuan/m2 8 304641.52 243.71 use fee

By 4% of construction LA Management fee of LA 4% 152.68 6.11 compensation Total 688.62 100.00%

Table 5-3 Comparison of actual LA and HD costs with that of the planned in RPs for all counties

Actual LA and HD Planned LA and HD in RPs Differences Items Buerjin Habahe Jimunai Qinghe Buerjin Habahe Jimunai Qinghe Buerjin Habahe Jimunai Qinghe

Collective land occupation 132.18 48.45 46.53 107.04 17.67 0 82.34 50.62 114.51 48.45 -35.81 56.42

State-owned land occupation 175.63 200.17 2.16 189.78 308.34 524.39 303.59 145.26 -132.71 -324.22 -301.43 44.52

Household displacement 204.74 234.88 213.5 78.53 504.73 234.88 299.15 53.22 -299.99 0 -85.65 25.31

Attachments 0.49 6.44 122.31 1.26 5.41 6.44 40.62 1.73 -4.92 0 81.69 -0.47

Stipulated fees of land acquisition 172.95 427.89 190.73 249.82 132.27 250.09 207.33 132.83 40.68 177.8 -16.6 116.99

Temporary land occupation 373.26 0 0 0 100.21 2.34 0 0 273.05 -2.34 0 0

Other costs 143.49 80.89 59.68 62.19 154.53 126.12 120.24 41.39 -11.04 -45.23 -60.56 20.8

Total 1202.74 998.72 634.91 688.62 1223.16 1144.26 1053.27 425.05 -20.42 -145.54 -418.36 263.57

Buerjin：The changes in LA and HD are mainly due to changes in the acquisition area of cultivated land、grassland and forest.

Arable land occupation was caused by the road subprojects of Phase 1 Huancheng

Road construction (Baihulin Road - Youyifeng Road). The reason for increasing is that before LA, the red line was not finalized, and during the final construction survey 4.55mu arable land was determined to acquired.

Due to the project changes of Baihuayuan Rd, the PMO has cancelled the construction of Baihuayuan Rd; therefore the HD work on Baihuayuan Rd will be called too. Since the component in Economic Development Zone was canceled, so the grassland occupation with 101.55mu was reduced for the planed road construction.

The construction width of the water supply network increased from 4m to 10m, and then increased to 15m. The occupied area of forest and grassland increased accordingly.

In addition, the grassland compensation standard and the house demolition compensation standard of Buerjin have also changed. See Sections 4.1.1 and 4.2.1 for details. Table5-4 Land Acquisition effects list of the project Permanent LA（unit/mu） Temporary LA（unit/mu） State-ow Compon Arab Fore Grassla ned Sub-to Grassla Construct ent le st Total nd residentia tal nd ion land land land l land Road compone 0 101.55 13.29 114.84 0 0 0 0 nt Water 347.4 0 43.63 0 43.63 171.2 142 34.29 supply 9 Plann Sewage ed LA 0 72.08 0 72.08 14.49 0 74.28 88.77 treatment Refuse 0 90.23 0 90.23 0 0 0 0 disposal 436.2 Total 0 307.49 13.29 320.78 185.69 142 108.57 6 Road compone 4.55 0 9.65 14.2 0 0 0 0 nt

Actua Water 164.3 810.5 0 43.43 0 43.43 646.14 0 l LA supply 9 3 Sewage 0 127.5 0 127.5 0 0 74.28 74.28 treatment Refuse 0 86.38 0 86.38 0 0 0 0

disposal

108.5 Total 4.55 257.31 9.65 271.51 0 0 108.57 7

-327. Changing amount 4.55 -50.18 -3.64 -49.27 -185.69 -142 0 69

Habahe: The changes in LA and HD are mainly due to changes in the types and area of the acquired land.The main reasons are as follows:

When the HaBaHe County sewage component was in the stage of preparation, the land type acquired was defined as state-owned desert forestland; as detailed survey made by HaBaHe County PMO and the Grassland Supervision Institution, the land type of the location of the waste treatment plant was identified as farmers’ second-class fourth level pastures in JiaYiLeMa Habuhatan Village of HaBaHe County. Land requisition of the construction of sewage treatment engineering will be 108 mu (including administrative zones and access road area) second-class fourth level pastures In FSR, Sewage treatment engineering design covers an area of 90.3 mu. The changes of the wastewater treatment engineering construction area were the results of the non-rigorous attitude of design personnel in the feasibility study stage. Sewage treatment engineering actually occupied 108 mu second-class fourth level pastures of Habuhatan Village of JiaYiLeMa.

HaBaHe County Garbage Disposal Component is in the preparation phase. The land type of refuse collection point defined by HaBaHe County Land Bureau belongs to state-owned desert forestland. Before the project implementation, through detailed survey made by HaBaHe County PMO and the Grassland Supervision Institution, they defined the land type of location of the waste disposal plant as farmers’ second-class fourth level pastures in HaBaHe County Saerwulen Village of Saertamu. Garbage disposal component construction will take over 174 mu of second-class fourth level pastures for use, but in order to the long-term construction need, the project reserved 156.9 mu second-class fourth level pastures for the coming construction land use. Short-and-long term using land of total garbage disposal project covers an area of 330.9 mu of second-class fourth level pastures (including the construction land of garbage disposal component).

Jimunai: The increase in the compensation for attachments in LA and HD is mainly due to changes in the compensation standards for demolition in the heating projects(See

Section 4.2.3 for details). Other costs have decreased. The main reasons are as follows:

The construction of sewage treatment plant occupied 78.3mu of collective land (the level is class 3, grade 8), but for the need of long-term construction of wastewater treatment plant, after consultation with the affected persons, jimunai County PMO set aside landfill 48.3 mu grassland (class 3, grade 8)for long-term construction.

According to the requirement of Jimunai County Urban Master Plan (2013-2030),

Jimunai County ADB project management office plans to cancel the construction of

Guanghui Rd, Xingfu Street, and Caigang Street(west section of flood control Canal), the construction of Tuanjie Rd and Caigang Street (east section of flood control Canal) will be retained, and according to amount of funds to extend Guanghui Rd; due to ADB loan.

After the road construction content was changed, the northern extension of Guanghui

Road was rebuilt on the original road, which widened the width of the road. No buildings or facilities on both sides of the red line involved land acquisition and demolition activities.

However, it occupied 145.35 mu of state-owned land. There were 77.52 mu of unutilized land (natural pasture, Toptecec Town owned the land), and 67.83 mu of state-owned construction land (for the current road land);

The construction of the boiler room was cancelled. The heat supply project was changed to 7 new heat stations, and the total length of the heat pipe network was

2,5947.1m. The newly built heat exchange station occupied 1.58 acres of state-owned unused land.

Qinghe: The changes in LA and HD are mainly due to changes in the acquisition area. Before project implementation, Qinghe County PMO, and grassland supervision department by, and land resource department and forestry Council based on the eventual design, after detailed of measurement survey, and the second national land survey defined that sewage plant located in State-owned desert woodland, which occupied area for 64.35 mu, no affected population; the access road occupied grassland (class1, 66

grade3)11.19 mu, the ownership was Akelangke Village.

The project was optimized during the implementation process. Takshiken town (Ta

Town) planned to covering 25.46 mu lands for road component, the actual land occupation is 22.49 mu, 2.99 mu less.

Ta town water supply component planned to cover 5.45 mu of meadow; Actually occupied 10.22 mu, 4.77 mu more. The reason is that: in the process of consultation with pastoralists in pastoral meadow, after the planed levy place, the rest area is small and is hard to manage, the AP hopes the rest area can be required too, PMO agreed

Ta town drainage component planned to cover 52.33 mu, actually occupied 182mu grass land, 129.67mu more. The reason for the increase is that the affected people of the pastures request that all the pastures at the location of the Tacheng Wastewater

Treatment Plant be requisitioned,, the project office and the affected people have agreed to the requirements of the people affected by land acquisition in the Tacheng sewage treatment plant.

Ta town refuse disposal component planned to cover meadows 72.25mu, actually occupied 150mu grass land, 77.25mu more, The land area increased reasons were that the Qinghe County Project Office negotiated with the affected people, they reserved 77.25 mu of land for long-term construction..

The demolition area affected by the heating of the county town was reduced from 654 square meters to 550 square meters.

In addition, the grassland compensation standard and the house demolition compensation standard of Qinghe have also changed. See Sections 4.1.4 and 4.2.4 for details.

6. Resettlement Investigation on Production and Living Conditions

6.1. Resettlement for vulnerable groups

6.1.1. Survey illustration This survey looked at the living standards of migrants in production in 2017 and analysed the changes in living standards of migrants since the implementation of the project. Until December 2017, subprojects of five counties totally affect one state-owned farm, three township/town, 7 communities, 12 villages, 88 households including 462 people were affected. The sample size of the survey includes all affected residents. Table 6-1 Number of affected household and people Burjin Fuhai Habahe Jimunai Qinghe Total County Country country Country Country affected 32 0 15 1 40 88 household affected 108 0 131 6 217 462 people

6.1.2. Contents of survey

6.1.2.1 Household population

88 surveyed households includes 462 people, of whom are 9 Uygur people(1.95%),

286 Kazak, accounting for 61.90%; 167 Han people, accounting for 36.15% of the population; 274 men(59.31%), 192 women(41.56%); labors in total are 356 people, accounting for 77.06% of the total population, including 161female labors 34.85%).

Table 6-2 Composition of affected populations nationality gender labor Marital status items Tota Include: marrie singl widowe Uygur Kazak Han Male Female l female d e d Amount 9 286 167 274 192 356 161 356 100 9 （people） proportion 77. 21.6 1.95 61.90 36.15 59.31 41.56 34.85 77.06 1.95 （%） 06 5

6.1.2.2 Family income change

Table 6-3 is the changes of the structure of the per capita income of the affected

residents from the first monitoring(baseline data monitoring) to fifth monitoring.From the table, we can see that the average income per capita of the project has increased gradually during the 5 years, and the amount has increased from 9844 yuan per person in the first time monitoring(baseline data monitoring) to 16276 yuan/person in the fifth monitoring, increased by 7432 yuan, the increase rate is 75.50%.Among them, the increase of work income and animal husbandry income are obvious, indicating that the income of the affected residents is more stable, and has not changed greatly due to the interference of the project construction. At the same time, business income has also increased significantly, indicating that, after the increase in income, the residents' ability to improve their living standards through independent entrepreneurship has increased.

Table 6-3 Income composition First monitoring Second Third Fourth Fifth (Baseline data monitoring monitoring monitoring monitoring monitoring) Items Amo Amo Amo Amo prop prop prop prop Amoun proport unt unt unt unt ortio ortio ortio ortio t /Yuan ion /% /Yua /Yua /Yua /Yua n /% n /% n /% n /% n n n n Agricul tural 1022 10.38 1119 9.47 1165 8.71 1291 8.58 1274 7.83 incom e Breedi ng 2576 26.17 3285 27.80 3570 26.68 3867 25.71 4187 25.72 stocks Outsid e 1755 17.83 1803 15.26 2239 16.74 2515 16.72 2483 15.26 workin g Busine ss 929 9.43 3053 25.84 1316 9.84 1538 10.22 1747 10.73 runnin g Wages 3417 34.71 2366 20.02 4902 36.64 5616 37.34 6205 38.12 Other incom 145 1.47 192 1.62 188 1.40 215 1.43 379 2.33 e 100.0 Total 9844 100 11818 100 13380 100 15041 16276 100 0

Note: The baseline data monitoring is the first monitoring .

6.1.2.3Changes in household income and expenditure

Production is the guarantee of living. Table 6-4 is the expenditure structure table of

the affected residents. From the table, we can see that, in terms of productive expenditure, there has been a significant increase in operating expenses and grassland expenses.

Combined with the content of table 6-3, we can see that the increase of residents' productive expenditure has contributed to the increase of livestock income and business income. It also shows that the productive capacity of the population has not been reduced due to the impact of the project, providing a guarantee for the improvement of living standards.In terms of living expenses, living expenses, heating costs and clothing expenses have increased to some extent, indicating that the increase of income has promoted the improvement of material living standard to some extent, and at the same time, the quality of life has also been improved.

Table 6-4 expenditure comparison First monitoring Second Third Fourth Fifth (Baseline monitorin monitoring monitoring monitoring data g monitoring) Items A Amo Am Am Am propo mo prop prop prop prop unt ount ount ount rtion unt ortio ortio ortio ortio /Yua /Yua /Yua /Yua /% /Yu n /% n /% n /% n /% n n n n an Agricult 674 8.45 687 8.03 704 6.84 741 6.32 757 6.03 ural cost Prod Busines uctiv 404 5.07 418 4.88 481 4.67 663 5.66 756 6.02 s cost e Stock expe breedin 552 6.92 701 8.20 759 7.36 817 6.97 849 6.76 nditu g cost re 180 Subtotal 1630 20.44 21 1944 18.87 2222 18.94 2363 18.81 6 Water 49 0.61 55 0.64 55 0.53 57 0.49 57 0.46 fee Electric Liveli 168 2.11 210 2.46 212 2.06 225 1.92 231 1.84 fee hood Waste expe 5 0.07 7 0.08 7 0.06 8 0.06 8 0.06 charges nditu Heating 541 6.79 647 7.56 692 6.72 758 6.46 839 6.68 re Life 294 expense 2484 31.15 34.42 3434 33.33 4148 35.36 4660 37.09 5 s

clothes 625 7.84 760 8.88 871 8.46 1036 8.83 1053 8.38 commun 365 4.58 449 5.24 517 5.01 576 4.91 604 4.81 ications educatio 479 6.00 632 7.38 626 6.08 646 5.51 651 5.18 n Medical 482 6.05 496 5.80 489 4.75 507 4.32 518 4.12 transpor 261 3.27 244 2.85 269 2.61 294 2.51 308 2.45 tation Other 114 expense 884 11.08 13.43 1186 11.51 1252 10.68 1271 10.12 9 s Sub-tota 759 1020 6344 79.56 89 8357 81.13 9508 81.06 81.19 l 3 1 Annual 855 100.0 1030 100.0 1173 100.0 1256 100.0 expenditure in 7974 100.00 6 1 1 0 0 0 4 0 total

Note: The baseline data monitoring is the first monitoring .

6.1.2.4 Analysis of family income and expenditure

Table 6-5 is the table of changes of the net income (per capita net income = per capita income - productive expenditure) for the affected residents from the first monitoring to the fifth monitored. From the table, we can see that the per capita net income of residents increased from 8214 yuan to 13913 yuan, increased by 5699 yuan, the increase rate is 67.75%, indicating that the level of production and living of households affected by land acquisition and demolition has not been reduced by the impact of the project, but on the contrary, it has been greatly improved, which indicates that the implementation of the compensation and resettlement measures has played a role in promoting the improvement of the living standard of the residents.

Table 6-5 per capita net income change table First monitoring Second Third Fourth Fifth Item (baseline data monitoring monitoring monitoring monitoring monitoring) Pure income (yuan / person / 8214 10012 11436 12819 13913 year)

6.2. Interview

6.2.1. Contents of interview 71

1） Burjin County

Interviewees：Wang Yuhua

Interview place：Home

Affected type：Demolition

Is it low?：No

Basic situation of the family：Wang Yuhua is 50 years old, her husband died, her son is 27 years old and married.

Present situation of production and life：Wang Yuhua and his daughter-in-law have no fixed work, and their income comes from growing vegetables and doing odd jobs.Farming income in 2017 is 28 thousand yuan. Monthly income of odd jobs is about 2500 yuan, and the annual income of odd jobs is about 20 thousand yuan.her son is now working at the urban management team, his income is 2500 yuan / month.

75 m2 of their house was levied , the compensation is 508 thousand, they used 200 thousand yuan of the compensation to purchase a new 110m2 house. They received

38 thousand yuan subsidy for the purchase of the new house. Living expenses are mainly the daily expenses of food and clothing and heating.

2） Habahe country

Interviewees：Bai Yan

Interview place：Telephone interview

Affected type：Land expropriation and demolition

Is it low?：No

Basic situation of the family：Bai Yan is 44 years old, family staff includes her and her son, Bai Yan is now a member of the management team of the construction bureau of the city, Her son 19 years old, schooling at another city.

Present situation of production and life：Bai Yan is the wife of the former worker Li Hua (who died).she received a 82m2 house as compensate for the land expropriation and demolition, and was membered in the management team of the construction bureau of the city to support her life. Her monthly income is now

2300yuan. Before the Land acquisition and demolition, her residential house is in the

cottage, the living condition and the surrounding environment is poor, The sources of income are mainly farming and odd jobs. she once had 20 acres of arable land, the main crop is wheat or corn, a year's net income was around 20,000 yuan. After the land expropriation and demolition, she and her son moved to the newly constructed building, her living conditions improved a lot accordingly, and her work is now more stable and not so tiring. and her wages have been raised in 2017. Household expenditure mainly includes educational expenses, living expenses, heating and clothing expenditure.

3） Jimunai Country

Interviewees：Geaiban·Abudula

Interview place：Telephone interview

Affected type：Land expropriation and demolition

Is it low?：No

Basic situation of the family：Geaiban·Abudula，family members is 6, the eldest son has been married. He has a son, but still preschool children. the youngest son has not yet married. All the family members are Kazakh.

Present situation of production and life：Geaiban·Abudula lives in Hara Heller Village, affected by the project of the garbage disposal plant, 277.7 mu grassland was levied, and a 180m2 temporary housing is removed. In 2011,he received 306.50 thousand yuan for the compensation of the levied grassland. In June 2012,Jimunai

County Construction Bureau constructed new house and sheepfold using material better than before, and dig a large reservoir to improve water drinking in winter for

Geaiban·Abudula.

All members in Arataib’s have no regular jobs and their income mainly comes from grazing and odd jobs. The grazing income in 2017 was around 30,000. The income of two sons and their daughters-in-law for one month was about 3,500 yuan, and the annual income was about 25,000 yuan. Household expenses mainly depend on heating, buying fodder and daily living expenses. Araupa·Abdallah said that the land expropriation did not affect their income because they still had other pasture,

and he was very satisfied with the resettlement and compensation

4） Qinghe Country

Interviewees：Qian Wanwei

Interview place：Home

Affected type：Demolition

Is it low?：No

Basic situation of the family：Qian Wanwei, with 4 family members, his wife,

son, and daughter all of them are han nationality.

Present situation of production and life：The HD area for 3000m2, got the

compensation of 150,000yuan, Qian Wanwei has a house in Urumqi. His wife, son

and daughter live in Urumqi. He rented a house and lived in Ta town. His wife have no

job, and his daughter and son are in high school and primary school in Urumqi. Qian

Wanwei works in a property company belong to the Trade City in Ta town. His salary

is 4500 yuan/month. Qian Wanwei has four sets of storefronts in the town of Ta,

which is now rented, with a monthly rent of 1200-1500 yuan per store. Qian Wanwei

said his work was so tiring as before, and the living of his family has been greatly

improved after the demolition compensation, and is very satisfied with the

compensation.

6.2.2. Assessment of interview

Through interviews with typical households, we found that all the affected households were properly compensated and properly resettled, and they were all satisfied with the resettlement and compensation and also had a positive supportive attitude to the project.

At the same time, benefiting from reasonable resettlement and compensation, the basic living standards of all the affected households have not decreased, on the contrary, they have been improved in varying degrees.

7. Public Participation, Grievance and Appeals

7.1. Public Participation

In project design and planning phase, each county PMO organized the design institution to conduct public consultations, mainly including grassland compensation rate, as well as HD and RP; disclosing issues and resolutions happened implementation; listening to the opinions of affected people; publicizing compensation rate, complaints and appeals procedures, etc. to learn more about project implementation and livelihood recovery. Public participation and details are shown in the table 7-1.

Table 7-1 Public participation overview Buerjin County No. Purpose Mode Time Agency Participant Topic Disclosure of the RP Publication of compensation rates and 1 Distribution of RIB 2010.1 Burqin PMO Affected people or RIB means of appeal 2 Disclosure of the RP ADB website 2010.8 Village, community Affected people Disclosure of the Announcement on the land area, bulletin board and 3 announcement of 2011.7 Burqin PMO compensation standard and the way of villagers/residents LA resettlement meeting. Announcement of Affected people compensation and Village bulletin board Buerjin PMO and Street/ 4 2011.8-2011.10 Compensation fee and way of payment resettlement and villagers' meeting. village cadres scheme for LA Affected people To re-check and confirm final affect, the Re-check on LA Buerjin PMO and Street/ occupied land for resettlement and table 5 Field survey 2012.4-2012.7 DMS village cadres on their lost, prepare contract about compensation Village bulletin board Buerjin PMO and Street/ Affected people Announcement on the LA area, 6 Disclosure of HD 2013.5 and villagers' meeting village cadres compensation fee and way of payment Disclosure of Village bulletin board Buerjin PMO and Street/ Affected people 7 2013.6-2013.7 Compensation fee and way of payment resettlement plan and villagers' meeting village cadres Buerjin PMO and Street/ Affected people To re-check and confirm final affect, the Re-check on house Workshop and occupied land for resettlement and table 8 2013.8-2013.10 village cadres DMS Interview on their lost, prepare contract about compensation Confirm the living Buerjin PMO and Street/ Affected people Discuss the final restoration plan and the 9 The villagers meeting 2011.5 restoration plan village cadres use of compensation fee To inform the Buerjin PMO and Street/ Affected people Inform the compensation and payment 10 compensation fee The villagers meeting 2011.5-2013.10 village cadres date and date of payment

Buerjin PMO and Street/ To understand the implementation of the Monitoring on 11 Family Visiting 2013.1 Random selection immigration plan and the recovery of the affected people village cadres affected people The primary design was approved in August 11, 2011 by the autonomous, the project of reconstruction for 2 road engineering laying, bilateral pavement of To get to know the asphalt layer soil base flat rolling has Staffs of PMO, project schedule Workshop and been completed the construction of 12 2012.1.23 Buerjin PMO and BCA members of external and the actual area Interview ancillary facilities have yet to begin, the monitoring agency of the project. construction of water treatment works have been done between the treatment and the factory main body construction. Other subprojects have yet to start construction To get to know the actual DMS, arrangement and PMO, staffs of relevant PMO, BCA, LRB, LA office, To ensure the actual DMS of the water schedule on LA, Workshop and bureau and members of 14 2012.1.23 Supervision of the prairie supply project and the compensation compensation Interview external monitoring and relevant apartment standard for land expropriation standard and agency Vulnerable group salvage To get to know the concrete practice of To get to know the PMO, members of the compensation and resettlement of the Workshop and 15 overall effect of 2012.1.24 Buerjin PMO and BCA external monitoring family number and land expropriation Interview about cadres each subproject agency compensation for road construction projects affected by the project To get to know the PMO, affected people, To get to know the complaints and the effect on local Workshop and Buerjin PMO, BCA, Street 16 2012.1.24 members of external payment of the compensation of the residents about the Questionnaire survey Office and Communities monitoring agency residents affected by the project construction Compensation and Meetings and Project office, grassland PMO, affected people, The relevant compensation and 17 2012.1.25 resettlement Workshop supervision station, street members of external resettlement funds and distribution are

expense verification office/village, monitoring agency further verified and distribution community/village Complete the Affected people assessment report Burqin county LA center, 18 of Shuanghubei Field survey 41306 Disclosure of compensation standards PMO road and Yueliangwan road Completion of Affected people compensation agreement signing Meetings and April 4, 2013 to Burqin county LA center, Agree on the compensation plan and sign 19 and expense Workshop February 17, 2014 PMO the compensation agreement compensation (a total of 9 HHs in Shuanghubeo road) Water supply Affected people pipeline network, water supply pump Buerjin grassland station, Meetings and Agree on the compensation plan and sign 20 room, refuse landfill, 41791 Burqin county Housing Workshop the compensation agreement management area, Authority sewage treatment plant compensation Survey on the living Burqin county Housing Affected people To learn the APs living condition and Authority, Meilifeng recovery of the recovery 21 Family visiting 2014.1 community, Youyifeng affected people community, Baibushan community Survey on the living Burqin county Housing Affected people To learn the APs living condition and Authority, Shenhu 22 recovery of the Family visiting 2015.2-3 recovery community, Jinhe affected people community Burqin county Housing Affected people To learn the APs living condition and Survey on the living Authority, Meilifeng 23 recovery of the Family visiting 2014.1 recovery community, Youyifeng affected people community, Baibushan

community

Burqin county Housing Affected people Survey on the living Authority, Shenhu To learn the APs living condition and 24 recovery of the Family visiting 2015.2-3 community, Jinhe recovery affected people community Consolation on the Affected people increased grassland Filed survey and Negotiation on the standard and area of 25 2015.1 Eerqisi village area of the pipeline meetings grassland construction Habahe County No. Purpose Mode Time Agency Participant Topic Disclosure of the RP Affected people Publicize the compensation standards, 1 Distribution of RIB 2010.1 Habahe County PMO or RIB complaints channels and so on 2 Disclosure of the RP ADB website 2010.8 Affected people Disclosure of the Affected people Announcement on the land area, Village bulletin board 3 announcement of 2011.5 Habahe County PMO compensation standard and the way of and villagers' meeting LA resettlement 2013.1 (refuse Habahe County PMO, Affected people Announcement on Village bulletin board disposal project), grassland supervision Announcement on the location, area and 4 the acquisition of and villagers' meeting 2012.10 (sewage institute, township, village grade and so on about the grassland grassland treatment project) cadres Habahe County PMO and Affected people Land compensation Village bulletin board the streets, village cadres, 5 and resettlement 2011.3-2011.10 Compensation and payment methods. and villagers' meeting the leader of the plan announcement state-owned farmlands 2013.2 (refuse Habahe County PMO, Affected people Compensation Village bulletin board disposal project), grassland supervision Grassland compensation and payment 6 payment notice for and villagers' meeting 2012.11 (sewage institute, township, village method. grassland treatment project) cadres 7 Affected people To re-check and determine the final DMS Habahe Coounty PMO and Re-check on DMS Filed survey 2011.7-2013.4 8 the streets, village cadres A detailed list of occupied land and lost assets caused by resettlement

9 Prepare the contract of the compensation agreement 2013.1 (refuse Habahe County PMO, Affected people To re-check and confirm final affect, the Re-check on DMS disposal project), grassland supervision area and class about the acquired 10 for acquired Filed survey 2012.10 (sewage institute, township, village grassland prepare contract about grassland treatment project) cadres compensation Villagers' meeting Habahe County PMO and Affected people To determine the Discuss the final restoration plan and the 11 2011.7 the streets, the leader of restoration plan use of compensation fees the state-owned farmlands To tell the Villagers' meeting Habahe County PMO and Affected people Inform the compensation and payment 12 compensation fee 2011.7 the streets, the leader of date and date of payment the state-owned farmlands 2013.3 (refuse Habahe County PMO, Affected people To inform the Meeting of affected disposal project), grassland supervision Inform the compensation and payment 13 compensation fee people 2012.10 (sewage institute, township, village date and date of payment treatment project) cadres Family visiting Habahe County PMO and To get to know the implementation of the Monitoring on the streets, village cadres, 14 2011.12 Random selection resettlement plan and the restoration plan affected people the leader of the of the affected people. state-owned farmlands Family visiting Habahe County PMO, To get to know the implementation of the Monitoring on township, village cadres 15 2013.1 Affected people resettlement plan and the restoration plan affected people and external monitoring of the affected people agency The primary design was approved in August 2011, newly 5 roads have been paved with asphalt pavement, and the To get to know the two sides of humanity road, PMO staffs, external project schedule Workshop and Habahe County PMO and non-motorized roadway, are rolled. The 16 2011.1.28 monitoring team and the actual area Interview BCA water supply, drainage and heat supply members. of the project. network of the new roads in the north district of the county were laid and buried. The civil engineering project in the north district of the county was completed;

Waste disposal and sewage treatment subprojects have not yet started construction To get to know the Workshop and actual DMS, Interview arrangement and PMO staff, relevant PMO, BCA, grassland schedule on LA, office staff, external To determine the actual DMS of each 17 2011.1.29 supervision office, LRB, LA compensation monitoring team subproject and LA standard office, related units standard and members Vulnerable group resettlement Workshop and The factory director of To get to know the the state-owned The resettlement area has been partially overall affect on Interview about cadres Hbahe County BCA and farmlands, PMO staffs completed, and to get to know the 18 the construction to 2011.1.29 PMO and members of the concrete practice of resettlement plan the state-owned external monitoring and HHs because of the road hypothesis farmlands team. The PMO, the To get to know the complaints of representative of the residents or resettlement affected by the To get to know the affected people, the Hbahe County PMO, BCA project, the economic situation of typical effect on local Workshop and women's 19 2011.1.30 and the state-owned households, the satisfaction level of residents about the Questionnaire survey representatives, and farmlands garbage collection and construction site construction the members of the health, and the distribution of external monitoring compensation team The demolition compensation and resettlement PMO, Habahe County PMO, relevant unit expense relocation office, real estate To further verified the relevant Workshop and staff, external 20 verification, the 2011.2.1 appraisal company, compensation fees and resettlement Interview monitoring team settlement housing construction unit, about the affected people members. community general etc. situation understanding

Habahe County PMO, Affected people Announcement on Village bulletin board grassland supervision Announcement on the location of pasture 21 the acquisition of 2013.1 and villagers' meeting institute, township, village and area grassland cadres Habahe County PMO and Affected people Announcement on Village bulletin board the streets, village cadress Calculation method of compensation 22 the compensation 2013.1 and villagers' meeting and the leaders of the standard and compensation cost for LA state-owned farmlands Habahe PMO, grassland Affected people Re-check on DMS To re-check the final occupied grassland supervision institute, 23 for acquired Filed survey 2013.1 area and grade, prepare a compensation township and village grassland agreement cadres Inform the Village bulletin board Habahe PMO, grassland Affected people compensation for supervision institute, Inform the compensation and payment 24 and villagers' meeting 2013.3 the grassland and township and village date payment date. cadres Inform the Village bulletin board Habahe PMO, grassland Sign compensation agreement, issue grassland 25 and villagers' meeting 2013.4 supervision institute, Affected herdsman grass certificate compensation, seek compensation affected herdsman compensation satisfaction payment Monitoring on Family visiting Staffs of the Understand the livelihood of the affected 26 2013.12 Habahe county PMO affected people state-owned farmlands person, etc. Monitoring on Family visiting Habahe County PMO and To understand the livelihood recovery of 27 2014.7 Affected herdsman affected people external monitoring agency herdsmen Family visiting Learn about compensation placement, Monitoring on 28 2014.8 Habahe county PMO Affected herdsman ask for compensation advice and advice, affected people and ask for compensation satisfaction Listening to the residents' Suggestions on Habahe County PMO, Waste placement the disposal of garbage cans and Wenhuabei community, Residents of 29 and water price Workshop 2014.12 garbage houses, and provide information Jiefangzhonglu community community consultation about the access method and water price and Xingfubei community of the water pipes to residents

Habahe County PMO, To understand the life difficulties and Monitoring on Wenhuabei community, 30 Family visiting 2015.1-2 LA affected residents livelihood recovery of the affected affected people Jiefangzhonglu community persons and Xingfubei community Jimunai County No. Purpose Mode Time Agency Participant Topic Disclosure of the RP Affected people Publicize the compensation standards, 1 Distribution of RIB 2010.1 Jimunai PMO or RIB complaints channels and so on 2 Disclosure of the RP ADB website 2010.8 Affected people Disclosure of the Affected people Announcement on the land area, Village bulletin board 3 announcement of 2011.7 Jimunai PMO compensation standard and the way of and villagers' meeting LA resettlement Announcement of Affected people compensation and Village bulletin board Jimunai PMO and the 4 resettlement 2011.7-2013.10 Compensation and payment methods and villagers' meeting streets, village cadres scheme for land expropriation Affected people To re-check and confirm final affect, the Jimunai PMO and the occupied land for resettlement and table 5 Re-check on LA Filed survey 2011.9-2013.10 streets, village cadres on their lost, prepare contract about compensation Affected people Announcement on the land area, Announcement of Village bulletin board Jimunai PMO and the 6 2013.5 compensation standard and the way of HD and villagers' meeting streets, village cadres resettlement Announcement of Jimunai PMO and the Affected people Village bulletin board 7 HD compensation 2013.6-2013.7 Compensation and payment methods and villagers' meeting streets resettlement plan Jimunai PMO and the Affected people To re-check and confirm final affect, the Re-check on house occupied land for resettlement and table 8 Filed survey 2013.8-2013.10 streets, village cadres DMS on their lost, prepare contract about compensation To determine the Villagers' meeting Jimunai PMO and the Affected people Discuss the final restoration plan and the 9 2011.5 restoration plan use of compensation fees

streets, village cadres

Inform the Villagers' meeting Jimunai PMO and the Affected people Inform the compensation and payment 10 compensation and 2011.5-2013.10 streets, village cadres date payment date. Jimunai PMO and the To get to know the implementation of the Monitoring on the 11 Family visiting 2013.1 Random selection resettlement plan and the restoration of affected people streets, village cadres the affected people The landfill area of civil and administrative offices of civil engineering had To get to know the completed, access road soil base flat PMO staffs and project schedule Workshop and rolling has been completed, supporting 12 2013.1.14 Jimunai PMO and the BCA external monitoring and the actual area Interview road lighting, greening and other team members of the project infrastructure construction has not started. The garbage dump occupies 277.7 mu of third-grade grassland To get to know the PMO staffs, the actual DMS, Jimenai PMO, BCA, grassland supervision arrangement and Workshop and To determine the actual DMS of refuse 13 2013.1.14 grassland supervision, LA office and the LA staff, schedule on LA, Interview subproject and LA standard office the external monitoring compensation team members standard Members of To get to know the communities, village PMO, BCA, the streets To get to know the complaints and effect on local Workshop and committees, project 14 2013.1.15-16 office, communities and compensation of the residents or residents about the Interview offices, affected affected HHs immigrants affected by the project construction persons and external monitoring teams. To get to know the PMO staffs, the LA compensation PMO, LA office, grassland grassland supervision Workshop and Further verification of the relevant 15 fee and the 2013.1.17 supervision institute and office and the LA staff, Interview compensation funds resettlement BCA the external monitoring communities team members

Affected people Announcement on the land area, Announcement of Village bulletin board Jimunai PMO and the 16 2013.5 compensation standard and the way of HD and villagers' meeting streets, village cadres resettlement Announcement of Affected people Village bulletin board Jimunai PMO and the 17 LA compensation 2013.6-2013.7 Compensation and payment methods and villagers' meeting streets, village cadres resettlement plan Affected people To re-check and confirm final affect, the Re-check on house Jimunai PMO and the occupied land for resettlement and table 18 Filed survey 2013.8-2013.10 DMS streets, village cadres on their lost, prepare contract about compensation Inform the Affected people Jimunai PMO and the Inform the compensation and payment 19 compensation and Villagers' meeting 2011.5-2013.10 streets, village cadres date payment date. To get to know the implementation of the Monitoring on Jimunai PMO and the 20 Family visiting 2013.1 Random selection resettlement plan and the restoration of affected people streets, village cadres the affected people. PMO, Border economic PMO, Border economic Land compensation cooperation zone and 21 Meeting 2014.12.15 cooperation zone and Ways of compensation of occupied land consultation. leader of Tuoputiereke township Tuoputiereke township PMO, Border economic PMO, Border economic Land compensation cooperation zone and 22 Meeting 2014.12.19 cooperation zone and Sign the contract of occupied land consultation. leader of Tuoputiereke township Tuoputiereke township Qinghe County No. Purpose Mode Time Agency Participant Topic Disclosure of the RP or Affected people Publicize the compensation standards, 1 Distribution of RIB 2010.1 Qinghe County PMO RIB complaints channels and so on 2 Disclosure of the RP ADB website 2010.1 Affected people Water Village bulletin Affected people Affected people LA The area of grassland acquisition and the 3 supply board and 2013.3 announcement compensation standard of villagers' meeting

county Re-check on Affected people Affected people To re-check and confirm final affect, the DMS for occupied grassland for resettlement and 4 Filed survey 2013.3 acquired table on their lost, prepare contract about grassland compensation Determine Affected people Affected people Discuss the final compensation plan and 5 compensation Villagers' meeting 2013.4 the use of the compensation fee. plan To inform the Affected people Affected people compensation Inform the compensation and payment 6 Villagers' meeting 2013.4 fee and date of date. payment Village bulletin Affected people Affected people HD 7 board and 2013.12 Announcement of LA and area announcement villagers' meeting Affected people Affected people To re-check and confirm final affect, the Re-check on occupied grassland for resettlement and 8 Filed survey 2013.12 house DMS table on their lost, prepare contract about Heating compensation of Determine Affected people Affected people county Discuss the final compensation plan and 9 compensation Villagers' meeting 2014.1 the use of the compensation fee. plan To inform the Affected people Affected people compensation Inform the compensation and payment 10 Villagers' meeting 2014.3 fee and date of date. payment Village bulletin Affected people Affected people LA The area of grassland acquisition and the 11 board and 2014.2 announcement compensation standard County villagers' meeting garbag Re-check on Affected people Affected people To re-check and confirm final affect, the e DMS for occupied grassland for resettlement and 12 Filed survey 2014.3 disposa acquired table on their lost, prepare contract about l grassland compensation Determine Affected people Affected people Discuss the final compensation plan and 13 Villagers' meeting 2014.3 compensation the use of the compensation fee.

plan

To inform the Affected people Affected people compensation Inform the compensation and payment 14 Villagers' meeting 2014.4 fee and date of date. payment Village bulletin Affected people Affected people LA The area of grassland acquisition and the 15 board and 2014.2 announcement compensation standard villagers' meeting Re-check on Affected people Affected people To re-check and confirm final affect, the DMS for occupied grassland for resettlement and 16 County Filed survey 2014.3 acquired table on their lost, prepare contract about garbag grassland compensation e Determine Affected people Affected people disposa Discuss the final compensation plan and 17 compensation Villagers' meeting 2014.3 l the use of the compensation fee. plan To inform the Affected people Affected people compensation Inform the compensation and payment 18 Villagers' meeting 2014.4 fee and date of date. payment Village bulletin Affected people Affected people LA The area of grassland acquisition and the 19 board and 2014.2 announcement compensation standard villagers' meeting Re-check on Affected people Affected people To re-check and confirm final affect, the DMS for occupied grassland for resettlement and 20 Water Filed survey 2014.3 acquired table on their lost, prepare contract about supply grassland compensation of Ta Determine Affected people Affected people townshi Discuss the final compensation plan and 21 compensation Villagers' meeting 2014.3 p the use of the compensation fee. plan To inform the Affected people Affected people compensation Inform the compensation and payment 22 Villagers' meeting 2014.4 fee and date of date. payment

Village bulletin Affected people Affected people LA The area of grassland acquisition and the 23 board and 2014.2 announcement compensation standard villagers' meeting Re-chck on Affected people Affected people To re-check and confirm final affect, the DMS for occupied grassland for resettlement and 24 Drainag Filed survey 2014.3 acquired table on their lost, prepare contract about e of grassland compensation Ta Determine Affected people Affected people townshi Discuss the final compensation plan and 25 compensation Villagers' meeting 2014.3 p the use of the compensation fee. plan To inform the Affected people Affected people compensation Inform the compensation and payment 26 Villagers' meeting 2014.4 fee and date of date. payment Village bulletin Affected people Affected people LA and HD Announcement of LA, area and 27 board and 2014.2 announcement acquisition area of grassland villagers' meeting Affected people Affected people To re-check and confirm final affect, the Re-check on occupied land for resettlement and table 28 Filed survey 2014.3 DMS on their lost, prepare contract about Ta compensation townshi Determine Affected people Affected people p road Discuss the final compensation plan and 29 compensation Villagers' meeting 2014.3 the use of the compensation fee. plan To inform the Affected people Affected people compensation Inform the compensation and payment 30 Villagers' meeting 2014.4 fee and date of date. payment To get to know the implementation of the Monitoring on the Qinghe county PMO and 31 Family visiting 2011.12-2015.12 Random selection resettlement plan and the restoration of affected people street and village cadres the affected people. Qinghe county PMO, To get to know the implementation of the Monitoring on the 32 Family visiting 2013.1-2015.12 township, village cadres Affected people resettlement plan and the restoration of affected people and external monitoring the affected people.

agency The primary design was approved in Aug. 2011. The water supply project of the county has completed the construction of To get to know the project PMO staff and external the water purification plant of the water Workshop and Qinghe County PMO and 33 schedule and the actual 2013.10.23 monitoring team supply plant and the construction of the Interview BCA area of the project. members main civil engineering of the factory. Other subprojects have not yet commenced and are being investigated and consulted in detail. To get to know the actual PMO, BCA, grassland PMO staff, relevant unit DMS, arrangement and Workshop and supervision institute, land staff, external To determine the actual DMS of each 34 2013.10.24 schedule on LA, Interview bureau, LA office, related monitoring team subproject and LA standard compensation standard units members To get to know the amount of affected Workshop and Project office staff, To get to know the overall Qinghe County BCA and HHs of each subprojects and concrete 35 Interview about 2013.10.25 external monitoring effect of each subproject PMO practice of land acquisition compensation cadres team members and resettlement To get to know the complaints of PMO staff, the affected To get to know the effect Workshop and residents or resettlement affected by the Qinghe County BCA and people and external 36 on local residents about Questionnaire 2013.10.25 project, the economic situation of typical PMO monitoring team the construction survey households, and the payment of members compensation PMO staff, relevant unit Verification of Workshop and PMO, Qinghe County LA staff, external Verifying of the relevant compensation 37 2013.10.26 resettlement expenses Interview office and other units monitoring team and resettlement funds members.

7.2. Complaints and Appeal

To deal with issues in time and ensure smooth implementation of project construction and LA, PMO established a transparent and effective complaints and appeal channel, and the basic means of appeal is as follows:

Stage 1: If any displaced person is dissatisfied with the RP, he/she can report this to village/community committee orally or in writing. In case of an oral appeal, the village/community committee shall make a disposition and keep written records. Such appeal should be solved within 2 weeks;

Stage 2: If the displaced person is dissatisfied with the disposition of Stage 1, he/she may file an appeal to the township government/urban district office after receiving such disposition, which shall make a disposition within 2 weeks;

Stage 3: If the displaced person is dissatisfied with the disposition of Stage 2, he/she may file an appeal to the Each County’s Land and Resources Bureau (QCLRB) / House

Demolition Management Office (HDMO) after receiving such disposition, which shall make a disposition within 30 days;

Stage 4: If the displaced person is still dissatisfied with the disposition of Stage 3, he/she may apply for administrative reconsideration with the Each County’s PMO or file an administrative action in the county people’s court in accordance with the Civil

Procedure Law of the PRC after receiving such disposition.

Stage 5: Populations affected by the project can also appeal to the ADB Project Team.

If good faith efforts have been made and people are still dissatisfied and believe harm has been caused due to non-compliance with ADB’s policies, they may appeal to ADB’s

Accountability Mechanism.

Website is: www.adb.org/Accountability-Mechanism/

Displaced persons may file an appeal on any aspect of resettlement, including compensation rates, etc. The above means of appeal, and the names, locations, persons

responsible and telephone numbers of the appeal accepting agencies will be communicated to the displaced persons at a meeting, through an announcement or the

RIB, so that the displaced persons know their right of appeal. Mass media will be used to strengthen publicity and reportage, and comments and suggestions on resettlement from all parties concerned will be compiled into messages for disposition by the resettlement organization at all levels.

Appeal procedures in detail see figure 7-1.

Figure 7-1 Appeal procedures

As the preparatory work is meticulous and a large number of public participation activities had been organized, there isn’t any complain of appeals so far.

8. Organizations

8.1. Settings of Organizations

During project implementation, the agencies that plan, manage, implement and monitor resettlement activities of the Project include:

1. Each County Leading Group for the Promotion of the ADB-financed Road Reconstruction and Expansion Project (County Leading Group for short)

2. Each County ADB-financed Project Management Office (executing agency, County PMO for short)

3. Each Construction Bureau

4. Each County Land Resources Bureau

5. Each County Housed Demolition Office

6. Each County Forestry Bureau

7. Each County Grassland Supervising Bureau

8. Design Institut

Figure 8-1 Burqin Resettlement organizational chart

Table 8-1 Burqin PMO staff

No Agency Name Post Tel Burqin County Liu yanrong Cadres 0906-6530773 Finance Bureau Burqin County Development and Zhao Shuyong Cadres 0906-6524396 Reform Commission Burqin construction Wang Xinjun Deputy Secretary 0906-6527967 bureau Burqin construction Kui Wenhui Planning Director 0906-6521010 bureau Buerjin Burqin construction County Cao Yulin PMO Director 0906-6529785 bureau Burqin construction Ma Jian Cadres 0906-6529785 bureau Burqin construction Zhu Cui Cadres 0906-6529785 bureau Burqin construction Cao Liping Accountant 0906-6527800 bureau Burqin construction Ayiding Cadres 0906-6529785 bureau Fuhai County Zhao Jian Deputy Secretary 0906-3685782 construction bureau Fuhai County Li Hongwei PMO Director 0906-3685782 construction bureau Fuhai County Cai Xinling Clerk 0906-3685782 Fuhai construction bureau County Fuhai County Ye Hua Accountant 0906-3685782 construction bureau Fuhai County Munila Clerk 0906-3685782 construction bureau Fuhai County Fan Xiaoqun Clerk 0906-3685782 construction bureau Habahe County CB Dong Jianhu Director CB 9066-623015 Chief of finance Habahe County FB Cui Yuping 9066-626151 department Habahe Habahe County CB Wang Qinghua Accountant 9066-623015 County Habahe County CB Chen Xinghong Cadres 9066-623015 Habahe County DRC Xu Kunpeng Cadres 9066-628322 Habahe County CB Nuershala Cadres 9066-623015 Jimunai County Xu Liying Cadres 0906-6185517 Finance Bureau Jimunai Jimunai County DRC Ren Ruqun Cadres 0906-6182337 County Jimunai County Wang Biao Leader 0906-6184386 construction bureau Jimunai County Zhou Yuanliang Director 0906-6186012

construction bureau Jimunai County Wu Yun Cadres 0906-6186012 construction bureau Jimunai County Wang Juan Cadres 0906-6186012 construction bureau Jimunai County Xu Kai Accountant 0906-6186012 construction bureau Jimunai County Nurjiang Cadres 0906-6186012 construction bureau Qinghe County Wang Dongliang Cadres 0906-8821092 Finance Bureau Qinghe County Development and Sun Long Cadres 0906-8822106 Reform Commission Qinghe construction Li Yan Deputy Secretary 0906-8823483 bureau Qinghe construction Yin Yayun Cadres 0906-8824235 bureau Qinghe Qinghe construction County Tan Tingting Cadres 0906-8824235 bureau Qinghe construction Hu Xiaolei Cadres 0906-8824235 bureau Qinghe construction A Yiheng Cadres 0906-8824235 bureau Qinghe construction Song Shaorui Accountant 0906-8826086 bureau Qinghe construction Yang Xinqing Accountant 0906-8826086 bureau

8.2. Evaluation of Organization Ability

In the process of project implementation, a set of organizations from top to bottom has been set up for planning, coordinating and monitoring for the immigration plan. The main responsibility is to strengthen the management of engineering projects, take charge of design of this project resettlement policy and to organize and coordinate relationship with all levels of immigration agency. Leading group consists of office, dealing with daily affairs; the office located in the Burqin County Construction Bureau. This monitoring found that the project units mainly adopted the following measures for the ability construction of immigration agency:

（1）The priority is to satisfy the technical personnel of immigration agencies, equipped with administrative personnel, strengthen the training of the professional quality and management level

（2）Organize the major staff of institutions at all levels to conduct business training, understand the immigration policy and the requirements of ADB in our country, and improve the ability of handling service quality and policy;

（3）To strengthen information feedback in order to make two-way information flow from top to bottom;

（4）To strengthen the internal responsibility system for the monitoring, solve problems after found, and establish early warning system for relevant risk.

9 Conclusion 1）Project impact: Subprojects of five counties totally affect one state-owned farm, three township/town, 7 communities, 12 villages, 1080.07 mu collective land, permanently acquired 1319.49 mu state-owned land, 66 HHs with 376 APs were affected. During the construction period, 852.14 mu of land was temporarily expropriation, including 667.29mu of collective land and 184.85 mu of state-owned land. Demolited houses 5107.78m2, 30

HHs with 104 APs were affected.

2) Migration resettlement: Until December 2017, Land expropriation and demolition of the five counties were all completed, and all the affected persons were adequately compensated and resettled. Due to careful preparation and organization of a large number of public participation events, So far, no complaints by immigrants occurred. The total fees paid for land acquisition and demolition in all subproject counties were 35.25 million yuan, For details of the amount of land requisitioned, construction compensation fees for various types of land and housing, and actual immigration expenses for various subprojects, see Table 9-1.

Table 9-1 Influence, compensation, and cost of land acquisition and resettlement

Actual project impact Itms Buerjin Habahe Jimunai Qinghe Total 1.Collective 261.86 282 356 180.21 1,080.07

1.1 Grassland 257.31 282 356 180.21 1075.52

1.2 Farmland 4.55 4.55

1.3 Forest 0

Permanen 2. State owned 9.65 200.17 77.52 64.35 1,319.49

tly 2.1 Residence 9.65 5.71 15.36 occupied 2.2 Forest 64.35 64.35 land (mu) 2.3Vacant land 77.52 1,045.32

2.4 Farmland 194.46 194.46

Total 276.06 482.17 433.52 249.33 2,408.88 AH 26 5 1 34 66 AP 86 92 6 192 376

Temporari 1. Collective 667.29 0 0 0 667.29

ly 1.1 Grassland 646.14 646.14 occupied land (mu) 1.2 Farmland 1.3 Forest 21.15 21.15 2. State owned 143.23 41.62 184.85 forest

Total 810.87 0 0 41.62 852.14

Residential house 914.75 3,008.02 480 705.01 5,107.78 House 0 demolition Shop or enterprise （m2） AH 9 14 1 6 30 AP 30 43 6 25 104 Actual compensation standards Itms Buerjin Habahe Jimunai Qinghe Total

Grassland （Level 3931 4,586.40

1 grade 1） CNY/mu CNY/mu

Grassland (level 3 1,632 690

grade 1) CNY/mu CNY/mu

Grassland (level 4 960 CNY/mu grade 1)

Grassland (level 4 1,104 1,104 828 CNY/mu Rural grade 2) CNY/mu CNY/mu

collective Grassland (level 1 1,440

land grade 3) CNY/mu

Grassland (level 3 528

grade 3) CNY/mu

Grassland (level 4 800 CNY/mu grade 3) Farmland 126,000 Vegetation land CNY/mu 19,140 22,300 Fores CNY/mu CNY/mu State compensated-use charge State-own ed land Commercial land

Residential land 333.6 CNY/㎡ 110 CNY/㎡ (categoryII)

Residential land 258 CNY/㎡ 81 CNY/㎡ (category III)

1. Collective

1.1 Grassland

Grassland (level 4 414 CNY/mu Temporari grade 2) ly Grassland (level 1 occupied 1968 CNY/mu grade 1) land Grassland (level 3 816 CNY/mu grade 1)

Grassland (level 1 720 CNY/mu grade 3)

Brick/concrete 3,332 CNY/㎡ 880 CNY/㎡ 740 CNY/㎡ structure

Brick/wood 650 CNY/㎡ 660 CNY/㎡ Housing structure demolition Wood/earth 1,400 CNY/ 2,777 CNY/㎡ 600 CNY/㎡ 530 CNY/㎡ structure ㎡ 550~650 Simple structure 300 CNY/㎡ 300 CNY/㎡ 700 CNY/㎡ CNY/㎡ Disbursed resettlement expense (104 CNY) Itms Buerjin Habahe Jimunai Qinghe Total Collective land occupation 132.18 48.45 46.53 107.04 334.2 State-owned land occupation 175.63 200.17 2.16 189.78 567.74 Household displacement 204.74 234.88 213.5 78.53 731.65 Attachments 0.49 6.44 122.31 1.26 130.5 Stipulated fees of land 172.95 427.89 190.73 249.82 1,041.39 acquisition Temporary land occupation 373.26 0 0 0 373.26 Other costs 143.49 80.89 59.68 62.19 346.25 Total 1,202.74 998.72 634.91 688.62 3,524.99

3)Rehabilitation of the affected population: According to the continuous monitoring of the past 5 years, the income, expenditure and net income of affected residents have improved significantly. Production is the guarantee of living. The increase in productive expenditure indicates an increase in productive capacity, indicating that the productive capacity of the population has not been reduced as a result of the impact of the project,

which provides essential guarantee for the improvement of living standards. The increase of work income and animal husbandry income are obvious, indicating that the income of the affected residents is more stable, and has not changed greatly due to the interference of the project construction. The increase in basic demand for life, heating and clothing shows the improvement in the living standard of the residents and the improvement of the quality. Further more，the net income of residents increased from 8214 yuan to 13913 yuan, increased 67.75%.All these analyst results mentioned above indicate that the level of production and living of households affected by land acquisition and demolition has not been reduced by the impact of the project, but on the contrary, it has been greatly improved, which indicates that the implementation of the compensation and resettlement measures has played a role in promoting the improvement of the living standard of the residents.