IAF-02-U.1.01

Earth Rings for Planetary Environment Control

Jerome PEARSON, John OLDSON, and Eugene LEVIN Star Technology and Research, Inc.

53rd International Astronautical Congress 10-19 Oct 2002/Houston, Texas, USA

For permission to copy or republish, contact the International Astronautical Federation 3-5 Rue Mario-Nikis, 75015 Paris, France

IAF-02-U.1.01 RINGS FOR PLANETARY ENVIRONMENT CONTROL

Jerome Pearson, John Oldson, and Eugene Levin, Star Technology and Research, Inc.

ABSTRACT Earth periodically, with impacts large enough to This paper examines the creation of an artificial destroy most life on Earth. A recent world planetary ring about the Earth to shade it and concern is the effect of industrial greenhouse reduce global warming. The ring could be gases in raising the overall global temperature, composed of passive particles or controlled melting the caps, and raising sea level. spacecraft with extended parasols. Using Govindasamy et al., (2000) estimated that the material from dangerous might also expected doubling of CO2 in the atmosphere lessen the threat of impacts. A ring at over the next century will warm the Earth by 1.2-1.6 Earth radii would shade mainly the about 1-4 kelvins and raise sea level by about 1 tropics, moderating climate extremes, and could meter. Not all scientists are convinced of counteract global warming, while making human-caused global warming, but the dangerous asteroids useful. It would also temperature will rise, regardless of human reduce the intensity of the radiation belts. A action, as the world comes out of the current preliminary design of the ring is developed, and age. Reducing solar insolation by ~1.6% should a one-dimensional climate model is used to overcome a 1.75 K temperature rise. This might evaluate its performance. Earth, lunar, and be accomplished by a variety of terrestrial or asteroidal material sources are compared to space systems. Teller, et al. (1997) is an determine the costs of the particle ring and the excellent review of the basic physics of a whole spacecraft ring. Environmental concerns and range of climate control techniques, with first- effects on existing satellites in various Earth order evaluations of their mass and cost. Table orbits are addressed. The particle ring 1 summarizes these and other proposals for endangers LEO satellites, is limited to cooling climate control and their parameters. They are only, and lights the many times as bright grouped into Earth-based systems, Earth-orbit as the full . It would cost an estimated $6- systems, and solar-orbit systems at the Earth- 200 trillion. The ring of controlled satellites L1 Lagrangian point. with reflectors has other attractive uses, and would cost an estimated $125-500 billion. Scattering devices or reflectors in the stratosphere would avoid the costs of space INTRODUCTION launching. Dyson and Marland (1979) proposed scattering of sunlight by SO2 from exhaust For 95% of its past, the Earth’s climate has stacks, and the eruption of Mt. Pinatubo in the been warmer than it is now, with high sea levels Philippines demonstrated this cooling power of and no glaciers (Butzer, 1989). This warmer such aerosols in the atmosphere by lowering the environment was interrupted 570, 280, and 3 Earth’s temperature ~0.5 K. Brady et al. (1994) million years ago with periods of glaciation that proposed cooling by adding 0.1 µm-diameter covered temperate regions with thick ice for alumina particles to exhaust stacks, or by a millions of years. At the end of the current ice special combustor of aluminum powder at high age, a warmer climate could flood coastal cities, altitude, to loft alumina dust into the even without human-caused global warming. stratosphere. Teller, et al. (1997) suggested tiny In addition, asteroids bombard the hydrogen-filled balloons with diameters of 8 mm and aluminum walls 0.2 µm thick, to float at Copyright  2002 by the International Academy of 25 km altitude and scatter sunlight. Astronautice. All rights reserved.

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Table 1. Summary of Climate Control Methods

Author Description Requirements Mass, kg Maintenance Earth-Atmosphere Methods Dyson and SO2 from coal- fired Smokestack additives Exhaust control Marland, 1979 plants required Brady, 1994 Al from design Rocket control 8 Teller, et al., 1997 H2-filled Al balloons 0.02 µm walls; 10 Replenish as “anti-greenhouses” necessary Earth Orbit Systems Mautner, 1991; -like particle 3.4x1011 Replenish as 14 Pearson et al., rings R = 1.2-1.5 Re 2.1x10 necessary 12 2002 R = 1.3-1.6 Re 2.3x10 NAS, 1992 Orbiting mirrors in 55,000 mirrors, Uncontrolled; random LEO orbits A = 100 km2 collisions, debris Pearson et al., Controlled spacecraft 50,000 to 5 million 5x109 Active control 2002 spacecraft Solar Orbit Systems 11 Early, 1989; L1 lunar glass from D = 2000 km, 10 Active control Mautner, 1991 mass driver 10 µm thick 14 Mautner and L1 thin-films 31,000 solar sails, 5x10 Active control Parks, 1990 3x1012 m2 each Hudson, 1991 L1 parasol Active control 6 Teller, et al., 1997 L1 metallic scattering D = 638 km 3.4x10 Active control T = 600 angstroms 11 McInnes, 2002 L1 metallic reflector D = 3648 km 4x10 Active control Other Concepts Korycansky et Move Earth using 150-km object; 1019 Actively moved, al., 2001 Kuiper-belt-objects One encounter every low delta-V 6000 years Criswell, 1985 Lower sun’s mass to Remove plasma from 2x1028 Continual slow brightening magnetic poles spacecraft ops

In Earth-orbit-based systems, Mautner (1991) proposed thin-film solar sails at L1, and Hudson proposed a thin film like a belt around the Earth, (1991) proposed a ~1011-kg opaque thin film at 6 and rings of grains. The National Academy of L1. Teller et al. (1997) proposed a ~10 -kg Sciences (1992) proposed 55,000 orbiting small-angle metallic scatterer at L1, and mirrors of 100 km2 area each, aligned McInnes (2002) proposed a metallic reflector. horizontally, but in random orbits. The current paper describes both a particle ring and a ring of Other, more ambitious schemes include the controlled satellites. proposal by Korycansky et al. (2001) to move the Earth to a more distant solar orbit, and by For solar orbit systems, Early (1989) proposed Criswell (1985) to remove material from the placing a shield at the sun-Earth L1 Lagrangian sun’s poles, lowering its mass, extending its stay point, about 1.5 million kilometers sunward on the main sequence, and thereby postponing from the Earth, as a ~1011-kg refractor composed the red-giant phase by billions of years. From a of lunar glass. Mautner and Parks (1990) different perspective, Fawcett and Boslough

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(2002) suggested that grazing asteroid impacts providing maximum effectiveness in cooling the have created temporary debris rings that cooled warmest parts of our . The shadow the Earth for 105 years. They find fossil oscillates like a sine wave over the Earth, from a evidence for such a ring associated with an minimum line over the at the asteroid impact 33.5 million years ago (although to a maximum shading area in the winter not with the dinosaur-killer of 65 million years tropical zone at the , which is the time ago); another temporary ring may have caused represented in Figure 1. This amplifies seasonal the period of heavy glaciation about 570 million effects, just as Saturn’s rings do (Smith, 1981). years ago.

The Fawcett and Boslough climate modeling results show that such rings could drastically lower the planetary temperatures. Muller and MacDonald (1987) even proposed that past ice ages were caused by a ring of dust in the Earth’s orbital plane. The meteorological community is developing improved climate models that could useful in detailed analyses of the climate effects of these systems (Watts, 1997). There has been at least one study looking at the economic effects of global warming on the U.S. economy (National Assessment Synthesis Team, 2001). Figure 1. Earth Ring Concept, R ~ 1.3-1.7 Re, With Shepherding Satellites ARTIFICIAL EARTH RINGS Ring Shadow This paper proposes to create an artificial ring To allow for the climatic effects of the ring about the Earth to reduce solar insolation. An shadow, the shadow area and position must be equatorial ring location was chosen from the calculated. Refer to Figure 2 for this derivation. standpoint of stability and reduced perturbations. We describe two different options: a ring of passive particles, derived from the Earth, moon, or asteroids, and a ring of attitude-controlled spacecraft with large, thin-film reflectors. The optimum ring size, location, and material properties are addressed, using a climate model to determine the desired reduction in insolation. Ring materials and cost of emplacement are evaluated, and methods are discussed for controlling ring deterioration from particle loss due to air drag and ring spreading or from satellite malfunctions.

Earth Ring Concept Our baseline concept is to create an Earth ring in Figure 2. Calculation of Ring Shadow Area equatorial orbit, similar to Saturn’s B ring, but closer. The concept is shown in Figure 1. We The area of the ring shadow in the YZ plane looked at radii between 1.2 and 1.8 Re. The ring (blocked sunlight area): can be composed of particles or of individual spacecraft, and is characterized by its radial A = RH (u2-u1) sinβ, extent and by its density, or opacity. This low- altitude ring shades the tropics primarily,

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where R is the ring radius, H is the width of the ring (H<

calculation in an Excel spreadsheet to perform Now, it appears that the analysis in 50 integration steps. This kind of

2 2 2 2 2 model does not show altitude variations in u2 - u1 = arccos { [2RE /R - (sin α + cos i cos 2 temperature, nor does it take into account ocean α + sin i)] / D } currents or other second-order effects. However, it does show the latitude dependency and the shaded area is of the temperatures resulting from various ring

2 2 2 configurations, as well as the global results. The A = RH sin i sin α arccos { [2RE /R - (sin α + 2 2 2 model can also be modified to show the seasonal cos i cos α + sin i)] / D }. (1) effects, giving results for winter and summer temperatures as functions of the ring parameters. If the ring is not narrow, Equation (1) must be integrated over the range of R, assuming H = The iteration in Figure 3 uses the nominal solar dR. This area is then calculated for each of the constant (SC) of 1370 W/m2 outside the latitude bands for input to the climate model. atmosphere, applies the geometry to produce the sunlight weight for each zone, and through the One-Dimensional Climate Model iterative process (two steps are shown) gives the The average insolation over a 24-hour period at zonal temperatures. These are averaged by the specific and solar declinations (Sellers, zonal areas to produce the current predicted 1965) is given by: global mean temperature, 14.87 C.

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ENERGY BALANCE MODEL

A 204 aice 0.6 Frac.SC 1 B 2.17 a 0.3 SC 1370 Step_1 Step_2 K 3.87 Tcrit -10 Workspace >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>> cos(lat) Zones SunWt Init_T Init_a Final_aFinal_TR_in R_out Tcos Temp Albedo Tcos Temp Albedo 80-90 85 0.5 -15 0.6 0.6 -12.9 171.3 176 0.09 -1.31 -13.9 0.6 -1.2122 -13.5431 0.6 70-80 75 0.531 -15 0.6 0.6 -12.2 181.9 177.5 0.26 -3.88 -13.2 0.6 -3.4165 -12.84 0.6 60-70 65 0.624 -5 0.3 0.3 0.524 213.7 205.1 0.42 -2.11 -0.474 0.3 -0.2003 -0.11533 0.3 50-60 55 0.77 5 0.3 0.3 6.319 263.7 217.7 0.57 2.868 5.321 0.3 3.05234 5.67995 0.3 40-50 45 0.892 10 0.3 0.3 11.16 305.5 228.2 0.71 7.071 10.16 0.3 7.18721 10.5226 0.3 30-40 35 1.021 15 0.3 0.3 16.28 349.7 239.3 0.82 12.29 15.28 0.3 12.5205 15.6431 0.3 20-30 25 1.12 18 0.3 0.3 20.21 383.6 247.9 0.91 16.31 19.21 0.3 17.4141 19.5728 0.3 10-20 15 1.189 22 0.3 0.3 22.95 407.2 253.8 0.97 21.25 21.95 0.3 21.2051 22.3116 0.3 0-10 5 1.219 24 0.3 0.3 24.14 417.5 256.4 1 23.91 23.14 0.3 23.0558 23.5024 0.3 Global Mean Temperature 14.87 5.74 Mean_T 13.32 13.8758

Figure 3. One-Dimensional Energy Balance Climate Model

Because an equatorial shades the winter hemisphere, which tends to produce more extreme seasonal temperature changes, the rings Temperatures by Latitude Bands should be in fairly low Earth orbit, to limit the shielding to the tropics, or perhaps as far as the 0.00 desert belts at 25-35 degrees latitude. The -0.50 effectiveness of six different ring altitudes was 1.2-1.3

C -1.00

e, 1.3-1.4 measured using the 1-D climate model. Rings r u

t 1.4-1.5 extending from R = 1.2-1.3, 1.3-1.4, 1.4-1.5, a -1.50 er 1.5-1.6 p

m 1.6-1.7 1.5-1.6, 1.6-1.7, and 1.7-1.8 Re were evaluated -2.00 to find their overall effects. Because these rings Te 1.7-1.8 differ in overall area, their opacities were -2.50 adjusted, from 1.0 for the innermost ring to -3.00 0.6757 for the outermost ring, corresponding to 0 102030405060708090 a constant ring mass. The ring shadings in each Central Latitude (0 = Overall) latitude band were calculated by numerically integrating Equation 1. Figure 4. Temperature Reductions versus Ring Figure 4 shows the resulting temperature Altitudes changes by 10-degree latitude band for these 6 narrow rings, plotted at the central latitude of PARTICLE RING each band. The global cooling from each ring is plotted at the zero latitude point; these range Particle Lifetimes o o from -1.63 for the inner ring to -1.16 C for the Burns (1981) notes that ring particle collisions o outer ring. The greatest cooling is at 0-10 collapse their orbits to the Laplacian plane of o latitude for the inner ring, 10-20 latitude for the maximum angular momentum of the planetary o next three rings, and at 20-30 latitude for the system. Gravitational interaction between ring outer two rings. These results imply that rings particles slows down the inner particles and of R = 1.2-1.6 Re would be most effective, and speeds up the outer ones, leading to ring would moderate the Earth’s temperature spreading. The spreading continues because of extremes. This corresponds to circular these interactions, until the particles are far equatorial orbits ranging from 1300 to 3800 enough apart that they no longer collide; the rate kilometers in altitude, above LEO satellites. of this spreading is directly proportional to the

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particle diameters. Aerodynamic, plasma, and Poynting-Robertson drag reduce the ring orbital T = V Ha Gc (M/S) / ( 2 µ ρa), diameter, but the rate is inversely proportional to or particle size; consequently long-lived rings must M = 2 T S µ ρa / ( Gc V Ha) (5) have particles neither too big nor too small. Natural rings seem to be generally kept in place This is a useful formula because it does not by shepherding located just beyond the include any details of the ring composition, ring edges (Smith, 1981). particle size or density. It can be interpreted as a minimum ring mass required to provide a given To estimate the orbital lifetime of a particle, we shading area for a given period of time. The may use the following approximate formula: minimum is reached when the sizes of all particles in the ring are optimized for the given T = V Ha ρm D / (3 µ ρa), (2) orbital lifetime. The formula says that the minimum ring mass is proportional to the orbital where T is the orbital lifetime, V is the orbital lifetime, shading area and the air density at the velocity in the initial orbit, Ha is the scale height ring altitude (assuming it is narrow). If there is of the atmosphere in the initial orbit, ρm = an altitude where ρa/(GcV) is minimum, this will particle density, D = particle diameter, µ = be the optimum position of the ring, providing a Earth's constant, 398,603 km3/sec2, and minimum ring mass for any given lifetime and ρa = air density in the initial orbit. shading area.

As an example, assuming Ha = 100 km and ρa = If we ignore the over-shading of the particles, 1.5x10-15 kg/m3 at an altitude of 1000 km, we get then the geometry coefficient is roughly -6 an estimate of T = 23 days for D = 10 m, ρm = 3 5000 kg/m . This means that a particle has to be Gc = arcsin (Re /R)/π, 16 microns in diameter to survive 1 year when initially placed in a 1000 km orbit, and it has to where Re is the Earth radius andR is the ring be 1.6 mm to survive 100 years. mean radius. If we assume that the air density ρa drops exponentially with a scale height of The totals for N particles of the same size are as Ha<

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necessary to estimate the view factor of the outgoing radiation. The average blackbody Earth from the particle. If the orbit radius of the temperature of the night side of the Earth is particle is R = Rr/Re, then from Carroll (1997), probably ~240 K. With Earth view factors of the view factor is: 0.10 to 0.18, the particles will absorb and return to the Earth a long-wave radiation of 2-6 W/m2 2 2 of particle surface, or 8-24 W/m of “daytime F = (1 - 1− (1/ R) ) / 2 shadow area.” If the particles are in circular orbit, the time spent in this mode (shadowed by For R = 1.3, 1.5, and 1.7, the view factors are Earth) should be the same that the particles 0.18, 0.13, and 0.10. spend shadowing Earth, so the reduction in net cooling due to night-time re-radiation back to For dark particles, most of the sunlight striking Earth should be 0.6 to 2% of the shading effect. them is absorbed and re-radiated as long-wave Hence daytime re-radiation towards Earth radiation. The Earth's absorptance for this is should be far more important than night-time re- higher (~0.95) than it is in the visible (~0.65). radiation towards Earth. It appears to reduce the And this radiation is re-radiated isotropically, net effectiveness of shading by roughly 40%. rather than preferentially sunward, as albedo radiation would be. That gives it a better chance Particle Ring Design Requirements of reaching the Earth, since the sunlit side faces Now let us design two conceptual particle rings away from the Earth rather than toward it during and compare them. To overcome a doubling of most of the sunlit period. On the other hand, the carbon dioxide in the atmosphere over the most long-wave radiation is intercepted higher next century, a cooling of about 1.75 K is than shortwave radiation is (no “greenhouse required, which can be achieved with about a effect” comes into play). Let us guess that it 1.6% reduction in insolation. We choose one reduces the surface heating effect from 0.95 to ring extending from R = 1.2 to 1.5 Re, and the 0.65. That would suggest that long-wave other from R = 1.3 to 1.6 Re. For 1.6% radiation has a net effect comparable to insolation reduction, the required opacity is shortwave radiation. 0.356, as viewed normal to the ring. Figure 5 shows the climate effects. The lower ring has a Next, let's analyze sunlit and eclipsed particle much greater effect in the 0-10o latitude band, cases separately. This is relevant for both small and less in the other latitude bands. This will particles and thin films, because they will heat moderate the climate extremes, but as we shall up or cool down quickly compared to the orbit see later, it requires much more mass. period. Any energy carryover would simply have the effect of reducing daytime temperatures and increasing nighttime temperatures, rather Temperatures by Latitude Bands than changing the net energy balance. For the daytime case, the long-wave effect caused by the 0.00 energy intercepted by a black particle should -0.50

reduce the shading by 0.10 to 0.18. But keep in C -1.00 e, r u mind that the illuminated particle count is much t 1.2-1.5 a -1.50

er 1.3-1.6

higher than the count of particles that actually p

m -2.00

cast a shadow on the Earth: about 3 times larger Te for R = 1.5, and by smaller and larger amounts -2.50 for R = 1.3 and 1.7. This suggests that long- -3.00 wave radiation from the particle may reduce the 0 102030405060708090 shadowing impact by ~40%. Central Latitude (0 = Overall)

In addition to this, the particles provide a small heating effect at night, by intercepting and re- Figure 5. Temperature Reductions from Two radiating back to Earth a small fraction of the Broad Earth Rings

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We can calculate the lifetimes of particles from directly deepening the winter in the temperate Equation 2. The ring should have a lifetime of and polar regions. about 1000 years, to cover the expected era of fossil fuel burning. For rocks of average density The Earth ring will extend into the Van Allen of 2700 kg/m3, the particle sizes required are: radiation belts, and absorb the charged particles trapped in the belts. This will lower the R 1.2 1.3 1.4 1.5 1.6 intensity of the radiation belts, and reduce the D 4.3 mm 54 µ 1 µ 1 µ 1 µ radiation experienced by spacecraft and humans venturing beyond LEO. The ring will also Because particles smaller than 1 micron may be reflect radio waves, acting as an artificial swept out by non-gravitational effects, that for international communication. diameter is used as the lower limit. For a lifetime of 1000 years, the lower ring edge, R = The particle ring particles have limited lifetimes 1.2, must have particles 4.3 mm in diameter, in LEO, and there will be a continual loss of material from the lower edge. Even a ring with ranging down to 1µ. Integrating Equation 2 -6 over this range gives an average diameter of a million-year lifetime will lose 10 of its mass 5.2x10-4 m. Similarly, the upper ring particles, per year—about 2.3 million kg per year raining R = 1.3-1.6, range from 54 microns to 1 micron, down and impacting all LEO satellites as they with an average diameter of 4.7 microns. From cross the equator twice each orbit. This means Equation 4, the lower ring mass is 2.1x1014 kg, that a particle ring must have a shepherding and the upper ring mass is 2.3x1012 kg, (only 1% object at its lower edge to catch these particles, as much), allowing for a 40% reduction in or they will destroy all LEO satellites. The efficiency from particle heating and re-radiation. shepherd needs to have a diameter equal to the The ring mass is seen to be strongly determined thickness of the ring. Saturn’s rings are by the largest particles. estimated to be 40-1100 meters thick, and the ring thickness scales with the orbital velocity Particle Ring Side Effects (Burns, 1981). Earth rings, at one-third the This revolutionary system will have planet-wide velocity, would be ~15-400 meters thick. effects as the intended result. In addition, there A 1-km shepherding asteroid at 2700 kg/m3 will be unwanted or unexpected side effects that 11 must be dealt with. The rings will reflect would have a mass of 1.4x10 kg, just 6% of the sunlight onto the twilight and night portion of total ring mass. A shepherding satellite could be the Earth during the summertime of each much lower in mass. In addition to shepherding hemisphere, providing additional evening the ring particles, it could remove the ring if its illumination, extending twilight, and reducing orbit were gradually raised past the ring. Also, a the need for city and highway lighting. The total pair of shepherding satellites, at the top and the nighttime illumination at 45o latitude will be that bottom, could create the ring and catch the stray of a dozen full moons at midnight and 48 full ring particles, continually replenishing the ring. moons at 9 pm and 3 am. At sunset at 30o latitude, it will arch like a silver rainbow across Without shepherding, an alternative solution the southern sky, spanning 11 to 26 degrees would be to make the ring out of random pieces altitude maximum at due south, and shining with of a very thin tape or film, e.g., 1 cm pieces of the equivalent of 22 full moons. This will 0.01 mm thickness, as suggested by Mautner significantly reduce nighttime lighting (1991). These pieces will provide high S/M requirements, by extending twilight and ratios, like a film of the same thickness, but the eliminating complete darkness. It may also have number of pieces will be orders of magnitude adverse effects on animals, especially nocturnal less than the number of particles, the ring can be ones, and on plant growth. The ring will shade much more uniform, and the pollution of low the “winter” portion of the tropics, enhancing orbit will be many orders of magnitude less than the annual temperature differential there without with unshepherded dust particles.

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Particle Ring Development Scenario field) to keep them properly spaced without A natural Earth ring could be formed by simply using propellant. bringing small asteroids into the desired orbits and letting collisions provide the ring material. Tethered Spacecraft Constellation Design The asteroids would be retrieved over decades Two parasol spacecraft designs can be by emplacing propulsion systems on them, and envisioned, based on the tethered spacecraft bringing them into Earth orbit at the outer and concept. The first is to use long vertical tethers inner radii of the planned particle ring. These to hold parasol segments normal to the tethers. shepherding asteroids could also act as a source It's not clear what size gives the minimum mass of additional ring material to replace material per unit panel area, but the spacecraft tether lost by diffusion. They would be processed for could be 5 km long, with parasols 200 m wide, their raw materials, and the tailings would be giving 1 km2 of surface area per vehicle. The tailored to the proper diameters to form a long- second design is a large disk of thin-film lived ring. The remnants of the two asteroids reflecting material, bounded by a ring conductor then become the shepherds that prevent ring that develops electrodynamic forces to control spreading and loss of ring material. the orientation of the reflector. A hanging electrodynamic tether could control the orbit. The lower shepherd, with a sufficient diameter The disk parasols must be kept taut, which may so that it is wider than the thickness of the ring, require a perimeter current to keep them open will prevent the constant loss of ring material and normal to the magnetic field. The spacecraft from the lower edge, with its resultant could be put into equatorial orbit, as shown sandblasting of LEO satellites. Similarly, the schematically in Figure 6, where they would upper shepherd will prevent ring particles from shade the winter hemisphere, like the dust ring. spreading into higher orbits, where the particles could interfere with GEO satellites. To provide Disk with ring shepherding with less mass, the shepherding perimeter wire Tethered Spacecraft moons might be replaced by spacecraft with large areas to catch the decaying or spreading ring particles. The relative velocities of the particles leaving the rings will be very low, so there will be no structural difficulty in withstanding the forces.

CONTROLLED SPACECRAFT RING Figure 6. Concept of the Earth Ring Using a Tethered Spacecraft Constellation Spacecraft Ring Design Requirements Without shepherding, the particle ring would As an alternative, the spacecraft could be put produce additional intensity for LEO into medium-inclination retrograde orbits, high satellites, and would be more difficult to remove enough that nodal regression is once/year (1.6- if is has unexpected deleterious effects. An 1.8 Re, for inclinations of 30-40 degrees). The alternative approach is to create a ring of ascending node could be phased so the tethers controlled reflecting spacecraft in LEO. Putting are of the equator during the day during spacecraft with multiple reflectors, or parasols, northern summer. This gives a low solar beta in a few dedicated orbits is more organized and angle, which means that steerable parasol easier for other spacecraft to navigate. The segments are needed. Then during northern concept is based on the use of lightweight winter (and southern summer), the orbit plane spacecraft using electrodynamic tethers and thin- would have a high solar beta angle, and the film reflectors, which could be solar arrays shadows will mostly miss the Earth. Steerable (Pearson et al., 2001). These satellites have parasol segments could have their undersides maneuvering capability (from electrodynamic reflect light onto the winter hemisphere, mostly forces on conductors in the Earth’s magnetic around dusk and dawn, to extend the hours of

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daylight. However, this is a less efficient use of direction. An uncontrolled parasol presents an the total shading area than the equatorial ring of effective area ratio to the sun of 2/π, or 64%. A spacecraft, and would only be used if the winter simple one-axis control system can increase this shading were unacceptable. to about 90%. Because of the cosine relationship, this does not require precision The spacecraft can be very lightweight. Existing control, but only moderate accuracy. A pointing aluminized film weighs ~3 grams/m2. The film error of 20o reduces the shaded area by only 6%. polyethylene naphthalate (PEN) is made in weights down to 3 g/m2, and aluminization thick Beletsky and Levin (1993) describe hanging enough to be opaque weighs a tenth of this. EDT petals in near-equatorial orbits. Basically, Future improvements may allow the whole they tend to orient perpendicular to the magnetic spacecraft to approach 1 g/m2, or 1 metric ton field lines. Films wired on the perimeter are (MT) per square kilometer. Applying the expected to behave similarly. It would be a spacecraft ring in place of the particle ring at R petal-like parasol with a perimeter wire and a = 1.2-1.5 with an opacity of 0.356 gives a total small satellite with a power source and control area required of 3.7x107 km2. Because the system. At least one electron collector area at spacecraft parasols can be pointed at the sun the far side of the petal would be needed to rather than staying in the plane of the ring, the produce thrust. effective area is reduced to about 5x106 km2, or about 3.9% of the Earth’s cross-sectional area. To combine the solar shading of these At a mass of 1 MT/km2, this gives a total spacecraft with the production of solar power required mass of 5x109 kg. would add an additional control element for the Earth’s temperature. If a significant amount of If each spacecraft has a parasol area of 1 km2, solar power is beamed down to the ground, then we will require 5 million individual reducing the requirement for fossil fuel burning spacecraft of 1 MT each. If each actively in the atmosphere, the total amount of shading controlled spacecraft can be made to last for 100 mass is reduced. There is thus a tradeoff years, we will need to launch an additional 137 between power production and shade production spacecraft per day, each with a mass of 1 MT. from the spacecraft. If it became necessary to We will also have to remove 137 malfunctioning increase rather than decrease the Earth's spacecraft from orbit each day. This is not a insolation, the optimum placement would small task; to reduce the requirements, we may probably become twilight sun-synch orbits. want to build gigantic spacecraft with 100 km2 That will primarily increase solar input in early area, reducing the total number to 50,000, and morning and late afternoon, which will probably the replacement rate to just 10 per week. cause the least problems with local overheating. However, the launch capacity required would The time required to move from equatorial to still be a total payload of 1000 MT per week, polar using the spacecraft electrodynamic thrust orders of magnitude greater than our current could be years, but that is fast enough on the space launch rates. timescale of climate changes.

Spacecraft Control Spacecraft Ring Side Effects Some force is needed to prevent the individual The major side effect of these spacecraft would parasol segments, which need to be thin films of be to provide a multitude of bright “stars” in the about 1 km2, from folding. This can be done by morning and evening skies, which could spinning the tethered configuration, or by interfere with astronomical observations from driving a current through a wire at the perimeter the ground. However, the reduction in launch of the disk configuration, to keep the film costs from emplacing these satellites could be stretched and normal on average to the magnetic used to launch many space telescopes at much field. It is possible to maintain reasonable solar lower costs. The satellite ring will have pointing of the tethered petals, by modulating occasional failures, requiring a constant their natural oscillations about the radial

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replenishment of the satellites, and a continuing designed like an electronic board, with demand for new launches. distributed elements connected together. The spacecraft then becomes much more resistant to The spacecraft ring may lower the Van Allen micro-meteoroid damage, and becomes a solar radiation enough to allow the shading spacecraft power satellite with control of its orbit and to become solar power stations. This attitude. combination would greatly lower the cost of space solar power, at the expense of requiring With such a controlled spacecraft, we could actively pointed receiving antennas on the increase or decrease sunlight as desired over ground. certain areas of the Earth. If the shading objects are below 2000 km altitude, the shaded or Spacecraft Ring Development Scenario illuminated regions can be <50 km across in This system can be developed and deployed most cases, and the shading is effective within gradually, one step at a time, without a complete 10 degrees of the equator. This would allow commitment up front, and the program can be local directed night time lighting for ~3 hours stopped at any time, or delayed for whatever after sunset, and could help burn morning fog reason, making it much more manageable. off the fields in large agricultural areas during the growing season. The first step would be aimed at designing a low-altitude test system weighing about 50 kg, The spacecraft areas involved in shading the with a parasol of about 100 m in diameter, Earth are larger than those envisioned for solar orientation controlled by a 300-m wire loop, power satellites. That means that even very with an option to use a 100-m segment of wire inefficient power generation would make solar to produce a low electrodynamic thrust. The power available for beaming to the ground over parasols might even be used as electron latitudes up to ±45º. There may be a weather- collectors, improving efficiency of the related control of parasols aimed at maximizing electrodynamic thrust. Deployment can be shielding/shining efficiency over clear (not assisted by the ampere force on the wire loop (an clouded) areas, while using time over clouded “inflating” loop that pulls the film out of the areas to better control the orientation. Mautner storage canister). and Parks (1990) even suggest that energy could be focused on incipient cyclones and the El The satellites would be launched into LEO, and Niño phenomenon to improve local weather. then would ascend to the proper orbit under their own power before deployment to full extent. The launch of the spacecraft for the ring will Any failure would result in re-entry without require continual launching of many rocket damaging the existing ring of spacecraft. The vehicles, and it is possible to use these launches ring could consist of multiple controlled to reduce the need for as much solar shielding. satellites in different orbital altitude bands, with The addition of aluminum to the rocket exhaust, gaps between the orbits. Thus, if there is a to create small aluminum oxide particles in the spacecraft control system failure, the errant stratosphere is an additional method for global spacecraft could be repaired, using service cooling (Brady, 1994). The optimum mix might vehicles kept in orbit for that purpose, before it be to use sufficient spacecraft to dissipate the had time to move to an altitude that would radiation belts, and use them for solar power, interfere with other spacecraft. thus lowering the greenhouse gas emissions. This will lower the total spacecraft area needed. Spacecraft Ring Additional Applications The addition of aluminum oxide to the rocket A spacecraft design could have various exhaust might further reduce the spacecraft electrodynamic propulsion elements distributed requirements. If the rocket exhaust particles and and embedded into the film surface, including lowered emissions accomplished most of the thin-film solar arrays, electron and ion collection required cooling, then the number of spacecraft areas, and tape conductors. The parasol is might be drastically reduced.

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trillion to launch the spacecraft ring and $500 MATERIALS AND LAUNCH COSTS trillion for the particles. The cost of launching Earth materials is seen to be extremely high, To achieve the result of cooling the Earth by even with advanced launch techniques. planetary rings, we must emplace the required mass of 5 billion kg of spacecraft or 2 trillion kg Retrieving Lunar Material of rocks. The material can come from the Earth, For the use of lunar material, a system for the Moon, or the asteroids. We will examine the launching lunar material from the moon’s costs of each of these sources. surface would be required, with a catcher in Earth orbit. Gerard O’Neill (1978) envisioned Launching Earth Material the use of lunar materials for the construction of Launching the ring material from the Earth’s space colonies, and proposed lunar mass drivers surface would require the development of very to send lunar material into high Earth orbit. large boosters, perhaps larger than the Saturn V With each mass driver delivering 109 kg/year, booster that was used for lunar launches in the the 3x1011 kg of mass required could be obtained Apollo program. It would also add to the by using 10 mass drivers, each operating pollution of the atmosphere from rocket continuously for 30 years. To bring back lunar exhausts. materials on a large scale, Pearson (1979) proposed a lunar , and Hoyt and Koelle (1998) developed a cost methodology for Uphoff (1999) proposed a system of rotating calculating cost per kg into orbit, and Pearson et tethers. Early (1989) estimated a total cost of al. (2000) used this to calculate the costs for $1-10 trillion for a 1011-kg solar shield using launching Earth material into orbit in terms of lunar materials, or $10-100/kg, which he the size of conventional rockets and the number proposed to achieve by using robotic techniques of launches required. For a mission requirement and a minimal human presence on the moon. of 108 kg, for example, the minimum cost is achieved at 500 launches of a 200,000-kg Using Asteroid Material payload vehicle, and is about $2800/kg, as For asteroidal material, a system for capture or shown in Figure 7. processing asteroids in situ would be required, plus the catcher and processor in Earth orbit. Asteroids that pose a danger cross the Earth’s orbit, and therefore also require only a relatively Cost vs Mission Requirement low delta-V for rendezvous and retrieval. Semi-

1,000,000 autonomous and remote-controlled spacecraft could carry propulsion systems to candidate 200 Launches kg /

$ 100,000 asteroids for in situ long-term retrieval , 1 million kg st o 10 million kg operations. C

al 10,000 t 100 million kg

o T Several potential propulsion techniques could be 1,000 100 1,000 10,000 100,000 1,000,00 used to retrieve asteroids. A mass driver based 0 Vehicle Payload, kg on the Gerard O’Neill design of the 1970s (O’Leary, 1977) could be assembled in Earth orbit and launched to the target asteroid, using a high-specific-impulse ion propulsion system. Figure 7. Cost per kg of Launching Earth This system could be robotically emplaced on Material for the Ring the asteroid, fire asteroid material to stop its rotation, and then be aimed to provide the Pearson, et al. (2000) proposed a ram accelerator required delta-V to bring back the asteroid. and orbiting tether to achieve $250/kg to LEO. Once the material is brought into Earth orbit, it Even this latter combination would cost $1.25 must be processed into the proper form and placed into the proper orbit to provide a long-

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lived ring. A simple grinding and sieving asteroidal material versus lunar material, using operation may suffice to give suitable the O'Neill scenario of a mass driver on the millimeter-sized particles (O’Leary et al., 1979). moon and a catcher in lunar orbit (O'Neill, 1978). Salkeld concludes that we could bring Alternatively, an ion-propelled spacecraft could back 1.1x106 tons of asteroid for $25/kg, and we simply rendezvous with the asteroid, load a large could bring back 2.4x106 tons of lunar material amount of material in its cargo bay, and then use for $24/kg; both figures include RDT&E costs. its ion propulsion or a rotary “” rocket These results assume an Earth-to-LEO (Pearson, 1980) to return part of the asteroid to transportation system based on an uprated the Earth. Multiple trips by multiple spacecraft Shuttle with transportation costs of $240/kg. could provide a constant supply of asteroid material. Once sufficient mass is removed from Earth Ring Cost Estimates the asteroid, the remainder could then be The costs of material launching from Earth, propelled into high Earth orbit. moon, and asteroids are summarized and compared in Table 2, and the costs of the Earth In an appendix to O’Leary et al. (1979), Robert rings are summarized in Table 3. Salkeld compares the cost of retrieving

Table 2. Material Sources and System Emplacement Costs

Unit Cost of Material Launching, Launch Technique $/kg Earth Moon Asteroids Conventional Rockets 1,000-3,000 100-1,000 - EM or Gun Launch Plus Orbiting Tether 100-500 24 - Ion Rockets - - Rotating Space Tethers - 10-100 1-10 Electromagnetic (EM) Mass Drivers - 10-100 25

Table 3. Cost of Earth Rings

Type of Ring Mass of Launch Cost Versus Source of Materials System, kg Earth Moon Asteroid Particle Ring 2x1012 $200-2000 trillion $20-60 trillion $6-50 trillion Spacecraft Ring 5x109 $500 billion-1 trillion $500 billion $125 billion

DISCUSSION could have deleterious environmental effects on LEO spacecraft, and it would reduce nighttime The particle ring could be composed of material darkness, with potentially harmful effects on from dangerous asteroids, thereby achieving two nocturnal animals and on the growth cycle of objectives. This source of material could result plants. It would also be difficult to remove. in lower launch and emplacement costs than Earth surface launching. It would also open a The controlled spacecraft ring could be lighter in new source of raw materials and resources. It weight for the same shielding effectiveness, and would also reduce the intensity of the Van Allen could perhaps be fabricated from asteroidal or radiation belts and provide a reflector for lunar materials as well. It would provide better worldwide radio communications. However, it environmental control than the particles, allowing directed light to selected parts of the

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ground, and providing additional lighting to new capabilities in electrodynamic propulsion counter ice ages as well shielding to counter for LEO satellites. global warming. The spacecraft ring could also perform as solar power satellites, reducing the In the broader context of world climate control, amount of fossil fuel burning in the atmosphere, such schemes would have widespread and and the overall requirement for shading. It perhaps unexpected results, from changing would also reduce the radiation belts, but could rainfall, sea currents, and patterns to even have far less effect on nighttime darkness. It creating or destroying deserts, grassland, forests, would be incremental, controllable, and and glaciers. No such planetary engineering reversible if required. would be possible without extraordinary precautions, careful engineering, and attention to a myriad of international and regional concerns. CONCLUSIONS ACKNOWLEDGEMENT The use of an Earth ring for climate control was examined. A ring composed of particles or The authors express their thanks to J. Carroll for multiple spacecraft can be used to provide invaluable comments on the manuscript. sufficient opacity to reduce insolation by 1.6%. The lower altitude is limited by atmospheric REFERENCES drag at about R = 1.15 Re, and the efficiency drops beyond R = 1.85 Re. A ring of particles Beletsky, V. M., and E. M. Levin, Dynamics would be optimum at R = 1.3-1.6 Re, and a ring of Systems, Vol. 83, Advances in of active spacecraft at R = 1.2-1.5 Re. The the Astronautical Sciences, American particle ring was designed to last for 1000 years, Astronautical Society, 1993. by using larger particles at the lower altitudes, Brady, B. B, Fournier, E. W., Martin, L. R., ranging from 2.3 mm diameter to 1 micron at the and Cohen, R. B., Stratospheric Ozone Reactive top. Unless the ring is controlled with Chemicals Generated by Space Launches shepherding satellites, it will produce a severe Worldwide, The Aerospace Corporation Report micro-meteoroid flux on LEO satellites, and is No. TS-94(4231)-6, 1994. difficult to reverse in the event of unforeseen Burns, J. A., Planetary Rings, pp. 129-142 of side effects. However, it can be constructed of The New , Edited by J. K. Beatty, lunar or asteroidal materials at a lower cost than B. O’Leary, and A. Chaikin, Sky Publishing Earth launching. The ring of spacecraft allows Corporation, 1981. orbit and attitude control, higher efficiency, and Butzer, Karl W., “Climatic Change,” less of a problem for other satellites, but requires Encyclopaedia Britannica, 16th Edition, Vol. 16, multitudes of Earth launches or the processing of pp. 484-494, 1989. asteroid material in Earth orbit for construction. Carroll, J., “Thermal Balance,” Section 5.3.4 One advantage of the spacecraft ring is that it of Tethers in Space Handbook, Edited by M. L. can be constructed and tested on a small scale, Cosmo and E. C. Lorenzini, Third Edition, and the satellites themselves can be used for December 1997. other purposes, such as solar power. The Criswell, D. R., Solar System required shading may be reduced if solar power Industrialization: Implications for Interstellar production becomes significant, as the amount Migration. In Interstellar Migration and the of fossil fuel consumed in the biosphere Human Experience, eds. B.R. Finney and E.M. declines. The required shading may also be Jones, pp.50-87, Univ. Calif. Press, 1985. reduced by using rocket launches to place Dyson, F. J. and G. Marland, “Technical particulates in the stratosphere for part of the Fixes for the Climatic Effects of CO2,” shading. A near-term test of the satellite Workshop on the Global Effects of Carbon constellation would have other payoffs, Dioxide from Fossil Fuels, DOE report CONF- including advancements in thin-film satellite 770385, 1979. technology for solar arrays and solar sails, and

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