DOCSLIB.ORG

Case 20-34114 Document 106 Filed in TXSB on 08/23/20 Page 1 of 12

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Case 20-34114 Document 106 Filed in TXSB on 08/23/20 Page 1 of 12 Case 20-34114 Document 106 Filed in TXSB on 08/23/20 Page 1 of 12 IN THE UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION ) In re: ) Chapter 11 ) VALARIS PLC, et al.,1 ) Case No. 20-34114 (MI) ) Debtors. ) (Jointly Administered) ) CERTIFICATE OF SERVICE I, Franklin Castro, depose and say that I am employed by Stretto, the claims and noticing agent for the Debtors in the above-captioned cases. On August 20, 2020, at my direction and under my supervision, employees of Stretto caused the following documents to be served via first-class mail on the service list attached hereto as Exhibit A: Debtors’ Emergency Motion for Entry of Interim and Final Orders (I) Approving Notification and Hearing Procedures for Certain Transfers of and Declarations of Worthlessness with Respect to Common Stock, and (II) Granting Related Relief (Docket No. 29) Agenda for Hearing on First-Day Motions Scheduled for August 20, 2020 at 2:00 P.M (Prevailing Central Time), Before Judge Isgur at the United States Bankruptcy Court for the Southern District of Texas, at Courtroom 404, 515 Rusk Street, Houston, Texas 77002 (Docket No. 45) Notice of Electronic Hearing (Docket No. 46) Dated: August 23, 2020 /s/ Franklin Castro Franklin Castro STRETTO 410 Exchange, Suite 100 Irvine, CA 92602 855.348.2032 [email protected] _____________________________________________ 1 A complete list of each of the Debtors in these chapter 11 cases may be obtained on the website of the Debtors’ proposed claims and noticing agent at [https://www.stretto.com/valaris]. The location of Debtor Ensco Incorporated’s principal place of business and the Debtors’ service address in these chapter 11 cases is 5847 San Felipe Street, Suite 3300, Houston, Texas 77057. Case 20-34114 Document 106 Filed in TXSB on 08/23/20 Page 2 of 12 Exhibit A Case 20-34114 Document 106 Filed in TXSB on 08/23/20 Page 3 of 12 Exhibit A Served Via First-Class Mail Name Attention Address 1 Address 2 Address 3 City State Zip Country AARON V NASS ADDRESS REDACTED ABN AMRO CLEARING CHICAGO LLC KIM VILARA 175 W. JACKSON BLVD SUITE 400 CHICAGO IL 60605 ADRIANO KAWASAKI ADDRESS REDACTED AIKEN CHEMICAL COMPANY ADDRESS REDACTED 230 S. BROAD STREET, 20TH AJO, LP FLOOR PHILADELPHIA PA 19102 ALBERT C FOLDEN ADDRESS REDACTED ALBERT FRIED & COMPANY, LLC ATTN: ANTHONY KATSINGRIS 45 BROADWAY 24TH FLOOR NEW YORK NY 10006 ALBERTO GARCIA ADDRESS REDACTED ALEXANDRA C KOTTEMANN ADDRESS REDACTED ALEXANDRA J FARBER ADDRESS REDACTED ALEXANDRA VIANNA ADDRESS REDACTED ALF LOEVIK ADDRESS REDACTED ALFREDO ALFREDO ADDRESS REDACTED ALLEN O GRAFF TR ADDRESS REDACTED ALVARO FLORES JR ADDRESS REDACTED AMALGAMATED BANK STEPHEN ERB 275 SEVENTH AVENUE 9TH FLOOR NEW YORK NY 10001 AMERICAN ENTERPRISE INVESTMENT SERVI GREG WRAALSTAD 901 3RD AVE SOUTH MINNEAPOLIS MN 55474 ANDREW E LEPONIS ADDRESS REDACTED ANDREW EDMOND MOREY ADDRESS REDACTED ANDREW SHEPPARD ADDRESS REDACTED ANGELA THOMAS ADDRESS REDACTED ANN BENEVENTO ADDRESS REDACTED ANN MARIE SHEEHAN ADDRESS REDACTED ANN T JACKSON & ADDRESS REDACTED ANNA BRUMBACK ADDRESS REDACTED ANNE M SEARS ADDRESS REDACTED ANNE SCHUSTER QUINLAN ADDRESS REDACTED ANNE STREET SKIPPER & ADDRESS REDACTED ANTHONY R VECCHIONE & ADDRESS REDACTED APEX CLEARING CORPORATION ATTN: BRIAN DARBY ONE DALLAS CENTER 350 M. ST. PAUL, SUITE 1300 DALLAS TX 75201 ARIF ISLAM ADDRESS REDACTED ARLENE S LAUGHLIN ADDRESS REDACTED ARLIN K POSTMA & ADDRESS REDACTED ARNAUD ROGER MAURICE BOURDAGES ADDRESS REDACTED ARNE ASKOE ADDRESS REDACTED ARTHUR C LONG & ADDRESS REDACTED ARTHUR F CAIN ADDRESS REDACTED ARTHUR J BOUDAKIAN & ADDRESS REDACTED AZVALOR ASSET MANAGEMENT, SGIIC, SA ASEO DE LA CASTELLANA 110 SPAIN 28046 AZVALOR ASSET MANAGEMENT, SGIIC, SA ASEO DE LA CASTELLANA 110 28046 SPAIN B LAWRENCE BELL ADDRESS REDACTED BANK OF AMERICA NA/CLIENT ASSETS PHILLIP DUQUIN 135 SOUTH LASALLE STREET SUITE 1860 CHICAGO IL 60603 BANK OF AMERICA, NA/GWIM TRUST OPERA SHARON BROWN 1201 MAIN STREET 9TH FLOOR DALLAS TX 75202 BARBARA J HARTMANN ADDRESS REDACTED BARBARA JARVIS ADDRESS REDACTED BARBARA JEANE WEST ADDRESS REDACTED BARBARA L RICHARD & ADDRESS REDACTED BARBARA O GILMORE BRUNER ADDRESS REDACTED BARBARA S SEARS ADDRESS REDACTED BARCLAYS CAPITAL INC./LE GIOVANNA LAURELLA VICE PRESIDENT 70 HUDSON STREET 7TH FLOOR JERSEY CITY NJ 07302 BART BROUWER ADDRESS REDACTED BART V DARRESS ADDRESS REDACTED BB&T SECURITIES, LLC ATTN: CORPORATE ACTIONS 200 S. COLLEGE ST, 8TH FLOOR CHARLOTTE NC 28202 BBS SECURITIES INC./CDS** CORPORATE ACTIONS 4100 YONGE STREET SUITE 415 TORONTO ON M2P 2B5 CANADA BELINDA E LEE ADDRESS REDACTED BERNARD H WINKELMAN ADDRESS REDACTED BETA CAPITAL SECURITIES LLC 777 BRICKELL AVENUE SUITE 1201 MIAMI FL 33131 BETTY GRUBB ADDRESS REDACTED BETTY J LIVINGSTON ADDRESS REDACTED BEVERLY ANN MCLAUGHLIN ADDRESS REDACTED BILLIE JEAN UPCHURCH LIVINGSTON ADDRESS REDACTED BLACKROCK INC. 55 EAST 52ND STREET NEW YORK NY 10055 BMO HARRIS BANK NA/TRUST ISSUER SERVICES 51 MERCEDES WAY EDGEWOOD NY 11717 BMO NESBITT BURNS INC./CDS** CORPORATE ACTIONS PHUTHORN PENIKETT 250 YONGE STREET 14TH FLOOR TORONTO ON M5B 2M8 CANADA BNP PARIBAS SECURITIES CORP./PRIME B RONALD PERSAUD 525 WASHINGTON BLVD 9TH FLOOR JERSEY CITY NJ 07310 BNP PARIBAS, NEW YORK BRANCH/BNP PAR RONALD PERSAUD 525 WASHINGTON BLVD 9TH FLOOR JERSEY CITY NJ 07310 BNP PARIBAS, NEW YORK BRANCH/CUSTODY/CLIENTASSETS DEAN GALLI CORPORATE ACTIONS AD. D. JOAO II N. 49 LISBON 1988-028 PORTUGAL BNY MELLON WEALTH MANAGEMENT CORPORATE ACTIONS KEVIN KELLY ONE WALL STREET NEW YORK NY 10005 BNYMELLON/CACEIS BANK LUXEMBOURG CORP ACTIONS 525 WILLIAM PENN PLACE PITTSBURGH PA 15259 BNYMELLON/NA-BANK CUSTODY MICHAEL KANIA 525 WILLIAM PENN PLACE RM 0400 PITTSBURGH PA 15259 In re: Valaris plc, et al. Case No. 20-34114 (MI) Page 1 of 10 Case 20-34114 Document 106 Filed in TXSB on 08/23/20 Page 4 of 12 Exhibit A Served Via First-Class Mail Name Attention Address 1 Address 2 Address 3 City State Zip Country BNYMELLON/RE CHARLES STANLEY AND COM MICHAEL KANIA VICE PRESIDENT 525 WILLIAM PENN PLACE PITTSBURGH PA 15259 BNYMELLON/RE MIDCAP SPDRS JENNIFER MAY ASSISTANT VICE PRESIDENT 525 WILLIAM PENN PLACE PITTSBURGH PA 15259 BNYMELLON/RE THE PRUDENTIAL INVESTME MICHAEL KANIA VICE PRESIDENT 525 WILLIAM PENN PLACE PITTSBURGH PA 15259 BNYMELLON/WINTERFLOOD SECURITIES LTD MICHAEL KANIA 525 WILLIAM PENN PLACE RM 0400 PITTSBURGH PA 15259 BOB T MCKNIGHT ADDRESS REDACTED BOBBIE E COMBS TOD ADDRESS REDACTED BRANCH BANKING AND TRUST COMPANY CORP ACTIONS 200 S. COLLEGE ST, 8TH FLOOR CHARLOTTE NC 28202 BREAKAGE CONTROL ACCOUNT ADDRESS REDACTED BRIAN BARBEE ADDRESS REDACTED BRIAN KREITZ & ADDRESS REDACTED BROEVIG HOLDING AS ADDRESS REDACTED BROOKE L SANSOSTI ADDRESS REDACTED BROWN BROTHERS HARRIMAN & CO. JERRY TRAVERS 525 WASHINGTON BLVD. JERSEY CITY NJ 07310 BRUNO BERTOLINI ADDRESS REDACTED BRYAN KENNETH KOPECH ADDRESS REDACTED BURTON M TAPNER JR ADDRESS REDACTED BYRON M WADE & ADDRESS REDACTED BYRON R MC CALL CUST ADDRESS REDACTED BYRON R MC CALL CUST ADDRESS REDACTED C CARLETON FREDERICI ADDRESS REDACTED C JACKSON BENNETT & ADDRESS REDACTED C R GILLMAN ADDRESS REDACTED CALDWELL SECURITIES LTD./CDS** BRENDA HORSFORD 150 KING STREET WEST SUITE 1710 TORONTO ON M5H 1J9 CANADA CALDWELL TRUST COMPANY 201 CENTER ROAD SUITE 2 VENICE FL 34285 CAMERON LOWE ADDRESS REDACTED CANACCORD GENUITY CORP./CDS** BEN THIESSEN 2200-609 GRANVILLE STREET VANCOUVER BC V7Y 1H2 CANADA CANTOR FITZGERALD & CO. ISSUER SERVICES 51 MERCEDES WAY EDGEWOOD NY 11717 CAPITAL INTERNATIONAL INVESTORS 11100 SANTA MONICA BOULEVARD 16TH FLOOR LOS ANGELES CA 90025 CARLOS HASSAN ADDRESS REDACTED CARMEN GULLO ADDRESS REDACTED CAROL A LEGER ADDRESS REDACTED CAROL BRUNSWICK ADDRESS REDACTED CAROL CONNOR ADDRESS REDACTED CAROL CRAMER ADDRESS REDACTED CAROL J DEXTER ADDRESS REDACTED CAROL MITRICK ADDRESS REDACTED CAROL S STORY ADDRESS REDACTED CDS CLEARING AND DEPOSITORY SERVICES LORETTA VERELLI 600 BOUL.DE MAISONNEUVE OUEST BUREAU 210 MONTREAL QC H3A 3J2 CANADA CEDE & CO ADDRESS REDACTED CETERA INVESTMENT SERVICES LLC ANGELA HANDELAND SUPERVISOR 400 1ST STREET SOUTH SUITE 300 ST. CLOUD MN 56301 CHAD COBURN ADDRESS REDACTED CHARLES G ROBERTSON & ADDRESS REDACTED CHARLES J THOMPSON ADDRESS REDACTED CHARLES L MEAGHER ADDRESS REDACTED CHARLES MORGANTI & ADDRESS REDACTED CHARLES SCHWAB & CO., INC. CHRISTINA YOUNG 2423 E LINCOLN DRIVE PHOENIX AZ 85016-1215 CHARLES W TIPTON ADDRESS REDACTED CHARLIE T ARNSDORFF ADDRESS REDACTED CHERYL B OAKES ADDRESS REDACTED CHERYL E WOOD ADDRESS REDACTED CHRIS R WEAVER ADDRESS REDACTED CHRISTA TUCCI ADDRESS REDACTED CHRISTIAN OCHOA ADDRESS REDACTED CHRISTINA C WHITE ADDRESS REDACTED CHRISTINE M COLLET & ADDRESS REDACTED CHRISTOPHER DEAN RAWSON ADDRESS REDACTED CHRISTOPHER L WATSON ADDRESS REDACTED CANADIAN IMPERIAL BANK OF 22 FRONT ST. W. 7TH FL CIBC WORLD MARKETS INC./CDS** CORPORATE ACTIONS RODERICK ROOPSINGH COMMERCE (ATTN. CORP. ACT) TORONTO ON M5J 2W5 CANADA CINDY GARGANO ADDRESS REDACTED KEVIN NEWSTEAD / RACHEL CITADEL CLEARING LLC GALDONES 131 SOUTH DEARBORN STREET 35TH FLOOR CHICAGO IL 60603 CITIBANK, N.A. SHERIDA SINANAN 3801 CITIBANK CENTER B/3RD FLOOR/ZONE 12 TAMPA FL 33610 CITIGROUP GLOBAL MARKETS, INC./CORRESPONDENT CLEARING CORRESPONDENT CLEARING ABIGAIL DAVIES 388 GREENWICH STREET 11TH FLOOR NEW YORK NY 10013 CLAYTON T SORAYAMA & ADDRESS REDACTED CLEARSTREAM BANKING AG NICO STAES MERGENTHALLERALLEE 61 GERMANY CLIFTON C BLANCHARD ADDRESS REDACTED COMERICA BANK GLORIA IMHOFF 411 WEST LAFAYETTE DETROIT MI 48226 COMPUTERSHARE TRUST COMPANY, N.A./DR KEVIN FLEMING MANAGER 250 ROYALL STREET CANTON MA 02021
Load more

Recommended publications
  • LPL Financial LLC Form 13F-HR Filed 2021-08-13
    SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers Filing Date: 2021-08-13 | Period of Report: 2021-06-30 SEC Accession No. 0001403438-21-000004 (HTML Version on secdatabase.com) FILER LPL Financial LLC Mailing Address Business Address 1055 LPL WAY 4707 EXECUTIVE DRIVE CIK:1403438| IRS No.: 952834236 | State of Incorp.:CA | Fiscal Year End: 1231 FORT MILL SC 29715 SAN DIEGO CA 92121 Type: 13F-HR | Act: 34 | File No.: 028-12526 | Film No.: 211170492 704-733-3300 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: LPL Financial LLC Address: 1055 LPL WAY FORT MILL, SC 29715 Form 13F File Number: 028-12526 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dean Phillips Title: Vice President Phone: 980-264-8377 Signature, Place, and Date of Signing: Dean Phillips Fort Mill, SOUTH CAROLINA 08-12-2021 [Signature] [City, State] [Date] Report Type (Check only one.): ☒ 13F HOLDINGS REPORT.
    [Show full text]
  • DTC Participant Alphabetical Listing June 2019.Xlsx
    DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER ABN AMRO CLEARING CHICAGO LLC 0695 ABN AMRO SECURITIES (USA) LLC 0349 ABN AMRO SECURITIES (USA) LLC/A/C#2 7571 ABN AMRO SECURITIES (USA) LLC/REPO 7590 ABN AMRO SECURITIES (USA) LLC/ABN AMRO BANK NV REPO 7591 ALPINE SECURITIES CORPORATION 8072 AMALGAMATED BANK 2352 AMALGAMATED BANK OF CHICAGO 2567 AMHERST PIERPONT SECURITIES LLC 0413 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 0756 AMERICAN ENTERPRISE INVESTMENT SERVICES INC./CONDUIT 7260 APEX CLEARING CORPORATION 0158 APEX CLEARING CORPORATION/APEX CLEARING STOCK LOAN 8308 ARCHIPELAGO SECURITIES, L.L.C. 0436 ARCOLA SECURITIES, INC. 0166 ASCENSUS TRUST COMPANY 2563 ASSOCIATED BANK, N.A. 2257 ASSOCIATED BANK, N.A./ASSOCIATED TRUST COMPANY/IPA 1620 B. RILEY FBR, INC 9186 BANCA IMI SECURITIES CORP. 0136 BANK OF AMERICA, NATIONAL ASSOCIATION 2236 BANK OF AMERICA, NA/GWIM TRUST OPERATIONS 0955 BANK OF AMERICA/LASALLE BANK NA/IPA, DTC #1581 1581 BANK OF AMERICA NA/CLIENT ASSETS 2251 BANK OF CHINA, NEW YORK BRANCH 2555 BANK OF CHINA NEW YORK BRANCH/CLIENT CUSTODY 2656 BANK OF MONTREAL, CHICAGO BRANCH 2309 BANKERS' BANK 2557 BARCLAYS BANK PLC NEW YORK BRANCH 7263 BARCLAYS BANK PLC NEW YORK BRANCH/BARCLAYS BANK PLC-LNBR 8455 BARCLAYS CAPITAL INC. 5101 BARCLAYS CAPITAL INC./LE 0229 BB&T SECURITIES, LLC 0702 BBVA SECURITIES INC. 2786 BETHESDA SECURITIES, LLC 8860 # DTCC Confidential (Yellow) DTC PARTICPANT REPORT (Alphabetical Sort ) Month Ending - June 30, 2019 PARTICIPANT ACCOUNT NAME NUMBER BGC FINANCIAL, L.P. 0537 BGC FINANCIAL L.P./BGC BROKERS L.P. 5271 BLOOMBERG TRADEBOOK LLC 7001 BMO CAPITAL MARKETS CORP.
    [Show full text]
  • Fintech Monthly Market Update | July 2021
    Fintech Monthly Market Update JULY 2021 EDITION Leading Independent Advisory Firm Houlihan Lokey is the trusted advisor to more top decision-makers than any other independent global investment bank. Corporate Finance Financial Restructuring Financial and Valuation Advisory 2020 M&A Advisory Rankings 2020 Global Distressed Debt & Bankruptcy 2001 to 2020 Global M&A Fairness All U.S. Transactions Restructuring Rankings Advisory Rankings Advisor Deals Advisor Deals Advisor Deals 1,500+ 1 Houlihan Lokey 210 1 Houlihan Lokey 106 1 Houlihan Lokey 956 2 JP Morgan 876 Employees 2 Goldman Sachs & Co 172 2 PJT Partners Inc 63 3 JP Morgan 132 3 Lazard 50 3 Duff & Phelps 802 4 Evercore Partners 126 4 Rothschild & Co 46 4 Morgan Stanley 599 23 5 Morgan Stanley 123 5 Moelis & Co 39 5 BofA Securities Inc 542 Refinitiv (formerly known as Thomson Reuters). Announced Locations Source: Refinitiv (formerly known as Thomson Reuters) Source: Refinitiv (formerly known as Thomson Reuters) or completed transactions. No. 1 U.S. M&A Advisor No. 1 Global Restructuring Advisor No. 1 Global M&A Fairness Opinion Advisor Over the Past 20 Years ~25% Top 5 Global M&A Advisor 1,400+ Transactions Completed Valued Employee-Owned at More Than $3.0 Trillion Collectively 1,000+ Annual Valuation Engagements Leading Capital Markets Advisor >$6 Billion Market Cap North America Europe and Middle East Asia-Pacific Atlanta Miami Amsterdam Madrid Beijing Sydney >$1 Billion Boston Minneapolis Dubai Milan Hong Kong Tokyo Annual Revenue Chicago New York Frankfurt Paris Singapore Dallas
    [Show full text]
  • Numerical.Pdf
    DTC PARTICPANT REPORT (Numerical Sort ) Month Ending - July 31, 2021 NUMBER PARTICIPANT ACCOUNT NAME 0 SERIES 0005 GOLDMAN SACHS & CO. LLC 0010 BROWN BROTHERS HARRIMAN & CO. 0013 SANFORD C. BERNSTEIN & CO., LLC 0015 MORGAN STANLEY SMITH BARNEY LLC 0017 INTERACTIVE BROKERS LLC 0019 JEFFERIES LLC 0031 NATIXIS SECURITIES AMERICAS LLC 0032 DEUTSCHE BANK SECURITIES INC.- STOCK LOAN 0033 COMMERZ MARKETS LLC/FIXED INC. REPO & COMM. PAPER 0045 BMO CAPITAL MARKETS CORP. 0046 PHILLIP CAPITAL INC./STOCK LOAN 0050 MORGAN STANLEY & CO. LLC 0052 AXOS CLEARING LLC 0057 EDWARD D. JONES & CO. 0062 VANGUARD MARKETING CORPORATION 0063 VIRTU AMERICAS LLC/VIRTU FINANCIAL BD LLC 0065 ZIONS DIRECT, INC. 0067 INSTINET, LLC 0075 LPL FINANCIAL LLC 0076 MUFG SECURITIES AMERICAS INC. 0083 TRADEBOT SYSTEMS, INC. 0096 SCOTIA CAPITAL (USA) INC. 0099 VIRTU AMERICAS LLC/VIRTU ITG LLC 100 SERIES 0100 COWEN AND COMPANY LLC 0101 MORGAN STANLEY & CO LLC/SL CONDUIT 0103 WEDBUSH SECURITIES INC. 0109 BROWN BROTHERS HARRIMAN & CO./ETF 0114 MACQUARIE CAPITAL (USA) INC. 0124 INGALLS & SNYDER, LLC 0126 COMMERZ MARKETS LLC 0135 CREDIT SUISSE SECURITIES (USA) LLC/INVESTMENT ACCOUNT 0136 INTESA SANPAOLO IMI SECURITIES CORP. 0141 WELLS FARGO CLEARING SERVICES, LLC 0148 ICAP CORPORATES LLC 0158 APEX CLEARING CORPORATION 0161 BOFA SECURITIES, INC. 0163 NASDAQ BX, INC. 0164 CHARLES SCHWAB & CO., INC. 0166 ARCOLA SECURITIES, INC. 0180 NOMURA SECURITIES INTERNATIONAL, INC. 0181 GUGGENHEIM SECURITIES, LLC 0187 J.P. MORGAN SECURITIES LLC 0188 TD AMERITRADE CLEARING, INC. 0189 STATE STREET GLOBAL MARKETS, LLC 0197 CANTOR FITZGERALD & CO. / CANTOR CLEARING SERVICES 200 SERIES 0202 FHN FINANCIAL SECURITIES CORP. 0221 UBS FINANCIAL SERVICES INC.
    [Show full text]
  • Meridian Growth Fund Schedule of Investments September 30, 2020 (Unaudited)
    Meridian Growth Fund Schedule of Investments September 30, 2020 (Unaudited) Shares Value Shares Value Common Stocks - 95.7% Exact Sciences Corp. 1,2 131,771 $ 13,434,054 Communication Services - 3.7% Forte Biosciences, Inc. Acquisition Date: 12/31/18, Entertainment - 0.3% 2,3 Cinemark Holdings, Inc. 1 531,389 $ 5,313,890 Cost $4,000,000 1,174,685 48,436,374 Heron Therapeutics, Inc. 1,2 964,892 14,299,699 Interactive Media & Services - 3.4% Immunomedics, Inc. 2 415,286 35,311,769 Cargurus, Inc. 2 362,805 7,847,472 Kiniksa Pharmaceuticals Ltd. 2 Pinterest, Inc. Class A 954,347 39,614,944 Class A 1,2 318,174 4,874,426 Vroom, Inc. Kodiak Sciences, Inc. 1,2 221,706 13,127,212 Acquisition Date: 11/21/19, Neurocrine Biosciences, Inc. 2 120,038 11,542,854 Cost $5,499,794 2,3 404,500 17,803,259 Precision BioSciences, Inc. 2 408,976 2,519,292 65,265,675 Viking Therapeutics, Inc. 1,2 1,559,541 9,076,529 Total Communication Services 70,579,565 177,612,597 Consumer Discretionary - 13.0% Health Care Equipment & Supplies - 11.5% ABIOMED, Inc. 2 46,765 12,956,711 Auto Components - 0.4% Axogen, Inc. 2 1,294,843 15,059,024 Fox Factory Holding Corp. 1,2 91,309 6,786,998 Cooper Cos., Inc. (The) 61,722 20,807,720 Diversified Consumer Services - 2.1% Hologic, Inc. 2 411,835 27,374,672 frontdoor, Inc. 2 765,499 29,785,566 Integra LifeSciences Holdings 2 Grand Canyon Education, Inc.
    [Show full text]
  • Weekly Market Recap
    Weekly Market Recap October 23, 2017 Last Week: • The Dow Jones Industrial Average took to the skies again, gaining +2.0% and finishing above 23,000 after eclipsing that level for the first time midweek rd o The Dow posted its 53 record close for the year on Friday o There were 23 stocks advancing compared to 7 decliners for the week o Watson must have found the secret sauce, as IBM paced the Dow with a double digit gain of 10.2% for the week … other top performers were United Health, Travelers, Johnson & Johnson and Nike o Six of seven decliners slid one percent or less, but the exception was Procter & Gamble, which took a (-5.1%) tumble o Among Dow industry groups, the top five all picked up +5.0% or more, and included Health Care Providers, Industrial Suppliers, Mortgage Finance, Footwear and Computer Services o Down over (-4.0%) for the week Nondurable Household Products and Oil Equipment and Services, the latter group being down over (-25.0%) year to date • Dow Transports got off to a slower start, gaining only +0.4%, while Dow Utilities turned on the power, gaining +1.6% • The S&P 500 had a very solid week, up +0.9% o The Index has finished up on 12 of 15 trading days in October o The Financial and Health Care sectors led the charge, supported by Utilities and Industrials o Consumer Staples dipped more than one percent for the week, with Real Estate and Energy filling out the sectors in the red for the week • The S&P Mid-Cap and Small-Cap indices were up nicely, rising +0.9% and +0.6% • NASDAQ’s Composite registered another small advance, up 0.4% to a new record Source: Strategas 1 Weekly Market Recap October 23, 2017 • The VIX volatility index nearly stayed in double digits after spending most of the week there, closing at 9.97 • U.S.
    [Show full text]
  • 2017 Annual Report
    MONEY SMART WEEK helps consumers manage their MONEY personal finances better. Programs are offered to all demographics and income levels, and cover all facets SMART® of personal finance. WEEK Facebook.com/MoneySmartWeekNational Twitter.com/MoneySmartWeek 2017 ANNUAL REPORT WHAT IS MSW? MAIN DRIVER COMMUNITIES COLLABORATION CATALYST FOR CHANGE EMPOWERING ENGAGING CREATIVE MEDIA GROWTH/PARTNERS WHAT IS MONEY SMART WEEK? MONEY SMART WEEK 2017 was a public awareness campaign that aimed to help consumers better manage their personal finances by offering thousands of free programs, classes and activities to consumers of all ages. These educational events were carried out by financial institutions, non-profit groups, government agencies, schools, WHERE DID MSW 2017 TAKE PLACE? libraries and more. What began in 2002 as a Chicago-based effort with 40 events and The week April 22-29, 2017 showcased these organizations’ 30 partners has expanded across the entire United States. educational resources, strengthened private-public partnerships, engaged the media, and connected community members with those who could help them learn how to better manage their money. The Federal Reserve Bank of Chicago organized the effort because individuals and communities benefit when consumers make more informed decisions about their personal finances. “When consumers save, invest and make more informed decisions about their financial futures, they increase the likelihood of economic success for their households and the communities in which they live. Attendees 1 24,000 Money Smart Week helps people from all walks of life Events 1 933 build these vital abilities.” — Charles L. Evans, President & Chief Executive Officer, Federal Reserve Bank of Chicago MONEY ABOUT/WHERE MAIN DRIVER COMMUNITIES COLLABORATION CHANGE EMPOWERING ENGAGING CREATIVE MEDIA GROWTH/PARTNERS SMART® WEEK THE MAIN DRIVER IN 2017 Money Smart Week 2017 filled a growing need to build financial capability and wellbeing.
    [Show full text]
  • New Covenant Growth Fund
    SCHEDULE OF INVESTMENTS (Unaudited) March 31, 2020 New Covenant Growth Fund Market Value Market Value Description Shares ($ Thousands) Description Shares ($ Thousands) COMMON STOCK — 96.0% COMMON STOCK (continued) Bosnia and Herzegovina — 0.0% IMAX * 2,244 $ 20 RenaissanceRe Holdings Ltd. 248 $ 37 Intelsat * 8,389 13 – Interpublic Group of Cos Inc/The 8,487 137 Canada — 0.1% Iridium Communications * 366 8 Lululemon Athletica Inc * 1,014 192 – John Wiley & Sons Inc, Cl A 236 9 Cayman Islands — 0.0% Liberty Broadband, Cl A * 113 12 Herbalife * 1,088 31 Lions Gate Entertainment, Cl A * 7,278 44 – Ireland — 1.0% Live Nation Entertainment Inc * 181 8 Accenture PLC, Cl A 11,297 1,844 Match Group * 703 46 Jazz Pharmaceuticals PLC * 616 62 Meredith 1,401 17 Mallinckrodt * 13,812 27 MSG Networks * 2,988 31 Medtronic PLC 19,976 1,801 New York Times, Cl A 1,515 47 NortonLifeLock 13,065 245 Nexstar Media Group, Cl A 455 26 Perrigo Co PLC 211 10 Omnicom Group Inc 10,137 557 Scholastic 1,266 32 3,989 – Shenandoah Telecommunications 1,286 63 Puerto Rico — 0.0% Sirius XM Holdings 7,153 35 Popular Inc 1,507 53 – Spotify Technology SA * 608 74 Switzerland — 0.0% Sprint Corp * 2,200 19 Garmin Ltd 1,092 82 Take-Two Interactive Software Inc * 830 98 – TechTarget * 1,986 41 United Kingdom — 0.2% TEGNA 3,052 33 Aon PLC 2,921 482 T-Mobile US Inc * 2,824 237 Healthpeak Properties 9,384 224 Twitter Inc * 7,369 181 706 – Verizon Communications Inc 62,462 3,356 United States — 94.7% ViacomCBS, Cl B 1,000 14 Communication Services — 8.3% Walt Disney Co/The 26,709
    [Show full text]
  • Statement of Additional Information
    STATEMENT OF ADDITIONAL INFORMATION This is the Statement of Additional Information (SAI) for all of the funds listed below. It is divided into two parts (Part I and Part II). Part I primarily contains information that is particular to each fund, while Part II contains information that generally applies to all of the mutual funds sponsored and managed by T. Rowe Price Associates, Inc. (Price Funds). The date of this Statement of Additional Information is July 23, 2021. T. ROWE PRICE ALL-CAP OPPORTUNITIES FUND, INC. (FORMERLY T. ROWE PRICE NEW AMERICA GROWTH FUND, INC.) T. Rowe Price All-Cap Opportunities Fund (formerly T. Rowe Price New America Growth Fund) PRWAX T. Rowe Price All-Cap Opportunities Fund—Advisor Class (formerly T. Rowe Price New America Growth Fund—Advisor Class) PAWAX T. Rowe Price All-Cap Opportunities Fund—I Class (formerly T. Rowe Price New America Growth Fund— I Class) PNAIX T. ROWE PRICE BALANCED FUND, INC. T. Rowe Price Balanced Fund RPBAX T. Rowe Price Balanced Fund—I Class RBAIX T. ROWE PRICE BLUE CHIP GROWTH FUND, INC. T. Rowe Price Blue Chip Growth Fund TRBCX T. Rowe Price Blue Chip Growth Fund—Advisor Class PABGX T. Rowe Price Blue Chip Growth Fund—I Class TBCIX T. Rowe Price Blue Chip Growth Fund—R Class RRBGX T. Rowe Price Blue Chip Growth Fund—Z Class TRZBX T. ROWE PRICE CAPITAL APPRECIATION FUND, INC. T. Rowe Price Capital Appreciation Fund PRWCX T. Rowe Price Capital Appreciation Fund—Advisor Class PACLX T. Rowe Price Capital Appreciation Fund—I Class TRAIX T.
    [Show full text]
  • United States Securities and Exchange Commission Form
    UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 5, 2019 VIRTU FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 001-37352 32-0420206 (State or other jurisdiction of (Commission File No.) (IRS Employer incorporation) Identification No.) One Liberty Plaza New York, NY 10006 (Address of principal executive offices) (212) 418-0100 (Registrant’s telephone number, including area code) NOT APPLICABLE (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class: Trading Symbol(s) Name of each exchange on which registered: Class A common stock, par value $0.00001 per share VIRT The NASDAQ Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    [Show full text]
  • Fintech Monthly Market Update
    Fintech Monthly Market Update JANUARY 2021 EDITION Leading Independent Advisory Firm Houlihan Lokey is the trusted advisor to more top decision-makers than any other independent global investment bank. Corporate Finance Financial Restructuring Financial and Valuation Advisory 2020 M&A Advisory Rankings 2020 Global Distressed Debt & Bankruptcy 2001 to 2020 Global M&A Fairness All U.S. Transactions Restructuring Rankings Advisory Rankings Advisor Deals Advisor Deals Advisor Deals 1,500+ 1 Houlihan Lokey 210 1 Houlihan Lokey 106 1 Houlihan Lokey 956 2 JP Morgan 876 Employees 2 Goldman Sachs & Co 172 2 PJT Partners Inc 63 3 JP Morgan 132 3 Lazard 50 3 Duff & Phelps 802 4 Evercore Partners 126 4 Rothschild & Co 46 4 Morgan Stanley 599 23 5 Morgan Stanley 123 5 Moelis & Co 39 5 BofA Securities Inc 542 Refinitiv (formerly known as Thomson Reuters). Announced Locations Source: Refinitiv (formerly known as Thomson Reuters) Source: Refinitiv (formerly known as Thomson Reuters) or completed transactions. No. 1 U.S. M&A Advisor No. 1 Global Restructuring Advisor No. 1 Global M&A Fairness Opinion Advisor Over the Past 20 Years ~45% Top 5 Global M&A Advisor 1,000+ Transactions Completed Valued Employee-Owned at More Than $2.5 Trillion Collectively 1,000+ Annual Valuation Engagements Leading Capital Markets Advisor ~$4.5 billion Market Cap North America Europe and Middle East Asia-Pacific Atlanta Miami Amsterdam Madrid Beijing Sydney >$1 billion Boston Minneapolis Dubai Milan Hong Kong Tokyo Annual Revenue Chicago New York Frankfurt Paris Singapore Dallas San Francisco London No Houston Washington, D.C. Debt Los Angeles 2 Global, Market-Leading Fintech Practice There is significant momentum in fintech following a dedicated team build-out in partnership with the industry’s leading FIG franchise, further supported by the extensive resources and relationships of Houlihan Lokey’s broader global platform.
    [Show full text]
  • Useif-I Q1 2021
    Units Cost Market Value US Equity Index Fund-I US Equities 95.79% Domestic Common Stocks 10X GENOMICS INC 182 15,698 32,942 1LIFE HEALTHCARE INC 168 4,722 6,565 2U INC 111 5,519 4,244 3D SYSTEMS CORP 353 3,238 9,686 3M CO 1,332 252,682 256,650 8X8 INC 405 6,796 13,138 A O SMITH CORP 444 18,959 30,019 A10 NETWORKS INC 65 406 625 AAON INC 110 4,476 7,701 AARON'S CO INC/THE 45 583 1,156 ABBOTT LABORATORIES 3,767 276,582 451,437 ABBVIE INC 3,798 346,635 411,020 ABEONA THERAPEUTICS INC 55 393 103 ABERCROMBIE & FITCH CO 97 1,945 3,328 ABIOMED INC 95 29,383 30,279 ABM INDUSTRIES INC 99 3,179 5,050 ACACIA RESEARCH CORP 116 346 771 ACADIA HEALTHCARE CO INC 158 4,062 9,028 ACADIA PHARMACEUTICALS INC 267 7,811 6,889 ACADIA REALTY TRUST 51 1,212 967 ACCELERATE DIAGNOSTICS INC 310 2,884 2,579 ACCELERON PHARMA INC 112 5,145 15,188 ACCO BRANDS CORP 206 1,397 1,739 ACCURAY INC 70 239 347 ACI WORLDWIDE INC 223 6,506 8,485 ACTIVISION BLIZZARD INC 1,598 74,866 148,614 ACUITY BRANDS INC 86 9,886 14,190 ACUSHNET HOLDINGS CORP 144 3,034 5,952 ADAPTIVE BIOTECHNOLOGIES CORP 4 183 161 ADOBE INC 1,027 237,826 488,205 ADTALEM GLOBAL EDUCATION INC 110 5,205 4,349 ADTRAN INC 112 1,203 1,868 ADVANCE AUTO PARTS INC 143 22,427 26,239 ADVANCED DRAINAGE SYSTEMS INC 174 4,870 17,990 ADVANCED ENERGY INDUSTRIES INC 97 4,164 10,589 ADVANCED MICRO DEVICES INC 2,599 71,834 204,022 ADVERUM BIOTECHNOLOGIES INC 185 2,135 1,824 AECOM 329 14,424 21,092 AEGION CORP 88 1,436 2,530 AERIE PHARMACEUTICALS INC 147 3,867 2,627 AES CORP/THE 1,528 21,718 40,966 AFFILIATED MANAGERS GROUP
    [Show full text]