SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2021-08-13 | Period of Report: 2021-06-30 SEC Accession No. 0001403438-21-000004

(HTML Version on secdatabase.com)

FILER LPL Financial LLC Mailing Address Business Address 1055 LPL WAY 4707 EXECUTIVE DRIVE CIK:1403438| IRS No.: 952834236 | State of Incorp.:CA | Fiscal Year End: 1231 FORT MILL SC 29715 SAN DIEGO CA 92121 Type: 13F-HR | Act: 34 | File No.: 028-12526 | Film No.: 211170492 704-733-3300

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F

FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: LPL Financial LLC Address: 1055 LPL WAY FORT MILL, SC 29715 Form 13F File Number: 028-12526

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Dean Phillips Title: Vice President Phone: 980-264-8377

Signature, Place, and Date of Signing: Dean Phillips Fort Mill, SOUTH CAROLINA 08-12-2021 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information table Entry Total: 4218 Form 13F Information table Value Total: 98898818 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

NONE

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE 10X GENOMICS INC CL A COM 88025U109 1,885 9,628 SH SOLE 5,662 0 3,966 1LIFE HEALTHCARE INC COM 68269G107 322 9,729 SH SOLE 0 0 9,729 1STDIBS COM INC COM 320551104 455 13,065 SH SOLE 13,065 0 0 22ND CENTY GROUP INC COM 90137F103 252 54,440 SH SOLE 0 0 54,440 23ANDME HOLDING CO CLASS A COM 90138Q108 298 25,473 SH SOLE 0 0 25,473 2U INC COM 90214J101 1,916 45,975 SH SOLE 37,911 0 8,064 360 DIGITECH INC AMERICAN DEP 88557W101 365 8,733 SH SOLE 1,266 0 7,467 3-D SYS CORP DEL COM NEW 88554D205 10,838 271,160 SH SOLE 0 0 271,160 3M CO COM 88579Y101 79,414 399,811 SH SOLE 48,654 0 351,157 9 METERS BIOPHARMA INC COM 654405109 49 44,720 SH SOLE 0 0 44,720 AAON INC COM PAR $0.004 000360206 386 6,169 SH SOLE 1,664 0 4,505 ABB LTD SPONSORED ADR 000375204 2,305 67,816 SH SOLE 4,591 0 63,225 ABBOTT LABS COM 002824100 78,059 673,325 SH SOLE 50,046 0 623,279 ABBVIE INC COM 00287Y109 187,398 1,663,689 SH SOLE 272,494 0 1,391,195 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 8,525 1,924,389 SH SOLE 0 0 1,924,389 ABERDEEN AUSTRALIA EQUITY FD COM 003011103 269 41,709 SH SOLE 0 0 41,709 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 255 21,221 SH SOLE 0 0 21,221 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 944 148,375 SH SOLE 0 0 148,375 ABERDEEN INCOME CR STRATEGIE COM 003057106 1,660 149,241 SH SOLE 0 0 149,241 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 6,563 386,308 SH SOLE 0 0 386,308 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 3,785 14,577 SH SOLE 0 0 14,577 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 1,927 19,220 SH SOLE 0 0 19,220 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 6,116 63,407 SH SOLE 0 0 63,407 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 5,700 226,274 SH SOLE 0 0 226,274 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 4,318 424,578 SH SOLE 0 0 424,578 ABIOMED INC COM 003654100 1,960 6,281 SH SOLE 3 0 6,278 ABSOLUTE SHS TR WBI BBR GBL INME 00400R874 9,113 366,290 SH SOLE 359,221 0 7,069 ABSOLUTE SHS TR WBI BBR QTY 3000 00400R809 5,377 174,852 SH SOLE 172,696 0 2,156 ABSOLUTE SHS TR WBI BBR VAL 3000 00400R601 6,184 194,692 SH SOLE 192,150 0 2,542 ABSOLUTE SHS TR WBI BBR YLD 3000 00400R700 5,532 207,324 SH SOLE 203,042 0 4,282 ABSOLUTE SHS TR WBI BULBEAR TR 00400R841 2,226 109,315 SH SOLE 104,815 0 4,500 ABSOLUTE SHS TR WBI PWR FCTR ETF 00400R858 5,411 196,936 SH SOLE 178,224 0 18,712 ACADEMY SPORTS & OUTDOORS IN COM 00402L107 4,042 98,006 SH SOLE 0 0 98,006 ACADIA HEALTHCARE COMPANY IN COM 00404A109 3,486 55,551 SH SOLE 17,714 0 37,837 ACADIA PHARMACEUTICALS INC COM 004225108 1,148 47,058 SH SOLE 6,733 0 40,325 ACADIA RLTY TR COM SH BEN INT 004239109 881 40,126 SH SOLE 0 0 40,126 ACASTI PHARMA INC CL A NEW 00430K402 10 17,500 SH SOLE 0 0 17,500 ACCELERON PHARMA INC COM 00434H108 461 3,671 SH SOLE 205 0 3,466 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 43,334 146,999 SH SOLE 44,208 0 102,791 ACELRX PHARMACEUTICALS INC COM 00444T100 26 19,090 SH SOLE 0 0 19,090 ACHIEVE LIFE SCIENCES INC COM 004468500 618 68,800 SH SOLE 0 0 68,800 ACTIVISION BLIZZARD INC COM 00507V109 14,381 150,681 SH SOLE 39,050 0 111,631 ACUITY BRANDS INC COM 00508Y102 728 3,891 SH SOLE 20 0 3,871 ACUSHNET HLDGS CORP COM 005098108 657 13,307 SH SOLE 647 0 12,660 ADAM NAT RES FD INC COM 00548F105 235 14,506 SH SOLE 0 0 14,506 ADAMS DIVERSIFIED EQUITY FD COM 006212104 1,374 69,490 SH SOLE 0 0 69,490 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 1,513 37,035 SH SOLE 0 0 37,035 ADIENT PLC ORD SHS G0084W101 355 7,864 SH SOLE 0 0 7,864 ADOBE SYSTEMS INCORPORATED COM 00724F101 185,097 316,060 SH SOLE 72,587 0 243,473 ADT INC DEL COM 00090Q103 745 69,011 SH SOLE 0 0 69,011

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVANCE AUTO PARTS INC COM 00751Y106 10,776 52,528 SH SOLE 37,617 0 14,911 ADVANCED DRAIN SYS INC DEL COM 00790R104 3,118 26,751 SH SOLE 0 0 26,751 ADVANCED ENERGY INDS COM 007973100 2,306 20,462 SH SOLE 7,424 0 13,038 ADVANCED MICRO DEVICES INC COM 007903107 60,279 641,740 SH SOLE 79,817 0 561,923 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 430 39,857 SH SOLE 39,857 0 0 ADVAXIS INC COM NEW 007624307 5 10,025 SH SOLE 0 0 10,025 ADVENT CONV & INCOME FD COM 00764C109 2,907 150,857 SH SOLE 0 0 150,857 ADVISORSHARES TR ADVISORSHS ETF 00768Y560 371 7,947 SH SOLE 0 0 7,947 ADVISORSHARES TR DORSEY WRIGT ADR 00768Y206 1,634 24,581 SH SOLE 0 0 24,581 ADVISORSHARES TR DORSY FSM ALCP 00768Y479 1,762 48,054 SH SOLE 0 0 48,054 ADVISORSHARES TR DOUBLELIN VAL EQ 00768Y818 1,252 13,124 SH SOLE 0 0 13,124 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 1,124 23,027 SH SOLE 0 0 23,027 ADVISORSHARES TR PURE CANNABIS 00768Y495 4,629 219,483 SH SOLE 0 0 219,483 ADVISORSHARES TR PURE US CANNABIS 00768Y453 6,078 151,906 SH SOLE 0 0 151,906 ADVISORSHARES TR VICE E T F 00768Y545 418 11,598 SH SOLE 0 0 11,598 AEA-BRIDGES IMPACT CORP SHS CL A G01046104 205 21,000 SH SOLE 0 0 21,000 AECOM COM 00766T100 256 4,045 SH SOLE 0 0 4,045 AEGON N V NY REGISTRY SHS 007924103 773 187,198 SH SOLE 0 0 187,198 AERCAP HOLDINGS NV SHS N00985106 497 9,714 SH SOLE 8,317 0 1,397 AERIE PHARMACEUTICALS INC COM 00771V108 396 24,722 SH SOLE 24,659 0 63 AEROJET ROCKETDYNE HLDGS INC COM 007800105 269 5,563 SH SOLE 0 0 5,563 AEROVIRONMENT INC COM 008073108 1,220 12,180 SH SOLE 0 0 12,180 AES CORP COM 00130H105 8,474 325,042 SH SOLE 210,936 0 114,106 AFFILIATED MANAGERS GROUP IN COM 008252108 532 3,452 SH SOLE 1,098 0 2,354 AFFIMED N V COM N01045108 289 33,974 SH SOLE 0 0 33,974 AFFIRM HLDGS INC COM CL A 00827B106 2,251 33,428 SH SOLE 0 0 33,428 AFLAC INC COM 001055102 21,682 404,063 SH SOLE 165,488 0 238,575 AGCO CORP COM 001084102 547 4,199 SH SOLE 358 0 3,841 AGEAGLE AERIAL SYS INC NEW COM 00848K101 71 13,507 SH SOLE 0 0 13,507 AGENUS INC COM NEW 00847G705 169 30,782 SH SOLE 0 0 30,782 AGILE THERAPEUTICS INC COM 00847L100 35 26,344 SH SOLE 0 0 26,344 AGILENT TECHNOLOGIES INC COM 00846U101 4,647 31,438 SH SOLE 160 0 31,278 AGILYSYS INC COM 00847J105 233 4,092 SH SOLE 0 0 4,092 AGNC INVT CORP COM 00123Q104 7,403 438,313 SH SOLE 3,978 0 434,335 AGNICO EAGLE MINES LTD COM 008474108 2,117 35,017 SH SOLE 5,965 0 29,052 AGREE RLTY CORP COM 008492100 354 5,018 SH SOLE 1,776 0 3,242 AGROFRESH SOLUTIONS INC COM 00856G109 31 15,000 SH SOLE 0 0 15,000 AIM IMMUNOTECH INC COM 00901B105 37 17,025 SH SOLE 0 0 17,025 AIR PRODS & CHEMS INC COM 009158106 28,894 100,437 SH SOLE 43,275 0 57,162 AIRBNB INC COM CL A 009066101 22,067 144,100 SH SOLE 2,565 0 141,535 AKAMAI TECHNOLOGIES INC COM 00971T101 17,396 149,198 SH SOLE 109,546 0 39,652 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 20 15,000 PRN SOLE 0 0 15,000 AKERNA CORP COM 00973W102 79 19,726 SH SOLE 0 0 19,726 ALAMO GROUP INC COM 011311107 1,219 7,981 SH SOLE 229 0 7,752 ALAMOS GOLD INC NEW COM CL A 011532108 232 30,281 SH SOLE 13,386 0 16,895 ALARM COM HLDGS INC COM 011642105 486 5,741 SH SOLE 1,990 0 3,751 ALASKA AIR GROUP INC COM 011659109 5,533 91,743 SH SOLE 18,682 0 73,061 ALBEMARLE CORP COM 012653101 4,611 27,369 SH SOLE 126 0 27,243 ALBERTSONS COS INC COMMON STOCK 013091103 379 19,278 SH SOLE 0 0 19,278 ALCOA CORP COM 013872106 4,338 117,742 SH SOLE 748 0 116,994 ALCON AG ORD SHS H01301128 15,556 221,413 SH SOLE 206,000 0 15,413 ALDEYRA THERAPEUTICS INC COM 01438T106 159 14,036 SH SOLE 2,761 0 11,275 ALEXANDER & BALDWIN INC NEW COM 014491104 366 20,005 SH SOLE 14,841 0 5,164 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 2,434 13,376 SH SOLE 4,824 0 8,552 ALEXCO RESOURCE CORP COM 01535P106 125 49,925 SH SOLE 0 0 49,925 ALEXION PHARMACEUTICALS INC COM 015351109 2,135 11,619 SH SOLE 129 0 11,490 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 93,269 411,275 SH SOLE 66,950 0 344,325 ALIGN TECHNOLOGY INC COM 016255101 8,063 13,196 SH SOLE 2,779 0 10,417 ALLEGHANY CORP MD COM 017175100 1,551 2,325 SH SOLE 1,599 0 726

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ALLEGHENY TECHNOLOGIES INC COM 01741R102 311 14,917 SH SOLE 0 0 14,917 ALLEGIANT TRAVEL CO COM 01748X102 339 1,747 SH SOLE 362 0 1,385 ALLEGION PLC ORD SHS G0176J109 2,335 16,762 SH SOLE 10,040 0 6,722 ALLENA PHARMACEUTICALS COM 018119107 33 25,050 SH SOLE 0 0 25,050 ALLETE INC COM NEW 018522300 410 5,857 SH SOLE 63 0 5,794 ALLIANCE DATA SYSTEMS CORP COM 018581108 367 3,525 SH SOLE 0 0 3,525 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 136 18,795 SH SOLE 0 0 18,795 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 7,107 568,068 SH SOLE 0 0 568,068 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 8,918 191,540 SH SOLE 2,998 0 188,542 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 695 45,664 SH SOLE 0 0 45,664 ALLIANT ENERGY CORP COM 018802108 8,100 145,268 SH SOLE 8,363 0 136,905 ALLISON TRANSMISSION HLDGS I COM 01973R101 976 24,552 SH SOLE 21,936 0 2,616 ALLOT LTD SHS M0854Q105 259 13,056 SH SOLE 0 0 13,056 ALLSTATE CORP COM 020002101 21,531 165,065 SH SOLE 33,597 0 131,468 ALLY FINL INC COM 02005N100 4,795 96,213 SH SOLE 37,580 0 58,633 ALMADEN MINERALS LTD COM CL B 020283305 9 17,000 SH SOLE 0 0 17,000 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1,737 10,244 SH SOLE 2,569 0 7,675 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 352 11,594 SH SOLE 0 0 11,594 ALPHA ARCHITECT ETF TR MERLYN AI BULL 02072L706 592 16,509 SH SOLE 0 0 16,509 ALPHA ARCHITECT ETF TR US QUAN VALUE 02072L102 1,485 43,247 SH SOLE 0 0 43,247 ALPHABET INC CAP STK CL A 02079K305 733 300 SH Put SOLE 0 0 300 ALPHABET INC CAP STK CL A 02079K305 376,925 154,365 SH SOLE 24,303 0 130,062 ALPHABET INC CAP STK CL C 02079K107 322,071 128,503 SH SOLE 11,710 0 116,793 ALPHATEC HLDGS INC COM NEW 02081G201 1,662 108,475 SH SOLE 0 0 108,475 ALPINE INCOME PPTY TR INC COM 02083X103 242 12,702 SH SOLE 0 0 12,702 ALPS ETF TR ALERIAN ENERGY 00162Q676 523 25,985 SH SOLE 0 0 25,985 ALPS ETF TR ALERIAN MLP 00162Q452 48,606 1,334,975 SH SOLE 529 0 1,334,446 ALPS ETF TR BARRONS 400 ETF 00162Q726 867 14,597 SH SOLE 0 0 14,597 ALPS ETF TR CLEAN ENERGY 00162Q460 10,194 134,447 SH SOLE 0 0 134,447 ALPS ETF TR DISRUPTIVE TECH 00162Q478 2,022 41,614 SH SOLE 0 0 41,614 ALPS ETF TR EQUAL SEC ETF 00162Q205 1,736 17,341 SH SOLE 0 0 17,341 ALPS ETF TR INTL SEC DV DOG 00162Q718 457 16,300 SH SOLE 0 0 16,300 ALPS ETF TR MED BREAKTHGH 00162Q593 2,276 46,523 SH SOLE 0 0 46,523 ALPS ETF TR RIVERFRONT DYM 00162Q536 379 14,859 SH SOLE 0 0 14,859 ALPS ETF TR RIVRFRNT STR INC 00162Q783 481 19,385 SH SOLE 0 0 19,385 ALPS ETF TR SECTR DIV DOGS 00162Q858 9,559 180,533 SH SOLE 0 0 180,533 ALTAIR ENGR INC COM CL A 021369103 531 7,704 SH SOLE 7,352 0 352 ALTERYX INC COM CL A 02156B103 4,509 52,413 SH SOLE 1 0 52,412 ALTICE USA INC CL A 02156K103 292 8,562 SH SOLE 1,570 0 6,992 ALTO INGREDIENTS INC COM 021513106 413 67,528 SH SOLE 0 0 67,528 ALTRA INDL MOTION CORP COM 02208R106 1,998 30,728 SH SOLE 1,039 0 29,689 ALTRIA GROUP INC COM 02209S103 55,368 1,161,249 SH SOLE 30,254 0 1,130,995 AMARIN CORP PLC SPONS ADR NEW 023111206 1,463 334,104 SH SOLE 108,265 0 225,839 AMAZON COM INC COM 023135106 998,658 290,295 SH SOLE 35,258 0 255,037 AMBARELLA INC SHS G037AX101 910 8,531 SH SOLE 0 0 8,531 AMBEV SA SPONSORED ADR 02319V103 45 13,028 SH SOLE 0 0 13,028 AMC ENTMT HLDGS INC CL A COM 00165C104 6,510 114,848 SH SOLE 0 0 114,848 AMC NETWORKS INC CL A 00164V103 767 11,488 SH SOLE 8,929 0 2,559 AMCOR PLC ORD G0250X107 1,242 108,355 SH SOLE 85 0 108,270 AMDOCS LTD SHS G02602103 2,617 33,830 SH SOLE 13,851 0 19,979 AMEDISYS INC COM 023436108 886 3,619 SH SOLE 1,236 0 2,383 AMER STATES WTR CO COM 029899101 2,204 27,707 SH SOLE 171 0 27,536 AMERCO COM 023586100 639 1,084 SH SOLE 0 0 1,084 AMEREN CORP COM 023608102 4,398 54,948 SH SOLE 843 0 54,105 AMERESCO INC CL A 02361E108 845 13,465 SH SOLE 10,247 0 3,218 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 795 117,947 SH SOLE 0 0 117,947 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 920 61,318 SH SOLE 15,913 0 45,405 AMERICAN AIRLS GROUP INC COM 02376R102 10,067 474,630 SH SOLE 0 0 474,630 AMERICAN ASSETS TR INC COM 024013104 309 8,279 SH SOLE 6,972 0 1,307

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMERICAN AXLE & MFG HLDGS IN COM 024061103 256 24,735 SH SOLE 8,196 0 16,539 AMERICAN CAMPUS CMNTYS INC COM 024835100 1,053 22,532 SH SOLE 4,529 0 18,003 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 2,442 35,102 SH SOLE 0 0 35,102 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 3,473 66,084 SH SOLE 0 0 66,084 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 4,094 73,713 SH SOLE 0 0 73,713 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 1,015 16,087 SH SOLE 0 0 16,087 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 10,357 160,005 SH SOLE 0 0 160,005 AMERICAN CENTY ETF TR QUALITY DIVRSFED 025072406 341 6,568 SH SOLE 0 0 6,568 AMERICAN CENTY ETF TR STOXX US QLTY 025072307 3,076 43,890 SH SOLE 0 0 43,890 AMERICAN CENTY ETF TR STOXX US QUALT 025072208 4,323 87,014 SH SOLE 0 0 87,014 AMERICAN CENTY ETF TR US EQT ETF 025072885 3,500 47,161 SH SOLE 0 0 47,161 AMERICAN CENTY ETF TR US SML CP VALU 025072877 13,169 173,270 SH SOLE 0 0 173,270 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 1,272 33,891 SH SOLE 3,164 0 30,727 AMERICAN ELEC PWR CO INC COM 025537101 33,214 392,652 SH SOLE 187,707 0 204,945 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 2,657 54,079 SH SOLE 0 0 54,079 AMERICAN EXPRESS CO COM 025816109 44,374 268,559 SH SOLE 36,439 0 232,120 AMERICAN FIN TR INC COM CLASS A 02607T109 1,586 187,004 SH SOLE 0 0 187,004 AMERICAN FINL GROUP INC OHIO COM 025932104 371 2,975 SH SOLE 4 0 2,971 AMERICAN HOMES 4 RENT CL A 02665T306 2,313 59,524 SH SOLE 29,596 0 29,928 AMERICAN INTL GROUP INC COM NEW 026874784 9,288 195,117 SH SOLE 105,913 0 89,204 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 852 5,736 SH SOLE 0 0 5,736 AMERICAN OUTDOOR BRANDS INC COM 02875D109 333 9,483 SH SOLE 0 0 9,483 AMERICAN TOWER CORP NEW COM 03027X100 41,161 152,370 SH SOLE 38,721 0 113,649 AMERICAN WELL CORP CL A 03044L105 222 17,682 SH SOLE 0 0 17,682 AMERICAN WTR WKS CO INC NEW COM 030420103 22,539 146,231 SH SOLE 51,916 0 94,315 AMERICAS GOLD AND SILVER COR COM 03062D100 35 23,000 SH SOLE 0 0 23,000 AMERICOLD RLTY TR COM 03064D108 2,665 70,409 SH SOLE 13,491 0 56,918 AMERIPRISE FINL INC COM 03076C106 5,215 20,956 SH SOLE 7,331 0 13,625 AMERIS BANCORP COM 03076K108 280 5,533 SH SOLE 1,758 0 3,775 AMERISOURCEBERGEN CORP COM 03073E105 13,539 118,255 SH SOLE 35,579 0 82,676 AMES NATL CORP COM 031001100 521 21,267 SH SOLE 0 0 21,267 AMETEK INC COM 031100100 9,664 72,387 SH SOLE 27,166 0 45,221 AMGEN INC COM 031162100 104,308 427,929 SH SOLE 89,000 0 338,929 AMKOR TECHNOLOGY INC COM 031652100 456 19,270 SH SOLE 0 0 19,270 AMMO INC COM 00175J107 1,044 106,633 SH SOLE 0 0 106,633 AMN HEALTHCARE SVCS INC COM 001744101 3,050 31,454 SH SOLE 3,241 0 28,213 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 167 32,622 SH SOLE 297 0 32,325 AMPHENOL CORP NEW CL A 032095101 6,376 93,208 SH SOLE 33,899 0 59,309 AMPIO PHARMACEUTICALS INC COM 03209T109 181 108,564 SH SOLE 0 0 108,564 AMPLIFY ENERGY CORP NEW COM 03212B103 53 13,043 SH SOLE 0 0 13,043 AMPLIFY ETF TR AMPLIFY LITHIUM 032108805 1,549 86,173 SH SOLE 0 0 86,173 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 4,160 121,376 SH SOLE 0 0 121,376 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 16,399 344,008 SH SOLE 0 0 344,008 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 5,891 164,284 SH SOLE 0 0 164,284 AMPLIFY ETF TR HIGH INCOME 032108847 8,495 481,601 SH SOLE 0 0 481,601 AMPLIFY ETF TR ONLIN RETL ETF 032108102 42,629 328,703 SH SOLE 0 0 328,703 AMPLIFY ETF TR SEYMOUR CANNBS 032108854 645 25,021 SH SOLE 0 0 25,021 AMYRIS INC COM NEW 03236M200 264 16,146 SH SOLE 0 0 16,146 ANALOG DEVICES INC COM 032654105 16,346 94,948 SH SOLE 28,281 0 66,667 ANAPLAN INC COM 03272L108 516 9,687 SH SOLE 370 0 9,317 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 269 11,775 SH SOLE 0 0 11,775 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 4,577 254,543 SH SOLE 0 0 254,543 ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 375 20,174 SH SOLE 0 0 20,174 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 252 3,500 SH Put SOLE 0 0 3,500 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 13,505 187,538 SH SOLE 49,925 0 137,613 ANNALY CAPITAL MANAGEMENT IN COM 035710409 15,653 1,762,719 SH SOLE 670 0 1,762,049 ANNOVIS BIO INC COM 03615A108 331 3,868 SH SOLE 0 0 3,868 ANSYS INC COM 03662Q105 8,776 25,287 SH SOLE 19,250 0 6,037 ANTARES PHARMA INC COM 036642106 121 27,780 SH SOLE 0 0 27,780

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ANTERIX INC COM 03676C100 518 8,637 SH SOLE 8,137 0 500 ANTERO MIDSTREAM CORP COM 03676B102 1,764 169,789 SH SOLE 473 0 169,316 ANTHEM INC COM 036752103 35,668 93,420 SH SOLE 42,883 0 50,537 AON PLC SHS CL A G0403H108 8,486 35,541 SH SOLE 19,276 0 16,265 APA CORPORATION COM 03743Q108 1,615 74,647 SH SOLE 0 0 74,647 APARTMENT INVT & MGMT CO CL A 03748R747 943 140,538 SH SOLE 138,239 0 2,299 API GROUP CORP COM STK 00187Y100 280 13,419 SH SOLE 5,252 0 8,167 APOLLO COML REAL EST FIN INC COM 03762U105 2,835 177,739 SH SOLE 0 0 177,739 APOLLO GLOBAL MGMT INC COM CL A 03768E105 5,415 87,060 SH SOLE 20,915 0 66,145 APOLLO INVT CORP COM NEW 03761U502 1,469 107,594 SH SOLE 0 0 107,594 APOLLO MED HLDGS INC COM NEW 03763A207 793 12,630 SH SOLE 0 0 12,630 APOLLO SR FLOATING RATE FD I COM 037636107 3,141 199,027 SH SOLE 0 0 199,027 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 1,467 149,985 SH SOLE 0 0 149,985 APOLLO TACTICAL INCOME FD IN COM 037638103 518 33,080 SH SOLE 0 0 33,080 APPFOLIO INC COM CL A 03783C100 901 6,380 SH SOLE 0 0 6,380 APPHARVEST INC COM 03783T103 175 10,908 SH SOLE 0 0 10,908 APPIAN CORP CL A 03782L101 5,078 36,862 SH SOLE 0 0 36,862 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 1,330 87,177 SH SOLE 5,144 0 82,033 APPLE INC COM 037833100 2,506 18,300 SH Put SOLE 0 0 18,300 APPLE INC COM 037833100 1,808,900 13,207,505 SH SOLE 792,462 0 12,415,043 APPLIED INDL TECHNOLOGIES IN COM 03820C105 591 6,492 SH SOLE 4,852 0 1,640 APPLIED MATLS INC COM 038222105 38,060 267,279 SH SOLE 49,809 0 217,470 APPLIED OPTOELECTRONICS INC COM 03823U102 98 11,575 SH SOLE 0 0 11,575 APPLIED UV INC COM 03828V105 128 13,000 SH SOLE 0 0 13,000 APTARGROUP INC COM 038336103 2,183 15,499 SH SOLE 12,927 0 2,572 APTIV PLC SHS G6095L109 23,257 147,826 SH SOLE 116,650 0 31,176 AQUA METALS INC COM 03837J101 46 15,382 SH SOLE 0 0 15,382 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 142 26,478 SH SOLE 0 0 26,478 ARBOR REALTY TRUST INC COM 038923108 5,150 289,008 SH SOLE 0 0 289,008 ARBUTUS BIOPHARMA CORP COM 03879J100 32 10,600 SH SOLE 0 0 10,600 ARCADIA BIOSCIENCES INC COM NEW 039014204 132 44,406 SH SOLE 0 0 44,406 ARCBEST CORP COM 03937C105 202 3,470 SH SOLE 1,281 0 2,189 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 3,823 123,091 SH SOLE 11 0 123,080 ARCH CAP GROUP LTD ORD G0450A105 2,163 55,538 SH SOLE 11,711 0 43,827 ARCHER DANIELS MIDLAND CO COM 039483102 11,017 181,800 SH SOLE 5,423 0 176,377 ARCHROCK INC COM 03957W106 172 19,359 SH SOLE 0 0 19,359 ARCIMOTO INC COM 039587100 580 33,720 SH SOLE 0 0 33,720 ARCONIC CORPORATION COM 03966V107 371 10,420 SH SOLE 0 0 10,420 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 91 15,209 SH SOLE 0 0 15,209 ARCOSA INC COM 039653100 524 8,917 SH SOLE 0 0 8,917 ARCTURUS THERAPEUTICS HLDGS COM 03969T109 308 9,099 SH SOLE 0 0 9,099 ARDMORE SHIPPING CORP COM Y0207T100 68 16,045 SH SOLE 0 0 16,045 ARENA PHARMACEUTICALS INC COM NEW 040047607 204 2,991 SH SOLE 0 0 2,991 ARES CAPITAL CORP COM 04010L103 28,219 1,440,497 SH SOLE 1,463 0 1,439,034 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 22 20,000 PRN SOLE 0 0 20,000 ARES DYNAMIC CR ALLOCATION F COM 04014F102 256 15,817 SH SOLE 0 0 15,817 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 1,039 16,336 SH SOLE 0 0 16,336 ARISTA NETWORKS INC COM 040413106 5,653 15,603 SH SOLE 2,915 0 12,688 ARK ETF TR 3D PRINTING ETF 00214Q500 7,673 192,892 SH SOLE 0 0 192,892 ARK ETF TR ARK SPACE EXPL 00214Q807 2,072 98,608 SH SOLE 0 0 98,608 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 32,140 372,813 SH SOLE 0 0 372,813 ARK ETF TR FINTECH INNOVA 00214Q708 42,849 791,890 SH SOLE 0 0 791,890 ARK ETF TR GENOMIC REV ETF 00214Q302 97,946 1,058,879 SH SOLE 0 0 1,058,879 ARK ETF TR INNOVATION ETF 00214Q104 490,990 3,754,324 SH SOLE 0 0 3,754,324 ARK ETF TR ISRAEL INOVATE 00214Q609 2,234 69,707 SH SOLE 0 0 69,707 ARK ETF TR NEXT GNRTN INTER 00214Q401 120,179 780,025 SH SOLE 0 0 780,025 ARLO TECHNOLOGIES INC COM 04206A101 84 12,336 SH SOLE 0 0 12,336 ARMSTRONG WORLD INDS INC NEW COM 04247X102 1,548 14,435 SH SOLE 12,509 0 1,926 ARRAY TECHNOLOGIES INC COM SHS 04271T100 1,121 71,890 SH SOLE 0 0 71,890

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ARRIVAL GROUP SHS L0423Q108 1,472 93,942 SH SOLE 0 0 93,942 ARROW ELECTRS INC COM 042735100 437 3,840 SH SOLE 236 0 3,604 ARROW ETF TR ARROW DJ GLB YLD 04273H104 743 48,531 SH SOLE 0 0 48,531 ARROW FINL CORP COM 042744102 263 7,318 SH SOLE 0 0 7,318 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 790 9,537 SH SOLE 1,412 0 8,125 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1,792 35,268 SH SOLE 1,907 0 33,361 ARVINAS INC COM 04335A105 324 4,205 SH SOLE 970 0 3,235 ASANA INC CL A 04342Y104 421 6,783 SH SOLE 1,342 0 5,441 ASBURY AUTOMOTIVE GROUP INC COM 043436104 212 1,240 SH SOLE 1,129 0 111 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 302 2,298 SH SOLE 0 0 2,298 ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS 00215W100 1,116 138,675 SH SOLE 117,425 0 21,250 ASHFORD HOSPITALITY TR INC COM SHS 044103877 309 67,701 SH SOLE 0 0 67,701 ASHLAND GLOBAL HLDGS INC COM 044186104 776 8,868 SH SOLE 692 0 8,176 ASML HOLDING N V N Y REGISTRY SHS N07059210 26,547 38,427 SH SOLE 21,288 0 17,139 ASPEN TECHNOLOGY INC COM 045327103 2,188 15,909 SH SOLE 12,280 0 3,629 ASPIRATIONAL CONSUMER LIFEST COM G05436103 533 53,455 SH SOLE 0 0 53,455 ASSOCIATED BANC CORP COM 045487105 516 25,200 SH SOLE 9,974 0 15,226 ASSURED GUARANTY LTD COM G0585R106 1,619 34,102 SH SOLE 15,938 0 18,164 ASTRAZENECA PLC SPONSORED ADR 046353108 11,832 197,536 SH SOLE 17,279 0 180,257 AT HOME GROUP INC COM 04650Y100 239 6,500 SH Call SOLE 0 0 6,500 AT HOME GROUP INC COM 04650Y100 7,417 201,317 SH SOLE 0 0 201,317 AT&T INC COM 00206R102 171,071 5,944,107 SH SOLE 567,936 0 5,376,171 ATHENE HOLDING LTD CL A G0684D107 235 3,482 SH SOLE 2,675 0 807 ATHENEX INC COM 04685N103 111 24,093 SH SOLE 0 0 24,093 ATHERSYS INC NEW COM 04744L106 89 61,586 SH SOLE 0 0 61,586 ATI PHYSICAL THERAPY INC COM CL A 00216W109 863 90,420 SH SOLE 0 0 90,420 ATKORE INC COM 047649108 490 6,906 SH SOLE 0 0 6,906 ATLANTIC UN BANKSHARES CORP COM 04911A107 381 10,507 SH SOLE 0 0 10,507 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 1,654 44,430 SH SOLE 4,916 0 39,514 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 287 4,220 SH SOLE 556 0 3,664 ATLAS CORP SHARES Y0436Q109 1,996 140,057 SH SOLE 0 0 140,057 ATLASSIAN CORP PLC CL A G06242104 14,203 55,295 SH SOLE 29,984 0 25,311 ATMOS ENERGY CORP COM 049560105 4,189 43,590 SH SOLE 4,082 0 39,508 ATRICURE INC COM 04963C209 1,452 18,301 SH SOLE 15,685 0 2,616 AUDIOCODES LTD ORD M15342104 364 10,992 SH SOLE 3,904 0 7,088 AURINIA PHARMACEUTICALS INC COM 05156V102 285 21,990 SH SOLE 0 0 21,990 AURORA CANNABIS INC COM 05156X884 1,142 126,357 SH SOLE 0 0 126,357 AUTODESK INC COM 052769106 32,293 110,630 SH SOLE 97,560 0 13,070 AUTOHOME INC SP ADS RP CL A 05278C107 849 13,267 SH SOLE 10,500 0 2,767 AUTOLIV INC COM 052800109 493 5,041 SH SOLE 2,808 0 2,233 AUTOMATIC DATA PROCESSING IN COM 053015103 46,932 236,290 SH SOLE 13,950 0 222,340 AUTONATION INC COM 05329W102 348 3,671 SH SOLE 138 0 3,533 AUTOZONE INC COM 053332102 11,033 7,394 SH SOLE 1,978 0 5,416 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 129 19,150 SH SOLE 0 0 19,150 AVALARA INC COM 05338G106 1,504 9,294 SH SOLE 6,899 0 2,395 AVALONBAY CMNTYS INC COM 053484101 6,108 29,270 SH SOLE 21,119 0 8,151 AVANGRID INC COM 05351W103 800 15,548 SH SOLE 2,971 0 12,577 AVANTOR INC COM 05352A100 1,061 29,885 SH SOLE 14,263 0 15,622 AVAYA HLDGS CORP COM 05351X101 376 13,969 SH SOLE 0 0 13,969 AVERY DENNISON CORP COM 053611109 4,376 20,816 SH SOLE 377 0 20,439 AVID TECHNOLOGY INC COM 05367P100 461 11,783 SH SOLE 0 0 11,783 AVIENT CORPORATION COM 05368V106 1,886 38,362 SH SOLE 12,965 0 25,397 AVIS BUDGET GROUP COM 053774105 236 3,030 SH SOLE 60 0 2,970 AVISTA CORP COM 05379B107 494 11,585 SH SOLE 99 0 11,486 AVITA MEDICAL INC COM 05380C102 245 11,933 SH SOLE 0 0 11,933 AVNET INC COM 053807103 299 7,472 SH SOLE 4,347 0 3,125 AXALTA COATING SYS LTD COM G0750C108 383 12,559 SH SOLE 1,757 0 10,802 AXCELIS TECHNOLOGIES INC COM NEW 054540208 531 13,139 SH SOLE 0 0 13,139 AXIS CAP HLDGS LTD SHS G0692U109 945 19,289 SH SOLE 445 0 18,844

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AXON ENTERPRISE INC COM 05464C101 7,100 40,161 SH SOLE 0 0 40,161 AXOS FINANCIAL INC COM 05465C100 1,382 29,793 SH SOLE 5,007 0 24,786 AXSOME THERAPEUTICS INC COM 05464T104 261 3,863 SH SOLE 0 0 3,863 AYRO INC COM 054748108 50 10,200 SH SOLE 0 0 10,200 AZEK CO INC CL A 05478C105 425 10,002 SH SOLE 248 0 9,754 AZUL S A SPONSR ADR PFD 05501U106 223 8,449 SH SOLE 0 0 8,449 B & G FOODS INC NEW COM 05508R106 3,377 102,964 SH SOLE 0 0 102,964 B. RILEY FINANCIAL INC COM 05580M108 678 8,979 SH SOLE 657 0 8,322 B2GOLD CORP COM 11777Q209 91 21,539 SH SOLE 0 0 21,539 BADGER METER INC COM 056525108 619 6,304 SH SOLE 4,178 0 2,126 BAIDU INC SPON ADR REP A 056752108 16,180 79,352 SH SOLE 781 0 78,571 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 216 14,150 SH SOLE 0 0 14,150 BAKER HUGHES COMPANY CL A 05722G100 1,061 46,409 SH SOLE 32,034 0 14,375 BALCHEM CORP COM 057665200 1,748 13,313 SH SOLE 3,505 0 9,808 BALL CORP COM 058498106 13,903 171,605 SH SOLE 11,267 0 160,338 BALLARD PWR SYS INC NEW COM 058586108 1,548 85,419 SH SOLE 0 0 85,419 BANCFIRST CORP COM 05945F103 629 10,075 SH SOLE 0 0 10,075 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 182 29,383 SH SOLE 22,008 0 7,375 BANCO BRADESCO S A SP ADR PFD NEW 059460303 53 10,281 SH SOLE 0 0 10,281 BANCO SANTANDER S.A. ADR 05964H105 931 238,084 SH SOLE 1,926 0 236,158 BANCORPSOUTH BK TUPELO MISS COM 05971J102 4,033 142,361 SH SOLE 0 0 142,361 BANDWIDTH INC COM CL A 05988J103 1,259 9,128 SH SOLE 4,641 0 4,487 BANK COMM HLDGS COM 06424J103 487 32,438 SH SOLE 0 0 32,438 BANK HAWAII CORP COM 062540109 810 9,622 SH SOLE 335 0 9,287 BANK MARIN BANCORP COM 063425102 924 28,973 SH SOLE 0 0 28,973 BANK MONTREAL QUE COM 063671101 5,604 54,640 SH SOLE 2,737 0 51,903 BANK NEW YORK MELLON CORP COM 064058100 5,275 102,965 SH SOLE 21,664 0 81,301 BANK NOVA SCOTIA B C COM 064149107 1,922 29,541 SH SOLE 0 0 29,541 BANK OZK COM 06417N103 10,711 254,047 SH SOLE 15,886 0 238,161 BANNER CORP COM NEW 06652V208 290 5,349 SH SOLE 1,086 0 4,263 BAOZUN INC SPONSORED ADR 06684L103 443 12,497 SH SOLE 0 0 12,497 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 4,060 149,266 SH SOLE 0 0 149,266 BARCLAYS BANK PLC ETN LKD 48 06746P522 661 10,012 SH SOLE 0 0 10,012 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 4,147 197,863 SH SOLE 0 0 197,863 BARCLAYS PLC ADR 06738E204 652 67,588 SH SOLE 33,242 0 34,346 BARINGS BDC INC COM 06759L103 125 11,859 SH SOLE 0 0 11,859 BARINGS CORPORATE INVS COM 06759X107 1,598 105,123 SH SOLE 0 0 105,123 BARINGS GLOBAL SHORT DURATIO COM 06760L100 657 38,447 SH SOLE 0 0 38,447 BARNES GROUP INC COM 067806109 513 10,009 SH SOLE 58 0 9,951 BARRICK GOLD CORP COM 067901108 12,760 617,018 SH SOLE 127,019 0 489,999 BAUDAX BIO INC COM 07160F107 13 17,000 SH SOLE 0 0 17,000 BAUSCH HEALTH COS INC COM 071734107 674 22,990 SH SOLE 562 0 22,428 BAXTER INTL INC COM 071813109 14,258 177,115 SH SOLE 62,462 0 114,653 BCE INC COM NEW 05534B760 22,446 455,102 SH SOLE 348,381 0 106,721 BEACON ROOFING SUPPLY INC COM 073685109 1,108 20,815 SH SOLE 3,372 0 17,443 BEAM GLOBAL COM 07373B109 2,278 59,468 SH SOLE 0 0 59,468 BEAM THERAPEUTICS INC COM 07373V105 2,178 16,922 SH SOLE 0 0 16,922 BECTON DICKINSON & CO COM 075887109 21,039 86,514 SH SOLE 24,850 0 61,664 BED BATH & BEYOND INC COM 075896100 318 9,555 SH SOLE 0 0 9,555 BEIGENE LTD SPONSORED ADR 07725L102 598 1,743 SH SOLE 764 0 979 BELLICUM PHARMACEUTICALS INC COM NEW 079481404 97 29,458 SH SOLE 0 0 29,458 BENTLEY SYS INC COM CL B 08265T208 1,180 18,220 SH SOLE 17,954 0 266 BERKELEY LTS INC COM 084310101 901 20,115 SH SOLE 11,398 0 8,717 BERKLEY W R CORP COM 084423102 1,587 21,322 SH SOLE 8,388 0 12,934 BERKSHIRE HATHAWAY INC DEL CL A 084670108 25,535 61 SH SOLE 0 0 61 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 335,186 1,206,052 SH SOLE 47,053 0 1,158,999 BERKSHIRE HILLS BANCORP INC COM 084680107 248 9,058 SH SOLE 0 0 9,058 BEST BUY INC COM 086516101 6,611 57,500 SH SOLE 13,843 0 43,657 BEYOND MEAT INC COM 08862E109 9,435 59,911 SH SOLE 0 0 59,911

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BGC PARTNERS INC CL A 05541T101 224 39,483 SH SOLE 0 0 39,483 BGSF INC COM 05601C105 310 25,161 SH SOLE 0 0 25,161 BHP GROUP LTD SPONSORED ADS 088606108 7,470 102,569 SH SOLE 13,994 0 88,575 BHP GROUP PLC SPONSORED ADR 05545E209 1,423 23,835 SH SOLE 7,801 0 16,034 BIG 5 SPORTING GOODS CORP COM 08915P101 672 26,168 SH SOLE 0 0 26,168 BIG LOTS INC COM 089302103 991 15,020 SH SOLE 976 0 14,044 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 2,028 31,243 SH SOLE 12,064 0 19,179 BILIBILI INC SPONS ADS REP Z 090040106 1,028 8,435 SH SOLE 406 0 8,029 BILL COM HLDGS INC COM 090043100 694 3,786 SH SOLE 1,397 0 2,389 BIO RAD LABS INC CL A 090572207 14,125 21,924 SH SOLE 20,077 0 1,847 BIOCRYST PHARMACEUTICALS INC COM 09058V103 1,235 78,118 SH SOLE 0 0 78,118 BIOGEN INC COM 09062X103 13,136 37,937 SH SOLE 16,570 0 21,367 BIOLINERX LTD SPONSORED ADS 09071M205 186 66,076 SH SOLE 0 0 66,076 BIOMARIN PHARMACEUTICAL INC COM 09061G101 5,396 64,667 SH SOLE 47,558 0 17,109 BIONANO GENOMICS INC COM 09075F107 174 23,710 SH SOLE 0 0 23,710 BIONTECH SE SPONSORED ADS 09075V102 1,092 4,878 SH SOLE 0 0 4,878 BIO-TECHNE CORP COM 09073M104 3,645 8,095 SH SOLE 6,124 0 1,971 BK OF AMERICA CORP COM 060505104 140,487 3,407,397 SH SOLE 654,773 0 2,752,624 BLACK HILLS CORP COM 092113109 2,034 30,997 SH SOLE 14,860 0 16,137 BLACK KNIGHT INC COM 09215C105 3,808 48,834 SH SOLE 16,711 0 32,123 BLACKBAUD INC COM 09227Q100 999 13,047 SH SOLE 51 0 12,996 BLACKBERRY LTD COM 09228F103 2,088 170,872 SH SOLE 0 0 170,872 BLACKLINE INC COM 09239B109 1,637 14,710 SH SOLE 9,182 0 5,528 BLACKROCK 2022 GBL INCM OPP COM 09258P104 718 77,351 SH SOLE 0 0 77,351 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 152 10,171 SH SOLE 0 0 10,171 BLACKROCK CAP INVT CORP COM 092533108 306 77,967 SH SOLE 0 0 77,967 BLACKROCK CAP INVT CORP NOTE 5.000% 6/1 092533AC2 212 210,000 PRN SOLE 0 0 210,000 BLACKROCK CORE BD TR SHS BEN INT 09249E101 4,549 275,343 SH SOLE 0 0 275,343 BLACKROCK CORPOR HI YLD FD I COM 09255P107 3,862 313,452 SH SOLE 0 0 313,452 BLACKROCK CR ALLOCATION INCO COM 092508100 5,166 331,382 SH SOLE 0 0 331,382 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 2,827 246,922 SH SOLE 0 0 246,922 BLACKROCK ENERGY & RES TR COM 09250U101 513 52,289 SH SOLE 0 0 52,289 BLACKROCK ENHANCD CAP & INM COM 09256A109 1,539 74,769 SH SOLE 0 0 74,769 BLACKROCK ENHANCED EQUITY DI COM 09251A104 8,075 797,098 SH SOLE 0 0 797,098 BLACKROCK ENHANCED GLOBAL DI COM 092501105 2,741 218,429 SH SOLE 0 0 218,429 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 145 22,160 SH SOLE 0 0 22,160 BLACKROCK FLOATING RATE INCO COM 09255X100 539 40,646 SH SOLE 0 0 40,646 BLACKROCK GLOBAL FLOATING RA COM 091941104 771 59,977 SH SOLE 0 0 59,977 BLACKROCK HEALTH SCIENCES TR COM 09250W107 1,908 39,342 SH SOLE 0 0 39,342 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 763 26,380 SH SOLE 0 0 26,380 BLACKROCK INC COM 09247X101 61,598 70,400 SH SOLE 11,940 0 58,460 BLACKROCK INCOME TR INC COM 09247F100 5,660 892,679 SH SOLE 0 0 892,679 BLACKROCK INVT QUALITY MUN T COM 09247D105 1,984 107,557 SH SOLE 0 0 107,557 BLACKROCK LTD DURATION INCOM COM SHS 09249W101 1,407 82,645 SH SOLE 0 0 82,645 BLACKROCK MULTI SECTOR INC T COM 09258A107 2,007 107,558 SH SOLE 0 0 107,558 BLACKROCK MUN INCOME QUALITY COM 092479104 622 39,695 SH SOLE 0 0 39,695 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 261 16,930 SH SOLE 0 0 16,930 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 2,340 89,203 SH SOLE 0 0 89,203 BLACKROCK MUNI INCOME TR II COM 09249N101 1,019 64,685 SH SOLE 0 0 64,685 BLACKROCK MUNI INTER DR FD I COM 09253X102 230 14,715 SH SOLE 0 0 14,715 BLACKROCK MUNIASSETS FD INC COM 09254J102 435 25,783 SH SOLE 0 0 25,783 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 1,405 88,063 SH SOLE 0 0 88,063 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 171 11,581 SH SOLE 0 0 11,581 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 726 45,564 SH SOLE 0 0 45,564 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 734 43,735 SH SOLE 0 0 43,735 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 178 12,701 SH SOLE 0 0 12,701 BLACKROCK MUNIVEST FD II INC COM 09253T101 160 10,170 SH SOLE 0 0 10,170 BLACKROCK MUNIVEST FD INC COM 09253R105 272 28,285 SH SOLE 0 0 28,285 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 279 18,161 SH SOLE 0 0 18,161

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BLACKROCK MUNIYIELD CALIF QU COM 09254N103 1,047 66,482 SH SOLE 0 0 66,482 BLACKROCK MUNIYIELD FD INC COM 09253W104 507 33,546 SH SOLE 0 0 33,546 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 840 53,282 SH SOLE 0 0 53,282 BLACKROCK MUNIYIELD QUALITY COM 09254E103 1,582 106,517 SH SOLE 0 0 106,517 BLACKROCK MUNIYIELD QUALITY COM 09254G108 321 22,157 SH SOLE 0 0 22,157 BLACKROCK MUNIYILD QULT FD I COM 09254F100 1,034 61,735 SH SOLE 0 0 61,735 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 821 53,260 SH SOLE 0 0 53,260 BLACKROCK N Y MUN INCOME TRU SH BEN INT 09248L106 294 19,439 SH SOLE 0 0 19,439 BLACKROCK RES & COMMODITIES SHS 09257A108 3,196 339,249 SH SOLE 0 0 339,249 BLACKROCK SCIENCE & TECHNOLO RIGHT 07/14/2021 09258G112 15 22,319 SH SOLE 0 0 22,319 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 1,470 24,672 SH SOLE 0 0 24,672 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 3,394 81,373 SH SOLE 0 0 81,373 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 9,347 362,562 SH SOLE 0 0 362,562 BLACKROCK TCP CAPITAL CORP COM 09259E108 1,912 138,324 SH SOLE 469 0 137,855 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 31 30,000 PRN SOLE 0 0 30,000 BLACKROCK UTILS INFRASTRUCTU COM 09248D104 347 13,483 SH SOLE 0 0 13,483 BLACKSTONE GROUP INC COM 09260D107 69,049 710,818 SH SOLE 20,937 0 689,881 BLACKSTONE MTG TR INC COM CL A 09257W100 11,042 346,244 SH SOLE 39 0 346,205 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 52 50,000 PRN SOLE 0 0 50,000 BLACKSTONE SENIOR FLOATNG RA COM 09256U105 5,179 316,777 SH SOLE 0 0 316,777 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 228 16,355 SH SOLE 0 0 16,355 BLADE AIR MOBILITY INC CL A COM 092667104 1,605 152,819 SH SOLE 0 0 152,819 BLINK CHARGING CO COM 09354A100 1,147 27,849 SH SOLE 0 0 27,849 BLOCK H & R INC COM 093671105 1,781 75,839 SH SOLE 3,360 0 72,479 BLOOM ENERGY CORP COM CL A 093712107 1,453 54,086 SH SOLE 81 0 54,005 BLOOMIN BRANDS INC COM 094235108 1,305 48,073 SH SOLE 36,797 0 11,276 BLUE BIRD CORP COM 095306106 1,267 50,962 SH SOLE 0 0 50,962 BLUEBIRD BIO INC COM 09609G100 361 11,284 SH SOLE 0 0 11,284 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 235 62,300 SH SOLE 0 0 62,300 BLUELINX HLDGS INC COM NEW 09624H208 467 9,281 SH SOLE 0 0 9,281 BLUEROCK RESIDENTIAL GWT REI COM CL A 09627J102 1,098 107,981 SH SOLE 0 0 107,981 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 471 129,048 SH SOLE 0 0 129,048 BNY MELLON MUN BD INFRASTRUC COM SHS 09662W109 1,723 117,263 SH SOLE 0 0 117,263 BNY MELLON MUN INCOME INC COM 05589T104 204 21,900 SH SOLE 0 0 21,900 BNY MELLON STRATEGIC MUN BD COM 09662E109 2,281 277,174 SH SOLE 0 0 277,174 BNY MELLON STRATEGIC MUNS IN COM 05588W108 883 98,432 SH SOLE 0 0 98,432 BOEING CO COM 097023105 240 1,000 SH Put SOLE 0 0 1,000 BOEING CO COM 097023105 198,431 828,314 SH SOLE 55,836 0 772,478 BOISE CASCADE CO DEL COM 09739D100 478 8,199 SH SOLE 730 0 7,469 BOOKING HOLDINGS INC COM 09857L108 22,830 10,434 SH SOLE 5,981 0 4,453 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 2,283 26,802 SH SOLE 11,206 0 15,596 BORGWARNER INC COM 099724106 3,365 69,318 SH SOLE 2,192 0 67,126 BOSTON BEER INC CL A 100557107 5,306 5,198 SH SOLE 1 0 5,197 BOSTON PROPERTIES INC COM 101121101 1,519 13,256 SH SOLE 4,740 0 8,516 BOSTON SCIENTIFIC CORP COM 101137107 10,565 247,080 SH SOLE 94,736 0 152,344 BOTTOMLINE TECH DEL INC COM 101388106 251 6,775 SH SOLE 6,429 0 346 BOULDER GROWTH & INCOME FD I COM 101507101 146 10,749 SH SOLE 0 0 10,749 BOX INC CL A 10316T104 595 23,302 SH SOLE 113 0 23,189 BOXLIGHT CORP COM CL A 103197109 92 38,300 SH SOLE 0 0 38,300 BOYD GAMING CORP COM 103304101 2,949 47,951 SH SOLE 0 0 47,951 BP PLC SPONSORED ADR 055622104 23,912 905,084 SH SOLE 16,694 0 888,390 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 1,461 115,864 SH SOLE 0 0 115,864 BREEZE HOLDINGS ACQUISITN CO COM 106762107 116 11,550 SH SOLE 0 0 11,550 BRIGHAM MINERALS INC CL A COM 10918L103 658 30,886 SH SOLE 29,768 0 1,118 BRIGHT HORIZONS FAM SOL IN D COM 109194100 840 5,708 SH SOLE 4,416 0 1,292 BRIGHTHOUSE FINL INC COM 10922N103 386 8,479 SH SOLE 1 0 8,478 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 2,107 224,144 SH SOLE 0 0 224,144 BRINKER INTL INC COM 109641100 327 5,284 SH SOLE 237 0 5,047 BRINKS CO COM 109696104 935 12,163 SH SOLE 1,310 0 10,853

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BRISTOL-MYERS SQUIBB CO COM 110122108 81,807 1,224,285 SH SOLE 155,817 0 1,068,468 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 23,979 609,991 SH SOLE 458,841 0 151,150 BRIXMOR PPTY GROUP INC COM 11120U105 819 35,793 SH SOLE 10,081 0 25,712 BROADCOM INC COM 11135F101 106,889 224,162 SH SOLE 51,184 0 172,978 BROADMARK RLTY CAP INC COM 11135B100 1,890 178,500 SH SOLE 0 0 178,500 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 31,827 197,037 SH SOLE 12,705 0 184,332 BROADSTONE NET LEASE INC COM 11135E203 711 30,362 SH SOLE 324 0 30,038 BROOKDALE SR LIVING INC COM 112463104 116 14,733 SH SOLE 0 0 14,733 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 3,974 77,959 SH SOLE 1,149 0 76,810 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 5,581 100,475 SH SOLE 0 0 100,475 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 1,364 18,091 SH SOLE 0 0 18,091 BROOKFIELD PPTY REIT INC CL A 11282X103 533 28,233 SH SOLE 0 0 28,233 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 4,005 182,855 SH SOLE 0 0 182,855 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 1,065 25,382 SH SOLE 3,075 0 22,307 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1,177 30,526 SH SOLE 0 0 30,526 BROOKS AUTOMATION INC NEW COM 114340102 4,459 46,801 SH SOLE 31,307 0 15,494 BROWN & BROWN INC COM 115236101 3,624 68,191 SH SOLE 13,432 0 54,759 BROWN FORMAN CORP CL A 115637100 1,554 22,045 SH SOLE 0 0 22,045 BROWN FORMAN CORP CL B 115637209 8,169 109,005 SH SOLE 13,907 0 95,098 BRP GROUP INC COM CL A 05589G102 474 17,785 SH SOLE 17,749 0 36 BRUKER CORP COM 116794108 9,237 121,577 SH SOLE 118,829 0 2,748 BRUNSWICK CORP COM 117043109 939 9,426 SH SOLE 1,370 0 8,056 BUILDERS FIRSTSOURCE INC COM 12008R107 6,160 144,405 SH SOLE 0 0 144,405 BUMBLE INC COM CL A 12047B105 457 7,940 SH SOLE 182 0 7,758 BUNGE LIMITED COM G16962105 3,869 49,502 SH SOLE 7,290 0 42,212 BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 110 49,300 SH SOLE 0 0 49,300 BURLINGTON STORES INC COM 122017106 824 2,558 SH SOLE 1,164 0 1,394 BUSINESS FIRST BANCSHARES IN COM 12326C105 2,226 96,995 SH SOLE 0 0 96,995 BUTTERFLY NETWORK INC COM CL A 124155102 749 51,753 SH SOLE 0 0 51,753 BWX TECHNOLOGIES INC COM 05605H100 454 7,811 SH SOLE 1,247 0 6,564 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1,803 19,250 SH SOLE 5,065 0 14,185 C3 AI INC CL A 12468P104 1,041 16,642 SH SOLE 942 0 15,700 CABOT CORP COM 127055101 253 4,438 SH SOLE 2,445 0 1,993 CABOT OIL & GAS CORP COM 127097103 1,054 60,364 SH SOLE 6,428 0 53,936 CACI INTL INC CL A 127190304 1,204 4,719 SH SOLE 1,949 0 2,770 CADENCE BANCORPORATION CL A 12739A100 912 43,666 SH SOLE 22,965 0 20,701 CADENCE DESIGN SYSTEM INC COM 127387108 10,202 74,566 SH SOLE 56,341 0 18,225 CAESARS ENTERTAINMENT INC NE COM 12769G100 311 3,000 SH Call SOLE 0 0 3,000 CAESARS ENTERTAINMENT INC NE COM 12769G100 10,135 97,689 SH SOLE 440 0 97,249 CAL MAINE FOODS INC COM NEW 128030202 772 21,307 SH SOLE 290 0 21,017 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 9,445 578,738 SH SOLE 0 0 578,738 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 5,216 343,844 SH SOLE 0 0 343,844 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 2,967 95,180 SH SOLE 0 0 95,180 CALAMOS GBL DYN INCOME FUND COM 12811L107 2,108 192,291 SH SOLE 0 0 192,291 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 8,650 475,563 SH SOLE 0 0 475,563 CALAVO GROWERS INC COM 128246105 520 8,200 SH SOLE 95 0 8,105 CALIFORNIA WTR SVC GROUP COM 130788102 404 7,277 SH SOLE 229 0 7,048 CALIX INC COM 13100M509 252 5,304 SH SOLE 0 0 5,304 CALLAWAY GOLF CO COM 131193104 654 19,391 SH SOLE 3,863 0 15,528 CALLON PETE CO DEL COM 13123X508 726 12,587 SH SOLE 0 0 12,587 CALUMET SPECIALTY PRODS PART UT LTD PARTNER 131476103 885 128,785 SH SOLE 0 0 128,785 CAMBRIA ETF TR GLB ASSET ALLO 132061607 6,258 195,891 SH SOLE 0 0 195,891 CAMBRIA ETF TR GLB MOMENT ETF 132061508 885 29,407 SH SOLE 0 0 29,407 CAMBRIA ETF TR GLOBAL VALUE ETF 132061409 1,288 56,167 SH SOLE 0 0 56,167 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 4,354 67,993 SH SOLE 0 0 67,993 CAMBRIA ETF TR TAIL RISK 132061862 4,303 230,094 SH SOLE 0 0 230,094 CAMDEN PPTY TR SH BEN INT 133131102 1,334 10,052 SH SOLE 6,187 0 3,865 CAMECO CORP COM 13321L108 2,537 132,283 SH SOLE 21,699 0 110,584 CAMPBELL SOUP CO COM 134429109 2,075 45,520 SH SOLE 0 0 45,520

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CAMPING WORLD HLDGS INC CL A 13462K109 1,996 48,687 SH SOLE 4,112 0 44,575 CAMTEK LTD ORD M20791105 1,435 38,045 SH SOLE 0 0 38,045 CANADIAN IMP BK COMM COM 136069101 20,518 180,204 SH SOLE 156,094 0 24,110 CANADIAN NAT RES LTD COM 136385101 1,473 40,603 SH SOLE 32,057 0 8,546 CANADIAN NATL RY CO COM 136375102 5,728 54,280 SH SOLE 7,021 0 47,259 CANADIAN PAC RY LTD COM 13645T100 5,930 77,110 SH SOLE 18,587 0 58,523 CANADIAN SOLAR INC COM 136635109 741 16,530 SH SOLE 1,012 0 15,518 CANGO INC ADS 137586103 170 30,373 SH SOLE 0 0 30,373 CANON INC SPONSORED ADR 138006309 2,443 107,958 SH SOLE 82,268 0 25,690 CANOO INC *W EXP 12/21/202 13803R110 133 44,750 SH SOLE 0 0 44,750 CANOO INC COM CL A 13803R102 434 43,650 SH SOLE 0 0 43,650 CANOPY GROWTH CORP COM 138035100 13,737 568,109 SH SOLE 0 0 568,109 CANTALOUPE INC COM 138103106 514 43,355 SH SOLE 0 0 43,355 CAPITAL ONE FINL CORP COM 14040H105 15,276 98,754 SH SOLE 10,516 0 88,238 CAPITAL PRODUCT PARTNERS L P PARTNERSHP UNITS Y11082206 287 23,550 SH SOLE 0 0 23,550 CAPITAL SOUTHWEST CORP COM 140501107 970 41,770 SH SOLE 0 0 41,770 CAPRI HOLDINGS LIMITED SHS G1890L107 1,404 24,552 SH SOLE 16,196 0 8,356 CARA THERAPEUTICS INC COM 140755109 2,242 157,147 SH SOLE 0 0 157,147 CARDIFF ONCOLOGY INC COM 14147L108 117 17,600 SH SOLE 0 0 17,600 CARDINAL HEALTH INC COM 14149Y108 5,008 87,715 SH SOLE 14,145 0 73,570 CARDLYTICS INC COM 14161W105 12,265 96,632 SH SOLE 0 0 96,632 CAREDX INC COM 14167L103 1,513 16,528 SH SOLE 12,864 0 3,664 CAREMAX INC COM CL A 14171W103 351 27,212 SH SOLE 27,212 0 0 CARETRUST REIT INC COM 14174T107 562 24,190 SH SOLE 5,530 0 18,660 CARLISLE COS INC COM 142339100 3,817 19,946 SH SOLE 8,766 0 11,180 CARLYLE GROUP INC COM 14316J108 3,332 71,689 SH SOLE 9 0 71,680 CARMAX INC COM 143130102 8,470 65,583 SH SOLE 32,543 0 33,040 CARNIVAL CORP UNIT 99/99/9999 143658300 19,932 756,131 SH SOLE 22,921 0 733,210 CARNIVAL PLC ADR 14365C103 1,851 79,555 SH SOLE 0 0 79,555 CARPARTS COM INC COM 14427M107 350 17,200 SH SOLE 0 0 17,200 CARPENTER TECHNOLOGY CORP COM 144285103 656 16,300 SH SOLE 0 0 16,300 CARRIER GLOBAL CORPORATION COM 14448C104 13,119 269,938 SH SOLE 47,058 0 222,880 CARTER BANKSHARES INC COM NEW 146103106 187 14,974 SH SOLE 0 0 14,974 CARTERS INC COM 146229109 835 8,090 SH SOLE 7,356 0 734 CARVANA CO CL A 146869102 3,002 9,947 SH SOLE 2,957 0 6,990 CASELLA WASTE SYS INC CL A 147448104 477 7,526 SH SOLE 4,342 0 3,184 CASEYS GEN STORES INC COM 147528103 2,317 11,903 SH SOLE 4,979 0 6,924 CASTOR MARITIME INC SHS NEW Y1146L125 49 18,910 SH SOLE 0 0 18,910 CATALENT INC COM 148806102 634 5,864 SH SOLE 1,189 0 4,675 CATCHMARK TIMBER TR INC CL A 14912Y202 515 43,988 SH SOLE 0 0 43,988 CATERPILLAR INC COM 149123101 129,255 593,923 SH SOLE 36,140 0 557,783 CAVCO INDS INC DEL COM 149568107 256 1,151 SH SOLE 0 0 1,151 CBIZ INC COM 124805102 228 6,954 SH SOLE 0 0 6,954 CBOE GLOBAL MKTS INC COM 12503M108 1,359 11,412 SH SOLE 565 0 10,847 CBRE CLARION GLOBAL REAL EST COM 12504G100 2,343 265,976 SH SOLE 0 0 265,976 CBRE GROUP INC CL A 12504L109 1,634 19,060 SH SOLE 4,000 0 15,060 CDK GLOBAL INC COM 12508E101 1,100 22,130 SH SOLE 10,438 0 11,692 CDW CORP COM 12514G108 2,868 16,420 SH SOLE 6,357 0 10,063 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1,424 31,764 SH SOLE 0 0 31,764 CELANESE CORP DEL COM 150870103 3,579 23,606 SH SOLE 116 0 23,490 CEL-SCI CORP COM PAR NEW 150837607 147 16,892 SH SOLE 0 0 16,892 CELSIUS HLDGS INC COM NEW 15118V207 1,547 20,333 SH SOLE 2,723 0 17,610 CEMEX SAB DE CV SPON ADR NEW 151290889 1,902 226,425 SH SOLE 541 0 225,884 CENOVUS ENERGY INC COM 15135U109 141 14,678 SH SOLE 8,930 0 5,748 CENTENE CORP DEL COM 15135B101 8,998 123,380 SH SOLE 32,445 0 90,935 CENTERPOINT ENERGY INC COM 15189T107 3,954 161,257 SH SOLE 30,230 0 131,027 CENTERSPACE COM 15202L107 1,123 14,230 SH SOLE 367 0 13,863 CENTRUS ENERGY CORP CL A 15643U104 411 16,195 SH SOLE 0 0 16,195 CENTURY ALUM CO COM 156431108 273 21,180 SH SOLE 0 0 21,180

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CENTURY BANCORPORATION INC CL A NON VTG 156432106 342 3,000 SH SOLE 0 0 3,000 CENTURY CMNTYS INC COM 156504300 856 12,865 SH SOLE 11,822 0 1,043 CERAGON NETWORKS LTD ORD M22013102 56 14,820 SH SOLE 0 0 14,820 CERENCE INC COM 156727109 3,947 36,987 SH SOLE 26,089 0 10,898 CERNER CORP COM 156782104 6,105 78,113 SH SOLE 34,798 0 43,315 CERUS CORP COM 157085101 86 14,601 SH SOLE 0 0 14,601 CF ACQUISITION CORP IV COM CL A 12520T102 1,311 135,270 SH SOLE 0 0 135,270 CF INDS HLDGS INC COM 125269100 1,681 32,680 SH SOLE 15,760 0 16,920 CGI INC CL A SUB VTG 12532H104 284 3,133 SH SOLE 1,420 0 1,713 CHAMPIONX CORPORATION COM 15872M104 842 32,845 SH SOLE 30,385 0 2,460 CHANGE HEALTHCARE INC COM 15912K100 581 25,217 SH SOLE 431 0 24,786 CHANNELADVISOR CORP COM 159179100 319 13,023 SH SOLE 3,149 0 9,874 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 1,071 30,831 SH SOLE 0 0 30,831 CHARLES RIV LABS INTL INC COM 159864107 3,307 8,941 SH SOLE 3,863 0 5,078 CHART INDS INC COM 16115Q308 799 5,464 SH SOLE 3,844 0 1,620 CHARTER COMMUNICATIONS INC N CL A 16119P108 10,900 15,108 SH SOLE 5,623 0 9,485 CHECK POINT SOFTWARE TECH LT ORD M22465104 5,489 47,270 SH SOLE 16,447 0 30,823 CHEESECAKE FACTORY INC COM 163072101 267 4,935 SH SOLE 846 0 4,089 CHEGG INC COM 163092109 3,794 45,648 SH SOLE 32,444 0 13,204 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 62 20,885 SH SOLE 0 0 20,885 CHEMED CORP NEW COM 16359R103 872 1,839 SH SOLE 206 0 1,633 CHEMOURS CO COM 163851108 1,944 55,866 SH SOLE 51 0 55,815 CHENIERE ENERGY INC COM NEW 16411R208 7,914 91,243 SH SOLE 7,602 0 83,641 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 707 15,964 SH SOLE 1,199 0 14,765 CHERRY HILL MTG INVT CORP COM 164651101 1,408 142,771 SH SOLE 0 0 142,771 CHESAPEAKE UTILS CORP COM 165303108 218 1,814 SH SOLE 0 0 1,814 CHEVRON CORP NEW COM 166764100 158,403 1,512,347 SH SOLE 387,406 0 1,124,941 CHEWY INC CL A 16679L109 5,296 66,447 SH SOLE 4,089 0 62,358 CHILDRENS PL INC NEW COM 168905107 1,626 17,470 SH SOLE 23 0 17,447 CHIMERA INVT CORP COM NEW 16934Q208 2,534 168,247 SH SOLE 3,105 0 165,142 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 118 11,819 SH SOLE 4,327 0 7,492 CHINA PETROLEUM & CHEMICAL C SPON ADR H SHS 16941R108 1,083 21,240 SH SOLE 12,197 0 9,043 CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW 16965P202 553 16,273 SH SOLE 16,101 0 172 CHIPOTLE MEXICAN GRILL INC COM 169656105 9,677 6,242 SH SOLE 465 0 5,777 CHOICEONE FINL SVCS INC COM 170386106 439 18,137 SH SOLE 0 0 18,137 CHUBB LIMITED COM H1467J104 15,208 95,683 SH SOLE 38,521 0 57,162 CHURCH & DWIGHT INC COM 171340102 4,335 50,867 SH SOLE 4,196 0 46,671 CHURCHILL CAPITAL CORP IV CL A 171439102 3,593 124,669 SH SOLE 0 0 124,669 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 254 26,137 SH SOLE 0 0 26,137 CHURCHILL DOWNS INC COM 171484108 335 1,692 SH SOLE 399 0 1,293 CIA ENERGETICA DE MINAS GERA SP ADR N-V PFD 204409601 42 17,855 SH SOLE 0 0 17,855 CIENA CORP COM NEW 171779309 10,243 180,050 SH SOLE 159,591 0 20,459 CIGNA CORP NEW COM 125523100 14,005 59,076 SH SOLE 30,860 0 28,216 CIMAREX ENERGY CO COM 171798101 212 2,921 SH SOLE 203 0 2,718 CINCINNATI FINL CORP COM 172062101 7,574 64,943 SH SOLE 13,935 0 51,008 CINEDIGM CORP COM NEW 172406209 13 10,182 SH SOLE 0 0 10,182 CINEMARK HLDGS INC COM 17243V102 1,365 62,188 SH SOLE 0 0 62,188 CINTAS CORP COM 172908105 15,552 40,711 SH SOLE 4,950 0 35,761 CIRRUS LOGIC INC COM 172755100 708 8,315 SH SOLE 0 0 8,315 CISCO SYS INC COM 17275R102 151,933 2,866,665 SH SOLE 577,670 0 2,288,995 CIT GROUP INC COM NEW 125581801 248 4,812 SH SOLE 0 0 4,812 CITIGROUP INC COM NEW 172967424 49,817 704,126 SH SOLE 198,643 0 505,483 CITIZENS FINL GROUP INC COM 174610105 4,392 95,742 SH SOLE 32,742 0 63,000 CITRIX SYS INC COM 177376100 4,925 41,997 SH SOLE 35,447 0 6,550 CITY OFFICE REIT INC COM 178587101 868 69,871 SH SOLE 4,344 0 65,527 CIVEO CORP CDA COM NEW 17878Y207 448 25,185 SH SOLE 0 0 25,185 CLARIVATE PLC ORD SHS G21810109 978 35,516 SH SOLE 29,649 0 5,867 CLARUS CORP NEW COM 18270P109 1,052 40,953 SH SOLE 0 0 40,953 CLEAN ENERGY FUELS CORP COM 184499101 1,187 116,955 SH SOLE 0 0 116,955

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CLEAN HARBORS INC COM 184496107 321 3,443 SH SOLE 475 0 2,968 CLEARFIELD INC COM 18482P103 582 15,538 SH SOLE 0 0 15,538 CLEARPOINT NEURO INC COM 18507C103 191 10,025 SH SOLE 0 0 10,025 CLEARWAY ENERGY INC CL C 18539C204 706 26,661 SH SOLE 5,215 0 21,446 CLEVELAND-CLIFFS INC NEW COM 185899101 13,545 628,234 SH SOLE 2,304 0 625,930 CLIMATE CHANGE CRISIS REAL I CL A COM 18716C100 320 21,333 SH SOLE 0 0 21,333 CLIPPER RLTY INC COM 18885T306 791 107,680 SH SOLE 0 0 107,680 CLOROX CO DEL COM 189054109 34,101 189,542 SH SOLE 7,868 0 181,674 CLOUDERA INC COM 18914U100 371 23,393 SH SOLE 2,866 0 20,527 CLOUDFLARE INC CL A COM 18915M107 6,613 62,485 SH SOLE 0 0 62,485 CLOUGH GLOBAL EQUITY FD COM 18914C100 235 15,946 SH SOLE 0 0 15,946 CLOVIS ONCOLOGY INC COM 189464100 340 58,685 SH SOLE 0 0 58,685 CMC MATERIALS INC COM 12571T100 508 3,368 SH SOLE 1,094 0 2,274 CME GROUP INC COM 12572Q105 12,017 56,504 SH SOLE 25,796 0 30,708 CMS ENERGY CORP COM 125896100 3,877 65,629 SH SOLE 11,987 0 53,642 CNA FINL CORP COM 126117100 203 4,459 SH SOLE 541 0 3,918 CNB FINL CORP PA COM 126128107 748 32,777 SH SOLE 0 0 32,777 CNH INDL N V SHS N20944109 932 55,768 SH SOLE 526 0 55,242 CNO FINL GROUP INC COM 12621E103 554 23,473 SH SOLE 11,033 0 12,440 CNX RES CORP COM 12653C108 1,358 99,435 SH SOLE 30,928 0 68,507 COCA COLA CO COM 191216100 98,318 1,816,996 SH SOLE 191,476 0 1,625,520 COCA COLA CONS INC COM 191098102 1,477 3,672 SH SOLE 0 0 3,672 COCA-COLA EUROPACIFIC PARTNE SHS G25839104 497 8,373 SH SOLE 2,148 0 6,225 COCA-COLA FEMSA SAB DE CV SPONSORD ADR REP 191241108 416 7,859 SH SOLE 47 0 7,812 COCRYSTAL PHARMA INC COM 19188J300 192 153,500 SH SOLE 0 0 153,500 CO-DIAGNOSTICS INC COM 189763105 389 47,150 SH SOLE 0 0 47,150 COEUR MNG INC COM NEW 192108504 260 29,302 SH SOLE 0 0 29,302 COGENT BIOSCIENCES INC COM 19240Q201 122 15,000 SH SOLE 0 0 15,000 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1,197 15,565 SH SOLE 54 0 15,511 COGNEX CORP COM 192422103 3,255 38,731 SH SOLE 14,922 0 23,809 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 4,633 66,888 SH SOLE 10,200 0 56,688 COHEN & STEERS CLOSED-END OP COM 19248P106 6,467 445,070 SH SOLE 0 0 445,070 COHEN & STEERS INFRASTRUCTUR COM 19248A109 5,495 191,544 SH SOLE 0 0 191,544 COHEN & STEERS LTD DURATION COM 19248C105 1,916 69,950 SH SOLE 0 0 69,950 COHEN & STEERS MLP INCOME & COM SHS 19249B106 77 18,922 SH SOLE 0 0 18,922 COHEN & STEERS QUALITY INCOM COM 19247L106 7,845 499,384 SH SOLE 0 0 499,384 COHEN & STEERS REIT & PFD & COM 19247X100 9,711 356,772 SH SOLE 0 0 356,772 COHEN & STEERS SELECT PFD & COM 19248Y107 1,784 58,209 SH SOLE 0 0 58,209 COHEN & STEERS TOTAL RETURN COM 19247R103 3,924 240,896 SH SOLE 0 0 240,896 COHERENT INC COM 192479103 1,413 5,344 SH SOLE 0 0 5,344 COHU INC COM 192576106 692 18,802 SH SOLE 7,823 0 10,979 COINBASE GLOBAL INC COM CL A 19260Q107 26,054 102,859 SH SOLE 23,343 0 79,516 COLGATE PALMOLIVE CO COM 194162103 34,364 422,420 SH SOLE 95,304 0 327,116 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 4,571 193,374 SH SOLE 2,628 0 190,746 COLUMBIA BKG SYS INC COM 197236102 318 8,237 SH SOLE 635 0 7,602 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 15,046 698,208 SH SOLE 0 0 698,208 COLUMBIA ETF TR I MULTI SEC MUNI 19761L607 3,833 169,585 SH SOLE 0 0 169,585 COLUMBIA ETF TR II EM CORE EX ETF 19762B202 248 7,411 SH SOLE 0 0 7,411 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 323 11,460 SH SOLE 0 0 11,460 COLUMBIA FINL INC COM 197641103 273 15,850 SH SOLE 0 0 15,850 COLUMBIA PPTY TR INC COM NEW 198287203 1,927 110,800 SH SOLE 0 0 110,800 COLUMBIA SELIGM PREM TECH GR COM 19842X109 844 23,765 SH SOLE 491 0 23,274 COLUMBIA SPORTSWEAR CO COM 198516106 518 5,269 SH SOLE 4,005 0 1,264 COMCAST CORP NEW CL A 20030N101 94,868 1,663,760 SH SOLE 538,339 0 1,125,421 COMERICA INC COM 200340107 2,770 38,828 SH SOLE 2,180 0 36,648 COMFORT SYS USA INC COM 199908104 298 3,786 SH SOLE 0 0 3,786 COMMERCE BANCSHARES INC COM 200525103 3,955 53,047 SH SOLE 16,176 0 36,871 COMMERCIAL METALS CO COM 201723103 1,075 34,997 SH SOLE 25,819 0 9,178 COMMERCIAL VEH GROUP INC COM 202608105 1,101 103,531 SH SOLE 0 0 103,531

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document COMMUNITY BK SYS INC COM 203607106 1,144 15,119 SH SOLE 0 0 15,119 COMMUNITY HEALTH SYS INC NEW COM 203668108 1,807 117,053 SH SOLE 0 0 117,053 COMMUNITY TR BANCORP INC COM 204149108 244 6,052 SH SOLE 0 0 6,052 COMMVAULT SYS INC COM 204166102 1,219 15,594 SH SOLE 12,716 0 2,878 COMPASS DIVERSIFIED SH BEN INT 20451Q104 4,223 165,613 SH SOLE 0 0 165,613 COMPASS MINERALS INTL INC COM 20451N101 2,892 48,807 SH SOLE 7,050 0 41,757 COMPUGEN LTD ORD M25722105 246 29,653 SH SOLE 0 0 29,653 COMSTOCK RES INC COM 205768302 115 17,222 SH SOLE 0 0 17,222 CONAGRA BRANDS INC COM 205887102 3,031 83,310 SH SOLE 5,348 0 77,962 CONCENTRIX CORP COM 20602D101 315 1,958 SH SOLE 142 0 1,816 CONFORMIS INC COM 20717E101 25 21,350 SH SOLE 0 0 21,350 CONMED CORP COM 207410101 340 2,471 SH SOLE 1,360 0 1,111 CONOCOPHILLIPS COM 20825C104 24,604 404,002 SH SOLE 150,542 0 253,460 CONSOLIDATED EDISON INC COM 209115104 13,029 181,664 SH SOLE 4,202 0 177,462 CONSTELLATION BRANDS INC CL A 21036P108 24,866 106,316 SH SOLE 2,341 0 103,975 CONSTELLATION BRANDS INC CL B 21036P207 2,844 12,090 SH SOLE 0 0 12,090 CONSTELLIUM SE CL A SHS F21107101 344 18,173 SH SOLE 17,073 0 1,100 CONTAINER STORE GROUP INC COM 210751103 159 12,192 SH SOLE 0 0 12,192 CONTEXTLOGIC INC COM CL A 21077C107 152 11,505 SH SOLE 0 0 11,505 CONTINENTAL RES INC COM 212015101 4,099 107,771 SH SOLE 0 0 107,771 CONX CORP COM CL A 212873103 130 13,150 SH SOLE 0 0 13,150 CONX CORP UNIT 10/30/2027 212873202 268 26,414 SH SOLE 26,414 0 0 COOPER COS INC COM NEW 216648402 2,753 6,948 SH SOLE 5,643 0 1,305 COOTEK CAYMAN INC SPONSORED ADS 21718L102 49 29,500 SH SOLE 0 0 29,500 COPART INC COM 217204106 9,320 70,698 SH SOLE 19,397 0 51,301 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 141 77,004 SH SOLE 0 0 77,004 CORE LABORATORIES N V COM N22717107 615 15,787 SH SOLE 14,798 0 989 CORECIVIC INC COM 21871N101 211 20,177 SH SOLE 2,305 0 17,872 CORE-MARK HLDG CO INC COM 218681104 512 11,386 SH SOLE 11,247 0 139 CORESITE RLTY CORP COM 21870Q105 1,641 12,191 SH SOLE 2,283 0 9,908 CORNERSTONE STRATEGIC VALUE COM 21924B302 1,120 96,429 SH SOLE 0 0 96,429 CORNERSTONE TOTAL RETURN FD COM 21924U300 1,188 104,700 SH SOLE 0 0 104,700 CORNING INC COM 219350105 14,738 360,336 SH SOLE 63,982 0 296,354 CORSAIR GAMING INC COM 22041X102 552 16,594 SH SOLE 0 0 16,594 CORTEVA INC COM 22052L104 11,793 265,910 SH SOLE 40,526 0 225,384 COSTAMARE INC SHS Y1771G102 360 30,500 SH SOLE 0 0 30,500 COSTAR GROUP INC COM 22160N109 5,030 60,739 SH SOLE 10,845 0 49,894 COSTCO WHSL CORP NEW COM 22160K105 149,510 377,867 SH SOLE 18,507 0 359,360 COTY INC COM CL A 222070203 206 22,011 SH SOLE 0 0 22,011 COUPA SOFTWARE INC COM 22266L106 1,993 7,603 SH SOLE 1,566 0 6,037 COUPANG INC CL A 22266T109 1,009 24,124 SH SOLE 0 0 24,124 COUSINS PPTYS INC COM NEW 222795502 758 20,618 SH SOLE 9,919 0 10,699 COVANTA HLDG CORP COM 22282E102 349 19,837 SH SOLE 342 0 19,495 COVETRUS INC COM 22304C100 1,026 38,001 SH SOLE 33,246 0 4,755 CRACKER BARREL OLD CTRY STOR COM 22410J106 1,716 11,556 SH SOLE 114 0 11,442 CRANE CO COM 224399105 2,931 31,732 SH SOLE 2,132 0 29,600 CREDIT ACCEP CORP MICH COM 225310101 540 1,190 SH SOLE 32 0 1,158 CREDIT SUISSE AG NASSAU BRH X LINK GOLD SHS 22542D480 1,261 147,519 SH SOLE 0 0 147,519 CREDIT SUISSE AG NASSAU BRH X LINK SILVER 22542D449 82 13,460 SH SOLE 0 0 13,460 CREDIT SUISSE ASSET MGMT INC COM 224916106 4,448 1,263,568 SH SOLE 0 0 1,263,568 CREDIT SUISSE GROUP SPONSORED ADR 225401108 262 24,940 SH SOLE 0 0 24,940 CREDIT SUISSE HIGH YIELD BD SH BEN INT 22544F103 1,441 574,192 SH SOLE 0 0 574,192 CREE INC COM 225447101 10,088 103,010 SH SOLE 81,996 0 21,014 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 384 12,820 SH SOLE 0 0 12,820 CRH PLC ADR 12626K203 2,413 47,458 SH SOLE 44,508 0 2,950 CRICUT INC COM CL A 22658D100 230 5,404 SH SOLE 5,070 0 334 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 8,035 49,630 SH SOLE 13,828 0 35,802 CRITEO S A SPONS ADS 226718104 1,210 26,747 SH SOLE 25,612 0 1,135 CROCS INC COM 227046109 3,960 33,987 SH SOLE 310 0 33,677

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CRONOS GROUP INC COM 22717L101 1,062 123,478 SH SOLE 0 0 123,478 CROWDSTRIKE HLDGS INC CL A 22788C105 41,211 163,984 SH SOLE 4,271 0 159,713 CROWN CASTLE INTL CORP NEW COM 22822V101 65,985 338,211 SH SOLE 136,385 0 201,826 CROWN HLDGS INC COM 228368106 2,356 23,054 SH SOLE 2,680 0 20,374 CRYOPORT INC COM PAR $0.001 229050307 1,675 26,553 SH SOLE 21,678 0 4,875 CSG SYS INTL INC COM 126349109 504 10,680 SH SOLE 10,387 0 293 CSX CORP COM 126408103 33,657 1,066,460 SH SOLE 416,898 0 649,562 CUBESMART COM 229663109 1,242 26,807 SH SOLE 2,577 0 24,230 CULLEN FROST BANKERS INC COM 229899109 1,720 15,359 SH SOLE 6,093 0 9,266 CUMMINS INC COM 231021106 28,862 118,380 SH SOLE 18,347 0 100,033 CUREVAC N V COM N2451R105 276 3,757 SH SOLE 0 0 3,757 CURIS INC COM NEW 231269200 280 34,752 SH SOLE 0 0 34,752 CURO GROUP HOLDINGS CORP COM 23131L107 323 19,000 SH SOLE 0 0 19,000 CURTISS WRIGHT CORP COM 231561101 641 5,396 SH SOLE 3,700 0 1,696 CUSHING MLP & INFRASTRUCT COM NEW 231631300 248 8,396 SH SOLE 0 0 8,396 CUSTOM TRUCK ONE SOURCE INC COM CL A 23204X103 414 43,446 SH SOLE 43,192 0 254 CVR ENERGY INC COM 12662P108 1,058 58,905 SH SOLE 206 0 58,699 CVR PARTNERS LP COM 126633205 624 10,069 SH SOLE 0 0 10,069 CVS HEALTH CORP COM 126650100 99,456 1,191,945 SH SOLE 129,875 0 1,062,070 CYBERARK SOFTWARE LTD SHS M2682V108 2,077 15,943 SH SOLE 2,531 0 13,412 CYMABAY THERAPEUTICS INC COM 23257D103 212 48,698 SH SOLE 0 0 48,698 CYRUSONE INC COM 23283R100 3,893 54,433 SH SOLE 21,155 0 33,278 CYTOMX THERAPEUTICS INC COM 23284F105 186 29,400 SH SOLE 0 0 29,400 D R HORTON INC COM 23331A109 17,273 191,140 SH SOLE 399 0 190,741 DANA INC COM 235825205 646 27,189 SH SOLE 7,635 0 19,554 DANAHER CORPORATION COM 235851102 51,008 190,071 SH SOLE 83,887 0 106,184 DANAOS CORPORATION SHS Y1968P121 343 4,467 SH SOLE 0 0 4,467 DANIMER SCIENTIFIC INC COM CL A 236272100 2,216 88,465 SH SOLE 0 0 88,465 DAQO NEW ENERGY CORP SPNSRD ADS NEW 23703Q203 455 7,004 SH SOLE 0 0 7,004 DARDEN RESTAURANTS INC COM 237194105 4,602 31,524 SH SOLE 3,863 0 27,661 DARLING INGREDIENTS INC COM 237266101 1,395 20,670 SH SOLE 79 0 20,591 DATADOG INC CL A COM 23804L103 5,769 55,424 SH SOLE 468 0 54,956 DAVE & BUSTERS ENTMT INC COM 238337109 841 20,703 SH SOLE 1,002 0 19,701 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 768 32,975 SH SOLE 0 0 32,975 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 4,206 140,207 SH SOLE 0 0 140,207 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 5,349 151,633 SH SOLE 0 0 151,633 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 12,022 351,823 SH SOLE 0 0 351,823 DAVITA INC COM 23918K108 1,996 16,571 SH SOLE 4,852 0 11,719 DBX ETF TR XTRACK HRVST CSI 233051879 3,723 91,837 SH SOLE 0 0 91,837 DBX ETF TR XTRACK MSCI ALL 233051598 221 8,486 SH SOLE 414 0 8,072 DBX ETF TR XTRACK MSCI ALL 233051820 7,264 216,005 SH SOLE 0 0 216,005 DBX ETF TR XTRACK MSCI CHNA 233051762 296 6,357 SH SOLE 0 0 6,357 DBX ETF TR XTRACK MSCI EAFE 233051200 41,822 1,114,350 SH SOLE 661 0 1,113,689 DBX ETF TR XTRACK MSCI EAFE 233051630 399 16,439 SH SOLE 0 0 16,439 DBX ETF TR XTRACK MSCI EMRG 233051101 569 19,429 SH SOLE 0 0 19,429 DBX ETF TR XTRACK MSCI EURP 233051853 420 12,317 SH SOLE 119 0 12,198 DBX ETF TR XTRACK MUN INFRA 233051705 6,768 229,097 SH SOLE 0 0 229,097 DBX ETF TR XTRACK USD HIGH 233051432 9,005 223,383 SH SOLE 84 0 223,299 DBX ETF TR XTRACKERS RUSSEL 233051481 1,035 23,395 SH SOLE 0 0 23,395 DBX ETF TR XTRACKERS S&P 233051143 5,860 155,139 SH SOLE 114 0 155,025 DBX ETF TR XTRACKERS SHRT 233051283 213 4,431 SH SOLE 0 0 4,431 DBX ETF TR XTRCK JP MRG ESG 233051747 406 19,043 SH SOLE 0 0 19,043 DBX ETF TR XTRCK JP MRGN ES 233051713 446 20,408 SH SOLE 0 0 20,408 DBX ETF TR XTRCKR MSCI US 233051150 392 9,929 SH SOLE 110 0 9,819 DBX ETF TR XTRCKR RUSL 1000 233051242 326 8,178 SH SOLE 0 0 8,178 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 1,167 38,015 SH SOLE 0 0 38,015 DECKERS OUTDOOR CORP COM 243537107 3,565 9,282 SH SOLE 3,482 0 5,800 DEERE & CO COM 244199105 56,141 159,171 SH SOLE 27,411 0 131,760 DEL TACO RESTAURANTS INC NEW COM 245496104 128 12,812 SH SOLE 0 0 12,812

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document DELAWARE ENHANCED GLOBAL DIV COM 246060107 3,415 318,531 SH SOLE 0 0 318,531 DELAWARE INVTS COLO MUN INCO COM 246101109 256 17,054 SH SOLE 0 0 17,054 DELAWARE INVTS DIVID & INCOM COM 245915103 184 16,273 SH SOLE 0 0 16,273 DELAWARE INVTS MINN MUN INCO COM 24610V103 601 42,489 SH SOLE 0 0 42,489 DELEK LOGISTICS PARTNERS LP COM UNT RP INT 24664T103 1,701 40,535 SH SOLE 0 0 40,535 DELEK US HLDGS INC NEW COM 24665A103 955 44,190 SH SOLE 15 0 44,175 DELL TECHNOLOGIES INC CL C 24703L202 3,831 38,441 SH SOLE 135 0 38,306 DELTA AIR LINES INC DEL COM NEW 247361702 19,699 455,354 SH SOLE 11,424 0 443,930 DENALI THERAPEUTICS INC COM 24823R105 256 3,266 SH SOLE 810 0 2,456 DENISON MINES CORP COM 248356107 57 47,830 SH SOLE 0 0 47,830 DENNYS CORP COM 24869P104 229 13,864 SH SOLE 0 0 13,864 DENTSPLY SIRONA INC COM 24906P109 1,263 19,970 SH SOLE 13,885 0 6,085 DERMTECH INC COM 24984K105 346 8,329 SH SOLE 0 0 8,329 DESCARTES SYS GROUP INC COM 249906108 581 8,404 SH SOLE 1,079 0 7,325 DESIGNER BRANDS INC CL A 250565108 368 22,235 SH SOLE 0 0 22,235 DESKTOP METAL INC COM CL A 25058X105 1,856 161,392 SH SOLE 2,741 0 158,651 DEUTSCHE BANK A G NAMEN AKT D18190898 217 16,555 SH SOLE 3,478 0 13,077 DEVON ENERGY CORP NEW COM 25179M103 8,075 276,620 SH SOLE 6,433 0 270,187 DEXCOM INC COM 252131107 8,194 19,189 SH SOLE 10,998 0 8,191 DHT HOLDINGS INC SHS NEW Y2065G121 138 21,272 SH SOLE 12,506 0 8,766 DIAGEO PLC SPON ADR NEW 25243Q205 20,916 109,115 SH SOLE 21,184 0 87,931 DIAMONDBACK ENERGY INC COM 25278X109 2,935 31,258 SH SOLE 4,372 0 26,886 DIAMONDROCK HOSPITALITY CO COM 252784301 116 12,009 SH SOLE 11,388 0 621 DICERNA PHARMACEUTICALS INC COM 253031108 240 6,433 SH SOLE 3,263 0 3,170 DICKS SPORTING GOODS INC COM 253393102 2,505 24,998 SH SOLE 2,269 0 22,729 DIDI GLOBAL INC SPONSORED ADS 23292E108 215 15,175 SH SOLE 0 0 15,175 DIGITAL ALLY INC COM NEW 25382P208 42 23,095 SH SOLE 0 0 23,095 DIGITAL RLTY TR INC COM 253868103 26,446 175,769 SH SOLE 43,341 0 132,428 DIGITAL TURBINE INC COM NEW 25400W102 5,035 66,226 SH SOLE 0 0 66,226 DIGITALBRIDGE GROUP INC CL A COM 25401T108 1,033 130,812 SH SOLE 0 0 130,812 DILLARDS INC CL A 254067101 654 3,616 SH SOLE 0 0 3,616 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 357,006 13,232,262 SH SOLE 0 0 13,232,262 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 39,197 831,775 SH SOLE 0 0 831,775 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 12,440 213,021 SH SOLE 0 0 213,021 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 12,427 277,375 SH SOLE 0 0 277,375 DINE BRANDS GLOBAL INC COM 254423106 317 3,548 SH SOLE 508 0 3,040 DIODES INC COM 254543101 1,391 17,439 SH SOLE 11,071 0 6,368 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 2,407 79,462 SH SOLE 0 0 79,462 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 647 5,920 SH SOLE 0 0 5,920 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 356 22,517 SH SOLE 0 0 22,517 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 548 5,146 SH SOLE 0 0 5,146 DIREXION SHS ETF TR MOONSHOT INNOVAT 25460G732 1,806 49,337 SH SOLE 0 0 49,337 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 6,853 81,994 SH SOLE 0 0 81,994 DIREXION SHS ETF TR RUSELL1000 GWT 25460E448 307 2,656 SH SOLE 0 0 2,656 DIREXION SHS ETF TR RUSELL1000 VAL 25460E455 537 9,295 SH SOLE 0 0 9,295 DIREXION SHS ETF TR WORK FROM HOME 25460G773 1,349 17,795 SH SOLE 0 0 17,795 DISCOVER FINL SVCS COM 254709108 12,180 102,971 SH SOLE 31,146 0 71,825 DISCOVERY INC COM SER A 25470F104 4,048 131,951 SH SOLE 72,520 0 59,431 DISCOVERY INC COM SER C 25470F302 223 7,689 SH SOLE 2,581 0 5,108 DISH NETWORK CORPORATION CL A 25470M109 1,317 31,497 SH SOLE 27,447 0 4,050 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 15 15,000 PRN SOLE 0 0 15,000 DISNEY WALT CO COM 254687106 250,180 1,423,338 SH SOLE 117,143 0 1,306,195 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 61 14,533 SH SOLE 67 0 14,466 DNP SELECT INCOME FD INC COM 23325P104 9,465 905,699 SH SOLE 0 0 905,699 DOCUSIGN INC COM 256163106 82,748 295,984 SH SOLE 13,055 0 282,929 DOLBY LABORATORIES INC COM CL A 25659T107 2,820 28,694 SH SOLE 24,406 0 4,288 DOLLAR GEN CORP NEW COM 256677105 20,829 96,256 SH SOLE 8,378 0 87,878 DOLLAR TREE INC COM 256746108 8,217 82,586 SH SOLE 28,871 0 53,715 DOMINION ENERGY INC COM 25746U109 35,811 486,756 SH SOLE 145,101 0 341,655

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document DOMINOS PIZZA INC COM 25754A201 7,155 15,338 SH SOLE 1,395 0 13,943 DONALDSON INC COM 257651109 5,652 88,958 SH SOLE 13,956 0 75,002 DOORDASH INC CL A 25809K105 258 1,444 SH SOLE 0 0 1,444 DORCHESTER MINERALS LP COM UNIT 25820R105 600 35,595 SH SOLE 0 0 35,595 DORMAN PRODS INC COM 258278100 461 4,451 SH SOLE 3,809 0 642 DOUBLELINE INCOME SOLUTIONS COM 258622109 8,509 470,374 SH SOLE 0 0 470,374 DOUBLELINE OPPORTUNISTIC CR COM 258623107 1,024 51,059 SH SOLE 0 0 51,059 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 348 17,382 SH SOLE 0 0 17,382 DOUGLAS DYNAMICS INC COM 25960R105 249 6,115 SH SOLE 1,225 0 4,890 DOUGLAS EMMETT INC COM 25960P109 589 17,520 SH SOLE 0 0 17,520 DOVER CORP COM 260003108 5,924 39,339 SH SOLE 4,508 0 34,831 DOW INC COM 260557103 34,982 552,807 SH SOLE 97,375 0 455,432 DRAFTKINGS INC COM CL A 26142R104 11,007 210,984 SH SOLE 15,431 0 195,553 DROPBOX INC CL A 26210C104 4,465 147,302 SH SOLE 12,231 0 135,071 DTE ENERGY CO COM 233331107 8,640 66,669 SH SOLE 4,503 0 62,166 DUFF & PHELPS UTLITY AND INF COM 26433C105 1,761 122,945 SH SOLE 0 0 122,945 DUKE ENERGY CORP NEW COM NEW 26441C204 68,713 696,034 SH SOLE 200,264 0 495,770 DUKE REALTY CORP COM NEW 264411505 3,387 71,527 SH SOLE 40,965 0 30,562 DULUTH HLDGS INC COM CL B 26443V101 364 17,632 SH SOLE 0 0 17,632 DUPONT DE NEMOURS INC COM 26614N102 12,181 157,354 SH SOLE 9,214 0 148,140 DWS MUN INCOME TR COM 233368109 950 77,694 SH SOLE 0 0 77,694 DXC TECHNOLOGY CO COM 23355L106 9,734 249,977 SH SOLE 196,617 0 53,360 DYCOM INDS INC COM 267475101 498 6,677 SH SOLE 0 0 6,677 DYNATRACE INC COM NEW 268150109 3,605 61,707 SH SOLE 31,129 0 30,578 DYNATRONICS CORP COM NEW 268157401 12 10,000 SH SOLE 0 0 10,000 DYNAVAX TECHNOLOGIES CORP COM NEW 268158201 112 11,365 SH SOLE 0 0 11,365 DYNEX CAP INC COM 26817Q886 429 22,969 SH SOLE 0 0 22,969 EAGLE BANCORP INC MD COM 268948106 270 4,817 SH SOLE 4,426 0 391 EAGLE MATLS INC COM 26969P108 569 4,007 SH SOLE 1,341 0 2,666 EARGO INC COM 270087109 622 15,595 SH SOLE 14,842 0 753 EAST RES ACQUISITION CO COM CL A 274681105 123 12,600 SH SOLE 0 0 12,600 EAST RES ACQUISITION CO UNIT 07/01/2027 274681204 239 23,343 SH SOLE 23,343 0 0 EAST WEST BANCORP INC COM 27579R104 827 11,541 SH SOLE 1,454 0 10,087 EASTERLY GOVT PPTYS INC COM 27616P103 1,052 49,922 SH SOLE 0 0 49,922 EASTERN BANKSHARES INC COM 27627N105 302 14,685 SH SOLE 0 0 14,685 EASTGROUP PPTYS INC COM 277276101 725 4,407 SH SOLE 2,182 0 2,225 EASTMAN CHEM CO COM 277432100 9,861 84,467 SH SOLE 188 0 84,279 EASTMAN KODAK CO COM NEW 277461406 438 52,619 SH SOLE 0 0 52,619 EASTSIDE DISTILLING INC COM 277802302 42 15,000 SH SOLE 0 0 15,000 EATON CORP PLC SHS G29183103 24,674 166,512 SH SOLE 50,367 0 116,145 EATON VANCE CALIF MUN BD FD COM 27828A100 681 56,960 SH SOLE 0 0 56,960 EATON VANCE ENHANCED EQUITY COM 278274105 3,498 188,468 SH SOLE 0 0 188,468 EATON VANCE ENHANCED EQUITY COM 278277108 4,749 204,005 SH SOLE 0 0 204,005 EATON VANCE FLOATING RATE 20 COM 27831H100 1,451 153,875 SH SOLE 0 0 153,875 EATON VANCE FLTING RATE INC COM 278279104 1,603 111,422 SH SOLE 0 0 111,422 EATON VANCE LTD DURATION INC COM 27828H105 6,180 466,083 SH SOLE 0 0 466,083 EATON VANCE MUN BD FD COM 27827X101 645 47,162 SH SOLE 0 0 47,162 EATON VANCE MUN INCOME 2028 SHS 27829U105 289 12,408 SH SOLE 0 0 12,408 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 1,323 94,306 SH SOLE 0 0 94,306 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 851 37,752 SH SOLE 0 0 37,752 EATON VANCE RISK-MANAGED DIV COM 27829G106 8,085 701,809 SH SOLE 0 0 701,809 EATON VANCE SHORT DURATION D COM 27828V104 458 34,483 SH SOLE 0 0 34,483 EATON VANCE SR FLTNG RTE TR COM 27828Q105 904 63,892 SH SOLE 0 0 63,892 EATON VANCE SR INCOME TR SH BEN INT 27826S103 286 42,073 SH SOLE 0 0 42,073 EATON VANCE TAX ADVT DIV INC COM 27828G107 7,289 263,705 SH SOLE 0 0 263,705 EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 1,239 107,481 SH SOLE 0 0 107,481 EATON VANCE TAX MNGED BUY WR COM 27828X100 360 21,451 SH SOLE 0 0 21,451 EATON VANCE TAX-ADVANTAGED G COM 27828U106 3,052 104,205 SH SOLE 0 0 104,205 EATON VANCE TAX-MANAGED BUYEATON COM 27828Y108 7,516 461,673 SH SOLE 0 0 461,673

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EATON VANCE TAX-MANAGED DIVE COM 27828N102 4,485 318,767 SH SOLE 0 0 318,767 EATON VANCE TAX-MANAGED GLOB COM 27829C105 2,236 205,350 SH SOLE 0 0 205,350 EATON VANCE TAX-MANAGED GLOB COM 27829F108 9,005 882,879 SH SOLE 0 0 882,879 EATON VANCE TX ADV GLBL DIV COM 27828S101 2,777 132,248 SH SOLE 0 0 132,248 EBAY INC. COM 278642103 8,895 126,693 SH SOLE 40,728 0 85,965 ECOLAB INC COM 278865100 21,460 104,193 SH SOLE 36,548 0 67,645 EDISON INTL COM 281020107 6,360 110,000 SH SOLE 49,196 0 60,804 EDITAS MEDICINE INC COM 28106W103 2,766 48,834 SH SOLE 20,263 0 28,571 EDWARDS LIFESCIENCES CORP COM 28176E108 24,313 234,752 SH SOLE 20,877 0 213,875 EL POLLO LOCO HLDGS INC COM 268603107 193 10,544 SH SOLE 0 0 10,544 ELANCO ANIMAL HEALTH INC COM 28414H103 1,941 55,942 SH SOLE 46,537 0 9,405 ELASTIC N V ORD SHS N14506104 2,814 19,308 SH SOLE 8,230 0 11,078 ELBIT SYS LTD ORD M3760D101 540 4,161 SH SOLE 0 0 4,161 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 75 17,556 SH SOLE 0 0 17,556 ELECTRONIC ARTS INC COM 285512109 9,921 68,976 SH SOLE 19,257 0 49,719 ELLINGTON FINANCIAL INC COM 28852N109 704 36,759 SH SOLE 0 0 36,759 ELLSWORTH GROWTH & INCOME FD COM 289074106 197 13,356 SH SOLE 0 0 13,356 EMCOR GROUP INC COM 29084Q100 773 6,276 SH SOLE 4,013 0 2,263 EMERGENT BIOSOLUTIONS INC COM 29089Q105 265 4,204 SH SOLE 418 0 3,786 EMERSON ELEC CO COM 291011104 35,678 370,723 SH SOLE 64,132 0 306,591 EMPIRE ST RLTY TR INC CL A 292104106 189 15,774 SH SOLE 1,329 0 14,445 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 318 34,869 SH SOLE 0 0 34,869 ENBRIDGE INC COM 29250N105 56,302 1,406,137 SH SOLE 610,667 0 795,470 ENCOMPASS HEALTH CORP COM 29261A100 869 11,140 SH SOLE 773 0 10,367 ENCORE CAP GROUP INC COM 292554102 703 14,843 SH SOLE 12,704 0 2,139 ENCORE WIRE CORP COM 292562105 294 3,883 SH SOLE 0 0 3,883 ENDEAVOUR SILVER CORP COM 29258Y103 1,140 186,194 SH SOLE 0 0 186,194 ENDO INTL PLC SHS G30401106 216 46,090 SH SOLE 0 0 46,090 ENERGOUS CORP COM 29272C103 122 42,453 SH SOLE 0 0 42,453 ENERGY FUELS INC COM NEW 292671708 89 14,746 SH SOLE 0 0 14,746 ENERGY RECOVERY INC COM 29270J100 1,386 60,854 SH SOLE 0 0 60,854 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 11,589 1,090,232 SH SOLE 3,076 0 1,087,156 ENERPLUS CORP COM 292766102 415 57,656 SH SOLE 18,928 0 38,728 ENERSYS COM 29275Y102 739 7,565 SH SOLE 5,892 0 1,673 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 306 47,847 SH SOLE 0 0 47,847 ENPHASE ENERGY INC COM 29355A107 10,794 58,779 SH SOLE 101 0 58,678 ENPRO INDS INC COM 29355X107 601 6,186 SH SOLE 5,756 0 430 ENSIGN GROUP INC COM 29358P101 457 5,271 SH SOLE 2,364 0 2,907 ENTEGRIS INC COM 29362U104 9,612 78,167 SH SOLE 26,684 0 51,483 ENTERGY CORP NEW COM 29364G103 4,553 45,667 SH SOLE 7,112 0 38,555 ENTERPRISE PRODS PARTNERS L COM 293792107 24,864 1,030,400 SH SOLE 16,945 0 1,013,455 ENTREPRENEURSHARES SERIES TR ERSHARES 293828802 279 10,567 SH SOLE 0 0 10,567 ENVESTNET INC COM 29404K106 592 7,799 SH SOLE 5,282 0 2,517 ENVISTA HOLDINGS CORPORATION COM 29415F104 286 6,609 SH SOLE 103 0 6,506 ENVIVA PARTNERS LP COM UNIT 29414J107 270 5,144 SH SOLE 0 0 5,144 EOG RES INC COM 26875P101 11,267 135,034 SH SOLE 65,823 0 69,211 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 247 13,729 SH SOLE 0 0 13,729 EPAM SYS INC COM 29414B104 3,852 7,538 SH SOLE 430 0 7,108 EPIZYME INC COM 29428V104 262 31,478 SH SOLE 0 0 31,478 EPLUS INC COM 294268107 464 5,348 SH SOLE 4,550 0 798 EPR PPTYS COM SH BEN INT 26884U109 1,013 19,224 SH SOLE 0 0 19,224 EQT CORP COM 26884L109 2,170 97,502 SH SOLE 71,997 0 25,505 EQUIFAX INC COM 294429105 8,458 35,316 SH SOLE 7,373 0 27,943 EQUINIX INC COM 29444U700 15,166 18,896 SH SOLE 10,054 0 8,842 EQUINOX GOLD CORP COM 29446Y502 177 25,440 SH SOLE 0 0 25,440 EQUITABLE HLDGS INC COM 29452E101 760 24,953 SH SOLE 21,185 0 3,768 EQUITRANS MIDSTREAM CORP COM 294600101 227 26,687 SH SOLE 476 0 26,211 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,537 20,680 SH SOLE 10,129 0 10,551 EQUITY RESIDENTIAL SH BEN INT 29476L107 3,188 41,407 SH SOLE 1,071 0 40,336

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ERICSSON ADR B SEK 10 294821608 1,518 120,665 SH SOLE 28,052 0 92,613 ESCO TECHNOLOGIES INC COM 296315104 402 4,281 SH SOLE 3,729 0 552 ESSENTIAL UTILS INC COM 29670G102 3,512 76,843 SH SOLE 488 0 76,355 ESSEX PPTY TR INC COM 297178105 5,579 18,595 SH SOLE 1,580 0 17,015 ETF MANAGERS TR AI POWERED EQT 26924G813 3,031 73,118 SH SOLE 0 0 73,118 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 6,932 98,985 SH SOLE 0 0 98,985 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 23,898 1,161,215 SH SOLE 0 0 1,161,215 ETF MANAGERS TR ETFMG TRAVEL TEC 26924G771 5,418 181,808 SH SOLE 0 0 181,808 ETF MANAGERS TR ETHO CLIMATE LEA 26924G888 5,665 93,660 SH SOLE 0 0 93,660 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 25,281 416,842 SH SOLE 0 0 416,842 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 4,637 305,036 SH SOLE 0 0 305,036 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 14,169 201,175 SH SOLE 35 0 201,140 ETF MANAGERS TR TREATMENTS TSTNG 26924G763 2,366 59,125 SH SOLE 0 0 59,125 ETF MANAGERS TR WEDBUSH ETFMG 26924G805 2,080 40,042 SH SOLE 0 0 40,042 ETF MANAGERS TR WEDBUSH VID GAME 26924G706 3,522 36,926 SH SOLE 0 0 36,926 ETF SER SOLUTIONS AAM LW DUR PFD 26922A198 554 21,818 SH SOLE 0 0 21,818 ETF SER SOLUTIONS AAM S&P 500 26922A594 3,298 108,941 SH SOLE 0 0 108,941 ETF SER SOLUTIONS ALPCLONE ALTER 26922A305 4,249 50,230 SH SOLE 0 0 50,230 ETF SER SOLUTIONS APTUS COLLARED 26922A222 263 8,704 SH SOLE 0 0 8,704 ETF SER SOLUTIONS APTUS DEFINED 26922A388 2,315 78,189 SH SOLE 0 0 78,189 ETF SER SOLUTIONS CHANG FIN US LRG 26922A560 1,363 41,337 SH SOLE 0 0 41,337 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 29,032 762,992 SH SOLE 0 0 762,992 ETF SER SOLUTIONS DEFIANCE NXT GN 26922B204 506 19,170 SH SOLE 0 0 19,170 ETF SER SOLUTIONS DEFIANCE QUANT 26922A420 3,598 72,172 SH SOLE 0 0 72,172 ETF SER SOLUTIONS DISTILLATE US 26922A321 971 23,287 SH SOLE 167 0 23,120 ETF SER SOLUTIONS LONCAR CANCER 26922A826 395 12,392 SH SOLE 0 0 12,392 ETF SER SOLUTIONS NATIONWIDE RSK 26922A172 2,707 96,154 SH SOLE 0 0 96,154 ETF SER SOLUTIONS NETLEASE CORP 26922A248 1,986 66,280 SH SOLE 0 0 66,280 ETF SER SOLUTIONS ROUNDHILL ACQUI 26922A701 1,110 31,912 SH SOLE 0 0 31,912 ETF SER SOLUTIONS US GBL GLD PRE 26922A719 420 21,962 SH SOLE 0 0 21,962 ETF SER SOLUTIONS US GLB JETS 26922A842 51,611 2,134,455 SH SOLE 0 0 2,134,455 ETF SER SOLUTIONS VIDENT CORE US 26922A602 648 12,645 SH SOLE 0 0 12,645 ETF SER SOLUTIONS VIDENT INTL EQ 26922A404 464 16,515 SH SOLE 0 0 16,515 ETFIS SER TR I INFRAC ACT MLP 26923G772 907 30,828 SH SOLE 0 0 30,828 ETFIS SER TR I INFRACP REIT PFD 26923G400 1,726 70,040 SH SOLE 0 0 70,040 ETFIS SER TR I VIRTUS INFRCAP 26923G822 6,572 261,514 SH SOLE 0 0 261,514 ETFIS SER TR I VIRTUS LIFESC BT 26923G202 359 6,730 SH SOLE 0 0 6,730 ETFIS SER TR I VIRTUS LIFESC CT 26923G301 1,992 39,884 SH SOLE 0 0 39,884 ETFIS SER TR I VIRTUS PVT CR 26923G798 826 32,986 SH SOLE 0 0 32,986 ETFIS SER TR I VIRTUS REAL AS 26923G780 1,977 75,218 SH SOLE 0 0 75,218 ETFS TR BBRG ALL COMD K1 003261104 1,062 40,269 SH SOLE 0 0 40,269 ETSY INC COM 29786A106 19,654 95,483 SH SOLE 9,680 0 85,803 EURONET WORLDWIDE INC COM 298736109 755 5,575 SH SOLE 4,222 0 1,353 EUROPEAN EQUITY FD INC COM 298768102 633 55,590 SH SOLE 0 0 55,590 EVANS BANCORP INC COM NEW 29911Q208 283 7,636 SH SOLE 0 0 7,636 EVERBRIDGE INC COM 29978A104 979 7,194 SH SOLE 6,717 0 477 EVERCORE INC CLASS A 29977A105 589 4,186 SH SOLE 1,648 0 2,538 EVEREST RE GROUP LTD COM G3223R108 657 2,607 SH SOLE 932 0 1,675 EVERGY INC COM 30034W106 3,969 65,682 SH SOLE 9,015 0 56,667 EVERI HLDGS INC COM 30034T103 1,574 63,095 SH SOLE 35,925 0 27,170 EVERSOURCE ENERGY COM 30040W108 8,656 107,873 SH SOLE 716 0 107,157 EVO PMTS INC CL A COM 26927E104 487 17,570 SH SOLE 16,889 0 681 EVOGENE LTD SHS M4119S104 203 59,485 SH SOLE 0 0 59,485 EVOLUS INC COM 30052C107 508 40,170 SH SOLE 0 0 40,170 EVOQUA WATER TECHNOLOGIES CO COM 30057T105 765 22,640 SH SOLE 14,205 0 8,435 EXACT SCIENCES CORP COM 30063P105 13,347 107,367 SH SOLE 13,935 0 93,432 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 1,693 52,031 SH SOLE 0 0 52,031 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 331 15,528 SH SOLE 0 0 15,528 EXCHANGE TRADED CONCEPTS TR CAPITAL LINK GBL 301505764 318 7,402 SH SOLE 0 0 7,402

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 21,672 342,102 SH SOLE 0 0 342,102 EXCHANGE TRADED CONCEPTS TR NORTH SHOR GBL 301505715 1,765 28,226 SH SOLE 0 0 28,226 EXCHANGE TRADED CONCEPTS TR ROBO GBL HLTCR 301505723 1,370 28,433 SH SOLE 0 0 28,433 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 17,472 267,930 SH SOLE 0 0 267,930 EXCHANGE TRADED CONCEPTS TR VSPR US LC ETF 301505749 760 22,700 SH SOLE 0 0 22,700 EXECUTIVE NETWORK PARTNERING CL A 30158L100 136 14,000 SH SOLE 0 0 14,000 EXELIXIS INC COM 30161Q104 675 37,063 SH SOLE 22,155 0 14,908 EXELON CORP COM 30161N101 8,633 194,838 SH SOLE 22,228 0 172,610 EXLSERVICE HOLDINGS INC COM 302081104 660 6,209 SH SOLE 6,009 0 200 EXP WORLD HLDGS INC COM 30212W100 1,551 39,995 SH SOLE 0 0 39,995 EXPEDIA GROUP INC COM NEW 30212P303 9,056 55,317 SH SOLE 16,844 0 38,473 EXPEDITORS INTL WASH INC COM 302130109 12,054 95,214 SH SOLE 43,893 0 51,321 EXPONENT INC COM 30214U102 1,692 18,967 SH SOLE 13,363 0 5,604 EXPRESS INC COM 30219E103 93 14,400 SH SOLE 0 0 14,400 EXTRA SPACE STORAGE INC COM 30225T102 3,394 20,717 SH SOLE 1,232 0 19,485 EXTREME NETWORKS INC COM 30226D106 216 19,322 SH SOLE 0 0 19,322 EXXON MOBIL CORP COM 30231G102 166,991 2,647,294 SH SOLE 424,737 0 2,222,557 EZCORP INC CL A NON VTG 302301106 648 107,519 SH SOLE 0 0 107,519 F N B CORP COM 302520101 498 40,380 SH SOLE 14,473 0 25,907 F5 NETWORKS INC COM 315616102 2,108 11,292 SH SOLE 9,179 0 2,113 FACEBOOK INC CL A 30303M102 209 600 SH Call SOLE 0 0 600 FACEBOOK INC CL A 30303M102 869 2,500 SH Put SOLE 0 0 2,500 FACEBOOK INC CL A 30303M102 430,073 1,236,872 SH SOLE 267,719 0 969,153 FACTSET RESH SYS INC COM 303075105 6,877 20,490 SH SOLE 7,137 0 13,353 FAIR ISAAC CORP COM 303250104 1,654 3,290 SH SOLE 1,111 0 2,179 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 101 10,896 SH SOLE 0 0 10,896 FARFETCH LTD ORD SH CL A 30744W107 412 8,180 SH SOLE 35 0 8,145 FARMLAND PARTNERS INC COM 31154R109 202 16,770 SH SOLE 0 0 16,770 FAST ACQUISITION CORP COM CL A 311875108 134 11,367 SH SOLE 6,067 0 5,300 FASTENAL CO COM 311900104 7,817 150,325 SH SOLE 15,371 0 134,954 FASTLY INC CL A 31188V100 7,807 130,992 SH SOLE 422 0 130,570 FATE THERAPEUTICS INC COM 31189P102 246 2,835 SH SOLE 738 0 2,097 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 2,318 19,783 SH SOLE 156 0 19,627 FEDERATED HERMES INC CL B 314211103 631 18,608 SH SOLE 423 0 18,185 FEDERATED HERMES PREM MUNI I COM 31423P108 172 11,017 SH SOLE 0 0 11,017 FEDEX CORP COM 31428X106 53,741 180,139 SH SOLE 8,967 0 171,172 FERGUSON PLC NEW SHS G3421J106 1,531 10,973 SH SOLE 9,619 0 1,354 FERRARI N V COM N3167Y103 2,523 12,244 SH SOLE 332 0 11,912 FFBW INC MD COM 30260M103 261 22,887 SH SOLE 0 0 22,887 FIBROGEN INC COM 31572Q808 495 18,575 SH SOLE 0 0 18,575 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 25,409 450,907 SH SOLE 0 0 450,907 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 7,776 182,525 SH SOLE 0 0 182,525 FIDELITY COVINGTON TRUST DIVID ETF RISI 316092832 4,022 95,194 SH SOLE 0 0 95,194 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 3,009 79,832 SH SOLE 0 0 79,832 FIDELITY COVINGTON TRUST INT HG DIV ETF 316092725 3,338 161,872 SH SOLE 0 0 161,872 FIDELITY COVINGTON TRUST LOW VOLITY ETF 316092824 5,555 117,815 SH SOLE 0 0 117,815 FIDELITY COVINGTON TRUST MOMENTUM FACTR 316092816 1,388 28,518 SH SOLE 0 0 28,518 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 2,331 42,781 SH SOLE 0 0 42,781 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 5,580 68,811 SH SOLE 0 0 68,811 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 2,762 187,241 SH SOLE 0 0 187,241 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 3,516 67,150 SH SOLE 0 0 67,150 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 13,117 205,788 SH SOLE 0 0 205,788 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 3,487 64,292 SH SOLE 0 0 64,292 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 14,465 122,800 SH SOLE 0 0 122,800 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 760 16,453 SH SOLE 0 0 16,453 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 1,864 61,242 SH SOLE 0 0 61,242 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 7,131 173,789 SH SOLE 0 0 173,789 FIDELITY COVINGTON TRUST QLTY FCTOR ETF 316092790 542 10,967 SH SOLE 0 0 10,967 FIDELITY COVINGTON TRUST VLU FACTOR ETF 316092782 4,572 95,150 SH SOLE 0 0 95,150

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FIDELITY MERRIMACK STR TR CORP BOND ETF 316188101 2,843 51,029 SH SOLE 0 0 51,029 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 1,523 29,969 SH SOLE 0 0 29,969 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 2,291 43,746 SH SOLE 0 0 43,746 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 10,034 188,157 SH SOLE 0 0 188,157 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3,309 76,143 SH SOLE 927 0 75,216 FIDELITY NATL INFORMATION SV COM 31620M106 24,239 171,096 SH SOLE 101,494 0 69,602 FIDUS INVT CORP COM 316500107 189 11,127 SH SOLE 0 0 11,127 FIESTA RESTAURANT GROUP INC COM 31660B101 580 43,200 SH SOLE 0 0 43,200 FIFTH THIRD BANCORP COM 316773100 5,221 136,570 SH SOLE 7,568 0 129,002 FINTECH ACQUISITION CORP V COM CL A 31810Q107 373 30,639 SH SOLE 0 0 30,639 FIREEYE INC COM 31816Q101 3,391 167,689 SH SOLE 112,481 0 55,208 FIRST AMERN FINL CORP COM 31847R102 1,558 24,995 SH SOLE 5,442 0 19,553 FIRST BANCORP INC ME COM 31866P102 563 19,109 SH SOLE 0 0 19,109 FIRST BANCSHARES INC MS COM 318916103 342 9,149 SH SOLE 0 0 9,149 FIRST COMWLTH FINL CORP PA COM 319829107 332 23,605 SH SOLE 0 0 23,605 FIRST EAGLE ALTR CAP BDC INC COM 26943B100 86 18,840 SH SOLE 0 0 18,840 FIRST FINL BANCORP OH COM 320209109 226 9,581 SH SOLE 4,112 0 5,469 FIRST FINL BANKSHARES INC COM 32020R109 1,413 28,755 SH SOLE 22,968 0 5,787 FIRST FNDTN INC COM 32026V104 244 10,821 SH SOLE 0 0 10,821 FIRST HAWAIIAN INC COM 32051X108 248 8,739 SH SOLE 1,347 0 7,392 FIRST HORIZON CORPORATION COM 320517105 3,867 223,802 SH SOLE 16,814 0 206,988 FIRST INDL RLTY TR INC COM 32054K103 1,522 29,149 SH SOLE 3,214 0 25,935 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 637 15,225 SH SOLE 12,300 0 2,925 FIRST LONG IS CORP COM 320734106 383 18,060 SH SOLE 0 0 18,060 FIRST MAJESTIC SILVER CORP COM 32076V103 1,968 124,508 SH SOLE 0 0 124,508 FIRST MERCHANTS CORP COM 320817109 218 5,239 SH SOLE 364 0 4,875 FIRST MIDWEST BANCORP DEL COM 320867104 1,570 79,154 SH SOLE 6,619 0 72,535 FIRST REP BK SAN FRANCISCO C COM 33616C100 9,707 51,859 SH SOLE 25,920 0 25,939 FIRST SOLAR INC COM 336433107 2,756 30,445 SH SOLE 0 0 30,445 FIRST SVGS FINL GROUP INC COM 33621E109 627 8,566 SH SOLE 0 0 8,566 FIRST TR / ABERDEEN GLOBAL O COM SHS 337319107 3,728 364,042 SH SOLE 0 0 364,042 FIRST TR BICK INDEX FD COM SHS 33733H107 419 10,261 SH SOLE 0 0 10,261 FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 7,726 125,078 SH SOLE 0 0 125,078 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 239 17,795 SH SOLE 0 0 17,795 FIRST TR ENERGY INCOME & GRO COM 33738G104 2,486 171,441 SH SOLE 0 0 171,441 FIRST TR ENERGY INFRASTRCTR COM 33738C103 632 46,366 SH SOLE 0 0 46,366 FIRST TR ENHANCED EQUITY INC COM 337318109 639 31,428 SH SOLE 0 0 31,428 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 12,750 231,548 SH SOLE 0 0 231,548 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 4,885 140,260 SH SOLE 0 0 140,260 FIRST TR EXCH TRADED FD III HORIZON DMST ETF 33739P889 15,067 474,446 SH SOLE 363,674 0 110,772 FIRST TR EXCH TRADED FD III HORIZON MNGD ETF 33739P871 7,768 246,576 SH SOLE 191,491 0 55,085 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 7,248 350,675 SH SOLE 0 0 350,675 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 23,300 478,910 SH SOLE 0 0 478,910 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 88,215 1,540,063 SH SOLE 0 0 1,540,063 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 19,726 350,810 SH SOLE 0 0 350,810 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 160,822 7,806,909 SH SOLE 0 0 7,806,909 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 522 7,004 SH SOLE 0 0 7,004 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 1,077 15,221 SH SOLE 0 0 15,221 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 314 4,221 SH SOLE 0 0 4,221 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 9,208 440,440 SH SOLE 0 0 440,440 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 9,105 451,167 SH SOLE 0 0 451,167 FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 1,881 52,338 SH SOLE 0 0 52,338 FIRST TR EXCH TRD ALPHDX FD CHINA ALPHADEX 33737J141 263 8,363 SH SOLE 0 0 8,363 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 13,154 209,984 SH SOLE 0 0 209,984 FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 3,784 81,144 SH SOLE 0 0 81,144 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 22,211 793,993 SH SOLE 0 0 793,993 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 16,186 379,249 SH SOLE 0 0 379,249 FIRST TR EXCH TRD ALPHDX FD EX US SML CP 33737J406 296 6,248 SH SOLE 0 0 6,248 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 866 15,178 SH SOLE 0 0 15,178

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FIRST TR EXCH TRD ALPHDX FD JAPAN ALPHADEX 33737J158 400 7,809 SH SOLE 0 0 7,809 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 1,422 21,402 SH SOLE 0 0 21,402 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 5,164 169,858 SH SOLE 0 0 169,858 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 81,642 3,452,082 SH SOLE 0 0 3,452,082 FIRST TR EXCHANGE TRADED FD AUTO INDEX FD 33734X309 592 9,769 SH SOLE 0 0 9,769 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 1,715 27,467 SH SOLE 0 0 27,467 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 117,579 1,109,654 SH SOLE 0 0 1,109,654 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 32,227 530,749 SH SOLE 0 0 530,749 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 5,539 97,212 SH SOLE 0 0 97,212 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 11,339 437,124 SH SOLE 0 0 437,124 FIRST TR EXCHANGE TRADED FD DJ INTL INTRNT 33734X770 11,053 233,629 SH SOLE 0 0 233,629 FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 29,612 967,011 SH SOLE 0 0 967,011 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 14,393 1,261,414 SH SOLE 0 0 1,261,414 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 59,840 1,370,282 SH SOLE 0 0 1,370,282 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 38,653 330,052 SH SOLE 0 0 330,052 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 30,282 513,349 SH SOLE 0 0 513,349 FIRST TR EXCHANGE TRADED FD INDXX GLOBAL AGR 33734X812 575 19,326 SH SOLE 0 0 19,326 FIRST TR EXCHANGE TRADED FD INDXX NAT RE ETF 33734X838 744 50,762 SH SOLE 0 0 50,762 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 31,100 407,464 SH SOLE 0 0 407,464 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 90,712 1,326,592 SH SOLE 0 0 1,326,592 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 19,840 345,103 SH SOLE 0 0 345,103 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 70,902 1,516,298 SH SOLE 0 0 1,516,298 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 14,752 159,289 SH SOLE 0 0 159,289 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 52,798 425,273 SH SOLE 0 0 425,273 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 98,839 775,389 SH SOLE 0 0 775,389 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 4,280 142,986 SH SOLE 0 0 142,986 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 26,561 317,909 SH SOLE 0 0 317,909 FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 11,077 249,256 SH SOLE 0 0 249,256 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 40,006 530,934 SH SOLE 0 0 530,934 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL ALPH 33737M409 25,558 501,918 SH SOLE 0 0 501,918 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 37,509 511,865 SH SOLE 0 0 511,865 FIRST TR EXCHANGE-TRADED FD BUYWRIT INCM ETF 33738R308 4,601 209,738 SH SOLE 0 0 209,738 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 462,494 6,121,700 SH SOLE 0 0 6,121,700 FIRST TR EXCHANGE-TRADED FD DEVELOPED INTL 33738R787 2,442 43,914 SH SOLE 0 0 43,914 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 230,013 939,364 SH SOLE 0 0 939,364 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R878 27,087 745,588 SH SOLE 0 0 745,588 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R886 4,914 199,334 SH SOLE 0 0 199,334 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT PE 33733E880 224 6,942 SH SOLE 0 0 6,942 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 124,340 2,624,321 SH SOLE 0 0 2,624,321 FIRST TR EXCHANGE-TRADED FD DORSEYWRGT ETF 33738R712 2,817 110,858 SH SOLE 0 0 110,858 FIRST TR EXCHANGE-TRADED FD DORSEYWRIGHT MOM 33738R696 1,646 52,534 SH SOLE 0 0 52,534 FIRST TR EXCHANGE-TRADED FD DORSY WR MOMNT 33741L108 5,009 184,243 SH SOLE 0 0 184,243 FIRST TR EXCHANGE-TRADED FD EMERGING MKTS 33738R779 613 12,248 SH SOLE 0 0 12,248 FIRST TR EXCHANGE-TRADED FD ETF 33733E708 2,895 60,765 SH SOLE 0 0 60,765 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 143,972 2,401,933 SH SOLE 3,659 0 2,398,274 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 78,155 1,611,118 SH SOLE 0 0 1,611,118 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 250,775 4,926,817 SH SOLE 4,195 0 4,922,622 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 19,126 358,574 SH SOLE 0 0 358,574 FIRST TR EXCHANGE-TRADED FD FT STRG INCM ETF 33739Q309 6,891 137,059 SH SOLE 0 0 137,059 FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 33736G106 5,916 275,028 SH SOLE 0 0 275,028 FIRST TR EXCHANGE-TRADED FD HEDGED BUYWRITE 33738R407 1,502 69,746 SH SOLE 0 0 69,746 FIRST TR EXCHANGE-TRADED FD INDXX INOVTV ETF 33741X201 5,471 129,738 SH SOLE 0 0 129,738 FIRST TR EXCHANGE-TRADED FD LARGE CP US EQ 33738R761 3,076 95,562 SH SOLE 0 0 95,562 FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 33738D606 457 16,411 SH SOLE 0 0 16,411 FIRST TR EXCHANGE-TRADED FD LUNT US FACTOR 33733E872 11,385 327,626 SH SOLE 0 0 327,626 FIRST TR EXCHANGE-TRADED FD MID CAP US EQT 33738R753 1,905 65,733 SH SOLE 0 0 65,733 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 5,009 102,714 SH SOLE 0 0 102,714 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 16,217 956,171 SH SOLE 0 0 956,171 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 65,675 948,918 SH SOLE 0 0 948,918

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 38,562 672,749 SH SOLE 0 0 672,749 FIRST TR EXCHANGE-TRADED FD NASDAQ 100 EX 33733E401 910 10,552 SH SOLE 0 0 10,552 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 14,838 478,190 SH SOLE 0 0 478,190 FIRST TR EXCHANGE-TRADED FD NASDAQ RETAIL 33738R829 1,727 50,771 SH SOLE 0 0 50,771 FIRST TR EXCHANGE-TRADED FD NASDAQ TRANSN 33738R795 10,346 304,377 SH SOLE 0 0 304,377 FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 33738R720 14,993 276,166 SH SOLE 0 0 276,166 FIRST TR EXCHANGE-TRADED FD NASDQ FOD BVRG 33738R852 447 17,423 SH SOLE 0 0 17,423 FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 33738R845 10,066 550,950 SH SOLE 0 0 550,950 FIRST TR EXCHANGE-TRADED FD NASDQ PHRMTCLS 33738R837 1,655 63,962 SH SOLE 0 0 63,962 FIRST TR EXCHANGE-TRADED FD NASDQ SEMCNDTR 33738R811 6,855 100,123 SH SOLE 0 0 100,123 FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 33733E807 5,080 309,784 SH SOLE 0 0 309,784 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 25,166 1,028,878 SH SOLE 0 0 1,028,878 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 53,809 311,722 SH SOLE 0 0 311,722 FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 33738R704 13,443 327,954 SH SOLE 0 0 327,954 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 316,837 6,595,284 SH SOLE 0 0 6,595,284 FIRST TR EXCHANGE-TRADED FD S&P INTL DIVID 33738R688 4,493 247,572 SH SOLE 0 0 247,572 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 59,343 1,236,064 SH SOLE 0 0 1,236,064 FIRST TR EXCHANGE-TRADED FD SMAL CP US EQT 33738R746 1,087 37,146 SH SOLE 0 0 37,146 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 15,766 541,866 SH SOLE 0 0 541,866 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 16,642 322,516 SH SOLE 0 0 322,516 FIRST TR EXCHANGE-TRADED FD US EQTY DIVI 33738R738 883 30,058 SH SOLE 0 0 30,058 FIRST TR EXCHNG TRADED FD VI CEF INCM OPPTY 33740F409 2,642 103,701 SH SOLE 0 0 103,701 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 20,717 1,021,021 SH SOLE 0 0 1,021,021 FIRST TR EXCHNG TRADED FD VI MLT MNGD LRG GRW 33740F789 20,883 787,730 SH SOLE 0 0 787,730 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 268,682 5,009,683 SH SOLE 12,621 0 4,997,062 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 14,329 552,571 SH SOLE 0 0 552,571 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 53,171 1,994,417 SH SOLE 0 0 1,994,417 FIRST TR FTSE EPRA / NAREIT COM 33736N101 1,072 20,994 SH SOLE 0 0 20,994 FIRST TR HIGH INCOME LONG / COM 33738E109 561 35,631 SH SOLE 0 0 35,631 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 268 13,376 SH SOLE 0 0 13,376 FIRST TR INTER DURATN PFD & COM 33718W103 8,258 328,858 SH SOLE 0 0 328,858 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 56,937 867,287 SH SOLE 0 0 867,287 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 73,412 854,921 SH SOLE 0 0 854,921 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 70,503 704,322 SH SOLE 0 0 704,322 FIRST TR MLP & ENERGY INCOM COM 33739B104 1,557 196,870 SH SOLE 0 0 196,870 FIRST TR MORNINGSTAR DIVID L SHS 336917109 54,773 1,650,778 SH SOLE 0 0 1,650,778 FIRST TR MTG INCOME FD COM SHS 33734E103 219 15,884 SH SOLE 0 0 15,884 FIRST TR MULTI CAP GROWTH AL COM SHS 33733F101 8,510 71,177 SH SOLE 0 0 71,177 FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 33733C108 7,989 112,431 SH SOLE 0 0 112,431 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 22,273 198,507 SH SOLE 0 0 198,507 FIRST TR NASDAQ 100 TECH IND SHS 337345102 77,021 484,289 SH SOLE 0 0 484,289 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 5,233 94,688 SH SOLE 0 0 94,688 FIRST TR S&P REIT INDEX FD COM 33734G108 5,030 179,383 SH SOLE 0 0 179,383 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 58,072 622,692 SH SOLE 0 0 622,692 FIRST TR SPECIALTY FIN & FIN COM BEN INTR 33733G109 945 233,903 SH SOLE 0 0 233,903 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 146 15,370 SH SOLE 0 0 15,370 FIRST TR SR FLTG RATE INCOME COM 33733U108 6,836 538,286 SH SOLE 0 0 538,286 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 7,023 485,871 SH SOLE 0 0 485,871 FIRST TR VALUE LINE DIVID IN SHS 33734H106 661,381 16,630,152 SH SOLE 567 0 16,629,585 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 99,000 901,800 SH SOLE 0 0 901,800 FIRSTCASH INC COM 33767D105 845 11,050 SH SOLE 4,687 0 6,363 FIRSTENERGY CORP COM 337932107 9,901 266,086 SH SOLE 169,855 0 96,231 FIRSTSERVICE CORP NEW COM 33767E202 606 3,539 SH SOLE 3,539 0 0 FISERV INC COM 337738108 22,941 214,620 SH SOLE 56,191 0 158,429 FISKER INC CL A COM STK 33813J106 1,340 69,511 SH SOLE 0 0 69,511 FIVE BELOW INC COM 33829M101 1,294 6,695 SH SOLE 1,357 0 5,338 FIVE9 INC COM 338307101 929 5,068 SH SOLE 1,906 0 3,162 FIVERR INTL LTD ORD SHS M4R82T106 5,539 22,844 SH SOLE 454 0 22,390 FLAHERTY & CRUMRINE DYNAMIC SHS 33848W106 5,901 201,536 SH SOLE 0 0 201,536

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FLAHERTY & CRUMRINE PFD INCO COM 33848E106 571 42,766 SH SOLE 0 0 42,766 FLAHERTY & CRUMRINE PFD INCO COM 338480106 681 40,782 SH SOLE 0 0 40,782 FLAHERTY & CRUMRINE PFD SECS COM 338478100 5,910 260,117 SH SOLE 651 0 259,466 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 2,109 86,393 SH SOLE 0 0 86,393 FLEETCOR TECHNOLOGIES INC COM 339041105 6,577 25,685 SH SOLE 22,999 0 2,686 FLEX LTD ORD Y2573F102 12,154 680,110 SH SOLE 660,361 0 19,749 FLEXSHARES TR CR SCD US BD 33939L761 695 12,843 SH SOLE 0 0 12,843 FLEXSHARES TR CR SCORED LONG 33939L753 1,068 17,606 SH SOLE 0 0 17,606 FLEXSHARES TR DISCP DUR MBS 33939L779 214 9,088 SH SOLE 0 0 9,088 FLEXSHARES TR GLB QLT R/E IDX 33939L787 1,200 18,016 SH SOLE 0 0 18,016 FLEXSHARES TR HIG YLD VL ETF 33939L662 1,504 30,009 SH SOLE 0 0 30,009 FLEXSHARES TR IBOXX 3R TARGT 33939L506 2,419 91,307 SH SOLE 0 0 91,307 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 6,463 230,723 SH SOLE 0 0 230,723 FLEXSHARES TR INT QLTDVDYNAM 33939L829 7,405 238,172 SH SOLE 0 0 238,172 FLEXSHARES TR INTL QLTDV IDX 33939L837 1,381 52,042 SH SOLE 0 0 52,042 FLEXSHARES TR M STAR DEV MKT 33939L803 1,240 16,992 SH SOLE 0 0 16,992 FLEXSHARES TR MORNSTAR UPSTR 33939L407 86,204 2,251,334 SH SOLE 51 0 2,251,283 FLEXSHARES TR MORNSTAR USMKT 33939L100 6,932 40,698 SH SOLE 0 0 40,698 FLEXSHARES TR MSTAR EMKT FAC 33939L308 965 14,848 SH SOLE 0 0 14,848 FLEXSHARES TR QLT DIV DEF IDX 33939L845 5,069 94,251 SH SOLE 0 0 94,251 FLEXSHARES TR QLT DIVDYN IDX 33939L852 818 13,736 SH SOLE 0 0 13,736 FLEXSHARES TR QUALT DIVD IDX 33939L860 7,499 133,572 SH SOLE 0 0 133,572 FLEXSHARES TR READY ACC VARI 33939L886 2,650 34,781 SH SOLE 73 0 34,708 FLEXSHARES TR STOX GBL ESG SLT 33939L688 1,005 7,141 SH SOLE 0 0 7,141 FLEXSHARES TR STOX US ESG SLCT 33939L696 1,570 14,941 SH SOLE 0 0 14,941 FLEXSHARES TR STOXX GLOBR INF 33939L795 2,684 46,711 SH SOLE 0 0 46,711 FLEXSHARES TR US QUALITY CAP 33939L746 726 15,341 SH SOLE 0 0 15,341 FLOOR & DECOR HLDGS INC CL A 339750101 1,071 10,129 SH SOLE 4,456 0 5,673 FLOWERS FOODS INC COM 343498101 1,340 55,362 SH SOLE 32 0 55,330 FLOWSERVE CORP COM 34354P105 671 16,630 SH SOLE 3,287 0 13,343 FLUENT INC COM 34380C102 33 11,300 SH SOLE 0 0 11,300 FLUOR CORP NEW COM 343412102 1,265 71,444 SH SOLE 1,310 0 70,134 FMC CORP COM NEW 302491303 6,502 60,094 SH SOLE 32,004 0 28,090 FOOT LOCKER INC COM 344849104 256 4,151 SH SOLE 900 0 3,251 FORD MTR CO DEL COM 345370860 49,200 3,310,912 SH SOLE 1,154 0 3,309,758 FORMFACTOR INC COM 346375108 322 8,831 SH SOLE 0 0 8,831 FORTE BIOSCIENCES INC COM 34962G109 333 9,897 SH SOLE 0 0 9,897 FORTINET INC COM 34959E109 10,762 45,184 SH SOLE 10,642 0 34,542 FORTIS INC COM 349553107 290 6,562 SH SOLE 594 0 5,968 FORTIVE CORP COM 34959J108 2,135 30,612 SH SOLE 18,218 0 12,394 FORTUNA SILVER MINES INC COM 349915108 147 26,484 SH SOLE 0 0 26,484 FORTUNE BRANDS HOME & SEC IN COM 34964C106 4,175 41,912 SH SOLE 20,772 0 21,140 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 50 50,218 PRN SOLE 0 0 50,218 FOSSIL GROUP INC COM 34988V106 456 31,958 SH SOLE 0 0 31,958 FOUR CORNERS PPTY TR INC COM 35086T109 200 7,247 SH SOLE 0 0 7,247 FOX CORP CL A COM 35137L105 707 19,043 SH SOLE 11,667 0 7,376 FOX FACTORY HLDG CORP COM 35138V102 388 2,490 SH SOLE 1,910 0 580 FRANCO NEV CORP COM 351858105 6,827 47,060 SH SOLE 0 0 47,060 FRANKLIN ETF TR LIBERTY SHRT ETF 353506108 2,564 27,007 SH SOLE 0 0 27,007 FRANKLIN LTD DURATION INCOME COM 35472T101 368 39,935 SH SOLE 0 0 39,935 FRANKLIN RESOURCES INC COM 354613101 3,125 97,693 SH SOLE 5,332 0 92,361 FRANKLIN TEMPLETON ETF TR FTSE BRAZIL 35473P835 281 11,096 SH SOLE 0 0 11,096 FRANKLIN TEMPLETON ETF TR FTSE CANADA 35473P827 671 20,265 SH SOLE 0 0 20,265 FRANKLIN TEMPLETON ETF TR FTSE CHINA 35473P819 202 6,223 SH SOLE 0 0 6,223 FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 35473P744 302 10,149 SH SOLE 0 0 10,149 FRANKLIN TEMPLETON ETF TR FTSE SOUTH KOREA 35473P710 322 9,684 SH SOLE 0 0 9,684 FRANKLIN TEMPLETON ETF TR FTSE TAIWAN 35473P686 272 6,072 SH SOLE 0 0 6,072 FRANKLIN TEMPLETON ETF TR LIBERTY INVT 35473P603 590 22,504 SH SOLE 0 0 22,504 FRANKLIN TEMPLETON ETF TR LIBERTY US COR 35473P553 1,424 55,808 SH SOLE 0 0 55,808

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FRANKLIN TEMPLETON ETF TR LIBERTY US ETF 35473P504 3,072 65,597 SH SOLE 0 0 65,597 FRANKLIN TEMPLETON ETF TR LIBERTYQ EMERG 35473P207 905 28,900 SH SOLE 0 0 28,900 FRANKLIN TEMPLETON ETF TR LIBERTYQ GBL 35473P306 256 7,377 SH SOLE 0 0 7,377 FRANKLIN TEMPLETON ETF TR LIBERTYQ INTL 35473P108 361 12,849 SH SOLE 0 0 12,849 FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 8,365 195,404 SH SOLE 0 0 195,404 FRANKLIN TEMPLETON ETF TR LIBERTYQ US MID 35473P884 593 13,450 SH SOLE 0 0 13,450 FRANKLIN TEMPLETON ETF TR LIBERTYQ US SML 35473P876 314 8,204 SH SOLE 0 0 8,204 FRANKLIN UNVL TR SH BEN INT 355145103 568 68,566 SH SOLE 0 0 68,566 FRANKS INTL N V COM N33462107 68 22,357 SH SOLE 0 0 22,357 FREEPORT-MCMORAN INC CL B 35671D857 27,770 748,303 SH SOLE 160,568 0 587,735 FREQUENCY ELECTRS INC COM 358010106 106 10,800 SH SOLE 0 0 10,800 FRESHPET INC COM 358039105 1,035 6,350 SH SOLE 2,966 0 3,384 FRONTDOOR INC COM 35905A109 554 11,120 SH SOLE 9,642 0 1,478 FRONTLINE LTD SHS NEW G3682E192 143 15,859 SH SOLE 0 0 15,859 FS KKR CAP CORP COM 302635206 62,481 2,904,758 SH SOLE 807 0 2,903,951 FST TR NEW OPPORT MLP & ENE COM 33739M100 1,194 202,098 SH SOLE 0 0 202,098 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 122 12,500 SH SOLE 0 0 12,500 FUBOTV INC COM 35953D104 1,612 50,193 SH SOLE 0 0 50,193 FUELCELL ENERGY INC COM 35952H601 837 94,099 SH SOLE 0 0 94,099 FULGENT GENETICS INC COM 359664109 4,327 46,919 SH SOLE 65 0 46,854 FULLER H B CO COM 359694106 583 9,167 SH SOLE 8,160 0 1,007 FULTON FINL CORP PA COM 360271100 204 12,944 SH SOLE 9,732 0 3,212 FUTU HLDGS LTD SPON ADS CL A 36118L106 2,379 13,283 SH SOLE 105 0 13,178 G III APPAREL GROUP LTD COM 36237H101 393 11,963 SH SOLE 10,606 0 1,357 G1 THERAPEUTICS INC COM 3621LQ109 226 10,305 SH SOLE 0 0 10,305 GABELLI DIVID & INCOME TR COM 36242H104 4,306 163,675 SH SOLE 0 0 163,675 GABELLI EQUITY TR INC COM 362397101 14,967 2,169,178 SH SOLE 0 0 2,169,178 GABELLI EQUITY TR INC RIGHT 07/14/2021 362397218 71 608,339 SH SOLE 0 0 608,339 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 600 28,693 SH SOLE 0 0 28,693 GABELLI MULTIMEDIA TR INC COM 36239Q109 2,057 183,850 SH SOLE 0 0 183,850 GABELLI UTIL TR COM 36240A101 7,607 955,604 SH SOLE 0 0 955,604 GALECTIN THERAPEUTICS INC COM NEW 363225202 167 52,034 SH SOLE 0 0 52,034 GALLAGHER ARTHUR J & CO COM 363576109 7,335 52,363 SH SOLE 5,524 0 46,839 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1,324 331,057 SH SOLE 0 0 331,057 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 110 20,044 SH SOLE 0 0 20,044 GAMESTOP CORP NEW CL A 36467W109 1,845 8,615 SH SOLE 0 0 8,615 GAMING & LEISURE PPTYS INC COM 36467J108 2,370 51,153 SH SOLE 27,776 0 23,377 GAN LTD SHS G3728V109 523 31,820 SH SOLE 0 0 31,820 GAP INC COM 364760108 8,366 248,630 SH SOLE 183,712 0 64,918 GARMIN LTD SHS H2906T109 4,440 30,696 SH SOLE 154 0 30,542 GARTNER INC COM 366651107 2,626 10,841 SH SOLE 3,905 0 6,936 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 265 71,698 SH SOLE 0 0 71,698 GATX CORP COM 361448103 1,137 12,857 SH SOLE 8,638 0 4,219 GENASYS INC COM 36872P103 588 107,292 SH SOLE 0 0 107,292 GENCO SHIPPING & TRADING LTD SHS Y2685T131 245 13,000 SH SOLE 0 0 13,000 GENERAC HLDGS INC COM 368736104 22,209 53,496 SH SOLE 2,700 0 50,796 GENERAL AMERN INVS CO INC COM 368802104 216 4,964 SH SOLE 0 0 4,964 GENERAL DYNAMICS CORP COM 369550108 27,162 144,281 SH SOLE 16,215 0 128,066 GENERAL ELECTRIC CO COM 369604103 37,972 2,821,127 SH SOLE 153,386 0 2,667,741 GENERAL MLS INC COM 370334104 40,678 667,622 SH SOLE 143,567 0 524,055 GENERAL MTRS CO COM 37045V100 38,380 648,639 SH SOLE 53,351 0 595,288 GENESIS ENERGY L P UNIT LTD PARTN 371927104 376 32,409 SH SOLE 0 0 32,409 GENIUS BRANDS INTL INC COM 37229T301 30 16,500 SH SOLE 0 0 16,500 GENIUS SPORTS LIMITED SHARES CL A G3934V109 1,155 61,533 SH SOLE 61,533 0 0 GENMAB A/S SPONSORED ADS 372303206 1,907 46,698 SH SOLE 15,416 0 31,282 GENPACT LIMITED SHS G3922B107 364 8,021 SH SOLE 2,888 0 5,133 GENTEX CORP COM 371901109 1,260 38,074 SH SOLE 6,268 0 31,806 GENTHERM INC COM 37253A103 458 6,445 SH SOLE 6,445 0 0 GENUINE PARTS CO COM 372460105 12,329 97,485 SH SOLE 4,290 0 93,195

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GENWORTH FINL INC COM CL A 37247D106 162 41,537 SH SOLE 0 0 41,537 GEO GROUP INC NEW COM 36162J106 221 31,023 SH SOLE 0 0 31,023 GERDAU SA SPON ADR REP PFD 373737105 215 36,427 SH SOLE 34,696 0 1,731 GERMAN AMERN BANCORP INC COM 373865104 948 25,492 SH SOLE 0 0 25,492 GERON CORP COM 374163103 219 155,032 SH SOLE 0 0 155,032 GETTY RLTY CORP NEW COM 374297109 528 16,948 SH SOLE 9,965 0 6,983 GEVO INC COM PAR 374396406 101 13,902 SH SOLE 0 0 13,902 GIGAMEDIA LTD SHS NEW Y2711Y112 38 12,469 SH SOLE 0 0 12,469 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 103 10,074 SH SOLE 0 0 10,074 GILEAD SCIENCES INC COM 375558103 44,368 644,324 SH SOLE 298,703 0 345,621 GLACIER BANCORP INC NEW COM 37637Q105 2,076 37,690 SH SOLE 6,304 0 31,386 GLADSTONE CAPITAL CORP COM 376535100 2,828 247,439 SH SOLE 0 0 247,439 GLADSTONE COMMERCIAL CORP COM 376536108 333 14,772 SH SOLE 0 0 14,772 GLADSTONE INVT CORP COM 376546107 1,585 110,022 SH SOLE 0 0 110,022 GLADSTONE LD CORP COM 376549101 514 21,368 SH SOLE 0 0 21,368 GLAUKOS CORP COM 377322102 246 2,895 SH SOLE 2,423 0 472 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 15,537 390,177 SH SOLE 25,713 0 364,464 GLOBAL MED REIT INC COM NEW 37954A204 1,164 78,855 SH SOLE 3,936 0 74,919 GLOBAL NET LEASE INC COM NEW 379378201 1,261 68,188 SH SOLE 0 0 68,188 GLOBAL PMTS INC COM 37940X102 4,400 23,464 SH SOLE 6,435 0 17,029 GLOBAL SELF STORAGE INC COM 37955N106 459 88,130 SH SOLE 0 0 88,130 GLOBAL SHIP LEASE INC NEW COM CL A Y27183600 206 10,515 SH SOLE 0 0 10,515 GLOBAL X FDS ADAPTIVE US 37954Y574 493 16,614 SH SOLE 0 0 16,614 GLOBAL X FDS ADAPTIVE US RISK 37954Y194 2,358 83,793 SH SOLE 0 0 83,793 GLOBAL X FDS AGING POPULATION 37954Y772 2,555 83,670 SH SOLE 0 0 83,670 GLOBAL X FDS ARTIFICIAL ETF 37954Y632 2,068 67,798 SH SOLE 0 0 67,798 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 18,124 640,211 SH SOLE 0 0 640,211 GLOBAL X FDS CANNABIS ETF 37954Y426 2,721 197,491 SH SOLE 0 0 197,491 GLOBAL X FDS CLEANTECH ETF 37954Y228 499 23,970 SH SOLE 0 0 23,970 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 14,937 523,195 SH SOLE 0 0 523,195 GLOBAL X FDS CONSCIOUS COS 37954Y731 1,367 43,692 SH SOLE 0 0 43,692 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 2,492 86,422 SH SOLE 0 0 86,422 GLOBAL X FDS E COMMERCE ETF 37954Y467 5,731 166,685 SH SOLE 0 0 166,685 GLOBAL X FDS FINTECH ETF 37954Y814 19,166 402,049 SH SOLE 0 0 402,049 GLOBAL X FDS FOUNDER RUN CO 37954Y681 677 19,238 SH SOLE 0 0 19,238 GLOBAL X FDS GBL X FTSE ETF 37950E648 455 31,678 SH SOLE 0 0 31,678 GLOBAL X FDS GENOMIC BIOTECH 37954Y434 840 33,736 SH SOLE 0 0 33,736 GLOBAL X FDS GLB X GURU INDEX 37950E341 242 4,915 SH SOLE 0 0 4,915 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 18,552 510,515 SH SOLE 0 0 510,515 GLOBAL X FDS GLB X SUPERDIV 37950E549 10,996 778,193 SH SOLE 0 0 778,193 GLOBAL X FDS GLBL X MLP ETF 37954Y343 10,460 270,627 SH SOLE 235 0 270,392 GLOBAL X FDS GLBX MSCI NORW 37950E747 533 37,502 SH SOLE 0 0 37,502 GLOBAL X FDS GLBX SUPRINC ETF 37950E333 9,270 767,980 SH SOLE 0 0 767,980 GLOBAL X FDS GLOBAL X COPPER 37954Y830 8,984 241,825 SH SOLE 0 0 241,825 GLOBAL X FDS GLOBAL X GOLD EX 37954Y863 1,951 63,029 SH SOLE 0 0 63,029 GLOBAL X FDS GLOBAL X SILVER 37954Y848 15,970 374,007 SH SOLE 0 0 374,007 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 5,590 263,698 SH SOLE 0 0 263,698 GLOBAL X FDS GLOBX SUPDV US 37950E291 12,359 618,545 SH SOLE 0 0 618,545 GLOBAL X FDS INTERNET OF THNG 37954Y780 6,522 182,627 SH SOLE 0 0 182,627 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 43,521 600,624 SH SOLE 0 0 600,624 GLOBAL X FDS MILLENNIAL CONSU 37954Y764 2,636 60,884 SH SOLE 0 0 60,884 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 2,099 59,343 SH SOLE 0 0 59,343 GLOBAL X FDS MSCI NXT EMRNG 37950E218 311 15,445 SH SOLE 0 0 15,445 GLOBAL X FDS MSCI SUPDIV EA 37954Y699 493 30,659 SH SOLE 0 0 30,659 GLOBAL X FDS MSCI SUPR EM ETF 37950E119 737 60,554 SH SOLE 0 0 60,554 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 61,173 2,727,294 SH SOLE 0 0 2,727,294 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 24,553 702,523 SH SOLE 0 0 702,523 GLOBAL X FDS REIT ETF 37950E127 10,067 1,017,882 SH SOLE 0 0 1,017,882 GLOBAL X FDS RENEWABLE ENERGY 37954Y707 1,247 76,813 SH SOLE 0 0 76,813

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GLOBAL X FDS RUSSELL 2000 37954Y459 3,561 139,279 SH SOLE 0 0 139,279 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 3,415 64,018 SH SOLE 0 0 64,018 GLOBAL X FDS S&P 500 COVERED 37954Y475 14,848 302,782 SH SOLE 0 0 302,782 GLOBAL X FDS SOCIAL MED ETF 37950E416 5,257 72,620 SH SOLE 0 0 72,620 GLOBAL X FDS SUPER DIV ALTR 37954Y806 652 47,893 SH SOLE 0 0 47,893 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 2,346 121,558 SH SOLE 0 0 121,558 GLOBAL X FDS THMATC GWT ETF 37954Y418 2,450 47,466 SH SOLE 0 0 47,466 GLOBAL X FDS US INFR DEV ETF 37954Y673 71,905 2,792,411 SH SOLE 33,042 0 2,759,369 GLOBAL X FDS US PFD ETF 37954Y657 31,425 1,200,803 SH SOLE 253 0 1,200,550 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 2,880 89,145 SH SOLE 0 0 89,145 GLOBALSTAR INC COM 378973408 978 549,314 SH SOLE 0 0 549,314 GLOBANT S A COM L44385109 1,631 7,442 SH SOLE 4,682 0 2,760 GLOBE LIFE INC COM 37959E102 1,112 11,670 SH SOLE 2,952 0 8,718 GLOBUS MED INC CL A 379577208 6,656 85,855 SH SOLE 28,619 0 57,236 GLYCOMIMETICS INC COM 38000Q102 46 19,625 SH SOLE 0 0 19,625 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 52 81,700 SH SOLE 0 0 81,700 GOAL ACQUISITIONS CORP COM 38021H107 738 76,600 SH SOLE 0 0 76,600 GODADDY INC CL A 380237107 3,211 36,927 SH SOLE 15,341 0 21,586 GOLDEN NUGGET ONLINE GAMIN COM CL A 38113L107 381 29,824 SH SOLE 0 0 29,824 GOLDMAN SACHS BDC INC SHS 38147U107 790 40,295 SH SOLE 0 0 40,295 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 30,093 300,602 SH SOLE 0 0 300,602 GOLDMAN SACHS ETF TR ACCESS HIG YLD 381430453 21,183 421,294 SH SOLE 0 0 421,294 GOLDMAN SACHS ETF TR ACCESS INFLATI 381430362 29,831 516,368 SH SOLE 0 0 516,368 GOLDMAN SACHS ETF TR ACCESS INVT GR 381430479 72,139 1,315,440 SH SOLE 0 0 1,315,440 GOLDMAN SACHS ETF TR ACCESS US AGRAT 38149W101 93,039 1,899,537 SH SOLE 0 0 1,899,537 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 33,343 817,040 SH SOLE 0 0 817,040 GOLDMAN SACHS ETF TR ACTIVEBETA EUR 381430305 1,466 39,906 SH SOLE 0 0 39,906 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 152,363 4,361,964 SH SOLE 0 0 4,361,964 GOLDMAN SACHS ETF TR ACTIVEBETA JAP 381430404 348 9,329 SH SOLE 0 0 9,329 GOLDMAN SACHS ETF TR ACTIVEBETA US 381430602 52,125 801,700 SH SOLE 0 0 801,700 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 522,923 6,078,378 SH SOLE 59,339 0 6,019,039 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 10,502 156,272 SH SOLE 0 0 156,272 GOLDMAN SACHS ETF TR HEDGE IND ETF 381430545 5,328 52,411 SH SOLE 0 0 52,411 GOLDMAN SACHS ETF TR JUST US LRG CP 381430396 1,233 19,721 SH SOLE 0 0 19,721 GOLDMAN SACHS ETF TR MARKETBETA US EQ 381430123 40,673 679,363 SH SOLE 0 0 679,363 GOLDMAN SACHS GROUP INC COM 38141G104 54,412 143,366 SH SOLE 11,973 0 131,393 GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 1,333 75,729 SH SOLE 0 0 75,729 GOLUB CAP BDC INC COM 38173M102 1,214 78,713 SH SOLE 0 0 78,713 GOOD WORKS ACQUISITION CORP COM 38216X107 135 13,616 SH SOLE 0 0 13,616 GOODRX HLDGS INC COM CL A 38246G108 3,623 100,623 SH SOLE 0 0 100,623 GOODYEAR TIRE & RUBR CO COM 382550101 3,052 177,965 SH SOLE 40,539 0 137,426 GOOSEHEAD INS INC COM CL A 38267D109 268 2,108 SH SOLE 1,783 0 325 GOPRO INC CL A 38268T103 1,167 100,202 SH SOLE 0 0 100,202 GRACO INC COM 384109104 5,736 75,769 SH SOLE 11,035 0 64,734 GRAFTECH INTL LTD COM 384313508 176 15,130 SH SOLE 7,618 0 7,512 GRAHAM HLDGS CO COM CL B 384637104 364 574 SH SOLE 0 0 574 GRAINGER W W INC COM 384802104 14,883 33,979 SH SOLE 21,463 0 12,516 GRAND CANYON ED INC COM 38526M106 275 3,058 SH SOLE 2,381 0 677 GRANITE CONSTR INC COM 387328107 311 7,494 SH SOLE 0 0 7,494 GRANITESHARES ETF TR BBG COMMD K 1 38747R108 491 17,304 SH SOLE 0 0 17,304 GRANITESHARES ETF TR HIPS US HIGH INC 38747R306 1,005 63,888 SH SOLE 0 0 63,888 GRANITESHARES ETF TR XOUT US LRG CP 38747R603 1,156 28,396 SH SOLE 0 0 28,396 GRANITESHARES GOLD TR SHS BEN INT 38748G101 6,348 360,879 SH SOLE 4,356 0 356,523 GRAPHIC PACKAGING HLDG CO COM 388689101 907 50,001 SH SOLE 48,037 0 1,964 GRAY TELEVISION INC COM 389375106 1,565 66,888 SH SOLE 62,608 0 4,280 GREAT AJAX CORP COM 38983D300 133 10,220 SH SOLE 0 0 10,220 GREAT SOUTHN BANCORP INC COM 390905107 264 4,906 SH SOLE 0 0 4,906 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 573 44,765 SH SOLE 0 0 44,765 GREENBRIER COS INC COM 393657101 1,120 25,691 SH SOLE 285 0 25,406

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GROCERY OUTLET HLDG CORP COM 39874R101 331 9,551 SH SOLE 8,183 0 1,368 GROUP 1 AUTOMOTIVE INC COM 398905109 281 1,823 SH SOLE 1,425 0 398 GROWGENERATION CORP COM 39986L109 2,481 51,577 SH SOLE 0 0 51,577 GUARDANT HEALTH INC COM 40131M109 6,913 55,664 SH SOLE 29,830 0 25,834 GUGGENHEIM ENHANCED EQT INCM COM 40167B100 2,199 255,354 SH SOLE 0 0 255,354 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 2,724 125,645 SH SOLE 0 0 125,645 GUGGENHEIM TAXABLE MUNICP BO COM 401664107 1,142 46,285 SH SOLE 0 0 46,285 GUIDEWIRE SOFTWARE INC COM 40171V100 781 6,927 SH SOLE 5,396 0 1,531 HACKETT GROUP INC COM 404609109 186 10,347 SH SOLE 0 0 10,347 HAEMONETICS CORP MASS COM 405024100 886 13,289 SH SOLE 12,568 0 721 HAIN CELESTIAL GROUP INC COM 405217100 423 10,546 SH SOLE 170 0 10,376 HALLIBURTON CO COM 406216101 4,755 205,658 SH SOLE 1,892 0 203,766 HALOZYME THERAPEUTICS INC COM 40637H109 797 17,556 SH SOLE 4,560 0 12,996 HAMILTON LANE INC CL A 407497106 274 3,008 SH SOLE 2,638 0 370 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 1,691 45,049 SH SOLE 0 0 45,049 HANCOCK JOHN INCOME SECS TR COM 410123103 1,201 75,091 SH SOLE 0 0 75,091 HANCOCK JOHN INVS TR COM 410142103 392 20,811 SH SOLE 0 0 20,811 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 293 41,926 SH SOLE 0 0 41,926 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 2,977 137,824 SH SOLE 0 0 137,824 HANCOCK JOHN PFD INCOME FD I COM 41013X106 904 41,830 SH SOLE 5,995 0 35,835 HANCOCK JOHN PFD INCOME FD I COM 41021P103 663 34,504 SH SOLE 0 0 34,504 HANCOCK JOHN PREM DIVID FD COM SH BEN INT 41013T105 2,819 166,437 SH SOLE 0 0 166,437 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 2,521 101,249 SH SOLE 0 0 101,249 HANCOCK WHITNEY CORPORATION COM 410120109 666 14,990 SH SOLE 5,508 0 9,482 HANESBRANDS INC COM 410345102 3,590 192,269 SH SOLE 39,508 0 152,761 HANNON ARMSTRONG SUST INFR C COM 41068X100 3,654 65,077 SH SOLE 0 0 65,077 HANOVER INS GROUP INC COM 410867105 336 2,476 SH SOLE 264 0 2,212 HARBORONE BANCORP INC NEW COM NEW 41165Y100 489 34,088 SH SOLE 0 0 34,088 HARLEY DAVIDSON INC COM 412822108 1,706 37,226 SH SOLE 2,449 0 34,777 HARMONIC INC COM 413160102 97 11,350 SH SOLE 0 0 11,350 HARMONY GOLD MINING CO LTD SPONSORED ADR 413216300 40 10,774 SH SOLE 0 0 10,774 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 2,098 49,829 SH SOLE 0 0 49,829 HARTFORD FDS EXCHANGE TRADED SHRT DURTN ETF 41653L602 3,904 95,054 SH SOLE 0 0 95,054 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 7,251 177,030 SH SOLE 0 0 177,030 HARTFORD FINL SVCS GROUP INC COM 416515104 2,886 46,574 SH SOLE 16,461 0 30,113 HASBRO INC COM 418056107 3,015 31,896 SH SOLE 12,526 0 19,370 HAWAIIAN ELEC INDUSTRIES COM 419870100 1,088 25,736 SH SOLE 106 0 25,630 HAWAIIAN HOLDINGS INC COM 419879101 299 12,266 SH SOLE 686 0 11,580 HAWKINS INC COM 420261109 243 7,430 SH SOLE 0 0 7,430 HCA HEALTHCARE INC COM 40412C101 9,592 46,397 SH SOLE 31,690 0 14,707 HDFC BANK LTD SPONSORED ADS 40415F101 1,638 22,405 SH SOLE 14,704 0 7,701 HEALTH CATALYST INC COM 42225T107 920 16,569 SH SOLE 9,662 0 6,907 HEALTHCARE RLTY TR COM 421946104 565 18,708 SH SOLE 8,912 0 9,796 HEALTHCARE SVCS GROUP INC COM 421906108 310 9,811 SH SOLE 3,466 0 6,345 HEALTHCARE TR AMER INC CL A NEW 42225P501 4,476 167,640 SH SOLE 1,270 0 166,370 HEALTHEQUITY INC COM 42226A107 2,424 30,114 SH SOLE 25,075 0 5,039 HEALTHPEAK PROPERTIES INC COM 42250P103 2,540 76,312 SH SOLE 1,987 0 74,325 HECLA MNG CO COM 422704106 857 115,156 SH SOLE 0 0 115,156 HEICO CORP NEW CL A 422806208 1,907 15,357 SH SOLE 12,396 0 2,961 HEICO CORP NEW COM 422806109 1,686 12,096 SH SOLE 844 0 11,252 HELEN OF TROY LTD COM G4388N106 5,561 24,378 SH SOLE 273 0 24,105 HELIOS TECHNOLOGIES INC COM 42328H109 445 5,704 SH SOLE 5,264 0 440 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 61 10,610 SH SOLE 0 0 10,610 HELMERICH & PAYNE INC COM 423452101 803 24,624 SH SOLE 11,038 0 13,586 HENRY JACK & ASSOC INC COM 426281101 2,575 15,750 SH SOLE 5,360 0 10,390 HENRY SCHEIN INC COM 806407102 1,079 14,545 SH SOLE 4,705 0 9,840 HERBALIFE NUTRITION LTD COM SHS G4412G101 1,261 23,921 SH SOLE 263 0 23,658 HERC HLDGS INC COM 42704L104 944 8,421 SH SOLE 6,155 0 2,266 HERCULES CAPITAL INC COM 427096508 4,542 266,260 SH SOLE 0 0 266,260

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HERITAGE FINL CORP WASH COM 42722X106 573 22,900 SH SOLE 0 0 22,900 HERON THERAPEUTICS INC COM 427746102 318 20,465 SH SOLE 0 0 20,465 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 509 47,336 SH SOLE 0 0 47,336 HERSHEY CO COM 427866108 31,846 182,834 SH SOLE 15,433 0 167,401 HESKA CORP COM RESTRC NEW 42805E306 1,040 4,528 SH SOLE 4,405 0 123 HESS CORP COM 42809H107 1,656 18,965 SH SOLE 10,220 0 8,745 HESS MIDSTREAM LP CL A SHS 428103105 936 37,082 SH SOLE 948 0 36,134 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1,875 128,615 SH SOLE 0 0 128,615 HEXCEL CORP NEW COM 428291108 9,440 151,281 SH SOLE 133,968 0 17,313 HEXO CORP COM NEW 428304307 170 29,272 SH SOLE 0 0 29,272 HIBBETT INC COM 428567101 680 7,590 SH SOLE 0 0 7,590 HIGH INCOME SECS FD SHS BEN INT 42968F108 376 38,638 SH SOLE 0 0 38,638 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 882 54,652 SH SOLE 0 0 54,652 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 472 52,088 SH SOLE 0 0 52,088 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 7,771 712,306 SH SOLE 0 0 712,306 HILLENBRAND INC COM 431571108 769 17,454 SH SOLE 5,773 0 11,681 HILL-ROM HLDGS INC COM 431475102 2,435 21,441 SH SOLE 0 0 21,441 HILLTOP HOLDINGS INC COM 432748101 833 22,874 SH SOLE 414 0 22,460 HILTON GRAND VACATIONS INC COM 43283X105 3,494 84,416 SH SOLE 0 0 84,416 HILTON WORLDWIDE HLDGS INC COM 43300A203 5,441 45,107 SH SOLE 2,305 0 42,802 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 808 48,489 SH SOLE 3,548 0 44,941 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 303 17,234 SH SOLE 0 0 17,234 HOLICITY INC COM CL A 435063102 579 46,890 SH SOLE 0 0 46,890 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 383 16,937 SH SOLE 1,262 0 15,675 HOLLYFRONTIER CORP COM 436106108 648 19,693 SH SOLE 3,862 0 15,831 HOLOGIC INC COM 436440101 9,317 139,646 SH SOLE 107,380 0 32,266 HOME BANCORP INC COM 43689E107 232 6,076 SH SOLE 0 0 6,076 HOME BANCSHARES INC COM 436893200 462 18,724 SH SOLE 0 0 18,724 HOME DEPOT INC COM 437076102 263,522 826,372 SH SOLE 140,431 0 685,941 HONDA MOTOR LTD AMERN SHS 438128308 636 19,759 SH SOLE 1,708 0 18,051 HONEST CO INC COM 438333106 508 31,348 SH SOLE 16,826 0 14,522 HONEYWELL INTL INC COM 438516106 67,887 309,491 SH SOLE 53,670 0 255,821 HORIZON BANCORP INC COM 440407104 653 37,475 SH SOLE 0 0 37,475 HORIZON TECHNOLOGY FIN CORP COM 44045A102 276 16,001 SH SOLE 0 0 16,001 HORIZON THERAPEUTICS PUB L SHS G46188101 2,630 28,085 SH SOLE 10,084 0 18,001 HORMEL FOODS CORP COM 440452100 5,560 116,445 SH SOLE 6,005 0 110,440 HOST HOTELS & RESORTS INC COM 44107P104 1,036 60,617 SH SOLE 4,151 0 56,466 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 179 16,191 SH SOLE 1,297 0 14,894 HOULIHAN LOKEY INC CL A 441593100 1,356 16,579 SH SOLE 16,131 0 448 HOVNANIAN ENTERPRISES INC CL A NEW 442487401 3,405 32,039 SH SOLE 0 0 32,039 HOWARD HUGHES CORP COM 44267D107 208 2,130 SH SOLE 0 0 2,130 HOWMET AEROSPACE INC COM 443201108 1,068 30,993 SH SOLE 3,181 0 27,812 HP INC COM 40434L105 3,602 119,325 SH SOLE 700 0 118,625 HSBC HLDGS PLC SPON ADR NEW 404280406 693 24,008 SH SOLE 42 0 23,966 HUBBELL INC COM 443510607 2,106 11,270 SH SOLE 7,560 0 3,710 HUBSPOT INC COM 443573100 5,266 9,037 SH SOLE 66 0 8,971 HUMANA INC COM 444859102 7,221 16,310 SH SOLE 4,455 0 11,855 HUNT J B TRANS SVCS INC COM 445658107 3,102 19,036 SH SOLE 4,259 0 14,777 HUNTINGTON BANCSHARES INC COM 446150104 17,861 1,251,655 SH SOLE 787,635 0 464,020 HUNTINGTON INGALLS INDS INC COM 446413106 3,250 15,420 SH SOLE 1,930 0 13,490 HUNTSMAN CORP COM 447011107 1,639 61,789 SH SOLE 38,320 0 23,469 HYATT HOTELS CORP COM CL A 448579102 3,463 44,602 SH SOLE 5,170 0 39,432 HYDROFARM HLDGS GROUP INC COM 44888K209 295 4,986 SH SOLE 0 0 4,986 HYLIION HOLDINGS CORP COMMON STOCK 449109107 121 10,388 SH SOLE 0 0 10,388 HYSTER YALE MATLS HANDLING I CL A 449172105 345 4,723 SH SOLE 0 0 4,723 IAA INC COM 449253103 2,002 36,699 SH SOLE 7,450 0 29,249 IAC INTERACTIVECORP NEW COM NEW 44891N208 781 5,065 SH SOLE 1,444 0 3,621 IAMGOLD CORP COM 450913108 57 19,181 SH SOLE 0 0 19,181 IBIO INC COM NEW 451033203 20 13,010 SH SOLE 0 0 13,010

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 5,842 106,241 SH SOLE 0 0 106,241 ICF INTL INC COM 44925C103 976 11,111 SH SOLE 10,362 0 749 ICHOR HOLDINGS SHS G4740B105 218 4,049 SH SOLE 0 0 4,049 ICICI BANK LIMITED ADR 45104G104 687 40,155 SH SOLE 32,606 0 7,549 ICON PLC SHS G4705A100 7,454 36,062 SH SOLE 14,802 0 21,260 IDACORP INC COM 451107106 1,205 12,355 SH SOLE 826 0 11,529 IDEANOMICS INC COM 45166V106 67 23,475 SH SOLE 0 0 23,475 IDEX CORP COM 45167R104 1,440 6,546 SH SOLE 5,050 0 1,496 IDEXX LABS INC COM 45168D104 15,639 24,763 SH SOLE 6,511 0 18,252 IEC ELECTRS CORP NEW COM 44949L105 472 44,906 SH SOLE 0 0 44,906 IG ACQUISITION CORP COM CL A 449534106 157 16,170 SH SOLE 0 0 16,170 IHS MARKIT LTD SHS G47567105 11,358 100,819 SH SOLE 81,107 0 19,712 II-VI INC COM 902104108 1,730 23,834 SH SOLE 2,434 0 21,400 ILLINOIS TOOL WKS INC COM 452308109 42,597 190,539 SH SOLE 76,053 0 114,486 ILLUMINA INC COM 452327109 12,904 27,270 SH SOLE 9,730 0 17,540 IMAX CORP COM 45245E109 663 30,849 SH SOLE 0 0 30,849 IMMATICS N.V SHS N44445109 151 13,043 SH SOLE 0 0 13,043 IMMUNOGEN INC COM 45253H101 234 35,514 SH SOLE 30,751 0 4,763 IMPERIAL OIL LTD COM NEW 453038408 465 15,287 SH SOLE 0 0 15,287 IMPINJ INC COM 453204109 900 17,436 SH SOLE 2,514 0 14,922 INARI MED INC COM 45332Y109 443 4,748 SH SOLE 608 0 4,140 INCYTE CORP COM 45337C102 523 6,214 SH SOLE 58 0 6,156 INDEPENDENT BK CORP MICH COM NEW 453838609 535 24,654 SH SOLE 0 0 24,654 INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 45409F843 10,588 382,638 SH SOLE 0 0 382,638 INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 45409F827 1,133 42,148 SH SOLE 0 0 42,148 INDEXIQ ETF TR HDGD FTSE INTL 45409B560 1,569 63,363 SH SOLE 0 0 63,363 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 2,063 63,951 SH SOLE 0 0 63,951 INDEXIQ ETF TR IQ CANDRM ESG US 45409B461 3,667 99,661 SH SOLE 0 0 99,661 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 1,019 28,562 SH SOLE 0 0 28,562 INDEXIQ ETF TR IQ CNDRM ESG INT 45409B453 3,679 124,091 SH SOLE 0 0 124,091 INDEXIQ ETF TR IQ GLB RES ETF 45409B883 423 14,689 SH SOLE 0 0 14,689 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 6,438 192,060 SH SOLE 0 0 192,060 INDEXIQ ETF TR IQ S&P HGH YLD 45409B412 246 9,740 SH SOLE 0 0 9,740 INDEXIQ ETF TR US RL EST SMCP 45409B628 472 18,152 SH SOLE 0 0 18,152 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 1,683 64,385 SH SOLE 2,322 0 62,063 INFOSYS LTD SPONSORED ADR 456788108 5,304 250,294 SH SOLE 52,334 0 197,960 ING GROEP N.V. SPONSORED ADR 456837103 795 60,065 SH SOLE 37,525 0 22,540 INGERSOLL RAND INC COM 45687V106 2,289 46,891 SH SOLE 1,429 0 45,462 INGREDION INC COM 457187102 804 8,886 SH SOLE 1,531 0 7,355 INMODE LTD SHS M5425M103 1,385 14,626 SH SOLE 4,327 0 10,299 INNOSPEC INC COM 45768S105 230 2,541 SH SOLE 441 0 2,100 INNOVATIVE INDL PPTYS INC COM 45781V101 7,755 40,599 SH SOLE 77 0 40,522 INNOVATOR ETFS TR IBD 50 ETF 45782C102 5,836 125,920 SH SOLE 0 0 125,920 INNOVATOR ETFS TR LOUP FRONTIER 45782C862 1,236 22,297 SH SOLE 0 0 22,297 INNOVATOR ETFS TR NASDAQ 100 PWR 45782C615 210 5,452 SH SOLE 0 0 5,452 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 861 26,684 SH SOLE 0 0 26,684 INNOVATOR ETFS TR S&P 500 BUFFER 45782C789 459 14,600 SH SOLE 0 0 14,600 INNOVATOR ETFS TR S&P 500 BUFFER 45782C888 3,927 123,950 SH SOLE 0 0 123,950 INNOVATOR ETFS TR S&P 500 POWER 45782C508 716 22,069 SH SOLE 0 0 22,069 INNOVATOR ETFS TR S&P 500 PWR 45782C813 345 11,662 SH SOLE 0 0 11,662 INNOVATOR ETFS TR S&P 500 PWR BU 45782C870 1,243 43,663 SH SOLE 0 0 43,663 INNOVATOR ETFS TR S&P 500 PWRETF 45782C797 251 8,623 SH SOLE 0 0 8,623 INNOVATOR ETFS TR S&P 500 ULTRA 45782C300 612 19,755 SH SOLE 0 0 19,755 INNOVATOR ETFS TR S&P 500 ULTRA 45782C425 203 7,389 SH SOLE 0 0 7,389 INNOVATOR ETFS TR S&P 500 ULTRA 45782C805 201 7,845 SH SOLE 0 0 7,845 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 550 19,838 SH SOLE 0 0 19,838 INNOVATOR ETFS TR II LADRD FD S&P 500 45783G102 371 10,634 SH SOLE 0 0 10,634 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 8,401 343,027 SH SOLE 0 0 343,027 INOVALON HLDGS INC COM CL A 45781D101 1,091 32,018 SH SOLE 18,053 0 13,965

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INOVIO PHARMACEUTICALS INC COM NEW 45773H201 583 62,844 SH SOLE 0 0 62,844 INSEEGO CORP COM 45782B104 660 65,419 SH SOLE 0 0 65,419 INSIGHT ENTERPRISES INC COM 45765U103 495 4,951 SH SOLE 506 0 4,445 INSIGHT SELECT INCOME FD COM 45781W109 396 18,292 SH SOLE 0 0 18,292 INSPERITY INC COM 45778Q107 982 10,870 SH SOLE 5,206 0 5,664 INSPIRE MED SYS INC COM 457730109 1,373 7,104 SH SOLE 4,157 0 2,947 INSTALLED BLDG PRODS INC COM 45780R101 492 4,021 SH SOLE 3,668 0 353 INSULET CORP COM 45784P101 2,724 9,923 SH SOLE 2,807 0 7,116 INTEGER HLDGS CORP COM 45826H109 1,093 11,603 SH SOLE 4,226 0 7,377 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 716 10,499 SH SOLE 7,315 0 3,184 INTEL CORP COM 458140100 101,742 1,812,288 SH SOLE 76,498 0 1,735,790 INTELLIA THERAPEUTICS INC COM 45826J105 6,790 41,935 SH SOLE 26,736 0 15,199 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 713 10,855 SH SOLE 1,853 0 9,002 INTERCONTINENTAL EXCHANGE IN COM 45866F104 16,962 142,896 SH SOLE 94,998 0 47,898 INTERDIGITAL INC COM 45867G101 229 3,139 SH SOLE 0 0 3,139 INTERNATIONAL BUSINESS MACHS COM 459200101 91,219 622,276 SH SOLE 85,815 0 536,461 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11,137 74,541 SH SOLE 27,722 0 46,819 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 203 4,020 SH SOLE 0 0 4,020 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 718 29,957 SH SOLE 8,755 0 21,202 INTERNATIONAL PAPER CO COM 460146103 19,310 314,964 SH SOLE 56,748 0 258,216 INTERNATIONAL SEAWAYS INC COM Y41053102 571 29,757 SH SOLE 28,415 0 1,342 INTERPUBLIC GROUP COS INC COM 460690100 2,877 88,557 SH SOLE 972 0 87,585 INTEST CORP COM 461147100 928 55,315 SH SOLE 0 0 55,315 INTRA-CELLULAR THERAPIES INC COM 46116X101 593 14,526 SH SOLE 13,364 0 1,162 INTUIT COM 461202103 32,099 65,486 SH SOLE 22,687 0 42,799 INTUITIVE SURGICAL INC COM NEW 46120E602 36,071 39,223 SH SOLE 4,341 0 34,882 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 4,206 40,621 SH SOLE 0 0 40,621 INVESCO ACTIVELY MANAGED ETF BLNCD MLTI AST 46090A200 671 40,502 SH SOLE 0 0 40,502 INVESCO ACTIVELY MANAGED ETF CNSRTV MLT AST 46090A309 2,211 160,679 SH SOLE 0 0 160,679 INVESCO ACTIVELY MANAGED ETF EMGRING MKTS50 46090C305 6,433 110,784 SH SOLE 0 0 110,784 INVESCO ACTIVELY MANAGED ETF GWT MLTI ASST 46090A408 240 13,203 SH SOLE 0 0 13,203 INVESCO ACTIVELY MANAGED ETF MDRTLY CNSRTIV 46090A507 1,006 65,220 SH SOLE 0 0 65,220 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 9,036 254,188 SH SOLE 0 0 254,188 INVESCO ACTIVELY MANAGED ETF TOTAL RETURN 46090A804 67,580 1,184,362 SH SOLE 0 0 1,184,362 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 81,219 1,608,940 SH SOLE 4,375 0 1,604,565 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 1,235 49,217 SH SOLE 0 0 49,217 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 68,660 3,417,627 SH SOLE 2,146,128 0 1,271,499 INVESCO ADVANTAGE MUN INCOME SH BEN INT 46132E103 163 13,356 SH SOLE 0 0 13,356 INVESCO BD FD COM 46132L107 940 45,299 SH SOLE 0 0 45,299 INVESCO CALIF VALUE MUN INCO COM 46132H106 263 18,883 SH SOLE 0 0 18,883 INVESCO CURRENCYSHARES AUSTR AUSTRALIAN DOL 46090N103 908 12,181 SH SOLE 0 0 12,181 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 322 2,413 SH SOLE 0 0 2,413 INVESCO CURRENCYSHARES CDN D CDN DLR SHS 46138T104 368 4,651 SH SOLE 0 0 4,651 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 205 1,848 SH SOLE 0 0 1,848 INVESCO CURRENCYSHARES JAPAN JAPANESE YEN 46138W107 2,445 28,858 SH SOLE 0 0 28,858 INVESCO CURRENCYSHARES SWISS SWISS FRANC 46138R108 995 10,168 SH SOLE 0 0 10,168 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 9,467 491,809 SH SOLE 0 0 491,809 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 6,073 325,985 SH SOLE 0 0 325,985 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 2,032 100,490 SH SOLE 0 0 100,490 INVESCO DB MULTI-SECTOR COMM ENERGY FD 46140H304 406 26,067 SH SOLE 0 0 26,067 INVESCO DB MULTI-SECTOR COMM GOLD FD 46140H601 371 7,265 SH SOLE 0 0 7,265 INVESCO DB MULTI-SECTOR COMM OIL FD 46140H403 5,776 448,103 SH SOLE 0 0 448,103 INVESCO DB MULTI-SECTOR COMM PRECIOUS METAL 46140H502 727 14,773 SH SOLE 0 0 14,773 INVESCO DB MULTI-SECTOR COMM SILVER FD 46140H205 1,070 29,222 SH SOLE 0 0 29,222 INVESCO DB US DLR INDEX TR BEARISH FD 46141D104 970 45,992 SH SOLE 0 0 45,992 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 1,426 57,435 SH SOLE 0 0 57,435 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 480 40,498 SH SOLE 0 0 40,498 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 2,133 58,603 SH SOLE 0 0 58,603 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 5,621 199,953 SH SOLE 0 0 199,953

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 19,843 809,936 SH SOLE 0 0 809,936 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 4,546 53,992 SH SOLE 0 0 53,992 INVESCO EXCH TRADED FD TR II DWA DEV MKTS 46138E875 6,361 168,733 SH SOLE 0 0 168,733 INVESCO EXCH TRADED FD TR II DWA EMERG MKTS 46138E867 3,657 133,731 SH SOLE 0 0 133,731 INVESCO EXCH TRADED FD TR II DWA SMLCP MENT 46138E842 15,286 170,255 SH SOLE 0 0 170,255 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 13,828 500,657 SH SOLE 0 0 500,657 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 16,535 846,204 SH SOLE 2,110 0 844,094 INVESCO EXCH TRADED FD TR II FNDMNTL IG CRP 46138E693 2,849 105,720 SH SOLE 0 0 105,720 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 3,674 76,313 SH SOLE 0 0 76,313 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 5,486 234,930 SH SOLE 0 0 234,930 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 489 12,773 SH SOLE 0 0 12,773 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 13,968 450,857 SH SOLE 0 0 450,857 INVESCO EXCH TRADED FD TR II GBL SRT TRM HY 46138E669 1,917 86,824 SH SOLE 0 0 86,824 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 2,709 68,264 SH SOLE 0 0 68,264 INVESCO EXCH TRADED FD TR II INTL BUYBACK 46138E644 15,019 332,430 SH SOLE 0 0 332,430 INVESCO EXCH TRADED FD TR II INTL CORP BD 46138E636 929 31,858 SH SOLE 0 0 31,858 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 6,726 104,426 SH SOLE 1,017 0 103,409 INVESCO EXCH TRADED FD TR II KBW HIG DV YLD 46138E610 8,054 390,603 SH SOLE 0 0 390,603 INVESCO EXCH TRADED FD TR II KBW PPTY CASUT 46138E586 5,268 69,098 SH SOLE 0 0 69,098 INVESCO EXCH TRADED FD TR II KBW PREM YIELD 46138E594 8,787 380,214 SH SOLE 0 0 380,214 INVESCO EXCH TRADED FD TR II KBW REGL BKG 46138E578 713 11,939 SH SOLE 0 0 11,939 INVESCO EXCH TRADED FD TR II MSCI GBL TIMBR 46138E545 1,505 40,129 SH SOLE 0 0 40,129 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 49,127 337,113 SH SOLE 0 0 337,113 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 13,914 404,363 SH SOLE 0 0 404,363 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 23,511 862,471 SH SOLE 0 0 862,471 INVESCO EXCH TRADED FD TR II NY AMT FRE MUN 46138E529 757 28,741 SH SOLE 0 0 28,741 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 121,316 7,918,778 SH SOLE 3,043 0 7,915,735 INVESCO EXCH TRADED FD TR II PURBETA US AGG 46138E446 1,506 58,006 SH SOLE 0 0 58,006 INVESCO EXCH TRADED FD TR II PURBTA 0 5 YR 46138E495 4,537 171,128 SH SOLE 0 0 171,128 INVESCO EXCH TRADED FD TR II PURBTA FTSE EM 46138E479 2,148 69,972 SH SOLE 0 0 69,972 INVESCO EXCH TRADED FD TR II PURBTA MSCI SM 46138E453 5,835 147,470 SH SOLE 0 0 147,470 INVESCO EXCH TRADED FD TR II PURBTA MSCI US 46138E461 611 13,951 SH SOLE 0 0 13,951 INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL 46138E420 2,696 59,005 SH SOLE 0 0 59,005 INVESCO EXCH TRADED FD TR II RUSEL 1000 LOW 46138E412 1,420 36,230 SH SOLE 0 0 36,230 INVESCO EXCH TRADED FD TR II RUSL 1000 ENHD 46138E438 251 6,966 SH SOLE 0 0 6,966 INVESCO EXCH TRADED FD TR II S&P 500 ENHNCD 46138E396 4,558 108,288 SH SOLE 0 0 108,288 INVESCO EXCH TRADED FD TR II S&P 500 EX RAT 46138E388 760 16,254 SH SOLE 0 0 16,254 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 58,682 776,529 SH SOLE 13,969 0 762,560 INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 46138E339 9,378 158,044 SH SOLE 0 0 158,044 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 60,284 817,855 SH SOLE 0 0 817,855 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 2,162 89,421 SH SOLE 0 0 89,421 INVESCO EXCH TRADED FD TR II S&P EMRNG MMTM 46138E289 1,286 63,016 SH SOLE 0 0 63,016 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 4,728 88,134 SH SOLE 0 0 88,134 INVESCO EXCH TRADED FD TR II S&P INTL DEV 46138E248 513 18,914 SH SOLE 0 0 18,914 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 7,627 246,746 SH SOLE 0 0 246,746 INVESCO EXCH TRADED FD TR II S&P INTL QULTY 46138E214 3,595 116,395 SH SOLE 0 0 116,395 INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 46138G672 17,709 200,011 SH SOLE 0 0 200,011 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 47,267 883,825 SH SOLE 0 0 883,825 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 22,444 186,306 SH SOLE 0 0 186,306 INVESCO EXCH TRADED FD TR II S&P SMLCAP HIG 46138E131 496 21,085 SH SOLE 0 0 21,085 INVESCO EXCH TRADED FD TR II S&P SMLCAP QTY 46138G300 1,084 29,481 SH SOLE 0 0 29,481 INVESCO EXCH TRADED FD TR II S&P SMLCP DISC 46138E180 5,995 51,123 SH SOLE 0 0 51,123 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 1,482 184,563 SH SOLE 0 0 184,563 INVESCO EXCH TRADED FD TR II S&P SMLCP FINL 46138E156 578 10,024 SH SOLE 0 0 10,024 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 13,806 71,255 SH SOLE 0 0 71,255 INVESCO EXCH TRADED FD TR II S&P SMLCP INDL 46138E123 513 5,516 SH SOLE 0 0 5,516 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 2,004 13,958 SH SOLE 0 0 13,958 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 12,502 266,634 SH SOLE 373 0 266,261 INVESCO EXCH TRADED FD TR II S&P SMLCP MATL 46138G201 255 3,961 SH SOLE 0 0 3,961

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INVESCO EXCH TRADED FD TR II S&P SMLCP STAP 46138E172 404 3,781 SH SOLE 0 0 3,781 INVESCO EXCH TRADED FD TR II S&P SMLCP UTIL 46138G409 861 12,846 SH SOLE 0 0 12,846 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 16,573 401,973 SH SOLE 0 0 401,973 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 41,027 930,750 SH SOLE 0 0 930,750 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 132,225 2,170,819 SH SOLE 0 0 2,170,819 INVESCO EXCH TRADED FD TR II S&P500 MIN VAR 46138E347 851 22,814 SH SOLE 0 0 22,814 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 35,097 392,886 SH SOLE 0 0 392,886 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 23,026 1,039,533 SH SOLE 391 0 1,039,142 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 19,793 596,538 SH SOLE 0 0 596,538 INVESCO EXCH TRADED FD TR II TREAS COLATERL 46138G888 6,502 61,530 SH SOLE 0 0 61,530 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 9,385 356,832 SH SOLE 0 0 356,832 INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 46138J585 326 12,691 SH SOLE 0 0 12,691 INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 46138J577 454 21,325 SH SOLE 0 0 21,325 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 18,270 865,898 SH SOLE 0 0 865,898 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 7,108 308,923 SH SOLE 0 0 308,923 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 MUNI 46138J569 250 9,904 SH SOLE 0 0 9,904 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 14,447 669,154 SH SOLE 0 0 669,154 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 9,730 416,705 SH SOLE 0 0 416,705 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 MUNI 46138J551 915 36,017 SH SOLE 0 0 36,017 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 17,985 827,653 SH SOLE 0 0 827,653 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 6,802 267,078 SH SOLE 0 0 267,078 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 MUNI 46138J544 1,323 51,551 SH SOLE 0 0 51,551 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 11,150 502,486 SH SOLE 0 0 502,486 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 5,353 212,659 SH SOLE 0 0 212,659 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 46138J536 1,786 69,248 SH SOLE 0 0 69,248 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 15,698 703,632 SH SOLE 0 0 703,632 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 3,252 131,554 SH SOLE 0 0 131,554 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 46138J528 2,621 100,837 SH SOLE 0 0 100,837 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 1,961 91,107 SH SOLE 0 0 91,107 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 46138J510 538 20,716 SH SOLE 0 0 20,716 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 1,404 64,057 SH SOLE 0 0 64,057 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 46138J494 664 25,619 SH SOLE 0 0 25,619 INVESCO EXCH TRD SLF IDX FD BULSHS 2028 MUNI 46138J486 257 9,762 SH SOLE 0 0 9,762 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 10,285 156,023 SH SOLE 0 0 156,023 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 704 27,256 SH SOLE 0 0 27,256 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 46138J643 656 28,407 SH SOLE 0 0 28,407 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 47,182 1,008,805 SH SOLE 0 0 1,008,805 INVESCO EXCH TRD SLF IDX FD RUSL 2000 DYNM 46138J593 10,708 257,643 SH SOLE 0 0 257,643 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 19,041 253,373 SH SOLE 0 0 253,373 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 34,887 386,555 SH SOLE 0 0 386,555 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 99,551 2,744,724 SH SOLE 0 0 2,744,724 INVESCO EXCHANGE TRADED FD T DJ INDL AVG DV 46137V605 17,000 386,182 SH SOLE 0 0 386,182 INVESCO EXCHANGE TRADED FD T DWA BASIC MATL 46137V704 6,468 73,507 SH SOLE 0 0 73,507 INVESCO EXCHANGE TRADED FD T DWA CYCLICALS 46137V803 5,363 57,430 SH SOLE 0 0 57,430 INVESCO EXCHANGE TRADED FD T DWA ENERGY MNT 46137V878 6,925 226,297 SH SOLE 0 0 226,297 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 1,486 29,284 SH SOLE 0 0 29,284 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 16,166 97,207 SH SOLE 0 0 97,207 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 8,358 84,042 SH SOLE 0 0 84,042 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 34,707 387,273 SH SOLE 0 0 387,273 INVESCO EXCHANGE TRADED FD T DWA STAPLES 46137V886 2,737 29,242 SH SOLE 0 0 29,242 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 6,707 44,891 SH SOLE 0 0 44,891 INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 3,397 102,001 SH SOLE 0 0 102,001 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 2,968 38,383 SH SOLE 0 0 38,383 INVESCO EXCHANGE TRADED FD T DYNMC BLDG CON 46137V779 11,951 241,148 SH SOLE 0 0 241,148 INVESCO EXCHANGE TRADED FD T DYNMC ENRG EXP 46137V761 5,732 311,171 SH SOLE 0 0 311,171 INVESCO EXCHANGE TRADED FD T DYNMC FOOD BEV 46137V753 2,973 70,864 SH SOLE 0 0 70,864 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 35,480 678,792 SH SOLE 0 0 678,792 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 22,777 305,895 SH SOLE 0 0 305,895 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 22,466 506,335 SH SOLE 0 0 506,335

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INVESCO EXCHANGE TRADED FD T DYNMC MEDIA 46137V696 4,351 77,222 SH SOLE 0 0 77,222 INVESCO EXCHANGE TRADED FD T DYNMC MKT ETF 46137V712 2,061 16,868 SH SOLE 0 0 16,868 INVESCO EXCHANGE TRADED FD T DYNMC NETWRNG 46137V688 1,973 21,735 SH SOLE 0 0 21,735 INVESCO EXCHANGE TRADED FD T DYNMC OIL GAS 46137V670 589 151,293 SH SOLE 0 0 151,293 INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 4,851 60,287 SH SOLE 0 0 60,287 INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 16,302 126,982 SH SOLE 0 0 126,982 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 18,971 115,107 SH SOLE 0 0 115,107 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 24,703 1,280,621 SH SOLE 0 0 1,280,621 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 47,514 296,348 SH SOLE 0 0 296,348 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 21,517 115,143 SH SOLE 0 0 115,143 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 13,852 904,771 SH SOLE 0 0 904,771 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 1,565 25,553 SH SOLE 0 0 25,553 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 14,514 702,503 SH SOLE 0 0 702,503 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 4,590 259,764 SH SOLE 0 0 259,764 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 4,701 67,927 SH SOLE 0 0 67,927 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 20,681 80,579 SH SOLE 0 0 80,579 INVESCO EXCHANGE TRADED FD T RYMND JMS SB 1 46137V522 750 12,193 SH SOLE 0 0 12,193 INVESCO EXCHANGE TRADED FD T S&P 100 EQL WIGH 46137V449 12,287 152,486 SH SOLE 0 0 152,486 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 5,227 59,643 SH SOLE 0 0 59,643 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 60,635 186,351 SH SOLE 0 0 186,351 INVESCO EXCHANGE TRADED FD T S&P 500 VLU MOMN 46137V423 2,137 43,767 SH SOLE 0 0 43,767 INVESCO EXCHANGE TRADED FD T S&P 500A EQL 46137Y609 6,444 163,969 SH SOLE 0 0 163,969 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 41,317 482,509 SH SOLE 0 0 482,509 INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 46137V472 12,461 161,127 SH SOLE 0 0 161,127 INVESCO EXCHANGE TRADED FD T S&P MDCP VLU MNT 46137V456 17,018 375,374 SH SOLE 0 0 375,374 INVESCO EXCHANGE TRADED FD T S&P MDCP400 EQ 46137V225 5,246 57,162 SH SOLE 0 0 57,162 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 11,157 49,246 SH SOLE 0 0 49,246 INVESCO EXCHANGE TRADED FD T S&P MDCP400 VL 46137V191 6,049 65,741 SH SOLE 0 0 65,741 INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 46137V480 24,551 483,946 SH SOLE 0 0 483,946 INVESCO EXCHANGE TRADED FD T S&P SML 600 EQ 46137V183 4,546 54,226 SH SOLE 0 0 54,226 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 2,893 17,766 SH SOLE 0 0 17,766 INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 46137V167 7,712 81,208 SH SOLE 0 0 81,208 INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 46137V498 10,002 182,769 SH SOLE 0 0 182,769 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 397 6,151 SH SOLE 0 0 6,151 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1,408 62,175 SH SOLE 0 0 62,175 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 11,019 74,377 SH SOLE 11 0 74,366 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 1,942 42,873 SH SOLE 0 0 42,873 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 10,861 181,706 SH SOLE 0 0 181,706 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 10,450 35,669 SH SOLE 0 0 35,669 INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 46137V324 47,662 255,535 SH SOLE 0 0 255,535 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 12,369 75,203 SH SOLE 0 0 75,203 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 338 9,340 SH SOLE 0 0 9,340 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 24,233 150,403 SH SOLE 0 0 150,403 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 30,920 106,597 SH SOLE 0 0 106,597 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 2,450 23,727 SH SOLE 0 0 23,727 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 242,682 1,610,047 SH SOLE 2,461 0 1,607,586 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 43,767 237,708 SH SOLE 0 0 237,708 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 27,502 356,386 SH SOLE 19 0 356,367 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 91,131 1,875,125 SH SOLE 272 0 1,874,853 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 21,202 396,159 SH SOLE 0 0 396,159 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 22,637 242,916 SH SOLE 0 0 242,916 INVESCO EXCHANGE TRADED FD T ZACKS MID CAP 46137Y401 10,847 120,652 SH SOLE 0 0 120,652 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 800 32,737 SH SOLE 0 0 32,737 INVESCO EXCHNG TRAD SLF INDE INVT GRAD VALU 46139W601 548 19,880 SH SOLE 0 0 19,880 INVESCO EXCHNG TRAD SLF INDE INVT GRD DEFSV 46139W502 2,310 86,486 SH SOLE 0 0 86,486 INVESCO HIG INCM 2023 TARG T COM 46135X108 396 40,578 SH SOLE 0 0 40,578 INVESCO HIGH INCOME 2024 TAR COM 46136K105 137 13,960 SH SOLE 0 0 13,960 INVESCO HIGH INCOME TR II COM 46131F101 180 12,059 SH SOLE 0 0 12,059 INVESCO INDIA EXCHANGE-TRADE INDIA ETF 46137R109 1,341 52,117 SH SOLE 0 0 52,117

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INVESCO LTD SHS G491BT108 8,143 304,646 SH SOLE 489 0 304,157 INVESCO MORTGAGE CAPITAL INC COM 46131B100 219 56,116 SH SOLE 0 0 56,116 INVESCO MUN OPPORTUNITY TR COM 46132C107 733 53,909 SH SOLE 0 0 53,909 INVESCO MUN TR COM 46131J103 283 20,601 SH SOLE 0 0 20,601 INVESCO MUNI INCOME OPP TRST COM 46132X101 474 56,993 SH SOLE 0 0 56,993 INVESCO PA VALUE MUN INC TR COM 46132K109 292 21,788 SH SOLE 0 0 21,788 INVESCO QQQ TR UNIT SER 1 46090E103 11,200 31,600 SH Put SOLE 0 0 31,600 INVESCO QQQ TR UNIT SER 1 46090E103 2,231,534 6,296,121 SH SOLE 5,480 0 6,290,641 INVESCO QUALITY MUN INCOME T COM 46133G107 1,241 91,936 SH SOLE 0 0 91,936 INVESCO SR INCOME TR COM 46131H107 2,301 516,014 SH SOLE 0 0 516,014 INVESCO TR INVT GRADE MUNS COM 46131M106 1,010 72,041 SH SOLE 0 0 72,041 INVESCO VALUE MUN INCOME TR COM 46132P108 2,978 180,597 SH SOLE 0 0 180,597 INVESTCORP CR MGMT BDC INC COM 46090R104 78 14,506 SH SOLE 0 0 14,506 INVESTMENT MANAGERS SER TR KNWLDL LD ETF 46143U849 528 11,327 SH SOLE 0 0 11,327 INVESTORS BANCORP INC NEW COM 46146L101 478 33,511 SH SOLE 5,029 0 28,482 INVITAE CORP COM 46185L103 6,650 197,142 SH SOLE 47,992 0 149,150 INVITATION HOMES INC COM 46187W107 1,464 39,247 SH SOLE 20,289 0 18,958 IONIS PHARMACEUTICALS INC COM 462222100 2,366 59,316 SH SOLE 44,798 0 14,518 IOVANCE BIOTHERAPEUTICS INC COM 462260100 423 16,244 SH SOLE 0 0 16,244 IPG PHOTONICS CORP COM 44980X109 371 1,762 SH SOLE 279 0 1,483 IQIYI INC SPONSORED ADS 46267X108 1,143 73,377 SH SOLE 0 0 73,377 IQVIA HLDGS INC COM 46266C105 13,751 56,749 SH SOLE 23,998 0 32,751 IRADIMED CORP COM 46266A109 215 7,300 SH SOLE 0 0 7,300 IRIDIUM COMMUNICATIONS INC COM 46269C102 909 22,729 SH SOLE 11,820 0 10,909 IROBOT CORP COM 462726100 667 7,143 SH SOLE 0 0 7,143 IRON MTN INC NEW COM 46284V101 16,873 398,712 SH SOLE 46,621 0 352,091 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 308 23,965 SH SOLE 0 0 23,965 ISHARES GOLD TR ISHARES NEW 464285204 183,910 5,455,661 SH SOLE 0 0 5,455,661 ISHARES INC CORE MSCI EMKT 46434G103 1,445,569 21,578,876 SH SOLE 1,313,672 0 20,265,204 ISHARES INC CUR HD MSCI EM 46434G509 412 12,467 SH SOLE 0 0 12,467 ISHARES INC EM MKT SM-CP ETF 464286475 2,307 36,809 SH SOLE 0 0 36,809 ISHARES INC EM MKTS DIV ETF 464286319 5,577 143,554 SH SOLE 0 0 143,554 ISHARES INC ESG AWR MSCI EM 46434G863 300,411 6,653,616 SH SOLE 0 0 6,653,616 ISHARES INC GLB AGRIC PR ETF 464286350 713 18,044 SH SOLE 0 0 18,044 ISHARES INC GLB ENR PROD ETF 464286343 3,600 211,643 SH SOLE 0 0 211,643 ISHARES INC JP MORGAN EM ETF 464286517 336 7,701 SH SOLE 0 0 7,701 ISHARES INC JP MRG EM CRP BD 464286251 286 5,455 SH SOLE 0 0 5,455 ISHARES INC JP MRGN EM HI BD 464286285 24,482 535,470 SH SOLE 0 0 535,470 ISHARES INC MSCI AUST ETF 464286103 1,364 52,488 SH SOLE 0 0 52,488 ISHARES INC MSCI BRAZIL ETF 464286400 7,245 178,724 SH SOLE 0 0 178,724 ISHARES INC MSCI BRIC INDX 464286657 1,564 28,609 SH SOLE 0 0 28,609 ISHARES INC MSCI CDA ETF 464286509 2,943 78,975 SH SOLE 0 0 78,975 ISHARES INC MSCI CHILE ETF 464286640 4,801 165,673 SH SOLE 0 0 165,673 ISHARES INC MSCI EM ASIA ETF 464286426 1,816 19,633 SH SOLE 25 0 19,608 ISHARES INC MSCI EMERG MKT 46434G889 2,031 37,483 SH SOLE 0 0 37,483 ISHARES INC MSCI EMERG MRKT 464286533 34,258 533,943 SH SOLE 0 0 533,943 ISHARES INC MSCI EMRG CHN 46434G764 3,625 58,118 SH SOLE 714 0 57,404 ISHARES INC MSCI EQUAL WEITE 464286681 2,751 32,546 SH SOLE 0 0 32,546 ISHARES INC MSCI EURZONE ETF 464286608 6,336 128,388 SH SOLE 0 0 128,388 ISHARES INC MSCI FRANCE ETF 464286707 9,210 243,323 SH SOLE 0 0 243,323 ISHARES INC MSCI FRONTIER 464286145 2,068 62,307 SH SOLE 0 0 62,307 ISHARES INC MSCI GBL ETF NEW 46434G848 4,570 101,184 SH SOLE 0 0 101,184 ISHARES INC MSCI GBL GOLD MN 46434G855 1,891 67,547 SH SOLE 124 0 67,423 ISHARES INC MSCI GBL MIN VOL 464286525 51,005 495,869 SH SOLE 0 0 495,869 ISHARES INC MSCI GERMANY ETF 464286806 20,678 597,628 SH SOLE 65 0 597,563 ISHARES INC MSCI GLB SLV&MTL 464286327 660 42,994 SH SOLE 0 0 42,994 ISHARES INC MSCI HONG KG ETF 464286871 292 10,941 SH SOLE 0 0 10,941 ISHARES INC MSCI ISRAEL ETF 464286632 555 7,972 SH SOLE 0 0 7,972 ISHARES INC MSCI ITALY ETF 46434G830 7,784 240,318 SH SOLE 0 0 240,318

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ISHARES INC MSCI JPN ETF NEW 46434G822 34,254 507,170 SH SOLE 185 0 506,985 ISHARES INC MSCI MEXICO ETF 464286822 8,481 176,721 SH SOLE 0 0 176,721 ISHARES INC MSCI NETHERL ETF 464286814 2,365 48,819 SH SOLE 0 0 48,819 ISHARES INC MSCI PAC JP ETF 464286665 1,307 25,278 SH SOLE 0 0 25,278 ISHARES INC MSCI RUSSIA ETF 46434G798 429 9,678 SH SOLE 0 0 9,678 ISHARES INC MSCI SINGPOR ETF 46434G780 366 15,759 SH SOLE 0 0 15,759 ISHARES INC MSCI SPAIN ETF 464286764 3,508 123,417 SH SOLE 0 0 123,417 ISHARES INC MSCI STH AFR ETF 464286780 3,638 74,457 SH SOLE 0 0 74,457 ISHARES INC MSCI STH KOR ETF 464286772 11,013 118,194 SH SOLE 0 0 118,194 ISHARES INC MSCI SWEDEN ETF 464286756 422 9,094 SH SOLE 0 0 9,094 ISHARES INC MSCI SWITZERLAND 464286749 8,594 176,725 SH SOLE 0 0 176,725 ISHARES INC MSCI TAIWAN ETF 46434G772 24,284 379,736 SH SOLE 0 0 379,736 ISHARES INC MSCI THAILND ETF 464286624 723 9,276 SH SOLE 0 0 9,276 ISHARES INC MSCI WORLD ETF 464286392 6,302 49,792 SH SOLE 0 0 49,792 ISHARES INC US INTL HGH YLD 464286178 1,029 20,232 SH SOLE 0 0 20,232 ISHARES S&P GSCI COMMODITYISHARES UNIT BEN INT 46428R107 607 37,702 SH SOLE 0 0 37,702 ISHARES SILVER TR ISHARES 46428Q109 61,006 2,518,823 SH SOLE 225 0 2,518,598 ISHARES TR 0-5 YR TIPS ETF 46429B747 160,749 1,512,082 SH SOLE 0 0 1,512,082 ISHARES TR 0-5YR HI YL CP 46434V407 36,833 799,681 SH SOLE 122 0 799,559 ISHARES TR 0-5YR INVT GR CP 46434V100 23,379 451,065 SH SOLE 0 0 451,065 ISHARES TR 1 3 YR TREAS BD 464287457 216,761 2,515,795 SH SOLE 156,512 0 2,359,283 ISHARES TR 10+ YR INVST GRD 464289511 18,959 270,076 SH SOLE 0 0 270,076 ISHARES TR 10-20 YR TRS ETF 464288653 9,682 65,886 SH SOLE 453 0 65,433 ISHARES TR 20 YR TR BD ETF 464287432 63,607 440,641 SH SOLE 21,992 0 418,649 ISHARES TR 3 7 YR TREAS BD 464288661 185,683 1,422,528 SH SOLE 98,044 0 1,324,484 ISHARES TR A RATE CP BD ETF 46429B291 16,344 287,486 SH SOLE 0 0 287,486 ISHARES TR AGENCY BOND ETF 464288166 5,176 43,726 SH SOLE 0 0 43,726 ISHARES TR AGGRES ALLOC ETF 464289859 6,919 97,936 SH SOLE 0 0 97,936 ISHARES TR ASIA 50 ETF 464288430 4,476 48,842 SH SOLE 0 0 48,842 ISHARES TR BARCLAYS 7 10 YR 464287440 130,481 1,129,802 SH SOLE 782 0 1,129,020 ISHARES TR BB RAT CORP BD 46435U473 4,399 83,989 SH SOLE 0 0 83,989 ISHARES TR BLACKROCK ULTRA 46434V878 37,510 742,480 SH SOLE 127 0 742,353 ISHARES TR BROAD USD HIGH 46435U853 542,188 12,995,888 SH SOLE 453,298 0 12,542,590 ISHARES TR CALIF MUN BD ETF 464288356 34,823 556,098 SH SOLE 0 0 556,098 ISHARES TR CHINA LG-CAP ETF 464287184 5,577 120,379 SH SOLE 0 0 120,379 ISHARES TR CMBS ETF 46429B366 24,133 443,791 SH SOLE 0 0 443,791 ISHARES TR COHEN STEER REIT 464287564 17,129 262,107 SH SOLE 0 0 262,107 ISHARES TR CONSER ALLOC ETF 464289883 29,589 743,430 SH SOLE 0 0 743,430 ISHARES TR CONV BD ETF 46435G102 18,917 185,516 SH SOLE 0 0 185,516 ISHARES TR CORE 1 5 YR USD 46432F859 27,034 527,084 SH SOLE 3,317 0 523,767 ISHARES TR CORE DIV GRWTH 46434V621 321,128 6,376,657 SH SOLE 421 0 6,376,236 ISHARES TR CORE HIGH DV ETF 46429B663 120,059 1,243,747 SH SOLE 227,272 0 1,016,475 ISHARES TR CORE INTL AGGR 46435G672 7,427 134,783 SH SOLE 3,757 0 131,026 ISHARES TR CORE LT USDB ETF 464289479 2,741 37,928 SH SOLE 0 0 37,928 ISHARES TR CORE MSCI EAFE 46432F842 1,478,215 19,746,389 SH SOLE 3,108,587 0 16,637,802 ISHARES TR CORE MSCI EURO 46434V738 13,225 230,891 SH SOLE 37,156 0 193,735 ISHARES TR CORE MSCI INTL 46435G326 3,882 57,549 SH SOLE 0 0 57,549 ISHARES TR CORE MSCI PAC 46434V696 2,253 33,953 SH SOLE 0 0 33,953 ISHARES TR CORE MSCI TOTAL 46432F834 63,597 867,622 SH SOLE 0 0 867,622 ISHARES TR CORE S&P MCP ETF 464287507 1,503,593 5,595,183 SH SOLE 38,787 0 5,556,396 ISHARES TR CORE S&P SCP ETF 464287804 705,526 6,244,702 SH SOLE 112,099 0 6,132,603 ISHARES TR CORE S&P TTL STK 464287150 271,635 2,750,459 SH SOLE 0 0 2,750,459 ISHARES TR CORE S&P US GWT 464287671 1,275,075 12,627,006 SH SOLE 50 0 12,626,956 ISHARES TR CORE S&P US VLU 464287663 744,445 10,345,261 SH SOLE 73 0 10,345,188 ISHARES TR CORE S&P500 ETF 464287200 2,053,780 4,777,122 SH SOLE 11,604 0 4,765,518 ISHARES TR CORE TOTAL USD 46434V613 514,994 9,627,847 SH SOLE 0 0 9,627,847 ISHARES TR CORE US AGGBD ET 464287226 606,491 5,258,745 SH SOLE 23,469 0 5,235,276 ISHARES TR CR 5 10 YR ETF 46435G417 3,151 61,272 SH SOLE 0 0 61,272 ISHARES TR CRE U S REIT ETF 464288521 4,708 80,697 SH SOLE 0 0 80,697

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ISHARES TR CUR HD EURZN ETF 46434V639 2,791 76,582 SH SOLE 0 0 76,582 ISHARES TR CYBERSECURITY 46435U135 6,920 160,361 SH SOLE 0 0 160,361 ISHARES TR DEVSMCP EXNA ETF 464288497 41,191 593,366 SH SOLE 0 0 593,366 ISHARES TR DOW JONES US ETF 464287846 31,034 287,432 SH SOLE 0 0 287,432 ISHARES TR EAFE GRWTH ETF 464288885 313,315 2,920,534 SH SOLE 20,122 0 2,900,412 ISHARES TR EAFE SML CP ETF 464288273 33,773 455,413 SH SOLE 61,743 0 393,670 ISHARES TR EAFE VALUE ETF 464288877 450,222 8,698,257 SH SOLE 626,634 0 8,071,623 ISHARES TR ESG ADV TTL USD 46436E619 1,821 36,628 SH SOLE 0 0 36,628 ISHARES TR ESG ADVNCD HY BD 46435G441 1,019 19,389 SH SOLE 0 0 19,389 ISHARES TR ESG AW MSCI EAFE 46435G516 26,981 341,403 SH SOLE 0 0 341,403 ISHARES TR ESG AWARE MSCI 46435U663 5,025 124,462 SH SOLE 0 0 124,462 ISHARES TR ESG AWR MSCI USA 46435G425 751,045 7,627,148 SH SOLE 0 0 7,627,148 ISHARES TR ESG AWR US AGRGT 46435U549 1,798 32,494 SH SOLE 0 0 32,494 ISHARES TR ESG AWRE 1 5 YR 46435G243 8,511 326,835 SH SOLE 0 0 326,835 ISHARES TR ESG AWRE USD ETF 46435G193 4,341 156,616 SH SOLE 0 0 156,616 ISHARES TR ESG EAFE ETF 46436E759 924 13,644 SH SOLE 0 0 13,644 ISHARES TR ESG MSCI LEADR 46435U218 1,072 14,271 SH SOLE 0 0 14,271 ISHARES TR ESG MSCI USA ETF 46436E767 1,857 51,147 SH SOLE 0 0 51,147 ISHARES TR EUROPE ETF 464287861 3,778 70,887 SH SOLE 0 0 70,887 ISHARES TR EXPANDED TECH 464287515 50,732 130,070 SH SOLE 616 0 129,454 ISHARES TR EXPND TEC SC ETF 464287549 36,183 89,567 SH SOLE 0 0 89,567 ISHARES TR EXPONENTIAL TECH 46434V381 10,745 169,887 SH SOLE 0 0 169,887 ISHARES TR FALN ANGLS USD 46435G474 123,368 4,117,745 SH SOLE 0 0 4,117,745 ISHARES TR FLTG RATE NT ETF 46429B655 124,980 2,459,273 SH SOLE 647 0 2,458,626 ISHARES TR GBL COMM SVC ETF 464287275 3,136 36,222 SH SOLE 0 0 36,222 ISHARES TR GBL GREEN ETF 46435U440 1,788 32,671 SH SOLE 0 0 32,671 ISHARES TR GENOMICS IMMUN 46435U192 5,819 111,841 SH SOLE 0 0 111,841 ISHARES TR GL CLEAN ENE ETF 464288224 43,382 1,849,180 SH SOLE 0 0 1,849,180 ISHARES TR GL TIMB FORE ETF 464288174 1,898 21,861 SH SOLE 29 0 21,832 ISHARES TR GLB CNS DISC ETF 464288745 1,355 7,902 SH SOLE 0 0 7,902 ISHARES TR GLB CNSM STP ETF 464288737 5,860 95,849 SH SOLE 0 0 95,849 ISHARES TR GLB INFRASTR ETF 464288372 3,838 84,583 SH SOLE 0 0 84,583 ISHARES TR GLOB HLTHCRE ETF 464287325 8,286 99,681 SH SOLE 250 0 99,431 ISHARES TR GLOB INDSTRL ETF 464288729 731 6,119 SH SOLE 0 0 6,119 ISHARES TR GLOB UTILITS ETF 464288711 1,664 27,994 SH SOLE 0 0 27,994 ISHARES TR GLOBAL 100 ETF 464287572 6,632 93,425 SH SOLE 0 0 93,425 ISHARES TR GLOBAL ENERG ETF 464287341 6,873 258,477 SH SOLE 0 0 258,477 ISHARES TR GLOBAL FINLS ETF 464287333 147,660 1,902,586 SH SOLE 557 0 1,902,029 ISHARES TR GLOBAL MATER ETF 464288695 4,137 45,501 SH SOLE 571 0 44,930 ISHARES TR GLOBAL REIT ETF 46434V647 31,740 1,145,010 SH SOLE 914,062 0 230,948 ISHARES TR GLOBAL TECH ETF 464287291 109,142 323,365 SH SOLE 0 0 323,365 ISHARES TR GNMA BOND ETF 46429B333 3,852 77,033 SH SOLE 0 0 77,033 ISHARES TR GOV/CRED BD ETF 464288596 1,007 8,227 SH SOLE 0 0 8,227 ISHARES TR GRWT ALLOCAT ETF 464289867 14,866 265,457 SH SOLE 0 0 265,457 ISHARES TR HDG MSCI EAFE 46434V803 17,237 497,601 SH SOLE 0 0 497,601 ISHARES TR HDG MSCI JAPAN 46434V886 685 17,618 SH SOLE 0 0 17,618 ISHARES TR HIGH YLD BD FCTR 46435G250 2,647 50,812 SH SOLE 0 0 50,812 ISHARES TR IBDS DEC28 ETF 46435U515 2,361 81,690 SH SOLE 2,963 0 78,727 ISHARES TR IBNDS MAR23 ETF 46432FAN7 357 14,407 SH SOLE 0 0 14,407 ISHARES TR IBONDS 21 TRM HG 46435U226 1,169 48,270 SH SOLE 0 0 48,270 ISHARES TR IBONDS 22 TRM HG 46435U176 3,473 142,956 SH SOLE 0 0 142,956 ISHARES TR IBONDS 23 TRM HG 46435U150 1,435 57,899 SH SOLE 0 0 57,899 ISHARES TR IBONDS 24 TRM HG 46435U184 1,442 58,029 SH SOLE 0 0 58,029 ISHARES TR IBONDS 25 TRM HG 46435U168 1,412 55,989 SH SOLE 0 0 55,989 ISHARES TR IBONDS 27 ETF 46435UAA9 8,695 321,441 SH SOLE 3,145 0 318,296 ISHARES TR IBONDS DEC 46435U697 1,905 70,568 SH SOLE 961 0 69,607 ISHARES TR IBONDS DEC 25 46435U432 1,661 59,306 SH SOLE 914 0 58,392 ISHARES TR IBONDS DEC 26 46435U259 1,040 38,554 SH SOLE 0 0 38,554 ISHARES TR IBONDS DEC 27 46435U283 380 14,001 SH SOLE 0 0 14,001

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ISHARES TR IBONDS DEC 28 46435U325 358 13,048 SH SOLE 0 0 13,048 ISHARES TR IBONDS DEC 29 46436E205 1,243 46,331 SH SOLE 3,181 0 43,150 ISHARES TR IBONDS DEC2021 46435G789 4,448 173,488 SH SOLE 993 0 172,495 ISHARES TR IBONDS DEC2022 46435G755 5,500 209,427 SH SOLE 983 0 208,444 ISHARES TR IBONDS DEC2023 46435G318 4,167 159,609 SH SOLE 983 0 158,626 ISHARES TR IBONDS DEC2026 46435GAA0 9,099 341,947 SH SOLE 3,192 0 338,755 ISHARES TR IBONDS DEC21 ETF 46434VBK5 27,745 1,119,645 SH SOLE 7,759 0 1,111,886 ISHARES TR IBONDS DEC22 ETF 46434VBA7 32,793 1,291,082 SH SOLE 7,555 0 1,283,527 ISHARES TR IBONDS DEC23 ETF 46434VAX8 30,442 1,167,473 SH SOLE 7,385 0 1,160,088 ISHARES TR IBONDS DEC24 ETF 46434VBG4 25,261 957,929 SH SOLE 7,474 0 950,455 ISHARES TR IBONDS DEC25 ETF 46434VBD1 22,790 844,387 SH SOLE 7,172 0 837,215 ISHARES TR IBONDS MAR23 ETF 46432FAZ0 442 16,313 SH SOLE 0 0 16,313 ISHARES TR IBOXX HI YD ETF 464288513 142,135 1,614,440 SH SOLE 39,599 0 1,574,841 ISHARES TR IBOXX INV CP ETF 464287242 205,483 1,529,345 SH SOLE 44,719 0 1,484,626 ISHARES TR INDIA 50 ETF 464289529 1,016 21,729 SH SOLE 0 0 21,729 ISHARES TR INTL DEV RE ETF 464288489 1,558 53,176 SH SOLE 0 0 53,176 ISHARES TR INTL DIV GRWTH 46435G524 2,937 43,563 SH SOLE 0 0 43,563 ISHARES TR INTL PFD STK ETF 46429B135 942 54,775 SH SOLE 0 0 54,775 ISHARES TR INTL SEL DIV ETF 464288448 61,381 1,894,476 SH SOLE 0 0 1,894,476 ISHARES TR INTL TREA BD ETF 464288117 3,056 58,493 SH SOLE 0 0 58,493 ISHARES TR INTRM GOV CR ETF 464288612 2,444 21,137 SH SOLE 0 0 21,137 ISHARES TR INVESTMENT GRADE 46435G219 561 10,360 SH SOLE 0 0 10,360 ISHARES TR ISHARES BIOTECH 464287556 84,934 518,998 SH SOLE 86 0 518,912 ISHARES TR ISHARES SEMICDTR 464287523 41,405 91,157 SH SOLE 10 0 91,147 ISHARES TR ISHS 1-5YR INVS 464288646 443,953 8,099,854 SH SOLE 12,947 0 8,086,907 ISHARES TR ISHS 5-10YR INVT 464288638 59,851 988,948 SH SOLE 217 0 988,731 ISHARES TR JPMORGAN USD EMG 464288281 463,019 4,117,184 SH SOLE 15 0 4,117,169 ISHARES TR LATN AMER 40 ETF 464287390 805 25,552 SH SOLE 2,095 0 23,457 ISHARES TR MBS ETF 464288588 371,633 3,433,731 SH SOLE 205,613 0 3,228,118 ISHARES TR MICRO-CAP ETF 464288869 6,222 40,775 SH SOLE 1,064 0 39,711 ISHARES TR MODERT ALLOC ETF 464289875 36,905 819,192 SH SOLE 0 0 819,192 ISHARES TR MORNINGSTAR GRWT 464287119 72,023 1,112,155 SH SOLE 0 0 1,112,155 ISHARES TR MORNINGSTAR VALU 464288109 20,506 317,628 SH SOLE 0 0 317,628 ISHARES TR MORNINGSTR US EQ 464287127 13,632 224,435 SH SOLE 0 0 224,435 ISHARES TR MORTGE REL ETF 46435G342 11,308 304,634 SH SOLE 0 0 304,634 ISHARES TR MRGSTR MD CP ETF 464288208 22,249 331,811 SH SOLE 0 0 331,811 ISHARES TR MRGSTR MD CP GRW 464288307 29,399 426,747 SH SOLE 0 0 426,747 ISHARES TR MRGSTR MD CP VAL 464288406 7,180 111,801 SH SOLE 0 0 111,801 ISHARES TR MRGSTR SM CP ETF 464288505 6,250 106,545 SH SOLE 0 0 106,545 ISHARES TR MRGSTR SM CP GR 464288604 20,603 397,664 SH SOLE 0 0 397,664 ISHARES TR MRNGSTR INC ETF 46432F875 3,140 129,858 SH SOLE 0 0 129,858 ISHARES TR MRNING SM CP ETF 464288703 7,373 125,441 SH SOLE 0 0 125,441 ISHARES TR MSCI AC ASIA ETF 464288182 9,671 102,342 SH SOLE 22,358 0 79,984 ISHARES TR MSCI ACWI ETF 464288257 14,577 144,057 SH SOLE 0 0 144,057 ISHARES TR MSCI ACWI EX US 464288240 5,540 96,322 SH SOLE 0 0 96,322 ISHARES TR MSCI ACWI EXUS 46435G847 456 13,820 SH SOLE 0 0 13,820 ISHARES TR MSCI CHINA A 46434V514 209 4,705 SH SOLE 0 0 4,705 ISHARES TR MSCI CHINA ETF 46429B671 12,590 152,713 SH SOLE 531 0 152,182 ISHARES TR MSCI DENMARK ETF 46429B523 344 3,184 SH SOLE 0 0 3,184 ISHARES TR MSCI EAFE ETF 464287465 226,838 2,875,730 SH SOLE 96,061 0 2,779,669 ISHARES TR MSCI EAFE MIN VL 46429B689 92,527 1,224,868 SH SOLE 219 0 1,224,649 ISHARES TR MSCI EMG MKT ETF 464287234 120,920 2,192,570 SH SOLE 50,662 0 2,141,908 ISHARES TR MSCI EURO FL ETF 464289180 9,108 465,900 SH SOLE 0 0 465,900 ISHARES TR MSCI GBL MULTIFC 46434V316 925 24,278 SH SOLE 0 0 24,278 ISHARES TR MSCI GLOBAL IMP 46435G532 1,468 14,770 SH SOLE 0 0 14,770 ISHARES TR MSCI INDIA ETF 46429B598 29,212 660,163 SH SOLE 56 0 660,107 ISHARES TR MSCI INDIA SM CP 46429B614 283 5,188 SH SOLE 0 0 5,188 ISHARES TR MSCI INTL MOMENT 46434V449 7,176 185,524 SH SOLE 0 0 185,524 ISHARES TR MSCI INTL MULTFT 46434V274 3,010 100,174 SH SOLE 0 0 100,174

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ISHARES TR MSCI INTL QUALTY 46434V456 21,813 565,687 SH SOLE 3,990 0 561,697 ISHARES TR MSCI INTL SML CP 46434V266 2,085 56,788 SH SOLE 0 0 56,788 ISHARES TR MSCI INTL VLU FT 46435G409 4,722 182,866 SH SOLE 0 0 182,866 ISHARES TR MSCI KLD400 SOC 464288570 19,447 234,783 SH SOLE 0 0 234,783 ISHARES TR MSCI KOKUSAI ETF 464288265 709 7,480 SH SOLE 0 0 7,480 ISHARES TR MSCI LW CRB TG 46434V464 1,007 6,068 SH SOLE 0 0 6,068 ISHARES TR MSCI PHILIPS ETF 46429B408 300 9,707 SH SOLE 0 0 9,707 ISHARES TR MSCI POLAND ETF 46429B606 9,704 451,962 SH SOLE 0 0 451,962 ISHARES TR MSCI UK ETF NEW 46435G334 58,243 1,781,125 SH SOLE 0 0 1,781,125 ISHARES TR MSCI USA ESG SLC 464288802 58,122 608,355 SH SOLE 0 0 608,355 ISHARES TR MSCI USA MIN VOL 46429B697 532,527 7,234,432 SH SOLE 46,661 0 7,187,771 ISHARES TR MSCI USA MMENTM 46432F396 271,692 1,566,580 SH SOLE 0 0 1,566,580 ISHARES TR MSCI USA MULTIFT 46434V282 5,446 127,144 SH SOLE 0 0 127,144 ISHARES TR MSCI USA QLT FCT 46432F339 1,142,906 8,601,686 SH SOLE 187,553 0 8,414,133 ISHARES TR MSCI USA SMCP MN 46435G433 13,733 361,017 SH SOLE 0 0 361,017 ISHARES TR MSCI USA SML CP 46434V290 1,725 31,449 SH SOLE 0 0 31,449 ISHARES TR MSCI USA SZE FT 46432F370 5,191 40,109 SH SOLE 0 0 40,109 ISHARES TR MSCI USA VALUE 46432F388 323,054 3,074,944 SH SOLE 268,343 0 2,806,601 ISHARES TR NA TEC MULTM ETF 464287531 2,334 32,042 SH SOLE 0 0 32,042 ISHARES TR NATIONAL MUN ETF 464288414 118,530 1,011,351 SH SOLE 0 0 1,011,351 ISHARES TR NEW YORK MUN ETF 464288323 2,946 50,403 SH SOLE 0 0 50,403 ISHARES TR NEW ZEALAND ETF 464289123 2,065 34,007 SH SOLE 0 0 34,007 ISHARES TR NORTH AMERN NAT 464287374 1,209 39,723 SH SOLE 0 0 39,723 ISHARES TR PFD AND INCM SEC 464288687 201,493 5,122,483 SH SOLE 0 0 5,122,483 ISHARES TR RESIDENTIAL MULT 464288562 4,573 54,881 SH SOLE 0 0 54,881 ISHARES TR ROBOTICS ARTIF 46435U556 3,183 70,899 SH SOLE 0 0 70,899 ISHARES TR RUS 1000 ETF 464287622 419,855 1,734,364 SH SOLE 1,290,808 0 443,556 ISHARES TR RUS 1000 GRW ETF 464287614 643,618 2,370,775 SH SOLE 2,652 0 2,368,123 ISHARES TR RUS 1000 VAL ETF 464287598 273,075 1,721,564 SH SOLE 6,431 0 1,715,133 ISHARES TR RUS 2000 GRW ETF 464287648 92,966 298,263 SH SOLE 4,915 0 293,348 ISHARES TR RUS 2000 VAL ETF 464287630 105,835 638,444 SH SOLE 51,154 0 587,290 ISHARES TR RUS MD CP GR ETF 464287481 146,331 1,292,673 SH SOLE 1,821 0 1,290,852 ISHARES TR RUS MDCP VAL ETF 464287473 90,141 783,974 SH SOLE 4,440 0 779,534 ISHARES TR RUS MID CAP ETF 464287499 135,475 1,709,686 SH SOLE 2,735 0 1,706,951 ISHARES TR RUS TOP 200 ETF 464289446 4,653 45,257 SH SOLE 0 0 45,257 ISHARES TR RUS TP200 GR ETF 464289438 66,310 440,304 SH SOLE 0 0 440,304 ISHARES TR RUS TP200 VL ETF 464289420 2,017 30,355 SH SOLE 0 0 30,355 ISHARES TR RUSEL 2500 ETF 46435G268 6,784 102,428 SH SOLE 0 0 102,428 ISHARES TR RUSSELL 2000 ETF 464287655 18,258 79,600 SH Put SOLE 0 0 79,600 ISHARES TR RUSSELL 2000 ETF 464287655 1,513,024 6,596,432 SH SOLE 317,215 0 6,279,217 ISHARES TR RUSSELL 3000 ETF 464287689 117,682 459,858 SH SOLE 0 0 459,858 ISHARES TR S&P 100 ETF 464287101 56,256 286,758 SH SOLE 1 0 286,757 ISHARES TR S&P 500 GRWT ETF 464287309 361,900 4,975,937 SH SOLE 16,240 0 4,959,697 ISHARES TR S&P 500 VAL ETF 464287408 238,884 1,618,015 SH SOLE 2,598 0 1,615,417 ISHARES TR S&P MC 400GR ETF 464287606 90,894 1,123,114 SH SOLE 0 0 1,123,114 ISHARES TR S&P MC 400VL ETF 464287705 80,273 762,040 SH SOLE 0 0 762,040 ISHARES TR S&P SML 600 GWT 464287887 104,767 789,918 SH SOLE 7,469 0 782,449 ISHARES TR SELECT DIVID ETF 464287168 143,035 1,226,509 SH SOLE 24,416 0 1,202,093 ISHARES TR SELF DRIVNG EV 46435U366 4,421 88,980 SH SOLE 0 0 88,980 ISHARES TR SHORT TREAS BD 464288679 54,852 496,443 SH SOLE 102 0 496,341 ISHARES TR SHRT NAT MUN ETF 464288158 30,842 286,048 SH SOLE 44,184 0 241,864 ISHARES TR SP SMCP600VL ETF 464287879 147,889 1,402,722 SH SOLE 237,732 0 1,164,990 ISHARES TR TIPS BD ETF 464287176 220,940 1,725,957 SH SOLE 70,130 0 1,655,827 ISHARES TR TRANS AVG ETF 464287192 17,415 66,990 SH SOLE 143 0 66,847 ISHARES TR TRS FLT RT BD 46434V860 8,410 167,288 SH SOLE 0 0 167,288 ISHARES TR U.S. BAS MTL ETF 464287838 12,304 94,384 SH SOLE 0 0 94,384 ISHARES TR U.S. CNSM GD ETF 464287812 6,905 37,552 SH SOLE 0 0 37,552 ISHARES TR U.S. CNSM SV ETF 464287580 15,659 201,747 SH SOLE 0 0 201,747 ISHARES TR U.S. ENERGY ETF 464287796 126,432 4,346,252 SH SOLE 0 0 4,346,252

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ISHARES TR U.S. FIN SVC ETF 464287770 25,147 135,760 SH SOLE 16,222 0 119,538 ISHARES TR U.S. FINLS ETF 464287788 28,730 354,473 SH SOLE 0 0 354,473 ISHARES TR U.S. FIXED INCME 46435U796 993 9,872 SH SOLE 0 0 9,872 ISHARES TR U.S. INSRNCE ETF 464288786 701 9,054 SH SOLE 0 0 9,054 ISHARES TR U.S. MED DVC ETF 464288810 163,806 453,705 SH SOLE 1,744 0 451,961 ISHARES TR U.S. PHARMA ETF 464288836 4,437 23,886 SH SOLE 0 0 23,886 ISHARES TR U.S. REAL ES ETF 464287739 30,183 296,089 SH SOLE 0 0 296,089 ISHARES TR U.S. TECH ETF 464287721 119,777 1,204,997 SH SOLE 34,387 0 1,170,610 ISHARES TR U.S. UTILITS ETF 464287697 13,901 177,083 SH SOLE 0 0 177,083 ISHARES TR US AER DEF ETF 464288760 62,282 568,626 SH SOLE 0 0 568,626 ISHARES TR US BR DEL SE ETF 464288794 5,920 57,998 SH SOLE 0 0 57,998 ISHARES TR US DIVID BYBCK 46435U861 1,127 28,704 SH SOLE 0 0 28,704 ISHARES TR US HLTHCARE ETF 464287762 55,853 204,701 SH SOLE 0 0 204,701 ISHARES TR US HLTHCR PR ETF 464288828 13,416 50,348 SH SOLE 0 0 50,348 ISHARES TR US HOME CONS ETF 464288752 19,974 288,565 SH SOLE 0 0 288,565 ISHARES TR US INDUSTRIALS 464287754 36,964 332,646 SH SOLE 0 0 332,646 ISHARES TR US INFRASTRUC 46435U713 659 18,668 SH SOLE 0 0 18,668 ISHARES TR US OIL EQ&SV ETF 464288844 295 19,267 SH SOLE 0 0 19,267 ISHARES TR US OIL GS EX ETF 464288851 3,656 63,806 SH SOLE 0 0 63,806 ISHARES TR US REGNL BKS ETF 464288778 4,885 84,910 SH SOLE 0 0 84,910 ISHARES TR US TECH BRKTHR 46436E502 1,278 31,910 SH SOLE 0 0 31,910 ISHARES TR US TELECOM ETF 464287713 2,376 71,522 SH SOLE 0 0 71,522 ISHARES TR US TREAS BD ETF 46429B267 515,840 19,392,491 SH SOLE 1,194 0 19,391,297 ISHARES TR USD INV GRDE ETF 464288620 27,286 450,339 SH SOLE 140,041 0 310,298 ISHARES TR YLD OPTIM BD 46434V787 4,511 178,551 SH SOLE 0 0 178,551 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 11,588 230,892 SH SOLE 0 0 230,892 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 62,887 1,253,604 SH SOLE 3,409 0 1,250,195 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 533 9,658 SH SOLE 0 0 9,658 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 127,458 3,694,425 SH SOLE 0 0 3,694,425 ISHARES U S ETF TR INT RT HD LONG 46431W812 5,909 233,013 SH SOLE 6,754 0 226,259 ISHARES U S ETF TR INT RT HDG C B 46431W705 28,536 296,319 SH SOLE 466 0 295,853 ISHARES U S ETF TR IT RT HDG HGYL 46431W606 3,155 35,791 SH SOLE 0 0 35,791 ISHARES U S ETF TR TECHNOLOGY 46431W648 1,627 29,576 SH SOLE 0 0 29,576 ITERIS INC NEW COM 46564T107 1,016 152,755 SH SOLE 0 0 152,755 ITRON INC COM 465741106 323 3,230 SH SOLE 93 0 3,137 ITT INC COM 45073V108 688 7,515 SH SOLE 2,850 0 4,665 IVY HIGH INCOME OPPORTUNITIE COM 465893105 184 13,119 SH SOLE 0 0 13,119 J P MORGAN EXCHANGE-TRADED F BETABUILDERS CDA 46641Q225 2,205 34,077 SH SOLE 0 0 34,077 J P MORGAN EXCHANGE-TRADED F BETABUILDERS DEV 46641Q233 1,054 18,032 SH SOLE 0 0 18,032 J P MORGAN EXCHANGE-TRADED F BETABUILDERS EUR 46641Q191 2,398 40,938 SH SOLE 0 0 40,938 J P MORGAN EXCHANGE-TRADED F BETABUILDRS US 46641Q399 608 7,717 SH SOLE 0 0 7,717 J P MORGAN EXCHANGE-TRADED F BETABULDRS JAPAN 46641Q217 12,878 227,977 SH SOLE 0 0 227,977 J P MORGAN EXCHANGE-TRADED F DIV RTN EM EQT 46641Q308 1,188 20,033 SH SOLE 0 0 20,033 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 5,775 92,466 SH SOLE 0 0 92,466 J P MORGAN EXCHANGE-TRADED F DIVERSFD EQT ETF 46641Q845 3,949 88,959 SH SOLE 0 0 88,959 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 2,583 29,404 SH SOLE 0 0 29,404 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 1,359 22,442 SH SOLE 17,104 0 5,338 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 2,056 39,303 SH SOLE 0 0 39,303 J P MORGAN EXCHANGE-TRADED F JPMORGAN DIVER 46641Q407 11,950 123,525 SH SOLE 0 0 123,525 J P MORGAN EXCHANGE-TRADED F MUNICIPAL ETF 46641Q647 1,783 32,263 SH SOLE 0 0 32,263 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 117,855 2,322,722 SH SOLE 127 0 2,322,595 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 10,454 204,777 SH SOLE 0 0 204,777 J P MORGAN EXCHANGE-TRADED F US AGGREGATE ETF 46641Q241 2,195 40,303 SH SOLE 0 0 40,303 J P MORGAN EXCHANGE-TRADED F US DIVIDEND 46641Q795 309 9,487 SH SOLE 0 0 9,487 J P MORGAN EXCHANGE-TRADED F US MINMUM VOLT 46641Q787 727 20,638 SH SOLE 0 0 20,638 J P MORGAN EXCHANGE-TRADED F US MOMENTUM 46641Q779 375 8,603 SH SOLE 0 0 8,603 J P MORGAN EXCHANGE-TRADED F US QUALTY FCTR 46641Q761 3,642 89,046 SH SOLE 0 0 89,046 J P MORGAN EXCHANGE-TRADED F US VALUE FACTR 46641Q753 6,967 192,393 SH SOLE 0 0 192,393 J P MORGAN EXCHANGE-TRADED F USD EMRNG MKT 46641Q746 710 14,183 SH SOLE 0 0 14,183

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document J2 GLOBAL INC COM 48123V102 463 3,367 SH SOLE 299 0 3,068 JABIL INC COM 466313103 767 13,190 SH SOLE 4,536 0 8,654 JACK IN THE BOX INC COM 466367109 246 2,208 SH SOLE 261 0 1,947 JACOBS ENGR GROUP INC COM 469814107 4,558 34,165 SH SOLE 2,652 0 31,513 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 530 15,508 SH SOLE 1,986 0 13,522 JANUS DETROIT STR TR HENDERSN CAP ETF 47103U100 1,907 27,867 SH SOLE 0 0 27,867 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 4,554 67,370 SH SOLE 0 0 67,370 JANUS DETROIT STR TR HENDERSON MTG 47103U852 13,578 255,488 SH SOLE 0 0 255,488 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 72,328 1,440,219 SH SOLE 4,360 0 1,435,859 JANUS DETROIT STR TR LONG TERM CARE 47103U407 1,360 41,408 SH SOLE 0 0 41,408 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 519 13,371 SH SOLE 115 0 13,256 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 2,358 13,273 SH SOLE 5,743 0 7,530 JD.COM INC SPON ADR CL A 47215P106 14,549 182,296 SH SOLE 3,963 0 178,333 JEFFERIES FINL GROUP INC COM 47233W109 8,425 246,352 SH SOLE 546 0 245,806 JETBLUE AWYS CORP COM 477143101 2,139 127,461 SH SOLE 0 0 127,461 JOHN BEAN TECHNOLOGIES CORP COM 477839104 398 2,790 SH SOLE 1,283 0 1,507 JOHN HANCOCK EXCHANGE TRADED MLTFACTOR ENRG 47804J701 419 19,715 SH SOLE 0 0 19,715 JOHN HANCOCK EXCHANGE TRADED MLTFACTR INDLS 47804J883 4,562 88,295 SH SOLE 0 0 88,295 JOHN HANCOCK EXCHANGE TRADED MLTFACTR MATLS 47804J800 389 8,392 SH SOLE 0 0 8,392 JOHN HANCOCK EXCHANGE TRADED MLTFACTR UTILS 47804J867 631 19,881 SH SOLE 0 0 19,881 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 35,816 658,015 SH SOLE 0 0 658,015 JOHN HANCOCK EXCHANGE TRADED MULTFCTR EMRNG 47804J834 708 22,353 SH SOLE 0 0 22,353 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 5,879 174,259 SH SOLE 0 0 174,259 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR CO 47804J305 1,352 25,727 SH SOLE 0 0 25,727 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR FI 47804J404 1,940 38,627 SH SOLE 0 0 38,627 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR HE 47804J503 7,872 164,324 SH SOLE 0 0 164,324 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 87,477 1,687,447 SH SOLE 0 0 1,687,447 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR TE 47804J602 9,406 104,703 SH SOLE 0 0 104,703 JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 47804J842 2,675 76,680 SH SOLE 0 0 76,680 JOHNSON & JOHNSON COM 478160104 328,750 1,995,566 SH SOLE 208,819 0 1,786,747 JOHNSON CTLS INTL PLC SHS G51502105 16,906 246,329 SH SOLE 150,566 0 95,763 JOINT CORP COM 47973J102 1,272 15,159 SH SOLE 3,161 0 11,998 JONES LANG LASALLE INC COM 48020Q107 1,670 8,544 SH SOLE 913 0 7,631 JOUNCE THERAPEUTICS INC COM 481116101 255 37,435 SH SOLE 0 0 37,435 JOYY INC ADS REPSTG COM A 46591M109 211 3,192 SH SOLE 1,940 0 1,252 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 720 36,636 SH SOLE 0 0 36,636 JPMORGAN CHASE & CO COM 46625H100 287,794 1,850,287 SH SOLE 221,710 0 1,628,577 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 3,077 101,459 SH SOLE 0 0 101,459 JUST EAT TAKEAWAY COM N V SPONSORED ADS 48214T305 841 46,071 SH SOLE 28,157 0 17,914 KADMON HLDGS INC COM 48283N106 53 13,730 SH SOLE 0 0 13,730 KANSAS CITY SOUTHERN COM NEW 485170302 5,266 18,585 SH SOLE 1,540 0 17,045 KAR AUCTION SVCS INC COM 48238T109 876 49,912 SH SOLE 106 0 49,806 KARYOPHARM THERAPEUTICS INC COM 48576U106 109 10,558 SH SOLE 0 0 10,558 KAYNE ANDERSON ENERGY INFRST COM 486606106 522 58,684 SH SOLE 0 0 58,684 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 137 18,116 SH SOLE 0 0 18,116 KB FINL GROUP INC SPONSORED ADR 48241A105 212 4,309 SH SOLE 4,169 0 140 KB HOME COM 48666K109 808 19,840 SH SOLE 3,316 0 16,524 KBR INC COM 48242W106 2,205 57,803 SH SOLE 8,495 0 49,308 KELLOGG CO COM 487836108 17,863 277,681 SH SOLE 75 0 277,606 KEMPHARM INC COM NEW 488445206 170 13,250 SH SOLE 0 0 13,250 KENNAMETAL INC COM 489170100 270 7,514 SH SOLE 4,961 0 2,553 KENNEDY-WILSON HOLDINGS INC COM 489398107 1,086 54,634 SH SOLE 0 0 54,634 KEURIG DR PEPPER INC COM 49271V100 1,297 36,813 SH SOLE 13,925 0 22,888 KEYCORP COM 493267108 8,061 390,345 SH SOLE 154,188 0 236,157 KEYSIGHT TECHNOLOGIES INC COM 49338L103 10,753 69,642 SH SOLE 46,373 0 23,269 KFORCE INC COM 493732101 476 7,559 SH SOLE 0 0 7,559 KILROY RLTY CORP COM 49427F108 316 4,539 SH SOLE 1,178 0 3,361 KIMBERLY-CLARK CORP COM 494368103 70,576 527,552 SH SOLE 47,420 0 480,132 KIMCO RLTY CORP COM 49446R109 841 40,330 SH SOLE 13,154 0 27,176

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document KINDER MORGAN INC DEL COM 49456B101 30,532 1,674,847 SH SOLE 91,420 0 1,583,427 KINROSS GOLD CORP COM 496902404 1,044 164,384 SH SOLE 9,386 0 154,998 KINSALE CAP GROUP INC COM 49714P108 1,176 7,135 SH SOLE 3,521 0 3,614 KIRKLAND LAKE GOLD LTD COM 49741E100 1,309 33,961 SH SOLE 0 0 33,961 KITE RLTY GROUP TR COM NEW 49803T300 1,010 45,887 SH SOLE 32,754 0 13,133 KKR & CO INC COM 48251W104 14,958 252,495 SH SOLE 30 0 252,465 KKR ACQUISITION HOLDING I CO COM CLASS A 48253T109 123 12,500 SH SOLE 0 0 12,500 KKR INCOME OPPORTUNITIES FD COM 48249T106 2,340 140,307 SH SOLE 0 0 140,307 KKR REAL ESTATE FIN TR INC COM 48251K100 404 18,700 SH SOLE 0 0 18,700 KLA CORP COM NEW 482480100 12,379 38,183 SH SOLE 4,819 0 33,364 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 425 9,347 SH SOLE 0 0 9,347 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 597 29,865 SH SOLE 0 0 29,865 KOHLS CORP COM 500255104 1,777 32,251 SH SOLE 278 0 31,973 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 10,161 204,450 SH SOLE 195,027 0 9,423 KONTOOR BRANDS INC COM 50050N103 693 12,281 SH SOLE 50 0 12,231 KOPIN CORP COM 500600101 162 19,757 SH SOLE 0 0 19,757 KORN FERRY COM NEW 500643200 2,163 29,811 SH SOLE 9,229 0 20,582 KORNIT DIGITAL LTD SHS M6372Q113 3,474 27,940 SH SOLE 1,567 0 26,373 KOSS CORP COM 500692108 329 14,153 SH SOLE 0 0 14,153 KRAFT HEINZ CO COM 500754106 12,128 297,406 SH SOLE 118 0 297,288 KRANESHARES TR BOSERA MSCI CH 500767405 963 20,129 SH SOLE 0 0 20,129 KRANESHARES TR CSI CHI INTERNET 500767306 20,998 300,921 SH SOLE 2,570 0 298,351 KRANESHARES TR ELEC VEH FUTUR 500767827 4,116 88,368 SH SOLE 0 0 88,368 KRANESHARES TR EMRNG MKT CONS 500767876 386 11,549 SH SOLE 0 0 11,549 KRANESHARES TR MSCI ALL CHINA 500767835 518 11,367 SH SOLE 0 0 11,367 KRANESHARES TR MSCI CHINA CLEAN 500767850 700 14,165 SH SOLE 0 0 14,165 KRANESHARES TR QUADRTC INT RT 500767736 45,948 1,663,595 SH SOLE 2,202 0 1,661,393 KRANESHARES TR SSE STAR MRKT 50 500767694 421 15,305 SH SOLE 0 0 15,305 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 786 27,583 SH SOLE 1,935 0 25,648 KROGER CO COM 501044101 6,788 177,198 SH SOLE 2,835 0 174,363 KT CORP SPONSORED ADR 48268K101 1,649 118,174 SH SOLE 117,763 0 411 KULICKE & SOFFA INDS INC COM 501242101 1,013 16,554 SH SOLE 0 0 16,554 KULR TECHNOLOGY GROUP INC COM 50125G109 53 21,500 SH SOLE 0 0 21,500 L BRANDS INC COM 501797104 8,233 114,253 SH SOLE 7 0 114,246 L3HARRIS TECHNOLOGIES INC COM 502431109 24,702 114,281 SH SOLE 51,291 0 62,990 LA Z BOY INC COM 505336107 352 9,507 SH SOLE 4,127 0 5,380 LABORATORY CORP AMER HLDGS COM NEW 50540R409 20,085 72,811 SH SOLE 43,652 0 29,159 LADDER CAP CORP CL A 505743104 2,148 186,165 SH SOLE 3,187 0 182,978 LAM RESEARCH CORP COM 512807108 45,733 70,282 SH SOLE 7,535 0 62,747 LAMAR ADVERTISING CO NEW CL A 512816109 4,727 45,265 SH SOLE 18,767 0 26,498 LAMB WESTON HLDGS INC COM 513272104 3,787 46,949 SH SOLE 33,458 0 13,491 LANDCADIA HOLDINGS III INC COM CL A 51476H100 567 45,731 SH SOLE 45,731 0 0 LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 328 25,703 SH SOLE 0 0 25,703 LANDSTAR SYS INC COM 515098101 963 6,093 SH SOLE 3,763 0 2,330 LANTHEUS HLDGS INC COM 516544103 861 31,152 SH SOLE 21,697 0 9,455 LAS VEGAS SANDS CORP COM 517834107 11,038 209,496 SH SOLE 93,715 0 115,781 LATHAM GROUP INC COM 51819L107 1,190 37,228 SH SOLE 37,008 0 220 LATTICE SEMICONDUCTOR CORP COM 518415104 384 6,842 SH SOLE 3,496 0 3,346 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 22,213 723,300 SH SOLE 0 0 723,300 LATTICE STRATEGIES TR HARTFORD MLT SML 518416508 1,295 32,933 SH SOLE 0 0 32,933 LATTICE STRATEGIES TR HARTFORD US EQTY 518416409 10,054 250,399 SH SOLE 0 0 250,399 LATTICE STRATEGIES TR HARTFRD EMRG ETF 518416201 317 12,446 SH SOLE 0 0 12,446 LAUDER ESTEE COS INC CL A 518439104 8,986 28,251 SH SOLE 9,289 0 18,962 LAZARD GLOBAL TOTAL RETURN & COM 52106W103 530 25,489 SH SOLE 0 0 25,489 LAZARD LTD SHS A G54050102 1,612 35,619 SH SOLE 4,620 0 30,999 LAZYDAYS HLDGS INC COM 52110H100 1,604 72,910 SH SOLE 0 0 72,910 LCI INDS COM 50189K103 371 2,824 SH SOLE 2,249 0 575 LEAR CORP COM NEW 521865204 1,260 7,190 SH SOLE 1,104 0 6,086 LEGATO MERGER CORP UNIT 12/31/2025 52473X205 255 21,450 SH SOLE 0 0 21,450

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LEGG MASON ETF INVT TR CLEARBRIDEG LR 524682200 6,137 109,897 SH SOLE 0 0 109,897 LEGG MASON ETF INVT TR CLEARBRIDGE DI 524682309 254 6,370 SH SOLE 0 0 6,370 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 3,258 65,652 SH SOLE 0 0 65,652 LEGG MASON ETF INVT TR GLOBAL INFSTRU 52468L703 228 7,375 SH SOLE 0 0 7,375 LEGG MASON ETF INVT TR INT LW VTY HGH 52468L505 1,051 40,794 SH SOLE 0 0 40,794 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 9,678 265,304 SH SOLE 0 0 265,304 LEGG MASON ETF INVT TR WESTN ASET TTL 52468L810 2,135 78,249 SH SOLE 0 0 78,249 LEGG MASON ETF INVT TR WESTN AST SHRT 52468L786 1,443 54,769 SH SOLE 0 0 54,769 LEGGETT & PLATT INC COM 524660107 3,507 67,685 SH SOLE 10,880 0 56,805 LEIDOS HOLDINGS INC COM 525327102 1,151 11,382 SH SOLE 1,116 0 10,266 LEMONADE INC COM 52567D107 4,726 43,192 SH SOLE 0 0 43,192 LENDINGTREE INC NEW COM 52603B107 239 1,130 SH SOLE 672 0 458 LENNAR CORP CL A 526057104 6,589 66,323 SH SOLE 21,349 0 44,974 LENNOX INTL INC COM 526107107 1,394 3,974 SH SOLE 2,587 0 1,387 LESLIES INC COM 527064109 288 10,465 SH SOLE 433 0 10,032 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 256 9,219 SH SOLE 0 0 9,219 LEXINFINTECH HLDGS LTD ADR 528877103 150 12,232 SH SOLE 4,393 0 7,839 LEXINGTON REALTY TRUST COM 529043101 1,253 104,854 SH SOLE 67,110 0 37,744 LGI HOMES INC COM 50187T106 3,938 24,316 SH SOLE 0 0 24,316 LHC GROUP INC COM 50187A107 1,016 5,074 SH SOLE 774 0 4,300 LI AUTO INC SPONSORED ADS 50202M102 1,043 29,844 SH SOLE 0 0 29,844 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 8,473 937,295 SH SOLE 0 0 937,295 LIBERTY ALL-STAR GROWTH FD I COM 529900102 3,110 349,835 SH SOLE 0 0 349,835 LIBERTY BROADBAND CORP COM SER A 530307107 602 3,580 SH SOLE 2,112 0 1,468 LIBERTY BROADBAND CORP COM SER C 530307305 1,470 8,467 SH SOLE 6,372 0 2,095 LIBERTY GLOBAL PLC SHS CL A G5480U104 262 9,635 SH SOLE 0 0 9,635 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 628 13,488 SH SOLE 8,596 0 4,892 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 1,098 23,661 SH SOLE 18,062 0 5,599 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 668 13,861 SH SOLE 4,497 0 9,364 LIBERTY MEDIA CORP DEL DEB 4.000%11/1 530715AG6 34 48,000 PRN SOLE 0 0 48,000 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 16 12,000 PRN SOLE 0 0 12,000 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 731 179,728 SH SOLE 0 0 179,728 LIFE STORAGE INC COM 53223X107 7,607 70,861 SH SOLE 7,870 0 62,991 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 363 2,767 SH SOLE 0 0 2,767 LIGHTNING EMOTORS INC COM 53228T101 486 58,497 SH SOLE 0 0 58,497 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 60 23,500 SH SOLE 0 0 23,500 LIGHTSPEED POS INC SUB VTG SHS 53227R106 819 9,801 SH SOLE 0 0 9,801 LILLY ELI & CO COM 532457108 63,097 274,910 SH SOLE 19,846 0 255,064 LIMELIGHT NETWORKS INC COM 53261M104 46 14,592 SH SOLE 0 0 14,592 LINCOLN ELEC HLDGS INC COM 533900106 481 3,650 SH SOLE 14 0 3,636 LINCOLN NATL CORP IND COM 534187109 2,817 44,827 SH SOLE 9,085 0 35,742 LINDBLAD EXPEDITIONS HLDGS I COM 535219109 636 39,726 SH SOLE 0 0 39,726 LINDE PLC SHS G5494J103 21,074 72,896 SH SOLE 28,014 0 44,882 LINEAGE CELL THERAPEUTICS IN COM 53566P109 172 60,380 SH SOLE 0 0 60,380 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 346 18,906 SH SOLE 13,868 0 5,038 LIPOCINE INC NEW COM 53630X104 88 62,750 SH SOLE 0 0 62,750 LISTED FD TR CORE ALT FD 53656F847 263 8,937 SH SOLE 0 0 8,937 LISTED FD TR ROUNDHILL SPORTS 53656F789 7,688 253,314 SH SOLE 0 0 253,314 LITHIA MTRS INC COM 536797103 1,172 3,409 SH SOLE 2,688 0 721 LITHIUM AMERS CORP NEW COM NEW 53680Q207 387 26,099 SH SOLE 0 0 26,099 LITTELFUSE INC COM 537008104 611 2,399 SH SOLE 1,521 0 878 LIVE NATION ENTERTAINMENT IN COM 538034109 5,451 62,230 SH SOLE 9,509 0 52,721 LIVE OAK BANCSHARES INC COM 53803X105 680 11,524 SH SOLE 0 0 11,524 LIVENT CORP COM 53814L108 1,463 75,578 SH SOLE 293 0 75,285 LIVEPERSON INC COM 538146101 1,266 20,022 SH SOLE 1,463 0 18,559 LKQ CORP COM 501889208 1,693 34,393 SH SOLE 2,029 0 32,364 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 455 178,496 SH SOLE 68,810 0 109,686 LMP CAP & INCOME FD INC COM 50208A102 323 22,394 SH SOLE 0 0 22,394 LOCKHEED MARTIN CORP COM 539830109 123,819 327,261 SH SOLE 30,819 0 296,442

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LOEWS CORP COM 540424108 469 8,588 SH SOLE 164 0 8,424 LOGITECH INTL S A SHS H50430232 3,894 32,202 SH SOLE 20 0 32,182 LORDSTOWN MOTORS CORP COM CL A 54405Q100 190 17,189 SH SOLE 0 0 17,189 LOUISIANA PAC CORP COM 546347105 1,612 26,737 SH SOLE 165 0 26,572 LOWES COS INC COM 548661107 466 2,400 SH Put SOLE 0 0 2,400 LOWES COS INC COM 548661107 99,420 512,554 SH SOLE 91,188 0 421,366 LPL FINL HLDGS INC COM 50212V100 8,898 65,922 SH SOLE 36 0 65,886 LTC PPTYS INC COM 502175102 1,476 38,457 SH SOLE 911 0 37,546 LULULEMON ATHLETICA INC COM 550021109 15,565 42,648 SH SOLE 4,128 0 38,520 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 490 23,206 SH SOLE 0 0 23,206 LUMEN TECHNOLOGIES INC COM 550241103 5,045 371,240 SH SOLE 68 0 371,172 LUMENTUM HLDGS INC COM 55024U109 10,787 131,495 SH SOLE 113,595 0 17,900 LUMINAR TECHNOLOGIES INC COM CL A 550424105 911 41,494 SH SOLE 0 0 41,494 LYFT INC CL A COM 55087P104 968 16,000 SH Call SOLE 0 0 16,000 LYFT INC CL A COM 55087P104 5,582 92,296 SH SOLE 44,006 0 48,290 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 6,687 65,001 SH SOLE 5,655 0 59,346 M & T BK CORP COM 55261F104 6,598 45,404 SH SOLE 14,216 0 31,188 M D C HLDGS INC COM 552676108 1,891 37,374 SH SOLE 713 0 36,661 M/I HOMES INC COM 55305B101 530 9,031 SH SOLE 3,527 0 5,504 MACERICH CO COM 554382101 7,534 412,846 SH SOLE 2,220 0 410,626 MACQUARIE / FIRST TR GLOBAL COM 55607W100 1,361 139,581 SH SOLE 0 0 139,581 MACQUARIE INFRASTRUCTURE COR COM 55608B105 356 9,303 SH SOLE 0 0 9,303 MACYS INC COM 55616P104 3,867 203,953 SH SOLE 19,973 0 183,980 MADDEN STEVEN LTD COM 556269108 510 11,646 SH SOLE 1,871 0 9,775 MADISON COVERED CALL & EQUIT COM 557437100 1,424 176,040 SH SOLE 0 0 176,040 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 669 7,963 SH SOLE 0 0 7,963 MADISON SQUARE GRDN SPRT COR CL A 55825T103 452 2,622 SH SOLE 0 0 2,622 MADRIGAL PHARMACEUTICALS INC COM 558868105 294 3,018 SH SOLE 0 0 3,018 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 10,288 210,341 SH SOLE 7,742 0 202,599 MAGNA INTL INC COM 559222401 8,490 91,647 SH SOLE 394 0 91,253 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 399 16,714 SH SOLE 0 0 16,714 MAGNITE INC COM 55955D100 1,195 35,322 SH SOLE 0 0 35,322 MAIDEN HOLDINGS LTD SHS G5753U112 57 17,000 SH SOLE 0 0 17,000 MAIN STR CAP CORP COM 56035L104 7,243 176,265 SH SOLE 0 0 176,265 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 1,755 78,512 SH SOLE 0 0 78,512 MANAGED PORTFOLIO SERIES ECOFIN GBL WATER 56167N753 572 12,885 SH SOLE 0 0 12,885 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 1,688 74,934 SH SOLE 0 0 74,934 MANAGER DIRECTED PORTFOLIOS IM DBI MNGD FU 56170L828 557 19,564 SH SOLE 0 0 19,564 MANHATTAN ASSOCIATES INC COM 562750109 758 5,231 SH SOLE 3,962 0 1,269 MANHATTAN BRDG CAP INC COM 562803106 135 17,222 SH SOLE 0 0 17,222 MANITEX INTL INC COM 563420108 74 10,150 SH SOLE 0 0 10,150 MANITOWOC CO INC COM NEW 563571405 528 21,534 SH SOLE 0 0 21,534 MANNKIND CORP COM NEW 56400P706 153 28,026 SH SOLE 0 0 28,026 MANPOWERGROUP INC WIS COM 56418H100 335 2,821 SH SOLE 42 0 2,779 MANULIFE FINL CORP COM 56501R106 3,474 176,347 SH SOLE 2,328 0 174,019 MARATHON DIGITAL HOLDINGS IN COM 565788106 3,395 108,228 SH SOLE 0 0 108,228 MARATHON OIL CORP COM 565849106 8,221 603,571 SH SOLE 0 0 603,571 MARATHON PETE CORP COM 56585A102 19,499 322,721 SH SOLE 164,291 0 158,430 MARAVAI LIFESCIENCES HLDGS I COM CL A 56600D107 290 6,960 SH SOLE 1,475 0 5,485 MARINEMAX INC COM 567908108 506 10,372 SH SOLE 3,231 0 7,141 MARKEL CORP COM 570535104 1,501 1,265 SH SOLE 228 0 1,037 MARKETAXESS HLDGS INC COM 57060D108 494 1,067 SH SOLE 293 0 774 MARRIOTT INTL INC NEW CL A 571903202 11,504 84,266 SH SOLE 7,297 0 76,969 MARRIOTT VACATIONS WORLDWIDE COM 57164Y107 1,461 9,174 SH SOLE 371 0 8,803 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 56 47,000 PRN SOLE 0 0 47,000 MARSH & MCLENNAN COS INC COM 571748102 8,336 59,252 SH SOLE 32,566 0 26,686 MARTEN TRANS LTD COM 573075108 387 23,456 SH SOLE 22,721 0 735 MARTIN MARIETTA MATLS INC COM 573284106 4,216 11,983 SH SOLE 2,642 0 9,341 MARVELL TECHNOLOGY INC COM 573874104 11,870 203,505 SH SOLE 41,228 0 162,277

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MASCO CORP COM 574599106 3,517 59,699 SH SOLE 6,209 0 53,490 MASIMO CORP COM 574795100 6,511 26,854 SH SOLE 2,353 0 24,501 MASONITE INTL CORP COM 575385109 668 5,974 SH SOLE 5,748 0 226 MASTEC INC COM 576323109 982 9,251 SH SOLE 985 0 8,266 MASTERCARD INCORPORATED CL A 57636Q104 200,618 549,504 SH SOLE 98,827 0 450,677 MASTERCRAFT BOAT HLDGS INC COM 57637H103 274 10,420 SH SOLE 0 0 10,420 MATADOR RES CO COM 576485205 255 7,083 SH SOLE 4,691 0 2,392 MATCH GROUP INC NEW COM 57667L107 6,600 40,928 SH SOLE 17,289 0 23,639 MATINAS BIOPHARMA HLDGS INC COM 576810105 121 155,958 SH SOLE 0 0 155,958 MATSON INC COM 57686G105 1,417 22,139 SH SOLE 144 0 21,995 MATTEL INC COM 577081102 473 23,519 SH SOLE 0 0 23,519 MAXAR TECHNOLOGIES INC COM 57778K105 594 14,889 SH SOLE 693 0 14,196 MAXIM INTEGRATED PRODS INC COM 57772K101 2,089 19,826 SH SOLE 162 0 19,664 MAXIMUS INC COM 577933104 6,919 78,647 SH SOLE 72,848 0 5,799 MAYVILLE ENGR CO INC COM 578605107 814 40,500 SH SOLE 0 0 40,500 MCCORMICK & CO INC COM NON VTG 579780206 16,139 182,728 SH SOLE 8,001 0 174,727 MCCORMICK & CO INC COM VTG 579780107 626 7,115 SH SOLE 0 0 7,115 MCDONALDS CORP COM 580135101 119,674 518,093 SH SOLE 46,729 0 471,364 MCEWEN MNG INC COM 58039P107 62 45,009 SH SOLE 0 0 45,009 MCKESSON CORP COM 58155Q103 8,690 45,442 SH SOLE 7,155 0 38,287 MDU RES GROUP INC COM 552690109 5,128 163,635 SH SOLE 31,628 0 132,007 MEDALLIA INC COM 584021109 553 16,380 SH SOLE 3,584 0 12,796 MEDICAL PPTYS TRUST INC COM 58463J304 11,666 580,384 SH SOLE 200 0 580,184 MEDIFAST INC COM 58470H101 923 3,262 SH SOLE 0 0 3,262 MEDIWOUND LTD ORD SHS M68830104 47 12,305 SH SOLE 0 0 12,305 MEDNAX INC COM 58502B106 245 8,124 SH SOLE 3,370 0 4,754 MEDPACE HLDGS INC COM 58506Q109 1,392 7,879 SH SOLE 1,561 0 6,318 MEDTRONIC PLC SHS G5960L103 57,416 462,548 SH SOLE 105,869 0 356,679 MELCO RESORTS AND ENTMNT LTD ADR 585464100 1,132 68,327 SH SOLE 9,951 0 58,376 MERCADOLIBRE INC COM 58733R102 32,718 21,003 SH SOLE 289 0 20,714 MERCK & CO INC COM 58933Y105 138,716 1,783,670 SH SOLE 454,269 0 1,329,401 MERCURY GENL CORP NEW COM 589400100 832 12,806 SH SOLE 0 0 12,806 MERCURY SYS INC COM 589378108 479 7,228 SH SOLE 6,548 0 680 MEREDITH CORP COM 589433101 240 5,527 SH SOLE 4,427 0 1,100 MERIT MED SYS INC COM 589889104 730 11,295 SH SOLE 11,153 0 142 MERITAGE HOMES CORP COM 59001A102 1,816 19,299 SH SOLE 0 0 19,299 MERITOR INC COM 59001K100 205 8,764 SH SOLE 0 0 8,764 MESA AIR GROUP INC COM NEW 590479135 280 30,023 SH SOLE 0 0 30,023 MESA LABS INC COM 59064R109 232 855 SH SOLE 63 0 792 MESOBLAST LTD SPONS ADR 590717104 99 13,302 SH SOLE 0 0 13,302 METLIFE INC COM 59156R108 24,313 406,224 SH SOLE 159,438 0 246,786 METROMILE INC COM 591697107 411 44,931 SH SOLE 34,856 0 10,075 METTLER TOLEDO INTERNATIONAL COM 592688105 889 642 SH SOLE 249 0 393 MFA FINL INC COM 55272X102 321 70,033 SH SOLE 0 0 70,033 MFS CHARTER INCOME TR SH BEN INT 552727109 1,610 184,243 SH SOLE 0 0 184,243 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 876 196,810 SH SOLE 0 0 196,810 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 284 59,862 SH SOLE 0 0 59,862 MFS INTER HIGH INCOME FD SH BEN INT 59318T109 1,626 485,490 SH SOLE 0 0 485,490 MFS INTER INCOME TR SH BEN INT 55273C107 154 41,149 SH SOLE 0 0 41,149 MFS INVT GRADE MUN TR SH BEN INT 59318B108 268 26,071 SH SOLE 0 0 26,071 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 2,385 381,664 SH SOLE 0 0 381,664 MFS MUN INCOME TR SH BEN INT 552738106 197 27,657 SH SOLE 0 0 27,657 MFS SPL VALUE TR SH BEN INT 55274E102 396 57,925 SH SOLE 0 0 57,925 MGE ENERGY INC COM 55277P104 1,087 14,596 SH SOLE 0 0 14,596 MGIC INVT CORP WIS COM 552848103 1,770 130,152 SH SOLE 49,953 0 80,199 MGM GROWTH PPTYS LLC CL A COM 55303A105 982 26,819 SH SOLE 3,545 0 23,274 MGM RESORTS INTERNATIONAL COM 552953101 277 6,500 SH Call SOLE 0 0 6,500 MGM RESORTS INTERNATIONAL COM 552953101 28,980 679,482 SH SOLE 14,214 0 665,268 MICROCHIP TECHNOLOGY INC. COM 595017104 15,583 104,068 SH SOLE 1,937 0 102,131

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 22 10,000 PRN SOLE 0 0 10,000 MICRON TECHNOLOGY INC COM 595112103 272 3,200 SH Put SOLE 0 0 3,200 MICRON TECHNOLOGY INC COM 595112103 23,831 280,433 SH SOLE 35,148 0 245,285 MICROSOFT CORP COM 594918104 271 1,000 SH Call SOLE 0 0 1,000 MICROSOFT CORP COM 594918104 325 1,200 SH Put SOLE 0 0 1,200 MICROSOFT CORP COM 594918104 1,072,679 3,959,687 SH SOLE 541,462 0 3,418,225 MICROSTRATEGY INC CL A NEW 594972408 8,991 13,531 SH SOLE 0 0 13,531 MID-AMER APT CMNTYS INC COM 59522J103 1,942 11,532 SH SOLE 1,382 0 10,150 MIDDLEBY CORP COM 596278101 545 3,143 SH SOLE 276 0 2,867 MIDDLESEX WTR CO COM 596680108 212 2,595 SH SOLE 0 0 2,595 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 135 12,855 SH SOLE 0 0 12,855 MIMECAST LTD ORD SHS G14838109 410 7,732 SH SOLE 6,619 0 1,113 MIMEDX GROUP INC COM 602496101 282 22,529 SH SOLE 0 0 22,529 MIND MEDICINE MINDMED INC COM SUB VTG 60255C109 152 44,170 SH SOLE 0 0 44,170 MINERALS TECHNOLOGIES INC COM 603158106 362 4,599 SH SOLE 2,656 0 1,943 MITEK SYS INC COM NEW 606710200 536 27,829 SH SOLE 0 0 27,829 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 523 96,517 SH SOLE 85,318 0 11,199 MKS INSTRS INC COM 55306N104 1,192 6,700 SH SOLE 24 0 6,676 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 130 14,009 SH SOLE 5,412 0 8,597 MODEL N INC COM 607525102 504 14,698 SH SOLE 833 0 13,865 MODERNA INC COM 60770K107 29,566 125,822 SH SOLE 131 0 125,691 MOELIS & CO CL A 60786M105 1,780 31,281 SH SOLE 18,567 0 12,714 MOHAWK INDS INC COM 608190104 592 3,078 SH SOLE 688 0 2,390 MOLINA HEALTHCARE INC COM 60855R100 3,852 15,222 SH SOLE 513 0 14,709 MOLSON COORS BEVERAGE CO CL B 60871R209 1,286 23,944 SH SOLE 0 0 23,944 MOMO INC ADR 60879B107 320 20,933 SH SOLE 130 0 20,803 MONDELEZ INTL INC CL A 609207105 31,272 500,827 SH SOLE 207,048 0 293,779 MONGODB INC CL A 60937P106 9,356 25,879 SH SOLE 127 0 25,752 MONMOUTH REAL ESTATE INVT CO CL A 609720107 900 48,054 SH SOLE 0 0 48,054 MONOLITHIC PWR SYS INC COM 609839105 10,513 28,150 SH SOLE 22,887 0 5,263 MONROE CAP CORP COM 610335101 259 24,180 SH SOLE 0 0 24,180 MONSTER BEVERAGE CORP NEW COM 61174X109 15,098 165,276 SH SOLE 131,986 0 33,290 MONTROSE ENVIRONMENTAL GROUP COM 615111101 797 14,845 SH SOLE 4,425 0 10,420 MOODYS CORP COM 615369105 20,876 57,608 SH SOLE 40,716 0 16,892 MOOG INC CL A 615394202 524 6,238 SH SOLE 0 0 6,238 MORGAN STANLEY COM NEW 617446448 52,416 571,665 SH SOLE 212,694 0 358,971 MORGAN STANLEY EMERGING MKTS COM 617477104 119 19,381 SH SOLE 0 0 19,381 MORGAN STANLEY EMKT DBT FD I COM 61744H105 2,266 242,301 SH SOLE 0 0 242,301 MORNINGSTAR INC COM 617700109 398 1,549 SH SOLE 474 0 1,075 MOSAIC CO NEW COM 61945C103 3,323 104,135 SH SOLE 2,382 0 101,753 MOTOROLA SOLUTIONS INC COM NEW 620076307 20,613 95,055 SH SOLE 72,150 0 22,905 MP MATERIALS CORP COM CL A 553368101 6,043 163,950 SH SOLE 10,257 0 153,693 MPLX LP COM UNIT REP LTD 55336V100 3,198 108,017 SH SOLE 0 0 108,017 MR COOPER GROUP INC COM 62482R107 521 15,754 SH SOLE 441 0 15,313 MSA SAFETY INC COM 553498106 214 1,293 SH SOLE 639 0 654 MSC INDL DIRECT INC CL A 553530106 426 4,742 SH SOLE 3,162 0 1,580 MSCI INC COM 55354G100 16,496 30,946 SH SOLE 25,778 0 5,168 MUELLER INDS INC COM 624756102 216 4,993 SH SOLE 535 0 4,458 MUELLER WTR PRODS INC COM SER A 624758108 440 30,512 SH SOLE 0 0 30,512 MURPHY OIL CORP COM 626717102 841 36,140 SH SOLE 3,249 0 32,891 MURPHY USA INC COM 626755102 1,268 9,510 SH SOLE 8,339 0 1,171 MVB FINL CORP COM 553810102 364 8,522 SH SOLE 0 0 8,522 MYR GROUP INC DEL COM 55405W104 668 7,344 SH SOLE 0 0 7,344 MYT NETHERLANDS PARENT B V ADS 55406W103 211 6,934 SH SOLE 6,534 0 400 NAKED BRAND GROUP LIMITED SHS NEW Q6519T117 76 117,150 SH SOLE 0 0 117,150 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 341 41,325 SH SOLE 0 0 41,325 NANO X IMAGING LTD ORD SHS M70700105 660 20,583 SH SOLE 0 0 20,583 NANOSTRING TECHNOLOGIES INC COM 63009R109 938 14,475 SH SOLE 10,027 0 4,448 NASDAQ INC COM 631103108 5,249 29,856 SH SOLE 12,015 0 17,841

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NATERA INC COM 632307104 2,474 21,792 SH SOLE 16,860 0 4,932 NATIONAL BANKSHARES INC VA COM 634865109 380 10,866 SH SOLE 0 0 10,866 NATIONAL BEVERAGE CORP COM 635017106 211 4,466 SH SOLE 0 0 4,466 NATIONAL FUEL GAS CO COM 636180101 969 18,538 SH SOLE 4,042 0 14,496 NATIONAL GRID PLC SPONSORED ADR NE 636274409 18,466 288,799 SH SOLE 220,888 0 67,911 NATIONAL HEALTH INVS INC COM 63633D104 798 11,897 SH SOLE 370 0 11,527 NATIONAL INSTRS CORP COM 636518102 206 4,871 SH SOLE 3,156 0 1,715 NATIONAL RETAIL PROPERTIES I COM 637417106 7,098 151,416 SH SOLE 383 0 151,033 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 2,407 47,607 SH SOLE 0 0 47,607 NATIXIS ETF TR LOOMIS SAYLES 63873X208 459 18,184 SH SOLE 0 0 18,184 NATURA &CO HLDG S A ADS 63884N108 222 9,774 SH SOLE 0 0 9,774 NATUS MED INC DEL COM 639050103 241 9,260 SH SOLE 1,380 0 7,880 NAVIENT CORPORATION COM 63938C108 1,726 89,267 SH SOLE 0 0 89,267 NBT BANCORP INC COM 628778102 296 8,231 SH SOLE 1,505 0 6,726 NCR CORP NEW COM 62886E108 961 21,062 SH SOLE 15,057 0 6,005 NEKTAR THERAPEUTICS COM 640268108 551 32,132 SH SOLE 0 0 32,132 NELNET INC CL A 64031N108 265 3,523 SH SOLE 0 0 3,523 NEOGEN CORP COM 640491106 1,033 22,444 SH SOLE 17,893 0 4,551 NEOGENOMICS INC COM NEW 64049M209 1,977 43,778 SH SOLE 7,717 0 36,061 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 16 13,395 SH SOLE 0 0 13,395 NETAPP INC COM 64110D104 3,163 38,654 SH SOLE 4,892 0 33,762 NETEASE INC SPONSORED ADS 64110W102 3,091 26,820 SH SOLE 763 0 26,057 NETFLIX INC COM 64110L106 145,079 274,662 SH SOLE 13,809 0 260,853 NEUBERGER BERMAN HIGH YIELD COM 64128C106 2,986 225,044 SH SOLE 0 0 225,044 NEUBERGER BERMAN MLP & ENERG COM 64129H104 123 24,694 SH SOLE 0 0 24,694 NEUBERGER BERMAN MUN FD INC COM 64124P101 447 27,774 SH SOLE 0 0 27,774 NEUBERGER BERMAN REAL ESTATE COM 64190A103 1,006 199,992 SH SOLE 0 0 199,992 NEUROCRINE BIOSCIENCES INC COM 64125C109 1,378 14,163 SH SOLE 11,218 0 2,945 NEVRO CORP COM 64157F103 1,463 8,822 SH SOLE 8,101 0 721 NEW AMER HIGH INCOME FD INC COM NEW 641876800 5,080 550,408 SH SOLE 0 0 550,408 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 588 9,802 SH SOLE 0 0 9,802 NEW GOLD INC CDA COM 644535106 90 49,529 SH SOLE 14,554 0 34,975 NEW JERSEY RES CORP COM 646025106 3,916 98,970 SH SOLE 17,278 0 81,692 NEW MTN FIN CORP COM 647551100 1,485 112,775 SH SOLE 704 0 112,071 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 1,779 217,260 SH SOLE 110 0 217,150 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 2,451 231,473 SH SOLE 18,919 0 212,554 NEW YORK CMNTY BANCORP INC COM 649445103 1,847 167,606 SH SOLE 366 0 167,240 NEW YORK MTG TR INC COM PAR $.02 649604501 110 24,566 SH SOLE 0 0 24,566 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 12 12,000 PRN SOLE 0 0 12,000 NEWAGE INC COM 650194103 83 37,166 SH SOLE 0 0 37,166 NEWELL BRANDS INC COM 651229106 2,737 99,627 SH SOLE 164 0 99,463 NEWMARK GROUP INC CL A 65158N102 120 10,023 SH SOLE 0 0 10,023 NEWMARKET CORP COM 651587107 738 2,291 SH SOLE 2,134 0 157 NEWMONT CORP COM 651639106 15,670 247,238 SH SOLE 39,327 0 207,911 NEWS CORP NEW CL A 65249B109 405 15,725 SH SOLE 12,145 0 3,580 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 1,379 39,487 SH SOLE 0 0 39,487 NEXGEN ENERGY LTD COM 65340P106 69 16,753 SH SOLE 0 0 16,753 NEXPOINT RESIDENTIAL TR INC COM 65341D102 612 11,137 SH SOLE 287 0 10,850 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 1,349 98,008 SH SOLE 0 0 98,008 NEXSTAR MEDIA GROUP INC CL A 65336K103 2,619 17,710 SH SOLE 12,550 0 5,160 NEXTERA ENERGY INC COM 65339F101 88,574 1,208,707 SH SOLE 254,811 0 953,896 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 458 9,300 SH SOLE 0 0 9,300 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 1,286 16,839 SH SOLE 1,441 0 15,398 NEXTIER OILFIELD SOLUTIONS COM 65290C105 72 15,152 SH SOLE 0 0 15,152 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 35 14,825 SH SOLE 0 0 14,825 NICE LTD SPONSORED ADR 653656108 993 4,013 SH SOLE 642 0 3,371 NIELSEN HLDGS PLC SHS EUR G6518L108 337 13,649 SH SOLE 12,814 0 835 NIKE INC CL B 654106103 75,708 490,051 SH SOLE 113,308 0 376,743 NIKOLA CORP COM 654110105 2,153 119,232 SH SOLE 0 0 119,232

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NIO INC SPON ADS 62914V106 19,379 364,263 SH SOLE 0 0 364,263 NISOURCE INC COM 65473P105 1,445 58,963 SH SOLE 13,484 0 45,479 NLIGHT INC COM 65487K100 391 10,785 SH SOLE 10,785 0 0 NMI HLDGS INC CL A 629209305 404 17,958 SH SOLE 17,656 0 302 NOKIA CORP SPONSORED ADR 654902204 2,832 532,346 SH SOLE 1,417 0 530,929 NOMAD FOODS LTD USD ORD SHS G6564A105 556 19,657 SH SOLE 12,788 0 6,869 NOMURA HLDGS INC SPONSORED ADR 65535H208 54 10,513 SH SOLE 0 0 10,513 NORDIC AMERICAN TANKERS LIMI COM G65773106 118 36,097 SH SOLE 0 0 36,097 NORDSON CORP COM 655663102 2,133 9,716 SH SOLE 8,083 0 1,633 NORDSTROM INC COM 655664100 2,313 63,256 SH SOLE 0 0 63,256 NORFOLK SOUTHN CORP COM 655844108 22,535 84,905 SH SOLE 10,513 0 74,392 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 19 38,900 SH SOLE 0 0 38,900 NORTHERN LTS FD TR III HCM DEFEN 500 66538R730 4,576 114,398 SH SOLE 0 0 114,398 NORTHERN LTS FD TR III HCM DEFND 100 66538R748 4,657 97,081 SH SOLE 0 0 97,081 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 8,064 188,984 SH SOLE 0 0 188,984 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 2,812 106,999 SH SOLE 0 0 106,999 NORTHERN LTS FD TR IV INSPIRE GBL HOPE 66538H658 975 25,056 SH SOLE 0 0 25,056 NORTHERN LTS FD TR IV INSPIRE SMAL ETF 66538H641 1,266 34,466 SH SOLE 0 0 34,466 NORTHERN LTS FD TR IV INTRNTINL ESG 66538H419 311 8,889 SH SOLE 0 0 8,889 NORTHERN LTS FD TR IV MAIN SECTR ROTN 66538H591 638 15,473 SH SOLE 0 0 15,473 NORTHERN TR CORP COM 665859104 2,579 22,306 SH SOLE 9,714 0 12,592 NORTHROP GRUMMAN CORP COM 666807102 42,200 116,116 SH SOLE 14,458 0 101,658 NORTHWEST BANCSHARES INC MD COM 667340103 158 11,570 SH SOLE 0 0 11,570 NORTHWEST NAT HLDG CO COM 66765N105 232 4,410 SH SOLE 0 0 4,410 NORTHWESTERN CORP COM NEW 668074305 272 4,517 SH SOLE 497 0 4,020 NORTONLIFELOCK INC COM 668771108 1,392 51,138 SH SOLE 27,344 0 23,794 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 224 7,600 SH Call SOLE 0 0 7,600 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 8,669 294,769 SH SOLE 21,843 0 272,926 NORWOOD FINL CORP COM 669549107 317 12,176 SH SOLE 0 0 12,176 NOV INC COM 62955J103 409 26,667 SH SOLE 429 0 26,238 NOVA MEASURING INSTRUMENTS L COM M7516K103 1,273 12,370 SH SOLE 0 0 12,370 NOVAGOLD RES INC COM NEW 66987E206 255 31,847 SH SOLE 0 0 31,847 NOVANTA INC COM 67000B104 1,174 8,712 SH SOLE 4,983 0 3,729 NOVARTIS AG SPONSORED ADR 66987V109 24,099 264,123 SH SOLE 102,981 0 161,142 NOVAVAX INC COM NEW 670002401 5,504 25,923 SH SOLE 15 0 25,908 NOVOCURE LTD ORD SHS G6674U108 3,800 17,130 SH SOLE 967 0 16,163 NOVO-NORDISK A S ADR 670100205 16,033 191,397 SH SOLE 46,890 0 144,507 NOW INC COM 67011P100 246 25,899 SH SOLE 24,077 0 1,822 NRG ENERGY INC COM NEW 629377508 5,481 136,012 SH SOLE 18,624 0 117,388 NU SKIN ENTERPRISES INC CL A 67018T105 278 4,912 SH SOLE 1,508 0 3,404 NUANCE COMMUNICATIONS INC COM 67020Y100 4,141 76,073 SH SOLE 23,176 0 52,897 NUCOR CORP COM 670346105 26,031 271,356 SH SOLE 32,219 0 239,137 NUSHARES ETF TR ESG HI TLD CRP 67092P854 1,076 43,348 SH SOLE 0 0 43,348 NUSHARES ETF TR NUVEEN ENHCD 1 5 67092P110 1,307 51,743 SH SOLE 0 0 51,743 NUSHARES ETF TR NUVEEN ENHNC YLD 67092P102 371 14,895 SH SOLE 0 0 14,895 NUSHARES ETF TR NUVEEN ESG EMRGN 67092P888 1,970 53,098 SH SOLE 0 0 53,098 NUSHARES ETF TR NUVEEN ESG INTL 67092P805 1,442 45,677 SH SOLE 0 0 45,677 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 18,640 288,895 SH SOLE 0 0 288,895 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 5,605 148,472 SH SOLE 0 0 148,472 NUSHARES ETF TR NUVEEN ESG MIDCP 67092P409 8,636 157,994 SH SOLE 0 0 157,994 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 1,558 42,966 SH SOLE 0 0 42,966 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 9,731 215,525 SH SOLE 0 0 215,525 NUSHARES ETF TR NUVEEN ESG US 67092P870 5,313 203,701 SH SOLE 0 0 203,701 NUSHARES ETF TR NUVEEN SHRT TERM 67092P706 412 12,119 SH SOLE 0 0 12,119 NUSTAR ENERGY LP UNIT COM 67058H102 2,186 121,099 SH SOLE 0 0 121,099 NUTANIX INC CL A 67059N108 3,246 84,925 SH SOLE 70,499 0 14,426 NUTRIEN LTD COM 67077M108 8,165 134,717 SH SOLE 75,698 0 59,019 NUVASIVE INC COM 670704105 3,254 48,010 SH SOLE 6,793 0 41,217 NUVEEN AMT FREE MUN CR INC F COM 67071L106 10,584 592,583 SH SOLE 0 0 592,583

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NUVEEN AMT FREE QLTY MUN INC COM 670657105 7,587 483,229 SH SOLE 0 0 483,229 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 799 46,255 SH SOLE 0 0 46,255 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 191 11,819 SH SOLE 0 0 11,819 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1,935 122,086 SH SOLE 0 0 122,086 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 1,376 84,391 SH SOLE 0 0 84,391 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1,184 110,618 SH SOLE 0 0 110,618 NUVEEN CORE EQUITY ALPHA FD COM 67090X107 1,529 92,989 SH SOLE 0 0 92,989 NUVEEN CORPORATE INCM NOVEME COM 67077N106 916 97,226 SH SOLE 0 0 97,226 NUVEEN CORPORATE INCOME 2023 COM 67079F101 168 16,897 SH SOLE 0 0 16,897 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 115 13,821 SH SOLE 0 0 13,821 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 910 134,888 SH SOLE 0 0 134,888 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 2,521 242,436 SH SOLE 0 0 242,436 NUVEEN DOW 30 DYNMC OVERWRT SHS 67075F105 1,070 62,893 SH SOLE 0 0 62,893 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 436 53,719 SH SOLE 0 0 53,719 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 354 20,414 SH SOLE 0 0 20,414 NUVEEN FLOATING RATE INCOME COM 67072T108 15,457 1,542,617 SH SOLE 0 0 1,542,617 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 1,155 118,316 SH SOLE 0 0 118,316 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 161 11,503 SH SOLE 0 0 11,503 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 189 11,639 SH SOLE 0 0 11,639 NUVEEN INT DUR QUAL MUN TRM COM 670677103 522 34,800 SH SOLE 0 0 34,800 NUVEEN INTER DURATION MUN TE COM 670671106 2,714 181,200 SH SOLE 0 0 181,200 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 295 19,473 SH SOLE 0 0 19,473 NUVEEN MULTI-MKT INCOME FD COM 67075J107 79 10,565 SH SOLE 0 0 10,565 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 1,810 117,586 SH SOLE 0 0 117,586 NUVEEN MUN INCOME FD INC COM 67062J102 611 51,672 SH SOLE 0 0 51,672 NUVEEN MUN VALUE FD INC COM 670928100 6,674 578,828 SH SOLE 0 0 578,828 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 3,868 224,729 SH SOLE 0 0 224,729 NUVEEN N Y MUN VALUE FD COM 67062M105 406 40,323 SH SOLE 0 0 40,323 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 5,167 175,866 SH SOLE 0 0 175,866 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 789 50,617 SH SOLE 0 0 50,617 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 225 15,859 SH SOLE 0 0 15,859 NUVEEN OHIO QLTY MUN INCOME COM 670980101 430 26,283 SH SOLE 0 0 26,283 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 570 37,719 SH SOLE 0 0 37,719 NUVEEN PFD & INCM SECURTIES COM 67072C105 12,712 1,276,322 SH SOLE 0 0 1,276,322 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 2,584 258,936 SH SOLE 0 0 258,936 NUVEEN PFD & INCOME TERM FD COM 67075A106 678 26,593 SH SOLE 0 0 26,593 NUVEEN QUALITY MUNCP INCOME COM 67066V101 3,063 191,341 SH SOLE 0 0 191,341 NUVEEN REAL ASSET INCOME & G COM 67074Y105 1,761 109,574 SH SOLE 0 0 109,574 NUVEEN REAL ESTATE INCOME FD COM 67071B108 1,788 161,191 SH SOLE 0 0 161,191 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 15,907 1,106,933 SH SOLE 0 0 1,106,933 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 1,821 100,546 SH SOLE 0 0 100,546 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 152 13,888 SH SOLE 0 0 13,888 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 387 23,434 SH SOLE 0 0 23,434 NUVEEN SELECT TAX-FREE INCOM SH BEN INT 67062F100 649 35,485 SH SOLE 0 0 35,485 NUVEEN SHORT DURATION CR OPP COM 67074X107 1,260 84,083 SH SOLE 0 0 84,083 NUVEEN SR INCOME FD COM 67067Y104 187 31,591 SH SOLE 0 0 31,591 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 8,816 376,743 SH SOLE 0 0 376,743 NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 601 37,371 SH SOLE 0 0 37,371 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 492 42,091 SH SOLE 0 0 42,091 NUVVE HOLDING CORP *W EXP 03/19/202 67079Y118 22 10,000 SH SOLE 0 0 10,000 NV5 GLOBAL INC COM 62945V109 775 8,201 SH SOLE 0 0 8,201 NVENT ELECTRIC PLC SHS G6700G107 3,704 118,558 SH SOLE 98,622 0 19,936 NVIDIA CORPORATION COM 67066G104 361,885 452,300 SH SOLE 75,777 0 376,523 NVR INC COM 62944T105 517 104 SH SOLE 0 0 104 NXP SEMICONDUCTORS N V COM N6596X109 30,033 145,990 SH SOLE 98,120 0 47,870 O2MICRO INTERNATIONAL LIMITE SPONS ADR 67107W100 105 14,552 SH SOLE 0 0 14,552 OAK STR HEALTH INC COM 67181A107 291 4,970 SH SOLE 0 0 4,970 OAKTREE SPECIALTY LENDING CO COM 67401P108 343 51,204 SH SOLE 0 0 51,204 OATLY GROUP AB SPONSORED ADS 67421J108 226 9,236 SH SOLE 184 0 9,052

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 248 17,858 SH SOLE 21 0 17,837 OCCIDENTAL PETE CORP COM 674599105 6,502 207,930 SH SOLE 187 0 207,743 OCEANEERING INTL INC COM 675232102 1,671 107,340 SH SOLE 2,447 0 104,893 OCEANFIRST FINL CORP COM 675234108 364 17,481 SH SOLE 1,235 0 16,246 OCUGEN INC COM 67577C105 113 14,030 SH SOLE 0 0 14,030 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 1,072 36,582 SH SOLE 0 0 36,582 OGE ENERGY CORP COM 670837103 3,793 112,732 SH SOLE 130 0 112,602 OHIO VY BANC CORP COM 677719106 609 24,913 SH SOLE 0 0 24,913 O-I GLASS INC COM 67098H104 536 32,834 SH SOLE 0 0 32,834 OIL STS INTL INC COM 678026105 141 17,941 SH SOLE 17,141 0 800 OKTA INC CL A 679295105 11,355 46,407 SH SOLE 592 0 45,815 OLD DOMINION FREIGHT LINE IN COM 679580100 9,354 36,856 SH SOLE 10,859 0 25,997 OLD NATL BANCORP IND COM 680033107 1,124 63,848 SH SOLE 9,794 0 54,054 OLD REP INTL CORP COM 680223104 6,345 254,700 SH SOLE 123,248 0 131,452 OLIN CORP COM PAR $1 680665205 2,747 59,383 SH SOLE 17,515 0 41,868 OLLIES BARGAIN OUTLET HLDGS COM 681116109 2,147 25,518 SH SOLE 14,420 0 11,098 OMEGA HEALTHCARE INVS INC COM 681936100 9,537 262,787 SH SOLE 14,491 0 248,296 OMNICELL COM COM 68213N109 894 5,904 SH SOLE 5,389 0 515 OMNICOM GROUP INC COM 681919106 7,979 99,748 SH SOLE 66,333 0 33,415 ON SEMICONDUCTOR CORP COM 682189105 1,339 34,992 SH SOLE 15,162 0 19,830 ONCOLYTICS BIOTECH INC COM NEW 682310875 33 11,960 SH SOLE 0 0 11,960 ONDAS HLDGS INC COM NEW 68236H204 144 18,173 SH SOLE 0 0 18,173 ONE GAS INC COM 68235P108 890 12,005 SH SOLE 885 0 11,120 ONEMAIN HLDGS INC COM 68268W103 5,115 85,373 SH SOLE 33,765 0 51,608 ONEOK INC NEW COM 682680103 28,878 519,007 SH SOLE 3,701 0 515,306 ONTO INNOVATION INC COM 683344105 295 4,041 SH SOLE 2,339 0 1,702 OPENDOOR TECHNOLOGIES INC COM 683712103 739 41,702 SH SOLE 0 0 41,702 OPKO HEALTH INC COM 68375N103 127 31,481 SH SOLE 0 0 31,481 OPORTUN FINL CORP COM 68376D104 466 23,284 SH SOLE 19,440 0 3,844 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 783 15,400 SH SOLE 0 0 15,400 OPTIMIZERX CORP COM NEW 68401U204 204 3,303 SH SOLE 0 0 3,303 ORACLE CORP COM 68389X105 54,262 697,096 SH SOLE 180,637 0 516,459 ORANGE SPONSORED ADR 684060106 704 61,510 SH SOLE 13,710 0 47,800 ORASURE TECHNOLOGIES INC COM 68554V108 122 12,007 SH SOLE 158 0 11,849 ORCHID IS CAP INC COM 68571X103 827 159,418 SH SOLE 0 0 159,418 OREILLY AUTOMOTIVE INC COM 67103H107 7,759 13,703 SH SOLE 1,264 0 12,439 ORGANIGRAM HLDGS INC COM 68620P101 56 19,436 SH SOLE 0 0 19,436 ORGANON & CO COMMON STOCK 68622V106 3,073 101,554 SH SOLE 2,023 0 99,531 ORMAT TECHNOLOGIES INC COM 686688102 988 14,204 SH SOLE 57 0 14,147 OSCAR HEALTH INC CL A 687793109 1,369 63,661 SH SOLE 0 0 63,661 OSHKOSH CORP COM 688239201 1,405 11,276 SH SOLE 3,350 0 7,926 OSI ETF TR OSHARES US QUALT 67110P407 9,273 220,678 SH SOLE 0 0 220,678 OSI ETF TR OSHARES US SMLCP 67110P100 4,553 129,703 SH SOLE 0 0 129,703 OSI ETF TR OSHS GBL INTER 67110P704 6,354 111,331 SH SOLE 0 0 111,331 OTIS WORLDWIDE CORP COM 68902V107 10,664 130,412 SH SOLE 30,455 0 99,957 OTTER TAIL CORP COM 689648103 1,976 40,486 SH SOLE 0 0 40,486 OUSTER INC COM 68989M103 1,163 93,075 SH SOLE 0 0 93,075 OVERSTOCK COM INC DEL COM 690370101 3,492 37,875 SH SOLE 0 0 37,875 OVINTIV INC COM 69047Q102 1,341 42,612 SH SOLE 0 0 42,612 OWENS & MINOR INC NEW COM 690732102 3,281 77,512 SH SOLE 2,130 0 75,382 OWENS CORNING NEW COM 690742101 926 9,454 SH SOLE 6,337 0 3,117 OWL ROCK CAPITAL CORPORATION COM 69121K104 11,615 813,911 SH SOLE 0 0 813,911 OXFORD LANE CAP CORP COM 691543102 365 49,305 SH SOLE 0 0 49,305 OXFORD SQUARE CAP CORP COM 69181V107 74 15,167 SH SOLE 0 0 15,167 PACCAR INC COM 693718108 7,800 87,392 SH SOLE 13,022 0 74,370 PACER FDS TR AMERCN ENRGY IND 69374H634 3,524 142,394 SH SOLE 0 0 142,394 PACER FDS TR BNCHMRK INDSTR 69374H766 6,875 159,355 SH SOLE 0 0 159,355 PACER FDS TR BNCHMRK INFRA 69374H741 25,943 643,112 SH SOLE 0 0 643,112 PACER FDS TR CFRA STVAL EQL 69374H691 4,512 118,725 SH SOLE 0 0 118,725

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PACER FDS TR DEVELOPED MRKT 69374H873 361 11,076 SH SOLE 0 0 11,076 PACER FDS TR GLOBL CASH ETF 69374H709 2,142 68,055 SH SOLE 0 0 68,055 PACER FDS TR LUNT LRG CP ALTR 69374H717 709 17,336 SH SOLE 0 0 17,336 PACER FDS TR LUNT LRGCP MULTI 69374H816 581 14,990 SH SOLE 0 0 14,990 PACER FDS TR PACER US SMALL 69374H857 20,810 466,480 SH SOLE 0 0 466,480 PACER FDS TR TRENDP 100 ETF 69374H303 39,540 713,843 SH SOLE 0 0 713,843 PACER FDS TR TRENDP US LAR CP 69374H105 66,968 1,781,069 SH SOLE 0 0 1,781,069 PACER FDS TR TRENDP US MID CP 69374H204 16,841 474,522 SH SOLE 0 0 474,522 PACER FDS TR TRENDPILOT EUR 69374H808 1,613 64,938 SH SOLE 0 0 64,938 PACER FDS TR TRENDPILOT FD 69374H675 2,214 72,921 SH SOLE 0 0 72,921 PACER FDS TR TRENDPILOT INTL 69374H683 9,644 333,257 SH SOLE 0 0 333,257 PACER FDS TR TRENDPILOT US BD 69374H642 52,862 1,907,693 SH SOLE 0 0 1,907,693 PACER FDS TR US CASH COWS 100 69374H881 21,708 507,426 SH SOLE 0 0 507,426 PACER FDS TR WEALTHSHIELD 69374H840 956 29,501 SH SOLE 0 0 29,501 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 2,777 79,420 SH SOLE 1,655 0 77,765 PACIFIC PREMIER BANCORP COM 69478X105 258 6,105 SH SOLE 1,074 0 5,031 PACIRA BIOSCIENCES INC COM 695127100 338 5,571 SH SOLE 1,347 0 4,224 PACKAGING CORP AMER COM 695156109 3,878 28,634 SH SOLE 9,079 0 19,555 PACWEST BANCORP DEL COM 695263103 425 10,324 SH SOLE 585 0 9,739 PAGERDUTY INC COM 69553P100 2,286 53,678 SH SOLE 18,540 0 35,138 PAGSEGURO DIGITAL LTD COM CL A G68707101 2,172 38,844 SH SOLE 1,031 0 37,813 PALANTIR TECHNOLOGIES INC CL A 69608A108 22,439 851,267 SH SOLE 33,239 0 818,028 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 52 85,190 SH SOLE 0 0 85,190 PALO ALTO NETWORKS INC COM 697435105 26,639 71,794 SH SOLE 26,888 0 44,906 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 15 10,000 PRN SOLE 0 0 10,000 PALOMAR HLDGS INC COM 69753M105 580 7,683 SH SOLE 31 0 7,652 PAN AMERN SILVER CORP COM 697900108 2,415 84,513 SH SOLE 1,854 0 82,659 PAPA JOHNS INTL INC COM 698813102 411 3,934 SH SOLE 0 0 3,934 PAR TECHNOLOGY CORP COM 698884103 269 3,851 SH SOLE 0 0 3,851 PARATEK PHARMACEUTICALS INC COM 699374302 632 92,709 SH SOLE 0 0 92,709 PARK HOTELS & RESORTS INC COM 700517105 752 36,503 SH SOLE 313 0 36,190 PARK NATL CORP COM 700658107 259 2,207 SH SOLE 0 0 2,207 PARKER-HANNIFIN CORP COM 701094104 8,233 26,809 SH SOLE 1,492 0 25,317 PARSONS CORP DEL COM 70202L102 573 14,546 SH SOLE 1,057 0 13,489 PARTNERS BANCORP COM 70213Q108 439 54,660 SH SOLE 0 0 54,660 PARTY CITY HOLDCO INC COM 702149105 7,121 763,243 SH SOLE 0 0 763,243 PATTERSON COS INC COM 703395103 256 8,410 SH SOLE 203 0 8,207 PAYCHEX INC COM 704326107 28,643 266,943 SH SOLE 12,278 0 254,665 PAYCOM SOFTWARE INC COM 70432V102 5,085 13,990 SH SOLE 2,815 0 11,175 PAYLOCITY HLDG CORP COM 70438V106 941 4,933 SH SOLE 3,468 0 1,465 PAYONEER GLOBAL INC COM 70451X104 186 17,965 SH SOLE 0 0 17,965 PAYPAL HLDGS INC COM 70450Y103 201,219 690,334 SH SOLE 101,587 0 588,747 PAYSAFE LIMITED ORD G6964L107 403 33,293 SH SOLE 0 0 33,293 PBF ENERGY INC CL A 69318G106 867 56,686 SH SOLE 0 0 56,686 PC CONNECTION INC COM 69318J100 214 4,618 SH SOLE 0 0 4,618 PCM FD INC COM 69323T101 227 19,163 SH SOLE 0 0 19,163 PDC ENERGY INC COM 69327R101 450 9,817 SH SOLE 0 0 9,817 PDS BIOTECHNOLOGY CORP COM 70465T107 641 51,050 SH SOLE 0 0 51,050 PEABODY ENGR CORP COM 704551100 118 14,867 SH SOLE 0 0 14,867 PEGASYSTEMS INC COM 705573103 1,122 8,064 SH SOLE 3,275 0 4,789 PELOTON INTERACTIVE INC CL A COM 70614W100 5,943 47,919 SH SOLE 0 0 47,919 PEMBINA PIPELINE CORP COM 706327103 2,036 64,079 SH SOLE 4,785 0 59,294 PENN NATL GAMING INC COM 707569109 12,295 160,736 SH SOLE 6,822 0 153,914 PENNANTPARK FLOATING RATE CA COM 70806A106 422 33,206 SH SOLE 0 0 33,206 PENNANTPARK INVT CORP COM 708062104 219 32,798 SH SOLE 145 0 32,653 PENNYMAC FINL SVCS INC NEW COM 70932M107 527 8,544 SH SOLE 0 0 8,544 PENNYMAC MTG INVT TR COM 70931T103 2,818 133,786 SH SOLE 1,863 0 131,923 PENSKE AUTOMOTIVE GRP INC COM 70959W103 822 10,888 SH SOLE 0 0 10,888 PENTAIR PLC SHS G7S00T104 3,107 46,038 SH SOLE 32,402 0 13,636

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PEOPLES UNITED FINANCIAL INC COM 712704105 3,136 182,985 SH SOLE 1,670 0 181,315 PEPSICO INC COM 713448108 133,389 900,246 SH SOLE 154,259 0 745,987 PERDOCEO ED CORP COM 71363P106 421 34,296 SH SOLE 1,495 0 32,801 PERFORMANCE FOOD GROUP CO COM 71377A103 350 7,223 SH SOLE 2,929 0 4,294 PERKINELMER INC COM 714046109 2,647 17,141 SH SOLE 1,650 0 15,491 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 362 64,397 SH SOLE 0 0 64,397 PERRIGO CO PLC SHS G97822103 1,174 25,598 SH SOLE 23,434 0 2,164 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 620 27,259 SH SOLE 446 0 26,813 PETCO HEALTH & WELLNESS CO I COM 71601V105 943 42,075 SH SOLE 19,124 0 22,951 PETIQ INC COM CL A 71639T106 1,941 50,276 SH SOLE 27,755 0 22,521 PETMED EXPRESS INC COM 716382106 914 28,683 SH SOLE 0 0 28,683 PETROCHINA CO LTD SPONSORED ADR 71646E100 302 6,153 SH SOLE 5,407 0 746 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 448 36,655 SH SOLE 14,299 0 22,356 PFIZER INC COM 717081103 168,028 4,290,796 SH SOLE 991,127 0 3,299,669 PG&E CORP COM 69331C108 4,721 464,166 SH SOLE 17,232 0 446,934 PGIM ETF TR ACTV HY BD ETF 69344A206 502 12,123 SH SOLE 0 0 12,123 PGIM ETF TR ULTRA SHORT 69344A107 8,754 175,950 SH SOLE 0 0 175,950 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 728 45,700 SH SOLE 0 0 45,700 PGIM HIGH YIELD BOND FUND IN COM 69346H100 1,491 91,618 SH SOLE 0 0 91,618 PHILIP MORRIS INTL INC COM 718172109 84,459 852,173 SH SOLE 459,810 0 392,363 PHILLIPS 66 COM 718546104 22,536 262,598 SH SOLE 18,308 0 244,290 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 2,002 50,727 SH SOLE 0 0 50,727 PHOTRONICS INC COM 719405102 158 11,975 SH SOLE 0 0 11,975 PHREESIA INC COM 71944F106 271 4,429 SH SOLE 1,237 0 3,192 PHYSICIANS RLTY TR COM 71943U104 3,221 174,365 SH SOLE 26,891 0 147,474 PIEDMONT LITHIUM INC COM 72016P105 1,252 16,022 SH SOLE 0 0 16,022 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,705 92,297 SH SOLE 3,056 0 89,241 PILGRIMS PRIDE CORP COM 72147K108 497 22,405 SH SOLE 5,555 0 16,850 PIMCO CALIF MUN INCOME FD COM 72200N106 611 32,099 SH SOLE 0 0 32,099 PIMCO CALIF MUN INCOME FD II COM 72200M108 177 18,447 SH SOLE 0 0 18,447 PIMCO CALIF MUN INCOME FD II COM 72201C109 501 43,671 SH SOLE 0 0 43,671 PIMCO CORPORATE & INCM STRG COM 72200U100 3,749 200,476 SH SOLE 5,900 0 194,576 PIMCO CORPORATE & INCOME OPP COM 72201B101 22,871 1,155,673 SH SOLE 0 0 1,155,673 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 16,243 725,772 SH SOLE 0 0 725,772 PIMCO DYNAMIC INCOME FD SHS 72201Y101 8,154 283,016 SH SOLE 0 0 283,016 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 330 14,219 SH SOLE 0 0 14,219 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 412 32,978 SH SOLE 0 0 32,978 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 10,161 101,672 SH SOLE 711 0 100,961 PIMCO ETF TR 1-5 US TIP IDX 72201R205 8,461 153,677 SH SOLE 2,201 0 151,476 PIMCO ETF TR 15+ YR US TIPS 72201R304 7,945 91,958 SH SOLE 0 0 91,958 PIMCO ETF TR 25YR+ ZERO U S 72201R882 2,310 15,913 SH SOLE 0 0 15,913 PIMCO ETF TR ACTIVE BD ETF 72201R775 58,988 531,613 SH SOLE 0 0 531,613 PIMCO ETF TR BROAD US TIPS 72201R403 3,126 47,564 SH SOLE 0 0 47,564 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 103,547 1,015,465 SH SOLE 2,165 0 1,013,300 PIMCO ETF TR ENHANCD SHORT 72201R643 2,408 23,924 SH SOLE 0 0 23,924 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 7,984 78,498 SH SOLE 0 0 78,498 PIMCO ETF TR INTER MUN BD ACT 72201R866 8,670 152,722 SH SOLE 0 0 152,722 PIMCO ETF TR INV GRD CRP BD 72201R817 7,263 63,444 SH SOLE 0 0 63,444 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 1,056 20,531 SH SOLE 0 0 20,531 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 1,424 128,250 SH SOLE 0 0 128,250 PIMCO HIGH INCOME FD COM SHS 722014107 1,224 178,886 SH SOLE 0 0 178,886 PIMCO INCOME OPPORTUNITY FD COM 72202B100 705 26,450 SH SOLE 0 0 26,450 PIMCO INCOME STRATEGY FD COM 72201H108 481 37,714 SH SOLE 0 0 37,714 PIMCO INCOME STRATEGY FD II COM 72201J104 4,624 421,124 SH SOLE 0 0 421,124 PIMCO MUN INCOME FD COM 72200R107 1,486 99,573 SH SOLE 0 0 99,573 PIMCO MUN INCOME FD II COM 72200W106 338 22,442 SH SOLE 0 0 22,442 PIMCO MUN INCOME FD III COM 72201A103 458 35,031 SH SOLE 0 0 35,031 PIMCO NEW YORK MUN FD II COM 72200Y102 124 10,300 SH SOLE 0 0 10,300 PIMCO NEW YORK MUN INCOME FD COM 72200T103 345 26,578 SH SOLE 0 0 26,578

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PIMCO STRATEGIC INCOME FD COM 72200X104 362 47,577 SH SOLE 0 0 47,577 PINDUODUO INC SPONSORED ADS 722304102 1,081 8,510 SH SOLE 150 0 8,360 PINNACLE FINL PARTNERS INC COM 72346Q104 251 2,840 SH SOLE 789 0 2,051 PINNACLE WEST CAP CORP COM 723484101 2,223 27,122 SH SOLE 4,673 0 22,449 PINTEREST INC CL A 72352L106 17,159 217,338 SH SOLE 12,379 0 204,959 PIONEER HIGH INCOME FUND INC COM 72369H106 329 33,836 SH SOLE 0 0 33,836 PIONEER MUNICIPAL HIGH INCOM COM 723762100 380 30,758 SH SOLE 0 0 30,758 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 238 18,335 SH SOLE 0 0 18,335 PIONEER NAT RES CO COM 723787107 4,808 29,581 SH SOLE 18,644 0 10,937 PIPER SANDLER COMPANIES COM 724078100 387 2,987 SH SOLE 410 0 2,577 PITNEY BOWES INC COM 724479100 691 78,746 SH SOLE 0 0 78,746 PJT PARTNERS INC COM CL A 69343T107 283 3,961 SH SOLE 1,636 0 2,325 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1,484 130,616 SH SOLE 0 0 130,616 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 395 33,047 SH SOLE 14,036 0 19,011 PLANET FITNESS INC CL A 72703H101 928 12,328 SH SOLE 5,876 0 6,452 PLATINUM GROUP METALS LTD COM 72765Q882 110 30,286 SH SOLE 0 0 30,286 PLAYSTUDIOS INC CLASS A COM 72815G108 505 68,058 SH SOLE 41,758 0 26,300 PLBY GROUP INC COM 72814P109 1,546 39,748 SH SOLE 0 0 39,748 PLDT INC SPONSORED ADR 69344D408 590 22,467 SH SOLE 0 0 22,467 PLEXUS CORP COM 729132100 413 4,517 SH SOLE 3,631 0 886 PLUG POWER INC COM NEW 72919P202 9,412 275,291 SH SOLE 3,059 0 272,232 PLYMOUTH INDL REIT INC COM 729640102 1,088 54,324 SH SOLE 11,088 0 43,236 PNC FINL SVCS GROUP INC COM 693475105 18,929 99,228 SH SOLE 26,686 0 72,542 POLARIS INC COM 731068102 6,492 47,398 SH SOLE 5,949 0 41,449 POLARITYTE INC COM 731094108 40 38,800 SH SOLE 0 0 38,800 POLYMET MNG CORP COM NEW 731916409 128 35,399 SH SOLE 0 0 35,399 POOL CORP COM 73278L105 4,410 9,615 SH SOLE 1,155 0 8,460 POPULAR INC COM NEW 733174700 412 5,489 SH SOLE 0 0 5,489 PORCH GROUP INC COM 733245104 424 21,924 SH SOLE 1,524 0 20,400 PORTLAND GEN ELEC CO COM NEW 736508847 1,123 24,365 SH SOLE 7,829 0 16,536 PORTMAN RIDGE FIN CORP COM 73688F102 32 13,406 SH SOLE 0 0 13,406 POSCO SPONSORED ADR 693483109 2,050 26,703 SH SOLE 12,603 0 14,100 POST HLDGS INC COM 737446104 2,133 19,664 SH SOLE 12,629 0 7,035 POTLATCHDELTIC CORPORATION COM 737630103 325 6,115 SH SOLE 0 0 6,115 POWER INTEGRATIONS INC COM 739276103 2,850 34,730 SH SOLE 1,133 0 33,597 POWERFLEET INC COM 73931J109 242 33,670 SH SOLE 0 0 33,670 PPG INDS INC COM 693506107 11,551 68,036 SH SOLE 36,671 0 31,365 PPL CORP COM 69351T106 20,351 727,591 SH SOLE 288,069 0 439,522 PRA GROUP INC COM 69354N106 386 10,040 SH SOLE 9,310 0 730 PRA HEALTH SCIENCES INC COM 69354M108 516 3,124 SH SOLE 373 0 2,751 PRECIGEN INC COM 74017N105 295 45,194 SH SOLE 0 0 45,194 PREFERRED APT CMNTYS INC COM 74039L103 533 54,647 SH SOLE 0 0 54,647 PRESTIGE CONSMR HEALTHCARE I COM 74112D101 415 7,966 SH SOLE 7,362 0 604 PRETIUM RES INC COM 74139C102 215 22,444 SH SOLE 2,409 0 20,035 PRICE T ROWE GROUP INC COM 74144T108 24,027 121,367 SH SOLE 6,897 0 114,470 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 23 21,000 PRN SOLE 0 0 21,000 PRIMERICA INC COM 74164M108 522 3,406 SH SOLE 243 0 3,163 PRIMORIS SVCS CORP COM 74164F103 725 24,624 SH SOLE 20,360 0 4,264 PRINCIPAL EXCHANGE-TRADED FD ACTV INCM ETF 74255Y102 846 20,237 SH SOLE 0 0 20,237 PRINCIPAL EXCHANGE-TRADED FD HELTHCARE INDX 74255Y409 941 15,453 SH SOLE 0 0 15,453 PRINCIPAL EXCHANGE-TRADED FD PRCPL MIL INDX 74255Y508 7,515 113,005 SH SOLE 0 0 113,005 PRINCIPAL EXCHANGE-TRADED FD PRNC INVT GRAD 74255Y821 216 8,047 SH SOLE 0 0 8,047 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 5,962 287,660 SH SOLE 0 0 287,660 PRINCIPAL EXCHANGE-TRADED FD US MEGA CP ETF 74255Y870 5,344 134,533 SH SOLE 0 0 134,533 PRINCIPAL EXCHANGE-TRADED FD US SMCP MLTFCTR 74255Y607 576 12,241 SH SOLE 0 0 12,241 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 6,347 100,437 SH SOLE 97 0 100,340 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 197 12,955 SH SOLE 0 0 12,955 PROCTER AND GAMBLE CO COM 742718109 223,306 1,654,980 SH SOLE 181,978 0 1,473,002 PROG HOLDINGS INC COM NPV 74319R101 549 11,409 SH SOLE 9,749 0 1,660

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PROGENITY INC COM 74319F107 39 11,000 SH SOLE 0 0 11,000 PROGRESSIVE CORP COM 743315103 13,449 136,938 SH SOLE 35,229 0 101,709 PROGYNY INC COM 74340E103 1,032 17,498 SH SOLE 10,753 0 6,745 PROLOGIS INC. COM 74340W103 27,622 231,092 SH SOLE 13,234 0 217,858 PROOFPOINT INC COM 743424103 1,937 11,149 SH SOLE 123 0 11,026 PROS HOLDINGS INC COM 74346Y103 865 18,981 SH SOLE 18,112 0 869 PROSHARES TR DECLINE RETAIL 74347B367 178 11,147 SH SOLE 0 0 11,147 PROSHARES TR DJ BRKFLD GLB 74347B508 480 10,383 SH SOLE 0 0 10,383 PROSHARES TR EQTS FOR RISIN 74347B391 500 10,190 SH SOLE 0 0 10,190 PROSHARES TR HD REPLICATION 74347X294 234 4,481 SH SOLE 0 0 4,481 PROSHARES TR HGH YLD INT RATE 74348A541 856 13,548 SH SOLE 0 0 13,548 PROSHARES TR INFLATN EXPECTNS 74348A814 1,492 49,979 SH SOLE 0 0 49,979 PROSHARES TR INVT INT RT HG 74347B607 5,119 66,886 SH SOLE 0 0 66,886 PROSHARES TR K1 FRE CRD OIL 74347G804 10,993 178,010 SH SOLE 0 0 178,010 PROSHARES TR LARGE CAP CRE 74347R248 15,496 156,063 SH SOLE 0 0 156,063 PROSHARES TR LONG ONLINE SHRT 74347B375 6,221 74,946 SH SOLE 0 0 74,946 PROSHARES TR MSCI EAFE DIVD 74347B839 779 16,970 SH SOLE 0 0 16,970 PROSHARES TR MSCI EMRG MKTS 74347B847 570 9,352 SH SOLE 0 0 9,352 PROSHARES TR MSCI EUR DIV 74347B540 261 5,010 SH SOLE 0 0 5,010 PROSHARES TR ONLINE RTL ETF 74347B169 3,847 47,568 SH SOLE 0 0 47,568 PROSHARES TR PET CARE ETF 74348A145 10,286 126,907 SH SOLE 0 0 126,907 PROSHARES TR PSHS SHORT DOW30 74347B235 2,941 86,308 SH SOLE 0 0 86,308 PROSHARES TR PSHS ULT S&P 500 74347R107 670 5,613 SH SOLE 0 0 5,613 PROSHARES TR PSHS ULTRA QQQ 74347R206 1,239 17,259 SH SOLE 0 0 17,259 PROSHARES TR RUSS 2000 DIVD 74347B698 11,609 182,377 SH SOLE 6,270 0 176,107 PROSHARES TR S&P 500 DV ARIST 74348A467 131,444 1,450,333 SH SOLE 43,519 0 1,406,814 PROSHARES TR S&P MDCP 400 DIV 74347B680 23,147 324,418 SH SOLE 5,055 0 319,363 PROSHARES TR S&P TECH DIVIDEN 74347G606 1,184 19,990 SH SOLE 0 0 19,990 PROSHARES TR SHORT QQQ NEW 74347B714 2,306 186,157 SH SOLE 0 0 186,157 PROSHARES TR SHORT S&P 500 NE 74347B425 13,478 875,782 SH SOLE 0 0 875,782 PROSHARES TR SHRT 20+YR TRE 74347X849 4,689 277,808 SH SOLE 0 0 277,808 PROSHARES TR SHRT RUSSELL2000 74348A210 1,714 81,778 SH SOLE 0 0 81,778 PROSHARES TR SHT 7-10 YR TR 74348A608 290 11,821 SH SOLE 0 0 11,821 PROSHARES TR ULTRAPRO QQQ 74347X831 218 1,777 SH SOLE 0 0 1,777 PROSPECT CAP CORP COM 74348T102 4,327 515,696 SH SOLE 0 0 515,696 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 224 225,000 PRN SOLE 0 0 225,000 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 50 46,000 PRN SOLE 0 0 46,000 PROTO LABS INC COM 743713109 2,015 21,951 SH SOLE 8,774 0 13,177 PROVIDENT BANCORP INC COM NEW 74383L105 508 31,177 SH SOLE 0 0 31,177 PRUDENTIAL FINL INC COM 744320102 29,337 286,299 SH SOLE 200 0 286,099 PRUDENTIAL PLC ADR 74435K204 1,011 26,530 SH SOLE 20,875 0 5,655 PSYCHEMEDICS CORP COM NEW 744375205 77 11,015 SH SOLE 0 0 11,015 PTC INC COM 69370C100 2,394 16,950 SH SOLE 6,128 0 10,822 PUBLIC STORAGE COM 74460D109 16,156 53,731 SH SOLE 4,183 0 49,548 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 15,467 258,913 SH SOLE 120,388 0 138,525 PUBMATIC INC COM CL A 74467Q103 528 13,514 SH SOLE 12,044 0 1,470 PULTE GROUP INC COM 745867101 3,030 55,516 SH SOLE 6,363 0 49,153 PURE STORAGE INC CL A 74624M102 2,824 144,575 SH SOLE 24,361 0 120,214 PURECYCLE TECHNOLOGIES INC COM 74623V103 1,199 50,714 SH SOLE 0 0 50,714 PURPLE INNOVATION INC COM 74640Y106 1,308 49,541 SH SOLE 0 0 49,541 PUTNAM MANAGED MUN INCOME TR COM 746823103 1,135 129,471 SH SOLE 0 0 129,471 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 174 41,646 SH SOLE 0 0 41,646 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 283 20,006 SH SOLE 0 0 20,006 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 225 48,297 SH SOLE 0 0 48,297 PVH CORPORATION COM 693656100 1,090 10,132 SH SOLE 699 0 9,433 Q2 HLDGS INC COM 74736L109 779 7,594 SH SOLE 6,210 0 1,384 QIAGEN NV SHS NEW N72482123 1,876 38,770 SH SOLE 4,806 0 33,964 QORVO INC COM 74736K101 5,363 27,409 SH SOLE 1,491 0 25,918 QTS RLTY TR INC COM CL A 74736A103 524 6,779 SH SOLE 4,859 0 1,920

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document QUAKER CHEM CORP COM 747316107 350 1,474 SH SOLE 1,025 0 449 QUALCOMM INC COM 747525103 106,562 745,555 SH SOLE 183,325 0 562,230 QUALTRICS INTL INC COM CL A 747601201 915 23,910 SH SOLE 0 0 23,910 QUALYS INC COM 74758T303 569 5,655 SH SOLE 1,529 0 4,126 QUANTA SVCS INC COM 74762E102 5,322 58,764 SH SOLE 7,655 0 51,109 QUANTUM CORP COM NEW 747906501 843 122,377 SH SOLE 515 0 121,862 QUANTUMSCAPE CORP COM CL A 74767V109 4,011 137,066 SH SOLE 0 0 137,066 QUEST DIAGNOSTICS INC COM 74834L100 7,036 53,313 SH SOLE 2,254 0 51,059 QUIDEL CORP COM 74838J101 2,516 19,638 SH SOLE 5,465 0 14,173 QUINSTREET INC COM 74874Q100 379 20,389 SH SOLE 20,348 0 41 QUOTIENT LTD SHS G73268107 389 106,782 SH SOLE 102,469 0 4,313 QURATE RETAIL INC COM SER A 74915M100 2,620 200,154 SH SOLE 173,958 0 26,196 R1 RCM INC COM 749397105 866 38,957 SH SOLE 31,971 0 6,986 RACKSPACE TECHNOLOGY INC COM 750102105 958 48,856 SH SOLE 6,652 0 42,204 RADIAN GROUP INC COM 750236101 262 11,776 SH SOLE 5,028 0 6,748 RADNET INC COM 750491102 376 11,164 SH SOLE 0 0 11,164 RADWARE LTD ORD M81873107 827 26,853 SH SOLE 24,620 0 2,233 RALPH LAUREN CORP CL A 751212101 772 6,549 SH SOLE 20 0 6,529 RAMBUS INC DEL COM 750917106 3,897 164,348 SH SOLE 2,465 0 161,883 RANGE RES CORP COM 75281A109 1,571 93,717 SH SOLE 0 0 93,717 RANGER ENERGY SVCS INC COM CL A 75282U104 355 44,422 SH SOLE 0 0 44,422 RAPID7 INC COM 753422104 814 8,600 SH SOLE 6,808 0 1,792 RATTLER MIDSTREAM LP COM UNITS 75419T103 111 10,135 SH SOLE 0 0 10,135 RAVEN INDS INC COM 754212108 430 7,431 SH SOLE 0 0 7,431 RAYMOND JAMES FINL INC COM 754730109 3,233 24,887 SH SOLE 7,305 0 17,582 RAYONIER ADVANCED MATLS INC COM 75508B104 87 12,998 SH SOLE 0 0 12,998 RAYONIER INC COM 754907103 403 11,205 SH SOLE 0 0 11,205 RAYTHEON TECHNOLOGIES CORP COM 75513E101 93,057 1,090,815 SH SOLE 215,966 0 874,849 RBB FD INC MFAM SMLCP GRWTH 74933W874 4,116 102,924 SH SOLE 0 0 102,924 RBB FD INC MOTLEY FOL ETF 74933W601 16,267 410,999 SH SOLE 0 0 410,999 RBC BEARINGS INC COM 75524B104 1,252 6,278 SH SOLE 5,613 0 665 RE MAX HLDGS INC CL A 75524W108 348 10,445 SH SOLE 9,895 0 550 REALTY INCOME CORP COM 756109104 43,610 653,427 SH SOLE 78,618 0 574,809 REAVES UTIL INCOME FD COM SH BEN INT 756158101 4,387 127,871 SH SOLE 0 0 127,871 RED RIVER BANCSHARES INC COM 75686R202 468 9,257 SH SOLE 0 0 9,257 RED ROBIN GOURMET BURGERS IN COM 75689M101 231 6,986 SH SOLE 0 0 6,986 RED ROCK RESORTS INC CL A 75700L108 3,474 81,752 SH SOLE 0 0 81,752 REDFIN CORP COM 75737F108 1,915 30,207 SH SOLE 0 0 30,207 REDWOOD TR INC COM 758075402 469 38,887 SH SOLE 1,383 0 37,504 REGAL BELOIT CORP COM 758750103 229 1,716 SH SOLE 1,531 0 185 REGENCY CTRS CORP COM 758849103 967 15,091 SH SOLE 1,303 0 13,788 REGENERON PHARMACEUTICALS COM 75886F107 19,457 34,835 SH SOLE 10,342 0 24,493 REGIONS FINANCIAL CORP NEW COM 7591EP100 10,340 512,394 SH SOLE 251,521 0 260,873 REINSURANCE GRP OF AMERICA I COM NEW 759351604 792 6,952 SH SOLE 1,155 0 5,797 REKOR SYSTEMS INC COM 759419104 742 73,044 SH SOLE 0 0 73,044 RELIANCE STEEL & ALUMINUM CO COM 759509102 2,016 13,357 SH SOLE 8,119 0 5,238 RELX PLC SPONSORED ADR 759530108 1,232 46,180 SH SOLE 35,841 0 10,339 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 7,246 109,454 SH SOLE 0 0 109,454 RENAISSANCERE HLDGS LTD COM G7496G103 335 2,248 SH SOLE 1,751 0 497 RENASANT CORP COM 75970E107 1,627 40,669 SH SOLE 0 0 40,669 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 410 6,576 SH SOLE 0 0 6,576 RENT A CTR INC NEW COM 76009N100 560 10,544 SH SOLE 0 0 10,544 REPLIGEN CORP COM 759916109 2,265 11,345 SH SOLE 4,797 0 6,548 REPUBLIC FIRST BANCORP INC COM 760416107 42 10,516 SH SOLE 0 0 10,516 REPUBLIC SVCS INC COM 760759100 10,478 95,249 SH SOLE 12,883 0 82,366 RESIDEO TECHNOLOGIES INC COM 76118Y104 472 15,732 SH SOLE 4,953 0 10,779 RESMED INC COM 761152107 4,106 16,657 SH SOLE 3,857 0 12,800 RESONANT INC COM 76118L102 131 40,750 SH SOLE 0 0 40,750 RESTAURANT BRANDS INTL INC COM 76131D103 3,687 57,218 SH SOLE 46,596 0 10,622

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document RETAIL PPTYS AMER INC CL A 76131V202 1,119 97,716 SH SOLE 0 0 97,716 RETRACTABLE TECHNOLOGIES INC COM 76129W105 481 41,619 SH SOLE 0 0 41,619 REVANCE THERAPEUTICS INC COM 761330109 775 26,152 SH SOLE 0 0 26,152 REVOLVE GROUP INC CL A 76156B107 732 10,624 SH SOLE 501 0 10,123 REWALK ROBOTICS LTD SHS M8216Q200 44 26,110 SH SOLE 0 0 26,110 REXFORD INDL RLTY INC COM 76169C100 209 3,671 SH SOLE 179 0 3,492 REYNOLDS CONSUMER PRODS INC COM 76171L106 589 19,401 SH SOLE 15,203 0 4,198 RH COM 74967X103 2,373 3,495 SH SOLE 74 0 3,421 RICEBRAN TECHNOLOGIES COM NEW 762831204 87 77,061 SH SOLE 0 0 77,061 RIGEL PHARMACEUTICALS INC COM NEW 766559603 70 16,088 SH SOLE 2,988 0 13,100 RIMINI STR INC DEL COM 76674Q107 352 57,169 SH SOLE 0 0 57,169 RING ENERGY INC COM 76680V108 76 25,452 SH SOLE 0 0 25,452 RINGCENTRAL INC CL A 76680R206 4,120 14,177 SH SOLE 2,925 0 11,252 RIO TINTO PLC SPONSORED ADR 767204100 13,446 160,283 SH SOLE 35,368 0 124,915 RITCHIE BROS AUCTIONEERS COM 767744105 864 14,573 SH SOLE 9,599 0 4,974 RITE AID CORP COM 767754872 345 21,184 SH SOLE 0 0 21,184 RLI CORP COM 749607107 7,448 71,211 SH SOLE 3,788 0 67,423 RLJ LODGING TR COM 74965L101 470 30,842 SH SOLE 27,117 0 3,725 ROBERT HALF INTL INC COM 770323103 1,031 11,584 SH SOLE 3,252 0 8,332 ROBLOX CORP CL A 771049103 11,352 126,160 SH SOLE 29,814 0 96,346 ROCKET COS INC COM CL A 77311W101 1,097 56,671 SH SOLE 728 0 55,943 ROCKWELL AUTOMATION INC COM 773903109 20,708 72,402 SH SOLE 37,568 0 34,834 ROCKWELL MED INC COM 774374102 15 16,960 SH SOLE 0 0 16,960 ROGERS CORP COM 775133101 250 1,247 SH SOLE 277 0 970 ROKU INC COM CL A 77543R102 46,054 100,282 SH SOLE 9,326 0 90,956 ROLLINS INC COM 775711104 1,894 55,383 SH SOLE 2,576 0 52,807 ROOT INC COM CL A 77664L108 131 12,125 SH SOLE 0 0 12,125 ROPER TECHNOLOGIES INC COM 776696106 7,738 16,457 SH SOLE 2,319 0 14,138 ROSS STORES INC COM 778296103 7,212 58,158 SH SOLE 30,903 0 27,255 ROYAL BK CDA COM 780087102 4,872 48,094 SH SOLE 6,446 0 41,648 ROYAL CARIBBEAN GROUP COM V7780T103 4,978 58,375 SH SOLE 4,395 0 53,980 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6,082 156,621 SH SOLE 4,575 0 152,046 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 10,690 264,601 SH SOLE 1,543 0 263,058 ROYAL GOLD INC COM 780287108 3,637 31,876 SH SOLE 58 0 31,818 ROYCE MICRO-CAP TR INC COM 780915104 1,393 112,318 SH SOLE 0 0 112,318 ROYCE VALUE TR INC COM 780910105 6,619 348,940 SH SOLE 0 0 348,940 RPM INTL INC COM 749685103 4,528 51,056 SH SOLE 1,767 0 49,289 RUBIUS THERAPEUTICS INC COM 78116T103 875 35,845 SH SOLE 0 0 35,845 RUSH ENTERPRISES INC CL A 781846209 496 11,462 SH SOLE 10,251 0 1,211 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 817 7,550 SH SOLE 6,058 0 1,492 RYDER SYS INC COM 783549108 380 5,114 SH SOLE 20 0 5,094 RYMAN HOSPITALITY PPTYS INC COM 78377T107 223 2,825 SH SOLE 329 0 2,496 S&P GLOBAL INC COM 78409V104 13,368 32,569 SH SOLE 8,138 0 24,431 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 230 48,832 SH SOLE 0 0 48,832 SABINE RTY TR UNIT BEN INT 785688102 330 8,176 SH SOLE 0 0 8,176 SABRA HEALTH CARE REIT INC COM 78573L106 1,056 58,027 SH SOLE 515 0 57,512 SABRE CORP COM 78573M104 1,147 91,936 SH SOLE 8,026 0 83,910 SAFE BULKERS INC COM Y7388L103 181 45,054 SH SOLE 0 0 45,054 SAFE T GROUP LTD SPONSORD ADS NEW 78643B401 23 15,300 SH SOLE 0 0 15,300 SAFETY INS GROUP INC COM 78648T100 912 11,648 SH SOLE 0 0 11,648 SAGE THERAPEUTICS INC COM 78667J108 243 4,275 SH SOLE 7 0 4,268 SALESFORCE COM INC COM 79466L302 140,262 574,210 SH SOLE 139,212 0 434,998 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 99 16,575 SH SOLE 0 0 16,575 SANDERSON FARMS INC COM 800013104 398 2,119 SH SOLE 95 0 2,024 SANDSTORM GOLD LTD COM NEW 80013R206 757 95,882 SH SOLE 0 0 95,882 SANGAMO THERAPEUTICS INC COM 800677106 180 15,025 SH SOLE 0 0 15,025 SANMINA CORPORATION COM 801056102 200 5,136 SH SOLE 3,795 0 1,341 SANOFI SPONSORED ADR 80105N105 5,280 100,270 SH SOLE 22,449 0 77,821 SAP SE SPON ADR 803054204 3,718 26,473 SH SOLE 10,123 0 16,350

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SARATOGA INVT CORP COM NEW 80349A208 1,857 69,098 SH SOLE 0 0 69,098 SAREPTA THERAPEUTICS INC COM 803607100 2,024 26,037 SH SOLE 22 0 26,015 SASOL LTD SPONSORED ADR 803866300 231 15,046 SH SOLE 0 0 15,046 SBA COMMUNICATIONS CORP NEW CL A 78410G104 13,264 41,618 SH SOLE 31,149 0 10,469 SCHLUMBERGER LTD COM STK 806857108 11,134 347,827 SH SOLE 105,730 0 242,097 SCHRODINGER INC COM 80810D103 552 7,302 SH SOLE 0 0 7,302 SCHWAB CHARLES CORP COM 808513105 23,439 321,924 SH SOLE 98,224 0 223,700 SCHWAB STRATEGIC TR 1000 INDEX ETF 808524722 442 10,352 SH SOLE 0 0 10,352 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 362 6,878 SH SOLE 0 0 6,878 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 13,152 400,008 SH SOLE 0 0 400,008 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 26,392 669,011 SH SOLE 0 0 669,011 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1,232 29,622 SH SOLE 146 0 29,476 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4,175 73,411 SH SOLE 0 0 73,411 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 276 5,079 SH SOLE 0 0 5,079 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 12,688 231,866 SH SOLE 0 0 231,866 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1,746 32,102 SH SOLE 0 0 32,102 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 10,494 325,384 SH SOLE 0 0 325,384 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 6,005 180,445 SH SOLE 0 0 180,445 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 366 9,314 SH SOLE 0 0 9,314 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 7,114 138,891 SH SOLE 4,375 0 134,516 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 16,999 311,329 SH SOLE 0 0 311,329 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 25,914 248,530 SH SOLE 0 0 248,530 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 269,779 3,567,557 SH SOLE 164 0 3,567,393 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 115,359 790,347 SH SOLE 0 0 790,347 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 65,346 955,763 SH SOLE 0 0 955,763 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 85,458 821,950 SH SOLE 0 0 821,950 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 40,341 515,409 SH SOLE 0 0 515,409 SCHWAB STRATEGIC TR US REIT ETF 808524847 6,115 133,543 SH SOLE 0 0 133,543 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 43,266 415,301 SH SOLE 180 0 415,121 SCHWAB STRATEGIC TR US TIPS ETF 808524870 31,463 503,325 SH SOLE 186 0 503,139 SCIENCE APPLICATIONS INTL CO COM 808625107 1,158 13,198 SH SOLE 1,600 0 11,598 SCIPLAY CORPORATION CL A 809087109 1,478 87,174 SH SOLE 0 0 87,174 SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 3,627 181,780 SH SOLE 0 0 181,780 SCORPIO TANKERS INC SHS Y7542C130 204 9,267 SH SOLE 0 0 9,267 SCOTTS MIRACLE-GRO CO CL A 810186106 8,671 45,178 SH SOLE 0 0 45,178 SEA LTD SPONSORD ADS 81141R100 23,480 85,508 SH SOLE 32,709 0 52,799 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 12,470 141,822 SH SOLE 76,871 0 64,951 SEAGEN INC COM 81181C104 2,634 16,683 SH SOLE 6,474 0 10,209 SEALED AIR CORP NEW COM 81211K100 2,334 39,396 SH SOLE 1,334 0 38,062 SECOND SIGHT MED PRODS INC COM NEW 81362J209 61 12,350 SH SOLE 0 0 12,350 SEI INVTS CO COM 784117103 2,750 44,372 SH SOLE 39,276 0 5,096 SELECT MED HLDGS CORP COM 81619Q105 418 9,896 SH SOLE 4,924 0 4,972 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 182,302 2,251,476 SH SOLE 47,210 0 2,204,266 SELECT SECTOR SPDR TR ENERGY 81369Y506 222,774 4,135,401 SH SOLE 27,458 0 4,107,943 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1,497 40,800 SH Put SOLE 0 0 40,800 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 400,632 10,919,371 SH SOLE 181,714 0 10,737,657 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 144,374 3,256,793 SH SOLE 8,204 0 3,248,589 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 199,665 1,118,257 SH SOLE 20,620 0 1,097,637 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 112,406 1,606,493 SH SOLE 6,593 0 1,599,900 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 305,090 2,422,314 SH SOLE 31,556 0 2,390,758 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 360,229 3,517,861 SH SOLE 50,831 0 3,467,030 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 114,605 1,812,507 SH SOLE 5,000 0 1,807,507 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 125,190 1,520,959 SH SOLE 4,659 0 1,516,300 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 467,067 3,163,122 SH SOLE 43,252 0 3,119,870 SELECTIVE INS GROUP INC COM 816300107 3,648 44,949 SH SOLE 0 0 44,949 SEMPRA ENERGY COM 816851109 11,481 86,662 SH SOLE 21,297 0 65,365 SEMTECH CORP COM 816850101 779 11,329 SH SOLE 5,780 0 5,549 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 4,256 73,411 SH SOLE 39,492 0 33,919 SENSEONICS HLDGS INC COM 81727U105 96 25,125 SH SOLE 0 0 25,125

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SERES THERAPEUTICS INC COM 81750R102 1,543 64,702 SH SOLE 24,680 0 40,022 SERVICE CORP INTL COM 817565104 1,214 22,649 SH SOLE 6,011 0 16,638 SERVICE PPTYS TR COM SH BEN INT 81761L102 1,606 127,431 SH SOLE 0 0 127,431 SERVICENOW INC COM 81762P102 69,938 127,265 SH SOLE 11,436 0 115,829 SERVISFIRST BANCSHARES INC COM 81768T108 1,491 21,938 SH SOLE 31 0 21,907 SESEN BIO INC COM 817763105 137 29,650 SH SOLE 0 0 29,650 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 103 10,400 SH SOLE 0 0 10,400 SFL CORPORATION LTD SHS G7738W106 872 114,025 SH SOLE 0 0 114,025 SHAKE SHACK INC CL A 819047101 3,559 33,252 SH SOLE 10,173 0 23,079 SHARPS COMPLIANCE CORP COM 820017101 127 12,378 SH SOLE 0 0 12,378 SHENANDOAH TELECOMMUNICATION COM 82312B106 2,692 55,489 SH SOLE 0 0 55,489 SHERWIN WILLIAMS CO COM 824348106 22,420 82,288 SH SOLE 16,089 0 66,199 SHIFT4 PMTS INC CL A 82452J109 35,173 375,300 SH SOLE 0 0 375,300 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 625 17,420 SH SOLE 16,571 0 849 SHOALS TECHNOLOGIES GROUP IN CL A 82489W107 628 17,691 SH SOLE 13,791 0 3,900 SHOCKWAVE MED INC COM 82489T104 4,390 23,140 SH SOLE 4,553 0 18,587 SHOPIFY INC CL A 82509L107 89,654 61,366 SH SOLE 4,009 0 57,357 SHYFT GROUP INC COM 825698103 1,944 51,967 SH SOLE 592 0 51,375 SIENTRA INC COM 82621J105 843 105,849 SH SOLE 0 0 105,849 SIERRA WIRELESS INC COM 826516106 465 24,495 SH SOLE 0 0 24,495 SIGNATURE BK NEW YORK N Y COM 82669G104 2,510 10,218 SH SOLE 5,911 0 4,307 SIGNET JEWELERS LIMITED SHS G81276100 328 4,062 SH SOLE 0 0 4,062 SIGNIFY HEALTH INC CL A COM 82671G100 377 12,374 SH SOLE 11,889 0 485 SILICON LABORATORIES INC COM 826919102 396 2,583 SH SOLE 1,494 0 1,089 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 319 4,978 SH SOLE 2,402 0 2,576 SILVERCORP METALS INC COM 82835P103 731 133,159 SH SOLE 0 0 133,159 SILVERGATE CAP CORP CL A 82837P408 609 5,375 SH SOLE 0 0 5,375 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 378 12,895 SH SOLE 0 0 12,895 SIMON PPTY GROUP INC NEW COM 828806109 23,491 180,039 SH SOLE 3,855 0 176,184 SIMPSON MFG INC COM 829073105 591 5,355 SH SOLE 432 0 4,923 SIMULATIONS PLUS INC COM 829214105 323 5,884 SH SOLE 0 0 5,884 SINCLAIR BROADCAST GROUP INC CL A 829226109 1,034 31,123 SH SOLE 17 0 31,106 SIREN ETF TR DIVCN DIVD ETF 829658400 1,624 43,039 SH SOLE 0 0 43,039 SIREN ETF TR DIVCN LDRS ETF 829658301 2,101 39,168 SH SOLE 0 0 39,168 SIREN ETF TR NSD NXGN ECO ETF 829658202 3,790 79,770 SH SOLE 0 0 79,770 SIRIUS XM HOLDINGS INC COM 82968B103 1,653 252,749 SH SOLE 1,885 0 250,864 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 2,022 11,948 SH SOLE 9,132 0 2,816 SIX FLAGS ENTMT CORP NEW COM 83001A102 1,592 36,795 SH SOLE 7,474 0 29,321 SIXTH STREET SPECIALTY LENDN COM 83012A109 3,056 137,742 SH SOLE 635 0 137,107 SKECHERS U S A INC CL A 830566105 514 10,315 SH SOLE 0 0 10,315 SKILLZ INC COM 83067L109 725 33,394 SH SOLE 0 0 33,394 SKYWEST INC COM 830879102 541 12,569 SH SOLE 10,320 0 2,249 SKYWORKS SOLUTIONS INC COM 83088M102 17,899 93,343 SH SOLE 10,487 0 82,856 SLACK TECHNOLOGIES INC COM CL A 83088V102 4,852 109,536 SH SOLE 0 0 109,536 SLEEP NUMBER CORP COM 83125X103 335 3,051 SH SOLE 0 0 3,051 SLR INVESTMENT CORP COM 83413U100 691 37,066 SH SOLE 3,517 0 33,549 SMART GLOBAL HLDGS INC SHS G8232Y101 203 4,264 SH SOLE 4,053 0 211 SMARTSHEET INC COM CL A 83200N103 1,411 19,509 SH SOLE 9,002 0 10,507 SMILEDIRECTCLUB INC CL A COM 83192H106 868 100,039 SH SOLE 0 0 100,039 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 1,763 40,575 SH SOLE 15,265 0 25,310 SMITH & WESSON BRANDS INC COM 831754106 1,871 53,933 SH SOLE 0 0 53,933 SMITH A O CORP COM 831865209 4,218 58,541 SH SOLE 1,822 0 56,719 SMUCKER J M CO COM NEW 832696405 5,967 46,052 SH SOLE 2,925 0 43,127 SNAP INC CL A 83304A106 7,399 108,581 SH SOLE 19,384 0 89,197 SNAP ON INC COM 833034101 3,082 13,794 SH SOLE 5,579 0 8,215 SNOWFLAKE INC CL A 833445109 9,527 39,402 SH SOLE 851 0 38,551 SOC TELEMED INC COM CL A 78472F101 298 52,386 SH SOLE 36,241 0 16,145 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 25 12,100 SH SOLE 0 0 12,100 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 30 12,500 SH SOLE 0 0 12,500

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 587 12,395 SH SOLE 0 0 12,395 SOFI TECHNOLOGIES INC COM 83406F102 1,229 64,092 SH SOLE 0 0 64,092 SOLAREDGE TECHNOLOGIES INC COM 83417M104 2,499 9,044 SH SOLE 307 0 8,737 SONOCO PRODS CO COM 835495102 1,262 18,864 SH SOLE 66 0 18,798 SONOS INC COM 83570H108 2,300 65,299 SH SOLE 0 0 65,299 SONY GROUP CORPORATION SPONSORED ADR 835699307 5,387 55,409 SH SOLE 20,074 0 35,335 SORRENTO THERAPEUTICS INC COM NEW 83587F202 1,108 114,311 SH SOLE 0 0 114,311 SOUTH JERSEY INDS INC COM 838518108 411 15,842 SH SOLE 166 0 15,676 SOUTHERN CO COM 842587107 72,547 1,198,928 SH SOLE 319,135 0 879,793 SOUTHERN CO UNIT 08/01/2022 842587602 2,967 58,645 SH SOLE 0 0 58,645 SOUTHERN COPPER CORP COM 84265V105 3,509 54,559 SH SOLE 2,652 0 51,907 SOUTHWEST AIRLS CO COM 844741108 25,778 485,547 SH SOLE 5,396 0 480,151 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 33 22,000 PRN SOLE 0 0 22,000 SOUTHWEST GAS HLDGS INC COM 844895102 247 3,731 SH SOLE 0 0 3,731 SOUTHWESTERN ENERGY CO COM 845467109 227 40,019 SH SOLE 0 0 40,019 SPARTANNASH CO COM 847215100 409 21,181 SH SOLE 3,013 0 18,168 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2,760 8,000 SH Put SOLE 0 0 8,000 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 336,612 975,828 SH SOLE 19 0 975,809 SPDR GOLD TR GOLD SHS 78463V107 321,299 1,939,859 SH SOLE 0 0 1,939,859 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 7,851 58,360 SH SOLE 32 0 58,328 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 9,734 189,052 SH SOLE 20 0 189,032 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1,449 39,465 SH SOLE 0 0 39,465 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 10,646 227,332 SH SOLE 0 0 227,332 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 8,562 161,555 SH SOLE 0 0 161,555 SPDR INDEX SHS FDS LOW CARBON ETF 78463X194 889 6,989 SH SOLE 0 0 6,989 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 14,044 465,042 SH SOLE 0 0 465,042 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 1,228 14,698 SH SOLE 0 0 14,698 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 23,990 317,196 SH SOLE 0 0 317,196 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 1,655 20,159 SH SOLE 0 0 20,159 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 5,469 77,905 SH SOLE 0 0 77,905 SPDR INDEX SHS FDS MSCI WRLD STRGIC 78463X418 913 8,819 SH SOLE 0 0 8,819 SPDR INDEX SHS FDS PORTFLI MSCI GBL 78463X475 11,613 209,167 SH SOLE 0 0 209,167 SPDR INDEX SHS FDS PORTFLO EURP ETF 78463X103 14,294 341,555 SH SOLE 0 0 341,555 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 176,759 4,804,548 SH SOLE 1,688 0 4,802,860 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 115,155 2,530,879 SH SOLE 371 0 2,530,508 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 2,005 15,110 SH SOLE 0 0 15,110 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 2,312 77,127 SH SOLE 104 0 77,023 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 3,439 56,085 SH SOLE 0 0 56,085 SPDR INDEX SHS FDS S&P GBLINF ETF 78463X855 1,518 29,077 SH SOLE 0 0 29,077 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 2,340 34,373 SH SOLE 0 0 34,373 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 7,213 183,059 SH SOLE 0 0 183,059 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 9,770 252,728 SH SOLE 0 0 252,728 SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 3,627 87,186 SH SOLE 0 0 87,186 SPDR S&P 500 ETF TR TR UNIT 78462F103 49,355 115,300 SH Put SOLE 0 0 115,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 1,985,422 4,638,186 SH SOLE 914 0 4,637,272 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 80,883 164,728 SH SOLE 9 0 164,719 SPDR SER TR AEROSPACE DEF 78464A631 22,165 167,537 SH SOLE 10 0 167,527 SPDR SER TR BLMBRG BRC CNVRT 78464A359 102,124 1,177,490 SH SOLE 7 0 1,177,483 SPDR SER TR BLOMBERG 1 10 YR 78468R861 9,155 433,171 SH SOLE 0 0 433,171 SPDR SER TR BLOMBERG BRC INT 78464A334 310 9,764 SH SOLE 0 0 9,764 SPDR SER TR BLOMBERG BRC INV 78468R200 26,939 878,932 SH SOLE 0 0 878,932 SPDR SER TR BLOMBERG INTL TR 78464A516 7,131 242,969 SH SOLE 0 0 242,969 SPDR SER TR BLOMBRG BRC EMRG 78464A391 4,745 179,536 SH SOLE 0 0 179,536 SPDR SER TR BLOMBRG BRC INTL 78464A151 2,927 80,635 SH SOLE 0 0 80,635 SPDR SER TR BLOOMBERG BRCLYS 78468R622 123,725 1,125,181 SH SOLE 11,316 0 1,113,865 SPDR SER TR BLOOMBERG SRT TR 78468R408 52,025 1,886,330 SH SOLE 1,789 0 1,884,541 SPDR SER TR COMP SOFTWARE 78464A599 19,206 111,942 SH SOLE 0 0 111,942 SPDR SER TR DJ REIT ETF 78464A607 7,934 75,642 SH SOLE 5 0 75,637 SPDR SER TR FACTST INV ETF 78464A110 22,268 98,489 SH SOLE 0 0 98,489

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SPDR SER TR FTSE INT GVT ETF 78464A490 5,349 94,790 SH SOLE 0 0 94,790 SPDR SER TR GLB DOW ETF 78464A706 474 4,286 SH SOLE 0 0 4,286 SPDR SER TR HLTH CARE SVCS 78464A573 3,775 33,020 SH SOLE 0 0 33,020 SPDR SER TR HLTH CR EQUIP 78464A581 15,509 120,018 SH SOLE 0 0 120,018 SPDR SER TR ICE PFD SEC ETF 78464A292 25,883 585,323 SH SOLE 0 0 585,323 SPDR SER TR MSCI USA STRTGIC 78468R812 54,379 455,247 SH SOLE 0 0 455,247 SPDR SER TR NUVEEN BBG BRCLY 78464A284 25,140 413,356 SH SOLE 0 0 413,356 SPDR SER TR NUVEEN BLMBRG SR 78468R739 57,144 1,153,021 SH SOLE 0 0 1,153,021 SPDR SER TR NUVEEN BRC MUNIC 78468R721 63,807 1,224,477 SH SOLE 105,394 0 1,119,083 SPDR SER TR NYSE TECH ETF 78464A102 13,720 86,246 SH SOLE 0 0 86,246 SPDR SER TR OILGAS EQUIP 78468R549 2,029 32,742 SH SOLE 0 0 32,742 SPDR SER TR PORTFLI HIGH YLD 78468R606 27,112 1,008,267 SH SOLE 0 0 1,008,267 SPDR SER TR PORTFLI INTRMDIT 78464A672 71,508 2,208,411 SH SOLE 0 0 2,208,411 SPDR SER TR PORTFLI MORTGAGE 78464A383 89,321 3,454,040 SH SOLE 0 0 3,454,040 SPDR SER TR PORTFLI TIPS ETF 78464A656 94,693 3,040,883 SH SOLE 0 0 3,040,883 SPDR SER TR PORTFOLI S&P1500 78464A805 269,827 5,093,956 SH SOLE 0 0 5,093,956 SPDR SER TR PORTFOLIO AGRGTE 78464A649 196,222 6,538,569 SH SOLE 8,484 0 6,530,085 SPDR SER TR PORTFOLIO CRPORT 78464A144 67,084 1,895,553 SH SOLE 0 0 1,895,553 SPDR SER TR PORTFOLIO INTRMD 78464A375 224,158 6,107,845 SH SOLE 521,354 0 5,586,491 SPDR SER TR PORTFOLIO LN COR 78464A367 12,280 386,414 SH SOLE 0 0 386,414 SPDR SER TR PORTFOLIO LN TSR 78464A664 75,051 1,817,210 SH SOLE 82 0 1,817,128 SPDR SER TR PORTFOLIO S&P400 78464A847 338,798 7,176,413 SH SOLE 156 0 7,176,257 SPDR SER TR PORTFOLIO S&P500 78464A854 305,561 6,071,155 SH SOLE 300 0 6,070,855 SPDR SER TR PORTFOLIO S&P600 78468R853 247,271 5,627,480 SH SOLE 23 0 5,627,457 SPDR SER TR PORTFOLIO SH TSR 78468R101 52,754 1,721,724 SH SOLE 7,050 0 1,714,674 SPDR SER TR PORTFOLIO SHORT 78464A474 61,012 1,949,257 SH SOLE 268,863 0 1,680,394 SPDR SER TR PRTFLO S&P500 GW 78464A409 416,257 6,610,401 SH SOLE 907 0 6,609,494 SPDR SER TR PRTFLO S&P500 HI 78468R788 40,949 1,021,417 SH SOLE 0 0 1,021,417 SPDR SER TR PRTFLO S&P500 VL 78464A508 320,388 8,102,882 SH SOLE 1,585 0 8,101,297 SPDR SER TR RUSSELL LOW VOL 78468R754 6,120 58,833 SH SOLE 0 0 58,833 SPDR SER TR RUSSELL MOMENTUM 78468R762 1,670 16,900 SH SOLE 0 0 16,900 SPDR SER TR RUSSELL YIELD 78468R770 8,852 93,334 SH SOLE 0 0 93,334 SPDR SER TR S&P 400 MDCP GRW 78464A821 49,034 632,527 SH SOLE 0 0 632,527 SPDR SER TR S&P 400 MDCP VAL 78464A839 48,361 716,247 SH SOLE 0 0 716,247 SPDR SER TR S&P 500 ESG ETF 78468R531 601 14,964 SH SOLE 0 0 14,964 SPDR SER TR S&P 600 SMCP GRW 78464A201 72,348 815,001 SH SOLE 0 0 815,001 SPDR SER TR S&P 600 SMCP VAL 78464A300 112,123 1,308,170 SH SOLE 17 0 1,308,153 SPDR SER TR S&P 600 SML CAP 78464A813 83,577 855,091 SH SOLE 0 0 855,091 SPDR SER TR S&P BIOTECH 78464A870 78,297 578,265 SH SOLE 0 0 578,265 SPDR SER TR S&P BK ETF 78464A797 37,984 740,138 SH SOLE 0 0 740,138 SPDR SER TR S&P CAP MKTS 78464A771 1,763 18,743 SH SOLE 0 0 18,743 SPDR SER TR S&P DIVID ETF 78464A763 231,267 1,891,286 SH SOLE 77 0 1,891,209 SPDR SER TR S&P HOMEBUILD 78464A888 43,708 596,776 SH SOLE 0 0 596,776 SPDR SER TR S&P INS ETF 78464A789 5,397 140,034 SH SOLE 0 0 140,034 SPDR SER TR S&P INTERNET ETF 78468R127 2,269 12,387 SH SOLE 0 0 12,387 SPDR SER TR S&P KENSHO CLEAN 78468R655 12,757 120,525 SH SOLE 0 0 120,525 SPDR SER TR S&P KENSHO FUTRE 78468R671 737 14,227 SH SOLE 0 0 14,227 SPDR SER TR S&P KENSHO INTLG 78468R697 1,858 38,845 SH SOLE 0 0 38,845 SPDR SER TR S&P KENSHO NEW 78468R648 17,694 264,683 SH SOLE 0 0 264,683 SPDR SER TR S&P KENSHO SMART 78468R689 3,244 52,252 SH SOLE 0 0 52,252 SPDR SER TR S&P METALS MNG 78464A755 20,626 479,012 SH SOLE 0 0 479,012 SPDR SER TR S&P OILGAS EXP 78468R556 54,263 561,203 SH SOLE 55 0 561,148 SPDR SER TR S&P PHARMAC 78464A722 4,402 85,025 SH SOLE 0 0 85,025 SPDR SER TR S&P REGL BKG 78464A698 61,125 932,774 SH SOLE 13,430 0 919,344 SPDR SER TR S&P RETAIL ETF 78464A714 19,305 198,547 SH SOLE 0 0 198,547 SPDR SER TR S&P SEMICNDCTR 78464A862 30,397 158,021 SH SOLE 0 0 158,021 SPDR SER TR S&P TELECOM 78464A540 2,667 26,065 SH SOLE 0 0 26,065 SPDR SER TR S&P TRANSN ETF 78464A532 17,459 205,526 SH SOLE 0 0 205,526 SPDR SER TR S&P1500MOMTILT 78468R705 24,120 132,817 SH SOLE 0 0 132,817

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SPDR SER TR SPDR BLOOMBERG 78468R663 48,122 526,094 SH SOLE 669 0 525,425 SPDR SER TR SPDR S&P 500 ETF 78468R796 15,801 148,873 SH SOLE 0 0 148,873 SPDR SER TR SPDR S&P1500VL 78464A128 11,399 77,843 SH SOLE 0 0 77,843 SPDR SER TR SSGA GNDER ETF 78468R747 4,888 48,112 SH SOLE 0 0 48,112 SPDR SER TR SSGA US LRG ETF 78468R804 14,930 112,169 SH SOLE 0 0 112,169 SPDR SER TR SSGA US SMAL ETF 78468R887 6,381 56,672 SH SOLE 0 0 56,672 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 968 11,385 SH SOLE 1,687 0 9,698 SPHERE 3D CORP NEW COM 84841L308 28 10,625 SH SOLE 0 0 10,625 SPIRE INC COM 84857L101 799 11,058 SH SOLE 863 0 10,195 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 4,396 93,150 SH SOLE 6,663 0 86,487 SPIRIT AIRLS INC COM 848577102 2,103 69,087 SH SOLE 0 0 69,087 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 1,689 35,311 SH SOLE 9,663 0 25,648 SPLUNK INC COM 848637104 12,810 88,602 SH SOLE 51,213 0 37,389 SPLUNK INC NOTE 1.125% 9/1 848637AD6 12 10,000 PRN SOLE 0 0 10,000 SPOTIFY TECHNOLOGY S A SHS L8681T102 7,876 28,577 SH SOLE 7,619 0 20,958 SPRAGUE RES LP COM UNIT REP LTD 849343108 338 13,344 SH SOLE 0 0 13,344 SPRING VY ACQUISITION CORP CL A G8377A108 111 11,050 SH SOLE 0 0 11,050 SPROTT ETF TRUST GOLD MINERS ETF 85210B102 1,442 50,989 SH SOLE 0 0 50,989 SPROTT ETF TRUST JR GOLD MINERS E 85210B201 767 17,392 SH SOLE 0 0 17,392 SPROTT FOCUS TR INC COM 85208J109 106 12,514 SH SOLE 0 0 12,514 SPROTT INC COM NEW 852066208 347 8,833 SH SOLE 0 0 8,833 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 5,038 269,688 SH SOLE 0 0 269,688 SPROTT PHYSICAL GOLD TR UNIT 85207H104 8,247 587,803 SH SOLE 0 0 587,803 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 601 31,957 SH SOLE 0 0 31,957 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 7,932 854,710 SH SOLE 0 0 854,710 SPROUT SOCIAL INC COM CL A 85209W109 571 6,385 SH SOLE 5,103 0 1,282 SPROUTS FMRS MKT INC COM 85208M102 1,997 80,371 SH SOLE 49,480 0 30,891 SPS COMM INC COM 78463M107 2,367 23,701 SH SOLE 7,225 0 16,476 SPX CORP COM 784635104 734 12,011 SH SOLE 0 0 12,011 SQUARE INC CL A 852234103 105,285 431,851 SH SOLE 51,406 0 380,445 SQUARE INC NOTE 0.500% 5/1 852234AD5 44 14,000 PRN SOLE 0 0 14,000 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 1,083 15,024 SH SOLE 2,749 0 12,275 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 76,424 1,650,990 SH SOLE 15 0 1,650,975 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 3,330 72,356 SH SOLE 0 0 72,356 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 2,203 61,837 SH SOLE 0 0 61,837 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 4,763 166,779 SH SOLE 0 0 166,779 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 239,413 4,945,535 SH SOLE 0 0 4,945,535 SSGA ACTIVE ETF TR ULT SHT TRM BD 78467V707 11,015 272,148 SH SOLE 0 0 272,148 SSGA ACTIVE TR SPDR DBLELN EMRG 78470P309 4,759 93,239 SH SOLE 0 0 93,239 SSGA ACTIVE TR SPDR DBLELN SHRT 78470P200 3,068 61,651 SH SOLE 0 0 61,651 SSGA ACTIVE TR SPDR SSGA FXD 78470P507 3,622 115,671 SH SOLE 0 0 115,671 SSGA ACTIVE TR SPDR SSGA US SCT 78470P408 4,454 100,300 SH SOLE 0 0 100,300 SSR MNG INC COM 784730103 683 43,811 SH SOLE 0 0 43,811 ST JOE CO COM 790148100 784 17,578 SH SOLE 0 0 17,578 STAAR SURGICAL CO COM PAR $0.01 852312305 5,952 39,029 SH SOLE 851 0 38,178 STABLE RD ACQUISITION CORP COM CL A 85236Q109 928 66,431 SH SOLE 0 0 66,431 STAG INDL INC COM 85254J102 1,901 50,797 SH SOLE 2,629 0 48,168 STAMPS COM INC COM NEW 852857200 471 2,350 SH SOLE 1 0 2,349 STANLEY BLACK & DECKER INC COM 854502101 10,453 50,994 SH SOLE 22,290 0 28,704 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 827 36,032 SH SOLE 0 0 36,032 STARBOARD INVT TR ADAPTIVE GROWTH 85521B742 10,680 407,607 SH SOLE 0 0 407,607 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 118 11,450 SH SOLE 0 0 11,450 STARBUCKS CORP COM 855244109 126,191 1,128,623 SH SOLE 77,368 0 1,051,255 STARWOOD PPTY TR INC COM 85571B105 5,087 194,392 SH SOLE 2,703 0 191,689 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 16 15,000 PRN SOLE 0 0 15,000 STATE STR CORP COM 857477103 5,573 67,727 SH SOLE 15,698 0 52,029 STEEL DYNAMICS INC COM 858119100 2,291 38,440 SH SOLE 1,075 0 37,365 STELLANTIS N.V SHS N82405106 1,824 92,558 SH SOLE 13,401 0 79,157 STELLUS CAP INVT CORP COM 858568108 158 12,588 SH SOLE 0 0 12,588

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document STEM INC COM 85859N102 1,706 47,372 SH SOLE 0 0 47,372 STEPAN CO COM 858586100 361 2,999 SH SOLE 125 0 2,874 STEPSTONE GROUP INC COM CL A 85914M107 222 6,460 SH SOLE 6,460 0 0 STERICYCLE INC COM 858912108 640 8,939 SH SOLE 2,749 0 6,190 STERIS PLC SHS USD G8473T100 14,450 70,045 SH SOLE 59,787 0 10,258 STEWART INFORMATION SVCS COR COM 860372101 585 10,328 SH SOLE 0 0 10,328 STIFEL FINL CORP COM 860630102 444 6,853 SH SOLE 635 0 6,218 STITCH FIX INC COM CL A 860897107 2,081 34,517 SH SOLE 0 0 34,517 STMICROELECTRONICS N V NY REGISTRY 861012102 3,434 94,391 SH SOLE 6,478 0 87,913 STONECO LTD COM CL A G85158106 2,349 35,025 SH SOLE 12,733 0 22,292 STONEX GROUP INC COM 861896108 653 10,762 SH SOLE 175 0 10,587 STORE CAP CORP COM 862121100 13,437 389,367 SH SOLE 37,111 0 352,256 STRATASYS LTD SHS M85548101 2,430 93,962 SH SOLE 41,934 0 52,028 STRATEGY SHS DAY HAGAN NED 86280R803 4,611 137,610 SH SOLE 0 0 137,610 STRATEGY SHS NS 7HANDL IDX 86280R506 14,094 550,114 SH SOLE 0 0 550,114 STRIDE INC COM 86333M108 1,227 38,191 SH SOLE 17,555 0 20,636 STRYKER CORPORATION COM 863667101 32,070 123,476 SH SOLE 9,584 0 113,892 STURM RUGER & CO INC COM 864159108 2,324 25,831 SH SOLE 0 0 25,831 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 938 61,122 SH SOLE 0 0 61,122 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 111 16,089 SH SOLE 0 0 16,089 SUMMIT MATLS INC CL A 86614U100 2,286 65,588 SH SOLE 6,742 0 58,846 SUN CMNTYS INC COM 866674104 1,829 10,674 SH SOLE 3,043 0 7,631 SUN LIFE FINANCIAL INC. COM 866796105 605 11,741 SH SOLE 0 0 11,741 SUNCOR ENERGY INC NEW COM 867224107 2,641 110,159 SH SOLE 30,183 0 79,976 SUNDIAL GROWERS INC COM 86730L109 202 213,037 SH SOLE 0 0 213,037 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 1,658 43,991 SH SOLE 0 0 43,991 SUNOPTA INC COM 8676EP108 466 38,070 SH SOLE 8,618 0 29,452 SUNPOWER CORP COM 867652406 836 28,616 SH SOLE 0 0 28,616 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 17 12,000 PRN SOLE 0 0 12,000 SUNRUN INC COM 86771W105 4,200 75,302 SH SOLE 2,473 0 72,829 SUNSTONE HOTEL INVS INC NEW COM 867892101 227 18,268 SH SOLE 18,228 0 40 SUPERNUS PHARMACEUTICALS INC COM 868459108 568 18,448 SH SOLE 2,897 0 15,551 SVB FINANCIAL GROUP COM 78486Q101 14,179 25,482 SH SOLE 21,467 0 4,015 SWISS HELVETIA FD INC COM 870875101 159 16,350 SH SOLE 0 0 16,350 SWITCH INC CL A 87105L104 1,352 64,035 SH SOLE 30,475 0 33,560 SYKES ENTERPRISES INC COM 871237103 356 6,629 SH SOLE 0 0 6,629 SYNAPTICS INC COM 87157D109 438 2,816 SH SOLE 235 0 2,581 SYNCHRONY FINANCIAL COM 87165B103 4,097 84,430 SH SOLE 38,345 0 46,085 SYNEOS HEALTH INC CL A 87166B102 1,067 11,924 SH SOLE 11,410 0 514 SYNNEX CORP COM 87162W100 283 2,324 SH SOLE 0 0 2,324 SYNOPSYS INC COM 871607107 5,476 19,856 SH SOLE 1,580 0 18,276 SYNOVUS FINL CORP COM NEW 87161C501 994 22,654 SH SOLE 0 0 22,654 SYROS PHARMACEUTICALS INC COM 87184Q107 208 38,090 SH SOLE 0 0 38,090 SYSCO CORP COM 871829107 17,330 222,893 SH SOLE 30,399 0 192,494 T2 BIOSYSTEMS INC COM 89853L104 27 22,271 SH SOLE 0 0 22,271 TABULA RASA HEALTHCARE INC COM 873379101 213 4,263 SH SOLE 2,943 0 1,320 TACTILE SYS TECHNOLOGY INC COM 87357P100 493 9,486 SH SOLE 9,449 0 37 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 42,615 354,649 SH SOLE 78,026 0 276,623 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 595 35,371 SH SOLE 18,173 0 17,198 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4,992 28,201 SH SOLE 5,385 0 22,816 TANDEM DIABETES CARE INC COM NEW 875372203 1,907 19,579 SH SOLE 1 0 19,578 TANGER FACTORY OUTLET CTRS I COM 875465106 1,892 100,374 SH SOLE 0 0 100,374 TANZANIAN GOLD CORP COM 87601A107 23 46,032 SH SOLE 0 0 46,032 TAPESTRY INC COM 876030107 7,115 163,635 SH SOLE 38,397 0 125,238 TARGA RES CORP COM 87612G101 1,803 40,553 SH SOLE 34 0 40,519 TARGET CORP COM 87612E106 114,701 474,480 SH SOLE 50,225 0 424,255 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 318 4,419 SH SOLE 4,419 0 0 TASEKO MINES LTD COM 876511106 27 12,911 SH SOLE 0 0 12,911 TASKUS INC CLASS A COM 87652V109 493 14,387 SH SOLE 14,387 0 0

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TATA MTRS LTD SPONSORED ADR 876568502 728 31,950 SH SOLE 2,230 0 29,720 TATTOOED CHEF INC COM CL A 87663X102 352 16,417 SH SOLE 0 0 16,417 TC ENERGY CORP COM 87807B107 13,360 269,799 SH SOLE 194,654 0 75,145 TCG BDC INC COM 872280102 188 14,264 SH SOLE 0 0 14,264 TCW STRATEGIC INCOME FD INC COM 872340104 123 20,812 SH SOLE 0 0 20,812 TE CONNECTIVITY LTD REG SHS H84989104 25,592 189,279 SH SOLE 129,574 0 59,705 TECHNIPFMC PLC COM G87110105 1,254 138,548 SH SOLE 131,279 0 7,269 TECK RESOURCES LTD CL B 878742204 5,025 218,102 SH SOLE 0 0 218,102 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 375 24,864 SH SOLE 6,645 0 18,219 TEGNA INC COM 87901J105 347 18,479 SH SOLE 10,579 0 7,900 TEKKORP DIGITAL ACQUISITN CO *W EXP 10/26/202 G8739H114 14 13,500 SH SOLE 0 0 13,500 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 878 90,050 SH SOLE 0 0 90,050 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 7,600 295,362 SH SOLE 0 0 295,362 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 1,807 78,207 SH SOLE 0 0 78,207 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 2,648 123,493 SH SOLE 0 0 123,493 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 6,346 386,016 SH SOLE 0 0 386,016 TELADOC HEALTH INC COM 87918A105 26,550 159,662 SH SOLE 14,996 0 144,666 TELEDYNE TECHNOLOGIES INC COM 879360105 3,636 8,682 SH SOLE 5,490 0 3,192 TELEFLEX INCORPORATED COM 879369106 674 1,679 SH SOLE 868 0 811 TELEFONICA S A SPONSORED ADR 879382208 81 17,245 SH SOLE 0 0 17,245 TELEPHONE & DATA SYS INC COM NEW 879433829 401 17,695 SH SOLE 0 0 17,695 TELLURIAN INC NEW COM 87968A104 344 73,897 SH SOLE 0 0 73,897 TELUS CORPORATION COM 87971M103 453 20,179 SH SOLE 11,602 0 8,577 TEMPLETON DRAGON FD INC COM 88018T101 207 8,716 SH SOLE 0 0 8,716 TEMPLETON EMERGING MKTS FD COM 880191101 218 11,007 SH SOLE 0 0 11,007 TEMPLETON EMERGING MKTS INCO COM 880192109 2,526 316,970 SH SOLE 0 0 316,970 TEMPLETON GLOBAL INCOME FD COM 880198106 814 145,304 SH SOLE 0 0 145,304 TEMPUR SEALY INTL INC COM 88023U101 1,182 30,165 SH SOLE 949 0 29,216 TENABLE HLDGS INC COM 88025T102 286 6,905 SH SOLE 0 0 6,905 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 176 11,353 SH SOLE 0 0 11,353 TENET HEALTHCARE CORP COM NEW 88033G407 401 5,990 SH SOLE 887 0 5,103 TENNECO INC CL A VTG COM STK 880349105 626 32,398 SH SOLE 0 0 32,398 TERADATA CORP DEL COM 88076W103 2,889 57,807 SH SOLE 39,746 0 18,061 TERADYNE INC COM 880770102 5,568 41,566 SH SOLE 20,587 0 20,979 TERMINIX GLOBAL HOLDINGS INC COM 88087E100 405 8,493 SH SOLE 6,425 0 2,068 TERNIUM SA SPONSORED ADS 880890108 2,211 57,497 SH SOLE 2,963 0 54,534 TESLA INC COM 88160R101 279,475 411,174 SH SOLE 25,441 0 385,733 TETRA TECH INC NEW COM 88162G103 5,569 45,634 SH SOLE 38,970 0 6,664 TEUCRIUM COMMODITY TR WHEAT FD 88166A508 94 13,927 SH SOLE 0 0 13,927 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 3,158 319,017 SH SOLE 2,924 0 316,093 TEXAS INSTRS INC COM 882508104 44,477 231,290 SH SOLE 66,935 0 164,355 TEXAS PACIFIC LAND CORPORATI COM 88262P102 2,507 1,567 SH SOLE 0 0 1,567 TEXAS ROADHOUSE INC COM 882681109 674 7,008 SH SOLE 4,378 0 2,630 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 1,430 42,338 SH SOLE 24,789 0 17,549 TEXTRON INC COM 883203101 3,166 46,044 SH SOLE 5,891 0 40,153 TFI INTL INC COM 87241L109 231 2,530 SH SOLE 2,312 0 218 TFS FINL CORP COM 87240R107 363 17,901 SH SOLE 0 0 17,901 TG THERAPEUTICS INC COM 88322Q108 751 19,357 SH SOLE 3,509 0 15,848 THE ODP CORP COM 88337F105 397 8,277 SH SOLE 99 0 8,178 THE ONE GROUP HOSPITALITY IN COM 88338K103 249 22,590 SH SOLE 0 0 22,590 THE REALREAL INC COM 88339P101 415 20,994 SH SOLE 0 0 20,994 THE TRADE DESK INC COM CL A 88339J105 42,965 555,393 SH SOLE 5,476 0 549,917 THERAPEUTICSMD INC COM 88338N107 42 35,095 SH SOLE 0 0 35,095 THERMO FISHER SCIENTIFIC INC COM 883556102 75,274 149,213 SH SOLE 55,519 0 93,694 THOMSON REUTERS CORP. COM NEW 884903709 1,614 16,248 SH SOLE 9,802 0 6,446 THOR INDS INC COM 885160101 1,715 15,175 SH SOLE 402 0 14,773 THREDUP INC CL A 88556E102 772 26,540 SH SOLE 14,675 0 11,865 TIDAL ETF TR RPAR RISK PARI 886364603 410 16,794 SH SOLE 0 0 16,794 TILRAY INC COM CL 2 88688T100 3,656 202,203 SH SOLE 0 0 202,203

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TIMKEN CO COM 887389104 419 5,193 SH SOLE 2,896 0 2,297 TIMKENSTEEL CORPORATION COM 887399103 1,010 71,368 SH SOLE 0 0 71,368 TIMOTHY PLAN HIG DV STK ETF 887432326 1,237 41,428 SH SOLE 0 0 41,428 TIMOTHY PLAN US LRGMD CP CORE 887432359 980 28,080 SH SOLE 0 0 28,080 TIPTREE INC COM 88822Q103 117 12,627 SH SOLE 0 0 12,627 TITAN MED INC COM NEW 88830X819 46 27,109 SH SOLE 0 0 27,109 TJX COS INC NEW COM 872540109 20,397 302,539 SH SOLE 70,131 0 232,408 T-MOBILE US INC COM 872590104 13,924 96,141 SH SOLE 35,903 0 60,238 TOLL BROTHERS INC COM 889478103 2,000 34,597 SH SOLE 862 0 33,735 TOPBUILD CORP COM 89055F103 8,855 44,774 SH SOLE 36,847 0 7,927 TORO CO COM 891092108 4,844 44,082 SH SOLE 295 0 43,787 TORONTO DOMINION BK ONT COM NEW 891160509 7,120 101,642 SH SOLE 47,788 0 53,854 TORTOISE ENERGY INFRA CORP COM 89147L886 977 33,937 SH SOLE 0 0 33,937 TOTALENERGIES SE SPONSORED ADS 89151E109 9,889 218,489 SH SOLE 44,445 0 174,044 TOUGHBUILT INDS INC COM NEW 89157G504 8 10,000 SH SOLE 0 0 10,000 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 270 9,169 SH SOLE 5,096 0 4,073 TOWNEBANK PORTSMOUTH VA COM 89214P109 459 15,080 SH SOLE 0 0 15,080 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5,137 29,380 SH SOLE 2,569 0 26,811 TPI COMPOSITES INC COM 87266J104 201 4,151 SH SOLE 0 0 4,151 TRACTOR SUPPLY CO COM 892356106 15,638 84,049 SH SOLE 28,461 0 55,588 TRADEWEB MKTS INC CL A 892672106 855 10,107 SH SOLE 9,979 0 128 TRANE TECHNOLOGIES PLC SHS G8994E103 10,730 58,270 SH SOLE 21,550 0 36,720 TRANSDIGM GROUP INC COM 893641100 2,220 3,430 SH SOLE 1,189 0 2,241 TRANSLATE BIO INC COM 89374L104 224 8,140 SH SOLE 0 0 8,140 TRANSOCEAN LTD REG SHS H8817H100 227 50,160 SH SOLE 0 0 50,160 TRANSUNION COM 89400J107 3,039 27,673 SH SOLE 23,504 0 4,169 TRAVEL PLUS LEISURE CO COM 894164102 2,153 36,222 SH SOLE 24,350 0 11,872 TRAVELERS COMPANIES INC COM 89417E109 12,680 84,694 SH SOLE 13,978 0 70,716 TREDEGAR CORP COM 894650100 139 10,111 SH SOLE 0 0 10,111 TREEHOUSE FOODS INC COM 89469A104 312 7,006 SH SOLE 5,413 0 1,593 TREVENA INC COM 89532E109 197 116,862 SH SOLE 0 0 116,862 TREVI THERAPEUTICS INC COM 89532M101 23 10,000 SH SOLE 0 0 10,000 TREX CO INC COM 89531P105 14,494 141,808 SH SOLE 108,181 0 33,627 TRI CONTL CORP COM 895436103 1,469 43,091 SH SOLE 0 0 43,091 TRICO BANCSHARES COM 896095106 556 13,067 SH SOLE 0 0 13,067 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 2,371 244,473 SH SOLE 0 0 244,473 TRIMAS CORP COM NEW 896215209 275 9,062 SH SOLE 8,743 0 319 TRIMBLE INC COM 896239100 1,477 18,046 SH SOLE 2,380 0 15,666 TRIMTABS ETF TR INTL FRE CSH FLW 89628W401 251 7,036 SH SOLE 0 0 7,036 TRIMTABS ETF TR US FREE CASH FLW 89628W302 520 9,736 SH SOLE 0 0 9,736 TRINITY BIOTECH PLC SPON ADR NEW 896438306 177 60,073 SH SOLE 0 0 60,073 TRINITY INDS INC COM 896522109 408 15,181 SH SOLE 0 0 15,181 TRINITY PL HLDGS INC COM 89656D101 68 32,000 SH SOLE 0 0 32,000 TRINSEO S A SHS L9340P101 4,891 81,734 SH SOLE 0 0 81,734 TRIP COM GROUP LTD ADS 89677Q107 357 10,068 SH SOLE 2,896 0 7,172 TRIPADVISOR INC COM 896945201 1,410 34,994 SH SOLE 6,728 0 28,266 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 586 38,596 SH SOLE 0 0 38,596 TRISTATE CAP HLDGS INC COM 89678F100 421 20,667 SH SOLE 20,467 0 200 TRITERRAS INC SHS CL A G9103H102 113 16,179 SH SOLE 0 0 16,179 TRITON INTL LTD CL A G9078F107 2,239 42,770 SH SOLE 35 0 42,735 TRIVAGO N V SPON ADS A SHS 89686D105 35 10,500 SH SOLE 0 0 10,500 TRUIST FINL CORP COM 89832Q109 32,492 585,437 SH SOLE 314,528 0 270,909 TRUSTMARK CORP COM 898402102 1,205 39,120 SH SOLE 0 0 39,120 TSAKOS ENERGY NAVIGATION LTD SHS G9108L173 94 10,897 SH SOLE 0 0 10,897 TTM TECHNOLOGIES INC COM 87305R109 303 21,214 SH SOLE 3,835 0 17,379 TUSIMPLE HLDGS INC CL A 90089L108 1,195 16,777 SH SOLE 15,829 0 948 TUTOR PERINI CORP COM 901109108 170 12,239 SH SOLE 0 0 12,239 TWILIO INC CL A 90138F102 35,252 89,436 SH SOLE 20,345 0 69,091 TWIST BIOSCIENCE CORP COM 90184D100 282 2,120 SH SOLE 0 0 2,120

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TWITTER INC COM 90184L102 19,699 286,274 SH SOLE 166,356 0 119,918 TWITTER INC NOTE 1.000% 9/1 90184LAD4 10 10,000 PRN SOLE 0 0 10,000 TWO HBRS INVT CORP COM NEW 90187B408 929 122,838 SH SOLE 0 0 122,838 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 13 13,000 PRN SOLE 0 0 13,000 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 2,548 77,894 SH SOLE 1 0 77,893 TWO RDS SHARED TR LEADERSHARES EQT 90214Q683 1,913 51,629 SH SOLE 2 0 51,627 TWO RDS SHARED TR LEADERSHS ACTIVI 90214Q717 1,391 35,790 SH SOLE 1 0 35,789 TWO RDS SHARED TR LEASERSHS ALPHAF 90214Q691 2,468 71,206 SH SOLE 2 0 71,204 TYLER TECHNOLOGIES INC COM 902252105 1,770 3,912 SH SOLE 2,397 0 1,515 TYSON FOODS INC CL A 902494103 16,374 221,991 SH SOLE 4,730 0 217,261 U S CONCRETE INC COM 90333L201 1,716 23,253 SH SOLE 0 0 23,253 U S GOLD CORP COM NEW 90291C201 568 51,157 SH SOLE 0 0 51,157 U S PHYSICAL THERAPY COM 90337L108 395 3,409 SH SOLE 496 0 2,913 U S SILICA HLDGS INC COM 90346E103 393 33,996 SH SOLE 0 0 33,996 UBER TECHNOLOGIES INC COM 90353T100 551 11,000 SH Call SOLE 0 0 11,000 UBER TECHNOLOGIES INC COM 90353T100 35,729 712,877 SH SOLE 248,857 0 464,020 UBIQUITI INC COM 90353W103 3,545 11,354 SH SOLE 119 0 11,235 UBS AG LONDON BRANCH ETRACS ALER MLP 90274D382 225 13,309 SH SOLE 0 0 13,309 UBS GROUP AG SHS H42097107 2,521 164,373 SH SOLE 61,134 0 103,239 UDR INC COM 902653104 2,966 60,557 SH SOLE 2,279 0 58,278 UFP INDUSTRIES INC COM 90278Q108 2,093 28,151 SH SOLE 3,746 0 24,405 UGI CORP NEW COM 902681105 2,419 52,227 SH SOLE 10,259 0 41,968 UIPATH INC CL A 90364P105 1,801 26,512 SH SOLE 23,240 0 3,272 ULTA BEAUTY INC COM 90384S303 20,817 60,204 SH SOLE 22,974 0 37,230 ULTRA CLEAN HLDGS INC COM 90385V107 1,397 25,997 SH SOLE 2,840 0 23,157 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 228 2,393 SH SOLE 2,248 0 145 UMB FINL CORP COM 902788108 220 2,363 SH SOLE 205 0 2,158 UMPQUA HLDGS CORP COM 904214103 2,337 126,683 SH SOLE 8,328 0 118,355 UNDER ARMOUR INC CL A 904311107 1,224 57,886 SH SOLE 12,776 0 45,110 UNDER ARMOUR INC CL C 904311206 2,457 132,332 SH SOLE 0 0 132,332 UNIFIRST CORP MASS COM 904708104 912 3,885 SH SOLE 3,185 0 700 UNILEVER PLC SPON ADR NEW 904767704 30,089 514,349 SH SOLE 336,839 0 177,510 UNION BANKSHARES INC COM 905400107 787 21,748 SH SOLE 0 0 21,748 UNION PAC CORP COM 907818108 66,989 304,594 SH SOLE 53,424 0 251,170 UNITED AIRLS HLDGS INC COM 910047109 8,488 162,324 SH SOLE 1,927 0 160,397 UNITED BANKSHARES INC WEST V COM 909907107 2,626 71,955 SH SOLE 67,120 0 4,835 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 298 9,306 SH SOLE 969 0 8,337 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 925 97,916 SH SOLE 0 0 97,916 UNITED NAT FOODS INC COM 911163103 466 12,600 SH SOLE 3,379 0 9,221 UNITED PARCEL SERVICE INC CL B 911312106 122,299 588,061 SH SOLE 105,118 0 482,943 UNITED RENTALS INC COM 911363109 27,740 86,956 SH SOLE 4,724 0 82,232 UNITED SEC BANCSHARES CALIF COM 911460103 82 10,000 SH SOLE 0 0 10,000 UNITED STATES STL CORP NEW COM 912909108 10,702 445,908 SH SOLE 3,428 0 442,480 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 1,758 68,707 SH SOLE 0 0 68,707 UNITED STS BRENT OIL FD LP UNIT 91167Q100 593 30,821 SH SOLE 0 0 30,821 UNITED STS COMMODITY INDEX F CM REP COPP FD 911718104 4,397 167,635 SH SOLE 0 0 167,635 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 459 11,352 SH SOLE 0 0 11,352 UNITED STS GASOLINE FD LP UNITS 91201T102 761 21,225 SH SOLE 0 0 21,225 UNITED STS NAT GAS FD LP UNIT PAR 912318300 2,098 160,396 SH SOLE 0 0 160,396 UNITED STS OIL FD LP UNITS 91232N207 11,665 233,870 SH SOLE 0 0 233,870 UNITED THERAPEUTICS CORP DEL COM 91307C102 432 2,406 SH SOLE 770 0 1,636 UNITEDHEALTH GROUP INC COM 91324P102 167,802 419,044 SH SOLE 131,859 0 287,185 UNITI GROUP INC COM 91325V108 791 74,673 SH SOLE 0 0 74,673 UNITY SOFTWARE INC COM 91332U101 4,193 38,181 SH SOLE 11,215 0 26,966 UNIVAR SOLUTIONS USA INC COM 91336L107 254 10,410 SH SOLE 7,610 0 2,800 UNIVERSAL CORP VA COM 913456109 395 6,934 SH SOLE 680 0 6,254 UNIVERSAL DISPLAY CORP COM 91347P105 1,367 6,151 SH SOLE 82 0 6,069 UNIVERSAL HEALTH RLTY INCOME SH BEN INT 91359E105 595 9,672 SH SOLE 0 0 9,672 UNIVERSAL HLTH SVCS INC CL B 913903100 1,504 10,268 SH SOLE 2,309 0 7,959

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNUM GROUP COM 91529Y106 4,158 146,424 SH SOLE 13,900 0 132,524 UPLAND SOFTWARE INC COM 91544A109 1,318 32,010 SH SOLE 0 0 32,010 UPSTART HLDGS INC COM 91680M107 1,855 14,850 SH SOLE 3,694 0 11,156 UPWORK INC COM 91688F104 645 11,058 SH SOLE 0 0 11,058 URANIUM ENERGY CORP COM 916896103 55 20,775 SH SOLE 0 0 20,775 URBAN OUTFITTERS INC COM 917047102 569 13,799 SH SOLE 13,086 0 713 URSTADT BIDDLE PPTYS INC CL A 917286205 6,582 339,648 SH SOLE 0 0 339,648 US BANCORP DEL COM NEW 902973304 109,837 1,927,973 SH SOLE 297,026 0 1,630,947 US FOODS HLDG CORP COM 912008109 4,797 125,044 SH SOLE 14,034 0 111,010 USIO INC COM 917313108 64 10,000 SH SOLE 0 0 10,000 UTZ BRANDS INC COM CL A 918090101 643 29,504 SH SOLE 27,106 0 2,398 UWM HOLDINGS CORPORATION COM CL A 91823B109 748 88,507 SH SOLE 0 0 88,507 V F CORP COM 918204108 9,718 118,452 SH SOLE 32,656 0 85,796 VAIL RESORTS INC COM 91879Q109 1,755 5,546 SH SOLE 2,975 0 2,571 VALE S A SPONSORED ADS 91912E105 4,406 193,151 SH SOLE 47,635 0 145,516 VALERO ENERGY CORP COM 91913Y100 18,616 238,425 SH SOLE 35,048 0 203,377 VALLEY NATL BANCORP COM 919794107 739 55,023 SH SOLE 0 0 55,023 VALVOLINE INC COM 92047W101 1,138 35,059 SH SOLE 1,480 0 33,579 VANECK MERK GOLD TR GOLD TRUST 921078101 3,697 214,671 SH SOLE 0 0 214,671 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 5,959 65,430 SH SOLE 0 0 65,430 VANECK VECTORS ETF TR BDC INCOME ETF 92189F411 16,926 986,375 SH SOLE 0 0 986,375 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 4,482 22,227 SH SOLE 0 0 22,227 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 4,041 134,120 SH SOLE 0 0 134,120 VANECK VECTORS ETF TR CHINAAMC SME CHI 92189F627 314 5,792 SH SOLE 0 0 5,792 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 1,383 57,908 SH SOLE 4,666 0 53,242 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 2,835 20,032 SH SOLE 0 0 20,032 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 60,524 1,839,647 SH SOLE 32,530 0 1,807,117 VANECK VECTORS ETF TR GAMING ETF 92189F882 3,465 65,232 SH SOLE 0 0 65,232 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 68,011 2,001,496 SH SOLE 0 0 2,001,496 VANECK VECTORS ETF TR GREEN BD ETF 92189F171 445 16,201 SH SOLE 0 0 16,201 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 18,812 295,746 SH SOLE 15,413 0 280,333 VANECK VECTORS ETF TR INDIA GRWTH LDR 92189F767 1,358 35,061 SH SOLE 0 0 35,061 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 1,690 65,539 SH SOLE 0 0 65,539 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 65,083 1,255,951 SH SOLE 1,045,976 0 209,975 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 6,252 246,337 SH SOLE 0 0 246,337 VANECK VECTORS ETF TR ISRAEL ETF 92189F635 265 5,533 SH SOLE 0 0 5,533 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 8,074 257,311 SH SOLE 319 0 256,992 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 19,382 414,583 SH SOLE 0 0 414,583 VANECK VECTORS ETF TR LONG MUNI ETF 92189F536 4,179 190,719 SH SOLE 0 0 190,719 VANECK VECTORS ETF TR LONG TREND ETF 92189F148 4,458 111,938 SH SOLE 0 0 111,938 VANECK VECTORS ETF TR LOW CARBN ENERGY 92189F502 4,033 25,027 SH SOLE 0 0 25,027 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 144,811 1,955,323 SH SOLE 0 0 1,955,323 VANECK VECTORS ETF TR MRNGSTR DUR DV 92189H102 573 18,512 SH SOLE 0 0 18,512 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 5,871 295,753 SH SOLE 0 0 295,753 VANECK VECTORS ETF TR NAT RES ETF 92189F841 1,220 26,431 SH SOLE 0 0 26,431 VANECK VECTORS ETF TR OIL REFINERS ETF 92189F585 205 6,962 SH SOLE 0 0 6,962 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 24,140 110,262 SH SOLE 0 0 110,262 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 15,163 710,535 SH SOLE 0 0 710,535 VANECK VECTORS ETF TR PHARMACEUTICAL 92189F692 1,182 16,180 SH SOLE 0 0 16,180 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 12,658 148,991 SH SOLE 0 0 148,991 VANECK VECTORS ETF TR RETAIL ETF 92189F684 4,945 28,166 SH SOLE 0 0 28,166 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 1,230 42,432 SH SOLE 0 0 42,432 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 71,287 271,839 SH SOLE 0 0 271,839 VANECK VECTORS ETF TR SHORT MUNI ETF 92189F528 9,104 503,955 SH SOLE 0 0 503,955 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 6,517 256,053 SH SOLE 0 0 256,053 VANECK VECTORS ETF TR SOCIAL SENTIMENT 92189H839 3,995 149,409 SH SOLE 0 0 149,409 VANECK VECTORS ETF TR STEEL ETF 92189F205 1,889 30,488 SH SOLE 0 0 30,488 VANECK VECTORS ETF TR UNCVTL OIL GAS 92189H706 930 6,988 SH SOLE 0 0 6,988 VANECK VECTORS ETF TR URANIUM NUCLEAR 92189F601 1,150 21,935 SH SOLE 0 0 21,935

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VANECK VECTORS ETF TR VIDEO GAMING 92189F114 7,997 110,186 SH SOLE 0 0 110,186 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 1,250 60,146 SH SOLE 0 0 60,146 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 72,063 274,643 SH SOLE 0 0 274,643 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 33,221 232,870 SH SOLE 0 0 232,870 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 7,268 36,208 SH SOLE 19 0 36,189 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 22,409 123,130 SH SOLE 0 0 123,130 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 3,778 23,348 SH SOLE 0 0 23,348 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 4,768 20,849 SH SOLE 0 0 20,849 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 10,639 58,343 SH SOLE 0 0 58,343 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 25,291 121,921 SH SOLE 0 0 121,921 VANGUARD BD INDEX FDS INTERMED TERM 921937819 255,108 2,835,789 SH SOLE 0 0 2,835,789 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 117,675 1,142,143 SH SOLE 0 0 1,142,143 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 439,196 5,345,617 SH SOLE 2,335 0 5,343,282 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2,507,150 29,190,246 SH SOLE 4,194,705 0 24,995,541 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 301,995 5,288,879 SH SOLE 5,658 0 5,283,221 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 75,991 402,944 SH SOLE 0 0 402,944 VANGUARD INDEX FDS GROWTH ETF 922908736 1,027,131 3,581,226 SH SOLE 14,416 0 3,566,810 VANGUARD INDEX FDS LARGE CAP ETF 922908637 98,238 489,356 SH SOLE 17,731 0 471,625 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 121,625 514,598 SH SOLE 2,911 0 511,687 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 104,296 742,318 SH SOLE 4,816 0 737,502 VANGUARD INDEX FDS MID CAP ETF 922908629 494,340 2,082,749 SH SOLE 57,132 0 2,025,617 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 155,947 1,532,046 SH SOLE 2,389 0 1,529,657 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1,205,746 3,064,002 SH SOLE 94,246 0 2,969,756 VANGUARD INDEX FDS SM CP VAL ETF 922908611 143,075 823,881 SH SOLE 13,843 0 810,038 VANGUARD INDEX FDS SMALL CP ETF 922908751 645,912 2,867,154 SH SOLE 53,175 0 2,813,979 VANGUARD INDEX FDS SML CP GRW ETF 922908595 119,236 411,455 SH SOLE 247 0 411,208 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2,095,286 9,403,490 SH SOLE 0 0 9,403,490 VANGUARD INDEX FDS VALUE ETF 922908744 760,256 5,530,741 SH SOLE 18,175 0 5,512,566 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 93,279 1,471,505 SH SOLE 79,380 0 1,392,125 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 507,809 9,350,201 SH SOLE 79,278 0 9,270,923 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 18,426 273,946 SH SOLE 550 0 273,396 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 11,504 139,764 SH SOLE 17,030 0 122,734 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 15,283 112,007 SH SOLE 913 0 111,094 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 10,612 181,832 SH SOLE 0 0 181,832 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 76,374 737,131 SH SOLE 0 0 737,131 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 61,182 1,167,379 SH SOLE 1,194 0 1,166,185 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 55,506 1,003,721 SH SOLE 87,100 0 916,621 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 33,009 486,792 SH SOLE 951 0 485,841 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1,220,029 12,832,958 SH SOLE 58,893 0 12,774,065 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 35,794 334,712 SH SOLE 366 0 334,346 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 75,662 862,741 SH SOLE 0 0 862,741 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 161,905 3,033,633 SH SOLE 488 0 3,033,145 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 83,060 1,352,113 SH SOLE 0 0 1,352,113 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 222,425 2,689,220 SH SOLE 26,933 0 2,662,287 VANGUARD SCOTTSDALE FDS TOTAL CORP BND 92206C573 9,567 103,984 SH SOLE 0 0 103,984 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 1,002 12,492 SH SOLE 0 0 12,492 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 87,828 1,257,923 SH SOLE 0 0 1,257,923 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 12,072 60,276 SH SOLE 0 0 60,276 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 49,070 705,031 SH SOLE 0 0 705,031 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 6,426 28,317 SH SOLE 0 0 28,317 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 49,215 531,649 SH SOLE 0 0 531,649 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 1,570 10,803 SH SOLE 0 0 10,803 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 8,132 40,844 SH SOLE 0 0 40,844 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 663,700 4,287,743 SH SOLE 20 0 4,287,723 VANGUARD STAR FDS VG TL INTL STK F 921909768 119,577 1,820,594 SH SOLE 0 0 1,820,594 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 678,207 13,163,964 SH SOLE 32,669 0 13,131,295 VANGUARD WELLINGTON FD US MOMENTUM 921935508 627 4,765 SH SOLE 0 0 4,765 VANGUARD WELLINGTON FD US VALUE FACTR 921935805 4,344 43,538 SH SOLE 0 0 43,538 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 12,063 151,105 SH SOLE 0 0 151,105

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 362,775 3,462,581 SH SOLE 45,165 0 3,417,416 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 46,575 532,410 SH SOLE 0 0 532,410 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 12,441 183,007 SH SOLE 0 0 183,007 VANGUARD WORLD FD ESG INTL STK ETF 921910725 2,180 33,993 SH SOLE 0 0 33,993 VANGUARD WORLD FD ESG US CORP BD 921910691 213 2,865 SH SOLE 0 0 2,865 VANGUARD WORLD FD ESG US STK ETF 921910733 6,252 78,174 SH SOLE 0 0 78,174 VANGUARD WORLD FD EXTENDED DUR 921910709 8,689 64,194 SH SOLE 0 0 64,194 VANGUARD WORLD FD MEGA CAP INDEX 921910873 40,806 267,862 SH SOLE 0 0 267,862 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 27,976 280,826 SH SOLE 0 0 280,826 VANGUARD WORLD FD MEGA GRWTH IND 921910816 146,789 634,408 SH SOLE 0 0 634,408 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 13,009 90,454 SH SOLE 135 0 90,319 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 69,521 221,398 SH SOLE 0 0 221,398 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 67,187 368,125 SH SOLE 0 0 368,125 VANGUARD WORLD FDS ENERGY ETF 92204A306 36,233 477,447 SH SOLE 16 0 477,431 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 47,005 519,683 SH SOLE 21 0 519,662 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 121,653 492,264 SH SOLE 0 0 492,264 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 27,066 137,776 SH SOLE 0 0 137,776 VANGUARD WORLD FDS INF TECH ETF 92204A702 452,003 1,133,493 SH SOLE 1,560 0 1,131,933 VANGUARD WORLD FDS MATERIALS ETF 92204A801 26,325 145,612 SH SOLE 0 0 145,612 VANGUARD WORLD FDS UTILITIES ETF 92204A876 51,926 374,212 SH SOLE 0 0 374,212 VAPOTHERM INC COM 922107107 292 12,357 SH SOLE 0 0 12,357 VARONIS SYS INC COM 922280102 570 9,897 SH SOLE 2,691 0 7,206 VASCULAR BIOGENICS LTD COM M96883109 242 101,176 SH SOLE 0 0 101,176 VAXART INC COM NEW 92243A200 291 38,786 SH SOLE 0 0 38,786 VBI VACCINES INC CDA COM NEW 91822J103 781 233,201 SH SOLE 0 0 233,201 VECTOR ACQUISITION CORP COM CL A G9442R126 533 48,957 SH SOLE 0 0 48,957 VECTOR GROUP LTD COM 92240M108 871 61,566 SH SOLE 0 0 61,566 VEEVA SYS INC CL A COM 922475108 12,415 39,927 SH SOLE 5,993 0 33,934 VELODYNE LIDAR INC COM 92259F101 182 17,064 SH SOLE 0 0 17,064 VENTAS INC COM 92276F100 11,907 208,529 SH SOLE 96,009 0 112,520 VERACYTE INC COM 92337F107 628 15,718 SH SOLE 751 0 14,967 VEREIT INC COM 92339V308 5,698 124,048 SH SOLE 401 0 123,647 VERICEL CORP COM 92346J108 746 14,203 SH SOLE 12,232 0 1,971 VERISIGN INC COM 92343E102 954 4,192 SH SOLE 698 0 3,494 VERISK ANALYTICS INC COM 92345Y106 6,234 35,678 SH SOLE 26,203 0 9,475 VERITONE INC COM 92347M100 267 13,568 SH SOLE 0 0 13,568 VERIZON COMMUNICATIONS INC COM 92343V104 203,218 3,626,945 SH SOLE 649,782 0 2,977,163 VERMILION ENERGY INC COM 923725105 94 10,778 SH SOLE 0 0 10,778 VERSUS SYSTEMS INC COM NEW 92535P808 60 10,500 SH SOLE 0 0 10,500 VERTEX PHARMACEUTICALS INC COM 92532F100 14,820 73,502 SH SOLE 52,937 0 20,565 VERTIV HOLDINGS CO COM CL A 92537N108 2,048 75,015 SH SOLE 44,367 0 30,648 VIACOMCBS INC CL A 92556H107 946 19,536 SH SOLE 0 0 19,536 VIACOMCBS INC CL B 92556H206 28,881 638,970 SH SOLE 252 0 638,718 VIASAT INC COM 92552V100 1,511 30,315 SH SOLE 7,538 0 22,777 VIATRIS INC COM 92556V106 7,069 494,661 SH SOLE 40,666 0 453,995 VICI PPTYS INC COM 925652109 2,216 71,439 SH SOLE 14,186 0 57,253 VICTORY PORTFOLIOS II VCSHS DEV ENH VL 92647N816 1,897 55,699 SH SOLE 0 0 55,699 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 1,881 57,369 SH SOLE 0 0 57,369 VICTORY PORTFOLIOS II VCSHS INTL VOLTY 92647N840 2,248 50,075 SH SOLE 0 0 50,075 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 87,396 1,225,045 SH SOLE 0 0 1,225,045 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 9,208 129,198 SH SOLE 0 0 129,198 VICTORY PORTFOLIOS II VCSHS US DISCVRY 92647N774 5,982 98,740 SH SOLE 0 0 98,740 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 76,025 1,177,035 SH SOLE 0 0 1,177,035 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 5,268 92,983 SH SOLE 0 0 92,983 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 3,201 53,277 SH SOLE 0 0 53,277 VICTORY PORTFOLIOS II VCSHS US SML CAP 92647N832 4,275 65,769 SH SOLE 0 0 65,769 VICTORY PORTFOLIOS II VICOTRYSHS EMG 92647N808 236 9,637 SH SOLE 0 0 9,637 VICTORY PORTFOLIOS II VICSHS DV AC ETF 92647N667 6,937 157,148 SH SOLE 0 0 157,148 VICTORY PORTFOLIOS II VICTORYSHS US 92647N691 7,296 191,251 SH SOLE 0 0 191,251

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VICTORY PORTFOLIOS II VS NASDQ NXT 50 92647X806 4,112 119,689 SH SOLE 0 0 119,689 VIEMED HEALTHCARE INC COM 92663R105 520 72,790 SH SOLE 0 0 72,790 VIKING THERAPEUTICS INC COM 92686J106 161 26,895 SH SOLE 210 0 26,685 VILLAGE FARMS INTL INC COM 92707Y108 782 73,055 SH SOLE 0 0 73,055 VILLAGE SUPER MKT INC CL A NEW 927107409 552 23,469 SH SOLE 0 0 23,469 VIMEO INC COMMON STOCK 92719V100 316 6,446 SH SOLE 640 0 5,806 VINTAGE WINE ESTATES INC COM 92747V106 478 39,870 SH SOLE 0 0 39,870 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 190 10,094 SH SOLE 0 0 10,094 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 664 33,044 SH SOLE 7,938 0 25,106 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 4,674 101,600 SH SOLE 0 0 101,600 VIRTU FINL INC CL A 928254101 1,273 46,067 SH SOLE 0 0 46,067 VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 3,920 141,432 SH SOLE 0 0 141,432 VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 1,766 330,032 SH SOLE 0 0 330,032 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 3,636 592,254 SH SOLE 0 0 592,254 VIRTUS ALLIANZGI DIVERSIFIED COM 92840N100 2,564 73,896 SH SOLE 0 0 73,896 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 861 28,481 SH SOLE 0 0 28,481 VIRTUS DIVIDEND INTEREST & P COM 92840R101 1,819 120,683 SH SOLE 0 0 120,683 VIRTUS ETF TR II VIRTUS US QLTY 92790A504 230 7,905 SH SOLE 0 0 7,905 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 3,268 336,908 SH SOLE 0 0 336,908 VIRTUS GLOBAL MULTI-SECTOR I COM 92829B101 220 18,457 SH SOLE 0 0 18,457 VIRTUS INVT PARTNERS INC COM 92828Q109 225 810 SH SOLE 0 0 810 VISA INC COM CL A 92826C839 234 1,000 SH Put SOLE 0 0 1,000 VISA INC COM CL A 92826C839 345,201 1,476,352 SH SOLE 250,677 0 1,225,675 VISHAY INTERTECHNOLOGY INC COM 928298108 330 14,641 SH SOLE 10,232 0 4,409 VISTA OUTDOOR INC COM 928377100 4,093 88,446 SH SOLE 14,157 0 74,289 VISTAGEN THERAPEUTICS INC COM NEW 92840H202 95 30,000 SH SOLE 0 0 30,000 VISTEON CORP COM NEW 92839U206 828 6,846 SH SOLE 4,795 0 2,051 VISTRA CORP COM 92840M102 1,406 75,816 SH SOLE 22,950 0 52,866 VMWARE INC CL A COM 928563402 9,439 59,003 SH SOLE 34,901 0 24,102 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 19,286 1,125,834 SH SOLE 849,971 0 275,863 VONAGE HLDGS CORP COM 92886T201 295 20,472 SH SOLE 2,473 0 17,999 VONTIER CORPORATION COM 928881101 462 14,193 SH SOLE 7,680 0 6,513 VORNADO RLTY TR SH BEN INT 929042109 833 17,854 SH SOLE 509 0 17,345 VOXX INTL CORP CL A 91829F104 335 23,892 SH SOLE 0 0 23,892 VOYA ASIA PAC HIGH DIV EQT I COM 92912J102 603 62,122 SH SOLE 0 0 62,122 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 389 45,327 SH SOLE 0 0 45,327 VOYA FINANCIAL INC COM 929089100 689 11,208 SH SOLE 9,527 0 1,681 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 1,530 256,779 SH SOLE 0 0 256,779 VOYA INFRASTRUCTURE INDLS & COM 92912X101 1,349 105,323 SH SOLE 0 0 105,323 VROOM INC COM 92918V109 359 8,587 SH SOLE 684 0 7,903 VSE CORP COM 918284100 331 6,694 SH SOLE 0 0 6,694 VULCAN MATLS CO COM 929160109 9,436 54,208 SH SOLE 25,329 0 28,879 VUZIX CORP COM NEW 92921W300 298 16,260 SH SOLE 0 0 16,260 VY GLOBAL GROWTH COM CL A G9444H100 116 11,623 SH SOLE 0 0 11,623 VYNE THERAPEUTICS INC COM 92941V209 54 15,325 SH SOLE 0 0 15,325 W & T OFFSHORE INC COM 92922P106 73 15,000 SH SOLE 0 0 15,000 WABTEC COM 929740108 1,841 22,373 SH SOLE 6,849 0 15,524 WALGREENS BOOTS ALLIANCE INC COM 931427108 27,428 521,352 SH SOLE 2,488 0 518,864 WALKER & DUNLOP INC COM 93148P102 806 7,721 SH SOLE 0 0 7,721 WALKME LTD ORD SHS M97628107 335 11,460 SH SOLE 11,460 0 0 WALMART INC COM 931142103 153,151 1,086,022 SH SOLE 40,600 0 1,045,422 WASHINGTON FED INC COM 938824109 1,017 31,994 SH SOLE 29,606 0 2,388 WASHINGTON PRIME GROUP NEW COM 93964W405 135 62,185 SH SOLE 0 0 62,185 WASTE CONNECTIONS INC COM 94106B101 1,907 15,967 SH SOLE 3,805 0 12,162 WASTE MGMT INC DEL COM 94106L109 60,941 434,954 SH SOLE 102,560 0 332,394 WATERS CORP COM 941848103 2,023 5,853 SH SOLE 2,435 0 3,418 WATSCO INC COM 942622200 1,572 5,484 SH SOLE 2,676 0 2,808 WATTS WATER TECHNOLOGIES INC CL A 942749102 236 1,615 SH SOLE 464 0 1,151 WAYFAIR INC CL A 94419L101 4,498 14,247 SH SOLE 153 0 14,094

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WD 40 CO COM 929236107 1,168 4,557 SH SOLE 35 0 4,522 WEATHERFORD INTL PLC ORD SHS G48833118 278 15,268 SH SOLE 0 0 15,268 WEBSTER FINL CORP CONN COM 947890109 400 7,490 SH SOLE 0 0 7,490 WEC ENERGY GROUP INC COM 92939U106 16,410 184,480 SH SOLE 29,379 0 155,101 WEIBO CORP NOTE 1.250%11/1 948596AC5 15 16,000 PRN SOLE 0 0 16,000 WEIBO CORP SPONSORED ADR 948596101 282 5,354 SH SOLE 0 0 5,354 WELLS FARGO ADV MULTI SCTR I COM 94987D101 397 30,999 SH SOLE 0 0 30,999 WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 1,282 145,848 SH SOLE 0 0 145,848 WELLS FARGO CO NEW COM 949746101 65,392 1,443,855 SH SOLE 154,589 0 1,289,266 WELLTOWER INC COM 95040Q104 9,969 119,967 SH SOLE 7,602 0 112,365 WENDYS CO COM 95058W100 1,100 46,963 SH SOLE 0 0 46,963 WERNER ENTERPRISES INC COM 950755108 342 7,684 SH SOLE 1,978 0 5,706 WESBANCO INC COM 950810101 1,312 36,812 SH SOLE 15,925 0 20,887 WESCO INTL INC COM 95082P105 500 4,864 SH SOLE 1,012 0 3,852 WEST PHARMACEUTICAL SVSC INC COM 955306105 7,081 19,718 SH SOLE 16,304 0 3,414 WESTAMERICA BANCORPORATION COM 957090103 330 5,686 SH SOLE 492 0 5,194 WESTERN ALLIANCE BANCORP COM 957638109 3,202 34,490 SH SOLE 3,106 0 31,384 WESTERN ASSET EMERGING MKTS COM 95766A101 3,532 252,109 SH SOLE 0 0 252,109 WESTERN ASSET GBL HIGH INC F COM 95766B109 2,657 248,283 SH SOLE 0 0 248,283 WESTERN ASSET HIGH INCOME FD COM 95766J102 427 59,520 SH SOLE 0 0 59,520 WESTERN ASSET HIGH INCOME OP COM 95766K109 239 45,231 SH SOLE 0 0 45,231 WESTERN ASSET HIGH YIELD DEF COM 95768B107 245 15,611 SH SOLE 0 0 15,611 WESTERN ASSET INTER MUNI FD COM 958435109 827 84,677 SH SOLE 0 0 84,677 WESTERN ASSET INVESTMENT GRA COM 95766T100 233 14,902 SH SOLE 0 0 14,902 WESTERN ASSET MANAGED MUNS F COM 95766M105 223 16,427 SH SOLE 0 0 16,427 WESTERN ASSET MUN HIGH INCOM COM 95766N103 101 11,995 SH SOLE 0 0 11,995 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 1,565 106,312 SH SOLE 0 0 106,312 WESTERN AST INFL LKD OPP & I COM 95766R104 277 21,137 SH SOLE 0 0 21,137 WESTERN DIGITAL CORP. COM 958102105 14,712 206,712 SH SOLE 125,214 0 81,498 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 2,125 99,189 SH SOLE 0 0 99,189 WESTERN UN CO COM 959802109 1,222 53,187 SH SOLE 866 0 52,321 WESTLAKE CHEM CORP COM 960413102 621 6,890 SH SOLE 0 0 6,890 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 965 35,861 SH SOLE 1,284 0 34,577 WESTPAC BANKING CORP SPONSORED ADR 961214301 573 29,644 SH SOLE 24,281 0 5,363 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 75 14,103 SH SOLE 0 0 14,103 WESTROCK CO COM 96145D105 5,618 105,561 SH SOLE 3,524 0 102,037 WESTWATER RES INC COM NEW 961684206 50 10,592 SH SOLE 0 0 10,592 WEX INC COM 96208T104 1,415 7,299 SH SOLE 2,801 0 4,498 WEYERHAEUSER CO MTN BE COM NEW 962166104 17,813 517,523 SH SOLE 14,876 0 502,647 WHEATON PRECIOUS METALS CORP COM 962879102 3,537 80,252 SH SOLE 7,629 0 72,623 WHIRLPOOL CORP COM 963320106 5,013 22,991 SH SOLE 828 0 22,163 WHITE MTNS INS GROUP LTD COM G9618E107 625 544 SH SOLE 400 0 144 WHITESTONE REIT COM 966084204 298 36,130 SH SOLE 0 0 36,130 WHITING PETE CORP NEW COM NEW 966387508 558 10,234 SH SOLE 1,562 0 8,672 WHOLE EARTH BRANDS INC COM CL A 96684W100 918 63,300 SH SOLE 0 0 63,300 WILLIAMS COS INC COM 969457100 30,594 1,152,311 SH SOLE 527,267 0 625,044 WILLIAMS SONOMA INC COM 969904101 5,772 36,156 SH SOLE 1,955 0 34,201 WILLIS TOWERS WATSON PLC LTD SHS G96629103 1,345 5,848 SH SOLE 4,207 0 1,641 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 2,383 85,513 SH SOLE 7,595 0 77,918 WINGSTOP INC COM 974155103 1,278 8,109 SH SOLE 6,477 0 1,632 WINNEBAGO INDS INC COM 974637100 621 9,140 SH SOLE 1,783 0 7,357 WINTRUST FINL CORP COM 97650W108 1,294 17,107 SH SOLE 13,176 0 3,931 WIPRO LTD SPON ADR 1 SH 97651M109 740 94,691 SH SOLE 94,614 0 77 WISDOMTREE TR CHINADIV EX FI 97717X719 4,101 60,860 SH SOLE 0 0 60,860 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 26,194 468,670 SH SOLE 0 0 468,670 WISDOMTREE TR CURRNCY INT EQ 97717X263 2,998 97,672 SH SOLE 0 0 97,672 WISDOMTREE TR EM EX ST-OWNED 97717X578 269,236 6,399,724 SH SOLE 0 0 6,399,724 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 1,293 43,081 SH SOLE 0 0 43,081 WISDOMTREE TR EMER MKT HIGH FD 97717W315 27,472 601,397 SH SOLE 0 0 601,397

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WISDOMTREE TR EMERG MKTS ESG 97717X214 358 9,115 SH SOLE 0 0 9,115 WISDOMTREE TR EMG MKTS SMCAP 97717W281 5,871 107,766 SH SOLE 0 0 107,766 WISDOMTREE TR ENHNCD CMMDTY ST 97717Y683 11,872 536,015 SH SOLE 0 0 536,015 WISDOMTREE TR EURO QTLY DIV GR 97717X610 283 8,392 SH SOLE 0 0 8,392 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 9,338 122,462 SH SOLE 0 0 122,462 WISDOMTREE TR EUROPE SMCP DV 97717W869 2,571 35,034 SH SOLE 0 0 35,034 WISDOMTREE TR FLOATNG RAT TREA 97717X628 17,689 704,463 SH SOLE 1,461 0 703,002 WISDOMTREE TR FUTRE STRAT FD 97717W125 839 20,264 SH SOLE 0 0 20,264 WISDOMTREE TR GLB EX US RL EST 97717W331 535 20,197 SH SOLE 0 0 20,197 WISDOMTREE TR GLB HIGH DIV FD 97717W877 2,393 49,647 SH SOLE 0 0 49,647 WISDOMTREE TR GLB US QTLY DIV 97717W844 5,835 140,006 SH SOLE 0 0 140,006 WISDOMTREE TR HEDGED HI YLD BD 97717W430 2,011 90,335 SH SOLE 0 0 90,335 WISDOMTREE TR INDIA ERNGS FD 97717W422 4,018 118,652 SH SOLE 0 0 118,652 WISDOMTREE TR INTL DIV EX FINL 97717W786 657 15,200 SH SOLE 0 0 15,200 WISDOMTREE TR INTL EQUITY FD 97717W703 2,891 53,040 SH SOLE 0 0 53,040 WISDOMTREE TR INTL ESG FUND 97717Y709 283 9,177 SH SOLE 0 0 9,177 WISDOMTREE TR INTL LRGCAP DV 97717W794 1,430 28,988 SH SOLE 0 0 28,988 WISDOMTREE TR INTL QULTY DIV 97717X131 6,588 165,517 SH SOLE 0 0 165,517 WISDOMTREE TR INTL SMCAP DIV 97717W760 6,281 84,108 SH SOLE 0 0 84,108 WISDOMTREE TR INTRST RATE HDGE 97717W380 6,400 136,063 SH SOLE 0 0 136,063 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 18,137 411,084 SH SOLE 0 0 411,084 WISDOMTREE TR ITL HIGH DIV FD 97717W802 988 24,943 SH SOLE 0 0 24,943 WISDOMTREE TR JAPN HEDGE EQT 97717W851 5,563 91,170 SH SOLE 18 0 91,152 WISDOMTREE TR JP SMALLCP DIV 97717W836 247 3,347 SH SOLE 0 0 3,347 WISDOMTREE TR US CORP BOND FD 97717X198 5,192 95,255 SH SOLE 0 0 95,255 WISDOMTREE TR US DIVID EX FNCL 97717W406 3,555 36,553 SH SOLE 0 0 36,553 WISDOMTREE TR US EFFICIENT COR 97717Y790 2,007 49,392 SH SOLE 0 0 49,392 WISDOMTREE TR US ESG FUND 97717W596 2,860 61,153 SH SOLE 0 0 61,153 WISDOMTREE TR US HGH YLD CORP 97717X172 4,048 76,707 SH SOLE 0 0 76,707 WISDOMTREE TR US HIGH DIVIDEND 97717W208 15,861 202,775 SH SOLE 0 0 202,775 WISDOMTREE TR US LARGECAP DIVD 97717W307 87,659 728,549 SH SOLE 189 0 728,360 WISDOMTREE TR US LARGECAP FUND 97717W588 9,720 210,335 SH SOLE 0 0 210,335 WISDOMTREE TR US MIDCAP DIVID 97717W505 49,874 1,188,901 SH SOLE 0 0 1,188,901 WISDOMTREE TR US MIDCAP FUND 97717W570 6,859 130,915 SH SOLE 0 0 130,915 WISDOMTREE TR US MULTIFACTOR 97717Y857 493 12,532 SH SOLE 0 0 12,532 WISDOMTREE TR US QLT SHRHD YLD 97717W547 616 10,300 SH SOLE 0 0 10,300 WISDOMTREE TR US QTLY DIV GRT 97717X669 155,049 2,598,441 SH SOLE 19,109 0 2,579,332 WISDOMTREE TR US S CAP QTY DIV 97717X651 3,953 85,070 SH SOLE 0 0 85,070 WISDOMTREE TR US SHRT TRM HIGH 97717X149 1,449 29,003 SH SOLE 0 0 29,003 WISDOMTREE TR US SHT TRM CORP 97717X156 1,212 23,539 SH SOLE 0 0 23,539 WISDOMTREE TR US SMALLCAP DIVD 97717W604 39,726 1,245,734 SH SOLE 109,842 0 1,135,892 WISDOMTREE TR US SMALLCAP FUND 97717W562 14,316 289,858 SH SOLE 0 0 289,858 WISDOMTREE TR US TOTAL DIVIDND 97717W109 34,970 295,158 SH SOLE 0 0 295,158 WISDOMTREE TR WSDM EMKTBD FD 97717X784 1,261 16,542 SH SOLE 0 0 16,542 WISDOMTREE TR YIELD ENHANCD US 97717X511 67,258 1,288,473 SH SOLE 11 0 1,288,462 WISDOMTREE TR YIELD ENHANCED 97717Y808 11,439 223,818 SH SOLE 0 0 223,818 WIX COM LTD SHS M98068105 2,367 8,155 SH SOLE 51 0 8,104 WM TECHNOLOGY INC COM 92971A109 443 24,807 SH SOLE 15,216 0 9,591 WOLVERINE WORLD WIDE INC COM 978097103 260 7,742 SH SOLE 5,989 0 1,753 WOODWARD INC COM 980745103 1,647 13,404 SH SOLE 6,721 0 6,683 WORKDAY INC CL A 98138H101 10,482 43,904 SH SOLE 31,110 0 12,794 WORKHORSE GROUP INC COM NEW 98138J206 1,380 83,174 SH SOLE 0 0 83,174 WORKIVA INC COM CL A 98139A105 657 5,897 SH SOLE 1,619 0 4,278 WORLD FUEL SVCS CORP COM 981475106 821 25,872 SH SOLE 0 0 25,872 WORLD GOLD TR SPDR GLD MINIS 98149E204 31,102 1,766,152 SH SOLE 426 0 1,765,726 WORTHINGTON INDS INC COM 981811102 331 5,410 SH SOLE 2,138 0 3,272 WP CAREY INC COM 92936U109 42,802 573,602 SH SOLE 7,300 0 566,302 WPP PLC NEW ADR 92937A102 870 12,827 SH SOLE 1,935 0 10,892 WRAP TECHNOLOGIES INC COM 98212N107 390 49,735 SH SOLE 0 0 49,735

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document WW INTL INC COM 98262P101 259 7,169 SH SOLE 0 0 7,169 WYNDHAM HOTELS & RESORTS INC COM 98311A105 1,323 18,303 SH SOLE 1,990 0 16,313 WYNN RESORTS LTD COM 983134107 16,764 137,069 SH SOLE 8,784 0 128,285 XAI OCTAGON FLOATING RATE & COM 98400T106 1,643 172,055 SH SOLE 0 0 172,055 XCEL ENERGY INC COM 98389B100 21,519 326,632 SH SOLE 103,104 0 223,528 XENIA HOTELS & RESORTS INC COM 984017103 1,185 63,266 SH SOLE 1,193 0 62,073 XEROX HOLDINGS CORP COM NEW 98421M106 476 20,276 SH SOLE 1,434 0 18,842 XILINX INC COM 983919101 4,634 32,038 SH SOLE 42 0 31,996 XL FLEET CORP COM CL A 9837FR100 111 13,288 SH SOLE 0 0 13,288 XPENG INC ADS 98422D105 3,602 81,091 SH SOLE 0 0 81,091 XPO LOGISTICS INC COM 983793100 6,560 46,891 SH SOLE 120 0 46,771 XUNLEI LTD SPONSORED ADR 98419E108 77 16,800 SH SOLE 0 0 16,800 XYLEM INC COM 98419M100 12,627 105,259 SH SOLE 74,342 0 30,917 YAMANA GOLD INC COM 98462Y100 498 117,977 SH SOLE 6,301 0 111,676 YANDEX N V SHS CLASS A N97284108 3,397 48,008 SH SOLE 443 0 47,565 YELP INC CL A 985817105 239 5,971 SH SOLE 1,046 0 4,925 YETI HLDGS INC COM 98585X104 3,937 42,872 SH SOLE 3,913 0 38,959 YORK WTR CO COM 987184108 412 9,090 SH SOLE 0 0 9,090 YUM BRANDS INC COM 988498101 17,464 151,823 SH SOLE 18,876 0 132,947 YUM CHINA HLDGS INC COM 98850P109 7,299 110,172 SH SOLE 25,841 0 84,331 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 12,648 23,888 SH SOLE 7,727 0 16,161 ZENDESK INC COM 98936J101 9,864 68,336 SH SOLE 42,082 0 26,254 ZEPP HEALTH CORPORATION SPONSORED ADS 98945L105 257 21,906 SH SOLE 55 0 21,851 ZILLOW GROUP INC CL A 98954M101 6,525 53,250 SH SOLE 0 0 53,250 ZILLOW GROUP INC CL C CAP STK 98954M200 4,891 40,016 SH SOLE 12,185 0 27,831 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 506 11,257 SH SOLE 8,410 0 2,847 ZIMMER BIOMET HOLDINGS INC COM 98956P102 7,668 47,681 SH SOLE 2,840 0 44,841 ZIONS BANCORPORATION N A COM 989701107 784 14,831 SH SOLE 1,868 0 12,963 ZIOPHARM ONCOLOGY INC COM 98973P101 80 30,451 SH SOLE 0 0 30,451 ZIX CORP COM 98974P100 73 10,353 SH SOLE 0 0 10,353 ZOETIS INC CL A 98978V103 28,022 150,366 SH SOLE 81,401 0 68,965 ZOMEDICA CORP COM 98980M109 22 25,958 SH SOLE 0 0 25,958 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 45,655 117,962 SH SOLE 3,188 0 114,774 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 1,509 28,919 SH SOLE 0 0 28,919 ZOSANO PHARMA CORP COM NEW 98979H202 29 30,000 SH SOLE 0 0 30,000 ZSCALER INC COM 98980G102 4,206 19,465 SH SOLE 43 0 19,422 ZYNERBA PHARMACEUTICALS INC COM 98986X109 119 22,578 SH SOLE 0 0 22,578 ZYNGA INC CL A 98986T108 2,135 200,806 SH SOLE 2,281 0 198,525

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