Eros International PLC Form F-3 Filed 2018-09-17
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SECURITIES AND EXCHANGE COMMISSION FORM F-3 Registration statement for specified transactions by certain foreign private issuers Filing Date: 2018-09-17 SEC Accession No. 0001171520-18-000422 (HTML Version on secdatabase.com) FILER Eros International PLC Mailing Address Business Address 901-902, 9TH FLOOR, 901-902, 9TH FLOOR, CIK:1532981| IRS No.: 000000000 SUPREME CHAMBERS SUPREME CHAMBERS Type: F-3 | Act: 33 | File No.: 333-227380 | Film No.: 181073606 VEERA DESAI ROAD, VEERA DESAI ROAD, SIC: 7822 Motion picture & video tape distribution ANDHERI (WEST) ANDHERI (WEST) MUMBAI K7 00000 MUMBAI K7 00000 91 (22) 6602 1500 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document As filed with the Securities and Exchange Commission on September 17, 2018 Registration No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EROS INTERNATIONAL PLC (Exact name of registrant as specified in its charter) Isle of Man 7822 Not Applicable (State or other jurisdiction of (I.R.S. Employer (Primary Standard Industrial Classification Code Number) incorporation or organization) Identification Number) 550 County Avenue Secaucus, New Jersey 07094 (201) 558-9001 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) Prem Parameswaran 550 County Avenue Secaucus, New Jersey 07094 (201) 558-9001 (Name, address, including zip code, and telephone number, including area code, of agent for service) Copy to: Peter W. Wardle Gibson, Dunn & Crutcher LLP 333 South Grand Avenue Los Angeles, CA 90071 tel: (213) 229-7242 fax: (213) 229-6242 Approximate date of commencement of proposed sale to the public: From time to time on or after the effective date of this registration statement. If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐ If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box: ☑ If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐ If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ☐ If this form is a registration statement pursuant to General Instruction I.C. or a post-effective amendment thereto that shall become effective upon filing with the Securities and Exchange Commission pursuant to Rule 462(e) under the Securities Act, check the following box: ☐ If this form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.C. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box: ☐ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933. Emerging growth company ☑ If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 7(a)(2)(B) of the Securities Act . : ☐ Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document † The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012. CALCULATION OF REGISTRATION FEE Proposed Proposed Amount Title of Each Class of Maximum Maximum Amount of to be Securities to be Registered Offering Price Aggregate Registration Fee Registered(1) Per Unit(2) Offering Price(2) A ordinary shares, par value GBP 0.30 per share 3,111,088 $12.88 $40,070,813.44 $4,988.82 Pursuant to the terms of a Registration Rights Agreement between the registrant and Reliance Industrial Investments and Holdings Limited, dated August 8, 2018, the registrant is registering for resale a total of 3,111,088 A ordinary shares. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the (1) registrant is also registering such additional indeterminate number of A ordinary shares as may become issuable as a result of share splits, share dividends or similar transactions. Estimated solely for the purpose of calculating the registration fee under Rule 457(c) of the Securities Act, based on the average of the high and low prices of an A (2) ordinary share on the New York Stock Exchange on September 14, 2018, which was $12.88. The Registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the registration statement shall become effective on such date as the SEC, acting pursuant to said Section 8(a) of the Securities Act of 1933, as amended, may determine. Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The information in this prospectus is not complete and may be changed. The selling shareholder may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer or sale is not permitted. Subject to Completion, Dated September 17, 2018 PROSPECTUS EROS INTERNATIONAL PLC 3,111,088 A Ordinary Shares _____________ The selling shareholder identified in this prospectus may offer and sell, from time to time, in one or more offerings, up to 3,111,088 of our A ordinary shares. You should carefully read this prospectus and the applicable prospectus supplement, as well as any documents incorporated by reference, before buying any of the A ordinary shares being offered. The distribution of the A ordinary shares by the selling shareholder may be effected from time to time by a variety of methods, including: • in underwritten public offerings; • in ordinary brokerage transactions on securities exchanges, including the New York Stock Exchange; • to or through brokers or dealers who may act as principal or agent; or • in one or more negotiated transactions at prevailing market prices or negotiated prices. The brokers or dealers through or to whom the A ordinary shares may be sold may be deemed underwriters of the shares within the meaning of the Securities Act of 1933, as amended, in which event all brokerage commissions or discounts and other compensation received by those brokers or dealers may be deemed to be underwriting compensation. To the extent required, the names of any underwriters and applicable commissions or discounts and any other required information with respect to any particular sale will be set forth in an accompanying prospectus supplement. See “Plan of Distribution” for a further description of how the selling shareholder may dispose of the shares covered by this prospectus. We are not selling any A ordinary shares under this prospectus and will not receive any of the proceeds from the sale of the A ordinary shares by the selling shareholder. Our A ordinary shares are listed on the New York Stock Exchange, or the NYSE, under the symbol “EROS.” We are an “emerging growth company” under federal securities laws and may elect to comply with reduced public company reporting requirements. On September 14, 2018, the last reported sales price of a share of our A ordinary shares on the NYSE was $12.75. Our principal executive offices are located at 550 County Avenue, Secaucus, New Jersey 07094 and the telephone number of our principal executive offices is +1 (201) 558-9001. Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document This prospectus may not be used to offer or sell any securities unless accompanied by a prospectus supplement. INVESTING IN OUR SECURITIES INVOLVES A HIGH DEGREE OF RISK. YOU SHOULD REVIEW CAREFULLY THE RISKS AND UNCERTAINTIES DESCRIBED UNDER THE HEADING “RISK FACTORS” CONTAINED HEREIN ON PAGE 4 AND IN THE APPLICABLE PROSPECTUS SUPPLEMENT, AND IN ANY OTHER DOCUMENT INCORPORATED BY REFERENCE HEREIN OR THEREIN. Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of this prospectus. Any representation to the contrary is a criminal offense. The date of this prospectus is , 2018. Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TABLE OF CONTENTS ABOUT THIS PROSPECTUS 3 RISK FACTORS 4 CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS 5 COMPANY OVERVIEW 7 USE OF PROCEEDS 9 DESCRIPTION OF A ORDINARY SHARES 10 SELLING SHAREHOLDER 14 PLAN OF DISTRIBUTION 15 LEGAL MATTERS 17 EXPERTS 17 WHERE YOU CAN FIND MORE INFORMATION 17 INCORPORATION OF CERTAIN INFORMATION BY REFERENCE 17 ENFORCEABILITY OF CIVIL LIABILITIES 19 1 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The distribution of this prospectus may be restricted by law in certain jurisdictions.