![List of Securities Eligible for Reduced Margin [Effective from September 3, 2019 Until Replaced by a Subsequent List]](http://data.docslib.org/img/88a7dd269cd544019d2116e620e03834-1.webp)
Attachment #1
List of Securities Eligible for Reduced Margin [effective from September 3, 2019 until replaced by a subsequent list]
Compiled by the Investment Industry Regulatory Page 1 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol TORONTO STOCK EXCHANGE (TSX) ALTAGAS LTD SR K PR ALA.PR.K ABSOLUTE SOFTWARE J ABT ALTAGAS LTD C PR USF ALA.PR.U BARRICK GOLD CORP ABX ALTIUS MINERALS CORP ALS AIR CANADA VOTE & VV AC ALTIUS MINERALS PR ALS.PR.A AURORA CANNABIS J ACB ALITHYA GROUP J A SV ALYA ALTAGAS CANADA INC. ACI ALLIED PROP. REIT UN AP.UN ATCO LTD. CL I NV ACO.X AUTOMOTIVE PPTY UN APR.UN ATCO LTD. CL II ACO.Y APTOSE BIOSCIENCES APS AUTOCANADA INC. ACQ ALGONQUIN PWR & UTIL AQN ALARIS ROYALTY CORP. AD ALGONQUIN PWR A PR AQN.PR.A ACADIAN TIMBER CORP. ADN ALGONQUIN PWR D PR AQN.PR.D ANDREW PELLER A NV ADW.A ALIGNVEST ACQUISA RV AQY.A ANDREW PELLER LTD. B ADW.B AECON GROUP INC. ARE AGNICO EAGLE MINES AEM ARC RESOURCES LTD. ARX AG GROWTH INT'L INC. AFN ALACER GOLD CORP. J ASR AGF MANAGEMENT B NV AGF.B ATS AUTOMATION TOOL ATA ALAMOS GOLD INC. J AGI ALIMENTATION CL A MV ATD.A ATRIUM MTG INVEST AI ALIMENTATION CL B SV ATD.B ALTUS GROUP LIMITED AIF ATLANTIC POWER ATP AIMIA INC. AIM ARITZIA INC. SV ATZ AIMIA INC. SER 1 PR AIM.PR.A AURYN RESOURCES J AUG AIMIA INC. SER 2 PR AIM.PR.B AURINIA PHARMA INC J AUP AIMIA INC. SER 3 PR AIM.PR.C A&W REVENUE RYLTY UN AW.UN AKITA DRILL CL A NV AKT.A ARTIS REIT UN AX.UN AKITA DRILLING CL B AKT.B ARTIS REIT SER A PR AX.PR.A AKUMIN INC. J AKU ARTIS REIT SER E PR AX.PR.E AKUMIN INC. J USF AKU.U ARTIS REIT SER I PR AX.PR.I ALTAGAS LTD. ALA BADGER DAYLIGHTING BAD ALTAGAS LTD SR A PR ALA.PR.A BROOKFLD ASSET A LV BAM.A ALTAGAS LTD SR B PR ALA.PR.B BROOKFLD ASSET PR 32 BAM.PF.A ALTAGAS LTD SR E PR ALA.PR.E BROOKFLD ASSET PR 34 BAM.PF.B ALTAGAS LTD SR G PR ALA.PR.G BROOKFLD ASSET PR 36 BAM.PF.C ALTAGAS LTD SR I PR ALA.PR.I BROOKFLD ASSET PR 37 BAM.PF.D Compiled by the Investment Industry Regulatory Page 2 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol BROOKFLD ASSET PR 38 BAM.PF.E BCE INC. PR SER AG BCE.PR.G BROOKFLD ASSET PR 40 BAM.PF.F BCE INC. PR SER AH BCE.PR.H BROOKFLD ASSET PR 42 BAM.PF.G BCE INC. PR SER AI BCE.PR.I BROOKFLD ASSET PR 44 BAM.PF.H BCE INC. PR SER AJ BCE.PR.J BROOKFLD ASSET PR 46 BAM.PF.I BCE INC. PR SER AK BCE.PR.K BROOKFLD ASSET PR 48 BAM.PF.J BCE INC. PR SER AL BCE.PR.L BROOKFLD ASSET PR 2 BAM.PR.B BCE INC. PR SER AM BCE.PR.M BROOKFLD ASSET PR 4 BAM.PR.C BCE INC. PR SER AN BCE.PR.N BROOKFLD ASSET PR 8 BAM.PR.E BCE INC. PR SER AO BCE.PR.O BROOKFLD ASSET PR 9 BAM.PR.G BCE INC. PR SER AQ BCE.PR.Q BROOKFLD ASSET PR 13 BAM.PR.K BCE INC. PR SER R BCE.PR.R BROOKFLD ASSET PR 17 BAM.PR.M BCE INC. PR SER S BCE.PR.S BROOKFLD ASSET PR 18 BAM.PR.N BCE INC. PR SER T BCE.PR.T BROOKFLD ASSET PR 24 BAM.PR.R BCE INC. PR SERIES Y BCE.PR.Y BROOKFLD ASSET PR 25 BAM.PR.S BCE INC. PR SERIES Z BCE.PR.Z BROOKFLD ASSET PR 26 BAM.PR.T BLACK DIAMOND GROUP BDI BROOKFLD ASSET PR 28 BAM.PR.X BIRD CONSTRUCTION BDT BROOKFLD ASSET PR 30 BAM.PR.Z BOARDWALK REIT UN BEI.UN BLACKBERRY LIMITED BB BROOKFIELD RENEW UN BEP.UN BOMBARDIER CL A MV BBD.A BROOKFIELD RENEW PR5 BEP.PR.E BOMBARDIER CL B SV BBD.B BROOKFIELD RENEW PR7 BEP.PR.G BOMBARDIER SER 2 PR BBD.PR.B BROOKFIELD RENEW PR9 BEP.PR.I BOMBARDIER 6.25% PR BBD.PR.C BROOKFIELD RENEWPR11 BEP.PR.K BOMBARDIER SER 3 PR BBD.PR.D BROOKFIELD RENEWPR13 BEP.PR.M BROOKFIELD BUS LP UN BBU.UN BROOKFIELD RENEWPR15 BEP.PR.O COTT CORPORATION BCB BRKFLD GLBINFRAS SEC BGI.UN BCE INC. BCE BAUSCH HEALTH CO BHC BCE INC. PR SER AA BCE.PR.A BROOKFIELD INFRAS UN BIP.UN BCE INC. PR SER AB BCE.PR.B BROOKFIELD INFRASPR1 BIP.PR.A BCE INC. PR SER AC BCE.PR.C BROOKFIELD INFRASPR3 BIP.PR.B BCE INC. PR SER AD BCE.PR.D BROOKFIELD INFRASPR5 BIP.PR.C BCE INC. PR SER AE BCE.PR.E BROOKFIELD INFRASPR7 BIP.PR.D BCE INC. PR SER AF BCE.PR.F BROOKFIELD INFRASPR9 BIP.PR.E Compiled by the Investment Industry Regulatory Page 3 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol BROOKFIELD INFRAPR11 BIP.PR.F BROOKFLD OFFICE PRII BPO.PR.I BIRCHCLIFF ENERGY BIR BROOKFLD OFFICE PR T BPO.PR.T BIRCHCLIFF ENGY PR A BIR.PR.A BROOKFLD PPTY LP UN BPY.UN BIRCHCLIFF ENGY PR C BIR.PR.C BRIDGEMARQ RL EST RV BRE GLBL INNOVATION DIV BL.UN BTB REIT UN BTB.UN BALLARD POWER SYS BLDP BAYTEX ENERGY CORP. BTE BORALEX INC. CL A BLX B2GOLD CORP. J BTO BANK OF MONTREAL BMO BOYD GROUP FND TR UN BYD.UN BK OF MON PR SER 26 BMO.PR.A BAYLIN TECH INC. J BYL BK OF MON PR SER 38 BMO.PR.B CAE INC. CAE BK OF MON PR SER 40 BMO.PR.C CALEDONIA MINING PLC CAL BK OF MON PR SER 42 BMO.PR.D CDN APARTMENT TR UN CAR.UN BK OF MON PR SER 44 BMO.PR.E CASCADES INC. CAS BK OF MON PR SER 46 BMO.PR.F ISHRE 1-5 CORPBND UN CBO BK OF MON PR SER 25 BMO.PR.Q COGECO COMMUN INC SV CCA BK OF MON PR SER 27 BMO.PR.S CCL INDUSTRIES CL A CCL.A BK OF MON PR SER 29 BMO.PR.T CCL INDUSTRIES CL B CCL.B BK OF MON PR SER 31 BMO.PR.W CAMECO CORPORATION CCO BK OF MON PR SER 33 BMO.PR.Y CERIDIAN HCM HLDG J CDAY BK OF MON PR SER 35 BMO.PR.Z ISHR CDNDIVARISTO UN CDZ BONTERRA ENERGY CORP BNE SPROTT PHYGLD&SIL TR CEF BANK OF NOVA SCOTIA BNS SPROTT PHYGLD&SIL US CEF.U BANK OF N S SR 31 PR BNS.PR.D CES ENERGY SOLUTN CEU BANK OF N S SR 34 PR BNS.PR.E CANACCORD GENUITY CF BANK OF N S SR 33 PR BNS.PR.F CANACCORD GEN A PR CF.PR.A BANK OF N S SR 36 PR BNS.PR.G CANACCORD GEN C PR CF.PR.C BANK OF N S SR 38 PR BNS.PR.H CANFOR CORPORATION CFP BANK OF N S SR 40 PR BNS.PR.I CALFRAC WELL SERV CFW BANK OF N S SR 30 PR BNS.PR.Y CANFOR PULP PRODUCTS CFX BANK OF N S SR 32 PR BNS.PR.Z CENTERRA GOLD INC. CG AIRBOSS OF AMERICA J BOS ISHARE GLDBULHDGD UN CGL BOSTON PIZZA FND UN BPF.UN ISHARE GLDBUL NN-HDG CGL.C BROOKFLD OFFICE PRAA BPO.PR.A COGECO INC. SV CGO Compiled by the Investment Industry Regulatory Page 4 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol CINEPLEX INC. CGX ISHARES CDNPREF UN CPD CHEMTRADE LOGISTC UN CHE.UN CRESCENT POINT CORP. CPG CHOICE PPTY REIT UN CHP.UN CAPITAL POWER CORP. CPX CHORUS AVIATION V&VV CHR CAPITAL PWR SER 1 PR CPX.PR.A CHESSWOOD GROUP LTD. CHW CAPITAL PWR SER 3 PR CPX.PR.C CHAMPION IRON ORD J CIA CAPITAL PWR SER 5 PR CPX.PR.E CI 1STASTCANBANCINCM CIC CAPITAL PWR SER 7 PR CPX.PR.G COLLIERS INTL GRP SV CIGI CAPITAL PWR SER 9 PR CPX.PR.I CI FINANCIAL CORP. CIX CAPITAL PWR SR 11 PR CPX.PR.K CARDINAL ENERGY J CJ CRH MEDICAL CORP. J CRH CORUS ENTERTNMNT B CJR.B CRONOS GROUP INC. J CRON CARGOJET INC. COM&VV CJT CROMBIE REAL EST UN CRR.UN ISHRE 1-5 GOVTBND UN CLF CT RL EST INVEST UN CRT.UN ALCANNA INC. CLIQ CHARTWELL RETIRE UN CSH.UN CLEARWATER SEAFOODS CLR CONSTELLATION SOFTWR CSU CELESTICA INC SV CLS CANADIAN TIRE CORP CTC CDN IMPERIAL BANK CM CANADIAN TIRE A NV CTC.A CDN IMP BK SER 39 PR CM.PR.O CDN UTILITIES A NV CU CDN IMP BK SER 41 PR CM.PR.P CDN UTIL 2ND PR Y CU.PR.C CDN IMP BK SER 43 PR CM.PR.Q CDN UTIL 2ND PR AA CU.PR.D CDN IMP BK SER 45 PR CM.PR.R CDN UTIL 2ND PR BB CU.PR.E CDN IMP BK SER 47 PR CM.PR.S CDN UTIL 2ND PR CC CU.PR.F CDN IMP BK SER 49 PR CM.PR.T CDN UTIL 2ND PR DD CU.PR.G CDN IMP BK SER 51 PR CM.PR.Y CDN UTIL 2ND PR EE CU.PR.H COMPUTER MODELLING J CMG CDN UTIL 2ND PR FF CU.PR.I CARMANAH TECH CORP. CMH CDN UTILITIES CL B CU.X ISHARES MONEYMKT UN CMR COMINAR REAL EST UN CUF.UN CANACOL ENERGY J CNE CENOVUS ENERGY INC. CVE CONTINENTAL GOLD J CNL CDN WSTRN BANK CWB CANADIAN NATURAL RES CNQ CDN WSTRN BK SR 5 PR CWB.PR.B CDN NAT'L RAILWAY CNR CDN WSTRN BK SR 7 PR CWB.PR.C CNOOC LIMITED ADRS CNU CDN WSTRN BK SR 9 PR CWB.PR.D CDN PACIFIC RAILWAY CP CANWEL BUILDING GRP CWX Compiled by the Investment Industry Regulatory Page 5 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol DREAM OFFICE REIT UN D.UN ENDEAVOUR MINING ORD EDV DIVIDEND 15SPLIT 2 A DF EUROPEAN FOCUSDIV UN EF.UN DIVIDEND 15SPLT 2 PR DF.PR.A ELEMENT FLEET MGT EFN DIVIDEND 15 SPLT A DFN ELEMENT FLEET PR A EFN.PR.A DIVIDEND 15 SPLT PR DFN.PR.A ELEMENT FLEET PR C EFN.PR.C DETOUR GOLD CORP J DGC ELEMENT FLEET PR E EFN.PR.E DIV GROWTH SPLT CL A DGS ELEMENT FLEET PR G EFN.PR.G DIV GROWTH SPLIT PR DGS.PR.A ELEMENT FLEET PR I EFN.PR.I DOREL IND INC A MV DII.A ENERGY FUELS INC. J EFR DOREL IND INC B SV DII.B ENERFLEX LTD. EFX DREAM INDUSTRL REIT DIR.UN EXCHANGE INCOME CORP EIF DIVERS RYLTY CORP. DIV CANOE EIT SER 1 PR EIT.PR.A HORIZON US$ CUR A UN DLR CANOE EIT SER 2 PR EIT.PR.B HORIZON US$CUR A USF DLR.U CANOE EIT INCOME UN EIT.UN DOLLARAMA INC. DOL ELDORADO GOLD CORP. ELD BRP INC. SV DOO EMERA INCORPORATED EMA DUNDEE PRECIOUS MTL DPM EMERA INC. SER A PR EMA.PR.A MEDICAL FACILITIES DR EMERA INC. SER B PR EMA.PR.B DREAM HRD ASETALT UN DRA.UN EMERA INC. SER C PR EMA.PR.C DREAM GLOBAL REIT UN DRG.UN EMERA INC. SER E PR EMA.PR.E DREAM UNLTD CL A SV DRM EMERA INC. SER F PR EMA.PR.F DREAM UNLTD 1ST PR DRM.PR.A EMERA INC. SER H PR EMA.PR.H DIRTT ENV SOLUTION J DRT EMPIRE CO CL A NV EMP.A DIVIDEND SELECT 15EQ DS ENBRIDGE INC. ENB DESCARTES SYSTEMS DSG ENBRIDGE SER 9 PR ENB.PF.A DYNAMIC ISHR GLBLDIV DXG ENBRIDGE SER 11 PR ENB.PF.C DYNAMIC ISHR PREF UN DXP ENBRIDGE SER 13 PR ENB.PF.E ENCANA CORPORATION ECA ENBRIDGE SER 15 PR ENB.PF.G ECN CAPITAL CORP. ECN ENBRIDGE SER 17 PR ENB.PF.I ECN CAPITAL 6.50% PR ECN.PR.A ENBRIDGE SER 19 PR ENB.PF.K ECN CAPITAL 6.25% PR ECN.PR.C ENBRIDGE SER L US PR ENB.PF.U ECOSYNTHETIX INC. J ECO ENBRIDGE SER 5 US PR ENB.PF.V ENDEAVOUR SILVER J EDR ENBRIDGE 5.50% PR ENB.PR.A Compiled by the Investment Industry Regulatory Page 6 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol ENBRIDGE INC SR B PR ENB.PR.B FAIRFAX FIN SER I PR FFH.PR.I ENBRIDGE INC SR C PR ENB.PR.C FAIRFAX FIN SER J PR FFH.PR.J ENBRIDGE INC SR D PR ENB.PR.D FAIRFAX FIN SER K PR FFH.PR.K ENBRIDGE INC SR F PR ENB.PR.F FAIRFAX FIN SER M PR FFH.PR.M ENBRIDGE INC SR H PR ENB.PR.H FAIRFAX FIN SV USF FFH.U ENBRIDGE SER 7 PR ENB.PR.J NA FIN 15 SPLIT A FFN ENBRIDGE INC SR N PR ENB.PR.N NA FIN 15 SPLIT 2 PR FFN.PR.A ENBRIDGE INC SR P PR ENB.PR.P CI 1STAST ENHGOVBOND FGO ENBRIDGE INC SR R PR ENB.PR.T CI1STAST ENHGVTBNDUS FGO.U ENBRIDGE SR J US PR ENB.PR.U ISHARES CDNFINMO UN FIE ENBRIDGE SER 1 US PR ENB.PR.V CI 1ST ASST INVBNDUN FIG ENBRIDGE SER 3 PR ENB.PR.Y CI 1ST ASSTINVBND US FIG.U ENGHOUSE SYSTEMS LTD ENGH FAIRFAX INDIA SV USF FIH.U EQUITABLE GROUP INC. EQB CI 1STASTUS&CALIFECO FLI EQUITABLE GRP PR 3 EQB.PR.C PURPOSE FLTG RATE UN FLOT ENERPLUS CORPORATION ERF PURPOSE FLTGRTCAD UN FLOT.B ERO COPPER CORP. J ERO PURPOSE FLTGRTNCH US FLOT.U ENSIGN ENGY SERVICES ESI FIRST QUANTUM MNRL J FM EVERTZ TECHNOLOGIES ET FIRST NAT'L FIN CORP FN EXTENDICARE INC. EXE 1ST NATL FIN SR 1 PR FN.PR.A EXFO INC. SV EXF 1ST NATL FIN SR 2 PR FN.PR.B FAIRFAX AFRICA SV US FAH.U FRANCO-NEVADA CORP. FNV ABERDEEN ASIA-PACIFC FAP GOODFOOD MARKET J FOOD FIRM CAP MTG INVEST FC FIRST MAJESTIC J FR FIRST CAPITAL REALTY FCR FRESHII INC. CL A SV FRII FRONTERA ENERGY CORP FEC FREEHOLD ROYALTIES FRU FAIRFAX FINANCIAL SV FFH CI 1STASTENHNCSH BND FSB FAIRFAX FIN SER C PR FFH.PR.C CI1STASTENHNCSHBNDUS FSB.U FAIRFAX FIN SER D PR FFH.PR.D FIRSTSERVICE CORP. FSV FAIRFAX FIN SER E PR FFH.PR.E FIERA CAPITAL A SV FSZ FAIRFAX FIN SER F PR FFH.PR.F FIRAN TECH GRP CORP. FTG FAIRFAX FIN SER G PR FFH.PR.G FINANCIAL 15 SPLT A FTN FAIRFAX FIN SER H PR FFH.PR.H FINANCIAL 15 SPLT PR FTN.PR.A Compiled by the Investment Industry Regulatory Page 7 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol FORTIS INC. FTS GT-WEST LIFECO PR N GWO.PR.N FORTIS INC. 1ST PR F FTS.PR.F GT-WEST LIFECO PR O GWO.PR.O FORTIS INC. 1ST PR G FTS.PR.G GT-WEST LIFECO PR P GWO.PR.P FORTIS INC. 1ST PR H FTS.PR.H GT-WEST LIFECO PR Q GWO.PR.Q FORTIS INC.1ST PR I FTS.PR.I GT-WEST LIFECO PR R GWO.PR.R FORTIS INC. 1ST PR J FTS.PR.J GT-WEST LIFECO PR S GWO.PR.S FORTIS INC. 1ST PR K FTS.PR.K GT-WEST LIFECO PR T GWO.PR.T FORTIS INC. 1ST PR M FTS.PR.M GLOBAL WATER RES GWR FINNING INT'L INC. FTT HYDRO ONE LIMITED H FORTUNA SILVER MINES FVI HORIZON CORPBND E UN HAB GREAT CDN GAMING GC HORIZON CDN SLCTUNIV HBB GRAN COLOMBIA GOLD GCM HARVESTBRNDLDR+ A UN HBF GLBL RLEST E-COMMERC GEC.UN HARVESTBRNDLDR+US UN HBF.U GIBSON ENERGY INC GEI HUDBAY MINERALS INC. HBM CGI INC. CL A SV GIB.A HOME CAPITAL GROUP HCG GILDAN ACTIVEWEAR GIL HARDWOODS DIST INC. HDI GMP CAPITAL INC. GMP HEXO CORP. HEXO GMP CAPITAL SER B PR GMP.PR.B HORIZON FLTGRTBND UN HFR GMP CAPITAL SER C PR GMP.PR.C BETAPROCDNGLDMNR2XBL HGU CDA GOOSE HLDGS SV GOOS HARVEST HLTHCRLDR UN HHL GRANITE RL EST TR UN GRT.UN HARVESTHEALTHCARE US HHL.U GOLDEN STAR RESOURCE GSC HIGH LINER FOODS INC HLF GOEASY LTD. GSY HORIZONS MARIJ LFE A HMMJ GRAN TIERRA ENERGY J GTE HORIZONS MARIJ US HMMJ.U GREENBROOK TMS INC J GTMS BSR REIT INVEST USF HOM.U KNIGHT THERAPEUTICS GUD BSR REIT INVEST UN HOM.UN GREAT-WEST LIFECO GWO AMERICAN HOTL UN USF HOT.U GT-WEST LIFECO PR F GWO.PR.F AMERICAN HOTL LP UN HOT.UN GT-WEST LIFECO PR G GWO.PR.G BETAPRO CRUDEOIL2XBL HOU GT-WEST LIFECO PR H GWO.PR.H HORIZON PREF CL E UN HPR GT-WEST LIFECO PR I GWO.PR.I BETAPRONASDQ100 2XBL HQU GT-WEST LIFECO PR L GWO.PR.L H&R REAL ESTATE UN HR.UN GT-WEST LIFECO PR M GWO.PR.M HEROUX-DEVTEK INC. HRX Compiled by the Investment Industry Regulatory Page 8 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin
List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol BETAPRO S&P500 -2XBR HSD IMPERIAL OIL LTD. IMO HUSKY ENERGY INC. HSE IMV INC. J IMV HUSKY ENERGY SR 1 PR HSE.PR.A INNERGEX RENEW ENGY INE HUSKY ENERGY SR 2 PR HSE.PR.B INNERGEX RENEW PR A INE.PR.A HUSKY ENERGY SR 3 PR HSE.PR.C INNERGEX RENEW PR C INE.PR.C HUSKY ENERGY SR 5 PR HSE.PR.E INOVALIS REIT UN INO.UN HUSKY ENERGY SR 7 PR HSE.PR.G INT'L PETE CORP. IPCO BETAPRO S&P500 2X BL HSU INTER PIPELINE LTD. IPL HARVESTTECHACHVGRW A HTA IPL PLASTICS INC. IPLP HARVESTTECHACHGROWUS HTA.U INTERTAPE POLYMER ITP HIGH ARCTIC ENGY INC HWO IVANHOE MINES CL A J IVN BETAPROS&PTSX60-2XBR HXD INVESQUE INC. USF IVQ.U HORIZONS S&P500 UN HXS JUST ENERGY GROUP JE HORIZON S&P500 US UN HXS.U JUST ENERGY 8.5PR US JE.PR.U HORIZON S&P/TSX60 A HXT JOURNEY ENERGY INC. JOY HORIZON S&P/TSX60 US HXT.U JAMIESON WELLNESS JWEL HYDROGENICS CORP HYG KINROSS GOLD CORP. K HORIZON HIGHYLDBND E HYI KELT EXPL LTD. J KEL INDSTRL ALLIANCEPR G IAF.PR.G KEYERA CORP. KEY IA FINANCIAL CORP. IAG KIRKLAND LAKE GOLD J KL IBI GROUP INC. IBG KINDER MORGAN CDA RV KML INDIGO BOOKS & MUSIC IDG KINDER MORGAN SR1 PR KML.PR.A INTACT FIN CORP. IFC KINDER MORGAN SR3 PR KML.PR.C INTACT FIN A SER 1 IFC.PR.A KILLAM APT REIT UN J KMP.UN INTACT FIN A SER 3 IFC.PR.C CORVUS GOLD INC. J KOR INTACT FIN A SER 4 IFC.PR.D KINAXIS INC. J KXS INTACT FIN A SER 5 IFC.PR.E LOBLAW COMPANIES LTD L INTACT FIN A SR 6 PR IFC.PR.F LOBLAW CO. SER B PR L.PR.B INTACT FIN A SR 7 PR IFC.PR.G LITHIUM AMERICAS J LAC INTERFOR CORPORATION IFP LAURENTIAN BK OF CAN LB IGM FINANCIAL INC. IGM LAURENTIAN BK PR 13 LB.PR.H INTERRENT REIT UN J IIP.UN LAURENTIAN BK PR 15 LB.PR.J IAMGOLD CORPORATION IMG LIFE & BANC SPLIT A LBS Compiled by the Investment Industry Regulatory Page 9 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol LIFE & BANC SPLIT PR LBS.PR.A MAGNA INT'L INC. MG CDN LIFE COSPLT PR12 LFE.PR.B MINTO APART REIT UN MI.UN LABRADOR IRON ORE LIF GENWORTH MI CANADA MIC LEON'S FURNITURE LTD LNF MINT INCME FND TR UN MID.UN LINAMAR CORPORATION LNR MACKENZIE CAFXINCM E MKB LUNDIN GOLD INC. J LUG MCAN MORTGAGE CORP. MKP LUNDIN MINING CORP LUN RY CDN MINT-GOLD ETR MNT MAG SILVER CORP. J MAG RY CDN MINT-GOLD USF MNT.U MAGELLAN AEROSPACE MAL MOGO INC. J MOGO MAV BEAUTY BRANDS MAV MELCOR REIT UN MR.UN MEDIAGRIF INTERACTV MDF MARTINREA INT'L INC. MRE MAJOR DRILLING GROUP MDI MORGUARD NA REIT UN MRG.UN MACKENZIE EMRGMKTS E MEE MORGUARD REAL EST UN MRT.UN MEG ENERGY CORP. MEG METRO INC. MRU MANULIFE FINANCIAL MFC MORNEAU SHEPELL INC. MSI MANULIFE FIN SR 2 PR MFC.PR.B MULLEN GROUP LTD. MTL MANULIFE FIN A PR 3 MFC.PR.C MTY FOOD GROUP INC. MTY MANULIFE FIN SR 3 PR MFC.PR.F MACKENZIE UNCNSTRN E MUB MANULIFE FIN SR 5 PR MFC.PR.G MCEWEN MINING INC. J MUX MANULIFE FIN SR 7 PR MFC.PR.H METHANEX CORPORATION MX MANULIFE FIN SR 9 PR MFC.PR.I NAT'L BANK OF CANADA NA MANULIFE FIN SR11 PR MFC.PR.J NAT'L BANK SER 36 PR NA.PR.A MANULIFE FIN SR13 PR MFC.PR.K NAT'L BANK SER 38 PR NA.PR.C MANULIFE FIN SR15 PR MFC.PR.L NAT'L BANK SER 40 PR NA.PR.E MANULIFE FIN SR17 PR MFC.PR.M NAT'L BANK SER 42 PR NA.PR.G MANULIFE FIN SR19 PR MFC.PR.N NAT'L BANK SER 30 PR NA.PR.S MANULIFE FIN SR21 PR MFC.PR.O NAT'L BANK SER 32 PR NA.PR.W MANULIFE FIN SR 4 PR MFC.PR.P NAT'L BANK SER 34 PR NA.PR.X MANULIFE FIN SR25 PR MFC.PR.Q NEO PERFORM MATERIAL NEO MANULIFE FIN SR23 PR MFC.PR.R NEXA RESOURCES S.A. NEXA MAPLE LEAF FOODS INC MFI NFI GROUP INC. NFI MANULIFE FLTGRTLN UN MFR.UN NOVAGOLD RESOURCES J NG MACKENZIE FLTGRATE E MFT NORANDA INCM PRIORUN NIF.UN Compiled by the Investment Industry Regulatory Page 10 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol N.A. CONSTRUCTION NOA PINNACLE RENEWBLENGY PL NORTHLAND POWER INC. NPI PARK LAWN CORP. PLC NORTHLAND PWR PR 1 NPI.PR.A PLAZA RETAIL REIT UN PLZ.UN NORTHLAND PWR PR 2 NPI.PR.B PIMCO MTHLYINCMETFUN PMIF NORTHLAND PWR PR 3 NPI.PR.C PIMCO MTHLY INCM US PMIF.U NUTRIEN LTD. NTR PARAMOUNT RES CL A POU NUVISTA ENERGY LTD. NVA POWER CORP OF CDA SV POW NTHVIEW APT REIT UN NVU.UN POWER CORP 5.6% PR A POW.PR.A NW COMPANY VARV&COMV NWC POWER CORP 5.35% PR POW.PR.B NW HEALTHCARE UN NWH.UN POWER CORP 5.80% PR POW.PR.C NEXGEN ENERGY LTD. J NXE POWER CORP 5.00% PR POW.PR.D OCEANAGOLD CORP. OGC POWER CORP PART. PR POW.PR.E ONEX CORPORATION SV ONEX POWER CORP SR861STPR POW.PR.F OSISKO GLD ROYALTY OR POWER CORP 5.6% PR G POW.PR.G OROCOBRE LTD. ORD J ORL PEMBINA PIPELINE PPL NORBORD INC. OSB PEMBINA PIPE PR 21 PPL.PF.A OSISKO MINING INC. J OSK PEMBINA PIPE SR 1 PR PPL.PR.A OPEN TEXT CORP OTEX PEMBINA PIPE SR 3 PR PPL.PR.C PAN AMERICAN SILVER PAAS PEMBINA PIPE SR 5 PR PPL.PR.E PREMIUM BRANDS HLDGS PBH PEMBINA PIPE SR 7 PR PPL.PR.G PRECISION DRILL CORP PD PEMBINA PIPE SR 9 PR PPL.PR.I N.A. PALLADIUM LTD. PDL PEMBINA PIPE PR 11 PPL.PR.K PATTERN ENERGY GRP A PEGI PEMBINA PIPE PR 13 PPL.PR.M PEYTO EXPL & DEV PEY PEMBINA PIPE PR 15 PPL.PR.O PREMIER GOLD MINES J PG PEMBINA PIPE PR 17 PPL.PR.Q PIMCO GBL INCMOPP UN PGI.UN PEMBINA PIPE PR 19 PPL.PR.S PHX ENERGY SERVICES PHX PURPOSE HIGH INTSVGS PSA SPROTT PHYGOLD CA UN PHYS INVESCO1-5CORPBND UN PSB SPROTT PHY GLD UN US PHYS.U PASON SYSTEMS INC. PSI PREMIUM INCOME CL A PIC.A PRAIRIESKY ROYALTY PSK PREMIUM INCOME PR PIC.PR.A SPROTT PHY SIL CDN PSLV POLARIS INFRAS J PIF SPROTT PHY SILVER US PSLV.U PARKLAND FUEL CORP. PKI POINTS INT'L LTD. J PTS Compiled by the Investment Industry Regulatory Page 11 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol PRETIUM RESOURCES J PVG RESOLUTE FOREST PROD RFP POWER FINANCIAL CORP PWF CI 1ST ASSET CDNREIT RIT POWER FINANCIAL PR A PWF.PR.A ROCKY MTN DEALERSHIP RME POWER FINANCIAL PR D PWF.PR.E TRANSALTA RENEWABLE RNW POWER FIN 5.25% PR E PWF.PR.F ROOTS CORPORATION ROOT POWER FIN 5.90% PR F PWF.PR.G RBC CDN PREF CA UN RPF POWER FIN 5.75% PR H PWF.PR.H ROGERS SUGAR INC. RSI POWER FIN 6% PR I PWF.PR.I RUSSEL METALS INC. RUS POWER FIN 4.95% PR K PWF.PR.K RESVERLOGIX CORP. J RVX POWER FIN 5.10% PR L PWF.PR.L ROYAL BANK OF CANADA RY POWER FIN 5.80% PR O PWF.PR.O ROYAL BANK PR SER AA RY.PR.A POWER FIN 4.40% PR P PWF.PR.P ROYAL BANK PR SER AC RY.PR.C POWER FINANCIAL PR Q PWF.PR.Q ROYAL BANK PR SER AE RY.PR.E POWER FIN 5.50% PR R PWF.PR.R ROYAL BANK PR SER AF RY.PR.F POWER FIN 4.80% PR S PWF.PR.S ROYAL BANK PR SER AG RY.PR.G POWER FIN 4.20% PR T PWF.PR.T ROYAL BANK PR SER BB RY.PR.H POWER FIN 5.15% PR V PWF.PR.Z ROYAL BANK PR SER BD RY.PR.J PAREX RESOURCES J PXT ROYAL BANK PR SER BF RY.PR.M PIZZA PIZZA ROYALTY PZA ROYAL BANK PR SER BH RY.PR.N QUEBECOR INC CL A MV QBR.A ROYAL BANK PR SER BI RY.PR.O QUEBECOR INC CL B SV QBR.B ROYAL BANK PR SER BJ RY.PR.P RESTAURANT BRND INTL QSR ROYAL BANK PR SER BK RY.PR.Q STINGRAY GROUP SV RAY.A ROYAL BANK PR SER BM RY.PR.R STINGRAY VARY SV RAY.B ROYAL BANK PR SER BO RY.PR.S RITCHIE BROS AUCTION RBA ROYAL BANK PR SER W RY.PR.W BLUE RIBBON INCM UN RBN.UN ROYAL BANK PR SER AZ RY.PR.Z RBC CDNBNK YLD INDX RBNK SAPUTO INC. SAP RICHELIEU HARDWARE RCH BROMPTON SPLT BANC A SBC ROGERS COMM CL A RCI.A BROMPTON SPLT BNC PR SBC.PR.A ROGERS COMM CL B NV RCI.B SHAWCOR LTD. SCL REAL MATTERS INC. REAL SEABRIDGE GOLD INC J SEA RECIPE UNLIMITED SV RECP SECURE ENERGY SERV J SES RIOCAN RL EST TR UN REI.UN SHOPIFY INC A SV SHOP Compiled by the Investment Industry Regulatory Page 12 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol SIENNA SENIOR LIVING SIA SUNCOR ENERGY INC. SU SPROTT INC. SII SILVERCORP METALS J SVM SAVARIA CORP. J SIS SIERRA WIRELESS SW STELLA-JONES INC. SJ SWISS WATER COFFEE SWP SHAW COMM CL B NV SJR.B SUPREMEX INC. SXP SHAW COMM CL 2 PR A SJR.PR.A TELUS CORPORATION T SHAW COMM CL 2 PR B SJR.PR.B TRANSALTA CORP. TA SUN LIFE FIN INC. SLF TRANSALTA SER A PR TA.PR.D SUN LIFE FIN PR A SLF.PR.A TRANSALTA SER B PR TA.PR.E SUN LIFE FIN SER2 PR SLF.PR.B TRANSALTA SER C PR TA.PR.F SUN LIFE FIN SER3 PR SLF.PR.C TRANSALTA SER E PR TA.PR.H SUN LIFE FIN SER4 PR SLF.PR.D TRANSALTA SER G PR TA.PR.J SUN LIFE FIN SER5 PR SLF.PR.E TUCOWS INC. TC SUN LIFE FIN SR8R PR SLF.PR.G TRANSCONTINENTL A SV TCL.A SUN LIFE FIN 10R PR SLF.PR.H TRANSCONTINENTL B MV TCL.B SUN LIFE FIN 12R PR SLF.PR.I TRICON CAPITAL GROUP TCN SUN LIFE FIN 9QR PR SLF.PR.J T.D. BANK TD SUN LIFE FIN 11QR PR SLF.PR.K T.D. BANK SER 1 PR TD.PF.A SEMAFO INC. J SMF T.D. BANK SER 3 PR TD.PF.B SUMMIT IND REIT UN J SMU.UN T.D. BANK SER 5 PR TD.PF.C SNC - LAVALIN GROUP SNC T.D. BANK SER 7 PR TD.PF.D SLATE OFFICE REIT UN SOT.UN T.D. BANK SER 9 PR TD.PF.E STUART OLSON INC. SOX T.D. BANK SER 11 PR TD.PF.F SUPERIOR PLUS CORP. SPB T.D. BANK SER 12 PR TD.PF.G SPROTT PHYPLAT CA UN SPPP T.D. BANK SER 14 PR TD.PF.H SPROTT PHYPLAT US UN SPPP.U T.D. BANK SER 16 PR TD.PF.I SLATE RETAIL CL U UN SRT.U T.D. BANK SER 18 PR TD.PF.J SLATE RETAIL CAD UN SRT.UN T.D. BANK SER 20 PR TD.PF.K SMARTCTR REIT VV UN SRU.UN T.D. BANK SER 22 PR TD.PF.L SANDSTORM GOLD LTD. SSL T.D. BANK SER 24 PR TD.PF.M SSR MINING INC. SSRM TECK RES CL A MV TECK.A STELCO HOLDINGS J STLC TECK RES CL B SV TECK.B STANTEC INC. STN TERVITA CORPORATIONJ TEV Compiled by the Investment Industry Regulatory Page 13 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol TIMBERCREEK FIN CORP TF TOREX GOLD RES J TXG TFI INTERNATIONAL TFII URANIUM PARTICIPATE U TERANGA GOLD CORP. J TGZ DOMTAR CORPORATION UFS THERATECHNOLOGIES TH UNI-SELECT INC. UNS TOROMONT INDUSTRIES TIH URBANA CORPORATION URB TRILOGY METALS INC J TMQ URBANA CORP. CL A NV URB.A TMAC RESOURCES INC J TMR AMERICAS SILVER J USA TRUE NTHCOMMERCL JUN TNT.UN VANGUARD CDN AGR BND VAB TORC OIL & GAS LTD. TOG VERSABANK J VB TOTAL ENGY SERV INC. TOT VERSABANK PR 1 J VB.PR.A TOURMALINE OIL CORP. TOU VERSABANK PR 3 J VB.PR.B SPIN MASTER CORP SV TOY VANGUARD BALETF PORT VBAL THOMSON REUTERS CORP TRI VANGUARD FTSE CDAIDX VCE THOMSON REUTER PR II TRI.PR.B VANGUARD CDAALLCAPUN VCN TRILOGY INTL PARTNRJ TRL VANGUARD CONSERVPORT VCNS TC ENERGY CORP TRP VANGUARD FTSE DIVYLD VDY TC ENERGY CORP PR 1 TRP.PR.A VANGUARD FTSEEMRGMKT VEE TC ENERGY CORP PR 3 TRP.PR.B VERMILION ENERGY INC VET TC ENERGY CORP PR 5 TRP.PR.C VILLAGE FARMS INT'L VFF TC ENERGY CORP PR 7 TRP.PR.D VANGUARD S&P500 INDX VFV TC ENERGY CORP PR 9 TRP.PR.E VANGUARD GROETF PORT VGRO TC ENERGY CORP PR 2 TRP.PR.F SEVEN GENERATIONS A VII TC ENERGY CORP PR 11 TRP.PR.G VANGUARD EXNA IDX UN VIU TC ENERGY CORP PR 4 TRP.PR.H VIEMED HEALTHCARE VMD TC ENERGY CORP PR 6 TRP.PR.I 5N PLUS INC. VNP TC ENERGY CORP PR 13 TRP.PR.J VALENER INC. VNR TC ENERGY CORP PR 15 TRP.PR.K VALENER INC. SR A PR VNR.PR.A CANNTRUST HOLDINGS J TRST VANGUARD CDN S-T BND VSB TRANSAT A.T. V & VV TRZ VANGUARD S-T CRPBOND VSC STARS GROUP INC. J TSGI VANGUARD S&P500 C-HG VSP TAMARACK VALL ENGY J TVE VANGUARD US MKTIDXUN VUN CI 1STASTTECH GIANTS TXF VANGUARD US TOTMKTUN VUS CI1STASTTECGIANTUNHG TXF.B VANGUARD FTSEGLOBECA VXC Compiled by the Investment Industry Regulatory Page 14 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol WASTE CONNECTIONS WCN ISHR CORECDNLT BNDUN XLB WHITECAP RESOURCES J WCP ISHARE HIGHCDNBND UN XQB WESDOME GOLD MINES WDO ISHARE NASDAQ 100 UN XQQ CANOPY GRWTH CORP J WEED ISHRE CDN SH TRM BND XSB WEST FRASER TIMBER WFT ISHR CORECDNSHMPLBND XSH WPT INDUSTRL REIT US WIR.U ISHARES CORE S&P 500 XSP WAJAX CORPORATION WJX ISHARES US SMALL CAP XSU WESTON GEORGE WN EXCO TECHNOLOGIES XTC WESTON GEORGE 1 PR WN.PR.A ISHARE DIVRS MO INCM XTR WESTON GEORGE III PR WN.PR.C ISHARES CORESP500IDX XUS WESTON GEORGE IV PR WN.PR.D ISHR CORS&P US MKTUN XUU WESTON GEORGE V PR WN.PR.E ISHARE MSCI WORLD UN XWD WINPAK LIMITED WPK YELLOW PAGES LIMITED Y WHEATON PRECIOUS MTL WPM YANGARRA RES LTD. YGR WESTPORT FUEL SYS WPRT YAMANA GOLD INC. YRI WSP GLOBAL INC. WSP BMO AGGREGATEBND ETF ZAG WESTSHORE TERMINALS WTE BMO EQLWGHT US BKCAD ZBK TMX GROUP LIMITED X BMO CHINA EQ IDX ETF ZCH ISHR COREMSCI AC WEX XAW BMO MID CRP BOND ETF ZCM ISHARES COREBAL UN XBAL BMO S&P/TSX COMPINDX ZCN ISHR CDN UNIVERS BND XBB BMO SHRT CRP BND ETF ZCS ISHR SP/TSXGBLBSEMTL XBM BMO SH CORP BNDACCUM ZCS.L ISHARES CDN CORP BND XCB BMO DISCOUNT BND UN ZDB ISHARE CORMSCICDNDIV XDIV BMO INT'L DIV CAD UN ZDI ISHR CORE EMRGMKTIMI XEC BMO DJ INDAV HEG ETF ZDJ ISHR CORMSCIEAFE IMI XEF BMO MSCI EAFE HEGCAD ZDM ISHR S&P/TSX HIDIVUN XEI BMO CDN DIVIDEND UN ZDV ISHARES FLTG RATE UN XFR BMO MSCI EAFE IDX UN ZEA ISHARES CDN GOVT BND XGB BMO EQL WGT BANK ETF ZEB ISHARES CORE GROW UN XGRO BMO MSCI EMRGMKTS UN ZEM ISHARES US HIYLD BND XHY BMO EQ WGHTOIL & GAS ZEO ISHARE MSCI EAFE IDX XIN BMO LNG FEDERAL BOND ZFL ISHARES S&P/TSX TECH XIT BMO MID FED BND INDX ZFM Compiled by the Investment Industry Regulatory Page 15 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin
List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol Description Symbol BMO HY US CRPHDG ETF ZHY GOLDEN MINERALS J AUMN BMO VOLATLTY CAD UN ZLB ALEXCO RESOURCE J AXR BMO LONG CRP BND ETF ZLC CORREVIO PHARMA CORP CORV BMO LWVLTYUSEQ CADUN ZLU DENISON MINES CORP DML BMO LWVLTYUSEQ US UN ZLU.U ENTREE RESOURCES J ETG BMO LNGPROVBNDCAD UN ZPL FENNEC PHARMACEUT J FRX BMO LADDERED PR INDX ZPR GENERAL MOLY, INC. GMO BMO NASDAQ EQHED ETF ZQQ GT PANTHER MINING J GPR BMO EQL WGT REITS UN ZRE MAXAR TECHNOLOGIES MAXR BMO S&P500 IDXCAD UN ZSP NTHRN DYNASTY MIN J NDM BMO S&P500 IDX US UN ZSP.U NEPTUNE WELLSOLUTN J NEPT BMO ULTRA SHRTBND UN ZST NEW GOLD INC. NGD BMO ULTRASH BNDACCUM ZST.L NEWMONT GOLDCORP NGT BMO EQ WGT US BANKS ZUB OBSIDIAN ENERGY LTD OBE BMO S&P 500 HEDG-CAD ZUE SUNOPTA, INC. SOY BMO EQL WGT UTIL ETF ZUT TASEKO MINES LTD. TKO BMO DJ INDUSTAVG UN ZWA TANZANIAN GOLD J TNX BMO COVERD CALLCDNBK ZWB TRILLIUM THERPEUTC J TRIL BMO CDN HIDIVCOVCALL ZWC TURQUOISE HILL RES TRQ BMO EU DIVCOVCAL C-H ZWE VISTA GOLD CORP VGZ BMO US HIGHDIVCOV UN ZWH BMO US HIGHDIVCOV US ZWH.U BMO EU HIDIV COVCALL ZWP NEO EXCHANGE BMO COVERDUTILITY UN ZWU ISHARES INTERNATIONAL FUNDAMENTAL ZYMEWORKS INC. ZYME INDEX ETF CIE SLEEP CNTRY CDA HLDG ZZZ ISHARES JAPAN FUNDAMENTAL INDEX ETF CJP ISHARES CANADIAN FUNDAMENTAL INDEX ETF CRQ INVESCO LONG TERM GOVERNMENT BOND ONLY ON LSERM BECAUSE OCC OPTIONS INDEX ETF PGL TRADE AGAINST SECURITY AGFIQ ENHANCED CORE GLOBAL MULTI- ASANKO GOLD INC. J AKG SECTOR BOND ETF QGB APHRIA INC. J APHA AGFIQ ENHANCED GLOBAL INFRASTRUCTURE ETF QIF Compiled by the Investment Industry Regulatory Page 16 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Description Symbol MACKENZIE US TIPS INDEX ETF (CAD- HEDGED) QTIP PURPOSE CANADIAN PREFERRED SHARE FUND RPS
Compiled by the Investment Industry Regulatory Page 17 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Additions1
Description Symbol Description Symbol ADDITIONS ADDITIONS TORONTO STOCK EXCHANGE (TSX) T.D. BANK SER 24 PR TD.PF.M ACADIAN TIMBER CORP. ADN AMERICAS SILVER J USA AKITA DRILL CL A NV AKT.A ISHARE HIGHCDNBND UN XQB AKITA DRILLING CL B AKT.B BMO LNG FEDERAL BOND ZFL ALITHYA GROUP J A SV ALYA BMO LNGPROVBNDCAD UN ZPL AURYN RESOURCES J AUG BLACK DIAMOND GROUP BDI BK OF MON PR SER 46 BMO.PR.F NEO EXCHANGE BROOKFLD OFFICE PRAA BPO.PR.A AGFiQ ENHANCED CORE GLOBAL MULTI- CHAMPION IRON ORD J CIA SECTOR BOND ETF QGB CDN IMP BK SER 51 PR CM.PR.Y AGFiQ ENHANCED GLOBAL INFRASTRUCTURE ETF QIF CARMANAH TECH CORP. CMH MACKENZIE US TIPS INDEX ETF (CAD- CAPITAL PWR SR 11 PR CPX.PR.K HEDGED) QTIP DIVIDEND SELECT 15EQ DS NA FIN 15 SPLIT A FFN PURPOSE FLTG RATE UN FLOT PURPOSE FLTGRTCAD UN FLOT.B PURPOSE FLTGRTNCH US FLOT.U GLBL RLEST E-COMMERC GEC.UN GREENBROOK TMS INC J GTMS BSR REIT INVEST UN HOM.UN INDSTRL ALLIANCEPR G IAF.PR.G MEDIAGRIF INTERACTV MDF MACKENZIE CAFXINCM E MKB NEO PERFORM MATERIAL NEO N.A. PALLADIUM LTD. PDL PREMIER GOLD MINES J PG ROOTS CORPORATION ROOT 1. Additions are securities that appear on this quarter's list but did not appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory Page 18 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2
Description Symbol Description Symbol DELETIONS DELETIONS TORONTO STOCK EXCHANGE (TSX) KP TISSUE INC. KPT ADVANTAGE OIL & GAS AAV CRIUS ENERGY TR UN KWH.UN ARTIS REIT SER G PR AX.PR.G LARGO RESOURCES J LGO CDN BANC CORP CL 'A' BK MACKENZIEMAXDVREUR E MEU CDN BANC CORP. PR BK.PR.A MADISON PACIFIC CL B MPC BROOKFLD OFFICE PRGG BPO.PR.G MADISON PACIFIC NV C MPC.C BRICK BREWING BRB OCP CREDIT STGY UN OCS.UN BROOKFLD RENEW PR 3 BRF.PR.C INVESCO CDN DIV UN PDC BELLATRIX EXPL LTD. BXE INVESCO 1-3YRLADFLTG PFL ISHARES EQWEIGHT UN CEW PULSE SEISMIC INC. PSD CORBY SPIRIT&WINE A CSW.A REITMAN'S CANADA RET CORBY SPIRIT&WN B NV CSW.B REITMAN'S CDA A NV RET.A DHX MEDIA LTD COM&VV DHX SIERRA METALS INC. J SMT EVOLVE CA PREF UNHEG DIVS SPARK POWER GROUP J SPG DYNAMIC ISHR US DIV DXU STORM RES LTD. J SRX EAST COAST INVGRD UN ECF.UN SYMPHONY FLTGLOAN UN SSF.UN ECHELON FIN HLDGS EFH STEP ENERGY SERV J STEP INVESCO S&P500 EQWGT EQL TRANSGLOBE ENERGY J TGL INVESCO S&P500EQCA-H EQL.F TERAGO INC. TGO INVESCO S&P500EQ USF EQL.U TRANSATLANTIC PETE J TNP FIDELITY US DIVIDX L FCUD VANGRD FTSE DEV EXUS VDU SUPREME CANNABIS J FIRE VANGRD DEV US CA-HEG VEF HORIZON SEASONL E UN HAC VALEURA ENERGY INC J VLE HUDSON'S BAY COMPANY HBC WESTJET AIRLINE VV&V WJA HELIUS MED TECH A J HSM 1STASST MORNMOMNT UN WXM JFT STRATEGIES A UN JFS.UN ISHARE MSCI EMERGMKT XEM KEG ROYALTIES FND UN KEG.UN ISHRCRMSCI EAFEIMIHG XFH KEW MEDIA VV & COM KEW ISHARE CDN RLRET BND XRB 2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory Page 19 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Schedule of Deletions2
Description Symbol DELETIONS ISHR ST STRATGFXD UN XSI BMO USDIV ETF CAD UN ZDY BMO USDIV ETF USD UN ZDY.U BMO MSCI EU HIQLTYUN ZEQ BMO FLTG RTHI YLD UN ZFH BMO MIDUSCRPBNDCA UN ZIC BMO MIDUS CRPBND USF ZIC.U BMO LOWVOLINTL EQ UN ZLI BMO MIDPROVBND CADUN ZMP BMO EQWGT US HEALTH ZUH
NEO EXCHANGE CANNABIS STRATEGIES ACQUISITION CORP. CLASS A RESTRICTED VOTING SHARES CSA.A
2. Deletions are securities that do not appear on this quarter's list but did appear on the previous quarter's list.
Compiled by the Investment Industry Regulatory Page 20 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin List of Securities Eligible for Reduced Margin Attachment #1 Eligibility Criteria For the selection of securities eligible for a reduced margin rate, the securities must meet the following criteria. General Inclusion Requirements Price volatility measures . Calculated price volatility margin interval <= 25% . Market value per share >= $2.00 per share Liquidity measures . Dollar value of public float greater than $50 million . Average daily trade volume for each month in the quarter >= 10,000 shares per day for at least two out of the three months in the quarter OR . An equivalent average daily traded value amount for each month in the quarter ended >= $500,000 per day [to accommodate high price securities] Listing requirements . Listed on a Canadian exchange for six months OR . Listed on a Canadian exchange less than six months, with: Market value per share >= $5.00 per share Dollar value of public float greater than $500 million; and In the discretion of IIROC staff, the issuer company is in an industry sector known for low price volatility Other Inclusion Requirements . A new security listing resulting from an issuer reorganization that: is substantially the same as a previous security listing, has a combined calculated price volatility margin interval for the old and the new listings of <= 25%; and meets all the other General Inclusion Requirements for ongoing listings. For the purposes of this requirement, the term “substantially the same” means a new security listing that represents between 80% and 120% of the public float of a previous security listing. . A Canada/United States inter-listed security against which options issued by The Options Clearing Corporation are traded. . A security that is senior to a security that meets the General Inclusion Requirements or Other Inclusion Requirements above, or is a related common security from that same issuer.
Compiled by the Investment Industry Regulatory Page 21 of 21 June 30, 2019 Organization of Canada IIROC Notice 19-0138 - Rules Notice – Technical – List of Securities Eligible for Reduced Margin