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Year 2013 (Part V, Line 2A) efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93493301009564 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form 990 Under section 501 ( c), 527, or 4947 ( a)(1) of the Internal Revenue Code ( except private foundations) 2O1 3 Do not enter Social Security numbers on this form as it may be made public By law, the IRS Department of the Treasury Open generally cannot redact the information on the form Internal Revenue Service Inspection - Information about Form 990 and its instructions is at www.IRS.gov/form990 For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013 C Name of organization B Check if applicable D Employer identification number US CIVILIAN RESEARCH AND DEVELOPMENT FOUNDATION F Address change 54-1773406 Doing Business As F Name chang e CRDF GLOBAL 1 Initial return Number and street (or P 0 box if mail is not delivered to street address) Room/suite E Telephone number 1776 WILSON BLVD NO 300 Terminated (703)526-9720 (- Amended return City or town, state or province, country, and ZIP or foreign postal code ARLINGTON, VA 22209 1 Application pending G Gross receipts $ 23,434,578 F Name and address of principal officer H(a) Is this a group return for CATHLEEN A CAMPBELL subordinates? (-Yes No 1776 WILSON BLVD NO 300 ARLINGTON,VA 22209 H(b) Are all subordinates 1Yes(-No included? I Tax-exempt status F 501(c)(3) 1 501(c) ( ) I (insert no (- 4947(a)(1) or F_ 527 If "No," attach a list (see instructions) J Website :1- WWW CRDFGLOBAL ORG H(c) Group exemption number 0- K Form of organization F Corporation 1 Trust F_ Association (- Other 0- L Year of formation 1995 M State of legal domicile VA Summary 1 Briefly describe the organization's mission or most significant activities CRDF'S MISSIONS IS TO PROVIDE COOPERATIVE R&D OPPORTUNITIES (SEE SCHEDULE 0 FOR CONTINUATION) THAT ENABLE SCIENTISTS AND ENGINEERS TO ADDRESS CRITICAL SECURITY, ECONOMIC, EDUCATION AND OTHER SOCIETAL NEEDS, -ADVANCE PEACE AND PROSPERITY BY FUNDING CIVILIAN R&D PROJECTS THAT CONTRIBUTE TO GLOBAL NONPROLIFERATION OBJECTIVES,-PROMOTE THE APPLICATION OF SCIENCE AND TECHNOLOGY TO ECONOMIC GROWTH THROUGH INTERNATIONAL PARTNERSHIPS AND TRAINING THAT FOSTER INVENTION, INNOVATION, ENTREPRENEURSHIP AND THE COMMERCIALIZATION OF TECHNOLOGY, AND -STRENGTHEN tG UNIVERSITY RESEARCH AND EDUCATION IN SCIENCE AND ENGINEERING 2 Check this box Of- if the organization discontinued its operations or disposed of more than 25% of its net assets of 3 Number of voting members of the governing body (Part VI, line 1a) . 3 14 4 Number of independent voting members of the governing body (Part VI, line 1b) . 4 14 5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) . 5 149 6 Total number of volunteers (estimate if necessary) 6 0 7aTotal unrelated business revenue from Part VIII, column (C), line 12 . 7a 0 b Net unrelated business taxable income from Form 990-T, line 34 . 7b 0 Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) . 21,159,628 21,395,106 9 Program service revenue (Part VIII, line 2g) . 1,425,101 1,853,354 N 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . -113,140 172,038 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) -183,094 -142,396 12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) . 22,288,495 23,278,102 13 Grants and similar amounts paid (Part IX, column (A ), lines 1-3) . 10,286,913 7,490,534 14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 0 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 11,232,883 11,820,145 16a Professional fundraising fees (Part IX, column (A), line 11e) 47,157 0 b Total fundraising expenses (Part IX, column (D), line 25) 0-451,119 LLJ 17 Other expenses (Part IX, column (A), lines h1a-11d, 11f-24e) . 7,222,879 4,825,522 18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 28,789,832 24,136,201 19 Revenue less expenses Subtract line 18 from line 12 -6,501,337 -858,099 Beginning of Current End of Year Year 20 Total assets (Part X, line 16) 21,730,181 23,985,602 M %TS 21 Total liabilities (Part X, line 26) . 12,877,855 16,504,116 ap U. 22 Net assets or fund balances Subtract line 21 from line 20 lijaW Signature Block Under penalties of perjury, I declare that I have examined this return, includin my knowledge and belief, it is true, correct, and complete Declaration of preps preparer has any knowledge Signature of officer Sign Here WAYNE HARVEY CFO Type or print name and title Print/Type preparer's name Preparers signature WILLIAM E TURCO CPA Paid Firm's name 1- MCGLADREY LLP Pre pare r Use Only Firm's address -9737 WASHINGTONIAN BLVD 400 GAITHERSBURG, MD 208787340 May the IRS discuss this return with the preparer shown above? (see instructs For Paperwork Reduction Act Notice, see the separate instructions. Form 990 ( 2013) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line in this Part III .F 1 Briefly describe the organization 's mission CRDF WAS FORMED IN AUGUST 1995 AND BEGAN OPERATIONS ON OCTOBER 1, 1995 CRDF WAS CREATED BY THE DIRECTOR OF THE NATIONAL SCIENCE FOUNDATION, PURSUANT TO THE FREEDOM SUPPORT ACT OF 1992 (SEE SCHEDULE 0 FOR CONTINUATION)CRDF-S MISSION IS TO -PROVIDE COOPERATIVE R&D OPPORTUNITIES THAT ENABLE SCIENTISTS AND ENGINEERS TO ADDRESS CRITICAL SECURITY, ECONOMIC, EDUCATION AND OTHER SOCIETAL NEEDS, -ADVANCE PEACE AND PROSPERITY BY FUNDING CIVILIAN R&D PROJECTS THAT CONTRIBUTE TO GLOBAL NONPROLIFERATION OBJECTIVES,- PROMOTE THE APPLICATION OF SCIENCE AND TECHNOLOGY TO ECONOMIC GROWTH THROUGH INTERNATIONAL PARTNERSHIPS AND TRAINING THAT FOSTER INVENTION, INNOVATION, ENTREPRENEURSHIP AND THE COMMERCIALIZATION OF TECHNOLOGY, AND -STRENGTHEN UNIVERSITY RESEARCH AND EDUCATION IN SCIENCE AND ENGINEERING 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ7 . fl Yes F No If "Yes," describe these new services on Schedule 0 3 Did the organization cease conducting , or make significant changes in how it conducts, any program services? . F Yes F No If "Yes," describe these changes on Schedule 0 4 Describe the organization 's program service accomplishments for each of its three largest program services, as measured by expenses Section 501(c)(3) and 501 (c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses , and revenue, if any, for each program service reported 4a (Code ) ( Expenses $ 8,508,028 including grants of $ 3,497,026 ) ( Revenue $ CAPACITY BUILDING ENHANCES CAPACITY FOR EXCELLENT RESEARCH AND INTERNATIONAL COLLABORATION WITHIN TRANSITIONING SCIENTIFIC AND ENGINEERING COMMUNITIES AROUND THE GLOBE THROUGH TARGETED PROFESSIONAL TRAINING, CAPACITY DEVELOPMENT GRANTS, IMPROVED ACCESS TO SCIENTIFIC LITERATURE, IMPROVING THE EDUCATION OF YOUNG SCIENTISTS, AND SUPPORT FOR DEVELOPMENT OF PROFESSIONAL ASSOCIATIONS, CRDF GLOBAL GIVES SCIENTISTS AND ENGINEERS THE ABILITY TO CARRY OUT RESEARCH THAT ADDRESSES LOCAL AND GLOBAL CHALLENGES 4b (Code ) ( Expenses $ 4,102,268 including grants of $ 1,564,776 ) ( Revenue $ SCIENCE ENGAGEMENT CRDF GLOBAL PROVIDES SUPPORT TO EMERGING SCIENTIFIC COMMUNITIES THAT WILL FURTHER THEIR INTEGRATION WITH SCIENTISTS, TECHNICIANS AND ENGINEERS AROUND THE GLOBE SCIENTIFIC COMMUNITIES MAY BE REGIONS, NATIONS OR GROUPS OF PEOPLE WHO ARE "EMERGING" FROM POLITICAL OR ECONOMIC ISOLATION FURTHERMORE, CRDF GLOBAL PROMOTES INTEGRATION OF SCIENTIFIC CONTENT INTO GENERALLY NON-SCIENTIFIC PURSUITS (LAW ENFORCEMENT, PUBLIC POLICY) TO BUILD NETWORKS THAT WILL PROMOTE PEACE AND PROSPERITY CRDF GLOBAL ACHIEVES THIS THROUGH EXPOSURE VISITS TO FOREIGN INSTITUTIONS, SCIENCE DIPLOMACY ACTIVITIES, STUDY TOURS AND FELLOWSHIP PROGRAMS 4c (Code ) ( Expenses $ 3,674,556 including grants of $ 1,351,193 ) ( Revenue $ ENTREPRENEURSHIP AND INNOVATION THROUGH ITS INNOVATION FOCUS AREA, THE PROGRAM CONNECT U S BUSINESS AND TECHNOLOGY COMMUNITIES TO GROWING FOREIGN NETWORKS OF S&T ENTREPRENEURS, AND PROVIDES TRAINING TO FOREIGN SCIENTISTS IN ENTREPRENEURSHIP AND TECHNOLOGY COMMERCIALIZATION SKILLS (Code ) ( Expenses $ 2,676,401 including grants of $ 1,071,032 ) (Revenue $ RESEARCH PARTNERSHIPS PROVIDES TRAINING, WORKSHOPS, FELLOWSHIPS AND GRANTS FOR JOINT U S AND FOREIGN RESEARCH TEAMS IN ALL AREAS OF BASIC AND APPLIED RESEARCH IN THE NATURAL SCIENCES SUCH COLLABORATIONS ALLOW RESEARCH TEAMS TO USE THEIR COMPLEMENTARY STRENGTHS TO ADDRESS CRITICAL GLOBAL S&T ISSUES, STRENGTHEN THE QUALITY OF FOREIGN RESEARCH, PROVIDE OPPORTUNITIES FOR JUNIOR RESEARCHERS AND FEMALE SCIENTISTS, SUPPORT THE REDIRECTION OF FORMER WEAPONS SCIENTISTS TO CIVILIAN RESEARCH, AND ESTABLISH THE BACKGROUND OF KNOWLEDGE AND TECHNOLOGY ON WHICH SUCCESSFUL PARTNERSHIPS MAY BE BUILT (Code ) ( Expenses $ 99,940 including grants of $ 6,507 (Revenue $ OTHER PROGRAMS (Code ) ( Expenses $ 1,630,429 including grants of $ ) ( Revenue $ 1 ,853,354 SOLUTIONS SERVICES 4d Other program services ( Describe in Schedule 0 (Expenses $ 4,406,770 including grants of $ 1,077,539 ) (Revenue $ 1 ,853,354 4e Total program service expenses 0- 20,691,622 Form 990 (2013) Form 990 (2013) Page 3 Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or4947(a)(1) (other than a private foundation)? If "Yes," Yes complete Schedule As . 1 2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? . 2 Yes 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to No candidates for public office? If "Yes,"complete Schedule C, Part Is .
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