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Short Sale Oct2 NZX Short Sale Report - October 2009 Short Sales by Value of Shares Short Sales During Short Sales During Change Value Traded Short Sale as % of Market Cap Company name Ticker Current Month Previous Month in Current Month Monthly Value Traded Ten Most Actively Shorted Stocks Contact Energy CEN $997,110 $0 n/a $46,020,571 2.17% $3,736,295,511 Fletcher Building FBU $612,858 $426,115 44% $338,807,315 0.18% $5,040,482,812 Telecom TEL $425,675 $5,502,373 -92% $426,364,270 0.10% $4,770,544,985 F&P Healthcare FPH $310,815 $155,218 100% $71,054,835 0.44% $1,585,924,468 PanPacific PPP $297,465 $51,200 481% $6,382,027 4.66% $92,362,069 GuinnessPeat GPG $273,124 $92,798 194% $31,609,324 0.86% $1,361,558,852 Westpac WBC $271,682 $10,557 2473% $186,728,718 0.15% $1,009,676,978 ANZ Bank ANZ $155,330 $0 n/a $200,361,301 0.08% $649,240,082 Cue Energy CUE $130,313 $0 n/a $330,234 39.46% $228,589,257 PyneGould Corp PGC $110,300 $48,405 128% $21,530,858 0.51% $334,312,852 NZX 10 $2,433,641 $6,286,665 -61% $1,120,677,219 0.22% $24,244,258,902 NZSX $4,335,724 $8,013,628 -46% $2,212,823,660 0.20% $50,517,637,046 Short Sales by Volume in Shares Short Sales During Short Sales During Change Shares Traded Short Sales as % of Issued Shares Company name Ticker Current Month Previous Month in Current Month Monthly Volume Traded Ten Most Actively Shorted Stocks Heritage Gold NZ HGD 545,000 25,000 2080% 5,627,506 9.68% 287,703,320 PanPacific PPP 469,322 72,500 547% 11,111,570 4.22% 588,612,110 Cue Energy CUE 394,066 - n/a 1,005,006 39.21% 692,694,718 PyneGould Corp PGC 265,000 35,300 651% 50,915,883 0.52% 759,801,937 Telecom TEL 166,068 2,031,979 -92% 166,235,810 0.10% 1,878,167,317 Contact Energy CEN 159,862 - n/a 7,590,731 2.11% 596,852,318 F&P Healthcare FPH 98,278 46,798 110% 23,304,781 0.42% 511,588,538 Pike River Coal PRC 87,964 327,953 -73% 8,865,478 0.99% 347,530,772 Fletcher Building FBU 74,257 52,279 42% 41,131,301 0.18% 605,827,261 New Zealand Oil and Gas NZO 55,810 38,603 45% 7,587,727 0.74% 389,017,572 NZX 10 531,356 2,630,412 -80% 338,524,113 0.16% 7,666,110,553 NZSX 2,986,090 3,696,275 -19% 1,018,996,276 0.29% n/a Short Sales Monthly 2009 30 25 NZSX 20 NZX 10 15 10 Value Sold Short Value ($Short Sold mm) 5 0 Jan-09 Feb-09 Mar-09 Apr-09 May-09 Jun-09 Jul-09 Aug-09 Sep-09 Oct-09 (Average Daily Value Traded) The average share value traded in each security for a given month (Average Daily Shares Traded) The average share volume traded in each security for a given month (Short Sales During Current Month) The current month total of trades flagged short in a particular security excluding trades in the priciple account. (Short Sales During Previous Month) The previous months total of trades flagged short in a particular security excluding trades in the priciple account. (Change) The change in short interest from one month to the next. (Value Traded in Current Month) The value of shares traded in total over the month. (Shares Traded in Current Month) The volume of shares traded in total over the month. (Short Sale as % of Monthly Value Traded) The value of shares sold short in the current month devided by the value of shares traded. (Short Sale as % of Average Daily Volume) The amount of shares sold short in the current month devided by the volume of shares traded. (Market Cap) Market Capitalization on NZSX at the end of the month. (Note for overseas listed issuers, WBC and ANZ, an indexed value is used, Where Market Cap = Price × Shares × NZ%) (Shares Issued) Number of issued shares on NZSX at the end of the month (Note for overseas listed issuers, WBC and ANZ, an indexed value is used. Where Shares = Total number of shares on issue × NZ%) (Note for NZSX total number of shares is N/A as overseas listed issuers who are not in the NZX50 do not have indexed shares).
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