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CHAPTER THIRTEEN Disease Effects on Landscape and Regional Systems: A Resilience Framework

F. Stuart Chapin III, Valerie T. Eviner, Lee M. Talbot, Bruce A. Wilcox, Dawn R. Magness, Carol A. Brewer, and Daniel S. Keebler

Summary

In this chapter we present and evaluate a conceptual framework in- tended to improve predictability of the role of disease in landscape pro- cesses of socioecological systems. On a local scale, disease tends to increase the interactions among patches on a landscape, particularly through changes in the frequency and severity of disturbances and increases in the vulnerability of ecosystems to fundamental changes in state in re- sponse to such disturbances. In addition, human activities that alter landscape structure or connectivity often increase the likelihood of dis- ease epidemics or landscape sensitivity to disease. In contrast, on global and regional scales, disease tends to reduce landscape connectivity be- cause the social response to these ecological changes is often to restrict trade and migration. Both the increase in connectivity on the local scale and the decrease in connectivity on regional to global scales can pro- foundly affect ecosystem structure and functioning. Resilience theory addresses the factors that make systems either resil- ient or vulnerable to radical changes in state by considering interactions between the ecological and social components of systems. This provides a framework for predicting the regional impacts of disease and reducing their social consequences. Resilience is facilitated by fostering cultural and ecological legacies that provide seeds for recovery; by maintaining biological, social, institutional, and economic diversity, which increases the options for alternative pathways of recovery; and by fostering learn- ing and innovation, which reduces the potential impacts of disease and increases the likelihood of favorable social change.

Introduction

Many of the key drivers of landscape and regional pro cesses are chang- -1— ing at unprece dented rates and in ways that are strongly infl uenced by 0— human activities (Foley et al. 2005; Steffen et al. 2004; Vitousek et al. +1—

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1997). Diseases of plants, animals, and people often play a key role in these changes, both as an integral component of socioecological systems (Eviner and Likens, chapter 12, this volume) and as a trigger for changes in state. Yet disease is often viewed as a surprise that cannot be antici- pated and therefore is not incorporated into predictive pro cess- based frameworks. Earlier chapters in this book described the impacts of dis- ease on individual organisms, communities, and ecosystems. In this chapter we extend these effects to larger spatial scales—landscapes and regions. We fi rst assess the role of disease in landscape processes through a conceptual framework that relies on the integration of social and eco- logical systems. Human activities are an integral component of system dynamics on regional scales, as delineated in previous Cary Conferences (Groffman and Likens 1994; McDonnell and Pickett 1993), so we ex- plicitly consider the social and ecological processes that characterize the reciprocal interactions of socioecological systems (Berkes et al. 2003; Machlis et al. 1997) (fi gure 13.1) and determine the resilience of these

Figure 13.1. A socioecological system. The oval represents the socioecological system and the circles delineate its ecological and social subsystems. Several in- depen dent factors, such as climate, history, and international markets, deter- mine the properties of the system; these properties are further modifi ed by interactive controls that determine the internal dynamics of the system. (Re- —-1 printed with permission from Whiteman et al. 2004.) — 0 —+1

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systems. Resilience is the capacity of a system to absorb shocks such as disease outbreaks without changing its fundamental properties, such as its social norms, its typical economy, and the types of it supports (e.g., grain crops or forests). Using this framework, we describe the ef- fects of disease on landscape processes. We then use resilience theory to explore the role of disease and insect pests in causing changes in the state of socioecological systems, using bark beetles, , , and AIDS as examples.

Conceptual Framework

Pathogen and parasite interactions with their hosts are such an integral component of community dynamics that their chronic role in ecosys- tems is nearly invisible (Horwitz and Wilcox 2005; Lafferty, chapter 9, Eviner and Likens, chapter 12, this volume). As discussed in earlier chapters, diseases often modify competitive interactions, trophic dy- namics, disturbance probabilities, and succession. Disease epidemics emerge when the pathogen- host balance shifts to be seriously deleteri- ous to the host (Horwitz and Wilcox 2005), often creating unantici- pated surprises (Gunderson 2003) that act as disturbances to alter the structure, composition, and functioning of ecosystems and landscapes (Wilcox and Gubler 2005). Many disease epidemics are triggered by human- induced environmental or biotic changes that shift the host- pathogen balance (Patz 2002; Patz et al. 2000). Here we examine dis- ease from this perspective, considering its role in ecosystems and how ecosystem resilience infl uences and is infl uenced by disease events. Diseases with the greatest immediate ecosystem impacts are generally those that selectively remove or suppress the dominant and keystone plant species (fi gure 13.2), which, by defi nition, are the plant species with the greatest effects on ecosystem pro cesses (Chapin et al. 2002). Diseases can have equally dramatic impacts by selectively removing ani- mals that control the abundance of dominant and keystone plants through trophic cascades (Polis 1999). In many aquatic ecosystems, bac- teriophages ( that attack decomposer organisms) have a profound immediate direct effect on nutrient cycling by stimulating bacterial turn- over (Middelboe, chapter 11, this volume). Over longer time scales, dis- eases infl uence ecosystem dynamics through their effects on organisms that infl uence disturbance regimes or species interactions (Eviner and Chapin 2003; Eviner and Likens, chapter 12, this volume). Disease has equally profound effects on the human component of so- -1— cioecological systems (fi gure 13.3). Disease has its greatest effects on so- 0— cial systems when it alters human population densities and activities, +1—

34276_ch02.indd 286 8/17/07 3:59:38 PM cesses. Major ecological pathways by which disease outbreaks affect landscape pro Figure 13.2.

—-1 — 0 —+1

34276_ch02.indd 287 8/17/07 3:59:38 PM cesses. The Major social pathways by which disease outbreaks affect landscape pro Figure 13.3. effects of disease on social responses are largely mediated by learning and education. and learning by mediated largely are responses social on disease of effects

-1— 0— +1—

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either by directly infecting humans (e.g., bubonic plague, Yersinia pes- tis, malaria, Plasmodium, tuberculosis, Mycobacterium tuberculosis, sleeping sickness, Trypanosoma brucei rhodesiense and T. b. gambiense) or by disrupting the food supply (e.g., the Irish famine precipitated by potato late blight, Phytophthora infestans, which led to the death of more than a million people and the migration of a million more) (Mc- Neil 1989). Pathogens exert many other effects, including those that al- ter ecosystem and landscape pro cesses (see fi gure 13.2) in ways that affect the delivery of ecosystem ser vices to society (Millennium Ecosys- tem Assessment 2005). Human diseases often have differential effects on partic ular segments of society (Turshen 1977). Those diseases that directly affect strong eco- logical agents, such as farmers, foresters, or pastoralists, have dispro- portionately large ecological consequences. Malaria and schistosomiasis, for example, have their greatest impacts on rural populations and there- fore on agricultural land use (Sachs and Malaney 2002). In addition, diseases that are perceived as posing a general health risk (particularly a risk to privileged segments of society) are more likely to infl uence policy than are diseases that are largely restricted to disenfranchised popula- tions (Turshen 1977). These policies in turn often infl uence public health decisions, land and water management, travel, trade, and other human activities. AIDS, for example, initially received only modest research funding in the United States because it was viewed primarily as a disease of homosexuals. It received more attention by policy makers after it be- came recognized as a health risk for broad segments of society. In con- trast, severe acute respiratory syndrome (SARS), which was immediately perceived as a health risk for the general public, particularly global trav- elers, received more immediate control efforts. Plant and animal diseases also have important consequences that are mediated by socioecological feedbacks (fi gure 13.3). Econom ically im- portant diseases (e.g., foot- and- mouth disease, Aphthovirus, soybean rust, Phakopsora, white pine blister rust, Cronartium ribicola) decrease the productivity of hosts that support the human food and fi ber supply and the stability of economic and social systems. These diseases often trigger management actions that remove diseased organisms or alter landscape linkages in an attempt to isolate areas with the disease. An outbreak of foot- and-mouth disease in England, for example, reduced beef exports and severely restricted regional travel in 76% of the coun- try. The restriction on the movement of led to overgrazing of pas- tures (Fraser of Allander Institute [FAI] 2005). On the fl ip side, the establishment of Uruguay as a foot- and- mouth disease- free country led to a doubling of its beef exports and a corresponding expansion of pas- —-1 turelands (Food and Agriculture Orga ni za tion [FAO] 2001). In this — 0 —+1

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way, trade barriers in one region of the world can alter land use by in- creasing production of that commodity in distant areas free of the dis- ease (FAO 2001; Yuill 1991). Meanwhile, disease- prone areas change land use to accommodate another economic base. Diseases can have ad- ditional longer- term effects by altering lifestyles, policies, institutions, or business frameworks (fi gure 13.3). The death of livestock in as a result of a short-term outbreak of Rift Valley led to the migration of young men from rural to urban areas, altering family structures and increasing the spread of HIV (Preslor 1999). The outbreak of in 1997–98 led to a ban on livestock products from eastern Africa by Saudi Arabia, leading to a 75% decrease in livestock exports, which constitute 90% of the foreign exchange in Somaliland. This virtually halted imports of medicine, sugar, and grains, causing the closure of many stores in urban centers (FAO 2001). These examples demonstrate the critical nature and large magnitude of change in socioecological in- teractions that can be triggered by disease outbreaks.

Disease Effects on Landscape Processes

Diseases affect all classes of interactions among patches on a landscape. In the absence of disease outbreaks, gravitational movement of materi- als such as water, nutrients, and sediments often dominate the short- term interactions among patches in a landscape (Chapin et al. 2002; Turner et al. 2001). Diseases act like other disturbances that substan- tially reduce the activity or biomass of dominant plants. In general, this reduces the capacity of ecosystems to retain these materials (Eviner and Likens, chapter 12, this volume), thereby increasing fl uxes from one patch to another and increasing overall landscape connectivity. Dieback in Australian jarrah caused by the introduced pathogen Phytophtora cinnamomi, for example, increased runoff by 20% (Bari and Ruprecht 2003), and elsewhere long- term dieback caused by this disease increased water yield by 75% (Batini et al. 1980). Disease- associated diebacks can also substantially increase stream nitrate concentrations (Hobara et al. 2001; Ohte et al. 2003). In Alaska, yellow cedar decline led to a 3.8-fold increase in landslides when roots decomposed fi fty years after tree death (Johnson and Wilcock 2002). Human diseases that foster migration from rural areas to cities (e.g., Rift Valley fever; FAO 2001) would also likely augment the movement of food and wastes between urban and ru- ral areas—another increase in landscape connectivity. Landscape processes in turn infl uence disease (e.g., spatial distribu- -1— tion, infection rates), mainly by limiting or facilitating the movement of 0— organisms among patches (McCallum, chapter 5, this volume). Emerging +1—

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infectious diseases are those that have recently expanded geo graphi- cally, increased in epidemic activity, increased in virulence, or are caused by new pathogen variants or novel pathogens. About a third of these diseases are associated with natural or anthropogenic ecotones, that is, boundaries between habitat patches (Despommier and Wilcox in press). Ecotones result in more frequent contact among novel species, diverse selection pressures, and distinct controls over population densities, dis- persal, and movements (Risser 1995). All these factors facilitate patho- gen , spread, and evolution and therefore the potential for disease emergence. Malaria and schistosomiasis are examples of dis- eases whose emergence has been facilitated by ecotonal pro cesses (ex- pansion of forest edge and aquatic- terrestrial zones due to deforestation and water development and dam projects). Disease can also infl uence landscape structure in ways that alter landscape connectivity. In Africa, for example, the introduction of rinderpest () from domes- tic animals to African wildlife in the nineteenth century profoundly al- tered the balance of shrubs and grasses, leading to changes in the structure and connectivity of both ecological and social systems. Dis- ease can mediate interactions among landscape processes occurring on different scales. Barriers between landscape patches (e.g., roads, streams, lakes) reduce the likelihood of fl ea- vectored plague among prairie dog colonies (Johnson and Collinge 2004), thereby promoting the fi ne-scale heterogeneity created by these colonies. Conversely, policies intended to reduce disease spread can reduce the movement of people and other or- ganisms among landscape patches. The most dramatic impact of disease and insect pests on landscape processes is through changes in disturbance spread across landscapes. Bark beetles, for example, increase the probability of forest fi res, often with longlasting and profound effects (Dickman 1992). In coastal ma- rine ecosystems, coral bleaching in combination with diseases of sea urchins that would otherwise have grazed on reef algae led to cata- strophic mortality of reef corals in the western Atlantic in the 1980s (Jackson 2001), making coastal areas more vulnerable to erosion. Kelp forests are sensitive to several impacts of disease. Sea urchins that ex- pand in response to sea star or sea otter diseases (Conrad et al. 2005; Eckert et al. 2000) can graze down kelp (Estes and Palmisano 1974), whereas sea urchin diseases shift the balance in favor of kelp (Lafferty 2004). Kelp forests reduce current speeds, storm surges, and coastal erosion, thereby increasing the suitability of these areas for suburban development (Kay and Alder 1999). This in turn can increase public support for marine habitat protection. A shifting mosaic of disease might therefore lead to a complex matrix of changes in multiple land- —-1 scape pro cesses. — 0 —+1

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The net effect of disease outbreaks is to increase connectivity of patches in a landscape through multiple avenues of patch interactions, particularly the propagation of disturbance. If the disease spreads rap- idly, the increased connectivity of landscapes might reduce landscape heterogeneity and diversity. If the disease moves slowly because of inher- ent dispersal limitations or disease management, it might increase land- scape heterogeneity. The landscape effects of disease therefore depend on the rate and extent of disease spread relative to other pro cess controls (Marcogliese 2004).

Disease-Induced Changes in State

Resilience Framework Disease epidemics are disturbances that can radically alter the state of ecosystems and landscapes. Resilience theory, which addresses the factors that make systems either resilient or vulnerable to radical changes in state, therefore provides an appropriate framework for examining the role of epidemic diseases in socioecological systems (Carpenter 2003; Gunderson and Holling 2002; Walker et al. 2004). Resilience is the capacity of a sys- tem to absorb shocks such as disease outbreaks without changing its fun- damental properties, for example its social norms, its typical economy, and the types of species it supports (e.g., grain crops or forests). These fundamental properties typically change slowly, but, when modifi ed, they alter the nature of the system (Carpenter and Turner 2000; Chapin et al. 1996). Sustaining these slow variables reduces the likelihood that disease or other major perturbations will have irreversible consequences. Most systems periodically experience severe shocks and disturbances and typically have seeds for recovery. These include propagules of im- portant species, institutions and rules for managing crises, and memo- ries and stories of how previous crises were managed or averted. Sustaining these legacies reduces the potential impact of disease and other disturbances and promotes recovery. Diversity of biological, so- cial, and economic options is another mechanism for promoting recov- ery by increasing the number of pathways by which recovery can occur. For example, in areas where the economic base is not diversifi ed, there is greater susceptibility to disease-induced state changes in socioeconomic systems (Department for Environment, Food and Rural Affairs [DE- FRA] 2001; FAO 2002). Diversity also provides options for adapting to change when the system has been altered so substantially that recovery -1— to the original state is unlikely. 0— +1—

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Disease interacts with other stresses and disturbances. Systems that are already stressed are more vulnerable to disease- induced state changes. For example, industries such as agriculture that are already eco nom ical ly stressed and poor farmers within the agricultural sector are less resilient to disease outbreaks (DEFRA 2001; FAO 2002). The global increase in emerging infectious diseases is largely a consequence of unpre ce dented population growth, resulting in novel conditions that promote pathogen transmission and persis tence (Wilcox and Gubler 2005). Effective man- agement of these diseases requires a fl exible approach based on an under- standing of changing social and ecological conditions. When vector control programs are implemented in an infl exible manner, they may augment rather than reduce the reemergence of diseases such as malaria (Holling 1986). In the remainder of this chapter, we highlight how resilience theory contributes to our understanding of disease-induced state changes in so- cioecological systems.

Social Learning to Enhance Resilience and Adaptation Human perceptions about disease have a large effect on disease spread. How can education infl uence, mediate, and moderate this response? An- ticipating and responding to the causes and consequences of disease epi- demics requires an understanding of environmental complexity, as well as of the roles that uncertainty and variability play in environmental and social pro cesses (Clark et al. 2001). Innovation and learning are critical to successful adaptation. This learning occurs most readily when biological, landscape, and socioeconomic diversity provide alternative possibilities for resilience or adaptation. There are at least two modes of learning that are important: (1) understanding of the dynamics of dis- ease in socioecological systems and (2) enhancing the social and institu- tional capacity to respond to crises effectively. In almost any region facing disease outbreak, a key challenge is to capture the imagination and interest of local people in a way that stimu- lates cooperation and appropriate action (Winch et al. 2002). It is diffi - cult to engage the public in a meaningful dialogue about the hazards of disease outbreaks to humans and to ecosystems if policy makers and oth- ers do not have a basic understanding of the ecol ogy and epidemiology of the disease and the environment into which it is introduced. Ideally, ef- fective broad- scale education programs would occur before a disease reached epidemic status. Such programs would consider people’s cogni- tive understanding of the linkages between ecol ogy and disease, people’s perceptions of the disease and health with respect to the environment, —-1 — 0 —+1

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prevailing and pervasive attitudes and misconceptions, and worldviews that shape and constrain understanding of ecol ogy and disease (Brewer et al., chapter 22, this volume). The potential to affect decision making and behavior related to disease epidemics may be enhanced, for example, by visual or other devices that promote understanding of the pro cesses that infl uence disease spread, or by forecasts of how much a system might be disrupted by the disease (to this end, maps and other images are now readily available through the use of geographic information sys- tems). Moreover, an informed public would benefi t from improved com- munication of how disease outbreaks and epidemics are modeled, model assumptions, and how assumptions infl uence confi dence in resulting pre- dictions (Brewer and Gross 2003; Smith et al. 2005). The ready availabil- ity of Web-based tools to display complex data could be used to promote public understanding of disease, its infl uence on ecosystems, and the in- fl uence of decision- making scenarios on possible future outcomes. When rapid changes occur as a result of disease outbreaks, most effort is applied to reducing the rates of transmission or promoting recovery. These crises, however, also represent opportunities for institutional changes that might otherwise be diffi cult to implement (Gunderson et al. 1995). Taking advantages of crises to implement change requires an understand- ing of the multiple factors that constrain human well- being and the capac- ity of individuals or institutions to explore innovative solutions, as described later with respect to managing the AIDS crisis in Africa. In the following sections we provide four examples of pest and dis- ease outbreaks that modify the thresholds of resilience in socioecologi- cal systems.

Bark Beetle In the Kenai Peninsula of south- central Alaska, gradual climatic change led to a sudden eruption of spruce bark beetle (Dendroctonus rufi pen- nis). This insect pest blocks phloem transport of sugars to roots, and its vectored bluestain fungus blocks water transport in the xylem. Massive outbreaks of this beetle- fungus combination killed the dominant tree (white spruce, Picea glauca) across 0.8–1.2 million ha within a de cade (Berg et al. 2006). Climate warming appeared to trigger the recent out- break by allowing the beetle to complete its life cycle in one rather than two years, suddenly altering the dynamic balance between beetles and the plant defense system. Spruce bark beetle outbreaks have occurred frequently on the Kenai, including a massive historical outbreak in the late 1870s. Outbreaks kill large- diameter trees, resulting in a growth re- -1— lease of pole- size trees that are less vulnerable to attack because larvae 0— cannot develop in young trees with thin phloem. Outbreaks are limited +1—

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by the availability of large- diameter trees even if favorable beetle condi- tions persist, causing discrete time intervals between outbreaks. Human interactions with the ecosystem have changed since the last beetle outbreak because of the increased size and dispersion of the hu- man population. In the past, stand-replacing fi res have not occurred in beetle-kill areas (Berg et al. 2006). However, warming conditions may change fi re behavior, and human settlements increase the fi re ignition rate (DeWilde et al. in press). The broad expanses of dry, dead trees greatly increase the risk of wildfi res in what has become a wildland- urban interface. In addition, the loss of the tree canopy and the increased nutrient return to the forest fl oor have accelerated nutrient cycling and fostered the growth of grasses, which increase the risk of spring fi res (when dry grass litter provides a ground fuel) and compete with tree seed- lings, reducing the potential for stand regeneration. Widespread public concern about wildfi re has led to changes in forest management policies to subsidize salvage logging to remove dead trees. In summary, the bee- tle outbreak substantially modifi ed ecological and social processes on regional scales and increased the risk of disturbance spread (by fi re and logging) across the landscape.

Rinderpest in Africa Rinderpest is a highly contagious, often fatal, that infects most artiodactyls. Although it affects both domestic (e.g., cattle, ) and wild (e.g., and gazelles) animals, cattle are proba- bly its natural host. Rinderpest was apparently introduced into Africa with livestock accompanying military operations in 1884 and 1889. It rapidly became an epizootic, devastating cattle and wild ruminants throughout the continent. In East Africa, for example, it appeared in 1890, and within about two years 95% of the domestic cattle had died. In the next few years, most wild artiodactyls followed suit. Simultane- ously, the loss of domestic livestock impoverished and caused famine among the pastoral Masai and subsequently among the adjacent agricul- turalists both because of loss of livestock and because of resultant war- fare. Weakened, the Masai and others were then hit by a epidemic, resulting in massive starvation and the consequent abandon- ment of large areas of the country (Branagan and Hammond 1965; Ford 1971; Sinclair and Norton- Griffi ths 1979; Talbot 1963). These ecological and social changes triggered many secondary ef- fects. In these East African grasslands, moderate grazing and browsing combined with human- caused fi res reduce woody vegetation, which will return rapidly in the absence of fi res. Loss of domestic and most wild —-1 herbivores removed the grazing and browsing pressure, which, along — 0 —+1

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with the cessation or reduction of fi res formerly set by the people, al- lowed woody vegetation to take over vast areas that had been open grassland or savanna. Woody areas provide habitat for tsetse fl ies (Glos- sina swynnertoni), carriers of the blood parasite (Trypanosoma) that transmits sleeping sickness in both humans and cattle. The loss of the wildlife may have temporarily reduced the numbers of tsetse fl ies. How- ever, in time, the wild ungulates increased in number. This population increase in turn provided hosts for the tsetse fl ies, which spread through the now extensive woodlands. The presence of the fl ies kept humans with their livestock out of large areas of East Africa. Control programs that reduced tsetse fl ies led to the return of livestock and humans, and with them came fi re, which reopened much of the woodland, reexpand- ing savanna and grasslands. A subsequent rinderpest outbreak in the late 1950s temporarily reduced the numbers, allowing an ac- cumulation of grass fuel that carried hotter fi res, further reducing woody vegetation. Subsequently the wildebeest numbers increased about fi ve- fold. Their heavy grazing removed much grass fuel and thereby reduced the impact of human- ignited fi res, again allowing the resurgence of some woody vegetation (Dublin 1995; Sinclair and Norton- Griffi ths 1979; Talbot 1963; Talbot and Talbot 1963). These events dramatically dem- onstrate how disease responds to and causes complex webs of landscape- level changes in socioecological systems.

Malaria and Schistosomiasis Malaria impacts landscape pro cesses through its effects on people. It is the preeminent tropical parasitic disease and one of the top three killers among communicable diseases (Sachs and Malaney 2002). The inci- dence of malaria in the tropics is increasing rapidly for many reasons, including increasing drug and insecticide re sis tance, population move- ments into malarious regions, changing agricultural practices (including dam building and irrigation), deforestation, and weakening of public health systems in some poor countries. Malaria increases most rapidly in poor countries that have insuffi cient wealth for personal expenditures and government programs to reduce the incidence and provide for the treatment of disease. Malaria affects landscape processes through mul- tiple pathways. On a local scale, malaria increases absenteeism from work and school, reducing levels of education and training. Malaria also increases the proportion of children in the population, as couples choose to have more children to compensate for anticipated malarial deaths. Together, these trends reduce agricultural productivity, savings, -1— and human well- being. Tourism, mining, and business avoid malarial 0— areas, further increasing the wealth disparity between malarial and +1—

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nonmalarial regions (Gallup and Sachs 2001). In South Africa, malaria has caused large shifts in landscape distributions of agricultural types and people. Prior to World War II, malaria limited large- scale commer- cial agriculture by wealthy farmers, allowing black Africans to use this land for small- scale agriculture and herding. With increased malaria control after World War II, there was an increase in the extent of com- mercial farming and migration of poor white farmers onto land previ- ously farmed by black Africans, causing black Africans to shift from small-scale agriculture to wage labor (Packard 2001). Schistosomiasis is a water- borne disease that is increasing in the trop- ics, in part as a result of landscape changes associated with building of dams and expansion of irrigation. Different species of Schistosoma are specifi c to humans or cattle (in some cases both). Increases in morbidity and mortality and declines in productivity have landscape- level conse- quences similar to those of malaria. In Nigeria, for example, schistoso- miasis reduces worker productivity, cash income, rates of land clearing, and farm size (Umeh et al. 2004). These socioecological consequences of disease constrain the capacity of these systems to achieve economic and social changes in well- being. In this case, disease contributes to the resilience of a poverty trap that constrains changes toward a more desirable socioecological state.

AIDS The HIV/AIDS in sub- Saharan Africa has drastically altered traditional family and community structures, leaving many orphans, whose parents died before they could pass on local knowledge of agri- cultural techniques best suited to local circumstances. In Zambia’s South- ern Province, where one- third of house holds care for orphans, those house holds not affected by HIV/AIDS can afford twice as many livestock and farming implements as female- headed house holds caring for orphans (FAO 2004). Potential increases in tick-borne diseases caused by a loss of local knowledge of their distribution and dynamics further reduce the availability and usefulness of livestock. In general, adult mortality has deprived families and communities of three major assets: knowledge, a strong labor force, and capital (Jayne et al. 2004). In Zambia, aid organizations have attempted to fi ll this gap in the transfer of intergenerational knowledge by integrating HIV/AIDS educa- tion into agricultural education campaigns and introducing both new and traditional agricultural practices that involve labor- saving techniques. These include crop diversifi cation (resulting in multiple harvests over the course of a year rather than a single, labor-intensive harvest) and the in- —-1 troduction of easier to use ploughs and tools (particularly important for — 0 —+1

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children, women, and the elder ly), with techniques such as minimal till- age, direct planting of seeds in pits rather than in rows, the introduction of weed- suppressant soil cover, and preparation of the soil during the dry season, which distributes labor still more evenly over the course of the year. Additional innovations include the introduction of for- profi t vegeta- ble gardens, increased husbandry of small livestock such as goats and chickens, seed multiplication, and the enhancement of “homestead gar- dens” that supplement staple gardens (FAO 2004). The proposed intro- duction of fi sh farming would require the digging of numerous ponds and would likely bring about signifi cant change in local landscape processes. All of these agricultural innovations alter socioecological interactions and landscape processes. Without these interventions, communities lose knowledge about the cultivation of traditional crops, resulting in a reduction in the planting and use of these crops (Water house et al. 2004). The corresponding de- crease in crop diversity and increased dependence on external seed sources reduces agricultural and house hold resilience. Traditional crops are especially appropriate for poorer, risk- averse house holds. This ex- ample highlights the importance of learning and innovation in coping with disease.

Conclusions

Disease epidemics are disturbances that alter interactions among ecologi- cal and social components of regional systems. The ecological impacts of disease are largely mediated by changes in dominant and keystone plant species or in animals that regulate these plant species. Loss of these spe- cies due to disease generally augments the fl uxes of water and nutrients among patches on a landscape, increasing landscape connectivity. Dis- eases affect the social components of regional systems through their ef- fects on ecological agents—farmers, foresters, and pastoralists—and the agroecosystems they manage. Over longer time scales, diseases affect policies and institutions that infl uence human activities and land use. Diseases have the potential to affect all pathways of interactions among patches on the landscape, but their impacts on disturbance regimes have the largest long- term consequences, sometimes leading to changes in eco- system state. Resilience theory provides a framework for predicting, pre- paring for, and managing the consequences of profound changes in the state caused by disease and other perturbations. Unless we understand the feedbacks between social and ecological responses to and effects on -1— diseases and the components of socioecological systems that foster resil- 0— +1—

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ience, we will fail both in predicting future disease patterns and in man- aging their impacts.

Ac know ledg ments

We thank the Integrative Graduate Education and Research Training program supported by (NSF grant No. DGE- 0114423 to the University of Alaska) for support of the Resilience and Adaptation program.

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