List of Firms Required to Submit Forms Fsa001 and Fsa002 in Q1 2017 to the Pra
Total Page：16
File Type：pdf, Size：1020Kb
Load more
Recommended publications
-
Lender Panel List December 2019
Threemo - Available Lender Panels (16/12/2019) Accord (YBS) Amber Homeloans (Skipton) Atom Bank of Ireland (Bristol & West) Bank of Scotland (Lloyds) Barclays Barnsley Building Society (YBS) Bath Building Society Beverley Building Society Birmingham Midshires (Lloyds Banking Group) Bristol & West (Bank of Ireland) Britannia (Co-op) Buckinghamshire Building Society Capital Home Loans Catholic Building Society (Chelsea) (YBS) Chelsea Building Society (YBS) Cheltenham and Gloucester Building Society (Lloyds) Chesham Building Society (Skipton) Cheshire Building Society (Nationwide) Clydesdale Bank part of Yorkshire Bank Co-operative Bank Derbyshire BS (Nationwide) Dunfermline Building Society (Nationwide) Earl Shilton Building Society Ecology Building Society First Direct (HSBC) First Trust Bank (Allied Irish Banks) Furness Building Society Giraffe (Bristol & West then Bank of Ireland UK ) Halifax (Lloyds) Handelsbanken Hanley Building Society Harpenden Building Society Holmesdale Building Society (Skipton) HSBC ING Direct (Barclays) Intelligent Finance (Lloyds) Ipswich Building Society Lambeth Building Society (Portman then Nationwide) Lloyds Bank Loughborough BS Manchester Building Society Mansfield Building Society Mars Capital Masthaven Bank Monmouthshire Building Society Mortgage Works (Nationwide BS) Nationwide Building Society NatWest Newbury Building Society Newcastle Building Society Norwich and Peterborough Building Society (YBS) Optimum Credit Ltd Penrith Building Society Platform (Co-op) Post Office (Bank of Ireland UK Ltd) Principality -
Banks List (May 2011)
LIST OF BANKS AS COMPILED BY THE FSA ON 31 MAY 2011 This list of banks is intended to be used solely as a guide. The FSA does not warrant, nor accept any responsibility for the accuracy or completeness of the list or for any loss which may arise from reliance by any person on information in the list. (Amendments to the List of Banks since 30 April 2011 can be found on page 6) Banks incorporated in the United Kingdom Abbey National Treasury Services plc DB UK Bank Limited ABC International Bank plc Dunbar Bank plc Access Bank UK Limited, The Duncan Lawrie Ltd Adam & Company plc Ahli United Bank (UK) plc EFG Private Bank Ltd Airdrie Savings Bank Egg Banking plc Aldermore Bank Plc European Islamic Investment Bank Plc Alliance & Leicester plc Europe Arab Bank Plc Alliance Trust Savings Ltd Allied Bank Philippines (UK) plc FBN Bank (UK) Ltd Allied Irish Bank (GB)/First Trust Bank - (AIB Group (UK) plc) FCE Bank plc Alpha Bank London Ltd FIBI Bank (UK) plc AMC Bank Ltd Anglo-Romanian Bank Ltd Gatehouse Bank plc Ansbacher & Co Ltd Ghana International Bank plc ANZ Bank (Europe) Ltd Goldman Sachs International Bank Arbuthnot Latham & Co, Ltd Guaranty Trust Bank (UK) Limited Gulf International Bank (UK) Ltd Banc of America Securities Ltd Bank Leumi (UK) plc Habib Allied International Bank plc Bank Mandiri (Europe) Ltd Habibsons Bank Ltd Bank of Beirut (UK) Ltd Hampshire Trust plc Bank of Ceylon (UK) Ltd Harrods Bank Ltd Bank of China (UK) Limited Havin Bank Ltd Bank of Ireland (UK) Plc HFC Bank Ltd Bank of London and The Middle East plc HSBC Bank -
Reference Banks / Finance Address
Reference Banks / Finance Address B/F2 Abbey National Plc Abbey House Baker Street LONDON NW1 6XL B/F262 Abbey National Plc Abbey House Baker Street LONDON NW1 6XL B/F57 Abbey National Treasury Services Abbey House Baker Street LONDON NW1 6XL B/F168 ABN Amro Bank 199 Bishopsgate LONDON EC2M 3TY B/F331 ABSA Bank Ltd 52/54 Gracechurch Street LONDON EC3V 0EH B/F175 Adam & Company Plc 22 Charlotte Square EDINBURGH EH2 4DF B/F313 Adam & Company Plc 42 Pall Mall LONDON SW1Y 5JG B/F263 Afghan National Credit & Finance Ltd New Roman House 10 East Road LONDON N1 6AD B/F180 African Continental Bank Plc 24/28 Moorgate LONDON EC2R 6DJ B/F289 Agricultural Mortgage Corporation (AMC) AMC House Chantry Street ANDOVER Hampshire SP10 1DE B/F147 AIB Capital Markets Plc 12 Old Jewry LONDON EC2 B/F290 Alliance & Leicester Commercial Lending Girobank Bootle Centre Bridal Road BOOTLE Merseyside GIR 0AA B/F67 Alliance & Leicester Plc Carlton Park NARBOROUGH LE9 5XX B/F264 Alliance & Leicester plc 49 Park Lane LONDON W1Y 4EQ B/F110 Alliance Trust Savings Ltd PO Box 164 Meadow House 64 Reform Street DUNDEE DD1 9YP B/F32 Allied Bank of Pakistan Ltd 62-63 Mark Lane LONDON EC3R 7NE B/F134 Allied Bank Philippines (UK) plc 114 Rochester Row LONDON SW1P B/F291 Allied Irish Bank Plc Commercial Banking Bankcentre Belmont Road UXBRIDGE Middlesex UB8 1SA B/F8 Amber Homeloans Ltd 1 Providence Place SKIPTON North Yorks BD23 2HL B/F59 AMC Bank Ltd AMC House Chantry Street ANDOVER SP10 1DD B/F345 American Express Bank Ltd 60 Buckingham Palace Road LONDON SW1 W B/F84 Anglo Irish -
Wealth Management & Private Banking
A Meeting of Minds: Wealth Management & Private Banking Thursday 17 November 2016, The Berkeley Hotel, London, SW1 Participant List Sponsors BUSINESS STRATEGY Affinity Private Wealth - Managing Director Bordier & Cie - Chief Executive Officer C & D Partnerships - Managing Partner C Hoare & Co - Head of Front Office, Banking C Hoare & Co - Head of Wealth Front Office Canaccord Genuity Wealth Management - Chief Executive Officer Coombe Advisors Ltd - Managing Director Credit Suisse Private Bank - Chief Operating Officer Credo Group UK Ltd - Chief Executive Officer Deutsche Bank Wealth Management - Managing Director, Global Business Risk Manager Duncan Lawrie Private Banking - Chairman EFG Private Bank Ltd - Head of Private Banking Goldman Sachs - Chief Supervisory Officer Heartwood Wealth Management - Chief Executive Officer HSBC Bank Plc - EMEA Head of RegTech HSBC Bank Plc - Chief of Staff, Corporate and Institutional Digital J.P. Morgan Private Bank - Associate General Counsel Kleinwort Benson - Managing Director, Head of Private Banking Lincoln Private Investment Office - Managing Partner London & Capital - Chief Operating Officer Mirabaud & Cie SA - Co-Head of Private Wealth Management Owl Private Office - Director and Co-Founder Pictet & Cie (Europe) SA - Chief Operating Officer This list is copyright of the Owen James Group and its contents must be kept confidential and may not be passed to any third party for any purpose Santander Wealth Management - Wealth Management Director & Managing Director - Cater -
The Ritz London, 16Th November 2016 by Invitation Only Confidential – Not for Distribution
® The Ritz London, 16th November 2016 By Invitation Only The AI Finance Summit is the world’s first and only high-level conference exploring the impact of Artificial Intelligence on the financial services industry. The invitation-only event, brings together CxOs from the world’s leading banks, insurance companies, asset management organisations, brokers. The event takes place at London’s most prestigious address, The Ritz, on the 16th of November and features world-class speakers presenting exclusive case studies shedding light into how the 4th industrial revolution will affect specifically affect the financial services industry. DRAFT AGENDA 16tH November 2016, The Ritz London 08:30 Registration, Breakfast refreshments & Networking 09:15 A welcome unlike any other… and Chair’s Opening Remarks 09:20 State of Play opening keynote: the 4th industrial revolution in financial services Where are financial services currently at with artificial intelligence, what technologies in particular are being used, how quickly is it being adopted, and what areas are leading the adoption of new intelligent technologies? These are are some of the pivotal questions answered in the scene-setting opening keynote to the AI Finance Summit. 09:45 Introducing a new era of risk management in investment banking The use of artificial intelligence within the world of investment banking is a phenomenon which is going to propel the industry in more ways than one. This talk will discuss how the advent of AI technologies, focusing on machine learning and cognitive computing, will drastically enhance risk management processes and achieve levels of accuracy previously unseen in the industry 10:10 Customer Experience/ Relations Management through AI platforms AI is revolutionizing customer service across every industry, with financial services already a pioneer in adoption. -
Bank of England List of Banks
LIST OF BANKS AS COMPILED BY THE BANK OF ENGLAND AS AT 31 October 2017 (Amendments to the List of Banks since 30 September 2017 can be found on page 5) Banks incorporated in the United Kingdom Abbey National Treasury Services Plc DB UK Bank Limited ABC International Bank Plc Diamond Bank (UK) Plc Access Bank UK Limited, The Duncan Lawrie Limited (Applied to cancel) Adam & Company Plc ADIB (UK) Ltd EFG Private Bank Limited Agricultural Bank of China (UK) Limited Europe Arab Bank plc Ahli United Bank (UK) PLC AIB Group (UK) Plc FBN Bank (UK) Ltd Airdrie Savings Bank FCE Bank Plc Al Rayan Bank PLC FCMB Bank (UK) Limited Aldermore Bank Plc Alliance Trust Savings Limited Gatehouse Bank Plc Alpha Bank London Limited Ghana International Bank Plc ANZ Bank (Europe) Limited Goldman Sachs International Bank Arbuthnot Latham & Co Limited Guaranty Trust Bank (UK) Limited Atom Bank PLC Gulf International Bank (UK) Limited Axis Bank UK Limited Habib Bank Zurich Plc Bank and Clients PLC Habibsons Bank Limited Bank Leumi (UK) plc Hampden & Co Plc Bank Mandiri (Europe) Limited Hampshire Trust Bank Plc Bank Of America Merrill Lynch International Limited Harrods Bank Ltd Bank of Beirut (UK) Ltd Havin Bank Ltd Bank of Ceylon (UK) Ltd HSBC Bank Plc Bank of China (UK) Ltd HSBC Private Bank (UK) Limited Bank of Cyprus UK Limited HSBC Trust Company (UK) Ltd Bank of Ireland (UK) Plc HSBC UK RFB Limited Bank of London and The Middle East plc Bank of New York Mellon (International) Limited, The ICBC (London) plc Bank of Scotland plc ICBC Standard Bank Plc Bank of the Philippine Islands (Europe) PLC ICICI Bank UK Plc Bank Saderat Plc Investec Bank PLC Bank Sepah International Plc Itau BBA International PLC Barclays Bank Plc Barclays Bank UK PLC J.P. -
Applications Decided by Delegated Powers Between 01/02/2016 and 29/02/2016
Applications decided by Delegated Powers between 01/02/2016 and 29/02/2016 Total Count of Applications: 160 ADAM Application Registered Applicant Name Proposal Location Days taken 8 Week Decision Decision Date Number to decision target Achieved? 14/00505/DCI 21/02/2014 ADI Design DISCHARGE OF CONDITIONS 2 (BAT ST JAMES' CHURCH, 714 False Partial 05/02/2016 SURVEY), 4 (PROGRAMME OF NEWPORT ROAD, Discharge BUILDING RECORDING AND ADAMSDOWN of Condition ANALYSIS), 5 (DRAINAGE), 7 (s) (ALTERNATIVE CAR PARKING AREA), 8 (ROOF LIGHTS), 10 (LANDSCAPING SCHEME) AND 15 (ROAD TRAFFIC NOISE) OF PLANNING APPLICATION 08/01608/C Application Registered Applicant Name Proposal Location Days taken 8 Week Decision Decision Date Number to decision target Achieved? 15/03046/MJR 23/12/2015 Fusion Cardiff DISCHARGE OF CONDITIONS 14 UNIVERSITY OF WALES 49 True Full 10/02/2016 Metropolitan Ltd (DRAINAGE), 20 (CYCLE PARKING), INSTITUTE CARDIFF Discharge 21 (CONSTRUCTION MANAGEMENT HOWARD GARDENS of Condition PLAN) AND 22 (TRAVEL PLAN) OF CAMPUS, HOWARD PLANNING APPLICATION GARDENS, ADAMSDOWN, 14/02670/MJR CARDIFF, CF24 0SP 16/00316/MJR 11/02/2016 Lovell Partnerships Ltd DISCHARGE OF CONDITION 21 BRONTE HOTEL 158-164 12 True Full 23/02/2016 (CODE FOR SUSTAINABLE HOMES NEWPORT ROAD Discharge FINAL CERTIFICATES) OF PLANNING CARDIFF CF24 1DL of Condition APPLICATION 10/02302/DCI Application Registered Applicant Name Proposal Location Days taken 8 Week Decision Decision Date Number to decision target Achieved? 16/00026/MNR 07/01/2016 Ethical Property ADDING A RAMP ON -
Low-Impact Living Initiative
building societies what are they? They’re mutual institutions offering savings accounts and mortgages, and occasionally current accounts. This is all they provide. They are simple beasts compared to banks, and their mutual nature means that they are owned by their members, and are not listed on stock exchanges and owned by shareholders. They’re similar to co- operatives, but, from Wikipedia: ‘unlike a true cooperative, members usually do not contribute to the capital of the company by direct investment, but derive their right to profits and votes through The sign on the Penrith Building Society (the their customer relationship.’ smallest in the UK) says it all: ‘Every man his History: the first building society was formed in own landlord’ (well, all apart from the fact that 1775, by Richard Ketley, proprietor of the Golden they left out half the population). Cross pub in Snow Hill, Birmingham. At the time, publicans encouraged meetings of working men in Demutualisation: many building societies were their pubs in order to sell more beer! Lots of ‘demutualised’, starting in the 1980s, after trades unions and friendly societies were formed deregulation allowed mutual societies to become in pubs. This society was quickly followed by banks with shareholders, or to merge with existing others in Birmingham, then Dudley, Rowley Regis banks. Members were offered incentives in the and other places in the Midlands, North and form of cash payments or shares. The first mutual Scotland. Members of early societies like this paid society to be demutualised was Abbey National, money into a pot, and when there was enough, followed by famous names such as Alliance and one member’s name was drawn by lot and the Leicester and Northern Rock. -
The London Gazette, Brd April 1980
5174 THE LONDON GAZETTE, BRD APRIL 1980 Hill Samuel & Co. Ltd. State Bank of India C. Hoare & Co. The Sumitomo Bank, Ltd. The Hokkaido Takushoku Bank, Ltd. The Sumitomo Trust and Bank Company Ltd. The Hongkong and Shanghai Banking Corporation Swiss Bank Corporation Syndicate Bank The Industrial Bank of Japan, Ltd. International Commercial Bank Ltd. The Taiyo Kobe Bank Ltd. International Energy Bank Ltd. Texas Commerce Bank N.A. International Westminster Bank Ltd. The Tokai Bank, Ltd. Investitions - und Handels - Bank A.G. The Toronto-Dominion Bank Irving Trust Company Trade Development Bank Italian International Bank Ltd. Ulster Bank Ltd. Jessel, Toynbee & Co., Ltd. Union Bank of Switzerland Johnson Matthey Bankers Ltd. The Union Discount Company of London Ltd. Leopold Joseph & Sons Ltd. United Bank Ltd. The United Bank of Kuwait Ltd. Keyser Ullmann Ltd. United California Bank King & Shaxson Ltd. United Commercial Bank Kleinwort, Benson Ltd. United Overseas Bank Ltd. Korea Exchange Bank The Kyowa Bank, Ltd. S. G. Warburg & Co. Ltd. Westdeutsche Landesbank Girozentrale Lazard Brothers & Co., Ltd. Williams & Glyn's Bank Ltd. Libra Bank Ltd. Lloyds Bank Ltd. The Yasuda Trust and Banking Co., Ltd. Lloyds Bank International Ltd. Yorkshire Bank Ltd. London & Continental Bankers Ltd. The Long-Term Credit Bank of Japan, Ltd. Zivnostenska" Banka National Corporation Malayan Banking Berhad 2 Licensed Deposit-taking Institutions Manufacturers Hanover Ltd. Manufacturers Hanover Trust Company The Alliance Trust Co. Ltd. Marine Midland Bank N.A. Mellon Bank, N.A. Bank of Europe Ltd. Merrill Lynch International Bank Ltd. Barclays Bank UK Ltd. Midland Bank Ltd. Bowmaker Ltd. Midland and International Banks Ltd. -
Rathbone Ethical Bond Fund Annual Report for the Year Ended 30 September 2020
Rathbone Ethical Bond Fund Annual report for the year ended 30 September 2020 Rathbone Ethical Bond Fund Annual Report 2020 ii Rathbone Ethical Bond Fund Authorised Fund Manager (the Manager) Directors of the Manager Rathbone Unit Trust Management Limited RP Stockton — Chairman 8 Finsbury Circus MM Webb — Chief Executive Officer London EC2M 7AZ JR Chillingworth — Chief Investment Officer Telephone 020 7399 0399 JM Ardouin — Finance Director Facsimile 020 7399 0057 MS Warren — Non-Executive Director A member of the Rathbone Group J Lowe — Non-Executive Director Authorised and regulated by the Financial Conduct Authority and member of The Investment Association Administrator HSBC Securities Services Dealing office 1-2 Lochside Way Edinburgh Park SS&C Financial Services Europe Limited Edinburgh EH12 9DT SS&C House Authorised and regulated by the St Nicholas Lane Financial Conduct Authority Basildon Essex SS15 5FS Telephone 0330 123 3810 Trustee Facsimile 0330 123 3812 NatWest Trustee and Depositary Services Limited 250 Bishopsgate Registrar London EC2M 4AA Authorised and regulated by the SS&C Financial Services International Limited Financial Conduct Authority SS&C House St Nicholas Lane Basildon Essex SS15 5FS Telephone 0330 123 3810 Facsimile 0330 123 3812 Authorised and regulated by the Financial Conduct Authority Independent Auditor Deloitte LLP Statutory Auditor 110 Queen Street Glasgow G1 3BX Rathbone Ethical Bond Fund Annual Report 2020 1 Manager’s report for the year ended 30 September 2020 In the 12 months ended 30 September 2020, our bought between mid-March and the end of June, it fund rose 5.02%, compared with the IA Sterling accounts for more than 80% of the gilts issued over Corporate Bond sector’s return of 4.21%. -
Jane Hutt: Businesses That Have Received Welsh Government Grants During 2011/12
Jane Hutt: Businesses that have received Welsh Government grants during 2011/12 1 STOP FINANCIAL SERVICES 100 PERCENT EFFECTIVE TRAINING 1MTB1 1ST CHOICE TRANSPORT LTD 2 WOODS 30 MINUTE WORKOUT LTD 3D HAIR AND BEAUTY LTD 4A GREENHOUSE COM LTD 4MAT TRAINING 4WARD DEVELOPMENT LTD 5 STAR AUTOS 5C SERVICES LTD 75 POINT 3 LTD A AND R ELECTRICAL WALES LTD A JEFFERY BUILDING CONTRACTOR A & B AIR SYSTEMS LTD A & N MEDIA FINANCE SERVICES LTD A A ELECTRICAL A A INTERNATIONAL LTD A AND E G JONES A AND E THERAPY A AND G SERVICES A AND P VEHICLE SERVICES A AND S MOTOR REPAIRS A AND T JONES A B CARDINAL PACKAGING LTD A BRADLEY & SONS A CUSHLEY HEATING SERVICES A CUT ABOVE A FOULKES & PARTNERS A GIDDINGS A H PLANT HIRE LTD A HARRIES BUILDING SERVICES LTD A HIER PLUMBING AND HEATING A I SUMNER A J ACCESS PLATFORMS LTD A J RENTALS LIMITED A J WALTERS AVIATION LTD A M EVANS A M GWYNNE A MCLAY AND COMPANY LIMITED A P HUGHES LANDSCAPING A P PATEL A PARRY CONSTRUCTION CO LTD A PLUS TRAINING & BUSINES SERVICES A R ELECTRICAL TRAINING CENTRE A R GIBSON PAINTING AND DEC SERVS A R T RHYMNEY LTD A S DISTRIBUTION SERVICES LTD A THOMAS A W JONES BUILDING CONTRACTORS A W RENEWABLES LTD A WILLIAMS A1 CARE SERVICES A1 CEILINGS A1 SAFE & SECURE A19 SKILLS A40 GARAGE A4E LTD AA & MG WOZENCRAFT AAA TRAINING CO LTD AABSOLUTELY LUSH HAIR STUDIO AB INTERNET LTD ABB LTD ABER GLAZIERS LTD ABERAVON ICC ABERDARE FORD ABERGAVENNY FINE FOODS LTD ABINGDON FLOORING LTD ABLE LIFTING GEAR SWANSEA LTD ABLE OFFICE FURNITURE LTD ABLEWORLD UK LTD ABM CATERING FOR LEISURE LTD ABOUT TRAINING -
Third Party Platforms, Wraps and Investment Managers & Stockbrokers
THIRD PARTY PLATFORMS, WRAPS AND INVESTMENT MANAGERS & STOCKBROKERS The following sets out the Platforms, Wraps, Investment Managers and Stockbrokers who have agreed to James Hay Partnership's terms and conditions. If an Investment Manager or Stockbroker that you would like to use is not on this list, please contact us and we will liaise with the third party to find out if they are able to meet our requirements with a view to including them on this list. Please note: We do not carry out due diligence checks and will not be held liable for their or their custodians’ actions. You should satisfy yourself of the soundness and quality of any third party being appointed. PLATFORMS AND WRAPS Ascentric Openwork Succession INVESTMENT MANAGERS AND STOCKBROKERS Adam & Company Coutts & Co ADM Investor Services Credo Capital Amundi (UK) Limited Cunningham Coates Ltd Arbuthnot Latham & Co Dalton Strategic Partnership LLP Aubrey Capital Management Daniel Stewart & Company Bank Hapoalim Danske Bank Bank of Scotland Portfolio Management Service De Brae Barclays Private Bank Dowgate Capital Stockbrokers Barclays Stockbrokers Duncan Lawrie Asset Management Barratt & Cooke Limited EFG Beaufort Equity Limited Fieldings Investment Management Ltd Beckett Asset Management Ltd First Equity Berkeley Futures Limited Fiske Plc Best Invest Brokers (Plc) Fleming Family & Partners Wealth Planning Ltd Blankstone Sington Ltd Forex Capital Markets Ltd Border Asset Management GAM London Bordie & Cie (UK) PLC Gerrard Brewin Dolphin GHC Capital Markets Broadstone Pensions