DOCSLIB.ORG

Natixis Funds Trust II Form N-CSRS Filed 2017-09-06

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
Natixis Funds Trust II Form N-CSRS Filed 2017-09-06 SECURITIES AND EXCHANGE COMMISSION FORM N-CSRS Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR Filing Date: 2017-09-06 | Period of Report: 2017-06-30 SEC Accession No. 0001193125-17-277401 (HTML Version on secdatabase.com) FILER Natixis Funds Trust II Mailing Address Business Address 399 BOYLSTON STREET 399 BOYLSTON STREET CIK:52136| IRS No.: 041990692 | State of Incorp.:MA 12TH FLOOR 12TH FLOOR Type: N-CSRS | Act: 40 | File No.: 811-00242 | Film No.: 171070566 BOSTON MA 02116 BOSTON MA 02116 800-283-1155 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CSR CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-00242 Natixis Funds Trust II (Exact name of Registrant as specified in charter) 888 Boylston Street, Suite 800 Boston, Massachusetts 02199-8197 (Address of principal executive offices) (Zip code) Russell L. Kane, Esq. NGAM Distribution, L.P. 888 Boylston Street, Suite 800 Boston, Massachusetts 02199-8197 (Name and address of agent for service) Registrants telephone number, including area code: (617) 449-2822 Date of fiscal year end: December 31 Date of reporting period: June 30, 2017 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents Item 1. Reports to Stockholders. The Registrants semi-annual report transmitted to shareholders pursuant to Rule 30e-1 under the Investment Company Act of 1940 is as follows: Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents SEMIANNUAL REPORT June 30, 2017 Natixis Oakmark Fund Natixis Oakmark International Fund Vaughan Nelson Small Cap Value Fund Vaughan Nelson Value Opportunity Fund TABLE OF CONTENTS Portfolio Review page 1 Portfolio of Investments page 20 Financial Statements page 37 Notes to Financial Statements page 63 Shareholder Supplement enclosed Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents NATIXIS OAKMARK FUND Managers Symbols William C. Nygren, CFA® Class A NEFOX Kevin G. Grant, CFA® Class C NECOX M. Colin Hudson, CFA® Class N NOANX Michael J. Mangan, CFA® Class Y NEOYX Harris Associates L.P. Investment Goal The Fund seeks long-term capital appreciation. 1 | Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents Average Annual Total Returns June 30, 20173 Expense Ratios4 Life of 6 Months 1 Year 5 Years 10 Years Class N Gross Net Class Y (Inception 11/18/98) NAV 8.11 % 27.52% 15.32 % 6.93 % % 0.92 % 0.92 % Class A (Inception 5/6/31) NAV 7.96 27.18 15.02 6.63 1.18 1.18 With 5.75% Maximum Sales Charge 1.77 19.89 13.67 6.00 Class C (Inception 5/1/95) NAV 7.60 26.21 14.17 5.84 1.93 1.93 With CDSC1 6.60 25.21 14.17 5.84 Class N (Inception 5/1/17) NAV 3.03 0.81 0.81 Comparative Performance S&P 500® Index2 9.34 17.90 14.63 7.18 1.86 Performance data shown represents past performance and is no guarantee of, and not necessarily indicative of, future results. Total return and value will vary, and you may have a gain or loss when shares are sold. Current performance may be lower or higher than quoted. For most recent month-end performance, visit ngam.natixis.com/performance. Performance for other share classes will be greater or less than shown based on differences in fees and sales charges. You may not invest directly in an index. Performance for periods less than one year is cumulative, not annualized. Returns reflect changes in share price and reinvestment of dividends and capital gains, if any. The table(s) do not reflect taxes shareholders might owe on any fund distributions or when they redeem their shares. 1Performance for Class C shares assumes a 1.00% contingent deferred sales charge (CDSC) applied when you sell shares within one year of purchase. 2S&P 500® Index is a widely recognized measure of U.S. stock market performance. It is an unmanaged index of 500 common stocks chosen for market size, liquidity, and industry group representation, among other factors. It also measures the performance of the large cap segment of the US equities market. 3Fund performance has been increased by fee waivers and/or expense reimbursements, if any, without which performance would have been lower. 4Expense ratios are as shown in the Funds prospectus in effect as of the date of this report. The expense ratios for the current reporting period can be found in the Financial Highlights section of this report under Ratios to Average Net Assets. Net expenses reflect contractual expense caps set to expire on 4/30/18. When a Funds expenses are below the cap, gross and net expense ratios will be the same. See Note 6 of the Notes to Financial Statements for more information about the Funds expense caps. | 2 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents NATIXIS OAKMARK INTERNATIONAL FUND Managers Symbols David G. Herro, CFA® Class A NOIAX Michael L. Manelli, CFA® Class C NOICX Harris Associates L.P. Class N NIONX Class Y NOIYX Investment Goal The Fund seeks long-term capital appreciation. 3 | Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents Average Annual Total Returns June 30, 20173 Expense Ratios4 6 Months 1 Year 5 Years Life of Class Gross Net Class Y (Inception 5/1/17) Class A/C Class Y/N NAV 16.79 % 40.66% 11.93 % % 1.50 % 1.09 % 1.09 % Class A (Inception 12/15/10) NAV 16.71 40.56 11.91 7.54 1.34 1.34 With 5.75% Maximum Sales Charge 10.01 32.43 10.60 6.57 Class C (Inception 12/15/10) NAV 16.30 39.67 11.09 6.75 2.09 2.09 With CDSC1 15.30 38.67 11.09 6.75 Class N (Inception 5/1/17) NAV 1.50 0.97 0.97 Comparative Performance MSCI World ex USA Index (Net)2 12.82 19.49 8.15 4.69 3.16 Performance data shown represents past performance and is no guarantee of, and not necessarily indicative of, future results. Total return and value will vary, and you may have a gain or loss when shares are sold. Current performance may be lower or higher than quoted. For most recent month-end performance, visit ngam.natixis.com/performance. Performance for other share classes will be greater or less than shown based on differences in fees and sales charges. You may not invest directly in an index. Performance for periods less than one year is cumulative, not annualized. Returns reflect changes in share price and reinvestment of dividends and capital gains, if any. The table(s) do not reflect taxes shareholders might owe on any fund distributions or when they redeem their shares. 1Performance for Class C shares assumes a 1.00% contingent deferred sales charge (CDSC) applied when you sell shares within one year of purchase. 2MSCI World ex USA Index (Net) is an unmanaged index that is designed to measure the equity market performance of developed markets, excluding the United States. 3Fund performance has been increased by fee waivers and/or expense reimbursements, if any, without which performance would have been lower. 4Expense ratios are as shown in the Funds prospectus in effect as of the date of this report. The expense ratios for the current reporting period can be found in the Financial Highlights section of this report under Ratios to Average Net Assets. Net expenses reflect contractual expense caps set to expire on 4/30/18. When a Funds expenses are below the cap, gross and net expense ratios will be the same. See Note 6 of the Notes to Financial Statements for more information about the Funds expense caps. | 4 Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents VAUGHAN NELSON SMALL CAP VALUE FUND Managers Symbols Dennis G. Alff, CFA® Class A NEFJX Chad D. Fargason Class C NEJCX Chris D. Wallis, CFA® Class N VSCNX Scott J. Weber, CFA® Class Y NEJYX Vaughan Nelson Investment Management, L.P. Effective July 31, 2009, the fund was closed to new investors. Investment Goal The Fund seeks capital appreciation. 5 | Copyright © 2017 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Table of Contents Average Annual Total Returns June 30, 20173 Expense Ratios4 Life of 6 Months 1 Year 5 Years 10 Years Class N Gross Net Class Y (Inception 8/31/06) NAV -1.20 % 14.53% 14.38 % 9.46 % % 1.28 % 1.28 % Class A (Inception 12/31/96) NAV -1.39 14.23 14.08 9.17 1.53 1.53 With 5.75% Maximum Sales Charge -7.07 7.67 12.75 8.53 Class C (Inception 12/31/96) NAV -1.70 13.42 13.25 8.36 2.28 2.28 With CDSC1 -2.63 12.43 13.25 8.36 Class N (Inception 5/1/17) NAV -0.77 1.19 1.19 Comparative Performance Russell 2000® Value Index2 0.54 24.86 13.39 5.92 -0.15 Performance data shown represents past performance and is no guarantee of, and not necessarily indicative of, future results.
Load more

Recommended publications
  • 2018 Online Trust Audit & Honor Roll Report
    Internet Society’s Online Trust Alliance (OTA) 2 TABLE OF CONTENTS Overview & Background .......................................................................................................................... 3 Executive Summary & Highlights ............................................................................................................. 4 Best Practices Highlights ......................................................................................................................... 9 Consumer Protection .......................................................................................................................... 9 Site Security ........................................................................................................................................ 9 Privacy Trends ................................................................................................................................... 10 Domain, Brand & Consumer Protection ................................................................................................. 12 Email Authentication ......................................................................................................................... 12 Domain-based Message Authentication, Reporting & Conformance (DMARC) ................................... 14 Opportunistic Transport Layer Security (TLS) for Email ...................................................................... 15 Domain Locking ................................................................................................................................
    [Show full text]
  • The Sallie Mae Saga: a Government-Created, Student Debt Fueled Profit Machine
    _Why The Sallie Mae Saga: A Government-Created, Student Debt Fueled Profit Machine January 2014 Deanne Loonin National Consumer Law Center® © Copyright 2014, National Consumer Law Center, Inc. All rights reserved. ABOUT THE AUTHOR Deanne Loonin is an attorney with the National Consumer Law Center (NCLC) and the Director of NCLC’s Student Loan Borrower Assistance Project. Deanne assists attorneys representing low-income consumers, and teaches consumer law to legal services, private consumer attorneys, and other advocates. Deanne is the co-author of NCLC’s publications Student Loan Law and Guide to Surviving Debt as well as numerous reports on the student loan industry and borrower issues. Prior to joining NCLC in 1997, Deanne worked as a legal aid attorney in Los Angeles. She is a member of the California and Massachusetts bars. ACKNOWLEDGEMENTS This report is a release of the National Consumer Law Center’s Student Loan Borrower Assistance Project. NCLC research assistant Marina Levy provided extensive research and editorial content. The author thanks NCLC colleagues Carolyn Carter, Jan Kruse, Robyn Smith and Persis Yu for valuable comments and assistance. We also thank NCLC colleague Beverlie Sopiep for layout assistance. The findings and conclusions presented in this report are those of the authors alone. NCLC’s Student Loan Borrower Assistance Project provides information about student loan rights and responsibilities for borrowers and advocates. We also seek to increase public understanding of student lending issues and to identify policy solutions to promote access to education, lessen student debt burdens, and make loan repayment more manageable. www.studentloanborrowerassistance.org ABOUT THE NATIONAL CONSUMER LAW CENTER Since 1969, the nonprofit National Consumer Law Center® (NCLC®) has used its expertise in consumer law and energy policy to work for consumer justice and economic security for low- income and other disadvantaged people, including older adults, in the United States.
    [Show full text]
  • Government-Sponsored Enterprises and Their Implicit Federal Subsidy
    GovernmentSponsored Enterpriks and Their Implicit Federal Subsi*: The Case of Sallie Mae GOVERNMENT-SPONSORED ENTERPRISES AND THEIR IMPLICIT FEDERAL SUBSIDY: THE CASE OF SALLIE MAE The Congress of the United States Congressional Budget Office PREFACE This report on the Student Loan Marketing Association (Sallie Mae) is part of an ongoing study of government-sponsored enterprises (GSEs). The Con- gressional Budget Office undertook the study at the request of the Senate Budget Committee and the Subcommittee on Federal Credit Programs of the Senate Banking Committee. Government-sponsored enterprises include, in addition to the Student Loan Marketing Association, the Federal National Mortgage Association, the Farm Credit Banks, the Federal Home Loan Mortgage Corporation, and the Federal Home Loan Banks. Although the emphasis in this report is on Sallie Mae, the analysis is applicable to the other sponsored enterprises. In keeping with CBO's mandate to provide ob- jective analysis, the paper offers no recommendations. This paper was prepared by Marvin Phaup of.the Budget Process Unit under the supervision of Richard P. Emery, Jr. A significant contribution to the study was made by Robert W. Hartman, Senior Analyst for Budget Pro- cess. Useful comments and suggestions were also made by Ron Boster, Jim Carr, Samuel Chase, Barry L. Cooper, Alfred B. Fitt, Ray Garea, Janet Hansen, Carol Hartwell, Timothy Howard, Ronald F. Hunt, Jan Lilja, Fred- erick C. Meltzer, Carl Mintz, William Schmidt, Robin Seiler, Kevin E. Villani, and Dan A. Woods. CBO analysts Deborah Kalcevic, Maureen McLaughlin, Roy Meyers, Mitchell Mutnick, Pearl Richardson, and Mark Weatherly also contributed to the paper.
    [Show full text]
  • PORTFOLIO of INVESTMENTS – As of September 30, 2020 (Unaudited)
    PORTFOLIO OF INVESTMENTS – as of September 30, 2020 (Unaudited) Loomis Sayles Investment Grade Bond Fund Principal ________________________________Amount Description ____________________________________________________________ Value (†) Bonds and Notes – 94.5% of Net Assets Non-Convertible Bonds – 93.6% ABS Car Loan – 6.4% $ 16,590,000 Ally Auto Receivables Trust, Series 2019-1, Class A3, 2.910%, 9/15/2023 $ 16,913,658 7,865,000 American Credit Acceptance Receivables Trust, Series 2019-3, Class D, 2.890%, 9/12/2025, 144A 8,047,444 1,965,000 AmeriCredit Automobile Receivables Trust, Series 2018-2, Class D, 4.010%, 7/18/2024 2,087,775 10,515,000 AmeriCredit Automobile Receivables Trust, Series 2018-3, Class D, 4.040%, 11/18/2024 11,116,717 25,880,000 AmeriCredit Automobile Receivables Trust, Series 2019-1, Class D, 3.620%, 3/18/2025 26,998,148 12,340,000 AmeriCredit Automobile Receivables Trust, Series 2019-2, Class D, 2.990%, 6/18/2025 12,984,709 1,395,000 AmeriCredit Automobile Receivables Trust, Series 2020-2, Class D, 2.130%, 3/18/2026 1,413,280 4,800,000 Avis Budget Rental Car Funding AESOP LLC, Series 2020-2A, Class A, 2.020%, 2/20/2027, 144A 4,841,880 3,650,000 CarMax Auto Owner Trust, Series 2018-3, Class D, 3.910%, 1/15/2025 3,759,026 13,585,000 CarMax Auto Owner Trust, Series 2019-1, Class D, 4.040%, 8/15/2025(a)(b) 13,970,250 5,811,000 CarMax Auto Owner Trust, Series 2019-2, Class D, 3.410%, 10/15/2025 5,945,447 2,315,000 CarMax Auto Owner Trust, Series 2019-3, Class D, 2.850%, 1/15/2026 2,393,670 4,625,000 CarMax Auto Owner
    [Show full text]
  • Fedwire Securities Service
    Federal Reserve Banks Fedwire Securities Service Issuer Guide V1.1 Last Updated - August 2021 Fedwire is a registered service mark of the Federal Reserve Banks 1 African Development Bank 6 Avenue Joseph Anoma, Plateau http://www.afdb.org/ 01 BP 1387 [email protected] Abidjan 01 (225) 20.20.44.44 Côte d‘Ivoire The African Development Bank (AFDB) is a multilateral development bank established in 1963 to encourage sustainable economic growth and reduce poverty in Africa. Regional members include any African country that has the status of an independent state. Non- regional countries that are participants in, or contributing to, the African Development Fund, a separate legal entity administered by the African Development Bank to provide loan financing to regional member countries, may be admitted as non-regional member countries. The United States became a non-regional member of the African Development Bank in 1983 pursuant to the African Development Bank Act. Class Product Interest Minimum Multiple Record Date Payment Date Corresponding Code Description Payment Clearing Memo AFDB Bond Semi-annually $1,000 $1,000 Varies Varies 250 AFNT Note Semi-annually $100,000 $1,000 TBD TBD 250 2 Asian Development Bank 815 Connecticut Street, NW http://www.adb.org/ Washington, DC 20006 (202) 728-1500 The Asian Development Bank (ADB) is a multilateral development bank established in 1966 to promote economic growth, environmentally sustainable growth, and regional integration to reduce poverty in Asia and the Pacific region. The Asian Development Bank is owned by its 67 members, including regional and non-regional members. The United States became a member in 1966.
    [Show full text]
  • Private Equity in the 2000S 1 Private Equity in the 2000S
    Private equity in the 2000s 1 Private equity in the 2000s Private equity in the 2000s relates to one of the major periods in the history of private equity and venture capital. Within the broader private equity industry, two distinct sub-industries, leveraged buyouts and venture capital experienced growth along parallel although interrelated tracks. The development of the private equity and venture capital asset classes has occurred through a series of boom and bust cycles since the middle of the 20th century. As the 20th century ended, so, too, did the dot-com bubble and the tremendous growth in venture capital that had marked the previous five years. In the wake of the collapse of the dot-com bubble, a new "Golden Age" of private equity ensued, as leveraged buyouts reach unparalleled size and the private equity firms achieved new levels of scale and institutionalization, exemplified by the initial public offering of the Blackstone Group in 2007. Bursting the Internet Bubble and the private equity crash (2000–2003) The Nasdaq crash and technology slump that started in March 2000 shook virtually the entire venture capital industry as valuations for startup technology companies collapsed. Over the next two years, many venture firms had been forced to write-off large proportions of their investments and many funds were significantly "under water" (the values of the fund's investments were below the amount of capital invested). Venture capital investors sought to reduce size of commitments they had made to venture capital funds and in numerous instances, investors sought to unload existing commitments for cents on the dollar in the secondary market.
    [Show full text]
  • CORPORATE EQUALITY INDEX 2021 CEI 2021 Table of Contents
    Rating Corporate Workplaces on Lesbian, Gay, Bisexual, Equality Transgender and Queer Index 2021 Equality NEWS CEI 2021 Corporate Equality Index © 2021 by the Human Rights Campaign Foundation. The Human Rights Campaign Foundation owns all right, title and interest in and to this publication and all derivative works thereof. Permission for reproduction and redistribution is granted if the publication is (1) reproduced in its entirety and (2) distributed free of charge. The Human Rights Campaign name and the Equality logo are trademarks of the Human Rights Campaign. The Human Rights Campaign Foundation and design incorporating the Equality logo are trademarks of the Human Rights Campaign Foundation. ISBN-13 978-1-934765-58-6 CORPORATE EQUALITY INDEX 2021 CEI 2021 Table of Contents Rating Workplaces Corporate on Lesbian, Gay, Bisexual, Equality Transgender and Queer Index 2021 Equality 2 Message from the HRC Foundation President NEWS 3 EXECUTIVE SUMMARY 5 Key Findings 7 Equality at the Fortune-Ranked Companies 8 Accelerating Global Equality 10 Spotlight: HRC’s Equidad Programs 13 FINDINGS 14 Criteria 1: Workforce Protections 16 Criteria 2: Inclusive Benefits 17 Continued Need for Partner Benefits 18 Understanding Transgender-Inclusive Healthcare Coverage 19 Criteria 3: Supporting an Inclusive Culture & Corporate Social Responsibility 19 Internal Education and Training Best Practices 20 LGBTQ Employee Resource Group or Diversity Council 22 Outreach or Engagement with the LGBTQ Community 24 Corporate Social Responsibility 25 Spotlight: Equality
    [Show full text]
  • Matching Gift Companies American Express Company American International Group, Inc
    Matching Gift Companies American Express Company American International Group, Inc. Matching Gifts are a vital part of our fundraising efforts. You can increase your contribution to American Nuclear Insurers ASH if your company has a Matching Gifts American Ref-Fuel Company Program. If your company is listed below American Trading and please contact your personnel office to obtain a Production Corporation matching gift form and return it with your Ameriprise Financial, Inc contribution, or contact the Development AmerUs Group Company Office at 504-269-1210 Amgen, Inc. Amica Companies Thank you for your support! AmSouth BanCorp Foundation Anadarko Petroleum Corporation List of Participating Companies Anchor Brewing Co. A & E Television Networks Anchor Capital Advisors, LLC Abbott Laboratories Anchor Russell Capital Abell-Hanger Foundation Advisors, Inc. Aboda, Inc. Andersons, Inc., The Acco Brands Corporation Andrew Corporation ACE Group Anheuser- Busch Acxiom Corporation Apache Corporation Adaptec Inc APC - MGE (American Power Conversion) ADC Telecommunications, Inc. Applera Corporation Administaff, Inc. Arch Chemicals Inc. Adobe Systems, Inc. Archer-Daniels Midland Advanced Financial Services, Inc. Argonaut Group, Inc. Advanced Micro Devices Arkwright Foundation Advanta Corp. Armstrong World Industries Advisor Technologies Art Technology Group, Inc. AES Corporation, The Arthur J. Gallagher & Co. Aetna, Inc. Aspect Software, Inc. AIG Assent LLC Air Liquide USA LLC Assurant Employee Benefits AK Steel Holding Corporation Assurant Health Albemarle Corporation Assurant, Inc. Alliant Energy Corporation AT&T Alliant Energy Corporation (retirees) Autodesk, Inc. Alliant Techsystems, Inc. Autoliv North America Allianz Global Risks US Autozone Insurance Company Automatic Data Processing, Inc. Allied World Assurance (U.S.) Inc Aviva USA Altria Group, Inc.
    [Show full text]
  • United States Securities and Exchange Commission Form 11-K Amgen Retirement and Savings Plan Amgen Inc
    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-37702 AMGEN RETIREMENT AND SAVINGS PLAN (Full title of the plan) AMGEN INC. (Name of issuer of the securities held) One Amgen Center Drive, 91320-1799 Thousand Oaks, California (Zip Code) (Address of principal executive offices) Amgen Retirement and Savings Plan Audited Financial Statements and Supplemental Schedules Years Ended December 31, 2018 and 2017 Contents Report of Independent Registered Public Accounting Firm 1 Audited Financial Statements: Statements of Net Assets Available for Benefits at December 31, 2018 and 2017 2 Statements of Changes in Net Assets Available for Benefits for the years ended December 31, 2018 and 2017 3 Notes to Financial Statements 4 Supplemental Schedules: Schedule of Assets (Held at End of Year) 11 Schedule of Assets (Acquired and Disposed of Within Year) 66 Schedule of Loans or Fixed Income Obligations in Default or Classified as Uncollectible 67 Schedule of Delinquent Participant Contributions 68 Index to Exhibit 69 Signatures 70 Report of Independent Registered Public Accounting Firm To the Plan Participants and the Plan Administrator of Amgen Retirement and Savings Plan Opinion on the Financial Statements We have audited the accompanying statements of net assets available for benefits of Amgen Retirement and Savings Plan (the Plan) as of December 31, 2018 and 2017, and the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”).
    [Show full text]
  • National Companies Matching Grants
    National Companies Matching Grants Check with your employer to determine whether they will match your contribution 3M Foundation Baxter Healthcare Abbott Laboratories Best Foods ACE USA Group BF Goodrich Aerospace ADP Black & Decker Corporation AETNA The Boeing Company AIG (American Intl Group) Bridgestone/Firestone Air Products and Chemicals Burlington Northern Santa Fe Alcoa Cable One Alliance Capital Management Cadence Allstate Carter-Wallace Altria/Phillip Morris Cendant Corp AMD/Adv. Micro Devices Charles Schwab Corp. Ameren Corporation Chevron/Texaco American Express Citgo Petroleum American Electric Power CitiGroup American International Group, Inc CAN (Insurance & Financial) American Standard Foundation Coca-Cola Company AON Corporation Compaq Computer APS ConocoPhillips Argonaut Group Costco ATMI Countrywide Financial AT&T Delta Air Lines Automatic Data Processing Inc. Dial Corp Auto Nation DirectTV Auto Owners Insurance Duetsche Bank/Alex Brown Avon Products Dunn & Bradstreet AXA Financial Dupont Bank of America Eli Lily & Company Bank One Enterprise Rent Car Bard Medical Equifax Barnes Group Equitable BAX Global ExxonMobil Fannie Mae L’eggs Farmers Group (Insurance) Lehman Brothers Investments FedEx Lockheed Martin First Data Lowes Home Improvements Follett Corporation Lojack Ford Foundation Macy’s West Fortune Brands March & McLennan Frito Lay Corporation MassMutual Financial Insurance Gannett MasterCard International Gap Stores May Company General Dynamics Maytag General Electric Mazda North America General Mills McDonald’s General Motors McKesson (Phoenix) Gillett company Medtronic Glaxo SmithKline Merrill Lynch Harcourt Met Life Harris Trust Microsoft Corporation Hewlett Packard Mitsubishi International Home Depot Mobil Retiree Program Honeywell Hometown Solutions Monsanto Household International Morgan Stanley IBM Motorola IKON Office Solutions Nabisco In-N-Out Burger National Computer Systems Intel Neiman Marcus Group International Paper Company Nokia ITW/Illinois Tool Works Northern Trust John Hancock Life Ins.
    [Show full text]
  • Download Indictment - Fattahetal.Pdf
    IN THE UNITED STATES DISTRICT COURT HB FOR THE EASTERN DISTRICT OF PENNSYLVANIA UNITED STATES OF AMERICA CRIMINAL NO. 15- v. Date Filed: -----(-- ·· , 2015 CHAKA FATTAH, SR. VIOLATIONS: HERBERT VEDERMAN 18 U.S.C. § 1962(d) (RICO conspiracy -1 ROBERT BRAND count) KAREN NICHOLAS 18 U.S.C. §§ 1343, 1349 (wire fraud BONNIE BOWSER conspiracy- 1 count) 18 U.S.C. §§ 1343, 1346, 1349 (honest services wire fraud conspiracy- 1 count) 18 U.S.C. §§ 1341, 1349 (mail fraud conspiracy -1 count) 18 U.S.C. § 1014 (false statements to banks -1 count) 18 U.S.C. § 201 (bribery- 2 counts) 18 U.S.C. § 371 (conspiracy -1 count) 18 U.S.C. § 1341 (mail fraud- 6 counts) 18 U.S.C. § 1343 (wire fraud- 3 counts) 18 U.S.C. § 1344 (bank fraud- 1 count) 18 U.S.C. § 1519 (falsification of records- 8 counts) 18 U.S.C. § 1956 (money laundering conspiracy -1 count) 18 U.S.C. § 1957 (money laundering- 2 counts) 18 U.S.C. § 2 (aiding and abetting) Forfeiture Allegations INDICTMENT COUNT ONE CONSPIRACY TO COMMIT RACKETEERING 18 u.s. c. § 1962( d) THE GRAND JURY CHARGES THAT: All dates and times in this Indictment are alleged to be "on or about" the specific date stated. 1. At all times relevant to this Indictment defendants CHAKA F ATTAH, SR., HERBERT VEDERMAN, ROBERT BRAND, KAREN NICHOLAS, and BONNIE BOWSER, and others known and unknown to the Grand Jury, were members and associates of a criminal organization whose members and associates engaged in criminal acts principally in Philadelphia, 1 the Eastern District of Pennsylvania, the District of Columbia, and elsewhere.
    [Show full text]
  • October 2019 Investor Letter
    October 2019 Investor Letter REVIEW OF 3RD QUARTER PERFORMANCE RESEARCH SPOTLIGHT – GROWTH BANKS The Fund gained 3.45% in this quarter. Ambac, In this new era of the stock market being driven by exchange- Fannie Mae preferred stock, Blackstone, OneMain traded funds (or “ETFs”) and momentum, we think stocks with Financial, and SunTrust were top contributors to individually good investment cases get driven to levels where they our performance. are mispriced when they are included in a sector or industry that is out-of-favor with stock market investors. Dear Gator Financial Partner: We are providing you with Gator Financial Partners, LLC’s (the “Fund” or “GFP”) Q3 2019 investor letter. This letter reviews the Fund’s investment performance for the third quarter of 2019, discusses the opportunity we see in regional banks, analyses our investment in Western Alliance Bancorporation, and discusses the Fund’s current net exposure and positioning by sub-sector. REVIEW OF Q3 2019 PERFORMANCE For the third quarter of 2019, we outperformed the Financials sector benchmark and the overall market. The Fund gained 3.45% in this quarter. Ambac, Fannie Mae preferred stock, Blackstone, OneMain Financial, and SunTrust were top contributors to our performance. The largest detractors were Sallie Mae, UBS, Zions Bancorporation, Syncora, and NMI Holdings. Western Alliance Bancorporation was added as a new position to our portfolio (read our analysis later in this letter). We sold our position in The Carlyle Group and sold half of our position in Blackstone. Total Return Since Annualized Return Since Q3 2019 YTD 2019 Inception¹ Gator’s Inception¹ Gator Financial Partners, LLC² 3.45% 28.68% 790.68% 21.46% S&P 500 Total Return Index³ 1.70% 20.55% 195.78% 10.12% S&P 1500 Financials Index³ 1.85% 19.35% 124.25% 7.44% Source: Gator Capital Management & Bloomberg To us, we felt like each month of the third quarter presented a different type of market environment.
    [Show full text]