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Appendix 1 Statistics of Working Meetings Which Have Taken Place in 3 Continents Appendix 1 Statistics of Working Meetings Which Have Taken Place in 3 Continents Collaborating UBS No. of executives organisations branch Total and technologists United States 33 34 114 Japan 31 32 75 England and Ireland 25 27 56 Germany 11 12 23 Total 100 4 105 268 355 Appendix 2 List of Companies Participating in the Research Study UNITED STATES Citicorp/Citibank Kenneth A. Hines, Senior Vice President and Director of Marketing - Information Business International Citicorp Center, 153 East 53rd Street, New York, NY 10043; Daniel D. Sullivan, Vice President, Citicorp Technology Office Ken Traugot, Vice President, Citicorp Technology Office 3100 Ocean Park Blvd, Santa Monica, CA 90405 Security Pacific Jack A. Brown, First Vice President and Manager, Image Processing Jeffrey D. Cook, First Vice President and Manager, Telecommunications Arun Ghosh, Vice President and Division Manager, Database Services 333 S. Hope Street, Mail Code H - 39 - 80, Los Angeles, CA 90071 American Express Ken Chrisman, Vice President, New Technologies (Image Processing, Expert Systems) Jon A. Jacobs, Vice President, Card Operations Martha L. Loomis, Director and Assistant Treasurer American Express Tower, World Financial Center, New York, NY 10285- 2920 The Prudential Insurance Company of America AHred P. Spangenberg, Manager, Technology Transfer Center Lisa Winter, Knowledge Engineer Jim Serafino, Knowledge Engineer Scott Petretta, Telecommunications Robert Haber, Telecommunications Information Systems Division, 55 North Livingston Avenue, Roseland, NJ 07068 356 List of Companies 357 Goldman Sachs & Co. Malcolm Draper, Architect, Communications Systems Fred M. Katz, Applications Architect, Equity Sales and Trading Peter T. Hoversten, Vice President, Information Technology David Flaxman, Advanced Technology Group Leo J. Esposito, Vice President, Information Systems Teresa E. Holliday, Vice President, Information Technology 88 Broad Street, New York, NY 10004 Bank of America Peter R. Hill, Senior Vice President, Bank of America Systems Engineering David Dell, Vice President, Communications Systems Jacob Firestone, Manager, Software Engineering Cassius Downs, Systems Manager Andrew Cheng, Artificial Intelligence M. Bowler, Image Systems 1755 Grant Street, 4th Floor, Concord, CA 94520 Chemical Banking David M. Smith, Vice President, Emerging Technologies Jack Tramey, Technology Officer, Emerging Technologies Geoffrey C. Schlakman, Emerging Technologies Ron Shepherd, Emerging Technologies Christine Cooper, Emerging Technologies 55 Water Street, New York, NY 10041 Merrill Lynch DuWayne J. Peterson, Executive Vice President World Headquarters, North Tower, World Financial Center, New York, NY 10281-1220 F. W. Gerbracht, Vice President of Operations, Systems and Telecommunications Neil Ferri, Vice President, Information Systems Maxine A. Glassberg, Systems Manager, Development Support Center Two Broadway, 10th Floor, New York, NY 10080-6010 358 Appendix 2 Great Western Bamk Les Wilson, Vice President, Information Technology C. W. Matthews, Vice President, Communications Services Miguel A. Fernandez, Manager, Systems Architecture Debra Rice, Manager, Enduser Computing James Joubert, Applications Planning 19860 Plummer Street, P.o. Box 2131, Chatsworth, CA 9311 Mellon Bank George Dinardo, Executive Vice President David A. Moore, Senior Vice President, Computer Services Jim Stuber, Senior Vice President, Advanced Systems Development and Technical Environment Planning Three Mellon Bank Center, Pittsburgh, PA 15259-0003 Bankers Trust Dr Carmine Vona, Executive Vice President Ken Moskowitz, Vice President, Financial Planning and Administration Leon B. Smith, Vice President, Technical Architecture One Bankers Trust Plaza, New York, NY 10015 Bear Stearns Kulbushan Karbal, Manager, New Technologies Department Jeffrey V. Nickerson, Vice President, New Technologies Department Richard H. R. Toland, Telecommunications Department 245 Park Avenue, New York, NY 10167 Wells Fargo G. Kevin Omi, Vice President Thomas F. Falce, Manager, Decision Support Denise Eckert, Manager, Advanced Office Systems David Shapiro, Database Manager III Sutter Street, San Francisco, CA 94163 First Boston Shree H. Navkal, Vice President, Information Services Bryan A. Weisinger, Unit Manager, Information Services Richard Griese, First Boston Technologies Tower Forty Nine, 12 East 49th Street, New York, NY 10017 List of Companies 359 Manufacturers Hanover Trust Thomas Campfield, Project Manager, AI Financial Trading, Project Tara (Brief Meeting held at the Conference of the Society of Smart Financial Services) Chase Manhattan Susan Garavaglia, Vice President and Manager of Technical Research Group (Brief Meeting held at the Conference of the Society of Smart Financial Services) Inference Corporation Alexander D. Jacobson, Chairman of the Board and CEO Clay H. Chisum, Member of the Board 5300 W Century Blvd, Los Angeles, CA 90045 Bechtel Corporation Patrick J. Harrington, Manager, Computer & Network Operations Dr Ralph E Love, General Manager, Bechtel AI Institute Dr Frank J. Carrigan, Neural Networks, Bechtel AI Institute George A. Polzer, AI Specialist, Bechtel AI Institute George Belonogoff, Information Services Manager, Bechtel Power Corporation Jo Coffey, Knowledge Engineering Technology Applications, Bechtel Group Robert A. Burke, Manager, Communications Projects Kathryn M. Schultz, Manager, Customer Support Ernest Jackson, Systems Co-ordinator for IS 350 Mission Street, San Francisco, CA 94105 Aion Corporation Vaughn G. Hysinger, Vice President, Marketing Operations Peter A. Chargin, Product Marketing 101 University Avenue, Palo Alto, CA 94301 360 Appendix 2 AI Corporation Larry R. Harris, Chairman of the Board Dr Martin Guyote, Knowledge Engineer Ernie Bruno, Regional Manager 100 Fifth Avenue, Waltham, MA 02254-9156 Software International Associates Al Acosta, Manager (Present in the meeting with Merrill Lynch, in New York) Highlighted Data Anne-Marie Barker, Vice President P.O. Box 17229, Washington, DC 20041 (Present in the meeting with the US Department of Education, in Washington DC) Digital Equipment Corporation Steven Gutz, Director, AI Laboratory Dr Ivan Sipos, Marketing Consultant, Financial Industries 397 Williams Street, PDMI-2/GI2, Box 1018, Malboro, MA 01752-9118 Patrick J. Sweeney, Securities Industry Consultant Robert A. Cohen, Account Manager Two Penn Plaza, Sixth Floor, New York, NY 10121 Intel David Redman, Sales Development Manager 15201 N.W. Greenbier Pkwy, Beaverton, OR 97006 GTE Laboratories Dr Gabriel Jakobson, Associate Director, Computers and Intelligent Systems Laboratory Dr David S. Prerau, Principal Member of Technical Staff, Computer Science Laboratory Alan Gunderson, Intelligent Systems Laboratory List of Companies 361 Sam Levine, Knowledge-based Systems Robert Weihmayer, Senior Knowledge Engineer, Distributed AI 40 Sylvan Road, Waltham, MA 02254 Telenet Eric L. Scace, Director, Standards & Pre-development Technologies Dr Marco V. Vaca, Director, Technical Planning Ramiro Montesdeoca, Vice President, Strategic Marketing Philip M. Walker, Vice President. External Affairs Stuart Z. Chiron, Senior Regulatory Attorney, Regulatory Affairs 12490 Sunrise Valley Drive, Reston, VA 22096 Federal Communications Commission Dr Thomas Stanley, Director, Engineering and Technology Division 2025 M Street N. W., Washington, DC 20554 Lawrence Livermore National Laboratory Dr John E. Ranelletti, Associate Director Dr James R. McGraw, Division Manager, Computing and Mathematics Dr Jane MacFarlane, Knowledge Engineer, Computing and Mathematics East Avenue, Livermore, CA 94550 National Science Foundation (Teleconferencing Interview) Dr William Wulf, Director, US Supercomputer Centers Program 1800 G Street N. W., Washington, DC 20550 Department of Education Dr Sheldon Z. Fisher, Director, Technology Resources Center Dr Paul R. Messier, Senior Research Analyst Marilee Zdenek, Research Associate Research Library, 80 F Street N. W., Washington, DC University of Maryland Dr Joe Garman, Linguistic Department, College Park, MD (From the meeting at the Research Library, US Department of Education) 362 Appendix 2 University of Southern California Professor Dr Alan Rowe, Professor of Organization and Management Professor Dr Thomas L. Lincoln Dr Lance B. Eliot, Artificial Intelligence Project Campus of University of Southern California, Los Angeles Carnegie MeDon University Professor Dr Raj Reddy, Director of Robotics Institute Dr Robert H. Thibadeau, Director, Intelligent Inspection Laboratory Wean Hall, Through Street, CMU, Pittsburgh, PA 15213 UBS New York Dr Markus Sulzberger Edward Dunne Srini S. Vasan Howard HiD Paul Eckstein Dr Christian Gabathuler Dr R. Kraenzlin Fred Kubli Georg ZoDer 299 Park Avenue, New York, NY 10171 JAPAN Dai-Ichi Kangyo Bank ShuDSuke Nakasuji, Assistant General Manager Misaki Tanihata, Knowledge Engineer Kenjiro Nakamuta, Knowledge Engineer Management Information Department, Systems and Operations Planning Division, Tokyo Sumitomo Bank Noritsugu Hashimoto, Manager, Systems Development Nobuaki Maeura, Knowledge Engineer 3-2, Marunouchi l-chome, Chiyoda-ku, Tokyo List of Companies 363 Sanwa Bank Shoji Sakamoto, Manager, Computer Systems Department 1-I,Otemachi l-chome, Chiyoda-ku, Tokyo 100 Fuji Bank Katsuzo Yamada, General Manager, Systems Technology Susumu Nakano, Deputy General Manager, Systems Technology Otemachi, Chiyoda-ku, Tokyo Mitsubishi Bank Haruyuhi Okuda, Manager, Planning and Co-ordination Division 2-7-1 Marunouchi, Chiyoda-ku, Tokyo 39 Nomura Research
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