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Nanostructured and Their Use in Organic Solar Cells

Master Thesis Reza Abolhassani

Mads Clausen Institute University of Southern Denmark

Supervisors: Associate Professor Morten Madsen Associate Professor Jost Adam

November 2015 Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Acknowledgements

I would like to express my sincere gratitude to my supervisors, Morten Madsen and Jost Adam, for giving me the chance to work on this project, and for their continuous support and guidance throughout my work. I have learned so much from them and it is my honor to be their student.

I would also like to thank PhD students: Mina Mirsafaei, André Luis Fernandez Cauduro, Arkadiusz Jaroslaw Goszczak, and Mehrad Ahmadpour. They were not only good mentors that gave me their valuable experiences and provided me information, but also good friends that motivated me to finish the project as good as possible for me.

Last but not least, I wish to thank my family for their borderless love, supports, and encouragement. They will be in my heart forever.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Abstract

Energy demands have increased dramatically in last decades and predicted to increase by three times in 2050. Fossil fuels are the main reasons for environmental degradation, acid rain, ozone depletion, forest destruction, and global climate change. Therefore, renewable sources of have attracted attention from industries and scientists. One of these sources is . Solar cells convert directly to the . However organic solar cells power conversion efficiency is rather low in comparison with conventional solar cells, it is an interesting topic for researchers due to their flexibility and lightweight, low cost materials and manufacturing, and simple fabrication process.

In this research, light-trapping structures in OSC electrodes, and their effect on light absorption profile is studied. The project divided into two main parts: modeling and experiments.

Modeling is a good tool to study devices optical properties which experimentally are time and cost consuming. OSCs were simulated using finite element method by COMSOL Multiphysics 5. Different device configurations were studied and the effects of pitch and height dimensions on light absorption profile were investigated.

In the experimental part, wrinkled PDMS substrates used as stamps for imprinting and transferring structures onto the electrodes. Then optical properties of fabricated devices were characterized and light absorption enhancement in respect to planar device was studied. Finally, three different configurations were characterized for OSC parameters under 1 sun illumination by solar simulator.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Table of Contents

Acknowledgements ...... 0 Abstract ...... 2 List of Figures ...... 5 List of Tables ...... 9 List of Acronyms ...... 10 1. Introduction ...... 11 1.1. Project Background ...... 11 1.2. Project Objectives ...... 12 1.3. Outline...... 13 2. Theory ...... 15 2.1. Introduction ...... 15 2.2. Light Absorption in Thin-Films ...... 16 2.3. ...... 19 2.4. Basics of Operation ...... 20 2.5. Organic Solar Cells...... 22 2.5.1. Organic ...... 22 2.5.2. Principles of Organic Solar Cells Operation ...... 23 2.5.3. Organic Solar Cells Structure...... 24 2.5.4. Characterization ...... 27 2.5.5. Prospects and Challenges ...... 30 3. Simulation ...... 31 3.1. Introduction ...... 31 3.2. Simulation Methods ...... 31 3.3. Comsol Multiphysics ...... 33 3.3.1. Wave Module; Theories and Principles ...... 33 3.4. Simulation Setup ...... 35 4. Experimental ...... 38 4.1. Introduction ...... 38 4.2. Stamp Fabrication for Nano-imprinting ...... 38

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

4.3. Fabrication Methods and Equipment ...... 43 4.3.1. Sample Preparation...... 43 4.3.2. Nano-Imprinting ...... 43 4.3.3. Deposition ...... 46 4.3.4. Organic Material Deposition ...... 48 4.4. Measurements and Characterization ...... 50 4.4.1. Surface Characterization; Atomic Microscope ...... 50 4.4.2. Absorption Measurement; Optical Microscope ...... 51 5. Results and Discussions...... 52 5.1. PDMS Stamps ...... 52 5.2. Simulation Results ...... 56 5.3. Light Absorption in Organic Solar Cells ...... 62 5.4. Organic Solar Cells Parameters ...... 67 6. Conclusion ...... 71 7. Outlook...... 73 8. Bibliography ...... 75 9. Appendices ...... 81 9.1. Appendix 1- Project Timeline ...... 81 9.2. Appendix 2- Efficiency Chart ...... 82 9.3. Appendix 3- PDMS Stamps Process ...... 83

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

List of Figures

FIGURE 1: EMIT WHEN THEY ARE IRRADIATED BY LIGHT. THIS PHENOMENON IS CALLED WHICH SHOWS WAVE-PARTICLE DUALITY NATURE OF LIGHT...... 16

FIGURE 2: WHEN LIGHT PASSES FROM A MEDIUM TO ANOTHER MEDIUM WITH HIGHER REFRACTIVE INDEX, PART OF IT REFLECTED AT THE INTERFACE AND PART OF IT TRANSMITTED TO THE SECOND MATERIAL...... 17

FIGURE 3: LIGHT ABSORPTION IN SEMICONDUCTORS: WHEN A WITH HIGHER ENERGY THAN BANDGAP FALLS INTO (A), AN MOVES TO CONDUCTION BAND AND LEAVES A HOLE IN VALENCE BAND (B)...... 18

FIGURE 4: EFFECT: ELECTRONS (RED CIRCLES) DIFFUSE TO THE P-TYPE AND HOLES (BLUE CIRCLES) DIFFUSE TO THE N-TYPE MATERIAL. AFTER A WHILE, FIXED BUILD DEPLETION REGION AND STOPS CARRIERS FROM DIFFUSION UNTIL EQUILIBRIUM HAS CHANGED (E.G. BY ABSORBED ) ...... 19

FIGURE 5: CROSS-SECTIONAL VIEW OF A TYPICAL P-N JUNCTION SOLAR CELL. CHARGES ARE GENERATED BY INCIDENT LIGHT AND COLLECTED BY CONTACTS...... 20

FIGURE 6: ELECTRONIC BANDS IN MATERIALS: AN ELECTRON NEEDS TO OVERCOME EG ( ENERGY) TO GO FROM VALENCE BAND TO CONDUCTION BAND. (A) IS INSULATOR, (B) IS SEMICONDUCTOR, AND (C) IS CONDUCTOR...... 21

FIGURE 7: SHORT CIRCUIT FLOW OF ELECTRONS AND HOLES AT A P-N JUNCTION: (A) ELECTRON-HOLE PAIR IS CREATED BY PHOTON ABSORPTION; (B) ELECTRON FLOWS TO THE CIRCUIT AND HOLE CROSSES THE JUNCTION; (C) ELECTRON PASSES THROUGH THE EXTERNAL LOAD AND RECOMBINES WITH A HOLE AND COMPLETES THE CIRCUIT...... 21

FIGURE 8: DIAGRAM OF HOMO AND LUMO IN GROUND STATE: ELECTRONS IN HOMO ARE ILLUSTRATED BY RED CIRCLES...... 22

FIGURE 9: FOUR STEPS OF AN ORGANIC SOLAR CELL OPERATION: (A) PHOTON IS ABSORBED AND IS GENERATED; (B) EXCITON DIFFUSED TO DONOR/ACCEPTOR INTERFACE; (C) EXCITON DISSOCIATED AND CHARGES CARRIER IS GENERATED; AND (D) CARRIER TRANSPORTED AND THEN EXTRACTED AT THE ELECTRODES...... 23

FIGURE 10: STRUCTURE OF A BILAYER ORGANIC SOLAR CELL...... 24

FIGURE 11: ACTIVE IN BULK ORGANIC SOLAR CELLS: 1) EXCITON IS GENERATED UPON LIGHT ABSORPTION; 2) EXCITON RECOMBINE OR DIFFUSE AT DONOR/ACCEPTOR INTERFACE AND SEPARATED TO ELECTRON AND HOLE, THEN THEY TRAVEL TO THEIR CORRESPONDING ELECTRODES; 3) ELECTRON AND HOLE MIGHT RECOMBINE WITH TRAPPED CHARGES...... 25

[35] FIGURE 12: MOLECULAR STRUCTURES OF SOME ORGANIC ELECTRON DONOR AND ACCEPTOR MATERIALS ...... 26

FIGURE 13: AIR MASS (AM) REPRESENTS THE LIGHT POWER DROP AS IT TRAVELS THROUGH THE ATMOSPHERE AND HITS THE EARTH...... 27

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

FIGURE 14: EQUIVALENT ELECTRICAL CIRCUIT FOR A SOLAR CELL ...... 28

FIGURE 15: I-V CURVE OF AN IDEAL SOLAR CELL. RED LINE AND BLUE LINE REPRESENT THE I-V CURVE IN PRESENCE OF LIGHT ILLUMINATION AND WITHOUT LIGHT ILLUMINATION RESPECTIVELY...... 28

FIGURE 16: KEY PARAMETERS OF A SOLAR CELL; FILL FACTOR IS DEFINED AS AREA (A) DIVIDED BY AREA (B). SHORT CIRCUIT CURRENT AND OPEN CIRCUIT VOLTAGE, MAXIMUM POWER, AND CURRENT AND VOLTAGE AT THE POINT OF MAXIMUM [50] POWER ARE SHOWN AS IMP AND VMP RESPECTIVELY...... 29

FIGURE 17: INCIDENT WAVE IN A MULTILAYER DEVICE (LEFT); ELECTROMAGNETIC WAVE INTERACTIONS AT LAYERS INTERFACE (RIGHT)...... 32

FIGURE 18: SKETCH OF THE PLANAR DEVICE THAT IS USED AS REFERENCE. TOP LAYER IS AIR WHICH PROPAGATING LIGHT ENTERS THE DEVICE...... 35

FIGURE 19: OPTICAL PROPERTIES OF MATERIALS WHICH USED IN COMSOL AFTER [62] ...... 36

FIGURE 20: ELASTIC PDMS SUBSTRATE ...... 39

FIGURE 21: WRINKLES FORMATION PROCESS ON PDMS: (A) CLEAN NON-DEFECTED PIECE OF PDMS SUBSTRATE IS CHOSEN; (B) PDMS SUBSTRATE IS STRETCHED; (C) STRETCHED PDMS IS EXPOSED UPON OXYGEN-PLASMA; (D) A THIN HARD LAYER IS FORMED ON TOP OF PDMS; (E) BY RELEASING THE STRETCH, PERIODIC WRINKLED PATTERNS ARE FORMED ON THE TOP LAYER DUE TO IN-PLANE COMPRESSIVE STRAIN...... 41

FIGURE 22: AFM IMAGES (5×5 µM) OF PDMS 28 WHICH IS FABRICATED AND USED IN THIS PROJECT...... 41

FIGURE 23: ILLUSTRATION OF (LEFT) SIDE VIEW AND (RIGHT) TOP VIEW OF THE CLAMP WHICH USED IN THIS PROJECT TO STRETCH PDMS SUBSTRATES...... 42

FIGURE 24: ILLUSTRATION OF IMPRINTING PROCESS: (A) DROPLETS OF PHOTORESIST IS APPLIED ON THE GLASS SUBSTRATE; (B) SPINNING PROCESS LEAVES A DETERMINED THICKNESS OF PHOTORESIST FILM; (C) PDMS STAMP WITH A COLUMN WEIGHT OF 500 GR IS LAID ON THE SUBSTRATE; (D) THE FORCE DUE TO COLUMN WEIGHT TRANSFERS STRUCTURES ONTO PHOTORESIST; (E) SOLVENT IS EVAPORATED AND PHOTORESIST IS HARDENED; (F) PDMS STAMP AND SUBSTRATE ARE DETACHED AND STRUCTURES ARE REMAINED ON HARDENED PHOTORESIST...... 45

FIGURE 25: ILLUSTRATION OF AN E-BEAM DEPOSITION SYSTEM: HIGH ENERGY ELECTRON BEAM IS FOCUSED ON THE MATERIAL IN A CRUCIBLE; EVAPORATED FROM THE CRUCIBLE TRAVEL THROUGH THE VACUUM CHAMBER, REACH THE SUBSTRATE AND FORM A ON IT...... 47

FIGURE 26: ILLUSTRATION OF A DC-SPUTTER SYSTEM; VOLTAGE DIFFERENCE BETWEEN ANODE AND CREATES PLASMA. ENERGETIC IONS ARE ACCELERATED AND STRIKE THE TARGET AND SPUTTER ATOMS FROM IT. THESE ATOMS STRIKE WAFER AND CONDENSE ON IT AND FILM FORMS ON THE SUBSTRATE SURFACE...... 48

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

FIGURE 27: ILLUSTRATION OF A PLANAR DEVICE: (A) IS A TOP VIEW OF A FABRICATED SUBSTRATE (EACH SUBSTRATE CONSISTS OF SIX CELLS; (B) CROSS-SECTIONAL VIEW OF THE SELECTED AREA OF (A)...... 49

FIGURE 28: ATOMIC FORCE MICROSCOPY PRINCIPLE: ATOMIC FORCE BETWEEN TIP AND SURFACE CAUSE DEFLECTIONS IN THE CANTILEVER. DEFLECTIONS TRANSFER TO THE DETECTOR BY REFLECTED BEAM AND IMAGE IS FORMED...... 50

FIGURE 29: (LEFT) AFM IMAGE (5×5 µM) OF PDMS 28 AND (RIGHT) HEIGHT PROFILE OF WRINKLED PATTERN FOR THE SELECTED LINE 1...... 52

FIGURE 30: AVERAGE PITCH (LEFT) AND AVERAGE HEIGHT (RIGHT) FOR 10% STRETCH PDMS STAMPS AS A FUNCTION OF PLASMA EXPOSURE TIME ...... 54

FIGURE 31: AVERAGE PITCH (LEFT) AND AVERAGE HEIGHT (RIGHT) FOR 20% STRETCH PDMS STAMPS AS A FUNCTION OF PLASMA EXPOSURE TIME ...... 54

FIGURE 32: AVERAGE PITCH (LEFT) AND AVERAGE HEIGHT (RIGHT) FOR 30% STRETCH PDMS STAMPS AS A FUNCTION OF PLASMA EXPOSURE TIME ...... 55

FIGURE 33: SKETCH OF THE STRUCTURE AFTER [56] TO EVALUATE COMSOL MODEL VALIDITY...... 56

FIGURE 34: LIGHT ABSORPTION AS A FUNCTION OF LIGHT WAVELENGTH FOR THE STRUCTURE SHOWN IN FIGURE 33. GREEN LINE IS THE REFERENCE [56] WHICH USED TM METHOD. RED LINE IS FDTD SIMULATION RESULT AND BLUE LINE IS COMSOL SIMULATION RESULT WHICH IS USED IN CURRENT RESEARCH...... 57

FIGURE 35: (A) PLANAR STRUCTURE AS REFERENCE; AND (B) STRUCTURED DEVICE. PITCH AND HEIGHT IN (B) VARY TO ENHANCE LIGHT ABSORPTION IN DEVICES...... 58

FIGURE 36: LIGHT ABSORPTION IN PEDOT AND ACTIVE LAYER FOR PLANAR DEVICE WHICH IS SHOWN IN FIGURE 3 (A) AS REFERENCE IN TE MODE...... 58

FIGURE 37: TOTAL LIGHT ABSORPTION FOR PLANAR DEVICE WHICH IS SHOWN IN FIGURE 3 (A) AS REFERENCE IN TE MODE...... 59

FIGURE 38: TOTAL LIGHT ABSORPTION IN DEVICES WITH LIGHT-TRAPPING STRUCTURED ELECTRODES OF DIFFERENT HEIGHT WITH THE SAME PITCH OF 500 [NM] IN COMPARED WITH PLANAR STRUCTURE AS REFERENCE IN TE MODE...... 59

FIGURE 39: TOTAL LIGHT ABSORPTION IN DEVICES WITH LIGHT-TRAPPING STRUCTURED ELECTRODES OF DIFFERENT HEIGHT WITH THE SAME PITCH OF 500 [NM] IN COMPARED WITH PLANAR STRUCTURE AS REFERENCE IN TM MODE...... 60

FIGURE 40: LIGHT ABSORPTION IN ACTIVE LAYER FOR DEVICES WITH LIGHT-TRAPPING STRUCTURED ELECTRODES OF DIFFERENT HEIGHT WITH THE SAME PITCH OF 500 [NM] IN COMPARED WITH PLANAR STRUCTURE AS REFERENCE IN TE MODE...... 61

FIGURE 41: TOTAL LIGHT ABSORPTION IN DEVICES WITH LIGHT-TRAPPING STRUCTURED ELECTRODES OF DIFFERENT PITCH WITH THE SAME HEIGHT OF 50 [NM] IN COMPARED WITH PLANAR STRUCTURE AS REFERENCE...... 61

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

FIGURE 42: SIMULATED LIGHT ABSORPTION FOR F0 (BLUE LINE), F1 (DARK YELLOW LINE), F11 (GREEN LINE), AND F15 (RED LINE)...... 63

FIGURE 43: MEASURED REFLECTION SPECTRUM IN RESPECT TO F0 FOR F1 (DARK YELLOW LINE), F11 (GREEN LINE), AND F15 (RED LINE)...... 64

FIGURE 44: SIMULATED LIGHT ABSORPTION FOR F0 (BLUE LINE), F11 (DARK YELLOW LINE), F17 (GREEN LINE), AND F13 (RED LINE)...... 65

FIGURE 45: MEASURED REFLECTION SPECTRUM IN RESPECT TO F0 FOR F11 (DARK YELLOW LINE), F17 (GREEN LINE), AND F13 (RED LINE)...... 65

FIGURE 46: OBSERVED DEFECTS IN ONE OF THE FABRICATED DEVICE AFTER ORGANIC MATERIAL DEPOSITION UNDER THE OPTICAL MICROSCOPE WITH 5× OBJECTIVE (LEFT) AND 10× OBJECTIVE (RIGHT) ...... 67

FIGURE 47: OSCS PARAMETERS FOR DEVICES LISTED IN TABLE 8...... 70

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

List of Tables

TABLE 1: SPIN- PARAMETERS TO OBTAIN 1.4 µM THICKNESS OF PHOTORESIST...... 43

TABLE 2: AVERAGE PITCH AND HEIGHT OF PDMS STAMPS AND THEIR FABRICATION PARAMETERS...... 53

TABLE 3: WRINKLES AVERAGE PITCH AND HEIGHT WITH CORRESPONDING STANDARD DEVIATION FOR THE STRETCH OF 10% ...... 53

TABLE 4: WRINKLES AVERAGE PITCH AND HEIGHT WITH CORRESPONDING STANDARD DEVIATION FOR THE STRETCH OF 20% ...... 54

TABLE 5: TABLE 3: WRINKLES AVERAGE PITCH AND HEIGHT WITH CORRESPONDING STANDARD DEVIATION FOR THE STRETCH OF 20% ...... 55

TABLE 6: SAMPLES WHICH ARE USED TO INVESTIGATE LIGHT ABSORPTION ENHANCEMENT IN THIS RESEARCH; AND THEIR CONFIGURATION...... 62

TABLE 7: SAMPLES WHICH WERE USED TO CHARACTERIZED UNDER SOLAR SIMULATOR AND THEIR CONFIGURATION...... 69

TABLE 8: DEVICES WHICH CHARACTERIZED UNDER SOLAR SIMULATED AND THEIR PARAMETERS...... 69

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

List of Acronyms

AFM Atomic Force Microscopy AM Air Mass BCP bathocuproine BHJ Bulk Heterojunction CVD Chemical Vapor Deposition DBP Dibenzo{[f,f' ]-4,4',7,7'-tetraphenyl}diindeno[1,2,3-cd :1',2',3'-lm ]perylene DC FDTDM Finite-Difference Time-Domain Method FEM Finite Element Method FF Fill Factor HOMO Highest Occupied Molecular Orbital

JSC Short Circuit Current LUMO Lowest Unoccupied Molecular Orbital MDMO-PPV Poly[2-methoxy-5-(3′,7′-dimethyloctyloxy)-1,4-phenylenevinylene] MEH-PPV Poly[2-methoxy-5-(2-ethylhexyloxy)-1,4-phenylenevinylene] MEMS Microelectromechanical systems OLED Organic Light-Emitting Diode OSC Organic Solar Cell P3HT Poly(3-hexylthiophene-2,5-diyl) PCBM Phenyl-C61-butyric acid methyl ester PCE Power Conversion Efficiency PDMS Polydimethylsiloxane PEDOT Poly(3,4-ethylenedioxythiophene) PPV Polyphenylene Vinylene PSS Poly(styrenesulfonate) PTs PVD Physical Vapor Deposition TE Transverse Electric TM Transverse Magnetic TMM Transfer Matrix Method

VOC Open Circuit Voltage

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

1. Introduction

1.1. Project Background

The source of almost all on the earth, from warmth and food to wind and fossil fuels, is . When people generate electricity by using different forms of energies, they actually convert solar energy to electricity indirectly.

176 years have passed since Alexandre- discovered photovoltaic effect in his father’s laboratory [1]. In 1883, Charles Fritts made a solar cell using with less than 1% efficiency [2] [3]. opened a new vision in light-matter interaction by explaining the photoelectric effect in a published paper in 1905 [4] and won the noble prize for that in 1921. The first based solar cell was patented by Russel Ohl in 1941 [5]. Thereafter, many investments and researches have been developed to enhance the efficiency by varying fabrication methods, solar cell architectures, and materials; and the highest photovoltaic research cell efficiencies have been reported as 45.7% for a four-junction inverted metamorphic (4J IMM) cell [6].

Tang et al. demonstrated the first OLED in 1986 [7] and it showed semiconductors potential for a new generation of solar cells: Organic solar cells. This idea became popular quickly due to unique properties of organic semiconductors: Flexibility, thinness, simple fabrication methods, and low-cost processing [8] [9] [10]. Although vast researches and developments have been performed on organic solar cells, their rather low efficiency is the main drawback in comparison with inorganic solar cells. mobility in organic semiconductors is low. In addition, although the absorption coefficient is high in organic semiconductors, diffusion length is small. Those properties cause restriction to active layer thickness [11].

This master thesis focuses on the light absorption of organic solar cells and investigates the effects of nano-structured features on electrodes to enhance maximum light absorption; using Comsol Multiphysics as simulation software and compare results with fabricated solar

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark cells in University of Southern Denmark. Procedure had been discussed regularly with two supervisors: Morten Madsen (associate professor at MCI, SDU), Jost Adam (associate professor, MCI, SDU), and Mina Mirsafaei (PHD student, MCI, SDU), André Luis Fernandez Cauduro (PHD student, MCI, SDU), and Arkadiusz Jaroslaw Goszczak (PHD student, MCI, SDU) to study results, find out experimental and simulation problems, and plan next steps.

1.2. Project Objectives

This project began with simulation of organic solar cells using Comsol Multiphysics 5 to evaluate light absorption in different layers. In order to have a reliable model, some published researches were simulated; then outcomes were compared and confirmed by their results. The next step was fabricating planar organic solar cells as a reference and characterizing light absorption through optical techniques, and to check its results to the simulation. These organic solar cells consist of Titanium and Aluminum as bottom electrode on a glass substrate, blend of P3HT:PCBM as active layer, and PEDOT:PSS as top electrode.

One approach to increase power conversion efficiency in OSCs is to increase light absorption in the active layer. Light-trapping in semiconductor devices was patented in 1968 [12]. Increasing effective absorption makes it possible to decrease active layer thickness; results to reduce losses. This particularly has to be considered in organic photovoltaics which active layer thickness has strong effects on internal efficiency [13]. Soft embossed grating fabrication [14], buried nano-electrodes [15], and surface plasmon [16] are techniques to enhance light absorption in active layer.

The main goal of this project is to understand nano-structured electrode effects on light absorption in active layer which affects directly JSC, and thereby in power conversion efficiencies. It was done by varying nano-structures pitch, height, and width in simulation, and then nano-structures were developed by Nanoimprint lithography, and characterized by AFM measurements. In addition, optical spectroscopy was used to characterize their light absorption. Furthermore, the cells were characterized through standard I-V measurements under a solar simulator.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Finally, derived models were compared to experimental findings to understand how nano-structured electrodes affect light absorption and power conversion efficiency in organic solar cells.

1.3. Outline

Chapter 1 is a brief historical revision of invention and development of solar cells and main objectives of this project.

Chapter 2 provides theories behind the solar cells. It starts with nature of light and light absorption in thin films; and how solar cell structure gets advantage of this feature. Then solar cell operation with emphasis on photovoltaic effect is explained and its main parameters are described and formulated. Finally, it focuses on OSCs with some details about organic semiconductors and electron donor and acceptor materials. OSCs structure and operation relying on active layer is elucidated and its prospects and challenges are listed in the last part.

Chapter 3 includes a short introduction to simulation methods. Then an overview on Comsol Multiphysics and its abilities are given; alongside the theory and principle backgrounds for optics module which is used in this project. In the last part, detailed simulation setup for this project is explained.

Chapter 4 is dedicated to experimental aspects and measurements. In the first part of this chapter, all the fabrication theories, methods, and devices which are used in this project are explained briefly. It includes metal deposition, nano imprint lithography, and organic material deposition. In the second part, measurements methods and theories about optical microscopy and solar simulator are described.

Chapter 5 shows results and discussions about the effects of nano-structured features on electrodes in OSCs. All the results from simulations and measurements for various dimensions of nano-structured solar cells are compared with the reference (planar cell) and each other and the optimum geometry is enhanced.

Chapter 6 summarizes and concludes main results.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Chapter 7 makes suggestions for future works and developments.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

2. Theory

2.1. Introduction

All technological developments and industrialization have been based on energy. This has resulted in increasing energy consumption in past decades and the global energy demand is expected to increase by three times in the middle of 21st century. [17]

Fossil fuels, renewable resources and nuclear resources are three main energy resource categories [18]. Nuclear energy causes health and environmental problems such as Chernobyl incident in 1986 and Japan’s earthquake incident in 2011. Furthermore, fossil fuels are the main reason for environmental degradation, acid rain, ozone depletion, forest destruction and global climate change ( effect) [19]. Industries use almost 40% of worldwide energy and emit almost 37% of global greenhouse gases [20]. The global temperature has increased by 0.4- 0.8 °C in the last century; and arctic sea ice thinned by 40% and decreased by 10-15% since the 1950s [21]. These drawbacks, in addition to shortage of coil, oil, and natural gas, has increased human interests to look for alternative sustainable kind of energy: renewable energy.

One common definition of sustainable development is: “development that meets the needs of the present without compromising the ability of future generations to meet their own needs” [22]. Today, renewable energy sources supply 14% of the total world energy demand [23]. One of these renewable resources is the sun. Sun emits energy at a rate of 3.8×1023 kW, and almost 1.8×1014 kW is intercepted by the earth [24]. This reveals why 26% of global research effort in the last 30 years in the field of renewable energy has been dedicated to solar energy [18].

This chapter starts with light-matter interaction, specifically light absorption in thin films. Then basic principles of solar cell operation and characterization are shown. Finally, organic solar cell structure and operation are discussed in detail, including its prospects and challenges.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

2.2. Light Absorption in Thin-Films

Light nature had been a debate between scientists in the sixteenth and seventeenth century. Although Isaac Newton considered light as a stream of particles travelling in straight lines, Christian Huygens had a different hypothesis in which light is wave, spreading out from a source and propagating in a medium in all directions; Augustin Fresnel developed Fresnel’s equation to analyze the reflection and refraction the light as a transverse wave, and introduced a set of partial differential equations which describes light propagation as an electromagnetic wave. [18, 19]

Wave theory of light had some difficulties where the light interacts with matter. observed atoms emitted light in discrete energy quantities when they intercepted by light. This energy 푬 is proportional to the , 풗:

퐸 = ℎ푣 (2-1) where 풉 is Planck’s constant. In 1905, Albert Einstein explained photoelectric effect: the emission of electrons from a metal surface when irradiated with light. These observations led to wave-particle duality nature of light, which on, light behaves as wave in propagation and interference and ; and behaves like particle when exchanging energy with matter, as [20] in photoelectric effect . (Figure 1)

Figure 1: Metals emit electrons when they are irradiated by light. This phenomenon is called photoelectric effect which shows wave-particle duality nature of light.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

When a beam of light impinges a transparent material, part of it is scattered backward and part of it is transmitted to the medium with bending at the interface. These phenomena are called reflection and refraction respectively which is shown in Figure 2.

Figure 2: When light passes from a medium to another medium with higher refractive index, part of it reflected at the interface and part of it transmitted to the second material.

Regarding to wave continuity at boundaries, laws of reflection and reflection are described as below:

Law of reflection: 휃푖 = 휃푟 (2-2)

Law of refraction: 푛1 sin 휃푖 = 푛2 sin 휃푡 (2-3) where 휽풊 is incident angle, 휽풓 is reflection angle, 휽풕 is transmitted angle, 풏ퟏ is real part of refractive index in the medium 1, and 풏ퟐ is real part of refractive index in medium 2. Refractive index is the ratio of speed of light in vacuum 풄 to speed of light in medium 풗.

푐 푛 = (2-4) 푣

Materials are not perfect insulators, i.e. they have non-zero electric conductivity 흈. Relation between , current density, and conductivity is formulated by Ohm as below:

푱 = 𝜎푬 (2-5)

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

This physically means part of the light is absorbed while passes through a medium. This optical property is taken account into the imaginary part of refractive index, called extinction coefficient (풌) and it represents absorption:

휂 = 푛 + 𝑖푘 (2-6)

Note that in most of the materials either 풏 and 풌 are frequency dependence. Equations solutions have been in many references. [21, 22]

When light impinges upon a semiconductor material, photons with energy (푬풑풉) more than bandgap energy interact with electrons, break bonds and generate electron-hole pairs.

The bandgap (푬품) is the energy gap between the valence band (푬풗) and the conduction band

(푬풄), and it is defined as the minimum energy required to excite an electron from valence band to conduction band. The higher the energy of photon, the more electrons are excited to the conduction band in the case of semiconductors. Absorption coefficient depends on wavelength of light (휆) and extinction coefficient (푘) [23]. This phenomenon is sketched in Figure 3:

Figure 3: Light absorption in semiconductors: When a photon with higher energy than bandgap falls into semiconductor (a), an electron moves to conduction band and leaves a hole in valence band (b).

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

2.3. Photovoltaic Effect

Edmond Becquerel discovered photovoltaic effect in 1839 when he observed that two silver-coated electrodes immersed in acid generated electric power when illuminated with [1]. However, developments of quantum and semiconductor technologies have played a key role to understand photovoltaics effect and improve photovoltaic devices [31].

Voltage and current must be generated in order to generate power in photovoltaic devices. It is done by p-n junction formation. Simply, n-type and p-type materials are doped semiconductors with high electron and hole concentration respectively. When they join, electrons diffuse to the p-type part at the junction and similarly holes diffuse to the n-type part; leave exposed charges on dopant sites behind. As result, an electric field is built in the depletion region around the junction and it stops the flow and reaches equilibrium. Absorbed photons can generate electron-hole pairs. If these generated pairs are close enough to the junction within the diffusion length, the electric field separates and transfers them to the corresponding regions and changes the equilibrium. An external load provides a closed loop (circuit) for electrons; voltage and current are generated [28] [32]. This phenomenon is illustrated in Figure 4.

Figure 4: Photovoltaics Effect: electrons (red circles) diffuse to the p-type and holes (blue circles) diffuse to the n-type material. After a while, fixed ions build depletion region and stops carriers from diffusion until equilibrium has changed (e.g. by absorbed photons)

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

2.4. Basics of Solar Cell Operation

Solar cells are devices that directly convert incident sunlight into electricity using photovoltaic effect. This needs in the material which light is absorbed; electron-hole pairs are generated. Then electron excites to a higher energy state and then moves to an external circuit. This electron then dissipates its energy and returns to the solar cell. Almost all the materials satisfy these requirements, but practically all photovoltaic devices use p-n junction semiconductor materials [33]. A cross-section of a typical solar cell is shown in Figure 5:

Figure 5: Cross-sectional view of a typical p-n junction solar cell. Charges are generated by incident light and collected by contacts.

Anti-reflection coating is a transparent or semi-transparent material which lets the light imposes itself to the cell. The base consists of materials which generate charges when light is absorbed by them. Charges are collected by contacts and conducted to the external load.

Semiconductor is a material which has conductivity in the range between an insulator and a metal. Unique properties of semiconductors lie in their bandgap. They have bandgaps in the range of 1-4 eV, whilst insulators have bandgap greater than 5 eV [34]. Energy band gaps in different materials are illustrated in Figure 6:

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Figure 6: Electronic bands in materials: an electron needs to overcome Eg (band gap energy) to go from valence band to conduction band. (a) is insulator, (b) is semiconductor, and (c) is conductor.

A conventional solar cell simply is two sandwiched semiconductors, one is n-type doped and another is p-type, between two electrodes. Pure silicon doped by elements in column V of periodic table results in n-type semiconductor which in electrons have more concentration than holes. Similarly, p-type silicon is an intrinsic silicon doped by an element from column III of periodic table and has hole concentration more than electron.

When light is absorbed by semiconductor material, electron-hole pairs are generated if the incident photon has higher energy than the bandgap. An electric field exists at the p-n junction may separate charge carriers before recombination. If base and emitter connected to each other, electrons flow through the external circuit and fill the holes on the other side of the base. This process is shown in Figure 7:

Figure 7: Short circuit flow of electrons and holes at a p-n junction: (a) electron-hole pair is created by photon absorption; (b) electron flows to the circuit and hole crosses the junction; (c) electron passes through the external load and recombines with a hole and completes the circuit.

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2.5. Organic Solar Cells

Flexibility and lightweight, low cost materials and manufacturing, and simple fabrication process of organic solar cells have attracted researchers’ attention to organic photovoltaics since the first OLED was introduced in 1986 [35]. Organic solar cells use organic semiconductors to absorb the light and generate electricity.

2.5.1. Organic Semiconductors

Organic semiconductors are -based materials which show semiconductor properties. Highest Occupied Molecular Orbital (HOMO) and Lowest Unoccupied Molecular Orbital (LUMO) are representatives of the valence band and conduction band in inorganic semiconductors respectively; HOMO is filled with electrons and LUMO is electron-free [35]. Diagram of the HOMO and LUMO is illustrated in Figure 8.

Figure 8: Diagram of HOMO and LUMO in ground state: Electrons in HOMO are illustrated by red circles.

Organic semiconductors have low mobility in comparison with inorganic ones, e. g. electron mobility in commonly used P3HT:PCBM blend in organic semiconductors is in order of

푚2 푚2 10−7 − 10−8 [ ] while silicon has a much higher electron mobility of 0.1 [ ]. [36][37] 푉푠 푉푠

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2.5.2. Principles of Organic Solar Cells Operation

In organic semiconductors, an electron is excited from the HOMO to the LUMO upon the absorption of a photon; and an exciton is generated. Then the bound electron-hole pair has to be separated to generate free charges. This is done by aligning band levels of two different organic materials [7], i. e. donor and acceptor materials. When an exciton is generated in a donor material, in a correctly aligned band level materials, electron and hole diffused and dissociated; electron transfers to acceptor material. In this step, electron-hole pair forms a charge carrier and this carrier has to transfer to electrodes; extracted from active layer and generate electricity. These four steps are illustrated in Figure 9.

Figure 9: Four steps of an organic solar cell operation: (a) photon is absorbed and exciton is generated; (b) exciton diffused to donor/acceptor interface; (c) exciton dissociated and charges carrier is generated; and (d) carrier transported and then extracted at the electrodes.

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2.5.3. Organic Solar Cells Structure

The simplest structure of organic solar cells with around 1% efficiency is the bilayer solar cell which was first demonstrated in 1986 by Tang [38]. This architecture consists of a donor/acceptor interface as active layer sandwiched between a transparent anode and a metal cathode with different work functions. Two inter-layers, electron collection layer and hole collection layer, are used to modify electrodes . Structure of a bilayer organic solar cell is sketched in Figure 10:

Figure 10: Structure of a bilayer organic solar cell

Upon the absorption of light, active layer one electrons are moved from HOMO to LUMO and excitons are formed. These excitons diffuse and reach at the planar donor/acceptor interface and separated; electrons and holes travel in the acceptor and donor respectively.

2.5.3.1. Active Layer Developments

Exciton diffusion lengths in organic semiconductors are a few tens of nanometers which are very short compared to the inorganic counterpart [39]. It means that excitons generated at a distance more than this length from donor/acceptor interface, will recombine before reaching the interface and only excitons generated within this distance will reach the electrodes and thus contribute to the generation. This is a significant drawback of bilayer active layer and it limits the thickness of donor and acceptor layers. On the other hand, this limitation reduces light absorption in active layers.

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Bulk Heterojunction Solar Cells, which are an important improvement in organic solar cells operation, were introduced in 1995 [40]. Operation principle of BHJ OSCs is the same as bilayer. The only difference is that the active layer is a blend mixture of donor and acceptor materials. This increases the interfacial area between donor and acceptor and thus, excitons reach the interface in their life-time; almost all generated excitons are dissociated [41].

Excitons are generated upon light absorption. They diffuse to the active layer and dissociate to a pair, and then separated electrons and holes transfer to the electrodes. Schematic of bulk heterojunction organic solar cell active layer is sketched in Figure 11.

Figure 11: Active layer in bulk heterojunction organic solar cells: 1) Exciton is generated upon light absorption; 2) Exciton recombine or diffuse at donor/acceptor interface and separated to electron and hole, then they travel to their corresponding electrodes; 3) Electron and hole might recombine with trapped charges.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

2.5.3.2. Electron Donor and Electron Acceptor Materials

As mentioned above, an organic solar cell consists of an active layer sandwiched between two electrodes. This active layer typically is a blend mix of conjugated donor and derivative acceptor. Donor and acceptor material properties have a strong effect on power conversion efficiency of organic solar cells. Absorption band, molecular energy levels (HOMO and LUMO), charge carrier mobility, chemical stability, and solubility in different solvers are main features that should be considered in molecular design of organic photovoltaic materials [8].

Typically, conjugated as electron donors and fullerene derivatives as electron acceptors are key materials in organic photovoltaic devices. Various materials as donor and acceptor have been tested and developed in the past decades. Poly (phenylene vinylene) (PPV), Polythiophenes (PTs), MEH-PPV and MDMO-PPV are some kinds of organic materials which are used as electron donor in organic photovoltaic devices [37] [42] [43]. For electron acceptor [44] materials, fullerene C60 and its derivatives exhibit good electron mobility . To improve its solubility, Phenyl-C61-butyric acid methyl ester (PC60BM) is used in organic photovoltaic devices. Molecular structures of these materials are shown in Figure 12.

Figure 12: Molecular structures of some organic electron donor and acceptor materials [35]

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The most commonly used donor material is Poly (3-hexylthiophene) (P3HT). It has a bandgap of ~ 1.9 eV; lower than most organic materials of ~ 2 eV which increases absorption efficiency. In addition, PCBM energy bandgap matches well with P3HT, and they match with commonly used electrodes work function (such as ITO and Al) as well. [11]

P3HT:PCBM blend is the most commonly used active layer in bulk heterojunction organic solar cells [45]. It exhibits proper absorption range and charge mobility; and by thermal annealing, ratio optimization, and using additives, power conversion efficiency has reached over 5% [46]. The absorption band of this blend is from 380 to 670 nm, and photons with energy between 2 and 3.3 eV can be absorbed by the active layer [35].

The weight ratio between P3HT and PCBM has a strong effect on PCE in BHJ solar cells. The optimum P3HT:PCBM ratio of 1:0.8 to 1:1 has been reported. Furthermore, controlling other factors, such as deposition parameters, annealing temperature and time, and active layer thickness, varies the PCE in organic solar cells. [47]

2.5.4. Organic Solar Cell Characterization

Organic solar cells are characterized under 1000 W/m2 Air Mass 1.5 solar spectrum [48]. Air mass (AM) represents the light power drop as it travels through the atmosphere and hits the earth and it is defined as:

1 퐴푀 = (2-7) cos 휃 where 휃 is the angle from normal incidence as shown in Figure 13. Regarding to equation (2-7), AM 1.5 occurs when 휃 = 48.2.

Figure 13: Air mass (AM) represents the light power drop as it travels through the atmosphere and hits the earth.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Organic solar cells generally are modeled by a current source parallel with a diode [49]. Dark current is a small amount of current flow in the absence of light. When a solar cell is exposed by light, photovoltaic effect generates a current. In addition, there are two modeled resistances regarding to materials which are used in solar cell and current leakage through the cell [49]. Equivalent electrical circuit for a solar cell is illustrated in Figure 14.

Figure 14: Equivalent electrical circuit for a solar cell

I-V curve of this ideal solar cell is shown in Figure 15 with no light, and under light illumination:

Figure 15: I-V curve of an ideal solar cell. Red line and blue line represent the I-V curve in presence of light illumination and without light illumination respectively.

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Short circuit current, open circuit voltage and fill factor are key parameters which are used to characterize solar cells:

Short circuit current (JSC) is defined as the current without external voltage. Small bandgap, high [35] absorption coefficient, and high charge mobility can improve JSC . Open circuit voltage (VOC) is defined as voltage when the current is 0 and it mainly depends on the band alignment of the electron-donor composites. Fill factor (FF) is defined as below:

퐽 푉 퐹퐹 = 푚푝푝 푚푝푝 (2-8) 퐽푆퐶푉푂퐶 where Jmpp and Vmpp are current and voltage at maximum output power respectively. Power conversion efficiency (PCE) determines the and it is calculated by:

푉 퐽 퐹퐹 푃퐶퐸 = 푂퐶 푆퐶 (2-9) 푃푖푛 where Pin is the input power. These parameters are shown in Figure 16 in respect to I-V curve:

Figure 16: Key parameters of a solar cell; Fill factor is defined as area (A) divided by area (B). Short circuit current and open circuit voltage, maximum power, and current and voltage at the point of maximum power are shown as Imp and Vmp respectively. [50]

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2.5.5. Prospects and Challenges

OSCs have lower PCE than conventional solar cells due to materials properties, but their flexibility and lightweight, low cost materials and manufacturing, and simple fabrication process such as roll-to-roll method, have attracted scientists and researchers’ attention in organic solar cells.

Low electron and hole mobility in organic materials in comparison with silicon is one of their major disadvantages [36, 51, 52]. In addition, although the absorption coefficient in organic materials is rather high, short exciton diffusion length makes it essential to keep active layer in order to a few hundred nanometers, which causes decreasing in light absorption. These drawbacks and some other losses such as junction and contact losses, and recombination losses, have to be overcome to increase organic solar cell efficiency.

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3. Simulation

3.1. Introduction

Efforts and experiments have been devoted on organic solar cells to improve their optical and electrical properties, and thus their efficiency, in recent years. Modeling and simulation are very effective and valuable tools to study and investigate devices which might be expensive and time consuming to fabricate and characterization. By achieving a reliable model, one can study how changing architecture in solar cells would affect their properties.

In this project, a model for light absorption in planar organic solar cell by Comsol Multiphysics 5 was enhanced and its results were compared with FDTDM model as well as references. Then by implementation of structured electrodes in geometry, desired architectures were examined.

In this chapter, most common simulation methods are explained briefly. Comsol Multiphysics is used in this project to simulate optical properties and light absorption in organic solar cells. Theories and principles behind optics module in Comsol are detailed, and how Comsol solves equations is described; and setups which are used in this thesis are explained at the end.

3.2. Simulation Methods

Optical modeling is used to find the magnitude of electrical field in a solar cell as a function of position and frequency. By finding the electrical field magnitude in every position, one can calculate light intensity profile in the device, and then total absorbed power as a function of frequency.

Three different methods are described in this section: Transfer Matrix method (TMM), Finite-Difference Time-Domain method (FDTDM), and Finite Element Method (FEM).

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Transfer Matrix

TMM is an analytical method to calculate electromagnetic waves distribution in one- dimensional structures [53]. This method has been used to simulate light absorption in multilayered planar solar cell structures and has shown reliable results [54] [55] [56].

Incident light in a planar multilayered solar cell is absorbed in different layers and interacts in boundaries, results in reflection and transmission. Distribution of electromagnetic waves is dependent on optical properties and parameters of materials and their thicknesses, as well as incident wave intensity and frequency as illustrated in Figure 17: [57]

Figure 17: Incident wave in a multilayer device (left); Electromagnetic wave interactions at layers interface (right).

Two matrices are used to model wave propagation in the device: layer matrix which models how each layer affects the propagating wave, and interface matrix which models the reflection and transmission of the wave at interfaces. Numerical solutions for this method with more details are in reference [58].

Finite-Difference Time-Domain

Finite-difference time-domain method (FDTDM) is a time domain method to model computational electrodynamics using partial differential Maxwell’s equations [59]. In terms of optical simulation, absorption and transmission are determined in the desired frequency range

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark by calculating E-field and H-field at any point. Major advantage of this method is the possibility to study a wide range of with a single simulation run.

Finite Element Method

Finite element method is a numerical technique to calculate boundary problems for partial differential equations. In this method, the entire domain is divided into small parts by mesh generation, and equations are solved approximately for each element.

3.3. Comsol Multiphysics

Comsol Multiphysics is simulation software which uses finite element analysis to solve and simulate different and engineering problems. The company was founded in 1986 in Sweden and the first version of software was released in 1998. The product has expanded to a wide range of modules such as structural mechanics, high and low frequency electromagnetics, fluid flow, heat transfer, chemical reactions, MEMS, acoustics, and many other applications [60].

3.3.1. Wave Optics Module; Theories and Principles

Wave optics module is used in this thesis to calculate and simulate light absorption in organic solar cells. To understand how Comsol solves Maxwell’s equations in domains and boundaries, it is essential to have an overview on theories and principles behind this module.

The wave optics module solves electromagnetic waves problems at optical frequencies [61]. Since electromagnetic waves behavior in frequency domain is favorable, The Electromagnetic Waves, Frequency Domain User Interface branch is chosen in this project. This branch solves time-harmonic wave equations.

Differential equation form of Maxwell’s equations which are used in finite element method can be written as:

휕푫 ∇ × 푯 = 푱 + (3-1) 휕푡

휕푩 ∇ × 푬 = − (3-2) 휕푡

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∇. 푫 = 𝜌 (3-3)

∇. 푩 = 0 (3-4) where 푬 is electric field, 푫 is electric flux density, 푯 is magnetic field, 푩 is magnetic flux density, 푱 is current density, and 𝜌 is electric charge density. Electric flux density (푫) and magnetic flux density (푩) are related to the electric field (푬) and magnetic field (푯) respectively as:

퐃 = ε퐄 (3-5)

퐁 = 휇퐇 (3-6) where ε and 휇 are permittivity and permeability of the medium respectively. The electric and magnetic energies are calculated as:

퐷 푇 휕푫 푊 = ∫ (∫ 푬. 푑푫) 푑푉 = ∫ (∫ 푬. 푑푡) 푑푉 (3-7) 푒 푣 0 푣 0 휕푡

퐵 푇 휕푯 푊 = ∫ (∫ 푯. 푑푩) 푑푉 = ∫ (∫ 푯. 푑푡) 푑푉 (3-8) 푚 푣 0 푣 0 휕푡

The time derivatives of (3-7) and (3-8) are the electric and magnetic power:

휕푫 푃 = ∫ 푬. 푑푉 (3-9) 푒 푣 휕푡

휕푩 푃 = ∫ 푯. 푑푉 (3-10) 푚 푣 휕푡

Boundary conditions at the interfaces between materials have to be satisfied to solve the problem. These boundary conditions can be written as:

풏ퟐ × (푬1 − 푬2) = 0 (3-11)

풏ퟐ. (푫1 − 푫2) = 𝜌푠 (3-12)

풏ퟐ × (푯1 − 푯2) = 푱푠 (3-13)

풏ퟐ. (푩1 − 푩2) = 0 (3-14)

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where 𝜌푠 is surface charge density and 푱푠 is surface current density. To understand Maxwell’s equations solution in details, reference [25] is recommended.

3.4. Simulation Setup

As mentioned above, Wave Optics Module, Frequency Domain User Interface branch is used in this project to simulate light absorption in organic solar cells which solves time- harmonic electric field wave equation. Plane transverse electric wave which is used to simulate light is given as:

2 ∇ × (∇ × 푬) − 푘0휖푟푬 = 0 (3-15) where 푘 is wave vector.

Since light-trapping nano-structures in this thesis have two dimensions, 2D space dimension is chosen. Planar device which is used as reference consists of a sticking Titanium layer of 3 nm, 80 nm Aluminum with a thin layer of Titanium (8 nm) as bottom electrode, 150 nm of P3HT:PCBM as active layer, and 200 nm PEDOT as top electrode (Figure 18).

Figure 18: Sketch of the planar device that is used as reference. Top layer is air which propagating light enters the device.

Complex refractive index is the parameter which is necessary to investigate and simulate light propagation in different materials, and to determine reflection and transmission at interfaces. These optical properties, as a function of wavelength, are extracted from [56] and converted to table using a Matlab code written by Jost Adam (associate professor, MCI, SDU), and then implemented in Comsol using interpolation function. Propagation constants for

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark materials at any wavelength are defined as variables. Index of refraction and extinction coefficient for materials used in Comsol in visible light range are plotted in Figure 19.

Figure 19: Optical properties of materials which used in Comsol after [62]

Wave equation (3-15) is solved for all domains where

2 휖푟 = (푛 − 𝑖푘) (3-16) is calculated by real part and imaginary part of refractive index shown in Figure 19.

Top boundary is defined as port 1, which called excitation port and electric wave enters the device from. Port 2 is the bottom boundary which is defined as listener port. These ports will be used later in S-parameters to calculate light absorption in the device.

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Pitch distance is determined by the light-trapping structure pitch dimensions. The device consists of an array of these structures stacked side by side. Boundaries at both sides of device are chosen as Floquet periodicity; simply means “what goes out from one side, comes in from the other side”.

Mapped mesh node is chosen to create structured quadrilateral mesh on boundaries. Due to the Comsol condition that each boundary must be bounded by at least four boundary segments, minimum element size is defined as 1 nm. In addition, maximum element size is chosen 6 nm to obtain more accurate results. Finally, parametric sweep is defined in the wavelength range of 395 nm to 705 nm with steps of 10 nm.

Default result of the simulation is electric field intensity in whole the domain. As mentioned above, Comsol uses port 1 and 2 to calculate S-parameters. These parameters are pre-defined in Comsol in terms of power flow as:

푃표푤푒푟 푟푒푓푙푒푐푡푒푑 푓푟표푚 푝표푟푡 1 푆 = √ (3-17) 11 푃표푤푒푟 푖푛푐푖푑푒푛푡 표푛 푝표푟푡 1

푃표푤푒푟 푑푒푙푖푣푒푟푒푑 푡표 푝표푟푡 2 푆 = √ (3-18) 21 푃표푤푒푟 푖푛푐푖푑푒푛푡 표푛 푝표푟푡 1

Wave transmission and absorption are calculated from (3-17) and (3-18) and plotted as a function of wavelength later.

Results for planar device as reference and devices with light-trapping nano-structures of different pitch and height will be discussed in Result and Discussion Part.

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4. Experimental

4.1. Introduction

The main goal of this research is to investigate light-trapping nano-structured electrodes effects on light absorption in organic solar cells active layer, and thereby their power conversion efficiency. This was done by developing nano-structured electrodes by a lithography-free pathway using wrinkled Polydimethylsiloxane (PDMS) stamps, which were developed in plasma cleaner chamber under controlled conditions. These conditions are time, stretch, and plasma generator power. By varying the conditions, sinusoidal structures with different pitches and heights are obtained and characterized by Atomic force microscope (AFM). Then structures were transferred to BK7 glass substrates, and electrodes were deposited on them. A blend of Poly(3-hexylthiophene-2,5-diyl) (P3HT) and Phenyl-C61-butyric acid methyl ester (PCBM) were spin-coated on prepared electrodes as active materials, following by poly(3,4-ethylenedioxythiophene) polystyrene sulfonate (PEDOT) as top electrode. Optical properties of nano-structures were investigated through optical microscopy; I-V curve measurements under 1 sun illumination were characterized by solar simulator.

In this chapter, PDMS stamps fabrication method and theories are explained briefly. Then fabrication methods and equipment consisting of sample preparation, nano-imprinting, metal deposition, and organic material spin-coating are discussed. Finally, atomic force microscopy, optical microscopy, and solar simulator which were used for characterization and measurements in this project will be described.

4.2. Stamp Fabrication for Nano-imprinting

As mentioned before, wrinkled PDMS was used as stamp for a nano-imprinting in this project. Polydimethylsiloxane (PDMS) is a chemical-stabled silicon-based organic polymer which is used mostly in microfluidic devices. By mixing liquid PDMS with a cross-linking agent following by heating, elastomeric PDMS is obtained which can be used as stamp for soft lithography (Figure 20).

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Figure 20: Elastic PDMS substrate

Plasma exposure onto PDMS substrate was introduced to the current project researcher by André Luis Fernandez Cauduro (PHD student, MCI, SDU). To fabricate PDMS substrate for later oxygen-plasma treatment use, a silicon wafer of 100 mm radius is chosen. The wafer is cleaned by acetone and isopropanol, and heated on hotplate for 10 minutes at 150 °C, and the wafer is transferred to a container immediately. One droplet of Trichlorosilane 97% is applied into the container, closes the lid, and is left for one hour. Trichlorosilane 97% is used as anti- sticking layer on silicon wafer; it evaporates inside the container and sits on silicon wafer surface, making a thin film on top.

13.5 gr of silicone elastomer is mixed with 1.5 gr curing agent properly and is placed in vacuum chamber for one hour to gas out. When all the bubbles disappear, the mixture is poured gently on the silicon wafer, which was prepared before with anti-sticking layer, restricted by a ring and let in the vacuum chamber for 30 minutes to gas out again. Last step is to bake the wafer with PDMS mixture on top on the hotplate for two hours at 75°C.

Cured PDMS is obtained now in size of silicon wafer. This PDMS is cut in 20×24 mm substrates which are used as stamps in this project. For cleaning process, PDMS substrates are rinsed in Toluene for one hour, following by one hour baking on hotplate at 100°C.

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In this thesis, wrinkled PDMS with sinusoidal grating structures are used as stamps to transfer light-trapping structures to the glass substrate. Wrinkles on PDMS were observed first time in 1982 by aluminum evaporation onto PDMS [62], but metal evaporation on PDMS to obtain structures was done in 1998 [63]. For this purpose, a layer of titanium following by gold was deposited onto the PDMS which was expanded thermally. The sample then brought back to the room temperature and PDMS shrank, caused wrinkles on metal layer. This wrinkled phenomena is created due to the fact that bottom layer, that is elastic, shrinks and exposes compressive strains to the top layer, which is a hard film. In response to this strain, hard layer deforms perpendicular to the stress direction and periodic patterned wrinkles are formed as a result of in-plane compressed thin film [64].

Another way to create hard film on top of the elastic PDMS substrate is to oxidation of PDMS using oxygen plasma exposure [65]. Using a clamp to stretch PDMS in specific lengths, following by oxidization, and then releasing the exposed PDMS, forms periodic wrinkled patterns perpendicular to the stretch direction [66] [67]. Process of wrinkles formation on PDMS upon oxygen-plasma exposure is illustrated in Figure 21. Figure 22 is AFM images from wrinkled PDMS used in this project.

Under well-controlled conditions such as controlled stretch and applied dose (plasma power multiplied by oxygen-plasma exposure time), wrinkled patterns are regular and predictable [64]. Cracks are observed during relaxation process are observed. These cracks are parallel to the stretched direction (perpendicular to wrinkles) and can be decreased by releasing stretched exposed PDMS as quick as possible [68]. Since analytical description of wrinkled pattern formation only is described by nonlinear theories [64] and due to complexity, it is out of this master thesis topic scope and is not mentioned in this report.

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Figure 21: Wrinkles formation process on PDMS: (a) clean non-defected piece of PDMS substrate is chosen; (b) PDMS substrate is stretched; (c) stretched PDMS is exposed upon oxygen-plasma; (d) a thin hard layer is formed on top of PDMS; (e) by releasing the stretch, periodic wrinkled patterns are formed on the top layer due to in-plane compressive strain.

Figure 22: AFM images (5×5 µm) of PDMS 28 which is fabricated and used in this project.

Well-ordered periodic wrinkled patterned structures with pitch distance in the visible light wavelength order can be used as soft nano-imprinting lithography stamps to fabricate light-trapping electrodes with diffraction gratings [65] [69]. The main advantages of this method

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark are simple fabrication methods and easy lithography process. Parameters and materials which have to be considered, as well as lithography process, are detailed later in this chapter.

PDMS substrates which were fabricated and cut before are rinsed by distilled water and dried by Nitrogen blow just before oxygen-plasma treatment. They are stretched by a clamp with a fixed arm in one side and a mobile arm in the other side mounted on a base with ruler to recognize the expansion length. Designed clamp is illustrated in Figure 23. First, PDMS substrate is tightened at both sides and stretched to obtain desired expansion. Then mobile arm is tightened at the base to keep the expansion during the process. Oxygen-plasma treatment is done in PDC-002 Harrick Plasma Cleaner. This process recipe is provided in appendix 3 in details.

Figure 23: Illustration of (left) side view and (right) top view of the clamp which used in this project to stretch PDMS substrates.

As mentioned, pitch distance and height of wrinkled patterns vary by stretch and plasma dose. All the stamps were fabricated in same pressure of 150 mTorr with maximum plasma power of 29.7 W. Structures dimensions as function of stretch and dose are shown in result and discussion part.

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4.3. Fabrication Methods and Equipment

4.3.1. Sample Preparation

BK-7 glass wafer with 700 µm thickness was chosen as substrate in this project. This glass wafer has a very smooth surface which is essential to form a uniform layer of AZ 5214E photoresist onto it later.

The glass wafers were diced by DISCO DAD-2H/5 dicing machine into 15 mm × 20 mm rectangles which were used as solar cell substrates. Cell substrates were transferred to the Cleanroom, rinsed in acetone in sonic bath for 10 minutes; following by 10 minutes rinsed in isopropanol and blown dried. Since next step is photoresist spin-coating, substrates were transferred to HMDS oven with 140 °C to evaporate remained residuals from substrates and increase adhesion.

4.3.2. Nano-Imprinting

Nano-imprinting has enhanced and optimized by Arkadiusz Jaroslaw Goszczak (PHD student, MCI, SDU), and results from this research were discussed with him to improve parameters and reach more optimization. Nano-imprinting is done to transfer light-trapping structures from PDMS stamps to the substrates. Electrodes will be deposited on these structures later by metal deposition methods. AZ 5214E image reversal photoresist was spin- coated on the substrates. Film thickness depends on photoresist viscosity and spin speed. Regarding to the program was used to spin-coat photoresist on substrate (Table 1); a film thickness of 1.4 µm is obtained.

Step Time (s) Rotation (rpm/s) Ramping (rpm/s2) 1 2 0 100 2 5 500 5000 3 30 4000 10000

Table 1: Spin-coating parameters to obtain 1.4 µm thickness of photoresist.

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Nano-imprinting was done immediately after photoresist spin-coating. PDMS stamp which was laid on a column weight of 500 gr, stayed on top of the substrate on the hot plate at 140°C for five minutes; solvent evaporated, photoresist hardened and PDMS stamp structures were transferred and remained onto photoresist. As PDMS surface is extremely hydrophobic, no photoresist remained on it. Surface characterization confirmed that all the structures transferred completely from stamp to photoresist in respect to dimensions and defects. Nano- imprinting process is illustrated in Figure 24.

Some details have to be considered to have a proper uniform structured photoresist. It is recommended to check stamp-substrate contact visually before placing them on the hotplate to be sure whole the stamp is in touch with substrate and there is no bubble between them. As it was observed, stamp and substrate stick together after five minutes on hotplate. They should separate accurately to avoid any friction between them that may cause to destroy structures in some spots on the photoresist.

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Figure 24: Illustration of imprinting process: (a) droplets of photoresist is applied on the glass substrate; (b) spinning process leaves a determined thickness of photoresist film; (c) PDMS stamp with a column weight of 500 gr is laid on the substrate; (d) the force due to column weight transfers structures onto photoresist; (e) solvent is evaporated and photoresist is hardened; (f) PDMS stamp and substrate are detached and structures are remained on hardened photoresist.

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4.3.3. Metal Deposition

Deposition of different layers of dielectrics, metals, insulators, and semiconductors above substrates plays a key role in manufacturing and research in micro- and nanotechnology. Issues such as film quality and uniformity have to be considered to choose the best method for thin film deposition. Quality is referred to contamination and defect which determines mechanical and electrical properties of materials. In addition, uniform thickness is essential across the substrate, as well as filling spaces within topographical structures.

There are two main categories in thin film deposition: Chemical Vapor Deposition (CVD) and Physical Vapor Deposition (PVD). In CVD, gases are introduced into the chamber and desired film is formed due to chemical reactions which take place on the substrate surface. PVD mainly uses physical process to deposit thin film on the substrate. In this method, knocked off atoms from the target travel through the vacuum and condense on the surface; form the thin film.

Aluminum and Titanium are used as bottom electrode in this research. A Titanium layer of 3 nm following by 80 nm Aluminum were electron beam evaporated on a glass substrate with structured AZ 5214E on top (for reference device, they were deposited on bare glass substrate), and 8 nm of Titanium was DC-sputtered on top of the Aluminum. Metal deposition was done by Cryofox Explorer 600LT in the Cleanroom in University of Southern Denmark.

Electron beam evaporation, which will be referred as e-beam in this project, is a PVD method to form a thin layer on the substrate. In this method, high energy electron beam is focused on the material in a crucible and melts it. Atoms evaporated from the molten material travel through the vacuum chamber, arrive the substrate, condense on it and form a thin film on it. To have a uniform thickness of material on the substrate, high vacuum condition (10-5 Torr) is essential for whole the process. Deposition rate for Titanium and Aluminum are chosen 0.5 Å/s and 3 Å/s respectively. Deposition rate is regulated by beam intensity. A microbalance is monitored film thickness during the deposition, and process is stopped when desired thickness is reached. A typical e-beam deposition system is illustrated in Figure 25.

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Figure 25: Illustration of an e-beam deposition system: high energy electron beam is focused on the material in a crucible; atoms evaporated from the crucible travel through the vacuum chamber, reach the substrate and form a thin film on it.

8 nm of Titanium was deposited on Aluminum with the rate of 0.5 Å/s to form TiOx which works well as hole blocker using dc-sputtering. DC-sputter is a PVD method to deposit a thin film on the substrate. In this method, plasma is created by applying DC voltage across two electrodes. The electrode with negative voltage served as the source of material and named target. Other electrode, which substrates sit upon, is grounded and becomes the anode.

The positive ions in plasma are accelerated to the target and strike it. As a result, atoms knocked off from the target and travel through the plasma strike the substrate surface, condense on it, and form a thin film. This is illustrated in Figure 26.

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Figure 26: Illustration of a DC-sputter system; voltage difference between anode and cathode creates plasma. Energetic ions are accelerated and strike the target and sputter atoms from it. These atoms strike wafer and condense on it and film forms on the substrate surface.

Solar cell substrates which were diced before in 15×20 mm rectangles and then imprinted as explained above were placed on a shadow mask consisting of six electrodes for each device. Then they were fixed by a clamp onto wafer holder in Cryofox explorer 600LT and electrodes were deposited on substrates.

4.3.4. Organic Material Deposition

Bulk Heterojunction organic solar cells use a blend of donor/acceptor material as active layer. In present research, poly(3-hexylthiophene-2,5-diyl) (P3HT) as electron donor mixed with Phenyl-C60-butyric acid methyl ester (PCBM) as electron acceptor with 1:1 ratio is the active layer. This solution can be diluted in chlorobenzene and comes in liquid form; easily spin-coated on the cell substrate.

Organic material deposition was held in nitrogen-filled glove box. As mentioned above, solar cell substrates are 15×20 mm rectangles with six electrodes deposited on them. A blue tape was used to cover a small portion of electrodes before organic materials deposition. This was done to have access on electrodes later for characterization. 50 ml of P3HT:PCBM (1:1) is applied on the substrate and spin-coater is programmed to spin 4000 rpm for 45 seconds, and

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark baked on hotplate for five minutes at 140°C. It results in approximately 150 nm active layer thickness on electrodes.

A mixture of high work function CPP PEDOT and PSS in a 1:1 ratio is served as anode. As same as active layer, a blue tape is used to cover electrodes and overlaps small part of active layer. 50 ml of PEDOT:PSS is applied on the substrate and spun 4000 rpm for 45 seconds, and baked on hotplate for 150 seconds at 140°C. It results in approximately 200 nm PEDOT:PSS on active layer.

A layer of silver paste was applied on PEDOT:PSS layer and electrodes to improve electrical contact for I-V curve characterization in solar simulator. Side view and top view of fabricated planar solar cell which is used as reference is illustrated in Figure 27.

Figure 27: Illustration of a planar device: (a) is a top view of a fabricated substrate (each substrate consists of six cells); (b) cross-sectional view of the selected area of (a).

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4.4. Measurements and Characterization

4.4.1. Surface Characterization; Atomic Force Microscope

Atomic force microscopy is designed to investigate surface topographical profile such as surface roughness and structure height in the scale of nanometer. The idea was first demonstrated in 1986 [71]. In this method, the force between probe and surface is measured by a cantilever lateral and vertical deflection. These deflections are due to between surface and the tip of cantilever. Deflections are transferred to a detector by a laser beam which is focused on top of the cantilever. Any deflection in cantilever causes a slight change in reflected laser beam; detector tracks these changes and forms an image. This is illustrated in Figure 28.

Figure 28: Atomic force microscopy principle: Atomic force between tip and surface cause deflections in the cantilever. Deflections transfer to the detector by reflected laser beam and image is formed.

Fabricated PDMS stamps in this research were characterized by Veeco Dimension 3100 Atomic Force Microscope. Three square areas of 5×5 µm were chosen in left, middle, and right side of each 20×24 mm stamp and 20 height and pitch measurements were done in each area. Finally, average pitch and height and their standard deviations were calculated.

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4.4.2. Absorption Measurement; Optical Microscope

Main goal of this thesis is to investigate light-trapping structured electrodes and their effects on light absorption in organic solar cells. Nano-structures in the visible light wavelengths order diffracts and reflects back the light several times before it leaves the surface. This increases light absorption in the active layer.

Reflectivity spectra were measured by Nikon Eclipse ME600D microscope in laser lab in University of Southern Denmark. A white light source and MAYA 2000 Pro, Oceans Optics fiber coupled spectrometer were used to transfer and save the spectra to the computer. Measurements were done using 50× objective. This lens is responsible to condense incident light onto the surface and then to collect reflected light.

Reflection measurement is a comparison between reflected light from a device with non-structured electrodes and devices with light-trapping structured electrodes with different dimensions (in pitch and height). Therefore, devices with planar electrode were used as reference and cells with structured electrodes were compared with references. Spectra were normalized in order to have a proper reference to compare with.

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5. Results and Discussions

5.1. PDMS Stamps

As mentioned before, wrinkled PDMS were used as stamps for nano-imprinting to fabricate light-trapping structures on organic solar cells electrodes. Stretch, plasma dose, and chamber pressure are parameters which influence wrinkles dimensions. Chamber pressure was held constant for all fabricated stamps on 150 mTorr, and plasma power of 29.7 W was selected in this research. Hence, variables which had effects on wrinkled sinusoidal patterns dimensions (pitch and height) are plasma exposure time and stretch in respect to original length of PDMS substrates.

PDMS stamps were stretched to 10%, 20%, and 30% expansion regarding to their original length and exposed by oxygen-plasma from 5 minutes to 30 minutes with 5 minutes steps. Then they were characterized by AFM in three areas of 5×5 µm in middle, right, and left side; 60 spots of pitches and heights were measured (Figure 29) and average pitch and height with corresponding standard deviations were calculated and summarized in Table 2.

Figure 29: (left) AFM image (5×5 µm) of PDMS 28 and (right) height profile of wrinkled pattern for the selected line 1.

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Plasma Pitch (nm) Height (nm) PDMS Stretch (%) Exposure Standard Standard Stamp Average Average time (min) Deviation Deviation 27 10 10 410.64 60.13 38.75 2.83 28 10 15 414.18 19.52 41.4 5.59 29 10 5 308.865 22.12 23.85 2.19 31 10 25 605.34 19.68 100.3 3.17 37 20 25 685.875 19.46 163.6 4.94 43 20 5 158.415 21.53 16.8 4.96 45 20 20 426.57 22.58 118.9 5.43 46 30 5 292.05 19.41 62 5.08 47 30 15 402.675 20.75 138.9 11.14 48 30 20 372.585 13.96 117.5 4.98 53 10 20 404.445 28.1 77.4 5.92 55 20 15 397.365 23.85 101.2 5.57 58 30 25 439.845 20.26 143.9 5.25 59 10 30 584.985 23.94 81.8 2.59 60 20 30 579.675 25.2 170 4.89 61 30 30 567.285 19.16 195.4 5.03 62 20 10 323.91 23.06 80.7 7.21 63 30 10 391.17 16.49 112.4 4.7

Table 2: Average pitch and height of PDMS stamps and their fabrication parameters.

In order to evaluate how parameters affect wrinkles dimensions, average pitch and height are drawn as a function of plasma exposure time for each stretch separately; i.e. 10%, 20%, and 30%.

Average pitch and height for wrinkled PDMS for the stretch of 10% is shown in Table 3. Then they are drawn in Figure 30 as a function of exposure time:

Plasma Pitch (nm) Height (nm) PDMS Stamp Exposure Standard Standard Average Average Time (min) Deviation Deviation 29 5 308.865 22.12 23.85 2.19 27 10 410.64 60.13 38.75 2.83 28 15 414.18 19.52 41.4 5.59 53 20 404.445 28.1 77.4 5.92 31 25 605.34 19.68 100.3 3.17 59 30 584.985 23.94 81.8 2.59

Table 3: Wrinkles average pitch and height with corresponding standard deviation for the stretch of 10%

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Figure 30: Average Pitch (left) and average height (right) for 10% stretch PDMS stamps as a function of plasma exposure time

Table 4 provides average pitches and heights for 20% stretch of PDMS substrates; plotted in Figure 31.

Plasma Pitch (nm) Height (nm) PDMS Stamp Exposure Standard Standard Average Average Time (min) Deviation Deviation 43 5 158.415 21.53 16.8 4.96 62 10 323.91 23.06 80.7 7.21 55 15 397.365 23.85 101.2 5.57 45 20 426.57 22.58 118.9 5.43 37 25 685.875 19.46 163.6 4.94 60 30 579.675 25.2 170 4.89

Table 4: Wrinkles average pitch and height with corresponding standard deviation for the stretch of 20%

Figure 31: Average Pitch (left) and average height (right) for 20% stretch PDMS stamps as a function of plasma exposure time

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Finally, results of 30% stretch of PDMS substrates are shown in Table 5 and plotted in Figure 32 as a function of plasma exposure time.

Plasma Pitch (nm) Height (nm) PDMS Stamp Exposure Standard Standard Average Average Time (min) Deviation Deviation 46 5 292.05 19.41 62 5.08 63 10 391.17 16.49 112.4 4.7 47 15 402.675 20.75 138.9 11.14 48 20 372.585 13.96 117.5 4.98 58 25 439.845 20.26 143.9 5.25 61 30 567.285 19.16 195.4 5.03

Table 5: Table 3: Wrinkles average pitch and height with corresponding standard deviation for the stretch of 20%

Figure 32: Average Pitch (left) and average height (right) for 30% stretch PDMS stamps as a function of plasma exposure time

As can be seen, pitch and height follow the same trend for a constant stretch. Furthermore, another trend which can be observed is that pitch and height increase linearly by time (Plasma dose). Since wrinkles dimension depends on the hard film thickness formed on top of the elastic PDMS [65], it is predicted that these dimensions show a linear behavior by increasing the time.

Clamp which was used to stretch PDMS substrates and its screws were made by plastic. It caused cracks and deformation in it after several times uses and affected its strength to keep the constant stretch in a whole process (especially for long plasma exposure time, i.e. more than 20 minutes). PDMS substrates were fixed onto the clamp using four screws on corners. It means that substrates were tightened in their four corners stronger than sides, and stretch was

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark not equally distributed in whole the substrates surface. Clamp was marked by researcher to measure the substrate expansion length, and then substrates were stretched and fixed on the marked clamp. This caused observational error in experiments.

5.2. Simulation Results

As it was discussed in chapter 3, COMSOL Multiphysics 5.0 is used to simulate light absorption in organic solar cells in this research. There have been many published researches to simulate light behavior in solar cells with different methods. F. Burkhard and his team used Transfer Matrix method in their research for a planar structure, and their model shows a good convergence with experiments [56]. Their structure consists of 110 nm of ITO as top electrode, 35 nm of PEDOT as hole transport layer, active layer of 220 nm which is the blend of P3HT:PCBM, 7 nm Calcium, and 200 nm Aluminum; as sketched in Figure 33.

Figure 33: Sketch of the structure after [56] to evaluate COMSOL model validity.

This research was chosen as a reference to evaluate COMSOL model reliability. Comparing COMSOL simulation results and FDTDM results which was done by Mina Mirsafaei (PHD student, MCI, University of Southern Denmark) for the same structure as [56] confirmed the COMSOL model validity. Light absorption as a function of light wavelength is plotted in Figure 34.

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However results are slightly different, FDTD method and COMSOL show a very similar behavior in both trend and values. This is because in these two simulations, researchers applied exactly same setups and parameters which were not available for TM method in details.

Figure 34: Light absorption as a function of light wavelength for the structure shown in Figure 33. Green line is the reference [56] which used TM method. Red line is FDTD simulation result and blue line is COMSOL simulation result which is used in current research.

Organic solar cells which are simulated in this project consist of 200 nm PEDOT as top electrode, 150 nm blend of P3HT:PCBM as active layer, and sinusoidal light-trapping structured Titanium and Aluminum of 8 nm and 80 nm respectively as bottom electrode. To avoid unnecessary complexity in simulation setup, Titanium layer is excluded and Aluminum thickness is assumed 100 nm. This causes a very small difference in optical properties of the structure which is negligible. Geometry of planar structure which is used as reference in COMSOL, and devices with structured electrodes are illustrated in Figure 35.

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Figure 35: (a) planar structure as reference; and (b) Structured electrode device. Pitch and height in (b) vary to enhance light absorption in devices.

Pitch and height in Figure 35 are light-trapping structure dimensions; and vary in simulation to enhance light absorption in the device.

Listener port (port 2) in COMSOL setup is defined at the interface between P3HT:PCBM and Titanium. This setup shows the amount of light which is absorbed in PEDOT and active layer. Light absorption for planar structure in TE mode is shown in Figure 36:

Figure 36: Light absorption in PEDOT and active layer for planar device which is shown in figure 3 (a) as reference in TE mode.

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In Figure 36, light absorption peak is witnessed at the wavelength of 500 [nm] which is important for P3HT based organic solar cells [72]. Total light absorption in TE mode is plotted in Figure 37:

Figure 37: Total light absorption for planar device which is shown in figure 3 (a) as reference in TE mode.

To examine the effect of nano-structured electrodes height in light absorption in OSCs, pitch distance was kept constant at 500 [nm] and structures height of 40 [nm], 60 [nm], 80 [nm], 100 [nm], and 120 [nm] are simulated and plotted in Figure 38:

Figure 38: Total light absorption in devices with light-trapping structured electrodes of different height with the same pitch of 500 [nm] in compared with planar structure as reference in TE mode.

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As can be seen in Figure 38, nano-structures change the total light absorption profile. These changes can be explained in four wavelength ranges. Planar device has a peak in the wavelength of 350 [nm]. This peak shifts to shorter wavelength of around 300 [nm]. Between wavelengths of 370 [nm] and 450 [nm], slight gain for total light absorption is observed by increasing nano-structures height. From 450 [nm] to 600 [nm] wavelength, total light absorption has a very similar behavior in both trends and values for different structures with a small shift in peak points to the shorter wavelengths. Dramatic elevation in light absorption is observed in the wavelength range of 600 [nm] to 700 [nm] by increasing the nanostructures height. Total light absorption profile is very similar in TM mode except a peak which appears in the wavelength of around 630 [nm] (Figure 39).

Figure 39: Total light absorption in devices with light-trapping structured electrodes of different height with the same pitch of 500 [nm] in compared with planar structure as reference in TM mode. Figure 40 shows enhancement in light absorption of different heights in active layer in TE mode. Light absorption increases by increasing heights of structures.

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Figure 40: Light absorption in active layer for devices with light-trapping structured electrodes of different height with the same pitch of 500 [nm] in compared with planar structure as reference in TE mode.

In Figure 41, nano-structured electrode pitch effect on total light absorption in organic solar cells is studied. Pitch distances of 300 [nm], 400 [nm], 500 [nm], 600 [nm], and 700 [nm] for the constant height of 100 [nm] were simulated; light absorption were plotted, and compared with reference device:

Figure 41: Total light absorption in devices with light-trapping structured electrodes of different pitch with the same height of 50 [nm] in compared with planar structure as reference.

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Light absorption profiles which are shown in Figure 41 for structured electrodes are very similar from 300 [nm] to 600 [nm] light wavelengths. Peak shifts are corresponded to structures height which was observed before in Figure 38. Light absorption enhancement takes place in the wavelength range of 5700 [nm] to 700 [nm]. Light-trapping structured electrode with 500 [nm] and 700 [nm] pitches show the highest enhancement in light absorption in this range.

5.3. Light Absorption in Organic Solar Cells

As mentioned in experimental chapter, light absorption in organic solar cells was measured by reflection measurement in respect to a planar device as a reference through the optical microscope. In the planar sample which is labeled as F0, no imprinting took place and electrodes were deposited directly on the glass substrate, following by spin-coating the active materials. Then reflection spectrum of this sample was chosen as the reference. It means that reference reflection spectrum turns to 100% for all the wavelengths. Absorption profile for other samples is the graph that shows light absorption enhancement for different wavelengths in respect to the planar sample in percentage. Table 6 is the list of samples and their configuration which are used to investigate optical properties in this research:

Dimensions (nm) Sample Pitch Height F0 - - F1 426 119 F11 404 78 F13 584 82 F15 397 101 F17 323 80 F19 372 117 F24 354 70

Table 6: Samples which are used to investigate light absorption enhancement in this research; and their configuration.

Each sample consists of six cells. Reflection measured on a non-defected spot (defects in samples are explained later in this report) on each cell in the substrate, and the reflection spectrum as a function of wavelength extracted in a .txt file; their average calculated and used as the final reflection spectrum for the sample.

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To evaluate how different pitches and heights influence optical properties in cells, reflection spectra is studied into two main categories: cells with same pitch and different heights, and cells with same height and different pitches. For each category, reflection spectra are plotted in one graph and compared with corresponding simulation results.

As can be seen in Table 6, F1, F11, and F15 have pitch in order of 400 nm with heights of 119 nm, 78 nm, and 101 nm respectively. Simulated light absorption profile for these cells is plotted in Figure 42. Figure 43 shows the reflection measurements in respect to planar device in percentage.

Figure 42: Simulated light absorption for F0 (blue line), F1 (dark yellow line), F11 (green line), and F15 (red line).

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Figure 43: Measured reflection spectrum in respect to F0 for F1 (dark yellow line), F11 (green line), and F15 (red line).

As it is observed in Figure 43, reflection spectra for samples follow the same trend, but different in values. This can be seen in Figure 42 too. There is a light absorption enhancement for all three structured electrode solar cells in the wavelength range between 420 nm and 470 nm. Reflection at around 490 nm wavelength is very close to the planar device (≈100%). Dramatic optical properties enhancement is obtained in the wavelengths longer than 550 nm, and F1 with higher height shows the most light absorption than other two samples which is also observed in simulation results. F19 and F24 have the same pitch of around 360 nm with 117 nm and 70 nm heights respectively. Their simulated light absorption and measured reflection spectra showed similar trend and effect.

F11, F13, and F17 are the samples with same height of around 80 nm with different pitches of 404 nm, 584 nm, and 323 nm respectively. They are selected to study the effects of different pitch distances on organic solar cells optical properties. Simulated light absorption profile for these cells is plotted in Figure 44. Figure 45 shows the reflection measurements in respect to planar device in percentage.

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Figure 44: Simulated light absorption for F0 (blue line), F11 (dark yellow line), F17 (green line), and F13 (red line).

Figure 45: Measured reflection spectrum in respect to F0 for F11 (dark yellow line), F17 (green line), and F13 (red line).

Regarding to simulation results in Figure 44, enhancement in light absorption takes place in wavelengths longer than around 520 nm. Devices with structured electrodes follow the same trend; F11 and F13 have very similar enhancements in values, more than light absorption in F17; as can be seen in measurements in Figure 45.

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Simulation results in comparison with measured ones studied qualitatively in this research. Although experiments showed very similar trends with simulated results, there are various parameters that make it not possible to match the measured results with simulations, quantitatively.

Light absorption measurement method which is used in this project is different from the one which is calculated in simulation. In this method, normal incident light hit a small spot of the cell by an objective, and reflected light from the surface is collected by that objective. Then, reflected light intensity is plotted in respect to the reflected light from planar device in percentage. So, total light absorption in device is not measured by this method. In addition, other light sources such as sun light in the lab may shine on the sample and reflected into the objective, which interferes in reflected light collected by objective, and may increase the reflected light intensity. Furthermore, a part of light diffracted out of the range of objective and not collected by it.

Optical properties of the materials which are used in simulation were extracted from other publications. To obtain accurate results, one has to measure the optical properties of the used materials in experiments, and implements their measurements in simulation.

Organic material thickness is another issue that has to be considered. 200 nm of PEDOT:PSS thickness kept constant in all simulations. P3HT:PCBM which was used as active layer, has a thickness of 150 nm in planar structure. This thickness used for simulations with different heights from the origin of the sinusoidal structure. In practice, these thicknesses must be measured device fabrication, and measurements be applied in simulation in order to have precise simulations.

Last but not least, researchers witnessed some defects in the substrates which will be explained later in this report.

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5.4. Organic Solar Cells Parameters

As it was mentioned before, some defects were observed in fabricated OSCs. These defects are bubbling effects and cracks in electrodes after active layer deposition as shown in Figure 46:

Figure 46: Observed defects in one of the fabricated device after organic material deposition under the optical microscope with 5× objective (left) and 10× objective (right)

Different approaches have tried and discussed with the team researcher was worked with to investigate defects reasons. At the first step, many samples were imprinted and metalized, and then baked on the hotplate for 5 min at 140°C to simulate thermal treatment of active material deposition. Cracking was observed in some of them, while the rest remained defect-less. Thus, these defects are the consequence of thermal treatment. It was interesting that the samples, which rainbow effect could be easily seen, did not exhibit any defects. Checking the dimensions of the defect-less samples showed that sinusoidal structured electrodes with the height higher than around 80 nm survives after thermal treatment. This might because of remained solvents in photoresist. Imprinting method consists of 5 min baking glass substrate with 1.4 µm spin-coated photoresist, and PDMS stamp on top at 140°C. It is probably not enough to evaporate all the solvents from photoresist, so that an amount of solvent is still remained in the photoresist, and evaporates after metal deposition through the

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark hardened photoresist and metalized parts, causes cracks in electrodes. By increasing height, surface energy changes and makes it easier for solvents to release from the surface.

Glass substrate cleaning process is crucial to remove all particles and residuals and to improve photoresist adhesion onto the glass. Using a resist with the capability of obtaining thinner layer in order to nanometer may solve the cracking problem due to less remained solvent after post-bake.

Due to cracking issue which is pointed in previous paragraph, PDMS stamps with heights more than 80 n were chosen to do imprinting and making devices. Surprisingly, cracking issue was observed again in many of devices after active material spin-coating and thermal treatment. As thermal treatment had done before on the same dimension devices and all of them showed defect-less features electrodes, P3HT:PCBM blend was suspicious as the only factor which varied in the process. Chlorobenzene is the common solvent and is used for this blend. It might penetrate into the photoresist at some points and evaporates during baking process, causes cracking defects in electrodes.

To avoid cracking defect due to P3HT:PCBM solution and thermal treatment, small evaporation was tried. In this method, 10 nm of bathocuproine (BCP) evaporated on top of the electrodes as electron transport layer, following by evaporation 30 nm of C70 and 10 nm of DBP as electron acceptor and electron donor respectively. Finally, PEDOT:PSS was spin- coated as top electrode and left in vacuum condition to release its solvents. Devices which were fabricated by small molecules showed very low JSC and FF, and did not involve in further characterization and investigation. Their low JSC and FF is because they are not optimized with Aluminum/Titanium and PEDOT:PSS as electrodes.

The cracking issue, and approaches to avoid them, needs an effort to be classified scientifically. Nevertheless, three devices did not show cracking defects after whole process and they were used to characterize under solar simulator to evaluate OSCs parameters i.e. short circuit current (Jsc), open circuit voltage (Voc), fill factor (FF), and power conversion efficiency (PCE). Devices whose parameters are characterized are listed in Table 7 with their configuration: 68

Master Thesis- Reza Abolhassani MCI, University of Southern Denmark

Dimensions (nm) Sample Pitch Height F0 - - F1 426 119 F19 372 117 F21 328 80

Table 7: Samples which were used to characterized under solar simulator and their configuration.

J-V characterization was done using Abet 3000 solar simulator under one sun illumination in laser lab., MCI, University of Southern Denmark. OSCs parameters are detailed in Table 8 and plotted in Figure 47:

Dimension VOC (V) JSC (mA/cm2) FF (%) PCE (%) Samples (nm) Standard Standard Standard Standard Pitch Height Average Average Average Average Deviation Deviation Deviation Deviation F0 - - 0.43 0.03 3.12 0.33 24.5 1.41 0.35 0.07 F19 372 117 0.43 0.01 3.96 0.7 25 0 0.42 0.08 F21 328 80 0.41 0.01 4.38 0.22 24.66 0.57 0.44 0.02 F1 426 119 0.48 0.04 7.17 1.96 25 0 0.75 0.16

Table 8: Devices which characterized under solar simulated and their parameters.

As can be seen, open circuit voltage and fill factor stayed almost constant for all devices, but short circuit current which is directly related to the light absorption varies for different configurations. Structured devices show enhancement in JSC. Sample F1 with the pitch of 426 nm and the height of 119 nm shows highest JSC than other samples. It is straight forward that with constant VOC and FF, PCE increases by increasing short circuit current.

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Figure 47: OSCs parameters for devices listed in Table 8.

OSCs parameters in this experiment are lower than typical devices which are made by polymers. Main reason is related to the top electrode which is PEDOT:PSS in current research. PEDOT:PSS mostly uses as hole transport layer in OSCs. This blend is not highly conductive and results in high sheet resistant in top electrode; results in increase in recombination, and thus JSC and PCE decrease. In addition, TiOx which is used as hole blocker on top of bottom electrode, increases sheet resistant from around 1.5 Ω to around 15 Ω; results in S-shape J-V curve, decreases FF and PCE.

In the other hand, cracking defect which can be obviously seen in macroscopic scale in some devices may occur in microscopic scale too. In this situation, even the samples that do not show any defect on their electrodes might suffer from these defects and it affects their functionality.

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6. Conclusion

In this thesis, sinusoidal light-trapping structures on organic solar cell electrodes, and their effects on light absorption were studied in two phases: modeling and experimental.

In modeling section, COMSOL Multiphysics 5 software was used which solves electromagnetic wave equations by finite elements method. Enhanced model was compared with other methods such as FDTDM and TMM, and verified. Then it was configured for structures and materials which were used in experimental part of current project. Simulation results showed enhancements in light absorption profile for structured electrodes in OSCs. This enhancement takes place mostly in the wavelength longer than 550 nm. For constant pitch distance, light absorption in visible light wavelength range increases by increasing structures height. In addition, for constant height, structures with 500 nm and 700 nm pitch distances show the most light absorption enhancement in visible light wavelength range.

In experimental part, Wrinkled PDMS substrates were used as stamps for nano- imprinting. PDMS substrates were stretched by a specific length in respect to their original length in percentage, treated under plasma exposure to form a thin hard film on top of them, and then released. Structures dimensions depend on stretch and plasma dose. To investigate their effects on dimensions, PDMS substrates were stretched by 10%, 20%, and 30% in respect to their original length, and plasma treatment was done from 5 min to 30 min by 5 min steps; and then characterized by AFM. Achieved dimensions (pitch and height) show a linear behavior by increasing time.

In fabrication part, AZ 5214E was spin-coated on the BK7 substrates and PDMS stamp lied on top of the substrate with a column weight of 500 gr, left 5 min on hotplate at 140°C. Imprinted substrates characterization showed that structures were transferred onto the substrates with same dimensions as stamps. Then metal deposited on them, following by P3HT:PCBM and PEDOT:PSS.

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Reflection spectra of fabricated cells were measured in respect to the planar device (as the reference) and they showed enhancement in light absorption profile for structured electrodes. This enhancement matched qualitatively with simulation results i.e. for structures with same pitch distances, reflection spectrum decreases (and thus light absorption inceases) by increasing height. J-V curves were measured under 1 sun illumination, and enhancement in

JSC, and thereby PCE, was observed.

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7. Outlook

Modeling in this project was used to evaluate optical properties of devices. Another crucial factor which is considered in solar cells is their electrical properties. By implementation electrical properties of the materials which are used in OSCs and their corresponding equations, one can simulate their electrical properties and even extract J-V curve and other OSCs parameters such as JSC, VOC, FF, and PCE. This needs very hard effort on theory of both materials and light properties.

Optical properties of the materials which are used in simulation in current research were extracted from other publications. These materials might have been provided from different supplier than the one who provides materials for SDU. A defined project to measure and characterize optical (and electrical) properties of the materials that are used in this academy could help future researchers to obtain more precise results. A light absorption measurement method with the capability of measuring total light absorption in whole cell, instead of a small spot of it, is vital to obtain accurate results that are comparable quantitatively with simulation results.

Active layer kept constant in simulation. In practice, regarding that nano-structures are different on the electrodes, active layer thickness varies. Measuring the thickness of all the layers for each cell, and then configure the simulation with them, will give even more precise results.

PDMS substrates were stretched by a clamp that was made by plastic. It deformed after few times using and made the stretch less accurate. The base of clamp was marked manually to measure stretching length. In addition, stretching was measured by eyes which made it even less precise. A precise clamp and stretching process is required to obtain accurate results.

Cracking defect that was observed in some of the samples after thermal treatment and active layer deposition shows changes in microscopic level. To avoid this defect, more studies on the photoresist are necessary. Use a photoresist with the ability to obtain thinner layer on

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Master Thesis- Reza Abolhassani MCI, University of Southern Denmark top of the glass substrate may disappear this defect. Other cures to make photoresists more chemically stabled, such as UV exposure, may prevent cracking or bubbling effects in photoresist, and thereby in electrodes.

Finally, parameters which were optimized for planar devices may not be optimized for structured devices due to changes in their thicknesses. More work on their optimization is recommended by researcher.

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8. Bibliography

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9. Appendices

9.1. Appendix 1- Project Timeline

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9.2. Appendix 2- Efficiency Chart

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9.3. Appendix 3- PDMS Stamps Process

Cleaning the plasma chamber

1) Open and immediately close the air capsule valve 2) Turn on the vacuum pump 3) Turn the plasma cleaner power on 4) Open the vacuum pump valve 5) When the base pressure is about 70 mTorr, open the protection valve on the chamber and let air into the chamber by turning the chamber valve to the left 6) Repeat step 4 7) Turn the selector on the chamber all the way to the right (29.4 w) and leave it for 20 minutes 8) Cut the sample and tight it in the sample holder and stretch it to the clamps

Put the sample in the chamber

9) Turn the selector on the chamber all the way to the left “off” 10) Close the chamber valve (it should point down) 11) Close the vacuum pump valve 12) Open the chamber and put the sample in it 13) Close the chamber and open the vacuum pump valve 14) Repeat steps 1 to 5 15) Turn the selector on the chamber all the way to the right (29.4 w) and leave it for 1-5 minutes

Take out the sample and turn off the machine

16) Turn the selector on the chamber all the way to the left “off” 17) Close the chamber valve (it should point down) 18) Close the vacuum pump valve 19) Close the protection valve on the chamber and capsule

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20) Vent the chamber slowly (valve should point to the right) 21) Take out the sample 22) Close the chamber and pump it down for 20 seconds 23) Turn off the vacuum pump 24) Turn off both chamber and controller

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