Fairness Criteria

Total Page:16

File Type:pdf, Size:1020Kb

Fairness Criteria There is no consistently fair way to choose the winner of an election. A voting method that is democratic and always fair is a mathematical impossibility. Arrow's Impossibility Theorem Kenneth Arrow 1952 Fairness Criteria The Fairness Criteria are things that should always be true according to common sense, but aren't always true in reality. Majority Criterion Book : If there is a choice that has a majority of the first-place votes in an election, then that choice should be the winner of the election. Translation : If someone gets the majority of the votes, then they should win. Condorcet Criterion Book : If there is a choice that in a head-to-head comparison is preferred by the voters over every other choice, then that choice should be the winner of the election. Translation : If Bob is preferred over Jon in a one-on-one comparison and Bob is preferred over Stacey and Bob is preferred over Shelley, then Bob should win the election. Monotonicity Criterion Book : If choice X is a winner of an election and, in a reelection, the only changes in the ballots are changes that only favor X, then X should remain a winner of the election. Translation : Bob wins an election. For some reason there is a reelection. Some people change their minds and rank Bob higher in their preference ballots. Bob should still win the election. Independence of Irrelevant Alternatives Criterion Book : If candidate or alternative X is a winner of an election and one (or more) of the other candidates or alternatives is removed and the ballots recounted, then X should still be a winner of the election. Translation : Bob wins an election. Jon decides to remove himself from the election after the ballots are counted. Shelley calls for a recount because Jon is no longer a candidate. Since Bob won initially, he should still win. Voting Methods Plurality Process : Most first-place votes wins. Weaknesses : Doesn't take into account preferences other than first. Is susceptible to insincere or strategic voting. Fairness : May violate the Condorcet Criterion. Borda Count Process : Places on a ballot are assigned points. Generally, the candidate with the most points wins the election. Weaknesses : Produces a winner that is a compromise candidate (may or may not be a bad thing). Fairness : May violate the Majority Criterion and the Condorcet Criterion. Plurality-with-Elimination Process : Eliminate the least favorite candidate, based on the number of first-place votes, until there is a winner. Weaknesses : Is susceptible to insincere or strategic voting. Fairness : May violate the Monotonicity Criterion and the Condorcet Criterion. Comment : Local elections are a variation of plurality-with-elimination called plurality with a runoff; all candidates except the top two are eliminated in the first round. Pairwise Comparisons Process : The candidate winning the most "matchups" (pairwise comparisons) wins the election. Weaknesses : May produce an election in which everyone wins. Fairness : May violate the Independence of Irrelevant Alternatives Criterion. Ranking Methods Extended Rankings Natural extension of the voting methods. Recursive Rankings Apply the voting method, determine the winner. Eliminate the winner. Apply the voting method again. The new winner is actually the second-place finisher. Eliminate second-place. Apply the voting method again. The new winner is actually the third-place finisher. Etcetera, etcetera, etcetera until all candidates are ranked. Approval Voting Under approval voting , each voter is allowed to give one vote to as many of the candidates as he or she finds acceptable. No limit is set on the number of candidates for whom an individual can vote. Voters show disapproval of other candidates simply by not voting for them. The winner under approval voting is the candidate who receives the largest number of approval votes. This approach is also appropriate in situations where more than one candidate can win, for example, in electing new members to an exclusive society as the National Academy of Sciences or the Baseball Hall of Fame. Cumulative Voting Under cumulative voting, each voter is allowed a number of votes equal to the number of available positions. These votes may be distributed equally among candidates, spread around in unequal distributions, or all be given to a single candidate. The winners under cumulative voting are the candidates who receive the most number of votes, the second-most number of votes, etc. until the positions are filled. This voting method provides numeric minorities the option to vote as a bloc and elect a candidate of their choice..
Recommended publications
  • Critical Strategies Under Approval Voting: Who Gets Ruled in and Ruled Out
    Critical Strategies Under Approval Voting: Who Gets Ruled In And Ruled Out Steven J. Brams Department of Politics New York University New York, NY 10003 USA [email protected] M. Remzi Sanver Department of Economics Istanbul Bilgi University 80310, Kustepe, Istanbul TURKEY [email protected] January 2005 2 Abstract We introduce the notion of a “critical strategy profile” under approval voting (AV), which facilitates the identification of all possible outcomes that can occur under AV. Included among AV outcomes are those given by scoring rules, single transferable vote, the majoritarian compromise, Condorcet systems, and others as well. Under each of these systems, a Condorcet winner may be upset through manipulation by individual voters or coalitions of voters, whereas AV ensures the election of a Condorcet winner as a strong Nash equilibrium wherein voters use sincere strategies. To be sure, AV may also elect Condorcet losers and other lesser candidates, sometimes in equilibrium. This multiplicity of (equilibrium) outcomes is the product of a social-choice framework that is more general than the standard preference-based one. From a normative perspective, we argue that voter judgments about candidate acceptability should take precedence over the usual social-choice criteria, such as electing a Condorcet or Borda winner. Keywords: approval voting; elections; Condorcet winner/loser; voting games; Nash equilibrium. Acknowledgments. We thank Eyal Baharad, Dan S. Felsenthal, Peter C. Fishburn, Shmuel Nitzan, Richard F. Potthoff, and Ismail Saglam for valuable suggestions. 3 1. Introduction Our thesis in this paper is that several outcomes of single-winner elections may be socially acceptable, depending on voters’ individual views on the acceptability of the candidates.
    [Show full text]
  • Brake & Branscomb
    Colorado Secretary of State 8/3/2021 Election Rulemaking These proposed edits to the SOS draft are contributed by Emily Brake (R) and Harvie Branscomb (D), and approved by Frank Atwood, Chair of the Approval Voting Party This document may be found on http://electionquality.com version 1.3 8/10/2021 15:50 Only portions of the recent draft rule text are included here with inline edits and comments highlighted as follows: Comments are highlighted in yellow. INSERTS ARE IN GREEN AND LARGE FONT deletions are in red and include strikeout Other indications of strikeout are from the original tabulation process 2.13.2 In accordance with section 1-2-605(7), C.R.S., no later than 90 days following a General Election, the county clerk in each county must SECRETARY OF STATE WILL PROPOSE cancelLATION OF the registrations of electors TO EACH COUNTY CLERK: [Comment: SOS taking responsibility from counties will lead to less verification and less resilience. The SOS office has not been subject to watcher access but will be as various steps of the conduct of election are taken over.] (a) Whose records have been marked “Inactive – returned mail”, “Inactive – undeliverable ballot”, or “Inactive – NCOA”; AND (b) Who have been mailed a confirmation card; and (c) Who have since THEREAFTER failed to vote in two consecutive general elections. New Rule 2.13.3, amendments to current Rule 2.13.3, repeal of 2.13.5, and necessary renumbering:VOTERS WHO REQUEST AN EMERGENCY BALLOT BE SENT TO THEM ELECTRONICALLY MUST BE DIRECTED BY THE COUNTY CLERK TO THE ONLINE BALLOT DELIVERY SYSTEM MAINTAINED BY THE SECRETARY OF STATE TO RECEIVE THEIR BALLOT ELECTRONICALLY.
    [Show full text]
  • A Generalization of the Minisum and Minimax Voting Methods
    A Generalization of the Minisum and Minimax Voting Methods Shankar N. Sivarajan Undergraduate, Department of Physics Indian Institute of Science Bangalore 560 012, India [email protected] Faculty Advisor: Prof. Y. Narahari Deparment of Computer Science and Automation Revised Version: December 4, 2017 Abstract In this paper, we propose a family of approval voting-schemes for electing committees based on the preferences of voters. In our schemes, we calcu- late the vector of distances of the possible committees from each of the ballots and, for a given p-norm, choose the one that minimizes the magni- tude of the distance vector under that norm. The minisum and minimax methods suggested by previous authors and analyzed extensively in the literature naturally appear as special cases corresponding to p = 1 and p = 1; respectively. Supported by examples, we suggest that using a small value of p; such as 2 or 3, provides a good compromise between the minisum and minimax voting methods with regard to the weightage given to approvals and disapprovals. For large but finite p; our method reduces to finding the committee that covers the maximum number of voters, and this is far superior to the minimax method which is prone to ties. We also discuss extensions of our methods to ternary voting. 1 Introduction In this paper, we consider the problem of selecting a committee of k members out of n candidates based on preferences expressed by m voters. The most common way of conducting this election is to allow each voter to select his favorite candidate and vote for him/her, and we select the k candidates with the most number of votes.
    [Show full text]
  • Are Condorcet and Minimax Voting Systems the Best?1
    1 Are Condorcet and Minimax Voting Systems the Best?1 Richard B. Darlington Cornell University Abstract For decades, the minimax voting system was well known to experts on voting systems, but was not widely considered to be one of the best systems. But in recent years, two important experts, Nicolaus Tideman and Andrew Myers, have both recognized minimax as one of the best systems. I agree with that. This paper presents my own reasons for preferring minimax. The paper explicitly discusses about 20 systems. Comments invited. [email protected] Copyright Richard B. Darlington May be distributed free for non-commercial purposes Keywords Voting system Condorcet Minimax 1. Many thanks to Nicolaus Tideman, Andrew Myers, Sharon Weinberg, Eduardo Marchena, my wife Betsy Darlington, and my daughter Lois Darlington, all of whom contributed many valuable suggestions. 2 Table of Contents 1. Introduction and summary 3 2. The variety of voting systems 4 3. Some electoral criteria violated by minimax’s competitors 6 Monotonicity 7 Strategic voting 7 Completeness 7 Simplicity 8 Ease of voting 8 Resistance to vote-splitting and spoiling 8 Straddling 8 Condorcet consistency (CC) 8 4. Dismissing eight criteria violated by minimax 9 4.1 The absolute loser, Condorcet loser, and preference inversion criteria 9 4.2 Three anti-manipulation criteria 10 4.3 SCC/IIA 11 4.4 Multiple districts 12 5. Simulation studies on voting systems 13 5.1. Why our computer simulations use spatial models of voter behavior 13 5.2 Four computer simulations 15 5.2.1 Features and purposes of the studies 15 5.2.2 Further description of the studies 16 5.2.3 Results and discussion 18 6.
    [Show full text]
  • MGF 1107 FINAL EXAM REVIEW CHAPTER 9 1. Amy (A), Betsy
    MGF 1107 FINAL EXAM REVIEW CHAPTER 9 1. Amy (A), Betsy (B), Carla (C), Doris (D), and Emilia (E) are candidates for an open Student Government seat. There are 110 voters with the preference lists below. 36 24 20 18 8 4 A E D B C C B C E D E D C B C C B B D D B E D E E A A A A A Who wins the election if the method used is: a) plurality? b) plurality with runoff? c) sequential pairwise voting with agenda ABEDC? d) Hare system? e) Borda count? 2. What is the minimum number of votes needed for a majority if the number of votes cast is: a) 120? b) 141? 3. Consider the following preference lists: 1 1 1 A C B B A D D B C C D A If sequential pairwise voting and the agenda BACD is used, then D wins the election. Suppose the middle voter changes his mind and reverses his ranking of A and B. If the other two voters have unchanged preferences, B now wins using the same agenda BACD. This example shows that sequential pairwise voting fails to satisfy what desirable property of a voting system? 4. Consider the following preference lists held by 5 voters: 2 2 1 A B C C C B B A A First, note that if the plurality with runoff method is used, B wins. Next, note that C defeats both A and B in head-to-head matchups. This example shows that the plurality with runoff method fails to satisfy which desirable property of a voting system? 5.
    [Show full text]
  • On the Distortion of Voting with Multiple Representative Candidates∗
    The Thirty-Second AAAI Conference on Artificial Intelligence (AAAI-18) On the Distortion of Voting with Multiple Representative Candidates∗ Yu Cheng Shaddin Dughmi David Kempe Duke University University of Southern California University of Southern California Abstract voters and the chosen candidate in a suitable metric space (Anshelevich 2016; Anshelevich, Bhardwaj, and Postl 2015; We study positional voting rules when candidates and voters Anshelevich and Postl 2016; Goel, Krishnaswamy, and Mu- are embedded in a common metric space, and cardinal pref- erences are naturally given by distances in the metric space. nagala 2017). The underlying assumption is that the closer In a positional voting rule, each candidate receives a score a candidate is to a voter, the more similar their positions on from each ballot based on the ballot’s rank order; the candi- key questions are. Because proximity implies that the voter date with the highest total score wins the election. The cost would benefit from the candidate’s election, voters will rank of a candidate is his sum of distances to all voters, and the candidates by increasing distance, a model known as single- distortion of an election is the ratio between the cost of the peaked preferences (Black 1948; Downs 1957; Black 1958; elected candidate and the cost of the optimum candidate. We Moulin 1980; Merrill and Grofman 1999; Barbera,` Gul, consider the case when candidates are representative of the and Stacchetti 1993; Richards, Richards, and McKay 1998; population, in the sense that they are drawn i.i.d. from the Barbera` 2001). population of the voters, and analyze the expected distortion Even in the absence of strategic voting, voting systems of positional voting rules.
    [Show full text]
  • Single-Winner Voting Method Comparison Chart
    Single-winner Voting Method Comparison Chart This chart compares the most widely discussed voting methods for electing a single winner (and thus does not deal with multi-seat or proportional representation methods). There are countless possible evaluation criteria. The Criteria at the top of the list are those we believe are most important to U.S. voters. Plurality Two- Instant Approval4 Range5 Condorcet Borda (FPTP)1 Round Runoff methods6 Count7 Runoff2 (IRV)3 resistance to low9 medium high11 medium12 medium high14 low15 spoilers8 10 13 later-no-harm yes17 yes18 yes19 no20 no21 no22 no23 criterion16 resistance to low25 high26 high27 low28 low29 high30 low31 strategic voting24 majority-favorite yes33 yes34 yes35 no36 no37 yes38 no39 criterion32 mutual-majority no41 no42 yes43 no44 no45 yes/no 46 no47 criterion40 prospects for high49 high50 high51 medium52 low53 low54 low55 U.S. adoption48 Condorcet-loser no57 yes58 yes59 no60 no61 yes/no 62 yes63 criterion56 Condorcet- no65 no66 no67 no68 no69 yes70 no71 winner criterion64 independence of no73 no74 yes75 yes/no 76 yes/no 77 yes/no 78 no79 clones criterion72 81 82 83 84 85 86 87 monotonicity yes no no yes yes yes/no yes criterion80 prepared by FairVote: The Center for voting and Democracy (April 2009). References Austen-Smith, David, and Jeffrey Banks (1991). “Monotonicity in Electoral Systems”. American Political Science Review, Vol. 85, No. 2 (June): 531-537. Brewer, Albert P. (1993). “First- and Secon-Choice Votes in Alabama”. The Alabama Review, A Quarterly Review of Alabama History, Vol. ?? (April): ?? - ?? Burgin, Maggie (1931). The Direct Primary System in Alabama.
    [Show full text]
  • Approval Voting Under Dichotomous Preferences: a Catalogue of Characterizations
    Draft – June 25, 2021 Approval Voting under Dichotomous Preferences: A Catalogue of Characterizations Florian Brandl Dominik Peters University of Bonn Harvard University [email protected] [email protected] Approval voting allows every voter to cast a ballot of approved alternatives and chooses the alternatives with the largest number of approvals. Due to its simplicity and superior theoretical properties it is a serious contender for use in real-world elections. We support this claim by giving eight characterizations of approval voting. All our results involve the reinforcement axiom, which requires choices to be consistent across different electorates. In addition, we consider strategyproofness, consistency with majority opinions, consistency under cloning alternatives, and invariance under removing inferior alternatives. We prove our results by reducing them to a single base theorem, for which we give a simple and intuitive proof. 1 Introduction Around the world, when electing a leader or a representative, plurality is by far the most common voting system: each voter casts a vote for a single candidate, and the candidate with the most votes is elected. In pioneering work, Brams and Fishburn (1983) proposed an alternative system: approval voting. Here, each voter may cast votes for an arbitrary number of candidates, and can thus choose whether to approve or disapprove of each candidate. The election is won by the candidate who is approved by the highest number of voters. Approval voting allows voters to be more expressive of their preferences, and it can avoid problems such as vote splitting, which are endemic to plurality voting. Together with its elegance and simplicity, this has made approval voting a favorite among voting theorists (Laslier, 2011), and has led to extensive research literature (Laslier and Sanver, 2010).
    [Show full text]
  • Legislature by Lot: Envisioning Sortition Within a Bicameral System
    PASXXX10.1177/0032329218789886Politics & SocietyGastil and Wright 789886research-article2018 Special Issue Article Politics & Society 2018, Vol. 46(3) 303 –330 Legislature by Lot: Envisioning © The Author(s) 2018 Article reuse guidelines: Sortition within a Bicameral sagepub.com/journals-permissions https://doi.org/10.1177/0032329218789886DOI: 10.1177/0032329218789886 System* journals.sagepub.com/home/pas John Gastil Pennsylvania State University Erik Olin Wright University of Wisconsin–Madison Abstract In this article, we review the intrinsic democratic flaws in electoral representation, lay out a set of principles that should guide the construction of a sortition chamber, and argue for the virtue of a bicameral system that combines sortition and elections. We show how sortition could prove inclusive, give citizens greater control of the political agenda, and make their participation more deliberative and influential. We consider various design challenges, such as the sampling method, legislative training, and deliberative procedures. We explain why pairing sortition with an elected chamber could enhance its virtues while dampening its potential vices. In our conclusion, we identify ideal settings for experimenting with sortition. Keywords bicameral legislatures, deliberation, democratic theory, elections, minipublics, participation, political equality, sortition Corresponding Author: John Gastil, Department of Communication Arts & Sciences, Pennsylvania State University, 232 Sparks Bldg., University Park, PA 16802, USA. Email: [email protected] *This special issue of Politics & Society titled “Legislature by Lot: Transformative Designs for Deliberative Governance” features a preface, an introductory anchor essay and postscript, and six articles that were presented as part of a workshop held at the University of Wisconsin–Madison, September 2017, organized by John Gastil and Erik Olin Wright.
    [Show full text]
  • Another Consideration in Minority Vote Dilution Remedies: Rent
    Another C onsideration in Minority Vote Dilution Remedies : Rent -Seeking ALAN LOCKARD St. Lawrence University In some areas of the United States, racial and ethnic minorities have been effectively excluded from the democratic process by a variety of means, including electoral laws. In some instances, the Courts have sought to remedy this problem by imposing alternative voting methods, such as cumulative voting. I examine several voting methods with regard to their sensitivity to rent-seeking. Methods which are less sensitive to rent-seeking are preferred because they involve less social waste, and are less likely to be co- opted by special interest groups. I find that proportional representation methods, rather than semi- proportional ones, such as cumulative voting, are relatively insensitive to rent-seeking efforts, and thus preferable. I also suggest that an even less sensitive method, the proportional lottery, may be appropriate for use within deliberative bodies, where proportional representation is inapplicable and minority vote dilution otherwise remains an intractable problem. 1. INTRODUCTION When President Clinton nominated Lani Guinier to serve in the Justice Department as Assistant Attorney General for Civil Rights, an opportunity was created for an extremely valuable public debate on the merits of alternative voting methods as solutions to vote dilution problems in the United States. After Prof. Guinier’s positions were grossly mischaracterized in the press,1 the President withdrew her nomination without permitting such a public debate to take place.2 These issues have been discussed in academic circles,3 however, 1 Bolick (1993) charges Guinier with advocating “a complex racial spoils system.” 2 Guinier (1998) recounts her experiences in this process.
    [Show full text]
  • If You Like the Alternative Vote (Aka the Instant Runoff)
    Electoral Studies 23 (2004) 641–659 www.elsevier.com/locate/electstud If you like the alternative vote (a.k.a. the instant runoff), then you ought to know about the Coombs rule Bernard Grofman a,Ã, Scott L. Feld b a Department of Political Science and Institute for Mathematical Behavioral Science, University of California, Irvine, CA 92697-5100, USA b Department of Sociology, Louisiana State University,Baton Rouge, LA 70803, USA Received 1 July2003 Abstract We consider four factors relevant to picking a voting rule to be used to select a single candidate from among a set of choices: (1) avoidance of Condorcet losers, (2) choice of Condorcet winners, (3) resistance to manipulabilityvia strategic voting, (4) simplicity. However, we do not tryto evaluate all voting rules that might be used to select a single alternative. Rather, our focus is restricted to a comparison between a rule which, under the name ‘instant runoff,’ has recentlybeen pushed byelectoral reformers in the US to replace plurality-based elections, and which has been advocated for use in plural societies as a means of mitigating ethnic conflict; and another similar rule, the ‘Coombs rule.’ In both rules, voters are required to rank order candidates. Using the instant runoff, the candidate with the fewest first place votes is eliminated; while under the Coombs rule, the candidate with the most last place votes is eliminated. The instant runoff is familiar to electoral sys- tem specialists under the name ‘alternative vote’ (i.e., the single transferable vote restricted to choice of a single candidate). The Coombs rule has gone virtuallyunmentioned in the electoral systems literature (see, however, Chamberlin et al., 1984).
    [Show full text]
  • Cumulative Voting in the United States Richard H
    University of Chicago Legal Forum Volume 1995 | Issue 1 Article 10 Cumulative Voting in the United States Richard H. Pildes [email protected] Kristen A. Donoghue [email protected] Follow this and additional works at: http://chicagounbound.uchicago.edu/uclf Recommended Citation Pildes, Richard H. and Donoghue, Kristen A. () "Cumulative Voting in the United States," University of Chicago Legal Forum: Vol. 1995: Iss. 1, Article 10. Available at: http://chicagounbound.uchicago.edu/uclf/vol1995/iss1/10 This Article is brought to you for free and open access by Chicago Unbound. It has been accepted for inclusion in University of Chicago Legal Forum by an authorized administrator of Chicago Unbound. For more information, please contact [email protected]. Cumulative Voting in the United States Richard H. Pildest and Kristen A. Donoghuett Recent Supreme Court decisions involving North Carolina and Georgia cast substantial (if ambiguous) doubt on the contin- ued constitutionality of race-conscious districting.1 For the previ- ous fifteen years, since the passage of the significant 1982 Amendments to the Voting Rights Act ("VRA"), 2 race-conscious districting has emerged as the principal tool for ensuring black political representation in circumstances in which voting is polarized along racial lines. Now, however, the Court has de- clared that strict constitutional scrutiny must be applied whenev- er race is "the predominant factor motivating the legislature's decision to place a significant number of voters within or without a particular district."3 The precise scope of this enigmatic rule4 will remain uncertain until the Court decides future cases, but the rule undoubtedly puts the intentional creation of black- majority election districts on the defensive.
    [Show full text]