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Estuaries Vol. 25, No. 4b, p. 704±726 August 2002

Harmful Algal Blooms and : Sources, Composition, and Consequences

DONALD M. ANDERSON1*, PATRICIA M. GLIBERT2, and JOANN M. BURKHOLDER3

1 Department, Woods Hole Oceanographic Institution, Woods Hole, Massachusetts 02543 2 University of Maryland Center for Environmental , Horn Point , P. O. Box 775, Cambridge, Maryland 21613 3 Center for Applied Aquatic , North Carolina State University, 620 Hutton Street, Suite 104, Raleigh, North Carolina 27606

ABSTRACT: Although algal blooms, including those considered toxic or harmful, can be natural phenomena, the of the global problem of harmful algal blooms (HABs) has expanded both in extent and its public perception over the last several decades. Of concern, especially for managers, is the potential relationship between HABs and the accelerated eutrophication of coastal from human activities. We address insights into the relationships between HABs and eutrophication, focusing on sources of , known effects of nutrient loading and reduction, new understanding of pathways of nutrient acquisition among HAB , and relationships between nutrients and toxic . Through specific, regional, and global examples of these various relationships, we offer both an assessment of the state of understanding, and the uncertainties that require future research efforts. The sources of nutrients poten- tially stimulating algal blooms include , atmospheric , flow, as well as agricultural and runoff and . On a global basis, strong correlations have been demonstrated between total phos- phorus inputs and production in freshwaters, and between total input and phytoplankton pro- duction in estuarine and waters. There are also numerous examples in geographic regions ranging from the largest and second largest U.S. mainland (Chesapeake and the Albemarle-Pamlico Estuarine System), to the Inland of , the , and Chinese coastal waters, where increases in nutrient loading have been linked with the development of large blooms, leading to anoxia and even toxic or harmful impacts on fisheries re- sources, , and human health or recreation. Many of these regions have witnessed reductions in phytoplankton biomass (as a) or HAB incidence when nutrient controls were put in place. Shifts in species composition have often been attributed to changes in nutrient supply ratios, primarily N:P or N:Si. Recently this concept has been extended to include organic forms of nutrients, and an elevation in the ratio of dissolved organic to dissolved organic nitrogen (DOC:DON) has been observed during several recent blooms. The physiological strategies by which different groups of species acquire their nutrients have become better understood, and alternate modes of such as heterotrophy and mixotrophy are now recognized as common among HAB species. Despite our increased un- derstanding of the pathways by which nutrients are delivered to ecosystems and the pathways by which they are assimilated differentially by different groups of species, the relationships between nutrient delivery and the development of blooms and their potential or harmfulness remain poorly understood. Many factors such as algal species presence/ , degree of flushing or exchange, conditions, and presence and abundance of grazers contribute to the success of a given species at a given point in time. Similar nutrient loads do not have the same impact in different environments or in the same environment at different points in time. Eutrophication is one of several mechanisms by which harmful algae appear to be increasing in extent and duration in many locations. Although important, it is not the only explanation for blooms or toxic outbreaks. Nutrient enrichment has been strongly linked to stimulation of some harmful species, but for others it has not been an apparent contributing factor. The overall effect of nutrient over- enrichment on harmful algal species is clearly species specific.

Introduction and Robinson 1798 cited in Prakash et al. 1971) Algal blooms, including toxic events, can be nat- describe discolored water and poisonous shellfish. ural phenomena. Historically, indigenous tribes Over the last several decades coastal regions avoided shellfish at certain places or times of year throughout the world have experienced what ap- (e.g., Lescarbot 1609 cited in Prakash et al. 1971), pears to be an escalation in the incidence of and the logs of early mariners such as Captains blooms that are toxic or otherwise harmful. Com- monly called red , these events are now James Cook and George Vancouver (Vancouver grouped under the descriptor harmful algal blooms or HABs. Although most of the species in- * Corresponding author; fax: 508/457-2027; e-mail: danderson@ volved are -like, photosynthetic algae, a few whoi.edu. are actually -like protozoans without the

ᮊ 2002 Estuarine Research Federation 704 HABs and Eutrophication 705

ability to photosynthesize on their own. HABs have ent that first limits at the es- one unique feature in common—they cause harm, tuarine interface between marine and freshwater either due to their production of or to the . In lower estuaries both N and P can co- manner in which the cells’ physical or limit phytoplankton production (Rudek et al. accumulated biomass affect co-occurring - 1991; Fisher et al. 1992). If improved sewage treat- isms and alter dynamics. Impacts of these ment reduces P loading within freshwater seg- phenomena include mass mortalities of wild and ments of a given system, corresponding re- farmed fish and shellfish; human illness and death ductions in blooms will from toxic or from exposure allow more inorganic N to be transported down to through inhalation or water contact; illness and estuarine segments where it can support larger death of marine mammals, , and other an- blooms (Fisher et al. 1992; Mallin et al. 1993). imals; and alteration of and tro- Both N and P are considered here, and these nu- phic structure. trients should be co-managed in the development A distinction must be made between two differ- of strategies to minimize HABs. Other nutrients ent types of HABs—those that involve toxins or such as silicon (Si) and (Fe) also can signifi- harmful metabolites, such as toxins linked to wild- cantly influence the outcome of species domi- death or human seafood poisonings, and those nance and the structure and abundance of phyto- which are nontoxic but cause harm in other ways. communities under cultural eutrophica- Some algal toxins are extremely potent, and low- tion (Heckey and Kilham 1988; Wilhelm 1995). density blooms can be dangerous, sometimes caus- For more than 50 years have recog- ing poisonings at as low as a few nized that noxious blooms of toxic or otherwise hundred cells lϪ1. Many HAB species that do not harmful (blue-), the produce toxins are able to cause harm through the most common harmful algae in freshwater , development of high biomass, leading to or , and slow flowing , are stimulated scums, the depletion of as blooms decay, by P enrichment (reviewed in Schindler 1977; or the destruction of for fish or shellfish by Smith 1983). These can form rotting hy- shading of submerged vegetation. perscum mats up to ca. 1 m thick, with billions of Eutrophication is the natural aging process of cells mlϪ1 and (chl a; index of algal aquatic ecosystems. The term was formerly used biomass) as high as 3,000 ␮glϪ1 (Zohary and Rob- mostly in reference to the natural aging of lakes erts 1989). Many species produce bioactive com- wherein a large, deep, nutrient-poor eventu- pounds, including potent hepatotoxins and neu- ally becomes more nutrient-rich, more productive rotoxins that have caused livestock and wildlife with plant and animal life, and slowly fills in to death in most countries throughout the world become a , then a (Wetzel 1983). More (Skulberg et al. 1993; Codd et al. 1997) and, more recently, the term has been used to refer to cul- rarely, death of humans as well (Chorus and - tural or accelerated eutrophication of lakes, rivers, tram 1999). The relationship between cyanobac- estuaries, and marine waters, wherein the natural teria and P is sufficiently strong that in many lakes eutrophication process is advanced by hundreds or of moderate depth (Ն 10 m) with low abiotic tur- thousands of years by human activities that add nu- bidity, the -season of total P in trients (Burkholder 2000). Nixon (1995, p. 95) de- lakes (specifically, during lake overturn or total wa- fined eutrophication as ‘‘the process of increased ter column mixing) has been used with reasonable organic enrichment of an , generally success to predict the late maximum in through increased nutrient inputs.’’ cyanobacterial biomass (as water-column chl a; Two nutrients in human-derived sources, phos- Wetzel 1983). This relationship has also held in phorus (P) and nitrogen (N), are of most concern estuarine and brackish coastal waters of Scandina- in eutrophication. In freshwaters, P is the least via and , where blooms of the toxic cya- abundant among the nutrients needed in large nobacterium, Nodularia spumigena, have been re- quantity (macronutrients) by photosynthetic or- lated to excessive P enrichment (Chorus and Bar- ganisms, so it is the primary nutrient that limits tram 1999). their growth (Schindler 1977). P can also limit or In freshwater reservoirs and rivers, mixing and co-limit algal growth in estuarine and marine en- flushing dynamics are more complex, and abiotic vironments that are sustaining high N inputs (Ru- from episodic loading is appre- dek et al. 1991; Fisher et al. 1992). In many tem- ciable. can be the primary resource limiting perate and polar coastal marine waters, N is the algal growth, rather than nutrients. The increased most important nutrient that limits primary pro- flow and mixing maintains relatively high nutrient duction of photosynthetic organisms (Dugdale and supplies, and P has not been used successfully to Goering 1967; Glibert 1988). N is often the nutri- predict the occurrence and extent of late summer 706 D. M. Anderson et al. cyanobacterial blooms (Canfield and Bachmann Coastal waters are receiving massive and increasing 1981; Thornton et al. 1990). Modest success in un- quantities of industrial, agricultural, and sewage ef- derstanding nutrient stimulation of harmful algae, fluents through a variety of pathways (Vitousek et and in being able to reliably predict HABs from al. 1997). In many urbanized coastal regions, these nutrient inputs, has been achieved to date only for anthropogenic inputs have altered the size and cyanobacteria in clear-water lakes of moderate composition of the nutrient pool which may, in depth and dependable mixing regimes. Reliable turn, create a more favorable nutrient environ- prediction of the growth of HAB species in rivers ment for certain HAB species. (including run-of-river impoundments), estuaries, From innovative syntheses of available databases and coastal waters, characterized by highly com- worldwide, Smayda (1989, 1990) made a compel- plex and stochastic mixing and flushing patterns, ling case for the increase in blooms of some HAB has remained a challenge (Thornton et al. 1990; species being a result of coastal eutrophication. He Burkholder 2000). presented a unifying framework that stressed anal- The nature of the global HAB problem in estu- ogies in phytoplankton response across arine and coastal waters has changed considerably geographic regions and encouraged scientists and over the last several decades, both in extent and its resource managers to consider the previously ne- public perception (Anderson 1989; Smayda 1990; glected role of accelerated eutrophication in Hallegraeff 1993). Virtually every coastal country HABs. Now, more than a decade later, the heavy is now threatened by multiple harmful or toxic al- public and scientific attention given to HABs and gal species, often in many locations and over broad apparent increasing trends, new outbreaks, or, in areas. This trend has been referred to as the ap- a few cases, outbreaks that have diminished in size parent global expansion of HABs because for many or frequency, suggest that it is time to assess sci- locations, poor historic data are available. It is not entific progress in some of the issues that relate to clear as to how much of the increase reflects possible human-induced changes in HAB distri- heightened scientific awareness and scrutiny of bution and dynamics. In particular, emphasis is coastal waters and seafood quality versus an actual needed on the physiological, ecological, and envi- increase in the number, severity, or frequency of ronmental mechanisms involved. There is no ques- outbreaks (Anderson 1989). Many new bloom spe- tion that nutrients are required by HABs, as they cies are believed to reflect the discovery of hidden are by all algal species. Here we address current flora (Smayda 1989) which had exist- insights into the relationships between HABs and ed in those waters for many years, but which had eutrophication, focusing on sources of nutrients, not been detected or recognized as harmful until the known effects of nutrient loading and reduc- the advent of more sensitive toxin detection meth- tion, new understanding of pathways of nutrient ods or an increase in the number and training of acquisition among HAB species, and the specific observers (e.g., Anderson et al. 1994). The num- relationships between nutrients and toxic algae. ber of known toxic dinoflagellates has increased Through local, regional, and global examples of from roughly 20 only a decade ago to at least 55 these various relationships, we offer both an as- today (Burkholder 1998), yet none of these more sessment of the state of understanding, and the recently known species appear to be mutants or uncertainties that require future research efforts. species that have suddenly become toxic. Geolog- ical records or past monitoring data, where avail- Sources of Nutrients and their Relationship able, indicate that in many locations these species with HABs were present in the plankton all along, but were Many sources of nutrients can stimulate harmful not discovered until recently. As underscored by algal blooms, including sewage and animal , Hallegraeff and Bolch (1992), the accidental intro- atmospheric deposition, and groundwater inflow, duction of HAB species into an area via ballast wa- as well as agricultural and other runoff. ter discharge can also be a contributing factor to Yet another source is the growing aquaculture in- the global expansion. dustry in many coastal areas. Of considerable concern, particularly for coastal Human activities have had a tremendous impact resource managers, is the potential relationship be- on the global cycling of nutrients in coastal sys- tween the apparent increase in HABs and the ac- tems. The export of P to the has increased celerated eutrophication of coastal waters due to 3-fold compared to pre-industrial, pre-agricultural human activities. Linkages between HABs and eu- levels, and N has increased even more dramatically, trophication have been noted within the past two especially over the last 4 decades (Caraco 1995; decades (e.g., Officer and Ryther 1980; Lam and Smil 2001). During that time, the flux of N in- Ho 1989; Smayda 1989, 1990; Riegman 1995; Rich- creased 4-fold into the Mississippi River and more ardson and Jorgensen 1996; Richardson 1997). than 10-fold into the rivers entering the HABs and Eutrophication 707

(National Research Council 2000; Smil 2001). Hu- early 1960s (Constant and Sheldrick 1992; Caraco man activity is estimated to have increased N in- 1995; Matson et al. 1997; Smil 2001). There is a puts to the coastal waters of the northeastern Unit- direct relationship between develop- ed States generally and to specif- ment, fertilizer applications, and riverine N and P ically by 6–8-fold (Boynton et al. 1995; Howarth fluxes (Fig. 1a,b; Caraco 1995; Smil 2001). When 1998). these nutrient supplies reach lower rivers, estuar- Point sources generally are less important nutri- ies, and coastal waters, they are available for phy- ent contributors than nonpoint sources, when con- toplankton uptake and growth. The com- sidered on an annual basis (National Research ponent of can travel long distances. For Council 2000). Point sources can be a major example, Mallin et al. (1993) demonstrated a sig- source of nutrients for small watersheds within, or nificant relationship between nitrate, carried ca. adjacent to, major population centers. 400 km downstream to the lower Neuse contributes an estimated 67% of the N inputs to (over a 2-wk period), and increased phytoplankton annually, largely due to sewage . from City. de- Nutrient inputs from runoff vary not only in liver from 40–80% of the N to Kaneohe Bay, Ha- quantity (influenced by rainfall and other environ- waii, and to Narragansett Bay, Rhode Island (Nix- mental factors), but also in composition (based on on and Pilson 1983; National Research Council the form of fertilizer in use), and this has impor- 1993). More rarely, point sources can be major tant implications for HAB development. A dramat- components of nutrient loads to moderately sized ic trend in world fertilizer production is the in- watersheds. One , the world’s largest creased proportion of in world N production, mine, added 50% of the total P loading especially in third-world countries (Fig. 1c; Con- to the mostly agricultural Tar-Pamlico watershed of stant and Sheldrick 1992). Urea now comprises the Albemarle-Pamlico estuarine system in North roughly 40% of all N fertilizers produced (Con- Carolina for nearly 30 years (ca. 2,800 metric tons stant and Sheldrick 1992). This is significant be- of free phosphate dust added per day to the Pam- cause data indicate that in some areas, this shift in lico Estuary; reduced by Ͼ 90% in the early 1990s; fertilizer composition has resulted in a shift in the North Carolina Department of Environment, nutrient composition of runoff, potentially favor- Health and Natural Resources [NC DEHNR] ing some HAB species. 1994). Ground water has also been identified as an im- Nonpoint sources of nutrients (from agricultural portant source of nutrients to receiving surface wa- activities, fossil-fuel combustion, and animal feed- ters. Human population growth and agricultural ing operations) are often of greater concern than practices have increased nutrient loadings to point sources because they are larger and more ground water, and this has the potential to affect difficult to control. Howarth et al. (1996) estimat- algal growth in adjacent rivers, lakes, estuaries, and ed that sewage contributes only 12% of the flux of coastal zones. In lakes the linkages between N from the North American continent to the groundwater nutrient inputs and HABs (mostly as North Atlantic . Only ca. 25% of the N and cyanobacteria) has been clearly demonstrated; P inputs to Chesapeake Bay come from wastewater Jones and Bachmann (1975) and Dillon and Rigler treatment plants and other point sources (Boynton (1975) were able to reliably predict late summer et al. 1995). Even in relatively large watersheds the phytoplankton biomass in natural lakes by taking importance of point source contributions increases into account the P supplied from septic effluent during summer low-flow conditions, when treated . In coastal areas such linkages can be and untreated wastewater can represent 50% or more complex and more difficult to prove conclu- more of the river flow (e.g., the Neuse estuary of sively. the Albemarle-Pamlico estuarine system; NC Some success has been achieved relating DEHNR 1994). This point becomes especially im- groundwater flow to the growth of the harmful portant, given the fact that many harmful algal spe- brown species anophagefferens in cies are most active in summer low-flow periods. Long Island, New York. This species has been as- Fertilizer application on land remains a major sociated with loss of eelgrass meadows and reduc- contributor to nonpoint nutrient , and tion in and growth of shellfish (Tra- this source is increasing at an alarming rate in cey 1988; Dennison et al. 1989; Gallagher et al. many geographic regions (Vitousek et al. 1997). 1989). LaRoche et al. (1997) hypothesize that in Both industrial and developing nations are using specific coastal bays, years with high inputs of significantly higher loadings of fertilizer in agri- ground water lead to high dissolved inorganic ni- culture, with global N and P fertilizer usage in- trogen (DIN) concentrations. A. anophagefferens is creasing 8-fold and 3-fold, respectively, since the not a strong competitor when DIN is high, as 708 D. M. Anderson et al.

Fig. 2. Example of localized, significant increase in atmo- spheric ammonium (squares) from concentrated animal oper- ations (circles; Sampson County, North Carolina, where there are 48 swine per person [ca. 2 million swine in total]). Approx- imately 72% of the variability in airborne during the past decade can be explained by the expansion of the county’s swine population, alone. Much of the nitrogen volatilized as ammonia during spray-application of swine effluent onto fields is deposited into receiving rivers and within a distance of ca. 100 km radius (modified from Mallin 2000).

shown in nutrient enrichment studies in meso- cosms, where the density of A. anophagefferens was inversely correlated with DIN concentrations (Keller and Rice 1989). When groundwater input is low, decay of the algal biomass created in pre- vious years from high DIN leads to elevated levels of dissolved organic nitrogen (DON) which A. an- ophagefferens can use efficiently (Berg et al. 1997). A groundwater index relationship has been for- mulated that correctly hindcasts brown tide blooms in 9 of 11 years on Long Island, but the relationship has not held for all embayments in which this species blooms (Gobler 1999; Lomas et al. 2001; Borkman and Smayda unpublished data). If the groundwater hypothesis is valid, the LaRoche et al. (1997) study also suggests that there can be a significant time lag between human activities that enrich the ground water (such as heavy fertilizer usage) and the eventual HAB impact. In Long Is- land Sound, it is possible that the massive brown tides which began suddenly in 1985 may reflect heavy fertilizer usage on land 10 or 20 years earlier. On local to global scales, one of the most rapidly increasing sources of nutrients to both freshwaters and the coastal zone is the (Figs. 2 and 3). Phosphate adsorbed onto fine , and nitrate derived from particulate or oxidized nitric/ nitrous oxides in wet and dry deposition, have long been recognized as important sources of nutrients Fig. 1. Nutrient inputs to the world’s oceans. A) The rela- to streams and lakes, and can be major sources tionship between population density in watersheds and export especially for softwater, nutrient-poor freshwater of soluble reactive (SRP) in river water, considering systems (Likens et al. 1979; Kilham 1982; Swedish 32 major rivers (from Caraco 1995). B) The relationship be- Ministry of 1982). In estuarine and tween the rate of fertilizer applications and the flux of riverine coastal waters, it has been estimated that 20–40% nitrogen in many of the world’s coastal ecosystems (from Smil 2001). C) Trends in the proportion of the contribution of urea of N inputs can be of atmospheric origin, from to world N fertilizer production from 1960 to 1990 (from Con- industrial, agricultural, and urban sources (Duce stant and Sheldrick 1992). 1986; Fisher and Oppenheimer 1991; Paerl 1995, HABs and Eutrophication 709

1991; Coale et al. 1996). Interactions between Fe and N can influence plankton community struc- ture (e.g., DiTullio et al. 1993), and may be a fac- tor in the regulation of growth and encystment of dinoflagellates (Doucette and Harrison 1991) and possibly in the toxicity of such as Pseudo- nitzschia spp. (Rue and Wells unpublished data). Aquaculture and cage culture systems rep- resent another source of nutrients, provided as feed or fertilizer and by the biological transfor- mations occurring in these high biomass systems. It has been suggested that these enriched systems may promote the growth of harmful species not previously detected in the source water (Anderson 1989; Hallegraeff 1993). The cultured re- tain only a fraction of their food, the rest decom- poses in the or settles to the bottom Fig. 3. Trends in fertilizer use and the number of red tides and decomposes, and either way, the nutrients re- reported for Chinese coastal waters (data redrawn from Smil leased from this can stimulate phy- 2001 and Zhang 1994). While the general pattern is increasing toplankton growth (Cho et al. 1996; Burford 1997; for both parameters, it is thought that atmospheric deposition Burford and Glibert 1999). The effect can be wors- may also play an important role in the development of these ened if the aquaculture site is constructed in wet- blooms. lands (e.g., salt or ) that otherwise would serve as a sink rather than a 1997; Driscoll et al. 2001). In other areas more re- source of nutrients to the system. moved from such sources, this proportion can be Sakamoto (1986) calculated that nutrients re- lower, such as in the where atmo- leased from fish culture sites affect an area 3–9 spheric inputs (1–2% of the total) are over- times the size of the aquaculture zone. In a qui- whelmed by contributions from the Mississippi and escent system, this sustained input could affect pro- Atchafalaya Rivers (Paerl et al. 2000). ductivity in the area, but the extent of the nutrient Atmospheric inputs are important not only be- impact may diminish with higher rates of flushing cause of their magnitude, but because the mix of by tides and currents. Recognizing the need for atmospheric nutrients, like other nutrient sources, dilution, fish farming operations in the northwest- can stimulate some phytoplankton species dispro- ern U.S. have shifted from easily accessible but portionately over others. Experimental manipula- poorly flushed bays and coves to areas with much tions have shown that rainwater can enhance pro- stronger currents resulting in a significant reduc- ductivity more than the addition of a single N tion in particulate and dissolved nutrient buildup source (Paerl 1997). The high proportion of DON and reduced planktonic and benthic impacts (Ren- in rainwater, representing up to 40% of its total N, sel personal communication). Many fish farms in is thought to be significant in this enhancement developing countries are located in shallow, easily (Timperley et al. 1985; Paerl 1997). Blooms in the accessible bays where nutrients can accumulate of China, which have escalated in fre- and stimulate algal blooms (e.g., Wu et al. 1994). quency over the past several decades (Fig. 3), have Benthic nutrient regeneration of the accumulated been related to atmospheric deposition in addition and decomposing feed may be a significant to direct nutrient runoff (Zhang 1994). It is esti- and sustained source of nutrients in such systems. mated that a typical rain event over the Yellow Sea The situation in these environments was described may supply sufficient N, P, and Si to account for in harsh terms by Romdhane et al. (1998, p. 82), 50–100% of the primary production of a HAB in referring to fish farms in Tunisian , event (Zhang 1994). ‘‘. . . eutrophication following increased human ac- The atmosphere, through both wet and dry de- tivity in and around these lagoons influences the position, may also be a source of key trace metals magnitude and frequency of toxic blooms. La- such as Fe (Church et al. 1991; Duce and Tindale goons may as traps for toxins or other 1991). Phytoplankton in many estuaries and - exudates from algae. We therefore stress that aqua- al waters (where most HAB species occur) can be culture inside lagoons is a hazardous business.’’ Fe-limited (e.g., Wells 1999), and additions of at- There is no simple generalization about the im- mospheric Fe could therefore contribute to some pacts of aquaculture operations on plankton com- bloom events (Martin and Fitzwater 1988; Cullen munities, or specifically, on HABs, although it is 710 D. M. Anderson et al. clear that in waters with a high density of aquacul- ture operations and poor flushing, the cumulative input of nutrients has impacts on plankton pro- ductivity. As is the case with the other sources of nutrients to coastal waters, the increased nutrient loading will lead to increased phytoplankton pro- duction, but whether this leads to toxic impacts depends on whether toxic species are present and on the relative abundance of the nutrient ele- ments, the mixing and hydrographic characteris- tics of the area, and other factors such as intensity or light availability. Nutrient Loadings, Nutrient Reductions, and High-Biomass HABs On local, watershed, and global scales, strong Fig. 4. Generalized ecosystem response to nutrient loading. correlations have been shown between total P in- At low levels of nutrient loading, the organismal response may put into freshwaters, and between total N input be rapid, but biomass changes would be few. At high rates of into estuaries and coastal waters and total phyto- nutrient loading, the physiological responses of the plankton production (Schindler 1977; Wetzel would be expected to be at or near saturating rates, and would 1983; Nixon 1992; Mallin et al. 1993). HAB species, show little increase, yet on a longer time scale, biomass would increase. like all plant-like organisms require certain major and minor nutrients for their nutrition, and these can be supplied either naturally from freshwater and marine biogeochemical processes or through the minimum response region, impacts are few, human activities such as pollution. These nutrient difficult to detect, and easy to reverse, while in the sources include dissolved inorganic and organic maximum response region, impacts are large and compounds of various types, as well as particulate often easy to detect, but substantially more difficult nutrients in the form of other organisms or detri- to reduce and control. tus. Nutrients can stimulate or enhance the impact In attempting to understand the impacts of nu- of toxic or harmful species in several ways. At the trient availability and nutrient loading on an aquat- simplest level, harmful phytoplankton may in- ic ecosystem, it is important to make the distinc- crease in abundance due to nutrient enrichment, tion between effects on physiological processes or but remain in the same relative fraction of the total productivity versus biomass accumulation. As ini- phytoplankton biomass. Even though non-HAB tially developed conceptually by Caperon et al. species are stimulated proportionately, a modest (1971) and applied more recently to the Chesa- increase in the abundance of a HAB species can peake Bay (Malone et al. 1996), nutrient loading cause it to become noticeable because of its toxic responses can be viewed in a manner analogous to or harmful effects. a saturating response curve (Fig. 4). The effects of A more frequent response to nutrient enrich- nutrients may fall in the minimal response region, ment occurs when a species or group of species which is dominated by rapid physiological adjust- begins to dominate under the altered nutrient re- ment and low biomass accumulation, or alterna- gime. In deeper freshwater, estuarine, and coastal tively, in the maximum response region, in which marine systems, phytoplankton dominate the algal physiological processes have become saturated, but flora. Macroalgae and benthic often biomass accumulations continue. The minimum dominate many lakes and shallow, poorly flushed response region of the curve also represents the estuaries, lagoons, and upper embayments, as well period of bloom initiation, whereas the maximum as reefs and rocky intertidal/subtidal habitats response region represents bloom maintenance. (Harlin 1993). In surface waters across the entire As the period of bloom initiation is characterized gradient, there are many examples of over- by minimal increases in biomass, the role of nutri- growth and high biomass blooms by phytoplank- ents in bloom initiation is far less understood than ton, benthic microalgae (especially ), and for the period during which a bloom may have macroalgae. In many cases, the responding domi- been maintained. Ultimately, the entire response nant species are not toxic and, in fact, are benefi- may be saturated at exceptionally high loading cial to coastal productivity until they exceed the rates due to limitation by some other factor. Within assimilative capacity of the system, after which an- this framework, it is important to recognize that in oxia and other adverse effects occur. When that HABs and Eutrophication 711 threshold is reached, seemingly harmless species all of the nutrient-laden water is exchanged or can have negative impacts. moved out of the lake, river, or estuary) and water In this context, much has been written about the depth play a major role in the duration of the pe- links between freshwater flow, nutrient loading (as riod in which nutrients are available to algal assem- total P and phosphate), and increased nontoxic (as blages. Lakes and reservoirs with high flushing well as toxic) cyanobacterial blooms in lakes, and rates and high P loading have significantly less al- the associated bottom-water anoxia, benthic ani- gal production than similar systems with poor mal mortalities, and fish kills that can follow these flushing (e.g., Dillon 1975; Canfield and Bach- outbreaks (Vallentyne 1974). Freshwater flow and mann 1981). The same is true of flushing in estu- nutrient loading (mostly as nitrate) have been aries and coastal waters, where shallow systems typ- linked to increased numbers of estuarine algal ically support more algal growth than deeper sys- blooms (as diatoms and other typically benign mi- tems (Wetzel 1983; Day et al. 1989). Chesapeake croalgae or as macroalgae), followed by oxygen def- Bay has an estimated mean turnover time of ca. 35 icits and finfish and/or shellfish kills (Harlin 1993; d and a mean depth of ca. 9 m (Magnien et al. Mallin et al. 1993). 1992). N and P loads are estimated at ca. 80 ϫ 106 Increases in high biomass phytoplankton blooms kgNyrϪ1 and 4 ϫ 106 kgPyrϪ1, of which 55–70% have been reported from the south China Sea (Qi is delivered during the -spring freshet (Mag- et al. 1993), the Black Sea (Bodeanu and Ruta nien et al. 1992; Boynton et al. 1995). Phytoplank- 1998), Hong Kong (Lam and Ho 1989), and many ton biomass during early spring blooms that are other locations, typically in parallel with the nutri- supported by these nutrient supplies can exceed ent enrichment of coastal waters. In Chesapeake 50 ␮g chl a lϪ1 (Glibert et al. 1995; Malone et al. Bay, high phytoplankton biomass is typically ob- 1996). The Neuse estuary has a mean water turn- served in the spring, associated with high riverine over time of ca. 80 d and a mean depth of ca. 3.5– nutrient inputs (Glibert et al. 1995; Malone et al. 4 m (Glasgow and Burkholder 2000; Glasgow et al. 1996). These large spring blooms eventually settle 2001a). In this smaller, poorly flushed, shallow sys- to the bottom, where heterotrophic pro- tem, loadings of ca. 5 ϫ 106 kg N yrϪ1 and 6–8 ϫ cess a major fraction of the organic material. This 105 kg P yrϪ1 have supported late winter-spring can result in depletion of oxygen as blooms of benign (nontoxic) dinoflagellates with warm (Malone et al. 1986; Shiah and Ducklow biomass as high as 300 ␮g chl a lϪ1 (Glasgow and 1994), leading to anoxia and benthic mortalities Burkholder 2000; Glasgow et al. 2001a). (e.g., Boynton et al. 1982; Malone et al. 1983; - Repeated incidence of increased, high-biomass er et al. 1988, 1992; Glibert et al. 1995). As another blooms provide evidence of a broadly based, stim- example, spring eutrophication from the N load- ulatory effect on phytoplankton from anthropo- ing of the Mississippi and Atchafalya Rivers to the genic nutrients. The evidence for this relationship Gulf of Mexico has resulted in enhanced phyto- is further strengthened by repeated observations plankton production and the development of an- that HABs tend to decrease when nutrient loading oxia in the Gulf of Mexico, a so-called is reduced. Among the most cited early reports of that has altered benthic food web dynamics sub- partial reversal of cultural eutrophication in fresh- stantially (Turner and Rabalais 1994; Rabalais et al. water involved removing sewage discharges from 1996). Lake Washington within metropolitan Seattle, One of the clearest examples of the direct de- Washington (Edmondson 1970). This lake had sus- velopment of a toxic species in response to in- tained noxious cyanobacteria blooms prior to the creased nutrient loading is the development of 1920s because of raw sewage inputs. Zero dis- Pseudo-nitzschia spp. on the Louisiana shelf in the charge of sewage to Lake Washington was imposed extended plume of the Mississippi River. Blooms in 1968, and the cyanobacterial blooms declined. of Pseudo-nitzschia spp. develop in high abundances In a much larger system, Great , the during the spring when nutrient loading is highest green macroalga Cladophora had choked much of (Dortch et al. 1997; Parsons et al. 1998, 1999; Pan the west basin with massive growth until improved 2001). Both historical data and preserved and detergent phosphate in cores (Dortch et al. 1997, 2000; Parsons et al. bans in the early 1980s led to significant reduction 2002) indicate a large increase in Pseudo-nitzschia in the nuisance blooms (Ashworth 1986). spp. abundance since the 1950s, concomitant with Reduced nutrient loading similarly has promot- increases in nutrient loading. Studies in meso- ed declines in estuarine and marine coastal HABs. cosms have also demonstrated a disproportional Sewage discharges to the Mumford Cove, a shallow increase in Pseudo-nitzschia spp. following nutrient estuary in Connecticut were rerouted to another pulsing (Dortch et al. 2000). waterway in the late 1980s, and within two years Flushing rate or turnover time (the rate at which massive nuisance blooms of the macroalga, Ulva 712 D. M. Anderson et al.

reported in the Inland Sea several decades ago, but is common now (Fukuyo personal communica- tion). This emphasizes a common dilemma faced by coastal managers, namely that effluent controls may reduce the number of phytoplankton blooms, but those actions may not result in fewer HAB im- pacts. This can happen because some species (and their high biomass blooms) may decrease in fre- quency or disappear as the waters become cleaner, but there are other harmful or toxic species that can fill that niche and have negative impacts. This reflects the great variation among HAB species in the levels of nutrients that are optimal for growth. In some cases, oligotrophic HAB species that are not good competitors when nutrient loads are high can thrive as loadings from land diminish. PSP-pro- ducing Alexandrium spp. have long occurred in Alaska, northeastern Canada, and northern Japan; all areas with relatively unpolluted and historically Fig. 5. Trends in industrial production (circles) and the pristine waters (e.g., Horner et al. 1997). On Long number of visible red tides (squares) in the Seto Inland Sea of Island, shellfishermen who have been devastated Japan. The vertical line represents the passage of the Seto In- land Sea Law in 1973, after which nutrient loadings were re- by recurrent A. anophagefferens brown tides since duced to one-third of 1974 levels. The triangles denote the 1985 point out that immediately prior to the out- number of red tides with fisheries impacts (redrawn from Okai- breaks, the affected waters are cleaner with more chi 1997 with additional data from Fukuyo). transparency compared to the past when brown tides did not occur (McElroy 1996). Reductions in nutrients generally will reduce blooms, but may lactuca, were eliminated (Harlin 1993). In the Seto not necessarily reduce all the potentially harmful Inland Sea in Japan between 1965 and 1976, the impacts of HABS or all of the HAB species. number of outbreaks (high biomass Another example of the effect of nutrient re- blooms) increased 7-fold (Okaichi 1997), in par- duction comes from the freshwater-to-brackish Po- allel with the increase in industrial production and tomac River, a of the Chesapeake Bay, () from domestic where phosphate removal from sewage began in and industrial wastes (Fig. 5). In 1973, Japanese the late 1970s. This region had previously experi- authorities instituted the Seto Inland Sea Law to enced repeated blooms of spp. with reduce COD loadings to half of the 1974 levels chlorophyll concentrations in surface waters ex- over a 3-yr period. The number of red tides began ceeding 70 ␮glϪ1, but after the nutrient reduc- to decrease in 1977, eventually falling to less than tions, there were sustained decreases both in total 30% of the peak frequency, which had been in ex- chlorophyll and in the frequency and intensity of cess of 300 blooms yrϪ1 (Fig. 5). This lower level the Microcystis blooms ( Jaworski 1990). Chloro- of bloom incidence has been maintained to the phyll levels were generally Ͻ 20 ␮glϪ1. present. These data demonstrate a general in- A final example is from the northwestern Black crease in phytoplankton abundance due to over- Sea, which experienced heavy pollution loading in enrichment, and a proportional decrease in the 1970s and 1980s due to industrialization, fer- blooms when that loading was reduced. It is inter- tilizer use, and in eight countries esting that toxic blooms (in this instance, those within that watershed, followed by reductions in that cause fish mortalities or other fisheries dam- these loads in the 1990s. Significant increases in age) also decreased after the loadings were re- inorganic and organic nutrients were noted over duced (Fig. 5). that initial 20-yr interval: nitrate was 2.5–8 times Another important observation from the Seto higher, and phosphate was up to 20-fold higher Inland Sea is that as the waters became less eutro- (Bodeanu 1993). A consequence of this enrich- phic and large biomass blooms decreased, there ment was an increase in the frequency and mag- was a shift in species composition, leading to a nitude of algal blooms, as well as changes in the greater prevalence of some that are responsible for species composition. In the 1960s, high biomass shellfish poisonings in humans, such as Alexan- blooms were rare, but during the two decades of drium tamarense and A. catenella. Paralytic shellfish intense eutrophication , blooms became poisoning (PSP) caused by these species was not recurrent, with cell densities greatly exceeding past HABs and Eutrophication 713

abundance levels (Bodeanu 1993). During the ulation of non- species following changes in 1980s, when nutrient loadings peaked, 49 major the availability of N or P relative to . Dia- blooms were reported, of which 15 had Ͼ 10 mil- toms, the vast majority of which are harmless, re- lion cells lϪ1 (Bodeanu and Ruta 1998). Anoxia, quire silica in their cell walls, whereas most other fish mortalities, and other impacts were frequent. phytoplankton do not. Since silica is not abundant A characteristic of this interval was the decreased in sewage effluent but N and P are, the N:Si or P: abundance of diatoms and larger algae, and their Si ratios in some lakes, rivers, estuaries, and coastal replacement by flagellates and nanoplankton. In a waters have increased over the last several decades striking reversal, algal blooms began to decrease in (Shelske et al. 1986; Smayda 1989, 1990; Rabalais 1991, both in number and size, and this trend has et al. 1996). In theory, diatom growth will cease continued to the present. Diatoms became more when silica supplies are depleted, but other phy- dominant, and nanoplankton and flagellates de- toplankton classes can continue to proliferate us- creased. From 1991–1996, there were only three ing the excess N and P. blooms with cell concentrations in excess of 10 mil- Research is ongoing in various geographic re- lion cells lϪ1. This reduction in blooms coincided gions to further examine this concept, which is with significantly decreased fertilizer usage as a re- supported by several data sets. From a long-term sult of the loss of economic subsidies that accom- database in Great Lake Michigan, Schelske et al. panied the breakup of the former Soviet Union (1986) found evidence of silica depletion that was (Bodeanu and Ruta 1998). It will be interesting to correlated with increased anthropogenic P loading see if the positive trend in bloom incidence of re- through the early 1970s. By the 1980s, cyanobac- cent years is reversed when economic develop- teria and colonial green algae had increased to co- ment, and thus fertilizer usage, increase in the with diatoms, but at that point P inputs coming years. began to decline. The phytoplankton community There are a number of examples where increas- then shifted from ca. 50% cyanobacteria and co- es and decreases in nutrient loadings due to hu- lonial greens to replacement by flagellates in sum- man activities have resulted in parallel increases or mer with diatoms dominant in the spring. Similar- decreases in bloom incidence. Many of these ex- ly, in marine waters of Tolo Harbor in Hong Kong, amples are of high biomass blooms, that cause there was an 8-fold increase in the number of red harm through excessive population development tides (mainly dinoflagellates) per year between and its decay. Other factors need to be considered 1976 and 1989, in parallel with a 6-fold increase in in understanding phytoplankton compositional human population density and a 2.5-fold increase changes that lead to development of HAB out- in nutrient loading in that watershed that altered breaks, but not necessarily to high biomass pro- the nutrient ratios (Lam and Ho 1989). In the mid duction. to late 1980s, as pollution loadings decreased due to the diversion of sewage effluent to Victoria Har- Nutrient Composition and HAB Development bor, there was a resurgence of diatoms and a de- Many factors affect phytoplankton species com- crease in dinoflagellates and red tides (Yung et al. position and bloom development, and among 1997). these is the composition of the nutrient pool—the These blooms in Tolo Harbor show a distinct re- forms of the nutrients supplied, as well as the rel- lationship with nutrient ratios, but not just N:Si or ative abundance of the major nutrient elements. P:Si. Hodgkiss and Ho (1997) demonstrated that Some generalities are beginning to emerge with the numbers of dinoflagellate red tides increased respect to the preference of many bloom-forming as the annually averaged N:P ratio fell from 20:1 species for specific forms of nutrients, as well as to 11:1 between 1982 and 1989 (Fig. 6). In more the tendency for some blooms to occur when the detailed analysis of the patterns during a single ratios of nutrient availability or supply are altered. year, Hodgkiss (2001) showed that whenever the The latter concept is based largely on the nutrient N:P ratio fell below ϳ10:1 in Tolo Harbor, dinofla- ratio hypothesis (Tilman 1977; Smayda 1990, 1997) gellate cell numbers increased. These two inverse which argues that environmental selection of phy- correlations are consistent with experimental data, toplankton species is associated with the relative whereby the three major dinoflagellate species in availability of specific nutrients in coastal waters, Tolo Harbor in the 1980s (Prorocentrum micans, P. and that human activities have altered these nutri- sigmoides, and P. triestinum) were shown to have op- ent supply ratios in ways that change the natural timal N:P ratios for growth of 5–10, 4–15, and 8– phytoplankton community composition and possi- 15:1, respectively, all significantly below Redfield bly favor harmful or potentially toxic forms. proportions. As the N:P ratio in Tolo Harbor de- Perhaps the clearest demonstration of the effect creased between 1982 and 1989, these species in- of altered nutrient supply ratios involves the stim- creased in abundance. 714 D. M. Anderson et al.

Fig. 7. Change in N:P molar ratio (circles) in Dutch coastal Fig. 6. Trends in the N:P molar ratio (circles) and the num- waters coincident with increase in blooms (squares; ber of reported red tides (squares) in Tolo Harbor, Hong Kong redrawn from Riegman 1995). from 1980 to 1990 (redrawn from Hodgkiss and Ho 1997).

Hegeman 1986; Smayda 1990). Riegman (1995) In Tunisian lagoons where aureo- further showed that in mixed phytoplankton as- lumi (formerly Gyrodinium aureolum) was found to semblages in the laboratory, P. poucheti became be the cause of repeated fish kills in aquaculture dominant only when N:P ratios were 7.5 or lower, systems, blooms occurred when the N:P ratio and at N:P ratios of 1.5, there was almost complete (which was normally very high) began to decline P. poucheti dominance. These relationships are con- in the (Romdhane et al. 1998). There is sistent with the trends for summer blooms of P. evidence to suggest that the ichthyotoxic dinofla- poucheti in Dutch coastal waters, which accompa- gellate Pfiesteria piscicida may do disproportionately nied a shift from P-limitation to N-limitation in the well when the ratio of N:P decreases following an area; lower N:P ratios coincided with higher, and increase in the availability of phosphate (Burk- more variable, P. poucheti abundance (Fig. 7). holder and Glasgow 1997; Burkholder et al. 2001b; Nutrient ratios may also be affected by other Glasgow et al. 2001b). types of human development in addition to direct Another prominent example of the importance . The building of dams has nu- of nutrient supply ratios in determining phyto- merous associated environmental problems, in- plankton species composition is seen with the cluding the potential for altered . Dam -producing prymnesiophyte Phaeocystis pouch- construction, coincident with increased P loading, eti. A 23-year time series off the German coast doc- has led to diatom blooms, and thus to the seques- uments the general enrichment of these coastal wa- tration of silica (Turner and Rabalais 1991). In the ters with N and phosphate and a 4-fold increase in development of the massive Three Gorges Dam in the N:Si and P:Si ratios (Radach et al. 1990). This the upstream region of the Changjiang ( was accompanied by a decrease in the diatom com- River), the potential for eutrophication and other munity and an increase in the occurrence of Phaeo- massive environmental and cultural damage has cystis blooms. Mass occurrences of this species be- been greatly debated (Zhang et al. 1999). In this gan in 1977 in the North Sea (Cade´e and Hege- system, it is thought that by the year 2010, silica man 1986) and increased in cell abundance and will be significantly reduced due to diatom uptake bloom duration through 1985. The general N and and sediment trapping by the dam, and this com- P enrichment of that coastal area resulted in winter bined with the trend of increasing N loading will concentrations an order of magnitude higher than lead to very high N:Si and N:P ratios downstream. those in adjacent Atlantic waters (Lancelot 1995). As the Changjiang watershed supplies nearly 10% The abundance of these nutrients is less of an issue of the total world population’s and than their relative proportions. These blooms were 40% of the Chinese national food production, the first related to the increase in N:Si ratios, particu- societal benefits from the dam are significant, as is larly following the spring diatom blooms which de- the potential for negative impacts on the health of pleted the silica but not the nitrate (Cade´e and coastal ecosystems (Zhang et al. 1999). HABs and Eutrophication 715

The nutrient ratio concept has recently been ex- panded to include the relative abundance of dif- ferent chemical forms of nutrients, such as organic versus inorganic N and carbon (C) compounds. Recent studies in enriched coastal areas have shown that while productivity may increase quan- titatively with overall N availability, the DON com- ponent may contribute disproportionately to the changes in phytoplankton succession, apparently favoring the development of some HABs (Paerl 1988; Berg et al. 1997; LaRoche et al. 1997; Lomas et al. 2001). The DON pool is composed of a wide Fig. 8. Relationship between DOC:DON for numerous range of compounds from small amino acids and bloom periods and locations. In each case, the dark bars rep- urea to complex such as and resent either long-term average non-bloom periods for the same humic acids. Some are available for assimilation by sites or comparable sites outside of the bloom region. The gray bars represent the periods during the peak of bloom occur- the phytoplankton, whereas many other com- rence. The non-bloom data from the P. piscicida and P. minimum pounds are highly refractory and not readily used. blooms represent long-term monitoring results for of One component of the DON pool, urea, has been Chesapeake Bay. The P. piscicida bloom occurred in these same shown to be highly correlated with the outbreak of tributaries in Maryland in 1997, and the P. minimum bloom oc- curred in the same region in 1998. The A. anophagefferens harmful dinoflagellates in estuarine fish ponds blooms were sampled either in New York or Maryland coastal (Glibert and Terlizzi 1999), where elevated levels bays in 1999. The Gymnodinium spp. bloom was sampled during of urea were associated with significant dinoflagel- a red tide event in Kuwait Bay, 1999 (data were derived and late outbreaks 73% of the time, but urea concen- redrawn from Glibert et al. 2001; Lomas et al. 2001; and Glibert trations of Ͻ 1.5 ␮M were not associated with any unpublished data). dinoflagellate blooms. In several Chesapeake Bay tributaries, high urea concentrations have also trient supply will not necessarily correlate with the been found to precede large blooms of the dino- rate of nutrient assimilation by the algae, as the flagellate Prorocentrum minimum (Glibert et al. latter is controlled by nutritional preferences, up- 2001). The trend toward increasing applications of take capabilities, and physiological or nutritional urea fertilizer (Constant and Sheldrick 1992) may status. The response by either the total phytoplank- increase the likelihood of blooms of organisms ton community or individual species within the that grow well on this nutrient. community also depends on many factors, includ- Several HABs have been shown to be related to ing interactions with grazers and physical forcings an elevation in the ratio of dissolved organic car- such as turbulence. Grazers may inhibit the devel- bon (DOC):DON. Three separate blooms in Ches- opment of phytoplankton biomass through their apeake Bay occurring over a 3-yr period, including feeding, while at the same time, enhance the re- P. piscicida, P. minimum, and A. anophagefferens, were generation of nutrients through their release and all correlated with elevated DOC:DON ratios rela- excretion. This in turn will alter the balance of re- tive to the long-term mean (Glibert et al. 2001; Fig. duced versus oxidized forms of N (Glibert 1998). 8). The elevation in this ratio for these particular The assimilation of nutrients by phytoplankton blooms was a reflection of both elevated levels of depends on environmental factors such as light, DOC as well as a depletion of DON. Lomas et al. , and water column stability with dif- (2001) have shown this relationship to be robust ferent environmental effects having differential im- for numerous brown tide blooms in Long Island, pacts on different nutrient substrates. The uptake New York (Fig. 8). During a bloom of Gymnodinium of ammonium and urea are usually thought to be spp. in Kuwait Bay, the ratios of DOC:DON for sta- less light dependent than the uptake of nitrate tions collected within the bloom were approxi- (MacIsaac and Dugdale 1972; Fisher et al. 1982), mately twice those determined for non-bloom sta- and the temperature dependence of ammonium tions with a mixed phytoplankton assemblage uptake may also differ from that of nitrate (Lomas (Heil et al. 2001; Fig. 8). This relationship is de- and Glibert 1999a). Water column stability is an- serving of additional study in other bloom condi- other critical factor influencing species composi- tions. Of particular interest in this context is the tion. Blooms of Karenia cf. mikimotoi have been as- potential change in DOC:DON preceding blooms. sociated with warm, stable conditions, and can per- sist for extended periods with low light and low Pathways of Nutrient Acquisition nutrients (Dahl and Tangen 1993). In Norwegian An understanding of physiological responses is waters, these blooms initiate at the in further complicated by the fact that the rate of nu- the summer or early autumn in offshore waters, 716 D. M. Anderson et al. then collect at hydrographic fronts in nearshore ne´li et al. 1997). Using different methods, Jacob- waters (Dahl and Tangen 1993). In Tunisian la- son and Anderson (1996) found food vacuoles goons, where blooms of G. aureolum have caused containing prey fragments (probably ) in Di- repeated fish kills, a correlation has been found nophysis norvegica and D. acuminata, confirming between the development of blooms and decreas- these species’ ability to ingest particulate food. ing day length, consistent with the frequency of Other common HAB species have also been shown these blooms being greater in late summer or au- to be mixotrophic, including Heterosigma carterae tumn (Romdhane et al. 1998). Any potential ef- (ϭ H. akashiwo), A. tamarense (Nygaard and Tobie- fects of nutrient stimulation on HAB biomass or sen 1993), and Gyrodinium galatheanum (ϭ Karlo- productivity must be considered within the physi- dinium micrum; Li et al. 2000, 2001). Given the im- cal and environmental tolerances of the particular portance of mixotrophy in many species, as well as species of concern. the development of new methods to measure in- In recent years, the physiological strategies by gestion and C uptake (Schnepf and Elbra¨chter which different groups of species acquire their nu- 1992; Stoecker 1999; Stickney et al. 2000), the trients have become better understood. Rapidly number of HAB species known to be mixotrophic growing marine diatoms have been highly corre- will likely increase as more are examined for this lated with large and/or frequent additions of ni- characteristic (Burkholder and Glasgow 1995, trate, in part because they have physiological ad- 1997; Burkholder et al. 2001b). aptations which allow them to exploit nitrate-rich A unique example of mixotrophic nutrition is conditions (Takahashi et al. 1982; Goldman 1993; the toxic Pfiesteria complex (two species—P. pisci- Lomas and Glibert 1999a,b, 2000). Microflagella- cida and Pfiesteria shumwayae; Burkholder et al. tes, including dinoflagellates, are most frequently 2001a,b). These dinoflagellates are , associated with low nitrate concentrations, higher yet they can be stimulated directly and indirectly ammonium, urea, or DON supply, and consistent by inorganic as well as organic nutrient enrich- physiological preference for reduced N forms ment (Burkholder and Glasgow 1997, 2001; Burk- (e.g., Berg et al. 1997; Carlsson et al. 1998; Lomas holder et al. 1998a, 2001a,b; Glasgow et al. 2001b; and Glibert 1999b). Most estuarine and coastal ma- Parrow et al. 2001). Like other heterotrophic di- rine HAB species are microflagellates. Harmful es- noflagellates (Schnepf and Elbra¨chter 1992), they tuarine dinoflagellates tend to occur in waters that can take up inorganic and organic nutrients di- have seasonally high phosphate and nitrate, as well rectly (e.g., dissolved amino acids: Burkholder and as high DOC and other organic nutrient forms Glasgow 1997; Glasgow et al. 1998; nitrate, am- (Burkholder and Glasgow 1997; Burkholder et al. monium, and urea: Lewitus et al. 1999a). Pfiesteria 1997, 2001a,b; Magnien et al. 2000; Glasgow et al. spp. are not capable of on their 2001a; Glibert et al. 2001). Indeed, the brown tide own, but zoospores can retain from species that blooms in Texas, algal prey (Burkholder and Glasgow 1997; Lewitus is incapable of nitrate uptake, and thus must use et al. 1999a,b; Glasgow et al. 2001c). This phenom- reduced N forms (DeYoe and Suttle 1994). enon, kleptochloroplastidy, is increasingly recog- An important physiological of many nized in dinoflagellates and some protozoan cili- flagellate species, including some HAB species, is ates (Stoecker 1998; Skovgaard 1998). the ability to acquire both N and C via Kleptochloroplastidy allows Pfiesteria spp. to ingestion or by the uptake of dissolved organic function as for hours to days (Lewitus compounds (reviewed in Grane´li and Carlsson et al. 1999a). In this mode, cells can take up N 1998). Such mixotrophic or heterotrophic tenden- directly (Lewitus et al. 1999a). Pfiesteria spp. have cies have been linked with the ability of these cells also been shown to be stimulated indirectly by nu- to thrive in environments where inorganic nutri- trient enrichment, mediated through the abun- ents or light may otherwise be insufficient to meet dance of algal prey that they consume when fish their nutritional or C demands. Toxic Chrysochro- are not present (Burkholder and Glasgow 1995, mulina polylepis cultures have been shown to con- 1997; Glasgow et al. 1998; Parrow et al. 2001). The sume more algal food when limited by P compared ability to consume an array of prey ranging from to nutrient-replete and N-limited conditions bacteria to mammalian tissues, as well as dissolved (LeGrand et al. 1996). Mixotrophy is now consid- substrates, allows Pfiesteria spp. to thrive where food ered essential for the survival and growth of many is abundant (Burkholder and Glasgow 1995, 2001; species, including those responsible for Burkholder et al. 2001b). Toxic Pfiesteria outbreaks diarrhetic shellfish poisoning (DSP). This is sup- have occurred in shallow, poorly flushed estuaries ported by uptake of 14C in the dark, either from that have been highly impacted by nutrient over- direct ingestion of labelled algal prey or dissolved enrichment, including the Neuse, Pamlico, and organic substances released by those algae (Gra- New River estuaries of North Carolina and the trib- HABs and Eutrophication 717 utaries of Maryland’s eastern (Burkholder et Indirect Nutrient Linkages with HABs al. 1995, 1997; Lewitus et al. 1995; Burkholder and All too frequently, public perception of whether Glasgow 1997; Glasgow et al. 2001a). In both lab- nutrient over-enrichment has reached undesirable oratory and field studies, Pfiesteria zoospore pro- levels has been based on acute, obvious or easily duction has been shown to be stimulated by hu- measured symptoms, such as high biomass algal man and animal wastes (Burkholder and Glasgow blooms, massive fish kills, and oxygen deficits. Be- 1997, 2001; Burkholder et al. 1997). Nutrients pro- cause of this focus, a broad array of indirect, vide a food-rich habitat for Pfiesteria spp., but other chronic, often-subtle but serious impacts of nutri- environmental conditions are required for toxic ent pollution on aquatic ecosystems remain under- Pfiesteria activity, especially poor flushing, fish in emphasized and, in some cases, poorly under- abundance, and brackish (Burkholder stood. The available data indicate that these chron- and Glasgow 1997; Glasgow et al. 2001a). The abil- ic, indirect impacts can be important in controlling ity of these heterotrophic dinoflagellates to func- the growth of HAB species over the long term in tion photosynthetically, and to switch between lakes, rivers, estuaries, and marine coastal waters. modes of nutrition and among an array of prey As eutrophication progresses, for example, shifts types as conditions change, represents a significant survival mechanism. in phytoplankton communities toward declines in Many phytoplankton have the ability to acquire certain diatom species in favor of less desirable na- some of their nutrients via extracellular oxidation noplankton and flagellates can lead to subtle but or hydrolysis. Extracellular amino acid oxidation important changes at higher trophic levels. Some has been shown to occur in a wide range of fla- freshwater diatom species that grow best in low nu- gellates and in a range of ecosystems, although this trient regimes produce that are essential for process appears to be expressed to a greater de- sexual reproduction. Under nutrient gree when ambient inorganic nutrient levels are at over-enrichment, these species are replaced by spe- or near depletion (Palenik and Morel 1990a,b; cies that produce low or negligible quantities of Pantoja and Lee 1994; Mulholland et al. 1998). these lipids (Kilham et al. 1997). In estuarine wa- Proteins and peptides may also be hydrolyzed at ters, spawning of green sea urchins and blue mus- the cell surface, producing smaller compounds sels appears to be triggered by a heat-stable metab- that can be taken up by the cells (Hollibaugh and olite that is released in high abundance by certain Azam 1983; Keil and Kirchman 1992; Pantoja et al. species of phytoplankton that decline with cultural 1997; Pantoja and Lee 1999). While much is still eutrophication (Starr et al. 1990). Replacement to be learned about the role of this process in the species that thrive under nutrient enrichment pro- development of HABs, there is some evidence that duce low or negligible quantities of the substance. certain HAB species possess this ability (Mulhol- At the same time, excessive nutrient loading has land et al. 2000). led to the decline and, eventually, the disappear- The uptake of organic compounds may contrib- ance of rooted vegetation that is critically impor- ute to the C requirements of HAB cells, in addition tant to the survival of animals such as certain zoo- to their N or P requirements. The suggestion that plankton, finfish, and/or shellfish which graze on C acquisition may stimulate algal growth rates algae. Overfishing has led to significant declines in through organic uptake is by no means new some shellfish species, such as populations (Schell 1974; Wheeler et al. 1974; Lewitus and in Chesapeake Bay (Newell 1988; Rothschild et al. Kana 1994). Specific examples of the linkage be- 1994). Such factors would interact in depressing tween DOC uptake and HAB development, how- grazing activity which, in turn, would indirectly en- ever, are only now beginning to emerge. In 1998, courage growth of phytoplankton, including HAB a new species of dinoflagellate, Kryptoperidinium species, under nutrient enrichment (Burkholder carolinium (sp. ined.; formal description ongoing 2000). by Lewitus unpublished data), was observed in the Nutrient loading seldom occurs alone. Atmo- waters of coastal South Carolina. Following inten- spheric deposition contains nutrients as well as sive monitoring of all forms of inorganic and or- acid-imparting contaminants and toxic substances ganic nutrients, it was concluded that bloom initi- such as ; cropland runoff carries not only ation followed the pulsed delivery of organic nu- nutrients, but pesticides and suspended trients (Lewitus et al. 2001). Bloom development (Miller 2000). Nutrients in poorly treated human was coincident with a greater than 3-fold decrease sewage and animal wastes are added to surface wa- in both DOC and DON. These findings under- ters along with and other toxic sub- score the need to incorporate organic nutrients stances, suspended solids, estrogens and estrogen- and heterotrophic potential in both monitoring mimic substances, and a wide array of microbial and models of HAB population dynamics. pathogens (Burkholder et al. 1997; Mallin 2000; 718 D. M. Anderson et al.

Miller 2000). Excessive nutrients act in concert phytoplankton have access to nutrient inputs and with these other, co-associated to cause to light. Horizontal tidal currents cause significant physiological stress and disease in sensitive grazing water exchange with the Iroise Sea, and reduce the which, again, could indirectly help to pro- accumulation of nutrients and plankton in the Bay. mote the growth of harmful algae through lowered As has been observed in certain other systems, nu- grazing pressure and facilitated access to weakened trient loading has been beneficial in that it sup- fish by some harmful algae that consume them as ports increased productivity. Such beneficial effects prey. should continue as long as those loadings fall with- Other factors such as suspended sediments or in the assimilative capacity of the system. grazing pressure may reduce or negate a poten- In some cases, indirect relationships between nu- tially stimulatory nutrient effect. In turbid lakes trient loading or availability and the development and reservoirs with high episodic sediment load- of a HAB species may be difficult to establish, due ing, and systems with relatively rapid flushing rates, to the complexities of the nutrient cycling path- high P loading may not stimulate phytoplankton ways involved. These may be on short temporal blooms because of light limitation and short water and spatial scales, or on longer-term scales. One turnover times (Dillon 1975; Cuker et al. 1990; example of such pathways potentially leading to Burkholder et al. 1998b). Cyanobacteria can HAB development involves the release of DON fol- bloom under low light availability by taking advan- lowing N fixation. Blooms of the N-fixing cyano- tage of periods between episodic sediment loading bacterium have been found to re- events when the water clears, or by using mecha- lease a significant fraction of their newly fixed N nisms for regulation to position them- in the form of ammonium and DON (Capone et selves near the water surface (Burkholder et al. al. 1994; Glibert and Bronk 1994). In dense 1998b; Dortch unpublished data). In lakes with low blooms of this organism, the concentration of re- to moderate nutrient loading, grazing pressure duced N forms can be enriched several-fold over from large-bodied zooplankton can significantly re- control sites (Karl et al. 1992; Glibert and O’Neil duce the populations of most phytoplankton spe- 1999; O’Neil et al. submitted). It has been sug- cies, balancing the nutrient stimulation effect gested that this production of reduced N fuels red (Harper 1992). tide blooms of Karenia brevis (ϭ Gymnodinium breve) Similar observations have been reported in es- off the coast of Florida (Walsh and Steidinger tuaries and coastal waters. The River estuary 2001; Lenes et al. 2001). Likewise, DON release by supplies a huge pollution load to the waters of the Trichodesmium has been shown to be correlated south China Sea, including the western waters of with an increase in the development of dinoflagel- Hong Kong, yet the number of red tides and gen- lates such as Dinophysis off the coast of Australia eral chlorophyll levels are low compared to the (O’Neil et al. submitted). conditions in Victoria Harbor and areas to the east. Another example of indirect stimulation of HAB Tang et al. (2001) hypothesized that this inverse species by nutrients is the ichthyotoxic dinoflagel- relationship between nutrient loading and algal late, P. piscicida. In toxic strains of this organism, biomass is due to the high sediment loads that ac- temporarily nontoxic zoospores are the precursors company the Pearl River discharge. Light limita- of actively toxic zoospores. These nontoxic zoo- tion would prevent the full utilization of the nutri- have been found to increase in response to ents supplied to the phytoplankton. elevations in chlorophyll (Burkholder and Glasgow In , increased nutrient loads 1997; Glasgow et al. 2001a), and their growth rates have resulted in increased secondary production have been shown to vary widely depending on the in the , which in turn modulates the algal form of algal prey (Burkholder and Glasgow 1995; biomass (Cloern 1982). In an analogous manner, Glasgow et al. 1998; Burkholder et al. 2001a; Par- primary production in the Bay of Brest, France, is row et al. 2001). Nutrients may select for certain nutrient limited, even with large nutrient loadings phytoplankton species which may promote Pfiester- from its tributaries. Nutrient inputs have increased ia growth in temporarily nontoxic mode. 3-fold since 1975, yet chlorophyll levels have not changed significantly (Le Pape et al. 1996; Le Pape Links between Nutrients and Toxicity and Me´nesguen 1997). Primary productivity has in- The discussion thus far has centered on nutrient creased slightly, but grazing pressure has as well, pools as they affect the growth and accumulation particularly in the benthos. In this case, the main of HAB cells. There is evidence that nutrients can control of eutrophication appears to re- play a major role in the regulation of toxicity in late to a strong tidal influence and hydrodynamic some HAB species, and this can have significant exchange. The resulting stirring hinders the for- implications to toxin monitoring programs and mation of a persistent surface where public health decisions. In some cases, toxicity can HABs and Eutrophication 719 increase or decrease dramatically depending on in involved. Due to the nutrient enrichment, HAB the limiting nutrient. production by A. cells might be more abundant, but because of the tamarense can be 5–10-fold higher in P-limited ver- altered nutrient ratios, their cellular toxicity could sus N-limited cells (Boyer et al. 1987; Anderson et be higher or lower than with non-eutrophic con- al. 1990). Likewise, production by ditions. Depending on the species, the net effect Pseudo-nitzschia multiseries is inversely correlated could thus be an increase, decrease, or no change with the ambient Si concentration in batch culture in overall toxicity from a public health, fisheries, (Pan et al. 1996a). In that study, cells began accu- or ecosystem impact perspective. This is an area of mulating this toxin only when the division rate de- obvious importance, but further research is need- clined as a result of partial or total depletion of ed before useful insights about nutrient form and silica. When cultures were N-limited, no toxin was HABs can be provided to coastal resource manag- produced. Toxin production was greatly enhanced ers. under P-deficient conditions in continuous cul- tures (Pan et al. 1996b). Recent results also suggest HABs with Little Apparent Link to that Fe limitation can enhance toxicity in Pseudo- Nutrient Enrichment nitzschia spp. (Rue and Wells unpublished data). A common assumption by the public and the For other HAB species a similar picture emerges: press is that new or unusual HAB events are some- toxin production varies significantly with different how linked to pollution, and that all nutrient in- degrees and types of nutrient limitation. The di- creases will result in algal blooms. The situation is noflagellate D. acuminata produced elevated levels far from that simple, but in many cases a link be- of the DSP toxin, , under both N and tween blooms and eutrophication can be identi- P limitation, but the enhancement was 6-fold larg- fied. It should be emphasized though that there er with N-limitation ( Johansson et al. 1996). In an are HABs that do not appear to have this linkage. analogous although opposite manner, Chrysochro- These are blooms for which there may be no nu- mulina polylepis was 6-fold more toxic under P en- trient relationship, or one that has not yet been richment than N-limited conditions ( Johansson identified. There may be other factors that exert and Grane´li 1999a). Another prymnesiophyte, more control in regulating plankton community Prymnesium parvum, increased toxicity under N-lim- dynamics. This is true for some new outbreaks and ited or P-limited conditions ( Johansson and Gra- for expansions of recognized or recurrent blooms. ne´li 1999b). PSP toxicity from toxic Alexandrium species is a pre- The chemical form of the nutrient supplied to sent-day problem in the relatively pristine waters of the HAB species can also affect toxicity, although the Gulf of Maine, as well as along most of the U.S. this is an area that has received relatively little west coast including Alaska. The blooms that occur study. K. brevis has been shown to increase its pro- undoubtedly use some nutrients that derive from duction of up to 6-fold when exposed human activities, given their proximity to the coast, to elevated urea levels of 0.5 to 1.0 mM in batch but other factors seem to better explain the recent culture compared to controls without urea enrich- spreading of these organisms. The PSP problem ment (Shimizu et al. 1993). The urea levels used has expanded into southern New England and into in that experiment far exceed those found under on the U.S. west coast over the last natural conditions, but the implication is that cer- several decades, but these increases are thought to tain compounds are more readily assimilated and reflect the of cyst-forming Alexandrium incorporated into algal toxins than others. With species into those regions by natural storms and the addition of urea or glycine, the cells switched currents and with the deposition of cysts that have from autrotrophic to , us- allowed the species to colonize the areas (e.g., Ren- ing the C skeleton only after the N was used. In sel 1993; Anderson et al. 1994). For Alexandrium this study, toxicity was not influenced by the addi- spp. in the Gulf of Maine, increased nutrient load- tion of leucine or aspartic acid (Shimizu et al. ing and composition appear to be secondary fac- 1993). tors influencing growth. The ecological implications of nutrient effects on toxicity are significant. What is not yet clear is Conclusions and Cautions how often the conditions that induce these chang- Eutrophication is a global problem, and coastal es actually occur in natural waters, and how human areas throughout the world have been affected. activities, and specifically eutrophication, affect There is little question that nutrient loading fuels overall toxin potential. One can envision several high biomass algal blooms, and increases in chlo- scenarios for eutrophic waters, depending on the rophyll have been shown to parallel increases in extent of nutrient enrichment, the resulting nutri- nutrient concentrations. There is clear evidence ent availability ratios, and the HAB species and tox- for direct stimulation of some HABs by nutrient 720 D. M. Anderson et al. over-enrichment. The linkages between other LITERATURE CITED HABs and eutrophication, however, are more com- ANDERSON, D. M. 1989. Toxic algal blooms and red tides: A glob- plex and include indirect as well as direct path- al perspective, p. 11–16. In T. Okaichi, D. M. Anderson, and ways; and linkages between some oligotrophic T. Nemoto (eds.), Red Tides: Biology, HAB species and eutrophication are not known. and . Elsevier, New York. ANDERSON, D. M., D. M. KULIS,G.J.DOUCETTE,J.C.GALLAGHER, There have been many significant advances in our AND E. BALECH. 1994. of toxic dinoflagellates understanding of the physiological requirements in the Alexandrium from the northeastern United States for, and the mechanisms of nutrient acquisition by, and Canada. 120:467–478. HAB species. We have gained much knowledge of ANDERSON, D. M., D. M. KULIS,J.J.SULLIVAN, AND S. HALL. 1990. Toxin composition variations in one isolate of the dinoflagel- how certain nutrients, and their proportions, can late Alexandrium fundyense. Toxicon 28:885–893. regulate some species or groups of species. ASHWORTH, W. 1986. The Late, —An Environmental It is important to recognize that the impacts of History. Alfred A. Knopf, Inc., New York. nutrient loading depend on many factors, from the BERG, G. M., P. M. GLIBERT,M.W.LOMAS, AND M. A. BURFORD. 1997. Organic nitrogen uptake and growth by the chryso- species composition and nutritional state of the or- phyte Aureococcus anophagefferens during a brown tide event. ganisms at the time of the loading, to the physical Marine Biology 129:377–387. features of the environment at that point in time, BODEANU, N. 1993. Microalgal blooms in the Romanian area of as well as the existence of grazers. Similar nutrient the Black Sea and contemporary eutrophication conditions, p. 203–209. In T. J. Smayda and Y. Shimizu (eds.), Toxic Phy- loads will not necessarily have the same effect on toplankton Blooms in the Sea. Proceedings of the Fifth In- a different environment, or on the same environ- ternational Conference on Toxic Marine Phytoplankton. El- ment at a different point in time. It is important sevier, Amsterdam, The Netherlands. to avoid ascribing the apparent global increase in BODEANU,N.AND G. RUTA. 1998. Development of the plankton- ic algae in the Romanian Black Sea sector in 1981–1996, p. HABs solely to pollution or eutrophication, al- 188–191. In B. Reguera, J. Blanco, M. L. Fernandez, and T. though the public and the press often assume this Wyatt (eds.), Harmful Algae. Xunta de Galicia and Intergov- linkage. There are many causes for the expansion ernmental Oceanographic Commission of Ed- and eutrophication is but one of these mecha- ucational, Scientific and Cultural Organization, Paris, France. BOYER, G. L., J. J. SULLIVAN,R.J.ANDERSEN,P.J.HARRISON, AND nisms. F. J. R. TAYLOR. 1987. Effects of nutrient limitation on toxin Although there have been many successes in re- production and composition in the marine dinoflagellate Pro- lating nutrient quantity and composition to out- togonyaulax tamarensis. Marine Biology 96:123–128. breaks of HABs, in general the relationships be- BOYNTON, W. R., J. H. GARBER,R., AND W. M. KEMP. 1995. Inputs, transformations, and transport of nitrogen and tween nutrient delivery and the development of phosphorus in Chesapeake Bay and selected tributaries. Es- blooms of many HAB species, and between nutri- tuaries 18:285–314. ent enrichment and the potential toxicity of BOYNTON, W. R., W. M. KEMP, AND C. W. KEEFE. 1982. A com- blooms or outbreaks of those species, remain poor- parative analysis of nutrients and other factors influencing estuarine phytoplankton production, p. 69–90. In V. S. Ken- ly understood. Local, regional, and worldwide co- nedy (ed.), Estuarine Comparisons. Academic Press, New ordinated efforts, particularly those targeting com- York. parative ecosystems that include both highly eutro- BURFORD, M. A. 1997. Phytoplankton dynamics in ponds. phic waters and those that have experienced al- Aquaculture Research 28:351–360. BURFORD,M.A.AND P. M. GLIBERT. 1999. Short-term nitrogen tered nutrient inputs will be required to better uptake and regeneration in early and late growth phase understand the underlying direct and indirect shrimp ponds. Aquaculture Research 30:215–227. mechanisms that interact to control the complex- BURKHOLDER, J. M. 1998. Implications of harmful microalgae ities of these relationships. and heterotrophic dinoflagellates in management of sustain- able marine fisheries. Ecological Applications 8:S37–S62. BURKHOLDER, J. M. 2000. Eutrophication and oligotrophication, ACKNOWLEDGMENTS p. 649–670. In S. Levin (ed.), Encyclopedia of , Volume 2. Academic Press, New York. This work was supported in part by National Oceanic and BURKHOLDER,J.M.AND H. B. GLASGOW. 1995. Interactions of a Atmospheric Administration (NOAA) Grants No. NA96OP0099, toxic estuarine dinoflagellate with microbial predators and NA860P0493, and NA860P0510; NOAA Sea Grant NA86RG0075 prey. Archiv fu¨r Protistenkunde 145:177–188. (Project R/B-158); National Science Foundation (NSF) Grants BURKHOLDER,J.M.AND H. B. GLASGOW. 1997. The ichthyotoxic No. OCE-9808173, OCE-9415536, and OCE-9912089; and U.S. dinoflagellate Pfiesteria piscicida: Behavior, impacts and envi- Environmental Protection Agency (EPA) grant No. R-825551-01- ronmental controls. and 42:1052– 0l. This effort was supported by the U.S. Ecology and Ocean- 1075. ography of Harmful Algal Blooms (ECOHAB) Program spon- BURKHOLDER,J.M.AND H. B. GLASGOW. 2001. History of toxic sored by NOAA, the U.S. EPA, NSF, National Aeronautics and Pfiesteria in North Carolina estuaries from 1991 to the present. Space Administration (NASA), and Office of Naval Research BioScience 51:827–841. (ONR). This is contribution number 10398 from the Woods BURKHOLDER, J. M., H. B. GLASGOW, AND N. J. DEAMER-MELIA. Hole Oceanographic Institution, 3516 from the University of 2001a. Overview and present status of the toxic Pfiesteria com- Maryland Center for Environmental Science, contribution plex. Phycologia 40:186–214. CAAE-095 from the North Carolina State University Center for BURKHOLDER, J. M., H. B. GLASGOW,N.J.DEAMER-MELIA,J. Applied Aquatic Ecology, and 36 from the ECOHAB program. SPRINGER,M.W.PARROW,C.ZHENG, AND P. C ANCELLIERI. HABs and Eutrophication 721

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