EFFECTS of DROUGHT on FORESTS and RANGELANDS in the UNITED STATES 15 CHAPTER 2 Characterizing Drought for Forested Landscapes and Streams
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CHAPTER 2 Characterizing Drought for Forested Landscapes and Streams Charles H. Luce Neil Pederson John Campbell Connie Millar Patrick Kormos James M. Vose Ross Woods C.H. Luce is a Research Hydrologist, U.S. Department of Agriculture, Forest Service, Rocky Mountain Research Station (RMRS), Boise, ID 83702. N. Pederson is a Senior Ecologist, Harvard Forest, Petersham, MA 01366. J. Campbell is a Research Ecologist, U.S. Department of Agriculture, Forest Service, Northern Research Station (NRS), Durham, NH 03824. C. Millar is a Paleoecologist, U.S. Department of Agriculture, Forest Service, Pacific Southwest Research Station (PSW), Albany, CA 94710. P. Kormos is a Research Associate, U.S. Department of Agriculture, Agricultural Research Service (ARS), Boise, ID 83712. J.M. Vose is a Research Ecologist, U.S. Department of Agriculture, Forest Service, Southern Research Station (SRS), Center for Integrated Forest Science (CIFS), North Carolina State University, Department of Forestry and Environmental Resources, Raleigh, NC 27695. R. Woods is a Senior Lecturer, Faculty of Engineering, University of Bristol, Bristol, BS8 1TH, UK. 14 CHAPTER 2 Characterizing Drought for Forested Landscapes and Streams Introduction of place. A place can be dry or wet, but droughts occur in given locations over time. For example, the Sonoran The changing nature of drought is a growing global Desert may have a lack of water for many purposes, concern (Cook and others 2015, Dai 2011, Seneviratne but conceptually it has just the right amount of water and others 2010, Sheffield and Wood 2008b, Trenberth for the Sonoran Desert, and it occasionally experiences and others 2014, Wilhite and others 2014). Drought droughts. Wet places, like the coastal rain forests in can be a severe natural disaster with substantial social Washington State, also experience droughts when there and economic consequences affecting large areas with is an unusually dry summer. Consistently dry seasons extended durations (Wilhite and Buchanan-Smith 2005). would not merit the designation of “drought” in and Although it is clear that shifts in circulation patterns, of themselves; however, variations in how dry or long energy for evapotranspiration, and air temperatures are the dry season is from year to year are relevant. In changing in ways that enhance the consequences of places like the Western United States, where there is a drought, there is only weak consensus about the effects coincidence of the dry season with the growing season of climate change on drought occurrence (IPCC 2013, every year, it does not make sense to frame summer as Seneviratne and others 2012, Trenberth and others a “drought” so much as to note the seasonal aridity of 2014). Some of that uncertainty stems from the complex the location (Seneviratne and others 2012, Wilhite and nature of quantitatively defining drought, but also Buchanan-Smith 2005). because some of the changes in drought characteristics are only partially reflected in traditional drought metrics Although drought is generally defined from a climatic [Palmer Drought Severity Index (PDSI) and the perspective (precipitation levels that are much Standardized Precipitation Index (SPI)]. Furthermore, lower than the annual average), short-term moisture although these traditional metrics have adequately fluctuations also provide important ecological context. reflected the consequences of meteorologically derived A wet period leading to a vegetation flush, followed moisture deficits on agricultural commodities and by a long dry spell, for instance, may not constitute water supply, there is a poorer (although improving) a “drought” relative to long-term averages, but the understanding of how drought interacts with forests inability to meet the temporarily increased water and rangelands and their associated aquatic habitats. demand would nonetheless represent a meaningful Understanding the potential impacts of future drought drought. From the perspective of a plant, it may look on forests and rangelands requires knowledge of how like a temporary enhancement of seasonal aridity droughts impact forest, shrub, and rangeland structure contrasts. An example of this is seen in fire risks (covered in other chapters in this assessment) and how in rangeland ecosystems where wet springs can drought projections are characterized in the General produce an overabundance of fine fuels from invasive Circulation Model (GCM) output. annual grasses (Littell and others 2009, Swetnam and Betancourt 1998, Westerling and others 2003). The purpose of this chapter is to explore drought Similarly, such fluctuations have been tied to forest as a hydrometeorological phenomenon and reflect mortality, with timing having an important influence on broadly on the characteristics of drought that influence outcomes (Anderegg and others 2013). forests, rangelands, and streams. It is a synthesis of understanding about drought processes, hydrology, This descriptive definition also speaks to a purpose paleoclimatology, and historical climate variability, for water. Lack of water is most relevant when water and how this understanding can help predict potential requirements for sustaining terrestrial and aquatic future droughts and their consequences to forests and ecosystems or providing for human uses cannot be rangelands. It describes alternative approaches for met. In natural ecosystems, those requirements broadly characterizing drought and highlights additional work relate to climatological expectations (in a statistical that could inform projection and adaptation for future sense) for water supply. Similarly, in rational agricultural droughts. management, climatological expectations should still provide a basic norm for distinguishing drought What Is Drought? conditions, although sometimes drought is claimed when slightly dry conditions endanger marginally suited Drought is a lack of water. This simple wording implies crops. Generally, drought is perceived as a concern potentially complex stories. The most important during the growing season or warm season, as these implication is that drought is characteristic of time, not are when there is a demand for water. However, EFFECTS OF DROUGHT ON FORESTS AND RANGELANDS IN THE UNITED STATES 15 CHAPTER 2 Characterizing Drought for Forested Landscapes and Streams droughts can have substantial ecological consequence terms of the harm it can induce. It is broadly seen as related to lack of snow cover, particularly for wildlife one of the most potentially severe natural disasters (McKelvey and others 2011) or plants that are protected in terms of either human lives or capital loss because from cold extremes by a layer of snow. it covers large areas and can lead to famine for large populations (Wilhite and Buchanan-Smith 2005). Drought Classification Drought has generally been framed in four classes or “types” (Wilhite and Glantz 1985): (1) meteorological Most of the indices applied to classify drought are drought, (2) hydrologic drought, (3) agricultural tied to common meteorological measurements, like drought, and (4) socioeconomic drought (table 2.1). precipitation and temperature, because these are widely These four classes are not mutually independent, available with relatively long records. The long records but refer to different ways to measure, identify, or make it possible to compare particular precipitation conceptualize drought conditions. Almost all types of amounts or water-balance estimates to the local drought relate to meteorological conditions leading climatological distribution, in essence gauging risk or to a lack of water, such as a lack of precipitation or probability levels of current meteorological events. The excess demand from evapotranspiration. Hydrologic, meteorologically based indices are commonly applied agricultural, and socioeconomic drought are filters for drought forecasting based on weather forecasts, placed on meteorological drought to frame how they given that weather is the most fundamental driver affect human demands and values for water, ranging and also the most fundamental uncertainty in drought from food production to electrical power production, estimation. Despite common application, there is recreation, and wildlife management. Generally the some concern about the utility of drought indices in context is economic, although environmental benefits understanding conditions related to changes in land of water are recognized as well. They also frame cover, land use, or climate (Alley 1984, Sheffield and different time scales of response to meteorological others 2012). forcing. Most of these drought types frame drought as an event. In this framing, a drought is a type The context of utility or need for water frames much of disturbance, or even disaster, with a distinct of the traditional way of defining and describing occurrence. This framing is particularly relevant to drought. Drought is most commonly thought of in crops of limited lifespan, seasonal cycles of water Table 2.1—The four drought classes Drought class Primary focus Estimation Meteorological Dry weather Indices built from weather station or weather forecast information targeted toward soil moisture and agricultural or hydrologic drought. Weather changes rapidly, but indices aggregate weather over time. Hydrologic Streamflow and Measured or modeled runoff and reservoir levels reservoir levels. Some meteorological drought indices target this particular outcome. Agricultural Productivity and Measured or modeled crop yields. survival of crops