Software Announcement July 25, 2000

Tivoli Storage Management Products Introduce New Storage Area Network Exploitation Features and Value-Based Pricing

Overview In addition, new support is being added to the Tivoli Storage At a Glance Today′s extraordinary pace of Management products: change in business and technology Tivoli introduces Value-Based • makes it harder than ever to manage For the AIX, Sun Solaris, HP-UX, Pricing model for the Tivoli Storage infrastructure costs and plan for the Windows NT, Windows 2000, and Management product set that future. All too often, traditional IT MVS platforms, mobile provides: management software pricing computer users support is • — compounds this problem by imposing enhanced with the addition of Flexibility based on what you added costs on platform shifts and adaptive sub-file level and manage rather than how you other initiatives essential to your encryption for Tivoli Storage manage. • — strategic arsenal as you work to keep Manager Windows clients. Simplicity set of metrics that represents the size of the your organization competitive. • Exploitation of new features of environment managed. Windows 2000 for the Tivoli The Tivoli Storage Management • Long-term value protection — Storage Manager Windows 2000 product set, including the UNIX , as long as the relative capacity server and client. Windows NT , Windows 2000, of the environment you are OS/390 , MVS , VM, and AS/400 • Windows 2000 support for the managing is constant, you can platforms, is introducing a new Tivoli Data Protection products for freely change operating pricing model to help you deal with MS Exchange, MS SQL, Oracle, systems and solution design these issues. Called Tivoli and Lotus Domino . without incurring additional Value-Based Pricing, it delivers cost. better alignment between technology • Sun Solaris 64-bit support for the management costs and the value Tivoli Storage Manager server, Tivoli Storage Manager actually delivered to your backup-archive client and Tivoli Version 4.1 enhancements include: Data Protection for Oracle. organization. • LAN-Free data transfer for • Using Tivoli Storage Manager Tivoli Data Protection for Lotus Tivoli Data Protection for MS enables you to exploit the SAN Domino on Sun Solaris 32-bit. Exchange and Tivoli Data Protection for R/3 moves data technology and reduce reliance on • Linux backup-archive client for transfer off the LAN by the server and LAN. Two new the Intel -compatible version of optional features are offered: exploiting the storage area Linux. network (SAN). • The Managed System for SAN • Mobile computer users have feature provides improvements in Key Prerequisites enhanced data protection and LAN-free data transfer for security with support for  Exchange and SAP Refer to Hardware and Software adaptive sub-file level backup Oracle database data on Windows Requirements section. and encryption of data. NT, and Windows 2000. LAN-free • Windows 2000 support and data transfer exploits the SAN exploitation of new Windows path by enabling Tivoli Data Planned Availability Dates 2000 features. Protection for MS Exchange and • Tivoli Data Protection for R/3 Tivoli Data Protection for R/3 to July 28, 2000: Tivoli Storage support for Incremental Backup backup and restore data from a Management products except the (RMAN), IBM DB2 UDB, and SAN-attached tape library that following: new install procedures. can be shared by the Windows NT, • September 28, 2000: Tivoli Data  Windows 2000, AIX , and Solaris The function for the VM/ESA and Protection for R/3 DB2 UDB  Tivoli Storage Manager servers. AS/400 platforms remains support unchanged. • Tape Library Sharing feature for • October 27, 2000: Tivoli For ordering, contact: each Windows NT, Windows 2000, Your IBM representative, an IBM Business Systems Select Support Offering Partner, or IBM Americas Call Centers at AIX, and Sun Solaris Tivoli (5698-SPT) Storage Manager server using a 800-IBM-CALL Reference: YE001 shared library.

This announcement is provided for your information only. For additional information, contact your IBM representative, call 800-IBM-4YOU, or visit the IBM home page at: http://www.ibm.com.

IBM United States IBM is a registered trademark of International Business Machines Corporation. 200-245 ┌───────────────────┬───────────────────────────────────────┐ Description │ Server │ 32─bit Intel (or compatible) systems │ │ Tier 1 │ with 4 or fewer processors │ │ │ installed │ Tivoli Management Points ├───────────────────┼───────────────────────────────────────┤ │ Server │ RISC systems with fewer than 24 │ │ Tier 2 │ processors installed (except as │ The intent of Tivoli Management Points is to provide │ │ spelled out in Tier 3) │ investment protection as computing environments and │ ├───────────────────────────────────────┤ │ │ Intel (or compatible) 64─bit systems │ management needs evolve. With this approach, all │ │ with less than 24 processors installed│ metrics for a given product are reflected in terms of │ ├───────────────────────────────────────│ points required. Therefore, licensing is in terms of total │ │ Intel (or compatible) 32─bit systems │ points per product required to manage a given │ │ with 5─23 processors installed │ environment. As the environment changes, points can │ ├───────────────────────────────────────┤ │ │ AS/400 servers │ be redeployed as necessary, as long as the total number ├───────────────────┼───────────────────────────────────────┤ of points required for that environment and product do │ Server │ Any distributed system with 24 │ not exceed the total authorized. │ Tier 3 │ or more processors installed │ │ ├───────────────────────────────────────┤ For more information on Tivoli Value-Based Pricing, refer │ │ All HP V─Class Systems classes of │ │ │ servers with 14 plus │ to Software Announcement 200-017, dated │ │ processors installed │ February 15, 2000. └───────────────────┴───────────────────────────────────────┘ For more information on Tivoli Value-Based Pricing for OS/390, refer to Software Announcement 200-100, dated Client April 25, 2000. A client is a computer system or process that requests a Points are product specific and cannot be moved from one service of another computer system that is typically product to another. For Tivoli Storage Manager, the Tivoli referred to as a server. Multiple clients may share access Management Points for the features under 5698-TSM are to a common server. A client has some processing transferable to other features under 5698-TSM only. capability, or is programmable to allow a user to do work. Examples include laptop computers, desktop computers, Environment-Managed Model and desk-side computers. The environment-managed model is used to describe the Managed Library new Tivoli price offering that separates licensing from architecture. In an environment-managed model, the A Managed Library is one of a selection of tape libraries price is based on what is managed rather than the more that is included in the Advanced Managed Library traditional approach of pricing based on the number and category for non-S/390 systems and is attached to one type of product component. Tivoli Storage Manager server or shared by multiple Tivoli Storage Manager servers. Server A list of Advanced Managed Libraries may be found at the A server is a computer system that provides services to Tivoli Web site at: one or more clients, or other devices over a network. Examples include, but are not limited to, file servers, print http://www.tivoli.com/storage servers, servers, database servers, application servers, and Web servers. A server is defined by its use Management Services Unit in the customer′s environment, not by its use in a Tivoli application. Tivoli servers are tiered as defined in the With this announcement, Tivoli Storage Management Tivoli Server Tier Exhibit. Product set is added to the Tivoli Management Points licensing based on S/390 MSUs. For distributed servers in a clustered environment, points requirements are based on the size of each server in the An MSU is defined as Millions of CPU Service Units per cluster, tiered as defined in the Tivoli Server Tier Exhibit. hour; the measure of capacity used to describe the computing power of the hardware processors on which Distributed server tiers are defined by the machine, not S/390 software runs. Processor MSU values are operating system, based on installed processors. For IBM determined by the hardware vendor, IBM, or Software RS/6000 Scalable POWER Parallel Systems (RS/6000 Compatible Vendors (SCVs). SP ), Sun Ultra Systems and similar systems, the licensing is based on the number of processors in the The Tivoli Storage Management products use the MSU frame, not per individual node or card. For clustered metric for calculating Tivoli Management Points, based environments, the licensing is determined by the number on the MSU values of the S/390 where the Tivoli Storage of installed processors in each server in the cluster. Management products are installed/used. Tivoli Server Tier Exhibit For the Tivoli Storage Management products′ S/390 MSU calculations, the total number of MSUs for each product For a distributed server component, the specific tier is determined by the MSU values of the S/390 where the definitions are: Tivoli Storage Management products are installed/used. Therefore, add up all MSUs for each S/390, where the product is installed/used, to determine the total number of MSUs for each Tivoli Storage Management product. Example of How Tivoli Points Work Step 1: Determine the size of the environment to be managed in terms of the metrics. For example, assume you have 50 distributed servers and want an optional feature on three servers, broken down as follows:

200-245 -2- ┌──────────────┬─────────────────────┬───────────────────────┐ Step 3: Acquire total number of Management Points │ │ Distributed Servers │ S/390 MSUs │ ├──────────────┼──────┬────┬────┬────┼────┬───┬────┬────┬────┤ required: │Product │Client│ T1 │ T2 │ T3 │Base│4─ │46─ │176─│316+│ (2*2)+(40*100)+(6*200)+(2*400)+(1*50)+(2*200)=6,454 │ Number/Name │ │Svrs│Svrs│Svrs│ 3 │ 45│ 175│ 315│ │ points ├ ─────────────┼──────┼────┼────┼────┼────┼───┼────┼────┼────┤ │Sample product│ 2 │ 40│ 6 │ 2 │ 0 │ 0 │ 0 │ 0 │ 0 │ With 6,454 Management Points, this sample product can ├──────────────┼──────┼────┼────┼────┼────┼───┼────┼────┼────┤ be designed and implemented for optimal efficiency, │Sample feature│ 0 │ 1│ 0 │ 2 │ 0 │ 0 │ 0 │ 0 │ 0 │ └──────────────┴──────┴────┴────┴────┴────┴───┴────┴────┴────┘ without concern over changing cost due to changing implementation. As the environment managed changes and evolves, as long as the points required for that Step 2: Multiply the matrix from Step 1 by the environment do not exceed the quantity licensed (6,454 Management Points Requirements Matrix (using just in this example), the customer is in compliance. sample point numbers) to determine total number of points required. Truing Up Tivoli has developed a Web-based customer tool, Management Points Requirement Matrix available to customers through their Tivoli Support ┌──────────────┬─────────────────────┬───────────────────────┐ contract, to make it easier to assess the points required │ │ Distributed Servers │ S/390 MSUs │ for their environment. This tool is simple to use and ├──────────────┼──────┬────┬────┬────┼────┬───┬────┬────┬────┤ │Product │Client│ T1 │ T2 │ T3 │Base│4─ │46─ │176─│316+│ allows the customer to not only determine whether they │ Number/Name │ │Svrs│Svrs│Svrs│ 3 │ 45│ 175│ 315│ │ have points sufficient for their current environment, but ├──────────────┼──────┼────┼────┼────┼────┼───┼────┼────┼────┤ also to do scenario planning as environments change. │Sample product│ 2 │ 100│ 200│ 400│500 │ 20│ 10 │ 8 │ 5 │ This tool and the customer scenarios, are secure under ┤──────────────┼──────┼────┼────┼────┼────┼───┼────┼────┼────┤ ′ │Sample feature│ 0 │ 50│ 100│ 200│ 50 │ 10│ 5 │ 5 │ 3 │ the customer s Tivoli Support ID and password. └──────────────┴──────┴────┴────┴────┴────┴───┴────┴────┴────┘ New Function for Tivoli Storage Manager Version 4.1

-3- 200-245 LAN-Free Data Transfer creating backup copies changed bytes, changed blocks or changed files, delivering improved backup The Managed System for SAN feature provides performance over dial-up connections. With encryption, improvements in LAN-free data transfer for Microsoft the being sent over the public phone lines are Exchange and SAP Oracle database data on Windows NT secure, as are the files being stored on your Tivoli and Windows 2000. LAN-free data transfer exploits the Storage Manager server. Adaptive Differencing and SAN path by enabling Tivoli Data Protection for MS encryption technology are supported on Tivoli Storage Exchange and Tivoli Data Protection for R/3 to backup and Manager backup-archive clients for Windows 95, Windows restore data from a SAN-attached tape library that can 98, Windows NT, and Windows 2000. be shared by the Windows NT, Windows 2000, AIX, and Sun Solaris Tivoli Storage Manager servers. A file backed up using Adaptive Differencing initially sends a reference file to the Tivoli Storage Manager. LAN-free data transfer is an extension to the LAN-free Subsequent backups for that file send a delta file, which data transfer capabilities available with Tivoli Storage consist of the changed data from the reference copy. Manager V3.7. SANs provide an alternative path for data movement between the Tivoli Storage Manager client and A restore operation reconstructs the file on the Tivoli server. LAN-free data transfer exploits this SAN path by Storage Manager client using the reference file and the enabling the Tivoli Storage Manager client to backup and delta file that represents the point in time for the restore restore data directly to and from SAN-attached storage, request. which is shared between the Tivoli Storage Manager server and client, and managed by the server. Windows 2000 Support and Exploitation The existing LAN connection is used to exchange control Tivoli Storage Manager Version 3.7 and Version 4.1 not information such as policy information and meta data only support but also exploit 2000. about the objects being backed up, but the data Tivoli Storage Manager server and client provide movement utilizes the SAN to write directly to the storage comprehensive protection for and exploitation of media. Data movement is off-loaded from the LAN and Windows 2000. from the Tivoli Storage Manager server processor providing greater scalability for the server. The server The Tivoli Storage Manager client for Windows 2000 offers can support a greater number of simultaneous client comprehensive data protection for the Windows 2000 connections. operating systems. The Tivoli Storage Manager Server is also supported on the Windows 2000 platform, The LAN-free client will communicate with the Tivoli therefore making the Tivoli Storage Manager server a Storage Manager server to obtain and store database central part of a Windows 2000 solution. information, and coordinate device and volume access of the storage managed by the server. The server will The Tivoli Storage Manager client for Windows 2000 offers determine if the client is making a request to access comprehensive protection of the Windows 2000 System storage for which the client has a SAN path defined. If State, including , COM+ Class there is a SAN path defined, then the data will be Registration Database, System Volume and System Files. transferred on that path. If there is a failure when using Other new Windows 2000 changes include disk quotas, the SAN path, the LAN-free client will recover from these encrypted files, distributed file systems, certificate server errors by failing-over to a LAN connection to the Tivoli databases, MS cluster databases, reparse points utilized Storage Manager server and proceed to move data over by volume mount points, directory junctions, and the LAN network. removable storage manager databases, which are also fully protected through Tivoli Storage Manager backups The LAN-free data transfer will use SAN tape library and archives. sharing, introduced in Version 3.7, and a Tivoli Storage Manager server defined as the library manager. This Microsoft′s clustering Application Program Interfaces library manager will manage the storage hierarchy and () are exploited by Tivoli Storage Manager to allow perform the server functions including storage pool for active-passive failover of a single Tivoli Storage migrations, reclamation, collocations, and backup-restore Manager server. Active-active failover can be achieved of storage pools and database. when two Tivoli Storage Manager servers are running in high-availability cluster environments. This increases Mobile Users system fault tolerance. Active directory functionality has been exploited by Tivoli Adaptive Differencing technology fundamentally changes Storage Manager. Tivoli Storage Manager servers are the way data may be transferred throughout the able to advertise themselves in the directory, so potential enterprise. Available for the AIX, Sun Solaris, HP-UX, Tivoli Storage Manager clients can solicit their services. Windows NT, Windows 2000, and MVS server platforms, Once Tivoli Storage Manager clients use Active Directory Adaptive Differencing technology transfers data by byte, to choose a server to backup, the intuitive and block, or file level based on data size. This technology easy-to-use Tivoli Storage Manager setup wizard will supports a variety of connectivity strategies, including assist them. The wizard will automate the setup needed LANs, WANs, SANs, Internet, and dial-up connections. to get the Tivoli Storage Manager client and server This application is designed for mobile computer users communicating. and other users with a need to minimize the amount of data transmitted over a network. Online information for Tivoli Storage Manager is just a click away. One-stop shopping for Tivoli Storage Manager Mobile user data protection is enhanced with support for information is achieved through integration with Windows adaptive sub-file level backup and encryption of data 2000′s WinHelp. This provides merged indexes, full-text before it is transmitted over the network. With Tivoli searches, and excellent print and view capabilities that Storage Manager Progressive Backup Methodology, only cover all Tivoli Storage Manager README files, books, files that have changed are candidates to be backed up, and Q&As. In addition, there are integrated Web links and therefore, eliminating unnecessary data transfers that rob favorites lists. your network and CPUs of vital power and productivity. With Adaptive Differencing, the backup-archive client Microsoft Management Console (MMC) Snap-ins have dynamically determines the most efficient approach for been created for the Tivoli Storage Manager server

200-245 -4- utilities, client and server command line interfaces, and browser-based graphical user interface (GUI), it can the server console monitor. This makes Tivoli Storage operate from either a local or remote workstation. Manager easy to access from the Microsoft Management Console. Performance for Terminal Service access to the The Administration Assistant is now enhanced to provide: Tivoli Storage Manager server utilities is enhanced. • Administrative support of incremental backup (Oracle) Network-Free Rapid Recovery is supported on Windows • Administrative support of DB2 UDB, available 2000. Rapid Recovery provides the ability to create a September 28, 2000 backup set which consolidates a client′s files onto a set of media that is portable and may be directly readable by • Simplified installation of the Administration Assistant the client′s system for fast, LAN-free (non-networked) operations. The portable backup set, which is synthesized from existing backups, is tracked and policy The Administration Assistant continues to provide: managed by the Tivoli Storage Manager server. The • A fast overview backup status of all instances instead portable backup sets can be copied to ZIP and Jaz drives, of checking every single system and CD-ROM volumes for Windows 2000, Windows NT, AIX, Sun Solaris, HP-UX, and NetWare backup-archive • A one step customization process, including SAP DBA client platforms. In addition, for the Windows 2000, and Tivoli Storage Manager, instead of native editing Windows NT, AIX, Sun Solaris (32-bit), and HP-UX multiple .ini files backup-archive clients, the backup sets can be copied to tape devices. (For Sun Solaris, the tape devices need to • A replicate setup to multiple instances instead of be certified by Sun.) For the latest media supported for manual individual updates Rapid Recovery backup sets, check the Tivoli Web site at: • A dynamic visualization of backup/restore http://www.tivoli.com/storage performance instead of analysis of log listings • A single point of control instead of multiple log-ins Tivoli Storage Manager backup-archive clients can directly restore data from the backup set media using For more information on Tivoli Data Protection for R/3, standard operating system device drivers. The Tivoli refer to Software Announcement 200-077, dated Storage Manager server is not required to restore the March 28, 2000. data. Tivoli Space Manager V4.1 Support for GPFS Many business-critical databases, running on Windows 2000, are protected by Tivoli Data Protection products. Tivoli Space Manager V4.1, for the Hierarchical Storage Tivoli Data Protection for MS Exchange, Tivoli Data Management (HSM) AIX client, exploits General Parallel Protection for MS SQL, Tivoli Data Protection for Oracle, (GPFS) as it takes advantage of the X/OPEN Tivoli Data Protection for Lotus Domino, and Tivoli Data Data Storage Management Standard (XDSM) API that Protection for R/3 are supported on the Windows 2000 ships with GPFS 1.3, and of the failover capabilities that platform. are provided by PSSP′s Group Services. For more information on GPFS 1.3, refer to Software Announcement Other New Functions for Tivoli Storage Manager 200-223, dated July 18, 2000. Products Other Enhancements Tivoli Data Protection for R/3 Version 3.1 New operating system support has been added: Incremental Backup (RMAN) Support — Tivoli Data Protection for R/3 now supports incremental backups of • Tivoli Data Protection for MS SQL, Tivoli Data the database using Oracle′s Recovery Manager (RMAN). Protection for MS Exchange, Tivoli Data Protection for An incremental backup saves only those blocks within the Oracle, and Tivoli Data Protection for Lotus Domino database which have been changed since the last full are now supported on Windows 2000. backup. This clearly reduces the total amount of data to • Tivoli Data Protection for Lotus Domino is now be backed up. Depending on the system environment, supported on Sun Solaris 32-bit. this may result in a significant decrease of backup times. It may lead to reduced network load and to a reduced • Sun Solaris 64-bit support is now available for the need of backup system capacity. Tivoli Storage Manager server, backup-archive client (not HSM), and Tivoli Data Protection for Oracle. LAN-free Data Transfer Function — Tivoli Data Protection for R/3, V3.1 supports Tivoli Storage Manager LAN-free • Linux backup-archive client for the Intel-compatible data transfer on Windows NT and Windows 2000. version of Linux, available from selected Linux distributors. Support for IBM DB2 UDB — Tivoli Data Protection for R/3 Version 3.1 expands to include support for IBM DB2 Support for AS/400 at Version 3.1: Refer to Software Universal Database (UDB), available Announcement 298-304, dated September 1, 1998, for September 28, 2000. information on the current level of support for the Tivoli Storage Manager AS/400 Version 3.1 server. New Install Procedures — Starting with this release, Tivoli Data Protection for R/3 provides the native install Support for VM/ESA at Version 3.1: Refer to Software procedure for each of the supported platforms, thereby Announcement 299-126, dated May 24, 1999, for automating the install process and reducing potential information on the current level of support for the Tivoli install errors. Storage Manager VM Version 3.1 server. Administration Assistant — This optional feature is being renamed from Administration Tools to Administration Tivoli Decision Support for Storage Management Assistant. The objective of the Administration Assistant Analysis: Tivoli Decision Support for Storage is to assist in configuration, monitoring, and Management Analysis is now included as part of Tivoli administration of Tivoli Data Protection for R/3. With its Storage Manager V4.1, for no additional charge. However, it is necessary to have purchased Tivoli

-5- 200-245 Decision Support (5698-TDS) in order to use Tivoli • For information on Tivoli ADSM for VM/ESA and MVS, Decision Support for Storage Management Analysis. Version 3.1, refer to Software Announcement 299-126, dated May 24, 1999. Year 2000 • For information on Tivoli Decision Support, refer to Software Announcement 298-408, dated These products are Year 2000 ready. When used in October 19, 1998. accordance with their associated documentation, they are capable of correctly processing, providing, and/or • For information on Tivoli Data Protection for Oracle on receiving date data within and between the twentieth and AIX, refer to Software Announcement 297-011, dated twenty-first centuries, provided that all products (for January 28, 1997. example, hardware, software, and firmware) used with the • For information on Tivoli Data Protection for Oracle on products properly exchange accurate date data with Sun Solaris, refer to Software Announcement 297-288, them. dated August 5, 1997. Euro Currency • For information on Tivoli Data Protection for Oracle on HP-UX, refer to Software Announcement 298-042, These programs are not impacted by euro currency. dated February 9, 1998. • For information on Tivoli Data Protection for Oracle on Product Positioning Windows NT, refer to Software Announcement 298-170, dated June 2, 1998. Tivoli Storage Manager Version 4.1 is a full function • For information on Tivoli Data Protection for Lotus storage management software solution that addresses Notes on AIX, and Windows NT, refer to Software the challenges of complex data management in today′s Announcement 297-289, dated August 5, 1997. e-business environment. It protects a broad range of data across the enterprise from the laptop to the data center. • For information on Tivoli Data Protection for MS SQL, It provides exploitation of LANs, WANs, and SANs to refer to Software Announcement 297-459, dated enable companies to successfully manage the data November 11, 1997. explosion of today. • For information on Tivoli Data Protection for MS Exchange, refer to Software Announcement 298-097, Statement of Direction dated March 31, 1998. • For information on Tivoli Data Protection for R/3, refer Tivoli intends to: to Software Announcement 200-057, dated March 28, 2000. • Provide support for LAN-free data transfer for Tivoli Storage Manager clients and other complementary • For information on Tivoli Storage Manager, S/390 products, on Windows NT and Windows 2000, including Edition, refer to Software Announcement 200-244, Tivoli Data Protection for MS SQL Server, Tivoli Data dated July 25, 2000. Protection for Lotus Domino, and Tivoli Data Protection for Oracle, in fourth quarter 2000. Trademarks • Provide additional support for LAN-free data transfer MVS and SP are trademarks of International Business for the AIX, Solaris, and HP-UX server platforms. Machines Corporation in the United States or other countries or both. • Provide support for server-free data movement to AS/400, OS/390, AIX, DB2, VM/ESA, RS/6000, S/390, and DB2 off-load data movement from the LAN, and to off-load Universal Database are registered trademarks of application and backup server processor cycles used International Business Machines Corporation in the United States or other countries or both. to provide for backups. Intel is a registered trademark of Intel Corporation. • Provide support for network-attached file servers via Windows NT, Windows, and Microsoft are trademarks of Network Data Management Protocol- (NDMP-) based Microsoft Corporation. backup-archive client. UNIX is a registered trademark in the United States and other countries exclusively through X/Open Company This statement of direction is based on Tivoli′s current Limited. development plans, and is subject to change without prior Tivoli is a registered trademark of Tivoli Systems, Inc. in the notice. United States or other countries or both. In Denmark, Tivoli is a trademark licensed from Kjobenhavns Sommer -- Tivoli A/S. Reference Information Domino is a trademark of Lotus Development Corporation. Lotus and Lotus Notes are registered trademarks of Lotus • Development Corporation. For information on Tivoli Value-Based Pricing, refer to Other company, product, and service names may be Software Announcement 200-017, dated trademarks or service marks of others. February 15, 2000. • For information on Tivoli Value-Based Pricing for OS/390, refer to Software Announcement 200-100, dated April 25, 2000. • For information on Tivoli Storage Manager Version 3.7 and related products, refer to Software Announcement 299-281, dated September 28, 1999. • For information on ADSM for AS/400, Version 3.1, refer to Software Announcement 298-304, dated September 1, 1998.

200-245 -6- IBM US Announcement Supplemental Information

July 25, 2000

Order Education Support Title Number

Descriptions of all classroom and self-study courses are Tivoli Storage Manager V4.1 MVS and GC35-0417 contained in the IBM Education and Training catalogs. OS/390 Administrator′s Reference  Program Directory for Tivoli Storage GI10-0555 For current information on Tivoli Systems education, Manager for MVS and OS/390 call 512-436-8000, or visit the Tivoli Systems home page on the Internet at: Tivoli Storage Manager V3.1 VM Quick Start GC35-0351* http://www.tivoli.com Tivoli Storage Manager V3.1 VM GC35-0352 Administrator′s Guide Tivoli Storage Manager V3.1 VM GC35-0353 Administrator′s Reference Offering Information Program Directory for Tivoli Storage GI10-0557 Manager for VM Product information will be available on day of announcement through Offering Information (OITOOL) at: Tivoli Storage Manager V3.1 AS/400 GC35-0317* Quick Start http://www.ibm.com/wwoi Tivoli Storage Manager V3.1 AS/400 GC35-0315 Administrator′s Guide Tivoli Storage Manager V3.1 AS/400 GC35-0316 Publications Administrator′s Reference

The following publications can be ordered for a nominal Tivoli Storage Manager Messages GC35-0405 fee from your IBM representative after planned availability. To order, contact your IBM representative. Tivoli Storage Manager Quick Reference SH26-4118* for the Backup-Archive Clients Order Tivoli Storage Manager — Installing SH26-4119* Title Number the Clients Tivoli Storage Manager for UNIX — SH26-4122 Tivoli Storage Manager V4.1 AIX GC35-0402* Using the Backup-Archive Clients Quick Start Tivoli Storage Manager for Netware — SH26-4116 Tivoli Storage Manager V4.1 AIX GC35-0403 Using the Backup-Archive Client Administrator′s Guide Tivoli Storage Manager for Windows — SH26-4117 Tivoli Storage Manager V4.1 AIX GC35-0404 Using the Backup-Archive Client Administrator′s Reference Tivoli Storage Manager for Macintosh — SH26-4120 Tivoli Storage Manager V4.1 HP-UX GC35-0412* Using the Backup-Archive Client Quick Start Tivoli Space Manager for UNIX — Using SH26-4115 Tivoli Storage Manager V4.1 HP-UX GC35-0413 the Hierarchical Storage Management Administrator′s Guide Clients Tivoli Storage Manager V4.1 HP-UX GC35-0414 Tivoli Storage Manager — Trace Facility SH26-4121 Administrator′s Reference Guide Tivoli Storage Manager — AFS/DFS Backup SH26-4124 Tivoli Storage Manager V4.1 Sun Solaris GC35-0406* Clients Quick Start Tivoli Storage Manager — Using the SH26-4123 Tivoli Storage Manager V4.1 Sun Solaris GC35-0407 Application Program Interface Administrator′s Guide Program Directory for Tivoli Storage GI10-4541* Tivoli Storage Manager V4.1 Sun Solaris GC35-0408 Manager Backup-Archive Client, S/390 Administrator′s Reference Edition Program Directory for Tivoli Storage GI10-4539* Tivoli Storage Manager V4.1 Windows GC35-0409* Manager Application Program Interface, Quick Start S/390 Edition Tivoli Storage Manager V4.1 Windows GC35-0410 Administrator′s Guide Tivoli Data Protection for Oracle on UNIX SH26-4112* ′ Tivoli Storage Manager V4.1 Windows GC35-0411 Installation and User s Guide Administrator′s Reference Tivoli Data Protection for Oracle on SH26-4113* Windows NT Installation and User′s Tivoli Storage Manager V4.1 MVS and GC35-0415* Guide OS/390 Quick Start Tivoli Data Protection for MS SQL Server SH26-4111* ′ Tivoli Storage Manager V4.1 MVS and GC35-0416 Installation and User s Guide OS/390 Administrator′s Guide

This announcement is provided for your information only. For additional information, contact your IBM representative, call 800-IBM-4YOU, or visit the IBM home page at: http://www.ibm.com.

IBM United States IBM is a registered trademark of International Business Machines Corporation. 200-245 Order Title Number Technical Information

Tivoli Data Protection for MS Exchange SH26-4110* Specified Operating Environment Server Installation and User′s Guide Tivoli Data Protection for Lotus Notes SH26-4067* Hardware Requirements and Software Requirements on AIX Installation and User′s Guide Tivoli Data Protection for Lotus Notes on SH26-4065* Tivoli Storage Manager Supported Devices: Refer to the Windows NT Installation and User′s following Web site for the list of devices that are Guide supported in the base product, and for those that are a Tivoli Data Protection for Lotus SH26-4088* Managed Library (in the Advanced Managed Library Domino for UNIX — Installation category). and User′s Guide Tivoli Data Protection for Lotus Domino GC26-7320* http://www.tivoli.com/storage for Windows NT Installation and User′s Guide For general non-SAN devices, refer to: Program Directory for Tivoli Data GI10-4550* Protection for Lotus Domino, S/390 http://www.tivoli.com/support Edition Application Program Interface /storage_mgr/adsercli.htm Program Directory for Tivoli Data GI10-4551* For SAN-attached devices, refer to: Protection for Lotus Domino, S/390 Edition http://www.tivoli.com/support/storage_mgr Tivoli Data Protection for Informix SH26-4095* /san/solution_device.html Installation and User′s Guide Tivoli Data Protection for R/3 SC33-6389* Server and Backup-Archive Client Requirements Installation and User′s Guide The current minimum disk space requirement for Note: Usage information for the OS/390 UNIX client is installing a UNIX-based Tivoli Storage Manager available in the Tivoli Storage Manager for UNIX — Using backup-archive client is approximately 15 MB, with an the Backup-Archive Clients publication. additional 5 MB required for the API. * These titles are included here to indicate that additional The current minimum disk space requirement for copies of these entitled publications may be ordered for a installing a desktop Tivoli Storage Manager fee. backup-archive client will vary up to 30 MB, with an Displayable Softcopy Publications: English versions of the additional 5 MB required for the API. Tivoli Storage Manager manuals are offered in The minimum disk space requirement for running the displayable softcopy form. All unlicensed manuals are backup-archive clients ranges from 1 MB up to 20 MB. included. The files are shipped on CD-ROM. This does not include the installed client package, nor any These displayable manuals can be used with the Adobe of the individual options that may be associated with a Acrobat Reader, or an HTML browser in any of the given client, including the API, GUI, and driver options you supported environments. may have selected at installation. The Adobe Acrobat browser can be found at the Adobe All of the communication protocols supported for each Web site: server and client are included below. The actual communication protocols that can be used for any http://www.adobe.com particular server/client combination are limited to those protocols supported by both server and client. Terms and conditions for use of the machine-readable files are shipped with the files. These server requirements and backup-archive client requirements may experience some modifications on an The Tivoli Storage Manager publications are available in ongoing basis, which typically result from product HTML and PDF formats on the Tivoli Web site at: maintenance and client modifications. http://www.tivoli.com/storage For the most current and specific server or backup-archive client requirements and installation Open Enterprise instructions, be sure to review the README file instructions that accompany the products being installed. Tivoli Storage Manager supports the Backup Services API For the most current Tivoli Storage Management products specifications developed by the X/Open International versions supported and related information, refer to the Standards committee. These specifications include Tivoli Storage Manager Web site: source procedure calls, structures, and return codes used by the AIX, Sun Solaris, and HP-UX clients. They fulfill the http://www.tivoli.com/storage requirement to standardize an API between applications needing backup services and Storage Management Tivoli Storage Manager Web Interface Requirements: The vendors. Tivoli Storage Manager Web interfaces for server and client administration require a 1.1.6-capable browser, Tivoli Space Manager for Sun Solaris V4.1, with such as Netscape 4.06 or 4.5, or Microsoft Internet Hierarchical Storage Management (HSM) on the Sun Explorer 4.01, at the current level. Solaris (for Veritas File System) client, supports the Systems Management: Data Storage Management API Refer to the Backup-Archive Client Requirements section (XDSM API) established by the Open Group (X/Open OSF). for the specific operating system levels supported for the Web clients. TCP/IP is the only communication protocol supported for this client interface.

200-245 -2- The Web backup-archive client support is available for • Transfer a client from the distribution medium to the Tivoli ADSM and Tivoli Storage Manager servers only. target workstation

− AIX Server Requirements for Tivoli Storage Manager Additional temporary disk space is required during Version 4.1 the transfer

The Tivoli Storage Manager server on AIX requires the Windows NT Server Requirements for Tivoli Storage following hardware and software: Manager Version 4.1 • Machine — RS/6000 The Tivoli Storage Manager server on Window NT requires the following hardware and software: • Minimum memory and space requirement to run: • Machine — an Intel 486DX or Pentium processor − RAM — 128 MB − Disk space — 78 MB — refer to the README file • Minimum memory and space requirement to run: • Operating system — IBM AIX 4.3.2 or 4.3.3 (for − RAM — 64 MB (256 MB is recommended) LAN-free data transfer and Tape Library Sharing, − Disk space — 110 MB V4.3.3 is required) • Operating system — one of the following: • Communication Protocol — one of the following: − Windows NT Workstation Version 4.0, SP3, SP4, − TCP/IP, which comes standard with AIX SP5, SP6, or SP6a (LAN-free data transfer and Tape − Shared Memory Protocol (for AIX Client only) Library sharing require SP5, SP6, or SP6a)

− HP-UX Server Requirements for Tivoli Storage Manager Windows NT Server Version 4.0, SP3, SP4, SP5, Version 4.1 SP6, or SP6a (LAN-free data transfer and Tape Library sharing require SP5, SP6, or SP6a) The Tivoli Storage Manager server on HP-UX requires the − Windows 2000 following hardware and software: • Communication Protocol — one of the following, which • Machine — an HP9000 Series 800 Business Server comes standard with the current Windows NT 4.0 operating system: • Minimum memory and space requirement to run: − Named Pipes − RAM — 64 MB − TCP/IP − Disk space — 60 MB for installed files, database, − IPX/SPX recovery log, and utilities; 60 MB for swap space — − NetBios refer to the README file AS/400 Server Requirements for Tivoli Storage Manager • Operating system — Hewlett-Packard HP-UX 11.0 Version 3.1 • Communication Protocol: The Tivoli Storage Manager server on AS/400 requires − TCP/IP, which comes standard with HP-UX the following hardware and software: − Shared Memory Protocol (for HP-UX Client) • − Hypertext Transfer Protocol (HTTP) Machine — any AS/400, which supports the operating system Additional Requirements: • Minimum memory and space requirement to run: • Transfer a client from the distribution medium to the − At least 3 MB of memory and 50 MB of available target workstation disk space. In addition, you will need 50 MB for the − Additional temporary disk space is required during Tivoli Storage Manager database, recovery log, and the transfer disk storage pool. You may need additional space depending on the number of client files, including Sun Solaris Server Requirements for Tivoli Storage versions, and the backup destination disk. Manager Version 4.1 Note: Two tape transports are strongly The Tivoli Storage Manager server on Sun Solaris recommended, to function as one logical library requires the following hardware and software: under one tape-mounting mechanism (manual or automated), in order to support the reclamation • Machine — Any Sun system which supports the Sun4u feature. architecture • Operating system — OS/400 Version 4 Release 3 • Minimum memory and space requirement to run: • Communication Protocol — one of the following: − RAM — 128 MB − TCP/IP, included with OS/400 − Disk space — 100 MB − APPC (LU 6.2), included with OS/400 • Operating system — Sun Solaris 2.6; Sun Solaris 7 − IPX, included with OS/400 (64-bit) MVS Server Requirements for Tivoli Storage Manager • Communication Protocol — one of the following: Version 4.1 − TCP/IP, which comes standard with Sun Solaris − Shared Memory Protocol (for Sun Solaris Client) A Tivoli Storage Manager for MVS server requires the − Hypertext Transfer Protocol (HTTP) following hardware and software: • — Additional Requirements: Machine any S/390 architecture CPU

-3- 200-245 • Minimum disk space requirement to run — refer to the -- IBM TCP/IP Version 2 Release 2, or later for product README file MVS (5735-HAL)

• Operating system — one of the following: -- Sterling Software Corp. TCPaccess Version 4.1, or later − MVS/ESA SP Version 5 Release 2.2, or later − OS/390 Release 1, or later − IUCV • SMP/E Release 8, or later CMS Administrative Client • LE/370 An administrative client is provided for CMS. It is shipped − IBM Language Environment for MVS and VM V1.5, with the VM server and has no additional requirements or later beyond those stated for the VM server. (Refer to the section on the Tivoli Storage Manager for VM server for − IBM Language Environment for OS/390 and VM the requirements list.) V1.5, or later Tivoli Storage Manager Backup-Archive Client • — Communication Protocol one of the following: Requirements − APPC (LU6.2) − 3270 Extended Data Stream (LU2.0) AIX Backup-Archive Client − TCP/IP, requiring one of the following: An AIX backup-archive client requires the following -- IBM TCP/IP Version 2 Release 2, or later for hardware and software: MVS • Machine — RS/6000 -- Sterling Software Corp. TCPaccess Version 4.1, • Minimum memory and space requirement to run: or later − RAM — 64 MB − Disk space — refer to the README file − InfoSpeed exPress Data Mover Version 1.1 (until • Operating system — AIX 4.3.2 or 4.3.3 end of service on March 31, 2001. Refer to • X Windows System, X11R6 Withdrawal Announcement 900-025, dated • Motif 1.2 or Motif 2.0 February 1, 2000.) • Common Desktop Environment (CDE) − IUCV • Communication Protocol — one of the following: Note: − APPC, which is available through IBM AIX SNA − IUCV is not available in OS/390 Release 5, or later Server/6000 Version 3.1 (5765-582) −  − CLIO/S is not supported with Tivoli Storage TCP/IP, which comes standard with AIX/6000 (the Manager Version 3.7, or later only one used for Web client) − Shared Memory (with AIX server only) VM Server Requirements for Tivoli Storage Manager Version 3.1 Client Capabilities:

A Tivoli Storage Manager for VM server requires the • Administrative Client Command Line Interface (CLI) following hardware and software: • Backup-Archive CLI • Backup-Archive Graphical User Interface (GUI) • Any S/390 architecture CPU • Backup-Archive Web Client Interface • Tivoli Storage Manager API •  VM/ESA Version 2 Release 2 (5654-030), VM/ESA • X/Open API Version 2 Release 3 (5654-030), or VM/ESA • AFS/DFS Version 2 Release 4 (5654-030) Additional client capabilities requirements (over and • One of the following: above the system requirements stated above for a − IBM Language Environment for MVS & VM backup-archive client): Version 1 Release 5, or later • Tivoli Storage Manager API support − IBM Language Environment for OS/390 & VM − Additional disk space — refer to the README file Version 1 Release 5, or later • Administrative Client CLI −  • AIXwindows Environment/6000 (5601-257) for AIX One of the following communications protocols: 4.3 − TCP/IP, requiring IBM TCP/IP Version 2 Release 3 AIX HSM Client for VM, or later − APPC, requiring IBM ACF/VTAM Version 3 An AIX HSM client requires the Tivoli Space Manager Release 4 (5684-095), or later product and the following hardware and software: • — TSO Administrative Client Machine RS/6000 • Minimum memory and space requirement to run: A TSO client is provided as an administrative client with − RAM — 64 MB the Tivoli Storage Manager for MVS program product. It − Disk space — refer to the README file is intended for execution under the TSO environment and • Operating system — AIX 4.3.2 or 4.3.3 requires the following hardware and software: • X Windows System, X11R6 • Motif 1.2 or Motif 2.0 • LE/370 • Common Desktop Environment (CDE) • JFS, or GPFS V1.3 • Communication Protocol — one of the following: • Communication Protocol — one of the following: − APPC, requiring IBM MVS/ESA APPC/MVS − TCP/IP, which comes standard with AIX/6000 − TCP/IP, requiring one of the following:

200-245 -4- − Shared Memory (with AIX server only) • Minimum memory and space requirement to run: Client Capabilities: − RAM — 64 MB − Disk space — refer to the README file • HSM Client CLI (requires optional Tivoli Space Manager product) • Operating system — DYNIX/ptx Version 4.5 • HSM Client GUI (requires optional Tivoli Space • The Windows component which comes standard with Manager product) DYNIX/ptx • Apple Macintosh Backup-Archive Client A client machine with X Windows X11R5/6, Motif 1.2, or later, and CDE An Apple Macintosh backup-archive client requires the • Communication Protocol: following hardware and software: − TCP/IP, which comes standard with DYNIX/ptx UNIX • Machine — any PowerBook, or Power Macintosh personal computer Client Capabilities: • Minimum memory and space requirement to run: • Administrative Client CLI • − — Backup-Archive CLI RAM 16 MB • − Disk space — refer to the README file Backup-Archive GUI • Backup-Archive Web Client Interface • Operating system — Macintosh Operating System 8 or • Tivoli Storage Manager API 9 Additional client capabilities requirements (over and − Communication Protocol: above the system requirements stated above for the backup-archive client): -- TCP/IP (MacTCP 2.0.6 or Open Transport 1.1.1, or later) • Tivoli Storage Manager API Client Capabilities: − Refer to the README file − Backup-Archive GUI Linux Backup-Archive Client Hewlett-Packard HP-UX Backup-Archive Client A Linux backup-archive client requires the following hardware and software: A Hewlett-Packard HP-UX backup-archive client requires the following hardware and software: • Machine — X86-based PC architecture (for example 486) and later • Machine — HP 9000 Series 700 or 800 workstation • Minimum memory and space requirement to run: • Minimum memory and space requirement to run: − RAM — 64 MB − RAM — 64 MB − Disk space — refer to the README file − Disk space — refer to the README file • Operating system — Linux — Red Hat 6.1, SuSe 6.3, • Operating system — HP-UX level 11.0 Caldera 2.3, or TurboLinux 6.0 • The X Windows System X11R6 • Linux kernel 2.2.x • Motif 2.0 • glibc 2.1.x • Common Desktop Environment (CDE) • libstdc++ 2.9.x • Communication Protocol: • X Windows System X11R6 (for end-user GUI only) − TCP/IP, which comes standard with HP-UX • Communication Protocol: − Shared Memory (with HP-UX server only) − TCP/IP, which comes standard with Linux Client Capabilities: Client Capabilities: • Administrative Client CLI • Backup-Archive CLI • Administrative Client CLI • Backup-Archive GUI • Backup-Archive CLI • Backup-Archive Web Client Interface • Backup-Archive GUI • Tivoli Storage Manager API • Backup-Archive Web Client Interface • X/Open API • Tivoli Storage Manager API Additional client capabilities requirements (over and Additional client capabilities requirements (over and above the system requirements stated above for the above the system requirements stated above for the backup-archive client): backup-archive client): • Tivoli Storage Manager API • Tivoli Storage Manager API − Additional disk space — refer to the README file − An additional 5 MB of disk space NUMA-Q DYNIX/ptx (formerly Sequent DYNIX/ptx) Backup-Archive Client Novell NetWare Backup-Archive Client A NUMA-Q DYNIX/ptx backup-archive client requires the A Novell NetWare backup-archive client requires the following hardware and software: following hardware and software: • Machine — NUMA-Q 1000 or 2000 • Machine — A personal computer or workstation running as a NetWare file server

-5- 200-245 • Minimum memory and space requirement to run: − RAM — 64 MB − Disk space — refer to the README file − RAM — 1 MB for each 8,000 files per volume − Disk space — refer to the README file • Operating system — UnixWare 7.01 • Operating system — Novell NetWare 4.11, 4.20, 5.0, or • The X Windows System X11R6 5.1 with current support patches from Novell • Motif 1.2 or 2.0 • One of the following communication protocols: • Communication Protocol: − TCP/IP, which comes standard with Novell NetWare (the only one used for Web client) − TCP/IP, which is available by installing SCO TCP/IP − APPC (LU6.2), which is available through NetWare Client Capabilities: for SAA • Administrative Client CLI − IPX/SPX, which comes standard with Novell • Backup-Archive CLI NetWare • Backup-Archive GUI • Backup-Archive Web Client Interface Client Capabilities: • Tivoli Storage Manager API • Backup-Archive CLI SGI IRIX UNIX Backup-Archive Client • Backup-Archive Web Client Interface • Tivoli Storage Manager API A SGI IRIX UNIX backup-archive client requires the following hardware and software: Additional client capabilities requirements (over and above the system requirements stated above for the • Machine — A SGI workstation with MIPS processor backup-archive client): IP19 (R4K) or higher • Tivoli Storage Manager API • Minimum memory and space requirement to run: − Additional disk space — refer to the README file − RAM — 64 MB − Disk space — refer to the README file OS/390 UNIX System Services Backup-Archive Client • Operating system — IRIX UNIX Release 6.5 with EFS A Tivoli Storage Manager OS/390 UNIX System Services or XFS File Systems client requires the following hardware and software: • The X Windows System X11R6 • —  Machine any System/390 • Motif 1.2 or 2.0 • — Minimum disk space requirement to run: 7 MB refer • Communication Protocol: to the README file − TCP/IP, which comes standard with IRIX UNIX • Operating System — OS/390 V2R8 or V2R9 with SMP/E Client Capabilities: • Communication protocol: • − IBM TCP/IP Administrative Client CLI • Backup-Archive CLI Restrictions — V3 server functions not included in this • Backup-Archive GUI client: • Backup-Archive Web Client Interface • Tivoli Storage Manager API • SQLDB: Certain SQL select statements using path for the files backed up by an OS/390 UNIX System Additional client capabilities requirements (over and Services client might not work properly. above the system requirements stated above for the backup-archive client): • Server command “query content” • Tivoli Storage Manager API • Cross client restore − Additional disk space — refer to the README file Client Capabilities: Sun Solaris Backup-Archive Client • Administrative Client CLI • Backup-Archive CLI A Sun Solaris backup-archive client requires the following • Backup-Archive Web Client Interface hardware and software: • Tivoli Storage Manager API • Machine — a SPARCstation or compatible workstation Additional client capabilities requirements (over and • above the system requirements stated above for the Minimum memory and space requirement to run: backup-archive client): − RAM — 64 MB − Disk space — refer to the README file • Tivoli Storage Manager API • Operating system — Sun Solaris 2.6; Sun Solaris 7 − An additional 2 MB of disk space (64-bit) (with patches 106300 and 106327) SCO UnixWare Backup-Archive Client • X Windows System X11R6 An SCO UnixWare backup-archive client requires the • Motif 2.0 following hardware and software: • Common Desktop Environment (CDE) • Machine — a Pentium or higher level personal computer or workstation • Communication Protocol: • Minimum memory and space requirement to run:

200-245 -6- − TCP/IP, which comes standard with Sun Solaris Additional client capabilities requirements (over and − Shared Memory (with Sun Solaris server only) above the system requirements stated above for the backup-archive client): Client Capabilities: • Tivoli Storage Manager API • Administrative Client CLI • Backup-Archive CLI − Additional disk space — refer to the README file • Backup-Archive GUI • Backup-Archive Web Client Interface Windows 32-bit Backup-Archive Client (Intel) • Tivoli Storage Manager API • A Windows 32-bit (Intel) backup-archive client requires X/Open API the following hardware and software: Additional client capabilities requirements (over and • Machine — an Intel-based 80486 processor or greater above the system requirements stated above for the backup-archive client): • Minimum memory and space requirement to run: • Tivoli Storage Manager API − RAM — 16 MB (minimum 32 MB with NT) − Disk space — refer to the README file − Additional disk space — refer to the README file • Operating system — Windows NT Version 4.0, SP3, Sun Solaris HSM Client SP4, SP5, SP6, or SP6a, Windows 95, Windows 98, or Windows 2000 A Sun Solaris HSM client requires the Tivoli Space Manager product and the following hardware and • Communication protocol — one for the following, which software: are included in the base Windows 95, Windows 98, Windows 2000, or Windows NT product package: • Machine — A SPARCstation or compatible workstation • Minimum memory and space requirement to run: − TCP/IP (the only one used for Web client) − RAM — 64 MB − APPC (LU6.2) − Disk space — refer to the README file − Named Pipes • Operating system — Sun Solaris 2.6 − NetBIOS • Veritas File System (VxSF) 3.3.2 • X Windows System X11R6 Client Capabilities: • Motif 2.0 • Administrative Client CLI • Common Desktop Environment (CDE) • • Backup-Archive CLI Communication Protocol: • Backup-Archive GUI − TCP/IP, which comes standard with Sun Solaris • Backup-Archive Web Client Interface − Shared Memory (with Sun Solaris server only) • Tivoli Storage Manager API Client Capabilities: The ODBC interface driver (English only) is packaged with • HSM Client CLI (requires optional Tivoli Space the Windows 32-bit client. Manager product) • HSM Client GUI (requires optional Tivoli Space Tivoli Decision Support for Storage Management Analysis Manager product) Requirements Tru64 UNIX Backup-Archive Client (formerly Digital UNIX) Tivoli Decision Support for Storage Management Analysis A Tru64 UNIX backup-archive client requires the following Tivoli Decision Support for Storage Management Analysis hardware and software: will now be included as part of the Tivoli Storage Manager Version 4.1 product, for no additional charge. • Machine — any Compaq Alpha-processor machine Tivoli Decision Support for Storage Management Analysis • Minimum memory and space requirement to run: requires the following hardware and software: − — RAM 64 MB • Tivoli Decision Support (5698-TDS) Version 2.1 − Disk space — refer to the README file − For hardware and software requirements for Tivoli • — Operating system Tru64 UNIX Version 4.0 (d, or Decision Support, refer to Software Announcement later) 298-408, dated October 19, 1998 • The X Windows System X11R6 • Tivoli Storage Manager, Version 3.7.2 • Motif 1.2 or 2.0 • Communication Protocol: • Common Desktop Environment (CDE) − TCP/IP • Communication Protocol: • Client Workstation for Tivoli Decision Support Loader − TCP/IP, which comes standard with Tru64 UNIX − Machine — Intel Pentium II 450 with 256 MB RAM, Client Capabilities: SVGA monitor 800x600 − Operating system — Windows NT 4.0 with Service • Administrative Client CLI Pack 4 • Backup-Archive CLI • Backup-Archive GUI • Database support: • Backup-Archive Web Client Interface • Tivoli Storage Manager API − DB2 — 5.2, or later − SQL Server — 7.0, or later − Oracle — 8.1.5, or later

-7- 200-245 Note: Refer to your DBA support for specific − RAM — 96 MB database requirements. − Disk space — refer to the README file Note: If you are using Tivoli Decision Support, you must • Operating system — have a 32-bit ODBC driver from the respective database − Sun Solaris 2.6 for 32-bit support; Sun Solaris 7 for vendor. 32-bit or 64-bit support Tivoli Data Protection Requirements − Oracle7 Release 7.3.4 or Oracle7 Release 7.3.4 Parallel Server, both with EBU 2.2.6, or Oracle8 The communication protocols that are supported by the Release 8.0.x, or Oracle8 8.0.x Parallel Server, or Tivoli Storage Manager API, shipped with the product, and Oracle8 Release 8.1.5, or Oracle8 8.1.5 Parallel the Tivoli Storage Manager server will be the ones Server supported for the Tivoli Data Protection products. − An ADSM or Tivoli Storage Manager server Support for the ADSM Version 3 servers with the Tivoli Data Protection products will be available until Tivoli Data Protection for Oracle Version 2.1 on Windows January 31, 2001, the previously announced service end NT and Windows 2000 date for the ADSM Version 3 servers. Tivoli Data Protection for Oracle on Windows NT and Tivoli Data Protection for Oracle Version 2.1 on AIX Windows 2000 requires the following hardware and software: Tivoli Data Protection for Oracle on AIX requires the following hardware and software: • Machine — An Intel-based 80486 processor or greater • • Machine — RS/6000 Minimum memory and space requirement to run: − — • Minimum memory and space requirement to run: RAM 32 MB − Disk space — refer to the README file − RAM — 64 MB • — − Disk space — refer to the README file Operating system • Operating system — − Windows NT 4.0 or Windows 2000 − − AIX 4.3.1(32-bit), 4.3.2(32-bit), or 4.3.3(32-bit or Oracle Release7 7.3.4 or Oracle7 Parallel Server, 64-bit) support both with the EBU function, or Oracle8 Release 8.0.3, 8.0.4.1.0 or 8.0.5, or Oracle8 8.0.5 Note: Future fixes that affect the Tivoli Storage Parallel Server or Oracle8 8.1.5 or Oracle8 8.1.5 Manager API may require that the customer be at Parallel server AIX Version 4.3.2 or later. − An ADSM V3 or Tivoli Storage Manager server − Oracle7 Release 7.3.4 or Oracle7 Release 7.3.4 Parallel Server, both with EBU 2.2.6, or Oracle8 Tivoli Data Protection for MS SQL Version 1.1 on Windows Release 8.0.x or Oracle8 8.0.x Parallel Server, or NT and Windows 2000 Oracle8 Release 8.1.5 or Oracle8 8.1.5 Parallel Tivoli Data Protection for MS SQL on Windows NT and Server Windows 2000 requires the following hardware and − An ADSM V3 or Tivoli Storage Manager server software: Tivoli Data Protection for Oracle Version 2.1 on HP-UX • An ADSM V3 or Tivoli Storage Manager server • Tivoli Data Protection for Oracle on HP-UX requires the MS SQL Server Version 6.5 or 7.0 following hardware and software: • Intel-based 486DX, Pentium, or greater processor with at least 8 MB of available disk space. Minimum • Machine — HP 9000 series 700 or 800 workstation recommended RAM is 48 MB. • Minimum memory and space requirement to run: • Windows NT Version 4.0 or Windows 2000 server − RAM — 96 MB − Disk space — refer to the README file Tivoli Data Protection for MS Exchange Version 1.1 on Windows NT and Windows 2000 • Operating system — Tivoli Data Protection for MS Exchange on Windows NT − HP-UX 11.0 and Windows 2000 requires the following hardware and software: − Oracle7 Release 7.3.4 or Oracle7 Release 7.3.4 Parallel Server, both with EBU 2.2.6, or Oracle8 • An ADSM V3 or Tivoli Storage Manager server Release 8.0.x or Oracle8 8.0.x Parallel Server, or Oracle8 Release 8.1.5, or Oracle8 8.1.5 Parallel • MS Exchange Server Version 5.0 or 5.5 Server • Intel-based 486DX, Pentium, or greater processor with − An ADSM V3 or Tivoli Storage Manager server at least 8 MB of available disk space. Minimum recommended RAM is 48 MB. Tivoli Data Protection for Oracle Version 2.1 on Sun Solaris • NT Version 4.0 or Windows 2000 server Tivoli Data Protection for Oracle on Sun Solaris requires Tivoli Data Protection for Lotus Domino Version 1.1 on the following hardware and software: AIX • Machine — a Sun-4 SPARC or compatible workstation Tivoli Data Protection for Lotus Domino on AIX requires the following hardware and software: • Minimum memory and space requirement to run: • Machine — RS/6000

200-245 -8- • Minimum memory and space requirement to run: • Operating system — − RAM — 64 MB (128 MB or more is recommended) − OS/390 Version 2 Release 6, or Version 2 − Disk space — 3 MB Release 7, configured with UNIX System Services • Operating system — − TCP/IP — Version 2 Release 3 for OS/390, or later − AIX Version 4.3.1 plus patches required by Lotus − SMP/E Release 8, or later Domino R5, AIX 4.3.2, or AIX 4.3.3 − Lotus Domino R5.0.1 Server, or later Note: Future fixes that affect the Tivoli Storage − An ADSM Version 3 or Tivoli Storage Manager Manager API may require that the customer be at server AIX Version 4.3.2 or later. − An ADSM Version 3 or Tivoli Storage Manager − Lotus Domino R5.0.1 Server, or later backup-archive client if ADSM central scheduling is − An ADSM V3 or Tivoli Storage Manager server used − A Tivoli Storage Manager backup-archive client if Tivoli Data Protection for Lotus Notes Version 2.1 on AIX Tivoli Storage Manager central scheduling is used Tivoli Data Protection for Lotus Notes on AIX requires the Tivoli Data Protection for Lotus Domino Version 1.1 on following hardware and software: Sun Solaris • Machine — RS/6000 Tivoli Data Protection for Lotus Domino on Sun Solaris • requires the following hardware and software: Minimum memory and space requirement to run: − RAM — 64 MB (128 MB or more is recommended) • Machine — a Sun-4 SPARC or compatible workstation − Disk space — refer to the README file • Minimum memory and space requirement to run: • Operating system — − RAM — 64 MB (128 MB or more recommended) − AIX Version 4.3.1 or AIX 4.3.2 − Disk space — 3 MB • Operating system — Note: Future fixes that affect the Tivoli Storage Manager API may require that the customer be at − Sun Solaris 2.6 or 7 AIX Version 4.3.2. − Lotus Domino R5.0.1 Server, or later − Lotus Notes 4.5 Server, or later − An ADSM V3 or Tivoli Storage Manager server − An ADSM V3 or Tivoli Storage Manager server − A Tivoli Storage Manager backup-archive client if − A Tivoli Storage Manager backup-archive client if Tivoli Storage Manager central scheduling is used Tivoli Storage Manager central scheduling is used Tivoli Data Protection for Lotus Domino Version 1.1 on Tivoli Data Protection for Lotus Notes Version 2.1 on Windows NT and Windows 2000 Windows NT Tivoli Data Protection for Lotus Domino on Windows NT Tivoli Data Protection for Lotus Notes on Windows NT and Windows 2000 requires the following hardware and requires the following hardware and software: software: • Machine — an Intel-based 80486 processor or greater • Machine — an Intel-based 80486 processor, or greater • Minimum memory and space requirement to run: • Minimum memory and space requirement to run: − RAM — 64 MB (128 MB or more is recommended) − RAM — 64 MB (128 MB or more is recommended) − Disk space — refer to the README file − Disk space — 7 MB • Operating system — • Operating system — − Windows NT Server Version 4.0 SP 4, or later (for − Windows NT Server Version 4.0 SP 4, or later, or Intel) Windows 2000 server (for Intel) − Lotus Notes 4.5 Server or later, installed on the − Lotus Domino R5.01 Server, or later, installed on same machine as Tivoli Data Protection for Lotus the same machine as Tivoli Data Protection for Notes Lotus Domino − An ADSM V3 or Tivoli Storage Manager server − An ADSM V3 or Tivoli Storage Manager server − A Tivoli Storage Manager backup-archive client if − A Tivoli Storage Manager backup-archive client if Tivoli Storage Manager central scheduling is used Tivoli Storage Manager central scheduling is used Tivoli Data Protection for Informix Version 4.1 on AIX Tivoli Data Protection for Lotus Domino Version 1.1 on OS/390 Tivoli Data Protection for Informix on AIX requires the following hardware and software: Tivoli Data Protection for Lotus Domino on OS/390 requires the following hardware and software: • Machine — RS/6000 • Minimum RAM — 64 MB • Machine — S/390 • Minimum disk space — refer to the README file • • An ADSM V3 or Tivoli Storage Manager server Minimum memory and space requirement to run: • Informix Version — IDS 7 or UDO 9.1 • − RAM — 128 MB AIX 4.3.2 − Disk Space — refer to the product README file

-9- 200-245 Tivoli Data Protection for Informix Version 4.1 on Sun As a normal precaution, it is recommended that a full Solaris database backup be performed before installing the Version 4.1 code, as well as after completing the Tivoli Data Protection for Informix on Sun Solaris requires installation. Refer to the README files for more detailed the following hardware and software: information. • An ADSM V3 or Tivoli Storage Manager server As part of a migration plan from Tivoli Storage Manager • Informix Version — IDS 7 or UDO 9 V3.7 to Tivoli Storage Manager V4.1, Tivoli Storage • Machine — SPARCstation or compatible workstation Manager clients and servers may be upgraded at different • Minimum RAM — 64 MB times. To ensure that you can continue your backup and • Minimum disk space — refer to the README file archive activities during the migration, Tivoli Storage • Sun Solaris 2.6 Manager V4.1 allows the following: Tivoli Data Protection for R/3 Version 3.1 • An Tivoli Storage Manager V3.7 client can perform backup, restore, archive, and retrieve functions to a Tivoli Data Protection for R/3 requires the following Tivoli Storage Manager V4.1 server. hardware and software: • A Tivoli Storage Manager V4.1 client can perform • An ADSM V3 or Tivoli Storage Manager server • backup, restore, archive, and retrieve functions to an SAP R/3 3.0C to F, 3.1 up to I, 4.0 up to 4.6B Tivoli Storage Manager V3.7 server. • Operating systems supported: − AIX 4.3 • A Tivoli Storage Manager V3.7 HSM client can perform − HP-UX 11.0 migrate and recall functions to a Tivoli Storage − Sun Solaris 7 Manager V4.1 server. − Tru64 UNIX 4.0 • − Windows NT (Intel) 4.0 Data that has been backed up from a Tivoli Storage − Windows 2000 Manager V4.1 client to any Tivoli Storage Manager − Red Hat Linux 6.1EE server cannot be restored to a Tivoli Storage Manager V3.7 client. In addition, the optional Administration Assistant feature • All command line administrative clients can administer requires the following software: Tivoli Storage Manager V3.7 servers and Tivoli • Java runtime environment (JRE) Version 1.1.6 up to Storage Manager V4.1 servers. 1.1.8. Such a JRE is part of the Java Development Kit • The following client platforms or operating systems (JDK). supported in V3.7 were not migrated to V4.1 and are Note: Not all vendors provide the JRE separately. not supported in V4.1: − Apple Macintosh 7.5.5 The JRE/JDK for AIX can be downloaded from: − NUMA-Q 4.4 http://www.software.ibm.com/java/jdk/download/ − OS/2 − Novell NetWare 3.12 and 3.20 The JRE/JDK for Sun Solaris and Windows NT can be − OS/390 UNIX V2R6 and V2R7 downloaded from: − Windows DECAlpha http://www.javasoft.com/products APPC, NetBIOS, and IPX/SPX communication protocols will not be supported in future Tivoli Storage Management For other operating systems, please contact your levels. operating system vendor for JRE/JDK availability. • On the client node, a full Java-capable Web browser is Packaging: Tivoli Storage Manager, Version 4.1 required (browser must support JDK 1.1.5 or later and customers will be shipped the following basic materials RMI), currently Netscape Navigator 4.05 with each order. • Performance Considerations: Tivoli Storage Manager CD-ROMs containing the machine-readable code for performance will vary depending upon a customer′s UNIX, Windows NT, or AS/400; 3480 or 4-mm tape for particular configuration, the client/server options, and MVS or VM server platforms, whichever is ordered customization. − AIX server (LCD4-0444), HP-UX 11.0 server (LCD4-0445), Sun Solaris server (LCD4-0446) Planning Information − Windows server (LCD4-0447) Conversion: For the AIX, HP-UX, Sun Solaris, and − AS/400 server (LCD4-0410), AS/400 API Windows NT servers, the Tivoli Storage Manager (LCD4-0393) database is automatically upgraded during the installation of the Tivoli Storage Manager V4.1 server. After this − MVS server (3480 or 4-mm tape), VM server (3480 database upgrade, the user can no longer run a previous or 4-mm tape) version of the servers with the database. − Tivoli Storage Manager Backup-Archive Client, For the OS/390 and MVS servers, the Tivoli Storage OS/390 (3480 or 4-mm tape) Manager database is not automatically upgraded during − Tivoli Storage Manager API, OS/390 (3480 or 4-mm the installation of the Tivoli Storage Manager OS/390 and tape) MVS 4.1 servers. The Tivoli Storage Manager administrator must explicitly initiate the database • CD-ROM Version 4.1 (LCD4-4090) for desktop upgrade using the UPGRADEDB command parameter. backup-archive clients. After this database upgrade, the user can no longer run • CD-ROM Version 4.1 (LCD4-4091) for UNIX a previous version of the server with the database. backup-archive clients.

200-245 -10- • CD-ROM (SK3T-1417) for Tivoli Storage Manager Order publications. Title Number • CD-ROM (LCD4-0430) for Tivoli Storage Manager Tivoli Value-Based Pricing License LC23-4470 Secure Web Administrator Proxy. Information • CD-ROM (LCD4-0450) for Tivoli Decision Support for Storage Management Analysis. IBM Program License Agreement Z125-3301 • CD-ROM (LCD4-0448) for Storage Agent for Managed Tivoli Space Manager Version 4.1 customers will be System for SAN. shipped the following basic materials with each order: Note: The machine-readable code for OS/390 UNIX • A CD-ROM (LCD4-4092) containing all the System Services client and the OS/390 UNIX API must machine-readable code for the Version 4.1 HSM be ordered separately. Refer to Optional clients, and the Tivoli Space Manager publication Machine-Readable Material section. • The Read This First document (GI10-0558) and the • The Read This First document (GI10-0558) and the following hardcopy publications: following hardcopy publications, including the Quick Start publication specific for the servers ordered, as Order well as the rest of the publications listed here for the Title Number Tivoli Storage Manager package: Tivoli Space Manager for UNIX Using the SH26-4115 Order Hierarchical Storage Management Clients Title Number Tivoli Value-Based Pricing License LC23-4470 Tivoli Storage Manager AIX Quick Start GC35-0402 Information Tivoli Storage Manager HP-UX Quick Start GC35-0412 Tivoli Storage Manager Sun Solaris Quick GC35-0406 IBM Program License Agreement Z125-3301 Start Tivoli Storage Manager Windows Quick Start GC35-0409 Tivoli Data Protection for Oracle Version 2.1 customers Tivoli Storage Manager AS/400 Quick Start GC35-0317 will be shipped the following basic materials with each Tivoli Storage Manager MVS Quick Start GC35-0415 order: Program Directory for Tivoli Storage GI10-0555 • CD-ROM (LCD4-4086) containing all the Manager for MVS and OS/390 machine-readable code for AIX, HP-UX, Sun Solaris, Tivoli Storage Manager VM Quick Start GC35-0351 and Windows NT, and a soft copy of the Tivoli Data Program Directory for Tivoli Storage GI10-0557 Protection for Oracle Installation and User′s Guides Manager for VM • The following hardcopy publications: Tivoli Storage Manager Installing the SH26-4119 Clients Order Title Number Tivoli Storage Manager Quick Reference SH26-4118 for the Backup-Archive Clients Tivoli Data Protection for Oracle for UNIX SH26-4112 Installation and User′s Guide Program Directory for Tivoli Storage GI10-4541 Tivoli Data Protection for Oracle for SH26-4113 Manager Backup-Archive Client, Windows NT Installation and User′s Guide S/390 Edition Tivoli Value-Based Pricing License LC23-4470 Program Directory for Tivoli Storage GI10-4539 Information Manager Application Program Interface, S/390 Edition IBM Program License Agreement Z125-3301

Tivoli Value-Based Pricing License LC23-4470 Tivoli Data Protection for MS SQL Version 1.1 customers Information will be shipped the following basic materials with each order: IBM Program License Agreement Z125-3301 • A CD-ROM (LCD4-0784) containing all the Tivoli Disaster Recovery Manager Version 4.1 customers machine-readable code and a soft copy of the Tivoli will be shipped the following basic materials with each Data Protection for MS SQL Installation and User′s order: Guide • • A CD-ROM (SK3T-1417) with the Tivoli Storage The following hardcopy publications: Manager publications Order • The Read This First document (GI10-0558) and the Title Number following hardcopy publications: Tivoli Data Protection for MS SQL Server SH26-4111 Installation and User′s Guide

Tivoli Value-Based Pricing License LC23-4470 Information

IBM Program License Agreement Z125-3301

-11- 200-245 Tivoli Data Protection for MS Exchange Version 1.1 Tivoli Data Protection for Informix Version 4.1 customers customers will be shipped the following basic materials will be shipped the following basic materials with each with each order: order: • A CD-ROM (LCD4-0787) containing all the • A CD-ROM (LCD4-4087) containing all the machine-readable code and a soft copy of the Tivoli machine-readable code and a soft copy of the Tivoli Data Protection for MS Exchange Installation and Data Protection for Informix Installation and User′s User′s Guide Guide • The following hardcopy publications: • The following hardcopy publications:

Order Order Title Number Title Number

Tivoli Data Protection for MS Exchange SH26-4110 Tivoli Data Protection for Informix SH26-4095 Server Installation and User′s Guide Installation and User′s Guide

Tivoli Value-Based Pricing License LC23-4470 Tivoli Value-Based Pricing License LC23-4470 Information Information

IBM Program License Agreement Z125-3301 IBM Program License Agreement Z125-3301 Tivoli Data Protection for Lotus Notes Version 2.1 Tivoli Data Protection for R/3 Version 3.1 customers will customers will be shipped the following basic materials be shipped the following basic materials with each order: with each order: • A CD-ROM (LCD4-4088) containing all the • CD-ROMs containing all the machine-readable code for machine-readable code for both UNIX and Windows NT AIX (LCD4-4093) and Windows NT (LCD4-4094), and a support, and a soft copy of the Tivoli Data Protection soft copy of the Tivoli Data Protection for Lotus Notes for R/3 Installation and User′s Guide Installation and User′s Guides • If the priced feature, Administration Assistant, is • The following hardcopy publications: ordered, a CD-ROM (LCD4-4089) that contains a readme file in HTML format with instructions to use the Order registration string for the optional feature Title Number • The following hardcopy publications: Tivoli Data Protection for Lotus Notes on AIX SH26-4067 Installation and User′s Guide Order Tivoli Data Protection for Lotus Notes on SH26-4065 Title Number Windows NT Installation and User′s Guide Tivoli Data Protection for R/3 SC33-6389 ′ Tivoli Value-Based Pricing License LC23-4470 Installation and User s Guide Information Tivoli Data Protection for R/3 GI10-9759 IBM Program License Agreement Z125-3301 Letter to Customers Tivoli Data Protection for Lotus Domino Version 1.2 Tivoli Value-Based Pricing License LC23-4470 customers will be shipped the following basic materials Information with each order: IBM Program License Agreement Z125-3301 • CD-ROM (LCD4-0423) containing all the machine-readable code for AIX and Windows NT, and Security, Auditability, and Control a soft copy of the Tivoli Data Protection for Lotus Domino Installation and User′s Guides The Tivoli Storage Management products use the security • 3480 and 4-mm tapes for the Tivoli Data Protection for and auditability features of the host hardware or software. Lotus Domino S/390 machine-readable code The customer is responsible for evaluation, selection, and • 3480 and 4-mm tapes for Tivoli Storage Manager API, implementation of security features, administrative S/390 Edition procedures, and appropriate controls in application systems and communication facilities. • The following hardcopy publications:

Order Ordering Information Title Number Tivoli Storage Manager is a client/server product which Tivoli Data Protection for Lotus Domino for SH26-4088 has one charge unit: point authorization. UNIX Installation and User′s Guide Tivoli Data Protection for Lotus Domino for GC26-7320 Basic License: For information on Tivoli Value-Based Windows NT Installation and User′s Guide Pricing, refer to the Description section, or Software Program Directory for Tivoli Data Protection GI10-4550 Announcement 200-017, dated February 15, 2000. for Lotus Domino, S/390 Edition Application Program Interface Program Directory for Tivoli Data Protection GI10-4551 for Lotus Domino, S/390 Edition

Tivoli Value-Based Pricing License LC23-4470 Information

IBM Program License Agreement Z125-3301

200-245 -12- To order a basic license, specify the program number, feature number 9001 for asset registration, and the feature number of the desired distribution medium. Also, specify the one-time charge feature number from the tables below in the quantity desired (maximum quantity of 250), and specify the feature numbers for the corresponding support features under 5698-SPT. In addition, refer to the Optional Machine-Readable Material section if the client interface for OS/390 UNIX or the OS/390 UNIX API is required.

Tivoli Product Management Points Number Product Name Qty 1 Qty 250

5698-TSM Tivoli Storage Manager 1685 1686 5698-TSM Managed System for LAN 1683 1684 5698-TSM Managed System for SAN 1679 1680 5698-TSM Tape Library Sharing 1687 1688

5698-DRM Tivoli Disaster Recovery Manager 1563 1564 5698-SPM Tivoli Space Manager 1565 1566 5698-DPO Tivoli Data Protection for Oracle 1350 1351 5698-DPS Tivoli Data Protection for MS SQL 1348 1349 5698-DPX Tivoli Data Protection for MS 1346 1347 Exchange 5698-DPN Tivoli Data Protection for Lotus 1344 1345 Notes 5698-DPD Tivoli Data Protection for Lotus 1342 1343 Domino 5698-DPI Tivoli Data Protection for Informix 1340 1341 5698-DPR Tivoli Data Protection for R/3 1338 1339 5698-DPR Administration Assistant 1336 1337

Tivoli Decision Support for Storage Management Analysis that is using the AFS/DFS or OS/390 UNIX clients to will now be included as part of the Tivoli Storage Manager move data to a different system (S/390 or distributed). Version 4.1 product, for no additional charge. However, • it is required that Tivoli Decision Support (5698-TDS) has A managed system that moves data to and from been purchased in order to use Tivoli Decision Support for storage, both on a LAN and on a SAN, requires only Storage Management Analysis. the Managed System for SAN feature. • Tivoli Storage Manager and Tivoli Space Manager are the A managing server and managed system on the same only products in the list above that are available for the machine that will move data to and from a shared VM/ESA platform. Tivoli Storage Manager, Version 4.1 library on a SAN, require one Tivoli Storage Manager for the VM platform is also packaged on the VM/ESA feature, one Managed System for SAN feature, and Version 2 Release 4 system DASD Dump Restore (DDR) one Tape Library Sharing feature. as an optionally installable, priced product. If you only • A Managed Library is one of a selection of tape plan to run Tivoli Storage Manager on VM/ESA V2R4, the libraries that is included in the Advanced Managed Tivoli Storage Manager (5698-TSM) can be added to your Library category for non-S/390 systems and is VM/ESA V2R4 order to establish a Tivoli Storage Manager attached to one Tivoli Storage Manager server, or for VM/ESA Value-Based Pricing license. Be sure to shared by multiple Tivoli Storage Manager servers. specify feature number 3471 under 5698-TSM, along with other desired features, to suppress initial shipment of the − If the customer has one 3494 library that is Tivoli Storage Manager media. accessed by two different Tivoli Storage Manager servers, then it would only count as one Managed Feature Guidelines: Library and would only be charged once. • One Tivoli Storage Manager feature is required for − If the customer has two libraries that are accessed each managing server. via ACSLS by five different Tivoli Storage Manager • servers, then it would count as two Managed One Managed System for LAN feature is required for Libraries and would be charged twice. each managed system that will move data to and from storage over a LAN. − If the customer has five 3575 libraries that are • accessed by seven different Tivoli Storage One Managed System for SAN feature is required for Manager servers, then it would count as five each managed system that will move data to and from Managed Libraries and would be charged five storage over a SAN. times. • One Tape Library Sharing feature is required for each − Any time a new library in the Advanced Managed Tivoli Storage Manager server that accesses a shared Library category is added, then it counts as another library. Managed Library and will have one more charge. Additional information: − Another Tivoli Storage Manager server can be added to access a library, and it will not count as • A configuration with the Tivoli Storage Manager another Managed Library. managing server and managed system on the same system (also known as single server) would only • When Disaster Recovery Manager is desired, one require the Tivoli Storage Manager feature. This Disaster Recovery Manager product is required for includes the use of the OS/390 UNIX client to move each managing server and should be ordered under data to the same S/390 system. In a single server the same tier as the Tivoli Storage Manager managing configuration, the Managed System for LAN feature is server. not required. • The Space Management (HSM) license requirement • The AFS/DFS and OS/390 UNIX clients no longer has changed from licensing the function once at the require the Open System feature. One Managed server to licensing based on the systems using HSM. System for LAN feature is required for each system A system that is using HSM would require one

-13- 200-245 Managed System for LAN feature and one Space ┌───────────────────────────────┬─────────┬────────┬────────┐ Manager product. If this system has a backup-archive │ │ │Standard│ │ │ Support Categories │Standard │ 24 │ Select │ client also on this system, only one Managed System ├───────────────────────────────┼─────────┼────────┼────────┤ for LAN feature is required. │ │ │ │ │ • │Support Coverage via │ Normal │ 24 x 7 │ 24 x 7 │ When the Administration Assistant feature under Tivoli │ Web, Phone, Fax and e─mail │ Bus Hrs │ │ │ Data Protection for R/3 is desired, one Administration │ │ │ │ │ Assistant feature is required for each server managed │Web Support Tools (TIPS, FAQs, │ Yes │ Yes │ Yes │ by Tivoli Data Protection for R/3. It should be ordered │ White Papers, Tools, Patch │ │ │ │ under the same tier as the Tivoli Data Protection for │ downloads) │ │ │ │ R/3 server. │ │ │ │ │ │Maintenance and Upgrades │ Yes │ Yes │ Yes │ • If a customer has Tivoli Data Protection for │ │ │ │ │ Workgroups on a system, the customer is entitled to │Support News │ Yes │ Yes │ Yes │ │ │ │ │ │ one 5698-TSM Managed System for LAN feature for │Escalation Process │ Yes │ Yes │ Yes │ that system, in order to use Tivoli Storage Manager │ │ │ │ │ scheduling. │Initial †Tivoli Select† Support│ No │ No │ Yes │ │ Review (one customer location │ │ │ │ Passport Advantage │ and one review per contract) │ │ │ │ │ │ │ │ │ Customers with current Passport Advantage Subscription │Heightened Responsiveness │ │ │ │ contracts are entitled to receive Tivoli Storage Manager │ Severity 1 ─ one hour │ No │ No │ Yes │ Version 4.1 and the other Tivoli Storage Management │ Severity 2 ─ two hour │ No │ No │ Yes │ products in this announcement, under their Passport │ Severity 3 ─ three hour │ No │ No │ Yes │ │ Severity 4 ─ four hour │ No │ No │ Yes │ Advantage Subscription terms. │ │ │ │ │ │Fast Path to †Tivoli Select† │ No │ No │ Yes │ Tivoli Systems Support │ Level 2 Engineer │ │ │ │ │ │ │ │ │ │Heightened Resolution Priority │ No │ No │ Yes │ Although the first year of support is included in the │ │ │ │ │ product price, a No-Charge order must be placed using │Proactive Tivoli Management │ No │ No │ Yes │ program number 5698-SPT specifying: feature number │ Notification │ │ │ │ 9001 for asset registration and the appropriate First-Year │ │ │ │ │ Tivoli Standard Support No-Charge feature number. This │Onsite when required │ No │ No │ Yes │ 5698-SPT order establishes entitlement records │ (two trips per year not to │ │ │ │ │ exceed six days in total) │ │ │ │ worldwide. If a 5698-SPT order is not placed, the │ │ │ │ │ customer will not be entitled to support even during this │†Tivoli Select† Support review │ No │ No │Quar─ │ first year of the license. │ and recommendations │ │ │ terly │ │ (customer to identify single │ │ │ │ Prior to the end of the first 12 months support period, │ point of control site) │ │ │ │ customers will be notified of their support renewal │ │ │ │ │ options. Unless the customer notifies IBM/Tivoli to │Minimum of 40,000 renewable │ No │ No │ Yes │ discontinue or alter the level of support currently being │ Tivoli Management Points │ │ │ │ │ required in aggregate │ │ │ │ received, support will automatically be renewed for │ │ │ │ │ annual billing at the same level as selected in the first └───────────────────────────────┴─────────┴────────┴────────┘ year. Once the subsequent-year support feature numbers are in place, renewals are automatic and billed annually unless support is cancelled by the customer. Note: Select Support will be available for purchase at Tivoli Systems offers a variety of support options in announcement, but the elements unique to this level of response to diverse customer requirements. The table support will not be available until October 27, 2000. below summarizes these offerings. 1. Tivoli Standard Support This offering provides: • Technical support via Web, telephone, fax, and e-mail during normal IBM/Tivoli business hours Monday through Friday, except local holidays • Corrections (PTFs) or patches that fix substantial deviations of unmodified Tivoli products from the then-current code, publications, and/or informal documentation (that is, release notes and memos) • Software product updates that are improvements, extensions, or other changes which IBM/Tivoli, at its discretion, deems to be reasonable • Customer Self-Help Options available via Web 24x7 including: − Support Procedures — Maintenance renewal information and registration for access to support − Product-Specific Support Pages − Technical Documentation — including FAQs, Quick Solution Hints and Tips, Product Certification Information, Release Notes, Installation Guides, Redbooks, White Papers, and Fix READMEs

200-245 -14- − Knowledge Base — Search engine providing Severity 1 — one hour answers to many technical questions; Severity 2 — two hours databases include APARs, FAQs, and Fix Severity 3 — four hours READMEs Severity 4 — four hours − Education and Training • Fast path to Tivoli Select Level-2 Engineers − Support Services — Databases allowing • Heightened Resolution Priority customers to download code fixes and report • or update problems Proactive Tivoli Management Notification • − Links to Support Contacts — providing the Tivoli Customer Initiated On-Site Support available up to Support phone number nearest the customer twice per contract period • 2. Tivoli Standard-24 Tivoli Select Support review and recommendations This offering provides: • Support provided in English only • All components offered in Tivoli Standard Support A minimum purchase/installation of 40,000 renewable • In addition, Tivoli Standard-24 Support provides points of Tivoli products in aggregate is required to enhanced features including acquire this support option. − Technical support via Web, telephone, fax, and Support Upgrade e-mail, 24x7 including holidays During the first year of a license, the customer may − Off-shift and holiday support provided on upgrade to the Tivoli Standard-24 or Tivoli Select Support Severity 1 issues only option by ordering the applicable one-time charge (OTC) 3. Tivoli Select feature number from the table below. The OTC feature numbers may be specified on the initial order or later via The Tivoli Select Support offering can be ordered at an MES during the first year only. Ordering this OTC announcement, but the elements unique to the Select feature will not result in an extension of the no-charge Support option will not be available until (NC) support period. October 27, 2000. In subsequent years, if a customer wants to upgrade to This offering provides: the Tivoli Standard-24 or Tivoli Select Support option, an MES order must be entered to discontinue the existing • All components offered in Tivoli Standard-24 support option feature number and to add the feature Support number for the desired options After an MES order is • In addition, Tivoli Select provides enhanced entered, the support will be renewed and billed annually features including: at that support level unless support is cancelled by the customer. − Initial Tivoli Select support review − Heightened responsiveness

5698-SPT — First-Year Support Options

Use the following table to order support (5698-SPT) for the program products listed below. The quantity of the billable feature number for support must be equal to the Tivoli Management Points for a licensed product.

Upgrade Upgrade from Upgrade from 1st Year from 1st Year Std-24 1st Year to to 1st Year to Std-24 Select Select Support Support Support Support Support for NC OTC OTC OTC Program Support for Feature Feature Feature Feature Number Program Name Number Number Number Number

5698-TSM Tivoli Storage Manager Qty 1 1677 1595 1596 1597 Qty 250 1678 1598 1599 1600

5698-TSM Managed System for LAN Qty 1 1647 1623 1624 1625 Qty 250 1648 1626 1627 1628

-15- 200-245 Upgrade Upgrade from Upgrade from 1st Year from 1st Year Std-24 1st Year to to 1st Year to Std-24 Select Select Support Support Support Support Support for NC OTC OTC OTC Program Support for Feature Feature Feature Feature Number Program Name Number Number Number Number

5698-TSM Managed System for SAN Qty 1 1661 1649 1650 1651 Qty 250 1662 1652 1653 1654

5698-TSM Tape Library Sharing Qty 1 1691 1665 1666 1667 Qty 250 1692 1668 1669 1670

5698-DRM Tivoli Disaster Recovery Manager Qty 1 1579 1567 1568 1569 Qty 250 1580 1570 1571 1572

5698-SPM Tivoli Space Manager Qty 1 1593 1581 1582 1583 Qty 250 1594 1584 1585 1586

5698-DPO Tivoli Data Protection for Oracle Qty 1 1390 1378 1379 1380 Qty 250 1391 1381 1382 1383

5698-DPS Tivoli Data Protection for MS SQL Qty 1 1406 1393 1394 1395 Qty 250 1407 1396 1397 1398

5698-DPX Tivoli Data Protection for MS Exchange Qty 1 1420 1408 1409 1410 Qty 250 1421 1411 1412 1413

5698-DPN Tivoli Data Protection for Lotus Notes Qty 1 1434 1422 1423 1424 Qty 250 1435 1425 1426 1427

5698-DPD Tivoli Data Protection for Lotus Domino Qty 1 1449 1436 1437 1438 Qty 250 1450 1439 1440 1441

5698-DPI Tivoli Data Protection for Informix Qty 1 1463 1451 1452 1453 Qty 250 1464 1454 1455 1456

5698-DPR Tivoli Data Protection for R/3 Qty 1 1491 1479 1480 1481 Qty 250 1492 1482 1483 1484

5698-DPR Administration Assistant Qty 1 1477 1465 1466 1467 Qty 250 1478 1468 1469 1470

NC = No Charge OTC = One-Time Charge

200-245 -16- 5698-SPT — Subsequent Year Options

Use the following table to order support (5698-SPT) for the program products listed below. The quantity of the billable feature number for support must be equal to the Tivoli Management Points for a licensed product.

Standard Std-24 Select Support Support Support

Support Annual Annual Annual for Charge Charge Charge Program Support for Feature Feature Feature Number Program Name Number Number Number

5698-TSM Tivoli Storage Manager Qty 1 1601 1602 1603 Qty 250 1604 1605 1606 5698-TSM Managed System for LAN Qty 1 1629 1630 1631 Qty 250 1632 1633 1634 5698-TSM Managed System for SAN Qty 1 1655 1656 1657 Qty 250 1658 1659 1660 5698-TSM Tape Library Sharing Qty 1 1671 1672 1673 Qty 250 1674 1675 1676 5698-DRM Tivoli Disaster Recovery Manager Qty 1 1573 1574 1575 Qty 250 1576 1577 1578 5698-SPM Tivoli Space Manager Qty 1 1587 1588 1589 Qty 250 1590 1591 1592 5698-DPO Tivoli Data Protection for Oracle Qty 1 1384 1385 1386 Qty 250 1387 1388 1389 5698-DPS Tivoli Data Protection for MS SQL Qty 1 1400 1401 1402 Qty 250 1403 1404 1405 5698-DPX Tivoli Data Protection for MS Exchange Qty 1 1414 1415 1416 Qty 250 1417 1418 1419 5698-DPN Tivoli Data Protection for Lotus Notes Qty 1 1428 1429 1430 Qty 250 1431 1432 1433 5698-DPD Tivoli Data Protection for Lotus Domino Qty 1 1443 1444 1445 Qty 250 1446 1447 1448

5698-DPI Tivoli Data Protection for Informix Qty 1 1457 1458 1459 Qty 250 1460 1461 1462

5698-DPR Tivoli Data Protection for R/3 Qty 1 1485 1486 1487 Qty 250 1488 1489 1490 5698-DPR Administration Assistant Qty 1 1471 1472 1473 Qty 250 1474 1475 1476

-17- 200-245 The Standard Support Option, and Standard-24 Support Option, and Select Support Option, where applicable, are not transferable among the Tivoli Enterprise products. Support Option feature numbers must be ordered, if desired, for each licensed product. The quantity of the billable feature numbers for support must be equal to the Tivoli Management Points for a licensed product, if support is desired.

Basic Machine-Readable Material:

To order, select the feature number of the desired distribution medium:

Program Feature Number Number Distribution Medium

5698-TSM 5809 CD-ROMs for Tivoli Storage Manager (UNIX, Windows, AS/400) 5698-TSM 5502 3480 tape for Tivoli Storage Manager (MVS) 5698-TSM 5504 4-mm tape for Tivoli Storage Manager (MVS) 5698-TSM 5512 3480 tape for Tivoli Storage Manager (VM) 5698-TSM 5514 4-mm tape for Tivoli Storage Manager (VM) 5698-DRM 5809 CD-ROM for Tivoli Disaster Recovery Manager 5698-SPM 5809 CD-ROM for Tivoli Space Manager 5698-DPO 5809 CD-ROM for Tivoli Data Protection for Oracle 5698-DPS 5809 CD-ROM for Tivoli Data Protection for MS SQL

5698-DPX 5809 CD-ROM for Tivoli Data Protection for MS Exchange 5698-DPN 5809 CD-ROMs for Tivoli Data Protection for Lotus Notes 5698-DPD 5809 CD-ROM for Tivoli Data Protection for Lotus Domino 5698-DPD 5502 3480 tape for Tivoli Data Protection for Lotus Domino 5698-DPD 5504 4-mm tape for Tivoli Data Protection for Lotus Domino 5698-DPD 5512 3480 tape for Tivoli Data Protection for Lotus Domino API, S/390 5698-DPD 5514 4-mm tape for Tivoli Data Protection for Lotus Domino API, S/390 5698-DPI 5809 CD-ROM for Tivoli Data Protection for Informix 5698-DPR 5819 CD-ROM for Tivoli Data Protection for R/3 5698-DPR 5809 CD-ROM for Tivoli Data Protection for R/3-Ad Asst

Optional Machine-Readable Material: To order the OS/390 UNIX backup-archive client and the OS/390 UNIX API, select 5698-TSM and the feature number below for the distribution medium. One Managed System for LAN feature is required for each system that is using the OS/390 UNIX client to move data to a different system (S/390 or distributed).

Program Feature Distribution Environment Number Number Medium

OS/390 UNIX Client 5698-TSM 5532 3480 tape cartridge OS/390 UNIX Client 5698-TSM 5534 4-mm tape cartridge

OS/390 UNIX API 5698-TSM 5522 3480 tape cartridge OS/390 UNIX API 5698-TSM 5524 4-mm tape cartridge Customization Options Select the appropriate feature numbers to customize your order with delivery options desired. These features can be specified on the initial or MES orders.

Example: If publications are not desired for the initial Feature order, specify feature number 3470 to ship media only. Description Number For future updates, specify feature number 3480 to ship media updates only. If, in the future, publication updates Initial Shipments are required, order an MES to remove feature number 3480; then, the publications will ship with the next release Serial Number Only (suppresses shipment 3444 of the program. of media and documentation)

Ship Media Only (suppresses initial 3470 shipment of documentation)

Ship Documentation Only (suppresses 3471 initial shipment of media)

200-245 -18- Feature Tivoli Support Description Number Support Center Applies Yes Update Shipments Access is available through Ship Media Updates Only (suppresses 3480 the Tivoli Support Center update shipment of documentation) (800-TIVOLI8) (800-848-6548) Ship Documentation Only (suppresses 3481 update shipment of media) Availability — The first year of Tivoli Support is available at Suppress Updates (suppresses update 3482 no additional charge. shipment of media and documentation) The first year starts when Expedite Shipments the program is shipped to the customer. Local IBM Office Expedite 3445 (for IBM use only) — Subsequent years of Tivoli Support are Customer Expedite Process Charge 3446 available, for a fee, as ($30 charge for each product) part of the IAAS, IIAAPS, or any equivalent agreement. Expedite shipments will be processed to receive 72-hour delivery from the time IBM Software Delivery and Applicable for: — The current release Fulfillment (SDF) receives the order. SDF will then ship level the order via overnight air transportation. — Immediate previous release level for twelve Terms and Conditions months after the general availability of the current release Agreement: IBM International Program License Agreement (IPLA), IBM International Agreement for Available until — Twelve months after Acquisition of Support (IAAS), or IBM International Discontinued: written notice Agreement for Acquisition of Programs and Support of discontinuance (IIAAPS) with the Attachment for Support and its Addendum for Tivoli Systems, and an Order Form APAR Mailing Address: Tivoli Systems Inc. 9442 Capital of Texas Highway Transferable: Applies, except when support is in effect Austin, TX 78759 USA Limited Warranty Applies: Yes Attention: Tivoli Storage Manager Development Guarantee: Two-month, money-back guarantee Support Line: No Getting Started Period: Not applicable Customer Financing: IBM Global Financing offers Usage Restriction: Yes. Usage is restricted to the attractive financing to credit-qualified commercial and quantity of Tivoli Management Points acquired. government customers and Business Partners in more than 40 countries around the world. IBM Global Financing Educational Allowance Available: Yes, to qualified is provided by the IBM Credit Corporation in the United educational institutional customers States. Offerings, rates, terms, and availability may vary by country. Contact your local IBM Global Financing Percentage: 15% organization. Country organizations are listed on the Web at: Volume Orders: Not applicable http://www.financing.ibm.com Upgrade Protection Applies: Covered as long as support remains in effect

Licensed Program Materials Availability Charges • Restricted Materials of IBM: None Contact your IBM representative for charges information • Non-Restricted Source Materials: None for this announcement. • Object Code Only (OCO): All

Entitled Upgrade for Current Upgrade Protection Order Now Licensees: Yes Use Priority/Reference Code: YE001

Phone: 800-IBM-CALL Fax: 800-2IBM-FAX Internet: ibm— [email protected] Mail: IBM Atlanta Sales Center Dept. YE001 P.O. Box 2690 Atlanta, GA 30301-2690

-19- 200-245 You can also contact your local IBM Business Partner or Trademarks IBM representative. To identify them, call 800-IBM-4YOU. MVS, MVS/ESA, and SP are trademarks of International Business Machines Corporation in the United States or other Note: Shipments will begin after the planned availability countries or both. date. AIX, OS/390, AS/400, S/390, RS/6000, OS/400, Language Environment, VM/ESA, ACF/VTAM, AIX/6000, AIXwindows, NUMA-Q, System/390, DB2, and OS/2 are registered trademarks of International Business Machines Corporation in the United States or other countries or both. Pentium is a trademark of Intel Corporation. Intel is a registered trademark of Intel Corporation. Windows, Windows NT, and Microsoft are trademarks of Microsoft Corporation. Java is a trademark of Sun Microsystems, Inc. UNIX is a registered trademark in the United States and other countries exclusively through X/Open Company Limited. Tivoli is a registered trademark of Tivoli Systems, Inc. in the United States or other countries or both. In Denmark, Tivoli is a trademark licensed from Kjobenhavns Sommer -- Tivoli A/S. Domino and Notes are trademarks of Lotus Development Corporation. Lotus Notes and Lotus are registered trademarks of Lotus Development Corporation. DYNIX/ptx is a registered trademark of Sequent Computer Systems, Inc., a wholly owned subsidiary of IBM Corporation. Other company, product, and service names may be trademarks or service marks of others.

Year 2000 Readiness Disclosure

Statements made in this announcement regarding Year 2000 are “Year 2000 Readiness Disclosures” under the Year 2000 Information and Readiness Disclosure Act of 1998, a U.S. statute enacted on October 19, 1998.

200-245 -20-