The Syntax of Hungarian Auxiliaries: a Dependency Grammar Account
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The syntax of Hungarian auxiliaries: a dependency grammar account András Imrényi Jagiellonian University, Cracow Chair of Hungarian Philology Poland [email protected] (2009). In particular, it will be proposed that Abstract while utazni acts as the governor of el (licens- ing its appearance), the latter element takes the This paper addresses a hot topic of Hunga- auxiliary as its head (a case of rising). Formal rian syntactic research, viz. the treatment of evidence in favour of the account will come “discontinuous” constructions involving from ellipsis, coordination, prosodic structure, auxiliaries. The case is made for a projective and the placement of adverbs. dependency grammar (DG) account built on Secondly, with the above syntactic analysis the notions of rising and catenae (Groß and Osborne, 2009). Additionally, the semantic in mind, I will turn to the issue whether the basis of the dependency created by rising is dependency created by rising has any asso- described with a view to analogy and con- ciated meaning or function. It will be argued structional meaning. that it does, but in a way which crucially in- volves aspects of (clausal) constructional se- 1 Introduction mantics. The paper is concerned with a syntactic con- The topic of this paper is the word order pat- struction rather than the word class of auxilia- tern illustrated below. ries. It has to be mentioned, though, that both (1) János el fog utazni Párizsba. traditional (Lengyel 2000) and generative ap- John away will.3SG travel Paris.to proaches (Kenesei 2008) to Hungarian tend to ‘John will travel to Paris.’ narrow down the group to a few elements (in- cluding fog ‘will’ but excluding akar ‘want’, (2) Részt akar venni a kiállításon. for example). I side with Kálmán C. et al. part. ACC wants take the exhibition.on (1989), however, who identify Hungarian aux- ‘He/she wants to take part in the exhibition’ iliaries on the basis of syntactic and prosodic Both examples include a discontinuity, with behaviour; roughly, appearance in the kind of the auxiliaries fog ‘will.3 SG ’ and akar ‘wants’ construction illustrated in (1) and (2) above. I intervening between two parts of the complex regard verbs which participate in this construc- verbs elutazni ‘to travel away’ and részt venni tion (in other words, which are collexemes of it ‘to take part’, respectively. Under the standard in terms of Stefanowitsch and Gries, 2003) as assumption that the finite auxiliaries are the auxiliaries, when and to the extent that they do roots here, taking lexical verbs as their infini- so. However, this does not prevent them from tival complements, the simplest DG analysis being verbs, i.e. “auxiliary” is not viewed here incurs a projectivity violation: as a distinct (let alone closed) word class of Hungarian. (3) fog In section 2, I will present the relevant data, János utazni and make three observations against which the el Párizsba analyses will be matched. Section 3 compares four syntactic accounts, two each from the tra- János el fog utazni Párizsba ditions of phrase structure grammar and de- The goals of the paper are twofold. pendency grammar. Section 4 addresses the Firstly, I will compare possible analyses of relationship between rising and constructional the construction, and argue for a projective DG meaning. Finally, summary and conclusions account along the lines of Groß and Osborne follow in section 5. 118 Proceedings of the Second International Conference on Dependency Linguistics (DepLing 2013), pages 118–127, Prague, August 27–30, 2013. c 2013 Charles University in Prague, Matfyzpress, Prague, Czech Republic 2 Data and observations verb with the base verb” (Kiefer 2003: 17). Thirdly, it can be added that the VM + verb In this section, I make three observations about sequence tends to behave as a single phonolog- the construction, which will serve as a basis for ical word, with the word-initial stress of Hun- evaluating analyses in section 3. These obser- garian falling on the first syllable of the unit. vations are highlighted below for convenience. VM s come in two subgroups, illustrated by 1. There is a syntactic relationship between the expressions in (4) and (5). the verb modifier ( VM , e.g. el, részt ) ap- (4) a. moziba megy pearing to the left of the root auxiliary cinema.to goes and the infinitive (e.g. utazni, venni , ‘[he/she] goes to cinema’ with the -ni infinitive suffix) on its right. b. újságot olvas 2. There is also a syntactic relationship be- newspaper. ACC reads tween the VM (e.g. el, részt ) and the root ‘[he/she] reads newspaper’ / ‘[he/she] auxiliary (e.g. fog, akar ). is engaged in newspaper-reading’ 3. The three elements (i.e. the VM , the root (5) a. ki-megy auxiliary and the infinitive) form a out-goes grammatical unit, which, however, is ‘[he/she] goes out’ subject to word order variation. b. el-olvas away-reads 2.1 The link between VM and infinitive ‘[he/she] reads [to the end]’ The first, rather trivial observation is that in patterns like el fog utazni ‘he/she will travel Whereas the VM s of the complex verbs listed away’ and részt akar venni ‘he/she wants to in (4) satisfy an argument of the base verb, so- take part’, there is a syntactic relationship be- called verbal particles such as el ‘away’, be tween the first and the third element. This rela- ‘in’ and ki ‘out’ fail to do so (cf. Kiefer ibid.). tionship is one of licensing: the so-called verb Nevertheless, there is considerable agreement VM modifiers ( el ‘away’, részt ‘part. ACC ’) could in the literature that the two types of s are not occur in these structures were it not for the amenable to essentially the same syntactic lexical verbs appearing in an infinitive form. analysis, cf. the analogous examples in (6). The two elements form a semantic unit with (6) a. moziba fog menni a higher or lower level of compositionality (cf. ‘[he/she] will go to cinema’ the oft-cited example berúg ‘get drunk’, where b. újságot akar olvasni the VM be literally means ‘in’, and rúg literally means ‘kick’). In addition, it is noteworthy that ‘[he/she] wants to read newspaper’ there is often a morphological dependency be- c. ki fog menni tween the two elements: for example, the -t ‘[he/she] will go out’ accusative suffix of részt ‘part. ACC ’ is as- d. el akarja olvasni signed by venni ‘to take.’ While morphological away wants. DEF .OBJ read dependencies are considered separable in prin- ‘[he/she] wants to read it’ ciple from syntactic ones (cf. Mel’čuk 1988), there is a clear tendency for such dependencies In conclusion, it would be hard to deny that to hold between elements which are also syn- there is a relationship between VM s and infini- tactically related. tives in the construction under study. The link In Hungarian linguistics, the term “verb is evident at several levels of analysis includ- modifier” 1 (also known as “preverb”) denotes ing the lexicon, morphology, syntax and se- a category of elements with the following mantics. From a syntactic perspective, the rela- properties: “(i) they occupy the position im- tionship can be defined as licensing, a point mediately preceding the verb,2 and (ii) in the that will be taken up later in section 3. typical case they form semantically a complex 2.2 The link between VM and auxiliary 1 As a reviewer points out, the term may be misleading as Less immediately apparent is the fact that there VM s are not in fact modifiers (in the sense of being ad- VM juncts). However, I still adopt it, following standard prac- is also a syntactic relationship between the tice in Hungarian grammar (cf. É. Kiss, 2002: 67). and the root auxiliary. Although the two ele- 2 At least in so-called neutral clauses, cf. section 2.3 . 119 ments are adjacent, adjacency alone is clearly the root auxiliary form a tightly integrated unit. insufficient to establish the link as syntactical- For example, the epistemic adverb talán ‘per- ly significant. For instance, in this obviously haps’ cannot occur between the VM and the contrived example , this and obviously have auxiliary (8a), only between the auxiliary and little to do with one another. the infinitive (8b) or externally to the VM + However, the following data strongly sug- auxiliary + infinitive pattern (8c, 8d). gest that the VM and the root auxiliary are (8) a. *János el talán fog utazni Párizsba. more intimately related. b. János el fog talán utazni Párizsba. (7) A: János el fog utazni Párizsba? John away will.3SG travel Paris.to c. János talán el fog utazni Párizsba. ‘Will John travel to Paris?’ d. János el fog utazni talán Párizsba. B: Igen, el fog. ‘John will perhaps travel to Paris.’ yes away will.3SG Finally, the following coordination pattern also ‘Yes, he will.’ suggests the existence of a direct link between In speaker B’s utterance, the VM and the root the VM and the auxiliary. Coordinating el akar auxiliary together form a well-formed clause. and el is fog (where is means ‘also’) would This would hardly be possible in the absence hardly be possible if VM + auxiliary sequences of a direct syntactic relationship (more specifi- were not grammatical units. 3 cally, a dependency) between them. In partic- (9) J. el akar és el is fog utazni Párizsba. ular, the analysis in (3) is rendered unlikely, J. away wants and away also will travel Paris.to since it implies the possibility of eliding an ‘John wants to, and also will, travel to Paris.’ intermediate element (utazni ‘travel’) while preserving the phonological content of ele- All in all, ellipsis and coordination facts, pros- ments both above and below it in the tree.