In the Iowa District Court for Polk County State of Iowa
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E-FILED 20152015 FEBFEB 0909 1:151:15 PMPM POLKPOLK - CLERK OF DISTRICT COURT IN THE IOWA DISTRICT COURT FFOROR POLK COUNTY ___________________________________________________________________________ STATE OF IOWA ex rel. ) THOMAS J. MILLER, ) No. EQCE 73545 ATTORNEY GENERAL OF IOWA, ) ) Plaintiff, ) ) v. ) ) THE MCGRAW-HILL COMPANIES, INC. and ) CONSENT JUDGMENT STANDARD & POOR’SPOOR'S FINANCIAL ) SERVICES LLC, ) ) Defendants. ) ______________________________________________________________________________ THIS MATTER came before the Court on the joint requestrequest of the Plaintiff, State of Iowa ex rel. Thomas J. Miller, Attorney General of Iowa, and thethe Defendants, McGraw-Hill Financial, Inc. and Standard & Poor’sPoor's FinancialFinancial Services,Services, LLC, for the Court to enter Judgment in accordance with the terms and conditions in the SettlementSettlement Agreement that was attached to the Unopposed Motion for Entry of ConsentConsent JudgmentJudgment asas EExhibitxhibit A.A. TheThe language of that Settlement Agreement is incorporated into this JudgJudgmentment by reference including, without limitation, the statement ofof factsfacts annexedannexed toto thethe SSettlementettlement Agreement.Agreement. The Court, having considered the joint request and otherwise being fufullylly advised in the premises, finds that the request is well taken and shall be GRANTED. Court costscosts (if any) shall be paid by Defendants. SO ORDERED. E-FILED 20152015 FEBFEB 0909 1:151:15 PMPM POLKPOLK - CLERK OF DISTRICT COURT Agreed and Approved as to Form and Substance by: FOR PLAINTIFF: /s/ Steve St. Clair _________________ Steve St. Clair Assistant Attorney General Office of the Iowa Attorney General 1305 East Walnut Des Moines, Iowa 50319 Phone: (515) 281-5926 [email protected] FOR DEFENDANTS: /s/ Mark E. Weinhardt ______________ Mark E. Weinhardt Weinhardt & Logan, P.C. 2600 Grand Avenue, Suite 450 Des Moines, IA 50312 Phone: (515) 244-3100 [email protected] 2 E-FILED 20152015 FEBFEB 0909 1:151:15 PMPM POLKPOLK - CLERK OF DISTRICT COURT State ofof Iowa Courts Type: ORDER FOR CONSENT DECREE Case Number Case Title EQCE073545 STATE OF IOWA VS THE MCGRAW HILL COMPANIES INC ET AL So Ordered Robert B. Hanson, District Court judge, Fifth Judicial District of Iowa Electronically signedsigned on on 2015-02-09 2015-02-09 13:15:42 13:15:42 pagepage 3 of 3 E-FILED 20152015 FEBFEB 0404 8:188:18 AMAM POLKPOLK - CLERK OF DISTRICT COURT IN THE IOWA DISTRICT COURT FOR POLK COUNTY STATE OF IOWA ex rel. ) THOMAS J. MILLER, ) No. EQCE 73545 ATTORNEY GENERAL OF IOWA, ) ) Plaintiff, ) ) v. ) ) UNOPPOSED MOTION FOR ENTRY THE MCGRAW-HILL COMPANIES, INC, and ) OF CONSENT JUDGMENT STANDARD & POOR'S FINANCIAL ) SERVICES LLC, ) ) Defendants. ) Plaintiff State of Iowa ex rel. Attorney General Thomas J. Miller respectfully moves this Court to enter the Consent Judgment that is being separately and contemporaneously submitted to this Court as a proposed ruling. The Consent Judgment, a copy of which is attached hereto, is a proposed final judgment resolving the above-captioned matter. The undersigned has coordi- nated with opposing counsel in producing the proposed Consent Judgment, and counsel for De- fendants Mark Weinhardt has agreed that the instant motion may be characterized as unopposed. Respectfully submitted, THOMAS J. MILLER IOWA ATTORNEY GENERAL JEFFREY THOMPSON Deputy Attorney General E-FILED 20152015 FEBFEB 0404 8:188:18 AMAM POLKPOLK - CLERK OF DISTRICT COURT STEVE ST. CLAIR PATRICK MADIGAN NATHAN BLAKE Assistant Attorneys General Hoover Building, 2nd Floor 1305 E. Walnut Street Des Moines, IA 50319 Phone: (515) 281-5926 Facsimile: (515) 281-6771 [email protected] [email protected] [email protected] [email protected] Attorneys for Plaintiff 2 E-FILED 20152015 FEB FEB 0404 8:188:18 AMAM POLKPOLK - CLERK OF DISTRICT COURT IN THE IOWA DISTRICT COURT FOR POLK COUNTY STATE OF IOWA ex rel. THOMAS J. MILLER, No, EQCE 73545 ATTORNEY GENERAL OF IOWA, Plaintiff, V. THE MCGRAW-HILL COMPANIES, INC. and CONSENT JUDGMENT STANDARD & POOR'S FINANCIAL SERVICES LLC, Defendants. THIS MATTER came before the Court on the joint request of the Plaintiff, State of Iowa ex rel. Thomas J. Miller, Attorney General of Iowa, and the Defendants, McGraw-Hill Financial, Inc. and Standard & Poor's Financial Services LLC, for the Court to enter Judgment in accordance with the terms and conditions in the Settlement Agreement attached as Exhibit A, the language of which is incorporated into the Judgment by reference including, without limitation, the statement of facts annexed thereto. The Court, having considered the joint request and otherwise being fully advised in the premises, finds that the request is well taken and shall be GRANTED. Court costs (if any) shall be paid by Defendants. SO ORDERED. (02030756,DOCX) E-FILED 20152015 FEBFEB 0404 8:188:18 AMAM POLKPOLK - CLERK OF DISTRICT COURT Agreed and Approved as to Form and Substance by: FOR PLAINTIFF: Steve St. Clair Assistant Attorney General Office of the Iowa Attorney General 1305 East Walnut Des Moines, Iowa 50319 Phone: (515) 281-5926 Steve.stclair@iowa,gov FOR DEFENDANTS: ark E. Weinhardt jd/'4/tr Weinhardt & Logan, P.C. 2600 Grand Avenue, Suite 450 Des Moines, IA 50312 Phone: (515) 244-3100 rnweinhardt@weinhardtlogancom Floyd Abrams, pro hac vice Jason M. Hall, pro hac vice Cahill Gordon & Reindel LLP 80 Pine Street New York, NY 10005 Phone: (212) 701-3000 [email protected] 102030756.DOCX) E-FILED 20152015 FEBFEB 0404 8:188:18 AMAM POLKPOLK - CLERK OF DISTRICT COURT 1 Settlement Agreement 2 This Settlement Agreement ("Agreement") is entered into between, on the one 3 hand, the United States, acting through the United States Department of Justice ("DOJ"), 4 and the States of Arizona, Arkansas, California, Connecticut, Colorado, Delaware, 5 Idaho, Illinois, Indiana, Iowa, Maine, Mississippi, Missouri, New Jersey, North Carolina, 6 Pennsylvania, South Carolina, Tennessee, and Washington, and the District of 7 Columbia, acting through their respective Attorneys General (each of the District of 8 Columbia and the states set forth above referred to individually as "State" and 9 collectively as "the States"), and, on the other hand, McGraw Hill Financial, Inc. 10 (formerly known as The McGraw-Hill Companies, Inc.) and Standard & Poor's 11 Financial Services LLC (collectively "Defendants"). The United States, the States, and 12 Defendants are collectively referred to herein as "the Parties." 13 Recitals 14 1. On February 4, 2013, the United States filed in United States District Court 15 for the Central District of California the case captioned United States v, McGraw-Hill 16 Companies, Inc., and Standard & Poor's Financial Services LLC, No. CV 13-00779- 17 DOC (the "US Case"). 18 2. On the following dates, in the following courts, the States filed the cases 19 captioned as follows (collectively, the "State Cases"): 20 State Filing Court Caption Date 21 Arizona 2/5/2013 Arizona Superior Arizona ex rel. Brnovich v, The 22 Court, Maricopa McGraw-Hill Companies, Inc., and 23 County Standard & Poor's Financial Services LLC, No. CV2013-001188 24 Arkansas 2/5/2013 Arkansas Circuit Arkansas ex rel. McDaniel v. The 25 Court, Pulaski McGraw-Hill Companies, Inc., and County Standard & Poor's Financial Services 26 LLC No. 60CV-13-534 27 28 1 • E-FILEDI-1 II-1-1-1 GU2015 I .0 FEBI I-I-3 %Pi'04 8:181.). IV AM/-1.11,1 POLKI WI-1% - 1CLERK/4,1-1-IMN. OFWI DISTRICTVI...711M., I COURT%...I.JIJIN. I 1 State Filing Court Caption Date 2 California 2/5/2013 California People of the State of California v. 3 Superior Court, The McGraw-Hill Companies, Inc., 4 San Francisco Standard & Poor's Financial Services County LLC, and Does 1-100, No. CGC-13- 5 528491 6 Colorado 2/5/2013 District Court, State of Colorado ex rel. Coffman v. City and County The McGraw-Hill Companies, Inc., 7 of Denver, State and Standard & Poor's Financial 8 of Colorado Services LLC, No. 2013-CV-30537 Connecticut 3/10/2010 Connecticut Connecticut v. The McGraw-Hill 9 Superior Court, Companies, Inc., and Standard & 10 Judicial District Poor's Financial Services LLC, No. of Hartford at HHD-cv-10-6008838-S 11 Hartford 12 Delaware 2/5/2013 Delaware Delaware v. The McGraw-Hill Superior Court, Companies, Inc., and Standard & 13 New Castle Poor's Financial Services LLC, No. N 14 County 13C-02-044 District of 2/5/2013 D.C. Superior District of Columbia v. The McGraw- 15 Columbia Court Hill Companies, Inc., and Standard & 16 Poor's LLC, Civ. No. 2013 CA 000997 B 17 Idaho 2/5/2013 Idaho 4th Judicial Idaho ex rel. Wasden v. The 18 District Court, McGraw-Hill Companies, Inc., and Ada County Standard & Poor's Financial Services 19 LLC, No. CV OC 1302154 20 Illinois 1/25/2012 Illinois Circuit People of the State of Illinois v. The Court, Cook McGraw-Hill Companies, Inc., and 21 County Standard & Poor's Financial Services 22 LLC, No. 12CH02535 Indiana 6/27/2013 Marion County Indiana ex rel. Mihalik v. McGraw 23 Superior Court Hill Financial, Inc., and Standard & 24 Poor's Financial Services LLC, No. 49D03-1306-PL-025757. 25 Iowa 2/5/2013 Iowa District Iowa ex rel. Miller v. The McGraw- 26 Court, Polk Hill Companies, Inc., and Standard & County Poor's Financial Services LLC, No. 27 EQCE73545 28 2 E-FILED1-m1 I I-I-L7 GIJ2015 IV FEBI I-L7 IJ04.-1. V-8:18 I V IAM-11V1 IPOLK- WI-FN. - -%.,1-1-11.1"1. CLERK OFWI DISTRICT1-7I...1 I 11.1,...• I COURT%slat./ IA I State Filing Court Caption Date 2 Maine 2/5/2013 Maine Superior Maine v. The McGraw-Hill 3 Court, Kennebec Companies, Inc., and Standard & 4 County Poor's Financial Services LLC, No. BCD-CV-14-49 5 Mississippi 5/10/2011 Chancery Court Mississippi ex rel.