Annual Report 2015–2016 1 From the director t is a time of exciting ferment and expanding horizons at the Kellogg Institute these days, as we anticipate Notre Dame’s new Keough School of Global Affairs officially opening its doors to students in August 2017. One of the central pillars RESEARCH EXCELLENCE of the Keough School from the start, the Institute is a critical component to the success of the whole. Many of us have been hard at work setting its research 2 Faculty fellow research agenda, drawing up curricular designs, crafting its organizational structure, and setting the parameters of the new relationships among the various constitutive 4 Visiting fellow innovation units of the School.
6 Intellectual community In becoming a part of the Keough School, Kellogg is undoubtedly evolving: new Front Cover: “Upward Access,” by dimensions of the Institute will emerge as our institutional home takes greater 8 Scholarly products Kellogg Doctoral Student Affiliate shape and moves forward. With the new faculty brought on by the School, we are Maria Gibbs (civil engineering). looking forward to a larger, even more dynamic community of scholars focusing “A team of community masons EDUCATIONAL OPPORTUNITIES on international issues. from Chameau, Haiti put the But being immersed in change has led us to look inward as well, reminding us finishing touches on a 120m of our own Kellogg identity and making us more self-aware of our priorities and suspension footbridge that 10 Undergraduate scholarship spans the Grand’Anse River. trajectories. In this annual report you will find a very clear reaffirmation of the This bridge now provides access 12 Undergraduate fieldwork continuity of the Kellogg Institute’s core characteristics. to education, healthcare, and At the Institute, our central preoccupation with today’s pressing issues of democracy and human development economic opportunities for 14 Graduate education 45,000 people from 15 formerly threads through all that we do. Our initiatives demonstrate first and foremost the goal to remain always an isolated communities.” outstanding locus of research, especially research that makes a positive impact on our world by uniting the best methods and insights of the social sciences with a fundamental commitment to human values. Our programs Other photos not otherwise BUILDING LINKAGES AROUND THE WORLD consistently provide Notre Dame students with transformative opportunities to grow in their capacity to become credited by: Matt Cashore, Kaity Fuja, globally engaged scholars and leaders. Our endeavors are all united by a strong sense of intellectual community 16 Bridging disciplines Susan Good, Barbara Johnston, and common purpose. Joe Raymond, and Steve Toepp 18 Research and community engagement Reversing a famous line in Giuseppe di Lampedusa’s celebrated novel about social upheaval, The Leopard, we might say that “for everything to change, everything must remain as it is.” I invite you, in exploring the 20 Partnerships engaging stories in the pages that follow, to see how the Kellogg Institute is navigating into the future by 22 Engaging the world remaining true to the cardinal points of its identity.
STEWARDSHIP AND KELLOGG COMMUNITY
24 Financial overview Paolo Carozza Director 26 People Faculty Fellows Advance Understanding of Democracy and Human Development
At the center of the Kellogg Institute’s initiatives are more than 100 faculty fellows from across the University. Their research on critical global challenges—with a focus on Kellogg themes of democracy and human development—informs academic debates and policy around the world.
It began in 2007 with Faculty Fellow Michael mid-level indices, and 5 high-level “varieties” Coppedge and John Gerring, later a visiting of democracy—electoral, liberal, participatory, fellow, scribbling ideas in a coffee shop. Now, in a deliberative, and egalitarian. milestone for the study of democracy, the Varieties Since 2011 With the new and nuanced quantitative data, of Democracy (V-Dem) project has come to fruition scholars and policymakers are able to look projects have built with the 2016 public release of a massive dataset for at relationships among different aspects of 15 use by researchers and citizens around the world. on Kellogg seed funding democracy, as well as the conditions that favor to win more than Varieties of Democracy (V-Dem) is an international its birth and survival. effort to provide the global community with the “We can also look at the consequences of $ world’s most comprehensive, accurate, and detailed million in democracy—or lack of democracy—for economic 1.45 democracy ratings. Coppedge, one of four PIs who external funding growth, human development, human rights, even have led the collaboration, says the data release big questions of war and peace—many things we promises to revolutionize democracy research. really care about,” says Coppedge. ...and V-Dem has “Any quantitative study that has ever been done on won more than Involving hundreds of scholars around the the nature, causes, or consequences of democracy $ world, V-Dem has two institutional homes: the million in project could be redone and done better using the V-Dem 10 Kellogg Institute and the V-Dem Institute in the support data,” he says. “The new democracy indicators are Department of Political Science, University of more reliable, more valid, more comprehensive, and Gothenburg, Sweden. Kellogg provided seed funding more nuanced than data previously available.” V-Dem is the most ambitious, systematic, and broadly for the project, which has received substantial In 2015–16 “collaborative effort to measure democracy in the history of The dataset, the largest and most comprehensive of attention in the international community. Recently, its kind, covers some 15 million data points across V-Dem indicators were chosen to measure one new research grants 173 countries from the year 1900 to the present. of the United Nations’ new Sustainable 26 the social sciences. Both the conceptual scheme were awarded to and the data will be an invaluable resource for It includes 350 unique democracy indicators, 39 Development Goals. research and teaching into the indefinite future.” 21 faculty fellows —LARRY DIAMOND Center on Democracy, Development, and the Rule of Law, Stanford University learn more at: kellogg.nd.edu/AR2016/research RESEARCH 3 Visiting Fellows Conduct Innovative Independent and Collaborative Research
Outstanding scholars from around the world energize our intellectual community through the signature Visiting Fellows Program. In addition to advancing I want to make independent research on Kellogg themes, visiting fellows collaborate with faculty, “sense of the enrich student learning, and connect Kellogg to an international network of wartime activity scholars and institutions. with people who “There is so much we still need to learn about how “Legacies of war are very complex,” she participated in it. wars are fought,” says Visiting Fellow Ana Arjona says. “There are many dynamics and they don’t ” of Northwestern University, who is conducting evolve and affect people in the same ways.” research on the legacies of war and how civilians In her fieldwork—in which she interviews drug Visiting Fellows —ANA ARJONA make decisions in wartime. 9 traffickers, guerrillas, paramilitaries, and other Visiting Fellow To better understand the dynamics of war, she has excombatants as well as civilians—she uses conducted years of field research in conflict zones innovative tools to measure informal institutions. from universities in in Colombia, refining innovative new methodology “Memory workshops” draw together a cross 5 countries to interview combatants and civilians alike. A new section of community members or armed actors to Brazil, Ecuador, Italy, book examining why and how rebel groups choose collectively create a history of local events related to US, Vietnam differing ways to rule civilians under their control is the civil conflict, for example. expected to be “pathbreaking,” says Faculty Fellow At Kellogg, she conducted a workshop on her disciplines Guillermo Trejo. 6 data-collection techniques to prepare doctoral African Studies, A native of Colombia, Arjona grew up with the students for fieldwork in conflict zones, in addition Anthropology, country’s ongoing civil war in the background. It to presenting her own work-in-progress. Economics, Law, took time away in Spain for her to comprehend Her fellowship was “a very engaged experience,” Political Science, how intense the Colombian conflict was and how allowing many interactions with other scholars. Theology dramatically people’s lives change when they live in
conflict zones. Those connections have paid off. Back at home, Arjona is continuing to work with Trejo, PhD regions of study “I dedicated my graduate studies and professional 5 Fellow Juan Albarracín, and former Visiting Fellow Africa, Asia, Europe, life to explore the wounds that war leaves behind,” Sandra Ley Gutiérrez on an ambitious new book she says. She hopes that this work will inform paths Latin America and project focusing on large-scale criminal violence forward for Colombia and other nations dealing the Caribbean, in Brazil, Colombia, and Mexico. with internal conflicts. North America
learn more at: kellogg.nd.edu/AR2016/vf RESEARCH 5 Deepening Intellectual Community
Intellectual community grows and flourishes at Kellogg in multiple individual Interacting with Aníbal interactions—and in distinctive gatherings designed to bring together scholars, students, and practitioners in a lively mix that sparks provocative dialogue and “as a distinguished engenders new scholarly projects. research affiliate has
helped us sharpen With the creation of a new category of Kellogg Clark Gibson ’83, professor of political science our ideas and collaborator, “Distinguished Research Affiliate,” and director of the International Studies Program there is now another avenue for top-notch at the University of California, San Diego, and a methodology,gaining scholars from other institutions to engage with member of the Kellogg Advisory Board, studies Institute faculty fellows and doctoral students on a the politics of development, democracy, and I cannot think of confidence in our work long-term basis. the environment, with a focus on accountability “a better place between governments and citizens in Africa. and insights into the “This initiative allows us to expand the scope of our than Kellogg to collaborations and connections with scholars who Aníbal Pérez-Liñán, professor of political science undertake a academic profession closely share our commitment to Kellogg research at the University of Pittsburgh, was a Kellogg themes of democracy and human development but dissertation year fellow as a Notre Dame PhD sensitive and from an accomplished are unable to be in residence for the semester or student and later returned as a visiting fellow. complicated more required by the Visiting Fellows Program,” A long-time research collaborator with Faculty research project scholar who is also a says Kellogg Director Paolo Carozza. Fellow Scott Mainwaring, Pérez-Liñán works on democratization, the rule of law, political stability, that draws Distinguished research affiliates visit the Institute great mentor. and institutional performance in new democracies. together visiting ” several times a year to meet with research collaborators, take part in academic events, Bruce Wydick, professor of economics and fellows, PhD — ANA PETROVA mentor graduate students, and help to nurture new international studies at the University of San students, and PhD Fellow (political science) initiatives in their areas of expertise. Francisco, uses econometric, experimental, and game-theoretic tools to analyze the impact external The first three distinguished research affiliates, of development programs. He is currently who hold two-year appointments, have strong ties collaborators. conducting research in Mexico with Faculty ” to the Kellogg community of scholars. Fellow Rev. Robert Dowd, CSC, on the role of hope in economic development. —GUILLERMO TREJO Faculty Fellow (political science)
learn more at: kellogg.nd.edu/AR2016/int RESEARCH 7 Photo by Nicolás Savine Promoting Scholarly Creativity and Production New Books from Faculty Fellows Scholarly production takes many forms—monographs, collected volumes, journal articles, working papers. At the Kellogg Institute, we create space and provide resources for our faculty and visiting fellows to explore new projects, bring them to fruition, and share them in the wider intellectual community.
Faculty Fellow Christopher Ball credits a collaborating with Wauja youth to take Jaimie Bleck Kellogg research grant that allowed him photographs and record audio and video to collect initial data for a project in the of stories associated with those places. Brazilian rainforest as one reason for its “Talking about the river is important success in the 2016 American Council on a number of levels, in terms of the of Learned Societies (ACLS) fellowship practicalities—such as fishing as a means competition. Just 69 out of more than 1,100 of sustaining life—to where their ancestors applicants won the prestigious fellowship. lived, to what kind of beings and non-human “I couldn’t have done this without spirits they believe inhabit the river,” he Kellogg,” the linguistic and cultural says. “People want to talk about and explore anthropologist says. “The research last the spiritual importance of the river.” summer was absolutely key.” In addition to a book, he plans to produce On the ACLS fellowship, Ball will continue an interactive map in which tribal members his study of how language and riverscape can access the videos, audio recordings, Paolo Carozza link in the stories of the Wauja, an and photos, preserving the Wauja culture indigenous tribe living on and around and history. the Xingu River in northern Brazil. He is “It’s something they can use in the interested in documenting the stories most community,” Ball says. “They can access important to tribe members’ history and these stories years from now after the culture in their native tongue. storytellers have passed away.” He plans to work with older tribal members to map the important spiritual and historical places along the river while I couldn’t have done this without Kellogg. “ ” Sarah Zukerman Daly —CHRISTOPHER BALL RESEARCH 9 Faculty Fellow (anthropology) and ACLS Fellowship Recipient kellogg.nd.edu/AR2016/pubs Photo courtesy of Christopher Ball learn more at: Developing Undergraduate Scholars
Kellogg Institute student programs allow exceptional undergraduates to focus and develop their international interests and scholarly abilities. Research grants, fellowships, and internships complement the International Scholars Program (ISP), which matches students with faculty in a unique research partnership.
Mentoring undergraduates is both a calling and a “In high school,” he explains, “we learned history passion, as International Scholar Bright Gyamfi ’16 from the perspective of the colonizer—as Chinua and Faculty Fellow Paul Ocobock well know. Achebe describes it, as the story of the hunted being told by the hunter.” He aims to remedy that Gyamfi, a history and political science major born Kellogg distorted view in his own research, which focuses in Ghana who moved to the US when he was 13, on the development of the Ghanaian history International Scholars immersed himself in research and study from the curriculum and its implications for Ghanaians’ Win National Awards time he arrived on campus. Ocobock, a historian understanding of their nation and citizenship. of 20th-century Africa, calls him “an insanely Fulbrights impressive undergraduate.” Like Gyamfi, successful mentees are ambitious, 3 entrepreneurial, and passionate, Ocobock says— Borens As a freshman, Gyamfi was one of 50 undergraduates 2 and they need to be to come up with their own nationwide selected to attend a leadership research ideas and find funding for fieldwork. Rhodes conference at the Harvard Kennedy School. He 1 “My best students fling themselves into went on to receive funding to conduct original Truman adventure,” he asserts. research in Ghana, Britain, and the Caribbean and 1
is now pursuing an MSc at Oxford University before Gyamfi agrees that motivation is essential to beginning doctoral work in African history at becoming a scholar—and that exemplary mentors Northwestern University. make all the difference. Kellogg International Scholars in “Professor Ocobock pushed and challenged me,” “Passion makes you transcend other students,” he 63 says Gyamfi. “He helped me craft my research says. “Learning becomes different when you take majors focus, and he inundated me with information the focus off grades.” 33 from I am relentless in encouraging my students about primary sources, historical analysis, research That is precisely why Ocobock does what he does. grants, and the International Scholars Program, as colleges partnered with “to engage in research and to seek out all the well as resources at other institutions.” “Notre Dame students yearn to be global citizens, 4 and I want them to know they can accomplish It was Ocobock’s class on the African slave trade faculty members opportunities available to them at Kellogg and that in concrete ways,” he says. “While they can that opened Gyamfi’s eyes to how skewed his 40 to conduct research pour their passion into classwork, pouring it into knowledge of Ghanaian history was. the University and beyond. research can be even more rewarding.” ” —PAUL OCOBOCK Faculty Fellow (history) learn more at: kellogg.nd.edu/AR2016/undergrad EDUCATION 11 Engaging the World Through International Fieldwork Photo courtesy of Annelise Gill-Wiehl
Internships and fellowships provide undergraduates with hands-on experiences in the developing world that can be transformative. Such encounters prepare students for the International Development Studies (IDS) and Latin American Studies Program (LASP) minors and for independent field research.
Kellogg International Scholar and International Development Studies minor Daniel Olivieri ’18 has strategies. Interviewing patients, doctors, and won two Experiencing the World Fellowships. After community members, it is easy to see that while In the IDS minor’s working in Brazil in 2015, he conducted research in ownership and quality of care are important, so first five years... a public health clinic in rural Boaco, Nicaragua, in is trust. We know what works in medicine, yet summer 2016. His fieldwork included time on the we fail by overlooking the importance of social students wrote ball field, the science-business major writes: 37 constructs in daily life. capstone essays based I shouldn’t be formulating public healthcare on field research in One of the best decisions I’ve made has been policy in a country like Nicaragua, now or in 20 joining a pick-up baseball league. These are years. I can bridge cultural differences through 22 countries advised by more than games—they are a profound tool of the language of baseball. I can bring fresh ideas social integration. I’ve met people of all social from favelas in Brazil and inner-city Chicago and faculty mentors classes from surrounding communities, some learn from people’s successes and failures here. 24 coming from as far as three hours away. Between But healthcare? That takes a true healer, a innings, I learned about health inequalities and coalition of community members, medical the true problems affecting ‘Boacqueños.’ workers—and why not priests? I hope to further Building on… Through these games, I’ve been able to make explore the relationship that the Church, the an IDS minor and a new connections. I’ve been given a tour of the highest social point of Boaco, might have in basic Kellogg International Photo courtesy of Daniel Olivieri largest public hospital outside of Managua and public health campaigns. an opportunity to interview the head of the local Development Fellowship, Just as one’s health is not all biological, one’s Ministry of Public Health—and I’ve met people Christopher Newton ’15 faith is not all spiritual. Through improved in the community who are willing to vouch for has won a USAID fellowship communication and integration of healthcare, me, support me, trust me. to continue research in religion, and the private sector, I think we might be One of the best decisions I’ve made in Nicaragua South Sudan These friends are a key to accessing a deeper able to drastically improve development strategies. “has been joining a pick-up baseball league. These understanding of successful development are more than games—they are a profound tool of social integration. kellogg.nd.edu/AR2016/fieldwork EDUCATION 13 ” —DANIEL OLIVIERI ’18, International Scholar learn more at: Investing in the Next Generation of Scholars Kellogg, including “the scholarship it facilitates and Engagement with the welcoming Kellogg community coupled with a variety of research support makes all the difference to the doctoral students affiliated with the scholarly the Institute. Drawn to work with renowned Notre Dame faculty, they become an community it fosters, integral part of the Institute’s intellectual life. was an important When the Kellogg Institute awards five-year PhD Conflict and Stabilization Operations, where she motivator in my Fellowships to incoming doctoral students, it is received a Meritorious Honor Award for her work with a keen eye to the potential of each student for to coordinate US foreign policy on mass atrocity decision to study outstanding scholarship in future years. prevention and responses. Doctoral Affiliates at Notre Dame PhD Fellow Kristina Hook lived up to that potential She looks forward to continuing to work closely 10 0 in her very first year when she was awarded a with Rahul Oka and Ernesto Verdeja, faculty from and has been five-year Early Career Fellowship from the National fellows who have become important mentors. countries Science Foundation. 25 one of the highlights “Kristina’s impressive work with the United States in A doctoral student in anthropology and peace government and her strong academic record make disciplines studies, Hook is exploring various types of large- her an excellent choice for the prestigious NSF 11 of my time as a scale violence against civilians with the aim of Early Career Fellowship,” says Verdeja. “I have no doctoral student. improving mass atrocity early warning assessments. doubt she will be an academic success.” ” “I am working to understand important differences 40 received Kellogg —SHANNA CORNER, in distinguishing between mass atrocities and research and genocide,” she says. “I want to develop an professionalization anthropologically informed toolkit for improving New Doctoral Student Affiliate Program PhD Dissertation Year Fellow funding primary source data collection.” (sociology) With other PhD and Dissertation Year “More nuanced assessment of similar types of Fellows, Hook joins an interdisciplinary violence can lead to more carefully calibrated public cohort of “Doctoral Student Affiliates.” policy responses. I look forward to leveraging this PhD students selected for this new NSF award for continued research on some of the Kellogg affiliation engage in multiple world’s worst forms of manmade disasters.” ways in the Institute’s scholarly Prior to beginning doctoral studies, Hook served as community and are eligible for a range a political officer in a US embassy and as a policy of research support. officer in the US Department of State’s Bureau of
learn more at: kellogg.nd.edu/AR2016/grad EDUCATION 15 Bridging Disciplines— Linking Scholars and Practitioners
The search for comprehensive solutions to contemporary human problems benefits from listening to new voices and trying new approaches. Working across disciplinary boundaries and motivated by Catholic social teaching, Kellogg scholars engage with policymakers and practitioners to develop multifaceted understandings of complex issues of democracy and human development.
Two multiyear Kellogg initiatives drew together pioneer Partners In Health (PIH) on how the diverse assemblies of scholars and practitioners notion of “accompaniment” may inform—and at the Institute in 2015–16 to better understand even transform—the practice of international Kellogg Conferences how and why a focus on human dignity can help to development and aid delivery. 2 foster human development in communities around “We are reframing the concept of development the world. gathering... from a donor-recipient relationship to one of “Approaching human development from the walking together in accompaniment,” says 22 Notre Dame scholars perspective of human dignity serves as a locus for Kellogg Executive Director Steve Reifenberg, who and dialogue across differences that might otherwise organized the series. be intractable in the global environment,” says scholars and Closely connected to the notion of human dignity Kellogg Director Paolo Carozza, who is leading an 33 and drawing inspiration from the writings of practitioners from ongoing investigation of the role of human dignity Faculty Fellow Rev. Gustavo Gutiérrez, OP, the in development theory and practice. accompaniment model promotes sustainable 15 universities and Rather than crafting a new “dignity approach” partnerships and investment in local and to development, the project aims to identify national institutions. organizations in principles and methods that enable practitioners 10 “We are developing a model of international to value human dignity in their work and also to development that offers powerful insights into countries enhance scholarly understanding of human dignity 10 how development aid can be significantly more through the experience of development practice. effective,” Reifenberg says. An international conference in October brought We envision a world where persons together social scientists, philosophers, and The two initiatives, both of which will result in development practitioners. edited volumes, benefited from the involvement of “are aware of their infinite human dignity more than a dozen Kellogg faculty fellows, many In April, the “From Aid to Accompaniment” of whom presented research that highlights how series continued an ongoing dialogue with and are protagonists in their lives. dignity and accompaniment manifest in practice. ” scholars, practitioners, and global health —JACKIE ALDRETTE Association of Volunteers in International Service (AVSI) learn more at: kellogg.nd.edu/AR2016/bridging LINKAGES 17 Practitioner, “Human Dignity and Human Development” Initiative Community Engagement Informs Research
What works and why? The Kellogg Institute aims to make a difference in the world by linking lessons learned in community research to people grappling with real-world issues in other communities across the globe.
For very small-scale entrepreneurs seeking to After a baseline study of all SILCs by partner expand their businesses, capital is essential—but it Uganda Martyrs University’s business faculty, is a big jump from short-term saving-group loans group members received training in business skills to the more formal world of microfinance. from TechnoServe-Uganda. Then, SILC members selected 20 of the best entrepreneurs from their Building on years of community engagement groups to receive small loans to expand their Conducting in rural Nnindye, Uganda, researchers with businesses, along with additional training. Community Research the Institute’s Ford Family Program in Human Development Studies and Solidarity are attempting “TechnoServe has been great at adapting to th to bridge the gap with a collaborative initiative the needs of the entrepreneurs,” said a Ford 8 annual—2016 that provides both longer-term loans and business monitoring specialist. “Each is being matched with Human Development training to promising new entrepreneurs. a mentor knowledgeable about his or her business Conference needs, whether that is expanding a piggery, buying The impetus for the pilot project came from student researchers improved seed, or using new accounting skills.” 67 members of the Savings and Internal Lending from Communities—or SILC groups—established with As the project continues, a qualitative study will Ford assistance in Nnindye in recent years. analyze the progress of the 20 participants. 33 universities More than 50 percent of working adults in the area “We are excited by the potential of this project to presented research have joined SILCs as a way to save their earnings help people in Nnindye grow their businesses in on fieldwork and borrow funds to cover routine or unexpected ways that lift up the entire community—and to conducted in expenses—but many aspire to take advantage help us understand the best way to assist other of opportunities to expand their farms or small entrepreneurs to do the same,” says Ford Program 27 countries to enterprises. What they needed, they told Ford Director Rev. Robert Dowd, CSC. “Research that For a new entrepreneur, nothing beats having someone researchers, were loans and basic business skills. can inform development practice is what Ford is 240 + student attendees all about.” knowledgeable to turn to for advice. A mentor can help you Working with local collaborators, the Social “ Enterprise Project (SEP) is providing both of those look past your original scope and see the weaknesses in and more while the researchers collect the data needed to evaluate impact. your business model.”
—ANTHONY NYUNGU, Social Enterprise Project Coordinator, TechnoServe-Uganda
learn more at: kellogg.nd.edu/AR2016/community LINKAGES 19 Photo courtesy of TechnoServe Innovative Partnerships Take Lessons to the World
Engaging and building partnerships with institutions around the globe amplifies many times over the effects of Kellogg work on core themes of democracy and human development. Teaching and learning goes full circle when scholars and students from the Kellogg community engage with policymakers and change agents elsewhere in the world.
In spring 2016, 12 of Argentina’s most promising Pete Buttigieg—about how they solve problems young leaders gathered at Notre Dame to explore and manage change. The group was particularly with scholars and local community leaders interested in innovative public-private how values and leadership can intersect for the partnerships being undertaken in South Bend. Undergrads common good. “The whole experience has been great,” said Engage Partners Cosponsored by the Kellogg Institute and Notre Gabriel Mraida, the national director for crime Dame’s Institute for Educational Initiatives, the and violence prevention at Argentina’s Ministry Over three years, an visit was the brainchild of former Visiting Fellow of National Security. “It combines academic innovative international Rodrigo Zarazaga, SJ, the director of the Center knowledge with real politics.” development course has for Research and Social Action (CIAS), a Jesuit partnered student teams The visit to Notre Dame, which Zarazaga organized nonprofit in Buenos Aires. with Faculty Fellow Rev. Timothy Scully, CSC, with 17 client organizations After creating a political leadership institute included a trip to Chicago. in 14 countries to address two years ago, he was convinced that his best problems clients have Zarazaga said the initiative achieved even more Photo courtesy of Mariela Sorrentino students would benefit immensely from a US identified—the CIAS than he had expected. immersion experience. leadership institute was “It really broadened the horizons of these young “Forming a new generation of political leaders an early project. This year, leaders and what they will talk about in their who will lead Argentina toward integral and the professor and student cities,” he said. “Spending time together outside sustainable human and economic development design teams “co-created” the country has been essential to bringing them is the goal,” he says. It is “political” broadly and piloted a new advanced This is a unique initiative that encourages together as a network.” defined—among the Kellogg delegation were course, working with many “us to work together and find solutions from leaders from across the ideological spectrum from “Ethical, effective global leadership is one of the of the same organizations. government, business, political parties, and NGOs. great challenges of our time,” observed Kellogg Director Paolo Carozza. “This is an exciting our differences. At Kellogg, they heard from faculty experts ” pilot project, with very practical implications for on obstacles to democracy and development. democracy in Argentina.” —MARÍA MIGLIORE And they spent time in the community, talking to a range of local leaders—including South Chief of Staff, International Relations Undersecretary, City of Buenos Aires Bend’s up-and-coming 34-year-old mayor,
learn more at: kellogg.nd.edu/AR2016/partner LINKAGES 21 Photo courtesy of Rahul Oka Engaging the World
Acemoğlu Advocates “Capable State Building” Daron Acemoğlu, a renowned economist whose acclaimed, far-reaching research addresses why some countries are rich and Impacting Refugee Policy in Kenya others poor, delivered the 2015 Drawing on years of research on trading networks in and around Guillermo O’Donnell Memorial Kenya’s Kakuma Refugee Camp, Faculty Fellow Rahul Oka is Lecture, established in honor of working with the UNHCR and the World Bank on a new template for the Institute’s founding director. refugee resettlement. “Rahul’s research is changing the way we look In a wide-ranging address, at aid,” said a UNHCR representative. “His work has demonstrated Acemoğlu called for “capable how moving away from a model of humanitarian assistance toward a state building” that brings model of self-reliance can provide the best possible outcome for the with it the capacity to control refugee community.” violence, tax its citizens, deliver public goods and services, and build a competent government bureaucracy. Religion, Development, The Ford Family Notre Dame Award for and Democracy in Africa Human Development and Solidarity Bishop Matthew H. Kukah of The Ford Family Program in Human Development Studies and Cassel Helps Negotiate Colombia Peace Accord Nigeria spoke at Kellogg on Solidarity presented the 2015 Ford Family Notre Dame Award to Putting “scholarship into practice,” Faculty Fellow Douglass Cassel played a crucial role the role of religious actors in development practitioner Amina Mohammed in recognition of in the peace talks leading up to a historic agreement to end the long and bloody war in the growth of democracy and her tireless efforts to understand and illuminate the true causes of Colombia. Appointed by Colombian President Juan Manuel Santos to a bilateral working development in Africa. A respected poverty and to unleash human creativity and potential in effective group, Cassel brought his expertise in transitional justice to bear in helping to develop scholar and religious leader, and sustainable ways. Now the environment minister in her native legal mechanisms to hold both sides accountable for wartime violence. Kukah has played an active role in Nigeria, Mohammed led the effort to engage the world’s peoples in Nigerian civil society and is well the development and adoption of the UN’s Sustainable Development known as a champion of respectful Goals as the Secretary General’s Special Adviser on Post-2015 Christian-Muslim relations. Development Planning.
Amina Mohammed brings together head and heart. She is passionate “about human well-being—and knows the power of evidence-based efforts Photo courtesy of Douglass Cassel
to tackle extreme poverty. —REV. ROBERT DOWD, CSC, Ford Program Director LINKAGES 23 ” learn more at: kellogg.nd.edu/AR2016/engage ENDOWMENT GIFTS & GRANTS COMBINED % OF
EXPENDITURES SPENDING % OF TOTAL SPENDING % OF TOTAL AMOUNT TOTAL Faculty Support $863,777 16% $47,267 17% $911,044 16%
Faculty Salaries & Benefits $667,941 $0 $667,941
Fiscal Year Faculty Recruiting $4,660 $0 $4,660 Thank You to Our Donors 2015–16 Faculty Research Support $96,438 $39,264 $135,702 Academic Conferences & Workshops $88,506 $5,854 $94,360
Working Groups $6,232 $2,149 $8,381
REVENUE Annual Drawdowns External Visitors $410,520 7% $15,731 6% $426,251 7% The generous financial support of our contributors makes possible the breadth and depth of ENDOWMENTS Visiting Fellows $365,383 $15,731 $381,114 Kellogg Institute programs and initiatives at Notre Dame and around the world. We are grateful. Short-Term Visitors $10,745 $0 $10,745 Dorini $68,100 Distinguished Research Affiliates $34,392 $0 $34,392 Ford Family $326,330 Student Support $538,106 10% $33,085 12% $571,191 10% Hewlett $547,381 Graduate Fellowships & Grants $206,056 $16,144 $222,200 DESIGNATED ENDOWMENTS GIFTS* and GRANTS Johnson Family $11,132 Undergraduate Research Awards $91,952 $16,941 $108,893 Kellogg $4,540,370 Dorini Family Endowment Bank of America Tara Kenney and International Scholars Program $49,500 $0 $49,500 Gary T. Grassey Latin American Indigenous (Donald K. Dorini) (matching gift) Language Learning (LAILL) $20,528 Undergraduate Internships $121,243 $0 $121,243 Academic Program Support $12,827 $0 $12,827 Ford Family Endowment BHP Billiton Limited Ryan J. and Erin Kerrigan O’Connell Family $12,393 Study Abroad/ Exchange Programs $25,298 $0 $25,298 (Doug and Kathy Ford) Sullivan $23,638 Donald and Marilyn Keough F. Joseph and Student Conferences & Events $31,230 $0 $31,230 Foundation Deborah Loughrey Ubuntu $4,592 Helen Kellogg Endowment Events /Outreach $152,726 3% $8,137 3% $160,863 3% Subtotal $5,554,464 John C. Fogarty Alvaro Martinez-Fonts Lectures & Public Events $98,171 $8,085 $106,256 Johnson Family Endowment for Excellence GIFTS AND GRANTS (J. Kenneth Johnson) Mark and Patricia McGrath Communications & Publications $44,511 $52 $44,563 Roberto Garza Delgado GIFTS Intramural, K-12, & Local Outreach $10,044 $0 $10,044 Latin American Indigenous Language Kevin and Eileen Heneghan Reilly Family Foundation, Inc. Individual Gifts $253,037 Projects/Partnerships $260,494 5% $113,929 40% $374,423 6% Learning Endowment GRANTS (Sabine G. MacCormack) Mark and Jill Tabit Community Engagement & Hyster–Yale Materials Community-Based Research $620 $98,848 $99,468 Handling, Inc. US Army War College $ 30.000 Program/Strategic Development $56,962 $0 $56,962 O’Connell Family Fund for Excellence (matching gift) US Army War College Subtotal $283,037 (Jamie and Mary Joel O’Connell) Fellowship Program Institutional Collaboration $146,988 $0 $146,988 TOTAL $5,837,501 International Development Fellowships $55,924 $15,081 $71,005 Sullivan Endowment GIFTS & GRANTS Administration $1,662,174 29% $64,888 23% $1,727,062 29% (Frank E. Sullivan) 5% Staff Salaries & Benefits $1,553,303 $64,888 $1,618,191 Ubuntu Endowment for Excellence Student Salaries $29,597 $0 $29,597 (Rick and Chelsea Buhrman) Administrative Services & Supplies $61,833 $0 $61,833
Computer Equipment & Supplies $14,641 $0 $14,641 The William and Flora Hewlett Hesburgh Center Building Expenses $2,800 $0 $2,800 Foundation Endowment Capital Expenditures $1,666,667 30% $0 0% $1,666,667 29%
Jenkins Hall $1,666,667 $0 $1,666,667 Total Expenditures $5,554,464 100% $283,037 100% $5,837,501 100%
* Reporting gifts $500 and above 95% ENDOWMENTS FINANCIAL 25 Biological Sciences Terence Johnson Faculty Fellows Assistant Professor Edwin Michael Joseph Kaboski Africana Studies Professor The People of David F. and Erin M. Seng Foundation Professor of Economics Dianne M. Pinderhughes Civil and Environmental Steve Lugauer President’s Distinguished Professor, Engineering and Earth Sciences Assistant Professor the Kellogg Institute 2015–16 Professor of Political Science and Africana Studies Tracy L. Kijewski-Correa Nelson Mark Anthropology Leo E. and Patti Ruth Linbeck Associate Professor Alfred C. Decrane Jr. Professor of International Economics Lancie Marvin Faculty Committee Staff Maurizio Albahari Senior Administrative Assistant Stephen Silliman Zachary Stangebye Associate Professor Professor Emeritus Assistant Professor Viva Bartkus Jackline Aridi Jenny Meert Christopher Ball East Africa Regional Program Coordinator, Ford Program Administrative Assistant Alexandros Taflanidis Jeff Thurk Ted Beatty Assistant Professor Associate Professor Assistant Professor Jeffrey H. Bergstrand Judy Bartlett Elizabeth Rankin Susan D. Blum Michael Coppedge IT Operations and Planning Engineer Senior Editor East Asian Languages Professor William N. Evans and Cultures Kim Bloom Tracy Rendall Catherine Bolten Joseph Kaboski Senior Research Assistant Events Administrative Assistant (after 2/16) Lionel M. Jensen Associate Professor of Anthropology and Peace Studies Tracy L. Kijewski-Correa Associate Professor Danice Brown Nancy Sawyer Scott P. Mainwaring Rev. Patrick Gaffney, csc Monitoring and Evaluation Specialist Communications Specialist Economics Ann Mische Associate Professor Reneé Carlson Carolyn R. Nordstrom Ilaria Schnyder von Wartensee Simeon Alder Business Manager Research Assistant Professor Rev. Timothy R. Scully, csc Assistant Professor
Guillermo Trejo Karen Clay Rachel Thiel Rev. Ernest Bartell, csc Communications Manager Program Coordinator, Undergraduate Students Professor Emeritus
Jennifer D’Ambrosia Kristi Wojciechowski Wyatt Brooks Directors Database Administrator Staff Accountant Assistant Professor Film, Television, and Theatre Paolo Carozza Sarah Domonkos Denise Wright Kevin Donovan Director Events Administrative Assistant (through 12/15) Program Coordinator, Visiting Fellows and Graduate Assistant Professor Student Programs Anton Juan Senior Professor of Directing and Playwriting/Theatre and Steve Reifenberg Deirdre Guthrie Carolyn R. Nordstrom Kirk Doran Executive Director Research Scientist Social Concerns Professor Associate Professor
Sharon Schierling Therese Hanlon Rahul Oka William N. Evans Associate Director Events Program Manager Ford Family Assistant Professor of Anthropology Keough-Hesburgh Professor of Economics and Chair
Holly Rivers Dennis Haraszko Natalie Porter Antoine Gervais Associate Director Associate Program Director, Ford Program Assistant Professor Assistant Professor
Rev. Robert Dowd, csc Elizabeth Hlabse Vania Smith-Oka Thomas Gresik Director, Ford Program Research Associate Associate Professor Professor
Gabriel Torres Colón Richard A. Jensen Director of Undergraduate Studies Gilbert Schaefer Professor of Economics PEOPLE 27 History Douglass Cassel Juan M. Rivera Political Science Professor Emeritus Professor of Accountancy Ted Beatty Ruth Abbey Kristine Kalanges John Sherry Professor Professor of Political Science Associate Professor Raymond W. & Kenneth G. Herrick Professor of Marketing Associate Dean for Academic Affairs, Keough School of Interim Director, Kroc Institute for International Peace Studies Global Affairs Mary Ellen O’Connell Lee A. Tavis Jaimie Bleck Robert and Marion Short Professor of Law C. R. Smith Emeritus Professor of Finance Mariana Candido Assistant Professor Research Professor of International Dispute Resolution Associate Professor Senior Research Advisor, Ford Program Elizabeth Tuleja Karen B. Graubart Lui Institute for Asia Associate Teaching Professor of Management Michael Coppedge Associate Professor and Asian Studies Professor
Elisabeth Köll Jonathan Scott Noble Sarah Zukerman Daly Associate Professor Acting Executive Director Assistant Professor Director, Asia Office Semion Lyandres Assistant Provost for Internationalization Michael C. Desch Professor Professor Mendoza College of Business Paul Ocobock Rev. Robert Dowd, csc Assistant Professor Viva Bartkus Associate Professor Associate Professor of Management Director, Ford Family Program in Scott P. Mainwaring Romance Languages Jaime Pensado Human Development Studies and Solidarity Eugene P. and Helen Conley Professor of Political Science and Literatures Carl E. Koch Associate Professor of History Jeffrey H. Bergstrand Professor of Finance Amitava Krishna Dutt A. James McAdams Thomas F. Anderson Associate Dean for Graduate Programs Institute for Latino Studies Professor of Economics and Political Science William M. Scholl Professor of International Affairs William M. Scholl Professor of Latin American Literature Director, Nanovic Institute for European Studies and Chair Karen Richman Emily Sarah Block Music Andrew Gould Director of Undergraduate Academic Programs Assistant Professor of Management Associate Professor Rev. Sean D. McGraw, csc Ben Heller Tala Jarjour Assistant Professor Associate Professor Kellogg Institute Matt Bloom Assistant Professor Victoria Tin-Bor Hui for International Studies Associate Professor of Business Management Associate Professor Daniel Philpott Carlos A. Jáuregui Carmen-Helena Téllez Professor of Political Science and Peace Studies Associate Professor Kwan Kim Georges Enderle Professor of Conducting Debra Javeline Professor Emeritus of Economics John T. Ryan Jr. Chair in International Business Ethics Director, Choral Conducting Graduate Programs Associate Professor Emilia Justyna Powell Vanesa Miseres Associate Professor Assistant Professor Jaime Ros Robert C. Johansen Professor Emeritus of Economics Professor Emeritus Luc Reydams Marisel Moreno Professor of the Practice Associate Professor Keough School of Global Affairs Karrie Koesel Associate Professor Rev. Timothy R. Scully, csc María Rosa Olivera-Williams Sara Sievers Professor Professor Associate Dean for Policy and Practice Rev. William M. Lies, csc Hackett Family Director, Institute for Vice President for Mission Engagement and Church Affairs Educational Initiatives Juan Vitulli Law School Associate Professor George A. Lopez Guillermo Trejo Roger P. Alford Professor Emeritus Associate Professor Professor and Associate Dean Ernesto Verdeja Paolo G. Carozza Associate Professor of Political Science and Peace Studies Professor Director, Kellogg Institute for International Studies PEOPLE 29 Sociology Visiting Fellows Guest Scholars Jorge A. Bustamante Ana Arjona (Spring Semester) Mercedes Prieto (Fall Semester) Oswaldo Amaral (November–December) Eugene Conley Professor of Sociology Department of Political Science Department of Anthropology State University of Campinas, Brazil Northwestern University FLACSO, Ecuador Gilberto Cárdenas “Civilian Choice in Contexts of Lt. Col. Mark Christensen (Academic year) Professor “The Andean Indigenous Program Implemented Organized Violence” United States Army War College Fellow Executive Director, Notre Dame Center for Arts and Culture by the International Labor Organization in Ecuador, Peru, and Bolivia, 1950–1975” Stefanus Hendrianto, SJ (Academic year) Bob Baulch (Fall Semester) Erin Metz McDonnell Society of Jesus, Oregon Province Department of Economics Kellogg Assistant Professor of Sociology George Tsebelis (Academic Year) RMIT University, Vietnam Department of Political Science Juan Carlos Hernandez (February–June) University of Michigan Terence McDonnell “Human Development and Multi-Dimensional University of Navarra, Pamplona, Spain Kellogg Assistant Professor of Sociology Poverty in Southeast Asia” “The Effects of Constitutions on Rights and Welfare” Kiwoong Yang (Academic year) Ann Mische Simona Beretta (Spring Semester) Hallym University, Chuncheon, South Korea Associate Professor of Sociology and Peace Studies Department of International Economics Università Cattolica del Sacro Cuore, Milan
Christian Smith “Human Dignity and Development: William R. Kenan, Jr. Professor of Sociology Theology The Transformative Impact of Love and Truth” Director, Center for the Study of Religion and Society Director, Center for Social Research Peter Casarella Maria Clara Bingemer (Spring Semester) Associate Professor Brazilian Fulbright Distinguished Chair in Director, Latin American/North American Church Concerns Lyn Spillman Democracy and Human Development Professor Department of Theology Rev. Virgilio Elizondo Pontifícia Universidade Católica do Rio de Janeiro J. Samuel Valenzuela Notre Dame Professor of Pastoral and Hispanic Theology (deceased, 3/16) “God in America: A Comparative Analysis in Professor Latin American and Latino/a Theology” Rev. Daniel Groody, csc Associate Professor Luigi Crema (Spring Semester) Director of Immigration Initiatives, Institute for Latino Studies Department of Italian and Supranational Public Law Università degli Studi di Milano Rev. Gustavo Gutiérrez, op John Cardinal O’Hara Professor of Theology “Assessing the Place of Solidarity in International Law” Fr. Emmanuel Katongole Associate Professor of Theology and Peace Studies Kristin McKie (Academic Year) Department of Government and African Studies Program Rev. Paul V. Kollman, csc St. Lawrence University Associate Professor “Reining in the Big Men: Brazilian Fulbright Distinguished Chair in Democracy Director, Center for Social Concerns African Executives and the Rule of Law” and Human Development Noted theologian Maria Clara Bingemer is the first scholar to hold Rev. Robert Pelton, csc Olukunle Owolabi (Spring Semester) Director Emeritus, Latin American/North American Department of Political Science the Brazilian Fulbright Distinguished Chair in Democracy and Human Church Concerns Villanova University Director Emeritus, Institute for Pastoral and Social Ministry Development at Kellogg. Established through a five-year agreement “The Colonial Origins of (Under)development, with the Brazilian Fulbright Commission, the new visiting fellowship is Lawrence E. Sullivan Dictatorship and Democracy: West Africa and open to distinguished senior researchers from Brazil. Professor Emeritus of Theology and Anthropology the West Indies in Comparative Perspective”
Todd D. Whitmore Associate Professor Codirector, Program in Catholic Social Tradition PEOPLE 31 Matthew R. Ford Clarke R. Keough Advisory Board Partner, Bartlit Beck Herman Palenchar & Scott LLP Managing Partner, Keough Investments LLC
Joe Loughrey (Chair) Roberto Garza Delgado Ryan J. Kerrigan Former Vice Chairman of the Board and Chairman and CEO, Gard Corporation CEO, Alta Environmental President/COO, Cummins Inc. Managing Director, Kerrigan Advisors Clark Gibson Santiago Aranguren Professor of Political Science, Richard F. Lark, Jr. Director for Business Development, Arancia Industrial University of California, San Diego President and Managing Partner, Endurance Capital Partners The Kellogg Institute for International Studies promotes research excellence on critical global challenges, with a particular focus on democracy and human development. Building Zulfiqar Bokhari Kevin Heneghan R. Christopher Lund on a core interest in Latin America and Africa, the Kellogg Institute fosters research on the Partner, Lantham & Watkins Chairman of the Board, OTR Global Director, Christopher Participações developing world and beyond. President Emeritus, Lund Group of Associated Publishers Supporting the research and educational mission of the University of Notre Dame by Alvaro Martinez-Fonts engaging faculty, students, and visiting scholars in a supportive intellectual community, Former CEO, J. P. Morgan Florida, Private Banking the Institute works to project the University onto the global stage.
Mark McGrath The Kellogg Institute forms an integral part of Notre Dame’s Catholic mission by addressing Director Emeritus, McKinsey & Company normative and scholarly concerns that embody the values reflected in Catholic social thought.
F. James Meaney Former Chief Operating Officer, Oi
Mary Joel O’Connell Vice President, American Express Company
Raymond C. Offenheiser President, Oxfam America
Lindy Reilly Philanthropist and Volunteer
Rev. Timothy R. Scully, csc Professor of Political Science, University of Notre Dame
Rodrigo Calderon Wendy Hunter President, Calderon Lopez Figueroa Associates Professor of Government, University of Texas at Austin
Katherine Schilling Clark Brian A. Kenney Account Manager, IBM Corporation Chairman and CEO, GATX
Eowyn Ford Tara Kenney Health Policy Analyst, Centers for Medicare and Medicaid Former Managing Director, Deutsche Asset and Services, US Department of Health and Human Services Wealth Management, Inc. Jenkins Hall, now rising on Notre Dame Avenue, will be the new home of the Kellogg Institute and the Keough School of Global Affairs, with move-in scheduled for late summer 2017. “Design Thinking - Rio Abajo Style” (Nicaragua) by Civil Engineering graduate student Maria Gibbs ‘17
Residents of Rio Abajo use the footbridge they recently built as their design studio, 130 Hesburgh Center putting on their design thinking hats to Notre Dame, Indiana 46556-5677 ideate possibilities for a “casa comunal” (community center). Curious bystanders 574.631.6580 • Like us on Facebook look on as they brainstorm wild, crazy and innovative solutions to address their kellogg.nd.edu community’s needs on post-it notes.