Evolution of Intellectual Property Protection in Post-Mao China: Law and Enforcement
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Evolution of Intellectual Property Protection in Post-Mao China: Law and Enforcement Wenqi Liu Wenqi China: Law Enforcement and in Post-Mao Protection Property Intellectual of Evolution Evolution of Intellectual Property Protection in Post-Mao China: Law and Enforcement Wenqi Liu Evolution of Intellectual Property Protection in Post-Mao China: Law and Enforcement Ontwikkeling van bescherming van intellectuele eigendomsrechten in post-Mao China: Wetgeving en handhaving Thesis to obtain the degree of Doctor from the Erasmus University Rotterdam by command of the rector magnificus Prof.dr. H.A.P. Pols and in accordance with the decision of the Doctorate Board The public defence shall be held on 11th September 2014 at 9.30 hrs by Wenqi Liu Born in Wuhan, P.R. China 1 Doctoral Committee Promotors: Prof.mr. M.J. Kroeze Prof.mr.dr. T. Cohen Jehoram Other members: Mr.drs. R. Zwitser Prof.dr. Y. Li Prof.mr. A.W.J. Kamperman Sanders 2 Acknowledgements I have read all kinds of reference papers for my research work over these past years. Every time I reached the ‘Acknowledgements’ section of a paper, I almost heard the author cheering on account of a mission accomplished, because it is the section after which the author can be just as carefree as sailing a boat on a tranquil lake. Meanwhile, I always hoped my time would come so I could be relieved and have that feeling of being done and accomplished. When the time has come for me to write my own ‘Acknowledgements’ section, I do not have any feelings of freedom but of confidence. Looking back at the journey of my PhD study, I do not even know where to start, with thousands of thoughts in mind. Since enrolling in the PhD program with nothing but the passion for seeking knowledge, I am only now starting to achieve something after stumbling on with my persistent work and even more with the support and encouragement from many people along this journey. Firstly, I have to thank my PhD advisor Professor Maarten J. Kroeze for his insightful guidance. Professor Maarten Kroeze has not only knowledge but also has achieved a lot. I am not only amazed by his rigorous attitude regarding academic excellence, but also inspired by his spirit of treating daily work seriously. Emerging myself from such a strong influence of Professor Kroeze, I have learned from him how to be a dedicated hardworking scholar constantly seeking knowledge. I also have to thank Professor Tobias Cohen Jehoram. As a highly-respected distinguished professor with insight into the academic cutting edge, Professor Cohen Jehoram shared with me his broad academic resources without holding anything back, and provided instruction and introduced me to the area of intellectual property rights theory and practice. His dedicated guidance and full support made me fearless when I ran into obstacles during the work of my dissertation. I will always remember and cherish such an invaluable teacher- student friendship. Many thanks to the faculty body of the Law School and Erasmus University China Center, especially Ms. Tseng Weichia, Professor Yuwen Li, and Mr. Maarten Alexander Verbrugh for the support and encouragement I received during my study. Without their help, I am afraid that my overseas study experience would have been very hard. It is they who made me have no fear when traveling many times between two countries for my study. Meanwhile, I would also like to thank my Law School classmates who shared with me the hardship and happiness along my journey. Thanks to my supervisors and co-workers at Zhejiang Shuren University. Without their support I could not have completed my PhD study. I am especially thankful to Professor Yueyu Xu, Associate Professor Liying Xiang, and Ms. Fen Wang for their enormous support that makes feel full of energy. Special thanks to my beloved parents. Your consistent support and dedication encouraged me to chase my dream and fully experience my life. My heart is always with you wherever I go. Although my father is resting in heaven and cannot be here to witness my achievement as he had expected, I am sure he is seeing this from above. I am a little bit relieved when thinking of this. iii 3 Many special thanks to my dear husband Xiaopeng Yu and my lovely daughter Yijie Yu. My husband has provided tremendous support during my research work. He sacrificed a great deal to prevent me from being disturbed by taking care of the family and our daughter. As a member of the family, he did simple chores, reminding me of the fortune and happiness brought by our marriage. It has been several years and our daughter has grown from a baby to a happy and energetic elementary grade student. After all, life is so simple and beautiful, and full of moments that are worth every penny to cherish. This book is dedicated to every other person in my life who has helped me, influenced me, and motivated me. My life has been so wonderful because of you. Thank you! iv 4 Contents Chapter 1 Introduction ............................................................................................................. 1 1.1 Why this study ............................................................................................................... 1 1.2 Research questions ........................................................................................................ 3 1.3 Methodology ................................................................................................................. 3 1.3.1 Doctrinal research ............................................................................................................. 3 1.3.2 Historical study ................................................................................................................. 4 1.3.3 Empirical study ................................................................................................................. 4 1.3.4 Comparative study ............................................................................................................ 4 1.3.5 Case study ......................................................................................................................... 5 1.4 The structure of the study .............................................................................................. 5 Chapter 2 Determinants Affecting the Level of Intellectual Property Protection in China7 2.1 The domestic determinants ............................................................................................ 7 2.1.1 Economic determinants ..................................................................................................... 8 2.1.1.1 International trade flows ............................................................................................ 8 2.1.1.2 Technology transfer ................................................................................................. 11 2.1.1.3 R&D ........................................................................................................................ 13 2.1.2 Balancing mechanism ..................................................................................................... 15 2.1.3. Democracy ..................................................................................................................... 19 2.2 The international determinants .................................................................................... 20 2.2.1 Pressure from developed countries ................................................................................. 21 2.2.2 Pushed by International Organizations ........................................................................... 29 2.3 Conclusion ................................................................................................................... 30 Chapter 3 A Reflection on China’s Patent System ............................................................... 31 3.1 The historical development of China’s Patent Law .................................................... 31 3.2 The improvement of China’s patent system in the last twenty years .......................... 33 3.3 Contentious issues in the current patent system .......................................................... 40 3.3.1 A particular protection pattern of the utility model ........................................................ 41 3.3.2 Substantive requirements for patentability-especially for inventiveness inquiry ........... 48 3.3.3 Indirect infringement ....................................................................................................... 51 3.4 Conclusion ................................................................................................................... 56 Chapter 4 A Reflection of China’s Copyright System ......................................................... 57 4.1 The historical development of China’s Copyright Law .............................................. 57 4.1.1 Embryonic forms of China’s copyright protection in history ......................................... 57 4.1.2 Reasons for sluggish evolution ....................................................................................... 59 4.2 The improvement of China’s copyright system in the last twenty years .................... 62 4.2.1 Two stages of China’s modern copyright regime ........................................................... 62 v 5 4.2.2 The dynamic of high-speed development ....................................................................... 64 4.2.3 The amendment of the Copyright Law of 2001 .............................................................