MINUTES OF THE REGULAR MEETING OF THE BOARD OF COMMISSIONERS OF ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY AND ITS SUBSIDIARIES June 22, 2017

A. Roll Call and Determination of Quorum The meeting was called to order at 12:16pm by Chairman Geoff Astles who determined that a quorum was present.

Present on Roll Call:

 CountyofMonroe BillFaber = 5votes  CountyofMonroe DonJeffries = 5votes  County of Monroe Kelli O’Connor = 5 votes * City of Rochester William Ansbrow = 2 votes * City of Rochester Jerdine Johnson = 2 votes City of Rochester William McDonald = 2 votes  County of Genesee Paul Battaglia = 2 votes  County of Livingston Milo I. Turner = 2 votes  County of Ontario Geoff Astles = 3 vote  County of Orleans Henry Smith = 1 vote  County of Seneca Edward W. White = 1 vote  County of Wayne Michael P. Jankowski = 3 votes  CountyofWyoming RichKosmerl = 1vote  Amalgamated Transit Union Tracie Green = 0 votes

*Due to their recent appointments by the New York State Legislature these Commissioners have not yet had time to file their Oath of Office with the Department of State and thus our ineligible to vote on any items at this meeting.

Total Votes Possible 34 Total Votes Present 28 Votes Needed for Quorum 18

1 Others Present: Scott Adair, Chief Financial Officer David Belaskas, Director of Engineering & Facilities Management Ken Boasi, Director of Scheduling Tom Brede, Public Information Officer Bill Brunet, Conduent Mike Burns, Director of Accounting & Payroll Bill Carpenter, Chief Executive Officer David Cook, VP of Procurement Jay Corey, Director of Maintenance Support Operations Daniel DeLaus, General Counsel Michael DeRaddo, Director of Regional Operations Christopher Dobson, VP of Finance Justin Feasel, Manager of Purchasing Amy Gould, VP of People Krystle Hall, Director of People Performance & Development Reggie Hill, Manager of Field Operations Laura Kenyon, Supervisor of Communications & Marketing Jeff Luce, Communication Systems Engineer Christian Mahood, Director of Information Technology Scott Masucci, Inventory & Warranty Manager Kelly Schmidt, Executive Assistant to the CEO Janet Snyder, Labor Relations Director James Stack, Executive Director, GTCS Julie Tolar, Director of Service Planning Miguel Velazquez, Chief Operating Officer

B. Adoption of the Agenda

On motion of Commissioner Jankowski, seconded by Commissioner Battaglia, the Agenda was unanimously adopted.

C. Approval of Minutes

On motion of Commissioner Faber, seconded by Commissioner O’Connor, the following minutes were unanimously approved.

 RGRTA Compensation Committee Meeting Minutes of May 4, 2017  Quarterly Board Meeting Minutes of May 4, 2017  RGRTA Compensation Committee Meeting Minutes of June 5, 2017

2 D. CEO Report

Bill Carpenter, Chief Executive Officer, presented the monthly CEO Report as reflected in the power point presentation, a copy of which is attached to these Minutes.

Regarding the presentation on RTS Transit System Redesign:

 Commissioner Jankowski asked if the redesign will encompass the regionals as well. Miguel Velazquez, Chief Operating Officer stated that it will just be for RTS Monroe.  Commissioner Ansbrow asked if at some point the Commissioners could be provided with the Stakeholder strategy and the outline of the process to do that. Miguel Velazquez, Chief Operating Officer, stated that things we will be working with the consultant on is who the stakeholders should be and what the project plan should look like. We can certainly share that information with the Commissioners when it is available.

On motion of Commissioner Faber, seconded by Commissioner Kosmerl, the CEO Report was accepted by unanimous vote.

E. Financial Report

Scott Adair, Chief Financial Officer, presented the financial report, a copy of which is attached to these Minutes.

On motion of Commissioner O’Connor, seconded by Commissioner Faber, the Financial Report was accepted by unanimous vote.

F. Proposed Resolutions

Resolution Authorizing the Award of contract for a System Re-Design Study and an Origin- Destination Study, RGRTA 35-2017

 Commissioner Faber asked if we have any results from those who have used this firm. Miguel Velazquez, Chief Operating Officer stated that we do not have the results but we have spoken with other agencies and asked them about study quality and process. Commissioner Faber would be interested in seeing some of the results or the effect of the change.  Commissioner Smith asked if the 6 responses out of 50 proposals are typical. Miguel Velazquez, Chief Operating Officer, stated that we try to cast a wide net with the hopes of getting as many proposals as possible.  Commissioner White asked if they were the lowest responsive bidder and if not where were they in the price. Miguel Velazquez, Chief Operating Officer, stated that they were in the middle of the proposed prices.

3  Commissioner Faber asked if there is a protection clause in case the new system does not work. Commissioner Battaglia stated that we are not purchasing the system that we are just purchasing the study and recommendation and it is up to us as to what the system will look like.

RGRTA 35-2017: On motion of Commissioner Jeffries, seconded by Commissioner Battaglia, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing the Award of a Contract for a Vanpool Program, RGRTA 36-2017

 Commissioner Kosmerl asked who holds the options to renew the contract. Maggie Brooks, VP of Strategic Initiatives stated that the Authority(did they not correct that by saying both parties could cancel the contract with appropriate notice) holds the options to renew the contract with Enterprise.  Commissioner Jankowski asked after the three year contract is up and the renewals, how much will it cost the authority to continue with this program. Maggie Brooks, VP of Strategic Initiatives, stated that it depends on the number of vans and we will be working with Enterprise to come up with a contract. After the three years we will have a better idea of how much that will cost us. At this point we are looking at an approximate cost of $60,000 which will support 8-10 vans. Commissioner Jankowski asked what it means when we say sustainable model. Maggie Brooks, VP of Strategic Initiatives, responded that Enterprise is a turnkey model and our subsidy is will be determined during the annual budget process.  Commissioner Ansbrow asked if he could get information on the subsidy cost per mile and our base service. Scott Adair, Chief Financial Officer, stated that he could get him that information.  Commissioner White asked if Enterprise provides indemnity to us. Maggie Brooks, VP of Strategic Initiatives, responded that they are responsible for all liability.  Commissioner Kosmerl asked how Enterprise is going to roll out the process to reach all 8 of our counties. Maggie Brooks, VP of Strategic Initiatives, responded that is something we will sit down with Enterprise and go over and understand how they are going to reach our rural areas.

RGRTA 36-2017: On motion of Commissioner Battaglia, seconded by Commissioner Kosmerl, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing a Joint Service Agreement with the City of Rochester, RGRTA 37-2017

 Commissioner Jankowski asked what we are sponsoring with the money we are putting into this. Maggie Brooks, our sponsorship gives us signage and identification on the six stations. Commissioner Jankowski asked if the city is sponsoring the other locations. Maggie Brooks responded several companies have stepped up and have started sponsoring these locations as well.

4  Commissioner White asked if Zagster is providing indemnification for us and how are we going to enforce the helmet laws. Dan DeLaus, General Counsel, responded that yes they are providing indemnification. It is not our responsibility for folks to follow the helmet laws, I am sure Zagster has something in place when customers purchase a membership that requires them to obey those laws.  Commissioner Smith is there any opportunity to reach out to the towns for this program as well. The City of Rochester is initiating this because of a CMAQ grant and this program may expand into other towns down the road.

RGRTA 37-2017: On motion of Commissioner Jeffries, seconded by Commissioner Jankowski, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing the Award of a Contract to Integrate the existing CAD/AVL System with the new Voice and Data Communications Systems, RGRTA 38-2017

 Commissioner Smith asked once the system is out into place, how long will it be before it will need to be replaced or upgraded. Christian Mahood, Director of Information Technology we continually make sure we are upgrading the system and are doing hardware and software upgrade and will be specially designed for RTS.  Commissioner White asked if they were the lowest bidder. Christian Mahood, Director of Information Technology stated that this is a sole source.  Commissioner Jankowski asked when the last time we bought equipment was. Christian Mahood, Director of Information Technology, stated that it was in 2008.

RGRTA 38-2017: On motion of Commissioner Kosmerl, seconded by Commissioner Faber, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

G. Consent Resolutions

Resolution Authorizing a Joint Service Agreement with Orleans County for use of a Radio Base Station, Vehicle Maintenance, Fuel, and Building Services with Rochester Genesee Regional Transportation Authority, RGRTA 39-2017

RGRTA 39-2017: On motion of Commissioner Smith, seconded by Commissioner Battaglia, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing a Ground Lease between Rochester Genesee Regional Transportation Authority and Orleans County, RGRTA 40-2017

RGRTA 40-2017: On motion of Commissioner Smith, seconded by Commissioner Jeffries, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

5 Resolution Acknowledging Board Review of the Annual Public Authorities Reporting Information System (PARIS) Fiscal Year End 2017 Filing and Approving the Independent Auditors’ Reports for the Authority, RGRTA 41-2017

 Commissioner Jankowski stated that the Audit committee reviewed the reports earlier today and that everything was in excellent shape and he thanked the Finacne Department..

RGRTA 41-2017: On motion of Commissioner Jankowski, seconded by Commissioner Battaglia, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing the Award of a Contract for Construction Administration Services for the RTS Orleans Bus Maintenance and Garage Facility, RGRTA 42-2017

RGRTA 42-2017: On motion of Commissioner Smith, seconded by Commissioner Jankowski, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing the Award of a Contract for hardware Maintenance Services to Support TIDE, RGRTA 43-2017

 Chairman Astles asked what TIDE was. Christian Mahood, Director of Information Technology, responded that it stands for Technology Initiatives Driving Excellence and was part of a 2008 technology project.

RGRTA 43-2017: On motion of Commissioner Jankowski, seconded by Commissioner Battaglia, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

Resolution Authorizing the Purchase of Microsoft Office 2016 Professional Plus Software Licenses, RGRTA 44-2017

RGRTA 44-2017: On motion of Commissioner Kosmerl, seconded by Commissioner O’Connor, the aforementioned Resolution, a copy of which is attached to these Minutes, was unanimously approved.

H. Motion to Adjourn the Monthly Meeting and Move into Annual Meeting

There being no further matters on the adopted Agenda, the regular monthly meeting was adjourned on motion of Commissioner Jeffries, seconded by Commissioner Battaglia at 1:30pm.

6 Respectfully submitted,

______Edward W. White, Esq., Secretary

Posted Date: July 6, 2017

7 CEO Report

Presented by: Bill Carpenter, CEO Date Goes Here Chief Executive Officer Report

• TOPS Highlight

• Project Highlight

• Miscellaneous TOPS Highlight

Date Goes Here On-Time Performance

• Single measure of the strategy of Deliver Quality Service and Improve Performance – Q1 & 3: 30 of 100 TOPS points – Q2 & 4: 25 of 100 TOPS points

• Consistently rated by customers as the most important service characteristic

• FY 2017-18 Performance (April & May) – 6 of 9 companies exceeding goal – RTS Monroe exceeding goal and prior year with 90.85% – RTS Livingston and RTS Ontario adjusting to being measured by CAD/AVL Technology to report real-time OTP. Ridership

• Authority Ridership – 21 month consecutive decline comparing to the same month in prior year – 16.6 Million in FY2016-17 down from FY2014-15 of 18.2 Million • -8.5% decline since 2014-15 • -6.1% decline for most recently completed fiscal year

• National Ridership & Other Trends – From 2014 to 2016, all but seven of the country's largest urban areas lost riders – Ridership has decreased in almost every major city reaching as high as -12%. For the nation as a whole, ridership declined by -4.5 percent – Nationwide Vehicle Miles Traveled (VMT) increased 2.8% in 2016 – Vehicles in Rochester have driven nearly 500,000 more miles in 2015 as compared to 2012

• Looking Ahead – People’s behaviors have been changing and we need to respond in a way that meets these changing needs of our community through a system re-design Chief Executive Officer Report

• TOPS Highlight

• Project Highlight

• Miscellaneous RTS Transit System Redesign

Presented by: Miguel Velazquez DateChief Operating Goes Officer Here Guiding Strategy

Redesign initiative approved by the Board on March 2, 2017 as part of the 2017-2020 Comprehensive Strategic Plan Demographics, Economic and Transportation Trends

• Demographics • Trends

– Baby boomers effect – Transportation Network Companies – First and – Millennials Last Mile solutions

– Senior centers – Autonomous vehicles – Multi-modal Apps

• Economic – Vanpool and bike share products – Downtown Rochester housing

– Outer regions employment growth

– Anti-Poverty initiative

– Healthcare access

– Community integration of individuals with disabilities Challenges and Opportunities

• Grant Opportunities • Currently Experiencing Ridership Decline

• New Customer Demands • Other Organizations Tackling Transportation Issues • New Transportation Trends • Pivotal Time in our Community • New and Increasing Competition – RMAPI – Uber / Lyft – FLREDC / URI – Zip Cars – FLPPS (Medical Redesign) – Car Sharing – del Lago (Seneca County) – Shared Mobility – STAMP (Genesee County) – Photonics

• Mobility Management Trend Characteristics of Good Public Transit

“Frequent service”

“Consistent Service” “Short total travel times”

“Service reliability” “Access to First & Last Mile”

“Access to information” “Ease of buying fares” A New Perspective

• Public demand for transportation and new trends require us to think differently about our system

• Creative solutions are needed to compete and remain relevant

• A new approach to the service profile needs to target current and future demand

• Importance of frequency on densely populated areas vs. geographical coverage Communities with New or Soon to Have Newly Redesigned Systems

• Columbus, OH • Jacksonville, FL

• Indianapolis, IN • Houston, TX

• Baltimore, MD • Austin, TX

• Richmond, VA • Anchorage, AK

• Birmingham, AL Recap

• Because of disruptive technologies, customer changing preferences, new challenges and opportunities, RTS is looking to take a fresh look at its current system to explore new ways of providing transportation in our community.

• The Transit System Redesign Project is a major step towards the possibility of providing consistent, frequent and more efficient service.

• Vanpool and Bike-sharing are just two initiatives RTS is rolling out as the popularity and need for these type of services arise. Transit System Redesign Project Plan • Conduct an Origin & Destination (OD) survey

• 12 month (approx.) System Redesign Study – Communication and Outreach Plan throughout

• Decision and Approval on how to proceed - Post Study

Start of OD Study & End of System Board Approval System Redesign Redesign Study

Jun. Aug. Sep. Dec. Dec. 2017 2017 2017 2017 2018

Contract Execution End of OD Study Goal: A Community with Great Mobility

• Key Questions for RTS and our System Redesign – Customers want frequent and efficient service: Where do we provide it? • (Improved efficiency: customers/mile and customers/hour)

– Customers want good geographical coverage: How much of that area do we serve?

– As mobility options expand, how do we compete, complement and improve mobility for our community? Chief Executive Officer Report

• TOPS Highlight

• Project Highlight

• Miscellaneous RTS Access Employee Appreciation Day May 18, 2017 Simon School May 2017 Little Kids, Big Rigs June 11, 2017 RTS Monroe Employee Appreciation Day June 15, 2017 RTS/MCC Service Agreement Press Event June 16, 2017 #ROCTransitDay June 16, 2017

• Popular local businesses offered discounted admission to bus riders: – ArtisanWorks – George Eastman Museum – Memorial Art Gallery – Seneca Park Zoo – Susan B. Anthony House RGRTA Bus Roadeo June 17, 2017 RTS Genesee Employee Appreciation Dinner June 20, 2017 Wealth of Health Awards June 22, 2017 Miscellaneous

• Meeting in Albany with new Deputy Secretary, NYS DOB and DOT • Attended 2017 State of the County Address • Customer Open House • Held a NYPTA Board of Directors Meeting • RTS Quarterly Employee Meeting • MCC “parade” from Sibley Building to new State Street Campus • Six Pack Meeting with Employees • Regional Information Sessions • Meetings with our Federal delegation in Washington DC • FLREDC Public Meeting • Attended Rochester Chamber Legislator Reception • “Excellence Through Equity” lecture at East High • Beechwood Neighborhood Coalition Meeting • GRCTF Board of Directors Meeting • GTC Board Meeting • Attended CTAA Conference • Bus Coalition Board Meeting Financial Report

Presented by: Scott Adair, CFO Date Goes Here RGRTA - Consolidated Budget Status Report - FY 2017-2018 As of 5/31/17 (In Thousands) Financial Report

Budget FYTD Projected Budget Revenues 2017-18 5/31/2017 3/31/2018 Variance

Total Locally Generated * $ 29,788 $ 4,999 $ 29,788 $ -

Total Government Subsidies $ 55,430 $ 9,314 $ 55,430 $ -

Mortgage Tax $ 10,550 $ 1,435 $ 10,550 $ -

Grand Total Revenue $ 95,767 $ 15,748 $ 95,767 $ -

Expenses

Personnel Salary & Wages $ 41,986 $ 6,902 $ 41,986 $ - Fringe Benefits $ 27,770 $ 4,070 $ 27,770 $ - Total Personnel $ 69,756 $ 10,971 $ 69,756 $ -

Non-Personnel Services $ 7,883 $ 1,114 $ 7,883 $ - Fuel/Lubricants $ 5,705 $ 662 $ 5,705 $ - Parts $ 4,100 $ 647 $ 4,100 $ - Other $ 8,323 $ 670 $ 8,323 $ - Total Non-Personnel $ 26,012 $ 3,094 $ 26,012 $ -

Grand Total Expenses $ 95,767 $ 14,065 $ 95,767 $ -

Net Income/Deficit From Operations & Subsidies $ - $ 1,683 $ - $ - BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting Date: June 22, 2017 Presenter: Miguel Velazquez Subject: Resolution Authorizing the Award of contracts for a System Re- Design Study and an Origin-Destination Study Background: The Authority’s 2017-2020 Comprehensive Strategic Plan included a tactic to study the feasibility of a redesign of our route structure in Monroe County. A main component of this tactic was to hire appropriate consultants to assist in this endeavor. Thus, the Authority seeks to engage outside consultants to complete two separate studies that will aide in the process of evaluating the existing fixed-route system within Monroe County and assist in the development of a system design that can improve service and address new challenges and demands.

For the System Re-Design study, the Authority sought proposals by issuing a Request for Proposals (RFP) and publicly advertising it in the Rochester Business Journal and the New York State Contract Reporter on February 3, 2017; the Minority Reporter and Transit Talent on February 7, 2017; and Passenger Transport on February 13, 2017.

Fifty (50) sets of the RFP packages were distributed and six (6) proposals were received. Authority staff conducted a thorough evaluation of all of the proposals and concluded that Transportation Management & Design, Inc. (TMD) of San Diego, CA submitted the proposal favorable to the Authority due largely to their extensive experience in conducting over 100 System Re- Design studies across the Country.

The scoring of all proposals are broken down as follows: TMD (80); Sam Schwartz Transportation Consultants of New York, NY (79.5); Nelson Nygaard of Boston, MA (74); AECOM of New York, NY (62.5); Stantec of Rochester, NY (62.5); Steer Davies Gleave of New York, NY (38). The Origin-Destination Study will provide customer travel pattern information as an input to the System Re-Design study. The Authority seeks to utilize its existing Market Research Services contractor, Abt Associates, which was awarded by Resolution RGRTA 24-2014. Financial Impact: The cost of the System Re-Design Study is $254,872 and the Authority is requesting a contingency of approximately 10% which would bring the requested authorized amount to $281,000. Authority staff has determined the price proposed by TMD is fair and reasonable and has concluded that TMD appears to be a responsible firm.

The cost of the Origin-Destination Survey is $259,727 and the Authority is requesting a contingency of approximately 10% which would bring the requested authorized change order amount of $286,000. The revised value of the Abt Associates Market Research contract would total $793,031. Authority staff has determined the price proposed by Abt Associates is fair and reasonable.

Recommendation: That the Chief Executive Officer or his designee be granted authority to enter into an agreement with Transportation Management & Design, Inc. for the System Re-Design Study and execute a Change Order to the Authority’s contract with Abt, Associates to perform the Origin-Destination Study. Resolution: RGRTA 35-2017

AUTHORIZING THE COMMISSIONING OF A SYSTEM REDESIGN STUDY AND AN ORIGIN-DESTINATION STUDY

WHEREAS, the Rochester Genesee Regional Transportation Authority (the “Authority”) seeks to engage outside consultants to complete two separate studies that will aide in the process of evaluating the existing fixed-route system within Monroe County and assist in the development of a system design that can improve service and meet the changing needs of the region; and

WHEREAS, for the System Re-Design study, the Authority sought proposals for a by issuing a Request for Proposals (RFP) and publicly advertising it in the Rochester Business Journal and the New York State Contract Reporter on February 3, 2017; the Minority Reporter and Transit Talent on February 7, 2017; and Passenger Transport on February 13, 2017; and

WHEREAS, Authority staff conducted a thorough evaluation of the six (6) proposals received and opened on March 20, 2017 and concluded that Transportation Management & Design, Inc. submitted the proposal that was most favorable to the Authority; and

WHEREAS, the cost of System Re-Design is $254,872 and the Authority is requesting a contingency of approximately 10% which would bring the requested authorized amount to $281,000. Authority staff has conducted a thorough review of the price proposal offered by Transportation Management & Design, Inc. and concluded that the price is fair and reasonable. In addition, the Authority has determined that Transportation Management & Design, Inc. appears to be a responsible firm; and

WHEREAS, the Authority seeks to amend Resolution RGRTA 24-2014 to increase the value of the Authority’s contract with Abt Associates for Market Research Services for the purpose of completing the Origin-Destination Study on the existing fixed-route bus travel patterns of RTS customers in Monroe County; and

WHEREAS, the cost of the Origin-Destination Study is $259,727 and the Authority is requesting a contingency of approximately 10% which would bring the requested authorized amount on contract to $793,031. Authority staff has determined the price proposed by Abt Associates is fair and reasonable.

NOW, THEREFORE, BE IT RESOLVED, that the Chief Executive Officer or his designee is granted authority to enter into an agreement with Transportation Management & Design, Inc. to perform the System Re-Design Study; and

BE IT FURTHER RESOLVED, that the Chief Executive Officer or his designee is hereby authorized to execute a Change Order in the amount of $286,000 to RGRTA’s contract with Abt Associates for the completion of an Origin-Destination Study; and

BE IT FURTHER RESOLVED, that the Chief Executive Officer or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority, to perform any and all actions and to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution. CERTIFICATION

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester-Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York Resolution Authorizing the Award of Contracts for a System Re-Design Study and an Origin-Destination Study

RGRTA 35-2017 Date Goes Here Presented by Miguel Velazquez, Chief Operating Officer Resolutions Overview

• Following are resolutions for the Transit System Redesign consultant and an Origin and Destination survey.

• Later on: inter-municipal agreements for the Bike-share and vanpool. Transit System Redesign Project Plan • Conduct an Origin & Destination (OD) survey

• 12 month (approx.) System Redesign Study – Communication and Outreach Plan throughout

• Decision and Approval on how to proceed - Post Study

Start of OD Study & End of System Board Approval System Redesign Redesign Study

Jun. Aug. Sep. Dec. Dec. 2017 2017 2017 2017 2018

Contract Execution End of OD Study Origin & Destination (OD) Survey

• An Origin and Destination Survey will better inform the Transit System Redesign study by providing customer travel patterns.

• This information will assist in understanding current trends and needs.

• The Authority seeks to utilize its existing Market Research Services contractor, Abt Associates, which was authorized in Resolution RGRTA 24-2014.

• We seek to increase the original authorized amount by $259,727, plus 10% contingency.

• Total contract amendment: $286,000. Transit System Redesign Consulting Services

• The Authority issued a Request for Proposals (RFP) and advertised it as follows: – The Rochester Business Journal and the New York State Contract Reporter on February 3, 2017 – The Minority Reporter and Transit Talent on February 7, 2017 – The Passenger Transport on February 13, 2017.

• 50 sets of the RFP packages were distributed and six (6) proposals were received. – Transportation Management and Design, Inc. – Sam Schwartz Transportation Consultants – Nelson Nygaard – AECOM – Stantec – Steer Davies

• Evaluations Team: Planning, Scheduling, Marketing, Communications and Bus Operations. Transit System Redesign Consulting Services (Con’t)

• Conclusion: Transportation Management & Design, Inc. (TMD) submitted the most favorable proposal for the following reasons: – Relevance to our project requirements – Project methodology and approach – Experience of the firm conducting System Re-Design studies across the Country, for example: • Capital Metropolitan Transportation Authority, Austin, TX. • Niagara Frontier Transportation Authority (NFTA), Buffalo, NY. • Los Angeles County Metropolitan Transportation Authority, Los Angeles, CA

• Seeking Board authorization of $254,872, plus 10% contingency.

• Total Board authorization: $281,000 Recommendation

• That the Chief Executive Officer or his designee be authorized to execute a Change Order to RGRTA’s contract with Abt Associates, (Resolution RGRTA 24- 2014) and to increase the authorized contract amount by an amount not to exceed $286,000 allowing the Authority to utilize its existing contract for Market Research Services for the purpose of completing an Origin and Destination Study.

• That the Chief Executive Officer or his designee be authorized to enter into an agreement with Transportation Management & Design, Inc. to perform the System Re-Design Study, in an amount not to exceed $281,000. BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting Date: June 22, 2017 Presenter: Maggie Brooks Subject: Resolution Authorizing the Award of a Contract for a Vanpool Program Background: The Rochester Genesee Regional Transportation Authority (the “Authority”) seeks to engage an outside contractor to establish and operate a comprehensive vanpool program that will connect employers and workers within the Authority’s 8-county service area to provide an alternative means of commuting to and from work.

The Authority sought proposals by issuing a Request for Proposals (RFP) and publicly advertising it in the Rochester Business Journal and the New York State Contract Reporter on February 10, 2017.

Five (5) sets of the RFP packages were distributed and one (1) proposal was received.

Authority staff conducted a thorough evaluation of the proposal and concluded that SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car submitted a proposal favorable to the Authority.

Under this Agreement, SNORAC, LLC will own and maintain passenger vans, capable of carrying 7, 8, 12 or 15 riders which will be made available to those who seek to utilize this service. SNORAC, LLC will be responsible for all elements of the program including marketing and outreach; invoicing the vanpool users; customer service; emergency roadside service; and providing statistics for NTD reporting.

The Authority anticipates providing a monthly subsidy of $.60 per mile up to $600 per month per van and the vanpool users will cover the remaining expense associated with the operation of the vans.

The monthly cost of vanpool type and monthly mileage is provided in Attachment A. Financial Impact: The funding of the Authority’s subsidy is provided for in the 2017-2018 Operating Budget. It is anticipated that this subsidy will be recouped through the Authority’s annual allocation of the Federally funded Urbanized Area Formula Grant (5307 Funds) and our partnership with the City of Rochester.

Recommendation: That the Chief Executive Officer or his designee be granted authority to enter into an agreement with SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car for three (3) years with two (2) optional one-year renewals. Resolution: RGRTA 36-2017

AUTHORIZING THE AWARD OF A CONTRACT FOR A REGIONAL VANPOOL PROGRAM

WHEREAS, the Rochester Genesee Regional Transportation Authority (the “Authority”) seeks to engage an outside contractor to successfully establish and operate a comprehensive regional vanpool program that will connect employers and workers within RGRTA’s 8-county service area to provide an alternative means of commuting to and from work; and

WHEREAS, the Authority sought proposals by issuing a Request for Proposals (RFP) and publicly advertising it in the Rochester Business Journal and the New York State Contract Reporter on February 10, 2017; and

WHEREAS, one (1) proposal was received and opened on March 21, 2017; and

WHEREAS, Authority staff conducted a thorough evaluation of the proposal and concluded that SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car submitted a proposal favorable to the Authority.; and

WHEREAS, the Authority has determined that SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car appears to be responsible firm; and

WHEREAS, the monthly cost of the vanpool type and monthly mileage is provided in Attachment A, which may be adjusted annually at an amount not to exceed the CPI for All Urban Consumers for the preceding 12-month period. The Authority anticipates providing a monthly subsidy of $.60 per mile up to $600 per month for entire term of the agreement and the vanpool users will cover the remaining expense; and

WHEREAS, the Authority’s 2017-2018 Operating Budget contains funding for this contract and future Operating Budgets will contain appropriate funding as necessary.

WHEREAS, the City of Rochester has expressed an intent to fund this contract using Federal Congestion Mitigation and Air Quality grant funds; and

WHEREAS, the Authority’s vanpool program will be included in determining the future funding received under the Federally funded Urbanized Area Formula Grant (5307 funds); and

NOW, THEREFORE, BE IT RESOLVED, that the Chief Executive Officer or his designee is granted authority to enter into an agreement with SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car for three (3) years with two (2) optional one-year renewals; and

BE IT FURTHER RESOLVED, that the Chief Executive Officer or his designee is hereby authorized to adjust the Authority’s monthly vanpool subsidy as necessary to ensure the program’s success as long as the monthly subsidy does not exceed $600; and BE IT FURTHER RESOLVED, that the Chief Executive Officer or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority, to perform any and all actions and to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution.

CERTIFICATION

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester-Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York Attachment A:

Resolution: RGRTA 36-2017

Monthly Cost of Vanpool Type and Mileage

Monthly 7-Passenger 8-Passenger 12-Passenger 15 Passenger Mileage 500 $800 $900 $920 $950 750 $900 $1,000 $1,020 $1,000 1,000 $1,000 $1,100 $1,120 $1,040 1,250 $1,050 $1,150 $1,170 $1,100 1,500 $1,100 $1,200 $1,220 $1,150 1,750 $1,150 $1,250 $1,270 $1,190 2,000 $1,200 $1,300 $1,370 $1,290 2,250 $1,350 $1,450 $1,470 $1,390 2,500 $1,400 $1,500 $1,520 $1,440 2,750 $1,450 $1,550 $1,570 $1,490 3,000 $1,500 $1,600 $1,620 $1,540 3,250 $1,550 $1,650 $1,670 $1,590 3,500 $1,600 $1,700 $1,720 $1,640

Notes:  These monthly costs may be adjusted annually at an amount not to exceed the CPI for All Urban Consumers for the preceding 12-month period. Resolution Authorizing the Award of a Contract for a Vanpool Program

RGRTA 36-2017

PresentedDate by Maggie Goes Brooks. VP of Here Strategic Initiatives Program Background

• 2016 partnership established by RGRTA and the City of Rochester to support a vanpool pilot program providing access to jobs for low income residents living in neighborhoods identified by the Rochester Monroe County Anti- Poverty Initiative Project.

• 2017-2019 Federal Congestion Mitigation and Air Quality Improvement Program (CMAQ) grant includes funding to “help partners transition the program into a sustainable model” with RGRTA taking the lead. RFP Process

• Issued a Request for Proposal (RFP) and publicly advertised in the New York State Contract Reporter on February 10, 2017, and the Rochester Business Journal on February 10, 2017.

• A total of five (5) sets of RFP packages were distributed and one (1) proposal was received.

• After a thorough evaluation of the proposal by the Authority it has been determined that SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car submitted a proposal favorable to the Authority.

• Under the proposal submitted, SNORAC, LLC will own and maintain 7, 8, 12, or 15 passenger vans, which will be made available for the RGRTA program.

• SNORAC, LLC will be responsible for all elements of the program including marketing and outreach, invoicing of vanpool users, customer service, emergency roadside service and providing statistics for NTD reporting. Enterprise Rideshare

• The 4th largest public transit provider in the country based on passenger miles

• Takes 100,000 cars off the road daily, reducing wear and tear on environment and infrastructure

• Eliminates 2.4 billion commuter miles each year

• 40 years of experience managing commuter vanpool programs Vanpool Financial Impact

• RGRTA anticipates a monthly subsidy of $.60 per mile or $600 per van • Agreement in principle with City of Rochester on use of CMAQ grant to cover RGRTA subsidy costs (transitional terms being negotiated) • Joint Service Agreement with City will be approved by the board • Federal reimbursement of 5307 dollars as a result of NTD reporting for passenger miles is anticipated in year three Recommendation

• That the Chief Executive Officer or his designee be granted authority to enter into an agreement with SNORAC, LLC, d/b/a Enterprise Rideshare and Enterprise Rent-A-Car for three (3) years with two (2) optional one-year renewals. BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: Maggie Brooks Subject: Resolution Authorizing a Joint Service Agreement with the City of Rochester Background: The City of Rochester (the “City”) recently initiated a contract with bike share operator Zagster to implement a bike share program in the City. The Rochester Genesee Regional Transportation Authority (the “Authority”) was a key local partner with the City on an application for grant funding through the Congestion Mitigation and Air Quality Improvement Program (CMAQ). The City was successful in obtaining the CMAQ Award.

With this Award, the Authority will partner with the City and enter into a Joint Service Agreement (“JSA”) for the sponsorship of six (6) bike docking stations. The Authority has requested and been approved for three (3) of these bike docking stations be placed upon Authority property and the remaining at high destination locations for our service.

This JSA, will have the Authority contribute $12,240 per year to cover a portion of the cost of the bike docking stations. In addition to the financial obligation the Authority is committed to allowing placement of bike docking stations on Authority property. This JSA will last three years the entire length of the CMAQ Award.

Financial Impact: The Authority’s 2017-2018 Operating Budget provides the necessary funding for this Joint Service Agreement. Future Authority Operating Budgets will likewise provide the necessary funding. Recommendation: That the Chief Executive Officer or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority; to perform any and all actions to execute and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the Joint Service Agreement. Resolution: RGRTA 37-2017

AUTHORIZING A JOINT SERVICE AGREEMENT WITH THE CITY OF ROCHESTER

WHEREAS, the City of Rochester (the “City”) recently initiated a contract with bike share operator Zagster to implement a bike share program in the City. The Rochester Genesee Regional Transportation Authority (the “Authority”) was a key local partner with the City on an application for grant funding through the Congestion Mitigation and Air Quality Improvement Program (CMAQ). The City was successful in obtaining the CMAQ Award; and

WHEREAS, with this Award, the Authority will partner with the City and enter into a Joint Service Agreement (“JSA”) for the sponsorship of six (6) bike docking stations. The Authority has requested and been approved for three (3) of these bike docking stations be placed upon Authority property and the remaining at high destination locations for our service; and

WHEREAS, this JSA, will have the Authority contribute $12,240 to cover a portion of the cost of the bike docking stations. In addition to the financial obligation the Authority is committed to allowing placement of bike docking stations on Authority property. This JSA will last three years the entire length of the CMAQ Award.

NOW, THEREFORE, BE IT RESOLVED by the Authority that:

1. The Authority is authorized to enter into a Joint Service Agreement with the City of Rochester delineating the obligations of the Authority and the City in regard to the expenditure of Federal CMAQ and Authority funds for the Sponsorship Project of the City’s Zagster Bike Share Program.

2. RESOLVED that the Chief Executive Officer or his designee are hereby authorized, empowered and directed, for and on behalf of the Authority, to perform any and all actions and to execute any and all documents on behalf of the Authority as they may deem necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolutions

CERTIFICATION

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester-Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______

Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York Resolution Authorizing a Joint Service Agreement with the City of Rochester

RGRTA 37-2017

PresentedDate by Maggie Goes Brooks, V.P. StrategicHere Initiatives Project Background

• RGRTA Board approved development of an RGRTA bike share and commuter vanpool program as part of the 2017-20 Comprehensive Strategic Plan

• April 2017: City of Rochester received a Federal Congestion Mitigation and Air Quality Improvement Program (CMAQ) grant to support a three-year Shared Mobility Program

• RGRTA is an identified partner in two initiatives: Bike Share and Commuter Vanpool Bike Share Program Scope

• The City of Rochester has a contract with Zagster to develop and operate a bike share program, including all infrastructure-bike stations, bikes, maintenance

• Phase One of the project includes 40 sponsored station throughout a designated zone in Downtown Rochester

• As part of the Joint Service Agreement RGRTA will sponsor six (6) bike stations, a total of 34 bikes

• Program launch is July 2017 Bike Share Locations

• RTS Transit Center (2)

• RTS Main St. Campus

• MCC Downtown Campus

• Rochester Library

• College Town Bike Share Financial Impact

• Bike Share Program will be funded 80% federal share and 20% local share.

• The Authority’s portion, or the local share, of the six (6) stations is $12,240 per year and is provided for in the 2017-2018 Operating Budget.

• The Authority’s cost for the three year period covered by the JSA totals $36,720 and future years costs will be provided for in appropriate budgets.

• Additional set up costs may be necessary for the stations on Authority property. Recommendation

• That the Chief Executive Officer or his designee be authorized, empowered and directed, for and on behalf of the Authority to perform any and all actions to execute all documents as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the Joint Service Agreement BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: Christian Mahood Subject: Resolution Authorizing the Award of a Contract to Integrate the existing CAD/AVL System with the new Voice and Data Communications Systems Background: The Authority has undertaken a significant project to replace its current radio system, which includes both voice and data functionality, with separate Voice and Data Communications Systems.

As part of this project, the Authority needs its existing CAD/AVL provider, Conduent Inc. of Florham Park, New Jersey (formerly part of Xerox), to upgrade the CAD/AVL system to ensure it can integrate with our new communications systems and take advantage of all the benefits these new systems will provide.

Since the CAD/AVL is proprietary software and Conduent possesses the unique capability to perform the work to ensure its compatibility with the new communications systems, the Authority is seeking to award a sole source contract to Conduent.

Conduent has submitted a proposal totaling $741,757, which meets the needs of the Authority. The Authority has analyzed Conduent’s proposed scope of work and price and has determined that the prices are fair and reasonable given the type of work that will be performed.

Financial Impact: The cost of this contract will be funded utilizing a combination of Federal, State and Authority funds. The funding for this project is included in the Authority’s 2017-2018 Capital Budget. Recommendation: That the CEO and his designee be granted authority to enter into a contract with Conduent to perform the work necessary to integrate the Authority’s existing CAD/AVL system with its new communications systems. Resolution: RGRTA 38-2017

AUTHORIZING THE AWARD OF A CONTRACT TO INTEGRATE THE EXISTING CAD/AVL SYSTEM WITH THE NEW VOICE AND DATA COMMUNICATIONS SYSTEMS

WHEREAS, the Rochester Genesee Regional Transportation Authority (RGRTA) has undertaken a significant project to replace its current radio system, which includes both voice and data functionality, with separate Voice and Data Communications Systems; and

WHEREAS, As part of this project, RGRTA needs its existing CAD/AVL provider, Conduent, Inc. (formerly part of Xerox), to upgrade the CAD/AVL system to ensure it can integrate with our new communications systems and take advantage of all the benefits these new systems will provide; and

WHERAS, Since the CAD/AVL is proprietary software and Conduent possesses the unique capability to perform the work to ensure its compatibility with the new communications systems, the Authority is seeking to award a sole source contract to Conduent; and

WHEREAS, Conduent has submitted a proposal totaling $741,757, which meets the needs of the Authority. The Authority has analyzed Conduent’s proposed scope of work and price and has determined that the prices are fair and reasonable given the type of work that will be performed, and

WHEREAS, RGRTA has determined that Conduent appears to be a responsible firm; and

WHEREAS, the services will be funded with a combination of Federal, State and Authority funds.

NOW THEREFORE BE IT RESOLVED, that the Chief Executive Officer or his designee is authorized to enter into a contract with Conduent to upgrade the CAD/AVL system for an amount not to exceed $741,757; and

BE IT FURTHER RESOLVED, that the Chief Executive Officer and his designee are hereby authorized, empowered and directed, for and on behalf of the Authority, to perform any and all actions and to execute any and all documents on behalf of the Authority as they may deem necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution.

CERTIFICATION

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester-Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York Resolution Authorizing the Award of Contract to Integrate the existing CAD/AVL System with the new Voice and Data Communications Systems

RGRTA 38-2017 Date Goes Here Presented by Christian Mahood, Director of Information Technology Overview

• This resolution covers a component of the Radio Systems replacement that is listed in the comprehensive plan for the current fiscal year.

• Software customization will enable operators and dispatchers to communicate through the existing CAD/AVL system.

• Replaces existing software that performs the same with our aged radios

• Key software component to allowing RGRTA to increase frequency of data received from each bus. Project Budget

Infrastructure $ 45,918

Mobile Radios $ 984,268 • Total Budget for project is $4,200,000 Portable Radios $ 150,071

• The interface enables our existing Radio control $ 33,610 e c i o CAD/AVL System to function with the V Trabold Rd Tower $ 35,000 new radios and data modems seamlessly. Conduent/Xerox CAD/AVL integration $ 498,508

Contingency $ 488,955 • Interface budget was set at $750,000 Voice SubTotal: $ 2,236,330

Data - RFP $ 1,479,811

Data - RFP Contingency $ 115,664 a t a D Conduent/Xerox CAD/AVL integration $ 243,249

Contingency $ -

Data SubTotal: $ 1,838,724 Project Timeline

• Board Authorization: 6/22 • Data – software delivery: November 2017 • ATIS – software delivery: November 2017 • Voice – interface cable: November 2017 • Voice – software integration: December 2017

• Data – installations complete: April 2018 • Voice – installations complete: May 2018 The items covered with a red circle are components that RTS would be purchasing as part of this project. Recommendation

• That the Chief Executive Officer or his designee be granted authority to enter into a contract with Conduent to perform the work necessary to integrate the Authority’s existing CAD/AVL system with its new data and voice communications systems.

BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: Daniel M. DeLaus, Jr. Subject: Resolution Authorizing a Joint Service Agreement with Orleans County for use of a Radio Base Station, Vehicle Maintenance, Fuel, and Building Services with Rochester Genesee Regional Transportation Authority Background: The Authority (“the Authority”) and Orleans County (the “County”) currently operate pursuant to a 2003 Joint Service Agreement which has been amended and extended and provides for the following:

1. The Authority leases office and storage space from the County for RTS Orleans operations. The County provides security cameras for the site. 2. RTS Orleans uses the County’s Radio Base Station 3. The County services RTS Orleans vehicles and sells fuel to RTS Orleans.

The Authority is in the process of constructing a new Bus Maintenance and Garage Facility on the County property. The Authority will own that Facility and lease the land from the County pursuant to a 40 year ground lease. The Authority and County intend that the RTS Orleans Operations will remain substantially the same with the exception that they will operate out of the new Bus Maintenance and Garage Facility and the County will service the vehicles there as well.

Under the new Joint Service Agreement:

1. The Authority will pay an annual cost of $500 per radio it uses. 2. For vehicle service the County will charge the Authority an hourly rate which is no greater than the rate it charges its own departments. Currently the rate is $40 per hour. 3. For fuel the County will charge the Authority the New York State bid price plus $.20 per gallon for gasoline and $.22 per gallon for diesel fuel.

4. The County will be allowed to use the Authority Facility to service County vehicles when the Facility is not needed to service Authority vehicles. 5. The County will provide basic service and maintenance for the new Authority Operations Facility. 6. Given these financial arrangements, the County will not charge the Authority rent for the land.

Both the Federal Transit Administration and the New York State Department of Transportation have approved the Joint Service Agreement. Financial Impact: The Authority’s 2017-2018 Operating Budget provides the necessary funding for this Joint Service Agreement. Future Authority Operating Budgets will likewise provide the necessary funding. Recommendation: That the Chief Executive Officer or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority; to perform any and all actions to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the Joint Service Agreement.

Resolution: RGRTA 39-2017

AUTHORIZING A JOINT SERVICE AGREEMENTS WITH ORLEANS COUNTY

WHEREAS, in 2003 the Rochester-Genesee Regional Transportation Authority (“the Authority”) previously entered into a Joint Service Agreements with Orleans County (“the County”) pursuant to New York Public Authorities Law Section 1299-hh(1); and

WHEREAS, the Authority and the County have agreed that the Authority will construct and own a Bus Maintenance and Garage Facility on County property; and

WHEREAS, the Authority and the County have also agreed to enter into a new Joint Service Agreement to continue current operations in a substantially similar manner but in the new Bus Maintenance and Garage Facility; and

WHEREAS, the Authority has evaluated the proposed terms of the new Joint Service Agreement and determined that they are in the best interest of the Authority.

NOW, THEREFORE, BE IT RESOLVED by the Authority that:

1. The Chief Executive Officer or his designee is hereby authorized to enter into an Agreement with Orleans County which is in substantial conformity with the proposed agreement attached hereto, and 2. The Chief Executive Officer or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority; to perform any and all actions and to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution.

C E R T I F I C A T I O N

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______

Geoffrey Astles, Chairman

Date: June 22, 2017 Rochester, New York

BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: Daniel M. DeLaus, Jr. Subject: Resolution Authorizing a Ground Lease between Rochester Genesee Regional Transportation Authority and Orleans County Background: Pursuant to a 2003 Joint Service Agreement (“JSA”), the Authority (“the Authority”) currently leases office and storage space from Orleans County (“the County”) at 225 West Academy Street in Albion.

The Authority and the County have agreed that the Authority will construct its own Bus Maintenance and Garage Facility on County owned property at 225 West Academy Street and that the County will lease land to the Authority for that purpose. The Parties have also agreed to enter into a new JSA to reflect this new construction and continued operations. The Ground Lease will be for a term of 40 years.

Both the Federal Transit Administration and the New York State Department of Transportation have approved the Ground Lease. Financial Impact: The Authority’s Operating Budget provides funding for this Ground Lease. Future Authority Operating Budgets will likewise provide the necessary funding. Recommendation: That the Chief Executive Officer be authorized to enter into the proposed Ground Lease with Orleans County.

Resolution: RGRTA 40-2017

AUTHORIZING A GROUND LEASE BETWEEN ROCHESTER GENESEE REGIONAL TRANSPORTATION AUTHORITY AND ORLEANS COUNTY

WHEREAS, pursuant to New York Public Authorities Law Section 1299-hh(1), the Rochester Genesee Regional Transportation Authority (the “Authority”) and its subsidiaries are authorized to enter into Ground Leases to provide transportation services within the Authority’s transportation district; and

WHEREAS, the Authority operates a public transportation system in Orleans County (the “County”) known as RTS Orleans; and

WHEREAS, the Authority and the County have agreed that it is in the best interest to construct and operate a Bus Maintenance and Garage Facility on the County’s West Academy Street property (225 West Academy Street, Albion, NY) and that the County will lease land to the Authority for that purpose; and

WHEREAS, the Authority and the County have also agreed to enter into a new Joint Service Agreement to continue current RTS Orleans operations in a substantially similar manner but in the new Bus Maintenance and Garage Facility; and

WHEREAS, the Authority has evaluated the proposed terms of the proposed Ground Lease and determined that they are in the best interest of the Authority,

NOW, THEREFORE, BE IT RESOLVED by the Authority that:

1. The Chief Executive Officer or his designee is hereby authorized to enter into a Ground Lease with Orleans County which is in substantial conformity with the proposed agreement attached hereto, and 2. The Chief Executive Officer or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority; to perform any and all actions and to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution.

C E R T I F I C A T I O N

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______

Geoffrey Astles, Chairman

Date: June 22, 2017 Rochester, New York

BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: Scott Adair Subject: Resolution Acknowledging Board Review of the Annual Public Authorities Reporting Information System (PARIS) Fiscal Year End 2017 Filing and Approving the Independent Auditors’ Reports for the Authority Background: PARIS Fiscal Year End 2017 Filing On an annual basis, the Authority must submit various documents in electronic format through the State’s PARIS System to comply with New York State Public Authorities Law.

These documents are required to be submitted by New York State Public Authorities Law Section 2800 and include the financial statements, a procurement report, an investment audit, and compliance information as detailed in the PARIS information.

Independent Auditors’ Reports The Audit Committee and Finance/Investment Committee have reviewed the following documents:

1. Financial Statements as of March 31, 2017 together with Independent Auditors’ Report;

2. Independent Auditors’ Communication of Matters Related to Internal Control over Financial Reporting and Other Matters dated June 2017;

3. Independent Auditor’s Report on Compliance for Each Major Program and on Internal Control Over Compliance Required by Uniform Guidance (Federal Single Audit);

4. Independent Auditor’s Report on Compliance with Requirements of the State Transportation Assistance Program and on Internal Control Over Compliance Required by the New York State Codification of Rules and Regulations (State Single Audit);

5. Independent Auditors’ Report on Compliance with Laws and Regulations Related to Investment Guidelines for Public Authorities;

6. Independent Accountants’ Report on Applying Agreed Upon Procedures – Variable Pay Program. Financial Impact: There is no financial impact associated with the acceptance of these reports. Recommendation: That the Board of Commissioners accepts the 2017 PARIS report filing consisting of the Financial Statements, Procurement Report, an Investment Audit and compliance information as detailed in the PARIS information. In addition, the Board of Commissioners approves the Independent Auditors’ Reports as listed in the background section of this information. Resolution: RGRTA 41-2017

RESOLUTION ACKNOWLEDGING BOARD REVIEW OF THE ANNUAL PUBLIC AUTHORITIES REPORTING INFORMATION SYSTEM (PARIS) FISCAL YEAR END 2017 FILING AND APPROVING THE INDEPENDENT AUDITORS’ REPORTS FOR THE AUTHORITY

WHEREAS, this review of the annual PARIS filing and approval of the Independent Auditors’ Reports is part of the Authority’s efforts to improve governance and comply with the State’s ongoing efforts to improve and enhance the oversight of public authorities; and

WHEREAS, the Authority has reviewed the annual PARIS filing and has certified to its accuracy; and

WHEREAS, the Audit Committee and Finance/Investment Committee has reviewed the Independent Auditors’ Reports including the report on the financial statements, the reports on the Federal and State Single Audits, the report on compliance with laws and regulations related to investment guidelines for public authorities, communication of matters related to internal control over financial reporting and other matters and finally, the agreed upon procedures report for the Variable Pay Program at its joint June 22, 2017 meeting; and

WHEREAS, the Audit Committee and Finance/Investment Committee has recommended to the Board that the Independent Auditors’ Reports be received and approved by the Authority.

NOW, THEREFORE BE IT RESOLVED, that the fiscal year-end 2017 PARIS report consisting of the Annual Report, Financial Statements, Investment Audit, compliance information as detailed in the PARIS information, and Procurement Report is hereby accepted and various Independent Auditors’ Reports as listed above, approved.

CERTIFICATION

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester-Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______

Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Governance Information (Authority-Related) Question Response URL (if applicable) 1. Has the Authority prepared its annual report on operations and Yes https://www.myrts.com/About-Us/Plan-Performance accomplishments for the reporting period as required by section 2800 of PAL? 2. As required by section 2800(9) of PAL, did the Authority prepare an Yes https://www.myrts.com/About-Us/Plan-Performance assessment of the effectiveness of its internal controls? 3. Has the Authority named an internal control officer in accordance with Yes N/A section 2931 of PAL? 4. Please enter the number of staff assigned the internal control function. 3 N/A

5. Has the lead audit partner for the independent audit firm changed in the Yes N/A last five years in accordance with section 2802(4) of PAL? 6. Does the independent auditor provide non-audit services to the No N/A Authority? 7. Does the Authority have an organization chart? Yes https://www.myrts.com/About-Us/Plan-Performance

8. Are any Authority staff also employed by another government agency? Yes Town of Penfield (Zoning Board);Village of Brockport (Planning Board);Town of Henrietta (Town Board) 9. Has the Authority posted their mission statement to their website? Yes https://www.myrts.com/About-Us

10 Has the Authority's mission statement been revised and adopted during No N/A the reporting period? 11 Attach the Authority's measurement report, as required by section 2824-a https://www.myrts.com/About-Us/Plan-Performance of PAL and provide the URL. 12 Has the Authority adopted a lobbying policy in accordance with section Yes https://www.myrts.com/About-Us/Policies-and-Procedures 2987 of PAL? Lobbying officer name Sara N/A Molyneaux 13 Has the Authority maintained a record of all lobbying contacts during Yes N/A the reporting period, as required by section 2987 of PAL?

Page 1 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Governance Information (Board-Related) Question Response URL 1. Has the Board established a Governance Committee in accordance with Section Yes N/A 2824(7) of PAL? 2. Has the Board established an Audit Committee in accordance with Section 2824(4) Yes N/A of PAL? 3. Has the Board established Finance Committee in accordance with Section 2824(8) Yes N/A of PAL? 4. Provide a URL link where a list of Board committees can be found (including the https://www.myrts.com/About- name of the committee and the date established): Us/Commissioners/Meetings/Subcommitteemeetings 5. Does the majority of the Board meet the independence requirements of Section Yes N/A 2825(2) of PAL? 6. Provide a URL link to the minutes of the Board and committee meetings held https://www.myrts.com/About-Us/Commissioners/Meetings/Board during the covered fiscal year 7. Has the Board adopted bylaws and made them available to Board members and Yes https://www.myrts.com/LinkClick.aspx?fileticket=rNEfLkkmd74%3d& staff? portalid=0 8. Has the Board adopted a code of ethics for Board members and staff? Yes https://www.myrts.com/Portals/0/CodeEthics_June2017.pdf

9. Does the Board review and monitor the Authority's implementation of financial Yes N/A and management controls? 10.Does the Board execute direct oversight of the CEO and management in accordance Yes N/A with Section 2824(1) of PAL? 11.Has the Board adopted policies for the following in accordance with Section 2824(1) of PAL? Salary and Compensation Yes N/A

Time and Attendance Yes N/A

Whistleblower Protection Yes N/A

Defense and Indemnification of Board Members Yes N/A

12.Has the Board adopted a policy prohibiting the extension of credit to Board Yes N/A members and staff in accordance with Section 2824(5) of PAL? 13.Are the Authority's Board members, officers, and staff required to submit Yes N/A financial disclosure forms in accordance with Section 2825(3) of PAL? 14.Was a performance evaluation of the board completed? Yes N/A

15.Was compensation paid by the Authority made in accordance with employee or Yes N/A union contracts? 16.Has the board adopted a conditional/additional compensation policy governing No all employees?

Page 2 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name Green, Tracie Name Pryor, Karen C

Chair of the Board No Chair of the Board No

If yes, Chairman Designated by. If yes, Chairman Designated by.

Term Start Date 07/01/2014 Term Start Date 06/20/2007

Term Expiration Date 07/01/2018 Term Expiration Date 07/31/2012

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Other Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training No Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 3 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name Astles, Geoffrey Name Smith, Jr., Henry

Chair of the Board Yes Chair of the Board No

If yes, Chairman Designated by. Elected by Board If yes, Chairman Designated by.

Term Start Date 07/01/2015 Term Start Date 12/15/2008

Term Expiration Date 07/01/2019 Term Expiration Date 07/31/2009

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Local Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training Yes Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 4 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name O'Connor, Kelli Name Kosmerl, Richard

Chair of the Board No Chair of the Board No

If yes, Chairman Designated by. If yes, Chairman Designated by.

Term Start Date 06/23/2016 Term Start Date 06/07/2016

Term Expiration Date 07/31/2019 Term Expiration Date 07/31/2019

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Local Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training Yes Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 5 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name White, Edward W Name Argust, Thomas R

Chair of the Board No Chair of the Board No

If yes, Chairman Designated by. If yes, Chairman Designated by.

Term Start Date 03/29/2006 Term Start Date 06/15/2007

Term Expiration Date 07/31/2009 Term Expiration Date 07/31/2011

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Local Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training Yes Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 6 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name Battaglia, Paul J Name Jeffries, Donald E

Chair of the Board No Chair of the Board No

If yes, Chairman Designated by. If yes, Chairman Designated by.

Term Start Date 01/29/2008 Term Start Date 06/23/2016

Term Expiration Date 07/31/2010 Term Expiration Date 07/31/2018

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Local Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training Yes Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 7 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name Jones, Barbara J Name Turner, Milo I

Chair of the Board No Chair of the Board No

If yes, Chairman Designated by. If yes, Chairman Designated by.

Term Start Date 06/11/2007 Term Start Date 04/25/2001

Term Expiration Date 07/31/2013 Term Expiration Date 07/31/2010

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Local Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training Yes Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 8 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Board of Directors Listing

Name Jankowski, Michael P Name Faber, William N

Chair of the Board No Chair of the Board No

If yes, Chairman Designated by. If yes, Chairman Designated by.

Term Start Date 07/20/2004 Term Start Date 06/23/2016

Term Expiration Date 07/31/2009 Term Expiration Date 07/31/2016

Title Title

Has the Board member appointed Has the Board member appointed a designee? a designee?

Designee Name Designee Name

Ex-officio No Ex-officio No

Nominated By Local Nominated By Local

Appointed By Governor Appointed By Governor

Confirmed by Senate? Yes Confirmed by Senate? Yes

Has the Board member/designee Yes Has the Board member/designee Yes signed the acknowledgement of signed the acknowledgement of fiduciary duty? fiduciary duty?

Complied with training Yes Complied with training Yes requirement of requirement of Section 2824? Section 2824?

Does the Board No Does the Board No member/designee also hold an member/designee also hold an elected or appointed State gove elected or appointed State gove

Does the Board Yes Does the Board No member/designee also hold an member/designee also hold an elected or appointed municipal elected or appointed municipal government position? government position?

Page 9 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Abreha, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 41,332.95 11,161.56 0 0 0 52,494.51 No Beyra K Driver Grounds 282 282 Non- Mechanical Abril, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 69,022.77 15,828 0 0 666 85,516.77 No Pedro J. 1 Overhaul Engineering Shop 282 282 Shop Adair, Chief Executive Rochester FT Yes 149,996.29 149,785.43 0 14,350.95 0 8,800 172,936.38 No Scott Financial Genesee Officer Regional Transporta tion Auth Aganis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,613.21 1,138.34 0 0 0 65,751.55 No Donna Operator Operators 282 282 Albert, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,539.58 1,165.97 0 0 0 63,705.55 No Doreatha Operator Operators 282 282 Allen, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 17,261.07 230.61 0 0 0 17,491.68 No Douglas J Operator Operators 282 282 Allen, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 28,412.80 16,826.57 665.86 0 0 0 17,492.43 No Michelle Service and Clerical Service 282 282 Representa tive Allen, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 69,710.43 19,348.39 0 0 666 89,724.82 No Stephen D 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Allen, Executive Administrative Executive FT No 51,509.12 52,107.86 1,337.27 214.62 0 600 54,259.75 No Yolanda Administra and Clerical tive Assistant Almedina Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 61,934.33 2,887.07 0 0 666 65,487.4 No Jr., 1 Overhaul Engineering Shop 282 282 Bernardin Shop o

Page 10 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Amador, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,374.77 10,374.77 0 0 0 0 10,374.77 No Israel Operator - Operators 282 282 PT Ammon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,748.80 3,494.32 0 0 0 0 3,494.32 No Bradley Operator Operators 282 282 Anderson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 6,100.83 0 0 0 0 6,100.83 No Alphonso Operator Operators 282 282 Anderson, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,690.34 11,189.09 0 2,000 0 57,879.43 No Robert Operator Operators 282 282 Anderson, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 1,640.4 0 0 0 0 1,640.4 No Willie Washer- Building 282 282 Service Building Andolina, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,502.82 5,450.13 0 0 0 49,952.95 No Phillip Operator Operators 282 282 Andrews, Bus Operational Service RTS-ATU- RTS-ATU- FT No 39,499.20 41,291.24 6,289.17 0 0 0 47,580.41 No Cortney Placer- Building 282 282 Garage Nights-Non Mechanical Andrews, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,800.00 59,215.4 9,515.01 0 0 0 68,730.41 No Valerie Operator Operators 282 282 Andrews, Bus Operational Bus BBS-SEIU BBS-SEIU FT No 39,267.90 39,004.43 1,572.94 0 0 0 40,577.37 No Warren D Operator Operators Antonetti Bus Operational Bus LL-ATU- LL-ATU- FT No 39,977.60 6,904.86 86.5 0 0 0 6,991.36 No Jr., Operator Operators 282 282 David Aponte, Bus Operational Bus FT No 31,200.00 4,080 0 0 0 0 4,080 No Jessica Operator Operators Trainee Appleberr Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 73,898.04 18,621.15 0 0 0 92,519.19 No y, Operator Operators 282 282 Malcolm

Page 11 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Arce, Informatio Technical and Informatio PT No 392.85 392.85 0 0 0 0 392.85 No Blake n Engineering n Technology Technology Intern Arft, PT Lift Operational Sedan LL-ATU- LL-ATU- PT No 19,635.23 19,635.23 0 0 0 0 19,635.23 No James Line Sedan Drivers 282 282 Driver Arline, Road Managerial Road RTS- RTS- FT No 58,508.94 60,983.22 4,451.46 910.42 0 166 66,511.1 No Nathan C Supervisor Supervisor TEAMSTERS TEAMSTERS s Armstrong Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,675.36 8,408.11 0 0 0 81,083.47 No , Operator Operators 282 282 Roosevelt T Arnold, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 56,195.11 4,463 0 0 0 60,658.11 No Orson Operator Operators 282 282 Arnold, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,339.23 473.38 0 0 0 66,812.61 No Richard Operator Operators 282 282 Asberry, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 35,063.27 628.95 0 900 0 36,592.22 No Michelle Operator Operators 282 282 Asbrand, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 31,353.25 841.75 0 0 0 32,195 No Debra A Operator- Operators 282 282 Full Time Ashford, Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 40,185.60 40,937.07 8,764.19 0 0 0 49,701.26 No Perry Grounds 282 282 Non- Mechanical Ashley, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 57,243.09 9,170.47 0 0 0 66,413.56 No Robin Operator Operators 282 282 Auld, Senior Administrative Finance FT No 59,171.42 59,358.5 2,752.37 246.55 0 0 62,357.42 No Pamela J Accountant and Clerical Ayala, Bus Operational Bus BBS-SEIU BBS-SEIU PT No 21,882.71 21,882.71 947.65 0 0 0 22,830.36 No Brooke Operator- Operators PT

Page 12 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Ayala, Administra Administrative Administra LL- LL- FT No 44,384.70 44,126.78 23,518.71 0 0 0 67,645.49 No Sheila tive and Clerical tion TEAMSTERS TEAMSTERS Assistant Azzano, Bus Operational Bus LL-ATU- LL-ATU- PT No 22,431.40 22,431.4 302.1 0 0 0 22,733.5 No Lauren Operator - Operators 282 282 PT Bachmann, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 62,316.80 1,286.1 0 0 0 0 1,286.1 No Joseph R. 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Bailey, Bus Operational Bus STS-ATU- STS-ATU- FT No 30,482.61 29,714.67 1,486.69 0 0 0 31,201.36 No Bonnie Operator- Operators 282 282 UNION Bailey, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 40,829.84 864.07 0 0 0 41,693.91 No Kenneth J Operator Operators 282 282 Bain, Scheduler Administrative Schedulers LL- LL- FT No 26,520.00 13,735.02 33.46 0 915.32 0 14,683.8 No Stephanie and Clerical TEAMSTERS TEAMSTERS Baker, Bus Operational Bus FT No 34,282.56 34,513.56 2,163.27 41.67 1,699.88 0 38,418.38 No Gerald Operator Operators Ballard, Manager of Managerial Administra FT Yes 44,990.40 21,649.88 449.43 0 0 200 22,299.31 No Karen Operations tion , Ontario Ballerste Director Managerial Rochester FT Yes 136,448.00 22,374.85 0 5,799.38 0 50 28,224.23 No in, Mark of Genesee Engineerin Regional g and Transporta Facilities tion Auth Management Barclay, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 38,295.56 2,278.71 0 900 0 41,474.27 No Aaron Operator Operators 282 282 Barclay, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 44,007.88 3,722.38 0 0 0 47,730.26 No Victoria Operator Operators 282 282 A

Page 13 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Bareham Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,411.76 9,668.85 0 0 0 54,080.61 No II, James Operator Operators 282 282 R Barideaux Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,579.16 1,094.77 0 0 0 69,673.93 No , Edward Operator Operators 282 282 Barksdale Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 40,185.60 41,544.08 6,169.04 0 0 0 47,713.12 No , Derrek Grounds 282 282 Non- Mechanical Barnett, Junior Professional Informatio FT Yes 64,794.29 64,853.78 0 269.98 0 0 65,123.76 No Jason Systems n Administra Technology tor Barr, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,847.28 995.89 0 0 0 65,843.17 No Fatina Operator Operators 282 282 Barr, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,384.96 9,459.39 0 0 0 79,844.35 No Warren Operator Operators 282 282 Barrett, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,332.44 15,724.37 0 0 0 82,056.81 No Patrick Operator Operators 282 282 Baxter, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 12,283.70 12,283.7 0 0 0 0 12,283.7 No Raymond Operator- Operators 282 282 Part Time Bayer, Bus Operational Bus LL-ATU- LL-ATU- PT No 23,282.44 23,282.44 0 0 0 0 23,282.44 No William Operator - Operators 282 282 PT Bednarczy Transit Professional Informatio FT Yes 99,343.09 99,243.2 0 413.93 0 600 100,257.13 No k, John Systems n Engineer Technology Behen, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 70,168.84 22,329.44 0 0 666 93,164.28 No Patrick A 1-Garage Engineering Days 282 282 Days Mechanical Mechanical

Page 14 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Belaskas, Director Managerial Capital FT Yes 119,999.98 119,999.38 0 1,000 0 600 121,599.38 No David of Constructi Engineerin on g and Projects Facilities Management Belliard, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,957.85 13,376.67 0 0 0 79,334.52 No Felix Operator Operators 282 282 Bennett, Bus Operational Bus STS-ATU- STS-ATU- PT No 17,520.11 17,520.11 214.67 0 0 0 17,734.78 No Aimee Operator- Operators 282 282 PT-UNION Bennett, Bus Operational Bus FT No 31,200.00 3,960 0 0 0 0 3,960 No Kenneth Operator Operators Trainee Bennett, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 22,712.78 108.38 0 0 0 22,821.16 No Roshonda Operator Operators 282 282 Benson, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 44,248.43 16,107.6 0 0 0 60,356.03 No John Operator Operators 282 282 Bergmark, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,690.12 15,670.45 0 0 0 81,360.57 No David L. Operator Operators 282 282 Bernhart, Manager of Managerial People FT Yes 65,019.76 65,819.17 1,957.11 246.29 1,999.92 0 70,022.49 No Richard Workforce Department Developmen t Berry, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 55,973.5 1,660.27 0 0 0 57,633.77 No Lorraine Operator Operators 282 282 Berry, Scheduler Administrative Schedulers LL- LL- FT No 42,623.15 36,848 9,055.2 0 0 0 45,903.2 No Veronica and Clerical TEAMSTERS TEAMSTERS A Bethel, Manager of Managerial Customer FT Yes 67,132.21 67,092.04 0 2,728.71 0 600 70,420.75 No Kirk Customer Service Service Bethune, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,590.3 7,282.97 0 1,200 0 76,073.27 No Albert Operator Operators 282 282

Page 15 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Beuerlein Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 7,048.3 0 0 0 0 7,048.3 No , Lesa Operator Operators 282 282 Billone, Bus Operational Bus LL-ATU- LL-ATU- PT No 32,807.13 32,807.13 281.24 0 0 0 33,088.37 No James Operator - Operators 282 282 PT Binnix, Program Professional GTC FT Yes 60,465.60 58,680.16 0 0 0 0 58,680.16 No Jody Manager Blaisdell Bus Operational Bus PT No 17,392.40 17,392.4 0 41.67 0 0 17,434.07 No , Elaine Operator - Operators PT Bliss, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 30,555.20 27,130.56 14.46 0 0 0 27,145.02 No David Operator- Operators 282 282 Full Time Bliss, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 9,939.45 9,939.45 0 0 0 0 9,939.45 No Thomas Operator- Operators 282 282 Part Time Blocchi, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 51,267.1 8,370.94 0 0 666 60,304.04 No John V. 1 - Body Engineering 282 282 Shop Boasi, Director Managerial Scheduling FT Yes 76,498.45 76,445.37 0 3,825.19 0 0 80,270.56 No Kenneth of Scheduling Bodine, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,579.17 2,154.81 0 0 0 65,733.98 No Veronica Operator Operators 282 282 Boggeln, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 303.29 0 0 0 0 303.29 No James M Operator Operators 282 282 Boggs Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 33,410.09 51.2 0 0 0 33,461.29 No Jr., Operator Operators 282 282 Temple Boheen, Bus Operational Bus LL-ATU- LL-ATU- PT No 13,229.19 13,229.19 0 0 0 0 13,229.19 No Scott M Operator - Operators 282 282 PT Bones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,339.23 26,736.09 0 1,200 0 98,275.32 No Kathy A Operator Operators 282 282

Page 16 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Booker, Road Managerial Road RTS- RTS- PT No 29,142.82 29,142.82 0 0 0 0 29,142.82 No William K Supervisor Supervisor TEAMSTERS TEAMSTERS -Part Time s Bostick, Bus Operational Bus LL-ATU- LL-ATU- PT No 28,762.20 28,762.2 1,396.5 0 0 0 30,158.7 No Russell Operator - Operators 282 282 PT Boudreaux Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 40,580.94 6,011.24 0 0 0 46,592.18 No , Richard Operator Operators 282 282 Bouiye Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 139.44 0 0 0 0 139.44 No Jr., Ben Operator Operators 282 282 Bourgeois Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 51,919.18 8,587.51 0 0 0 60,506.69 No , Operator Operators 282 282 Carolann E Bovenzi, Program Professional GTC FT Yes 61,859.20 61,859.2 0 0 0 0 61,859.2 No Joseph Manager Boyce, Road Managerial Road RTS- RTS- FT No 48,880.00 18,471 0 0 0 0 18,471 No Bartholom Supervisor Supervisor TEAMSTERS TEAMSTERS ew s Boyd, Scheduler Administrative Schedulers LL- LL- FT No 27,726.82 18,441.71 22.95 0 461.52 0 18,926.18 No Monique and Clerical TEAMSTERS TEAMSTERS Boyle, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 10,390.35 109.76 0 403.76 0 10,903.87 No David W Operator- Operators 282 282 Full Time Bradford, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 34,669.33 2,681.06 0 0 0 37,350.39 No Bernard Washer- Building 282 282 Service Building Bradley, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 43,875.78 26,199.51 0 0 0 70,075.29 No Johnny Operator Operators 282 282 Brady, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 22,156.55 22,156.55 0 0 0 0 22,156.55 No Dartaniel Operator - Operators 282 282 PT

Page 17 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Branigan, Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 38,334.40 38,868.71 4,216.83 0 0 0 43,085.54 No Kevin Grounds 282 282 Non- Mechanical Brant, Bus Operational Bus PT No 24,047.76 24,047.76 402.7 41.67 0 0 24,492.13 No Andrew H Operator - Operators PT Brant, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,316.29 14,346.26 0 0 0 79,662.55 No David Operator Operators 282 282 Brede, Public Executive Communicat FT Yes 112,062.50 111,988.57 0 4,301.17 0 600 116,889.74 No Thomas Informatio ions n Officer Department Breedlove Bus Washer Operational Vehicle CATS-ATU- CATS-ATU- FT No 26,790.40 27,852.3 1,065.82 0 0 0 28,918.12 No , Tamar Service- 282 282 Washer/Fue ler Brimacomb Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 40,745.55 1,178.18 0 0 0 41,923.73 No , Sandra Operator Operators 282 282 Brito, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 22,757.07 522.86 0 0 0 23,279.93 No Darnell Operator Operators 282 282 Brock, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 7,218.92 7,218.92 0 0 0 0 7,218.92 No Lena Operator- Operators 282 282 Part Time Brock, Bus Operational Bus FT No 31,200.00 4,140 0 0 0 0 4,140 No Lena Operator Operators Trainee Brock, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 30,062.59 3,850.21 0 0 0 33,912.8 No Tony Operator Operators 282 282 Brock, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 37,900.17 1,707.5 0 0 0 39,607.67 No Tracy Operator Operators 282 282 Brognia, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,819.59 10,819.59 0 0 0 0 10,819.59 No Christine Operator - Operators 282 282 PT Brognia, Bus Operational Bus LL-ATU- LL-ATU- PT No 19,486.40 19,486.4 3,955.8 0 0 0 23,442.2 No Christine Operator - Operators 282 282 PT Page 18 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Brooks, Bus Operational Bus PT No 22,664.44 22,664.44 0 41.67 0 0 22,706.11 No Amanda Operator - Operators PT Brooks, Vice Executive Rochester FT Yes 130,000.00 128,153.8 0 2,412.84 1,699.88 7,900 140,166.52 No Maggie President Genesee of Regional Strategic Transporta Initiative tion Auth s Brooks, Bus Operational Bus PT No 23,424.69 23,424.69 0 41.67 0 0 23,466.36 No Scott Operator - Operators PT Brown Jr, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 39,964.4 8,944.26 0 0 0 48,908.66 No Cleveland Washer- Building 282 282 Service Building Brown Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 56,241.88 8,424.14 0 0 0 64,666.02 No Jr., Operator Operators 282 282 Charles Brown, Road Managerial Road RTS- RTS- FT No 50,346.40 33,536.05 472 0 113.84 0 34,121.89 No Aaron Supervisor Supervisor TEAMSTERS TEAMSTERS s Brown, Bus Washer Operational Vehicle LL-ATU- LL-ATU- FT No 37,960.00 29,411.56 54.75 0 0 0 29,466.31 No Godfrey Service 282 282 Brown, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 64,542.40 66,447.47 18,936.43 0 0 666 86,049.9 No James A 2-Garage Engineering Days 282 282 Days Mechanical Mechanical Brown, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 71,941.18 1,002.66 0 0 0 72,943.84 No James P Operator Operators 282 282 Brown, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 44,652.07 1,446.59 0 0 0 46,098.66 No Mark M Operator Operators 282 282 Brown, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 20,631.38 20,631.38 0 0 0 0 20,631.38 No Mary Operator- Operators 282 282 Part Time

Page 19 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Browne, Temporary Administrative Seasonal PT No 13,464.00 13,464 0 0 0 0 13,464 No Barnett Schedule and Clerical Distributi on Clerk Browne, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 2,514 0 0 0 0 2,514 No Barnett J Operator Operators 282 282 Brundidge Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 23,669.51 260.58 0 0 0 23,930.09 No , Operator Operators 282 282 Nathaniel Bryant, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 21,138.31 193.22 0 0 0 21,331.53 No Sandrea N Operator Operators 282 282 Budd, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,899.45 11,839.16 0 0 0 76,738.61 No Andre K Operator Operators 282 282 Bullock, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 32,277.51 1,681.55 0 1,765.32 0 35,724.38 No Daniel Operator- Operators 282 282 Full Time Burdick, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 40,456.86 0 0 0 324 40,780.86 No Brian K. 1 Overhaul Engineering Shop 282 282 Shop Burkovich Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,832.27 3,562.01 0 1,200 0 69,594.28 No , William Operator Operators 282 282 G Burno, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,800.00 60,309.17 8,721.12 0 0 0 69,030.29 No Alfred Operator Operators 282 282 Burns, Director Managerial Finance FT Yes 98,306.62 98,223.02 0 4,895.71 1,699.88 600 105,418.61 No Michael of Accounting and Payroll Burrows, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 42,473.58 4,753.68 0 1,200 0 48,427.26 No Lamar M Operator Operators 282 282 Burrows, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 50,697.3 4,924.03 0 0 0 55,621.33 No Maria Operator Operators 282 282

Page 20 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Bussey, Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 61,770.87 15,812.14 910.42 0 41.5 78,534.93 No Rhonda Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Butler, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 37,939.20 38,231.28 709.55 0 0 0 38,940.83 No Claude D Service and Clerical Service 282 282 Coordinato r Button, Bus Operational Bus FT No 32,193.20 32,424.83 597.81 41.67 0 0 33,064.31 No Elvin Operator Operators Button, Bus Operational Bus PT No 22,767.22 22,767.22 284.44 41.67 0 0 23,093.33 No Kenneth Operator - Operators PT Buzhor, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,785.05 36,860.13 0 0 0 106,645.18 No Gregory S Operator Operators 282 282 Camacho, Operator Professional Transit RTS- RTS- FT No 68,963.86 70,635.33 2,014.24 287.35 0 0 72,936.92 No Carol Developmen Operations TEAMSTERS TEAMSTERS t Coach Administra tion Cambisi, Road Managerial Road RTS- RTS- FT No 66,500.10 67,826.95 5,586.95 910.42 1,699.88 166 76,190.2 No Donald Supervisor Supervisor TEAMSTERS TEAMSTERS s Cameron, Payroll Administrative Finance FT No 30,461.60 30,524.66 232.36 126.92 0 0 30,883.94 No Andrea Specialist and Clerical Camp, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,176.37 2,653.19 0 0 0 71,829.56 No Michael D Operator Operators 282 282 Campbell, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,141.65 1,872.86 0 1,200 0 69,214.51 No Glenroy Operator Operators 282 282 Capacci, Bus Operational Bus STS-ATU- STS-ATU- PT No 19,143.61 19,143.61 185.7 0 0 0 19,329.31 No Shelley A Operator- Operators 282 282 PT-UNION Capadano, Director Managerial Transit FT Yes 106,765.36 106,685.04 0 5,327.33 0 600 112,612.37 No Michael of RTS Bus Operations L. Operations Administra tion

Page 21 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Caraballo Bus Operational Bus FT No 36,606.54 36,703 778.8 41.67 0 0 37,523.47 No , Paul D Operator Operators Carmody, Bus Operational Bus FT No 33,323.26 33,396.15 1,398.65 41.67 0 0 34,836.47 No Kim Operator Operators Caro, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 44,096.89 7,707.65 0 0 0 51,804.54 No Jr., Operator Operators 282 282 William Carpenter Road Managerial Road RTS- RTS- FT No 58,508.94 58,957.93 10,084.33 910.42 1,999.92 166 72,118.6 No , Kenneth Supervisor Supervisor TEAMSTERS TEAMSTERS s Carpenter Chief Executive Rochester FT Yes 202,858.24 202,719.63 0 33,809.71 0 21,000.08 257,529.42 No , William Executive Genesee Officer Regional Transporta tion Auth Carroll, Garage Managerial Maintenanc RTS- RTS- FT Yes 58,498.96 60,608.72 9,829.55 630 0 766 71,834.27 No Thomas Supervisor e TEAMSTERS TEAMSTERS Supervisor s Casamento Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 1,482.6 0 0 0 0 1,482.6 No , Philip Operator Operators 282 282 J Cash, Bus Operational Bus FT No 31,200.00 4,500 0 0 0 0 4,500 No Daryle Operator Operators Trainee Cathey, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 16,506.83 766.2 0 0 0 17,273.03 No Patrick Operator Operators 282 282 Cepeda, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 33,473.8 699.57 0 900 0 35,073.37 No Marlon Operator Operators 282 282 Chandler, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,980.47 1,998.03 0 0 0 71,978.5 No Kristian Operator Operators 282 282 Chapman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 27,053.39 738.37 0 0 0 27,791.76 No Matthew Operator Operators 282 282

Page 22 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Chapman, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 29,494.40 8,962.29 505.17 0 0 0 9,467.46 No Matthew Operator- Operators 282 282 Full Time Chapman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,146.67 3,618.35 0 0 0 72,765.02 No Paul Operator Operators 282 282 Cheeseman Bus Operational Bus BBS-SEIU BBS-SEIU FT No 28,896.19 28,857.2 2,363.98 0 0 0 31,221.18 No , Kenneth Operator Operators Cheves, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 57,345.81 10,159.53 0 1,200 0 68,705.34 No Jerry Operator Operators 282 282 Cheves, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,071.55 1,841.28 0 0 0 65,912.83 No Veronica Operator Operators 282 282 Chopan, ADA Administrative ADA FT No 35,360.00 2,830.5 0 0 63.38 0 2,893.88 No Jeffrey Certificat and Clerical Certificat ion ion Coordinato r Christy, Bus Operational Bus PT No 19,608.99 19,608.99 30.9 41.67 0 0 19,681.56 No Kenneth Operator - Operators PT Ciaramagl Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 74,402.62 3,655.72 0 0 0 78,058.34 No ia, Operator Operators 282 282 Antonio Cifelli, Bus Operational Bus BBS-SEIU BBS-SEIU PT No 21,072.11 21,072.11 388.5 0 0 0 21,460.61 No James J Operator- Operators PT Clancy, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,859.15 2,608.81 0 0 0 65,467.96 No William M Operator Operators 282 282 Clark, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 69,001.42 26,271.76 0 0 666 95,939.18 No Lee 1 Overhaul Engineering Shop 282 282 Shop Clark, Technician Technical and Maintenanc CATS-ATU- CATS-ATU- FT No 47,174.40 46,803.54 1,941.52 0 0 0 48,745.06 No Martin B Engineering e- 282 282 Technician s

Page 23 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Clark, Bus Operational Bus STS-ATU- STS-ATU- PT No 5,847.64 5,847.64 0 0 0 0 5,847.64 No Patrick Operator- Operators 282 282 PT-UNION Clark, Contract Administrative Purchasing FT No 40,077.02 40,560.22 4,707.89 166.99 1,999.92 0 47,435.02 No Sarah Administra and Clerical and Grants tion Specialist Clemetson Bus Operational Bus RTS-ATU- RTS-ATU- PT No 26,562.54 26,562.54 0 0 0 0 26,562.54 No , Bryan A Operator - Operators 282 282 PT Clover- Transporta Administrative Transit CATS-ATU- CATS-ATU- FT No 28,662.40 29,414.15 1,504.23 0 0 0 30,918.38 No Lowe, tion and Clerical Operations 282 282 Tamara Specialist Administra -Full Time tion Cody, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 39,657.59 2,484.46 0 0 0 42,142.05 No Michael Washer- Building 282 282 Service Building Coe, Bus Operational Bus FT No 34,900.94 34,949.59 735.58 41.67 0 0 35,726.84 No Lloyd Operator Operators Colbert, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 44,301.79 4,442.06 0 0 0 48,743.85 No James R Operator Operators 282 282 Colburn, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 29,494.40 3,158.64 0 0 0 0 3,158.64 No Deborah Operator- Operators 282 282 Full Time Cole, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 58,560.39 16,826.03 0 0 0 75,386.42 No Shawn Operator Operators 282 282 Collier, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 33,935.23 815.88 0 0 0 34,751.11 No Evie Operator Operators 282 282 Collins, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 46,050.18 5,130.95 0 0 0 51,181.13 No Andrei D Operator Operators 282 282 Collins, Bus Operational Bus FT No 33,024.78 33,565.59 9,300.24 41.67 0 0 42,907.5 No Kimberly Operator Operators Colon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,710.32 4,780.13 0 0 0 71,490.45 No Wilfredo Operator Operators 282 282

Page 24 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Colucci, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 64,188.80 15,254.2 1,154.65 0 0 159 16,567.85 No Donald 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Commisso, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,966.59 3,561.03 0 0 0 68,527.62 No Dominic Operator Operators 282 282 Conrad, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,231.34 801.02 0 0 0 70,032.36 No Charles Operator Operators 282 282 Conroy, Transporta Administrative Administra FT No 36,056.59 37,095.08 2,069.76 150.24 0 0 39,315.08 No Deborah tion and Clerical tion Coordinato r Contestab Senior Professional Project FT Yes 95,684.16 95,618.92 0 398.68 0 600 96,617.6 No le, Mark Project Management Manager Office Contigugl Engineerin Administrative Rochester FT No 61,979.63 61,916.96 0 258.25 0 600 62,775.21 No ia, g and and Clerical Genesee Myriam Facilities Regional Management Transporta Coordinato tion Auth r Cook, Vice Managerial Rochester FT Yes 108,873.44 108,835.14 0 7,559.17 0 600 116,994.31 No David F President Genesee of Regional Purchasing Transporta and Grants tion Auth Administra Cooper, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 1,787.68 0 0 0 0 1,787.68 No Betty Operator Operators 282 282 Cooper, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,115.32 4,752.55 0 0 0 67,867.87 No Calvin Operator Operators 282 282 Cooper, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,831.56 1,315.1 0 0 0 66,146.66 No David Operator Operators 282 282 Cooper, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 714.34 0 0 0 0 714.34 No Vera Operator Operators 282 282

Page 25 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Cooper, Bus Operational Bus LL-ATU- LL-ATU- PT No 4,250.00 4,250 0 0 0 0 4,250 No Winfield Operator - Operators 282 282 S PT Cordova, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,800.00 53,746.02 3,249.7 0 0 0 56,995.72 No Juan Operator Operators 282 282 Corey, Director Managerial Maintenanc FT Yes 93,180.67 93,118.13 0 4,658.88 0 0 97,777.01 No Jay P of e Maintenanc Administra e Support tion Operations Corona, Dispatcher Administrative Dispatcher LL- LL- FT No 34,620.56 33,662.84 4,955.1 0 0 0 38,617.94 No Caleb A and Clerical s TEAMSTERS TEAMSTERS Cortes Bus Operational Bus FT No 31,200.00 4,140 0 0 0 0 4,140 No Villa, Operator Operators Noriliz Trainee Costanzo, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,469.02 288.84 0 0 0 43,757.86 No Robert Operator Operators 282 282 Cotton, Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 40,185.60 40,467.79 9,028.68 0 0 0 49,496.47 No Arthur Grounds 282 282 Non- Mechanical Cotton, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,534.34 25,030.48 0 0 0 94,564.82 No Johnny Operator Operators 282 282 Cottrell, Technician Technical and Building & RTS-ATU- RTS-ATU- FT No 66,123.20 69,042.73 42,212.69 0 0 666 111,921.42 No Jeffrey 1- Engineering Grounds 282 282 Building & Mechanical Grounds Mechanical Cowley, Bus Operational Bus FT No 36,414.56 36,484.82 374.22 41.67 0 0 36,900.71 No Richard Operator Operators Cox, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,311.94 5,579.4 0 0 0 48,891.34 No Cheryl Operator Operators 282 282 Cox, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 6,129.73 0 0 0 0 6,129.73 No Christal Operator Operators 282 282

Page 26 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Craven, Road Managerial Road RTS- RTS- PT No 33,342.40 33,342.4 0 0 0 0 33,342.4 No Annie Supervisor Supervisor TEAMSTERS TEAMSTERS -Part Time s Crawford, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,561.77 13,142.99 0 0 0 77,704.76 No Garfield Operator Operators 282 282 A Crawford, Bus Operational Bus FT No 28,227.68 27,787.74 115.44 41.67 0 0 27,944.85 No John S Operator Operators Crutchfie Bus Operational Bus LL-ATU- LL-ATU- PT No 25,840.00 25,840 456 0 0 0 26,296 No ld, Operator - Operators 282 282 Donnovan PT Cruz, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 9,852.49 9,852.49 0 0 0 0 9,852.49 No Antonio Operator - Operators 282 282 PT Cruz, Bus Operational Bus PT No 26,395.48 26,395.48 641.73 41.67 0 0 27,078.88 No Lori Operator - Operators PT Curle, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 29,494.40 6,076.2 154.21 0 115.36 0 6,345.77 No Charles Operator- Operators 282 282 Full Time Curry, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 49,170.68 196.07 0 0 0 49,366.75 No Christoph Operator Operators 282 282 er Cutitta, Business Professional Business FT Yes 63,500.32 63,499.8 0 0 5,018.03 600 69,117.83 No Karen Developmen Developmen t t Representa tive D'Angelo, Bus Operational Bus FT No 28,334.38 28,275.12 454.35 41.67 0 0 28,771.14 No Steven Operator Operators D'Eredita Bus Operational Bus STS-ATU- STS-ATU- FT No 30,207.84 25,718.78 1,371.57 0 0 0 27,090.35 No , Stephen Operator- Operators 282 282 UNION Dais, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 74,327.59 3,183.84 0 0 0 77,511.43 No John Operator Operators 282 282

Page 27 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Dantz, Bus Operational Bus FT No 32,022.64 32,139.36 140.95 41.67 0 0 32,321.98 No James Operator Operators Davenport Associate Administrative Finance FT No 38,579.84 28,688.45 208.66 0 1,538.4 0 30,435.51 No , Katrina Accountant and Clerical David, Dispatcher Administrative Dispatcher LL- LL- FT No 33,272.30 32,604.3 2,168.78 0 0 0 34,773.08 No Yolanda and Clerical s TEAMSTERS TEAMSTERS Davidson, Recruitmen Administrative People FT No 54,892.66 54,851.78 19.36 228.72 0 600 55,699.86 No Kelly t and Clerical Department Coordinato r Davis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 74,990.09 1,786.66 0 0 0 76,776.75 No Anthony Operator Operators 282 282 Davis, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,423.29 10,423.29 0 0 0 0 10,423.29 No Brent Operator - Operators 282 282 PT Davis, Bus Operational Bus PT No 22,119.34 22,119.34 0 41.67 0 0 22,161.01 No Crystal Operator - Operators PT Davis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 42,541.64 6,855.13 0 0 0 49,396.77 No John L Operator Operators 282 282 Davis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,882.14 1,861.62 0 0 0 66,743.76 No Kenneth J Operator Operators 282 282 Daymon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 57,151.44 11,581.75 0 0 0 68,733.19 No Andrew Operator Operators 282 282 DeLaus, Chief Executive Rochester FT Yes 175,699.26 175,534.97 0 16,974.1 0 9,400 201,909.07 No Daniel M Legal Genesee Counsel Regional Transporta tion Auth DeRaddo, Director Managerial Rochester FT Yes 81,539.74 81,456.43 0 4,044.23 1,999.92 0 87,500.58 No Michael P of Genesee Regional Regional Operations Transporta tion Auth

Page 28 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Derrenbac Bus Operational Bus PT No 15,256.51 15,256.51 0 41.67 0 0 15,298.18 No her, Alan Operator - Operators PT Deveto, Manager, Managerial Transit FT Yes 75,369.63 75,266.83 0 3,032.22 0 600 78,899.05 No Mary Ann Radio Operations Control Administra and tion Dispatch Di Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 74,417.03 4,481.94 0 0 0 78,898.97 No Vincenzo, Operator Operators 282 282 Luigi DiLaura, Transporta Administrative Administra PT No 19,109.29 19,109.29 50.23 63.44 0 0 19,222.96 No Blair tion and Clerical tion Specialist - PT Dickinson Bus Operational Bus LL-ATU- LL-ATU- PT No 3,328.80 3,328.8 769.5 0 0 0 4,098.3 No , Brian Operator - Operators 282 282 PT Dickinson Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 37,599.61 1,482.3 0 0 0 39,081.91 No , Brian Operator Operators 282 282 Dinkens- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 40,132.84 1,137.67 0 0 0 41,270.51 No Baker, Operator Operators 282 282 Celestine Dix, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,969.09 10,358.65 0 0 0 72,327.74 No Mason Operator Operators 282 282 Dixon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,848.88 16,034.19 0 0 0 81,883.07 No Jeffery Operator Operators 282 282 Dobson, Vice Managerial Rochester FT Yes 129,722.32 129,591.18 0 8,863.31 1,999.92 600 141,054.41 No Christoph President Genesee er of Regional Finance, Transporta Grants and tion Auth Project Mgmt

Page 29 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Dodge, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 29,520.42 198.72 0 0 0 29,719.14 No Gary Operator- Operators 282 282 Full Time Domm, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,925.14 15,415.86 0 0 0 77,341 No Raymond Operator Operators 282 282 E. Doran, Client Managerial Communicat FT Yes 84,785.79 84,742.62 0 0 4,096.07 600 89,438.69 No Christoph Relationsh ions er ip Manager Department Dougherty Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,132.68 7,347.04 0 0 0 76,479.72 No , Dennis Operator Operators 282 282 Douglas, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,519.87 13,165.39 0 0 0 56,685.26 No Mark A Operator Operators 282 282 Douglas, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,815.01 704.15 0 0 0 65,519.16 No Tony N. Operator Operators 282 282 Downes, Transporta Administrative Administra FT No 29,954.70 30,073.33 140.41 124.81 1,699.88 0 32,038.43 No Timara tion and Clerical tion Specialist Draper, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,352.14 7,160.46 0 0 0 51,512.6 No Donald A Operator Operators 282 282 Duemmel, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 50,996.37 3,686.33 0 0 0 54,682.7 No Joseph Operator Operators 282 282 Duffy, Purchasing Administrative Purchasing LL-ATU- LL-ATU- FT No 42,764.80 44,512.4 2,282.16 0 0 0 46,794.56 No Linwood Clerk and Clerical /Inventory 282 282 Dunmore, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 64,542.40 67,228.38 8,305.06 0 0 666 76,199.44 No Joseph 2-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Dutra, Bus Operational Bus PT No 20,367.38 20,367.38 15.21 41.67 0 0 20,424.26 No Eduardo Operator - Operators PT Dyson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 31,197.91 4,012.38 0 0 0 35,210.29 No Saphronia Operator Operators 282 282 Eberlin, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,684.82 17,248.21 0 0 0 79,933.03 No Donald P. Operator Operators 282 282

Page 30 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Edwards, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,327.65 1,143.36 0 0 0 66,471.01 No Catina Operator Operators 282 282 Edwards, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 1,640.4 0 0 0 0 1,640.4 No G.W. Washer- Building 282 282 Service Building Eggert, Process Managerial Performanc FT Yes 81,570.32 81,501.15 0 339.88 0 0 81,841.03 No Stephen Improvemen e t and Measuremen Quality ts & Assurance Analytics Manager Egling, Transporta Administrative Administra FT No 37,269.23 38,200.2 342.68 155.29 0 0 38,698.17 No Kathryn tion and Clerical tion Specialist El-Amin, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 290.12 0 0 0 0 290.12 No Musa Operator Operators 282 282 Abdullah Ellis, Bus Operational Bus PT No 23,896.90 23,896.9 0 41.67 0 0 23,938.57 No Carl Operator - Operators PT Ellis- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,972.6 6,222.52 0 0 0 79,195.12 No Bryant, Operator Operators 282 282 Linda Elwood, Manager of Managerial People FT Yes 79,351.38 80,621.99 0 1,844.15 1,999.92 600 85,066.06 No Renee Wellness & Department Benefits Erick, Bus Operational Bus FT No 33,185.78 33,201.62 2,351.75 41.67 0 0 35,595.04 No Thomas Operator Operators Escalera, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 65,870.02 2,411.58 0 0 666 68,947.6 No Enrique T 1 - Body Engineering 282 282 Shop Espinosa, Bus Operational Bus LL-ATU- LL-ATU- PT No 19,263.66 19,263.66 0 0 0 0 19,263.66 No Sonya G Operator - Operators 282 282 PT

Page 31 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Estevez- Transporta Administrative Administra PT No 9,836.45 9,836.45 0 0 0 0 9,836.45 No Rodriguez tion and Clerical tion , Joan Specialist -PT Estrada, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 17,320.91 17,320.91 0 0 0 0 17,320.91 No Isabel Operator - Operators 282 282 PT Evans, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,426.97 21,200.06 0 0 0 65,627.03 No Shawn Operator Operators 282 282 Evans, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,130.19 25,470.8 0 1,200 0 91,800.99 No Vincent E Operator Operators 282 282 Ewing, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 73,444.75 4,353.08 0 0 0 77,797.83 No Donald Operator Operators 282 282 Fairley Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,991.74 6,281.57 0 0 0 76,273.31 No Jr, Moses Operator Operators 282 282 Falcon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,800.00 68,864.53 5,715.86 0 0 0 74,580.39 No Hector Operator Operators 282 282 Falzone, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,813.01 39,201.34 0 0 0 112,014.35 No Francis Operator Operators 282 282 J. Falzone, Bus Operational Bus LL-ATU- LL-ATU- FT No 39,832.00 1,992.64 0 0 0 0 1,992.64 No Thomas R Operator Operators 282 282 Farr, Manager of Managerial Purchasing FT Yes 57,713.34 57,663.62 0 2,331.41 0 0 59,995.03 No Eric Grants and and Grants Capital Budget Fasy, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 58,245.63 18,350.98 0 0 0 76,596.61 No Allen E. Driver Grounds 282 282 Non- Mechanical Fay, Manager of Managerial Administra FT Yes 68,336.74 68,289.45 0 2,771.69 0 600 71,661.14 No Jeffrey Access & tion Regional Maintenanc e

Page 32 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Feasel, Manager of Managerial Rochester FT Yes 99,999.95 100,001.2 0 416.67 1,999.92 600 103,017.79 No Justin Purchasing Genesee Regional Transporta tion Auth Fendrick, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 60,179.53 3,094.68 0 0 0 63,274.21 No Brenda J Operator Operators 282 282 Fenlon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,439.04 16,877.02 0 0 0 82,316.06 No James Operator Operators 282 282 Ferguson, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 31,056.26 1,967.75 0 0 0 33,024.01 No Mark Operator- Operators 282 282 Full Time Fernandez Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 52,145.60 54,496.18 10,162.8 0 2,000 0 66,658.98 No , Jose Engineering 282 282 Fiacco, Transporta Administrative Transit CATS-ATU- CATS-ATU- FT No 27,539.20 22,781.5 1,175.69 0 0 0 23,957.19 No Denise tion and Clerical Operations 282 282 Specialist Administra -Full Time tion Field, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 68,213.09 27,823.89 0 0 666 96,702.98 No Nicholas 1 Overhaul Engineering Shop 282 282 Shop Field, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 68,709.71 9,264.62 0 0 666 78,640.33 No Timothy W 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Fields, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 20,296.99 186.2 0 0 0 20,483.19 No Arthur Operator Operators 282 282 Finazzo, Bus Operational Bus PT No 12,851.35 12,851.35 58.91 0 0 0 12,910.26 No Joseph Operator - Operators PT Finazzo, Bus Operational Bus PT No 11,355.01 11,355.01 0 41.67 0 0 11,396.68 No Vito Operator - Operators PT Fiordelis Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,857.16 7,757.63 0 0 0 73,614.79 No o, Operator Operators 282 282 Richard J Page 33 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Fiorino, Garage Managerial Maintenanc RTS- RTS- FT Yes 70,267.39 73,105.1 5,506.46 630 0 166 79,407.56 No Henry J. Supervisor e TEAMSTERS TEAMSTERS Supervisor s Fisher, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 52,145.60 53,424.25 7,953.5 0 0 0 61,377.75 No Marvin H Engineering 282 282 Fitzgeral Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 30,574.89 210.9 0 0 0 30,785.79 No d, Ellen Operator Operators 282 282 Fitzhugh, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 71,181.23 4,646.04 0 1,200 0 77,027.27 No London Operator Operators 282 282 Fitzpatri Regional Managerial Administra FT Yes 65,345.90 65,290.7 0 2,639.62 0 0 67,930.32 No ck, Kelly Manager, tion Livingston and Wyoming Flagler, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 15,561.14 15,561.14 0 0 0 0 15,561.14 No Shawanda Operator - Operators 282 282 PT Flores, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 4,374.4 41.01 0 0 0 4,415.41 No Jose Washer- Building 282 282 Service Building Flowers, Radio Administrative Radio/Disp RTS- RTS- FT No 46,340.11 47,130.74 2,439.56 910.42 0 166 50,646.72 No Lenora Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Foley, Secretary Administrative Maintenanc RTS-ATU- RTS-ATU- FT No 44,054.40 138.88 0 0 0 0 138.88 No Marcie of and Clerical e 282 282 Maintenanc Administra e tion Folino, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 52,145.60 4,766.08 0 0 0 0 4,766.08 No Dominic Engineering 282 282 Ford, Bus Operational Bus PT No 24,942.18 24,942.18 314.3 41.67 0 0 25,298.15 No Gerald Operator - Operators PT

Page 34 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Fornari, Recruitmen Professional People PT Yes 50,042.75 50,042.75 0 207.14 0 600 50,849.89 No Andrea t Manager Department - PT Foster, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 14,463.55 1,366.64 0 0 0 15,830.19 No Bobby C. Operator Operators 282 282 Fowlks, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,872 1,186.91 0 0 0 70,058.91 No Charles T Operator Operators 282 282 Frasca, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 31,516.88 3,428.56 0 2,076.88 0 37,022.32 No Joseph Operator- Operators 282 282 Full Time Frederick Senior Administrative Finance FT No 51,003.26 51,104.34 524.14 212.51 0 0 51,840.99 No s, Brian Accountant and Clerical Freeman, Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 66,123.20 67,333.05 2,739.91 0 0 666 70,738.96 No Keith 1 Farebox Engineering 282 282 Freeman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 41,187.94 4,871.82 0 0 0 46,059.76 No Vincent M Operator Operators 282 282 Friedman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 192.56 0 0 0 0 192.56 No Meir Operator Operators 282 282 Frost, Bus Operational Bus FT No 31,638.88 31,712 2,135.74 41.67 0 0 33,889.41 No David Operator Operators Fuhriman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,800.00 60,612.67 10,675.11 0 0 0 71,287.78 No Craig Operator Operators 282 282 Gadsden, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 43,626.06 185.04 0 0 0 43,811.1 No Edith E Operator Operators 282 282 Gage, Transporta Administrative Transit CATS-ATU- CATS-ATU- PT No 13,215.48 13,215.48 0 0 0 0 13,215.48 No Susan tion and Clerical Operations 282 282 Specialist Administra -Part Time tion Gallipeau Road Managerial Road RTS- RTS- PT No 29,021.80 29,021.8 0 0 0 0 29,021.8 No , Richard Supervisor Supervisor TEAMSTERS TEAMSTERS -Part Time s Gambacort Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,549.58 263.87 0 0 0 30,813.45 No a, Operator- Operators 282 282 Claudio Full Time

Page 35 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Garrett, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 16,908.54 16,908.54 656.86 0 0 0 17,565.4 No Tarek Operator - Operators 282 282 PT Gaulin, Maintenanc Professional Maintenanc FT Yes 75,000.02 50,480.5 0 0 1,307.64 0 51,788.14 No Gregory e e Technical Administra Trainer tion Gause, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,776.98 4,515.37 0 0 0 70,292.35 No Hubert Operator Operators 282 282 Gause, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 47,903.84 15,684.68 0 0 0 63,588.52 No William Operator Operators 282 282 H. Gebhardt, Radio Administrative Radio/Disp RTS- RTS- FT No 44,990.40 45,866.42 2,076.49 910.42 1,999.92 166 51,019.25 No Jane M Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Gebo, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 29,772.27 0 0 0 0 29,772.27 No Richard Operator- Operators 282 282 Full Time Gervasi, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 33,538.51 4,506.16 0 0 0 38,044.67 No Thomas J Operator Operators 282 282 Ghysel, Garage Managerial Maintenanc RTS- RTS- FT Yes 58,498.96 59,019.46 1,209.32 630 769.2 166 61,793.98 No Kevin Supervisor e TEAMSTERS TEAMSTERS Supervisor s Gibson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,350.16 1,383.9 0 0 0 65,734.06 No Deborah Operator Operators 282 282 Giles, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 16,334.08 16,334.08 0 0 0 0 16,334.08 No Donald Operator - Operators 282 282 PT Gillette, Bus Operational Bus FT No 34,453.12 34,507.3 1,167.76 41.67 0 0 35,716.73 No James Operator Operators Gilley, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,866.74 20,043.3 0 0 0 86,910.04 No Lawrence Operator Operators 282 282

Page 36 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Gilpin, Bus Operational Bus PT No 14,776.42 14,776.42 0 41.67 0 0 14,818.09 No Mary Operator - Operators PT Gleason, Road Managerial Road PT No 11,479.76 11,479.76 0 0 0 0 11,479.76 No Frank Supervisor Supervisor Seasonal s Glover, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,211.11 29,657.61 0 0 0 96,868.72 No Thomas Operator Operators 282 282 Gnass, Bus Operational Bus LL-ATU- LL-ATU- PT No 27,831.20 27,831.2 7,324.5 0 0 0 35,155.7 No Timothy Operator - Operators 282 282 PT Goins, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 22,611.68 194.1 0 0 0 22,805.78 No Delon Operator Operators 282 282 Goldstein Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 40,314.45 846.23 0 0 0 41,160.68 No , Gary M Operator Operators 282 282 Goldthrit Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,387.71 4,002.81 0 0 0 71,390.52 No e, Eric Operator Operators 282 282 Gonzalez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,638.27 17,479.56 0 0 0 83,117.83 No Angel L Operator Operators 282 282 Gonzalez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 56,279.4 9,137.66 0 0 0 65,417.06 No Brenda Operator Operators 282 282 Gooden, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 71,595.08 1,347.53 0 0 0 72,942.61 No Gerald Operator Operators 282 282 Goodness, Manager of Managerial Maintenanc FT Yes 68,823.25 68,769.62 0 2,786.29 1,999.92 600 74,155.83 No Lea Maintenanc e e Systems Administra tion Gordon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,810.13 1,590.02 0 1,200 0 72,600.15 No Donald Operator Operators 282 282 Gordon, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 2,667.93 0 0 0 0 2,667.93 No Peter Operator Operators 282 282 Gosnell, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 38,500.80 12,678.26 83.61 0 0 0 12,761.87 No Kenneth Operator Operators 282 282

Page 37 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Gosnell, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 12,924.52 12,924.52 0 0 0 0 12,924.52 No Thomas Operator- Operators 282 282 Part Time Gosson, Garage Managerial Maintenanc RTS- RTS- FT Yes 68,826.16 70,944.2 4,318.15 210 1,999.92 166 77,638.27 No Glenn R Supervisor e TEAMSTERS TEAMSTERS Supervisor s Gottler, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,598.56 3,125.44 0 0 0 71,724 No James A Operator Operators 282 282 Gottschal Service Managerial Maintenanc RTS- RTS- FT No 45,760.00 21,908.89 0 630 0 0 22,538.89 No k, John Writer e TEAMSTERS TEAMSTERS Supervisor s Gould, Vice Executive Rochester FT Yes 115,222.22 115,124.31 0 10,723.93 0 3,100 128,948.24 No Amy President Genesee for People Regional Transporta tion Auth Gray, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,185.84 25,235.39 0 0 0 90,421.23 No Leon J. Operator Operators 282 282 Grayer, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 17,268.41 17,268.41 0 0 0 0 17,268.41 No Andre Operator - Operators 282 282 PT Green, Garage Managerial Maintenanc RTS- RTS- FT Yes 58,498.96 60,482.29 18,379.42 600 0 166 79,627.71 No David Supervisor e TEAMSTERS TEAMSTERS Supervisor s Green, Road Managerial Road RTS- RTS- FT No 48,880.00 12,000 0 0 0 0 12,000 No Franzina Supervisor Supervisor TEAMSTERS TEAMSTERS s Green, Trainee Operational Bus FT No 20,800.00 680 0 0 0 0 680 No Herbert Operators Green, Bus Operational Bus FT No 31,200.00 4,080 0 0 0 0 4,080 No Lakisha Operator Operators Trainee

Page 38 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Green, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,371.95 9,122.49 0 0 0 72,494.44 No Tracie Operator Operators 282 282 Green, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 41,662.40 25,056.65 1,227.31 0 0 452 26,735.96 No Zackery 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Greene, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 28,412.80 23,578.07 1,379.56 0 500 0 25,457.63 No Andrea Service and Clerical Service 282 282 Representa tive Greene, Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 40,185.60 37,481.22 10,223.83 0 0 0 47,705.05 No Jimmie L Grounds 282 282 Non- Mechanical Greggs, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,465.61 5,408.52 0 0 0 66,874.13 No E. Denise Operator Operators 282 282 Greggs, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 35,441.64 3,944.5 0 500 0 39,886.14 No Thomas M Operator Operators 282 282 Griffin, Bus Operational Bus LL-ATU- LL-ATU- PT No 12,115.40 12,115.4 155.7 0 0 0 12,271.1 No Ernest Operator - Operators 282 282 PT Grisby, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 56,478.06 516.03 0 0 0 56,994.09 No Mark Operator Operators 282 282 Guilfoil, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 25,528.19 0 0 0 159 25,687.19 No R. 1 Overhaul Engineering Shop 282 282 Douglas Shop Guinan, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 2,818.64 0 0 0 0 2,818.64 No Thomas J. Operator Operators 282 282 Halik, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,789.63 8,997.95 0 0 0 81,787.58 No Frederick Operator Operators 282 282

Page 39 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Hall, Director Managerial People FT Yes 90,923.04 86,473.42 0 4,019.59 1,999.92 600 93,092.93 No Krystle of People Department Performanc e & Developmen t Hampton, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,018.11 5,587.54 0 0 0 69,605.65 No Christoph Operator Operators 282 282 er Hanna- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,321.75 2,088.77 0 0 0 69,410.52 No Chatman, Operator Operators 282 282 Lillie Hannah, Bus Operational Service RTS-ATU- RTS-ATU- FT No 40,185.60 37,810.02 11,338.27 0 0 0 49,148.29 No Windal Washer- Building 282 282 Service Building Hanrahan, Technician Technical and Maintenanc CATS-ATU- CATS-ATU- FT No 49,504.00 47,191.06 3,183.31 0 2,076.88 0 52,451.25 No Michael A Engineering e- 282 282 Technician s Harling, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 20,091.76 755.37 0 0 0 20,847.13 No Aaliyah Operator Operators 282 282 Harris, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,425.16 2,941.67 0 0 0 46,366.83 No Cassandra Operator Operators 282 282 Harris, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 51,958.40 26,360.85 1,964.27 0 0 0 28,325.12 No Irvin Operator Operators 282 282 Harris, Bus Operational Bus LL-ATU- LL-ATU- PT No 10,883.20 10,883.2 0 0 0 0 10,883.2 No Irvin Operator - Operators 282 282 PT Harris, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 38,604.80 0 57.33 0 0 0 57.33 No Tafari Q Operator Operators 282 282 Harris, Bus Operational Bus FT No 31,200.00 4,080 0 0 0 0 4,080 No Willette Operator Operators Trainee

Page 40 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Harrison, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 38,815.68 1,874.13 0 350 0 41,039.81 No Ebony Operator Operators 282 282 Harrison, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 33,798.73 4,436.89 0 0 0 38,235.62 No Walter Washer- Building 282 282 Service Building Harrison, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 21,761.17 597.35 0 0 0 22,358.52 No Willie Driver- Grounds 282 282 Garage Non- Nights-Non Mechanical Mechanical Hart, Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 38,334.40 26,109.39 2,687.88 0 0 0 28,797.27 No Wayne Grounds 282 282 Non- Mechanical Hartman, Bus Operational Bus PT No 20,887.40 20,887.4 0 41.67 0 0 20,929.07 No Gerald Operator - Operators PT Haskins, Wellness & Professional People PT No 28,866.94 28,866.94 0 115.83 0 105 29,087.77 No Joshua Fitness Department Specialist Hawkins, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,360.94 10,292.17 0 0 0 54,653.11 No Willie Operator Operators 282 282 Hayes, Bus Operational Bus FT No 30,935.42 31,377.2 1,539.77 41.67 1,999.92 0 34,958.56 No Thomas Operator Operators Heath, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,380.56 664.01 0 0 0 31,044.57 No Betty Operator- Operators 282 282 Full Time Heath, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 305.13 0 0 0 0 305.13 No Patricia Operator Operators 282 282 Hebert, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 41,724.80 41,542.37 6,209.74 0 0 0 47,752.11 No Adam J Engineering 282 282 Hebert, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 29,259 63.34 0 1,200 0 30,522.34 No Christine Operator Operators 282 282 A

Page 41 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Hebert, Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 60,139.31 1,392.39 910.42 1,153.8 41.5 63,637.42 No Kenneth Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Hebert, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 11,012.31 292.94 0 0 0 11,305.25 No Maurice Operator Operators 282 282 G. Hebert, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 20,011.62 376.64 0 0 0 20,388.26 No Valerie Operator Operators 282 282 Heffer, Transporta Administrative Transit CATS-ATU- CATS-ATU- PT No 5,887.43 5,887.43 0 0 0 0 5,887.43 No Susan tion and Clerical Operations 282 282 Specialist Administra -Part Time tion Heim, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,104.94 14,728.08 0 0 0 80,833.02 No Alan Operator Operators 282 282 Helms, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 32,492.37 532.35 0 0 324 33,348.72 No John C 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Hemmerick Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,317.02 319.24 0 0 0 43,636.26 No , Robert Operator Operators 282 282 E Henry, Bus Operational Bus FT No 31,030.06 30,441.67 1,225.17 41.67 0 0 31,708.51 No James Operator Operators Henry, Bus Operational Bus BBS-SEIU BBS-SEIU PT No 20,366.26 20,366.26 794.57 0 0 0 21,160.83 No Kenneth Operator- Operators PT Henry, Bus Operational Bus LL-ATU- LL-ATU- PT No 33,346.13 33,346.13 20,809.7 0 0 0 54,155.83 No Rodney J Operator - Operators 282 282 PT Heredia, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,746.19 3,679.62 0 0 0 65,425.81 No Hannelore Operator Operators 282 282

Page 42 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Hernandez Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 60,561.37 10,738.36 910.42 0 41.5 72,251.65 No , Mildred Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Hernandez Radio Administrative Radio/Disp RTS- RTS- FT No 46,340.11 47,501.67 5,779.75 910.42 0 41.5 54,233.34 No , Roberto Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Herzberg, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 638.93 0 0 0 0 638.93 No Terry C Operator- Operators 282 282 Full Time Hettler, Informatio Technical and Informatio PT No 15,071.25 15,071.25 0 0 0 0 15,071.25 No Brandon n Engineering n Technology Technology Intern Heyde, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 69,558.3 21,551.23 0 0 666 91,775.53 No Jay M 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Heyward, Manager of Managerial Finance FT Yes 56,854.72 56,823.66 0 1,340.7 0 600 58,764.36 No Miranda Payroll Hickey, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,259.67 7,190.85 0 0 0 51,450.52 No Christoph Operator Operators 282 282 er J Hicks, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 48,744.82 3,963.57 0 0 0 52,708.39 No Michael Operator Operators 282 282 Hill, Bus Operational Bus PT No 1,839.19 1,839.19 0 0 0 0 1,839.19 No Brian Operator - Operators PT Hill, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 20,124.07 373.39 0 200 0 20,697.46 No Brittany Operator Operators 282 282 Hill, Bus Operational Service RTS-ATU- RTS-ATU- FT No 40,185.60 42,391.07 7,483.4 0 0 0 49,874.47 No Ehan Washer- Building 282 282 Service Building

Page 43 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Hill, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 159.36 0 0 0 0 159.36 No James A Operator Operators 282 282 Hill, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 74,206.91 2,605.9 0 0 0 76,812.81 No Jerry Operator Operators 282 282 Hill, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 6,414.25 6,414.25 0 0 0 0 6,414.25 No Larry Operator - Operators 282 282 PT Hill, Manager of Managerial Field FT Yes 72,552.06 72,491.71 0 2,930.73 0 600 76,022.44 No Reginald Field Operations L Operations Hill, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 46,105.76 1,421.77 0 0 0 47,527.53 No Ryan S Operator Operators 282 282 Hoffman, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 45,198.40 38,320.7 1,125.11 0 0 666 40,111.81 No Eric 2-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Holbert, Senior Administrative Customer RTS-ATU- RTS-ATU- FT No 48,651.20 49,070.2 1,878.05 0 1,200 0 52,148.25 No Alison E Customer and Clerical Service 282 282 Service Representa tive Holbert, Bus Placer Operational Garage RTS-ATU- RTS-ATU- FT No 56,180.80 56,397.58 17,466.21 0 0 0 73,863.79 No James E. Days Non- 282 282 Mechanical Holcomb, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,534.26 300.8 0 1,000 0 31,835.06 No Nathan Operator- Operators 282 282 Full Time Holler, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 26,828.24 469.33 0 0 0 27,297.57 No Michael P Operator Operators 282 282 Hollins, Operator Professional Transit RTS- RTS- FT No 68,963.86 69,893.23 74.6 287.35 0 0 70,255.18 No Anderson Developmen Operations TEAMSTERS TEAMSTERS t Coach Administra tion

Page 44 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Hollister Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 67,485.6 13,862.55 0 0 666 82,014.15 No , 1-Garage Engineering Days 282 282 Jonathan Days Mechanical L Mechanical Holmes, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 58,052.80 21,589.73 1,298.76 0 0 0 22,888.49 No Ana Operator Operators 282 282 Holmes, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,972.73 8,971.07 0 0 0 75,943.8 No Anthony J Operator Operators 282 282 Holmes, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 35,468.29 873.06 0 0 0 36,341.35 No Aubrey Washer- Building 282 282 Service Building Holmes, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 68,745.37 23,710.58 0 0 666 93,121.95 No Christoph 1 Overhaul Engineering Shop 282 282 er L Shop Holmes, Bus Operational Bus LL-ATU- LL-ATU- PT No 4,116.40 4,116.4 7.5 0 0 0 4,123.9 No Tanitra Operator - Operators 282 282 PT Holt, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 9,836.70 9,836.7 0 0 0 0 9,836.7 No Anetra Operator - Operators 282 282 PT Hopson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,445.54 1,132.78 0 0 0 73,578.32 No Willie Operator Operators 282 282 Howard, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 48,850.82 1,559.1 0 0 0 50,409.92 No Nancie A Operator Operators 282 282 Hoyt, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 67,528.79 1,699.59 0 0 666 69,894.38 No Brian L 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Hrywnak, Bus Washer Operational Vehicle LL-ATU- LL-ATU- PT No 23,368.12 23,368.12 366.36 0 0 0 23,734.48 No Danny - PT Service 282 282 Hucks, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 46,167.4 2,545.73 0 0 0 48,713.13 No Jamaal Operator Operators 282 282 Huff, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 58,381.75 2,790.47 0 0 0 61,172.22 No David Operator Operators 282 282

Page 45 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Huff, Bus Aide- Operational Bus PT No 15,245.43 15,245.43 0 41.67 0 0 15,287.1 No Larry PT Operators Humby, Communicat Managerial Maintenanc RTS- RTS- FT Yes 61,423.86 62,325 974.55 630 0 166 64,095.55 No Matthew ion and e TEAMSTERS TEAMSTERS Fare Supervisor Collection s Systems Supv Hunter, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,020.13 3,546.66 0 0 0 71,566.79 No Lamont Operator Operators 282 282 Iafrati, Bus Operational Bus LL-ATU- LL-ATU- PT No 37,600.96 37,600.96 1,185.78 0 0 0 38,786.74 No Michael G Operator - Operators 282 282 PT Iannone, Garage Managerial Maintenanc RTS- RTS- FT Yes 70,267.39 21,637.66 0 630 0 41.5 22,309.16 No Alfred Supervisor e TEAMSTERS TEAMSTERS Supervisor s Iannopoll Transporta Administrative Administra STS-ATU- STS-ATU- FT No 31,643.25 31,682.51 342.29 131.85 0 0 32,156.65 No o, Paul tion and Clerical tion 282 282 Specialist -UNION Impson, Bus Operational Bus FT No 35,839.02 36,295.51 1,692.88 41.67 0 0 38,030.06 No Harvey Operator Operators Israel, Bus Operational Bus LL-ATU- LL-ATU- PT No 15,526.00 15,526 4,468.75 0 0 0 19,994.75 No Azariah Operator - Operators 282 282 PT Istvan, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 40,859.04 1,138.51 0 0 0 41,997.55 No Linda M Operator Operators 282 282 Jablonski Vice Managerial Transit FT Yes 119,717.31 119,596.31 0 6,436.38 0 600 126,632.69 No , Joseph President Operations of Administra Operationa tion l Initiative s

Page 46 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Jackson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 36,645.87 2,595.3 0 0 0 39,241.17 No Lashonda Operator Operators 282 282 Jackson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 30,189.55 519.92 0 0 0 30,709.47 No Tiffany Operator Operators 282 282 Jackson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 23,899.18 616.78 0 0 0 24,515.96 No Timothy L Operator Operators 282 282 Jackson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 36,979.13 2,409.35 0 0 0 39,388.48 No Todd Operator Operators 282 282 James, Bus Operational Service RTS-ATU- RTS-ATU- FT No 27,601.60 1,619.35 37.5 0 0 0 1,656.85 No Jesse Washer- Building 282 282 Service Building James, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 36,971.4 2,011.97 0 900 0 39,883.37 No Paul Operator Operators 282 282 Jenkins, Lift Line Administrative Schedulers LL- LL- PT No 2,849.65 2,849.65 0 0 0 0 2,849.65 No Talorian Schedulers and Clerical TEAMSTERS TEAMSTERS Part Time Jenness, Legal Professional Legal FT No 53,236.14 48,093.52 0 221.82 0 0 48,315.34 No Karen Affairs Assistant Jervis, Bus Operational Bus PT No 15,724.22 15,724.22 0 41.67 0 0 15,765.89 No George Operator - Operators PT Jessie, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,592.47 8,665.88 0 0 0 76,258.35 No Victoria Operator Operators 282 282 Jimenez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 43,370.64 2,524.96 0 0 0 45,895.6 No Jerelis Operator Operators 282 282 Jimenez- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 37,763.75 1,353.9 0 0 0 39,117.65 No Ortega, Operator Operators 282 282 Xavier Joannis, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 39,104.00 27,086.1 3,454.5 0 0 0 30,540.6 No Russell Engineering 282 282 Johnson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,295.25 21,599.57 0 0 0 88,894.82 No Allen Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Johnson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,679.29 10,763.45 0 0 0 75,442.74 No Amy Operator Operators 282 282 Johnson, Bus Operational Bus FT No 36,116.08 36,341.21 1,022.28 41.67 1,699.88 0 39,105.04 No Betty Operator Operators Johnson, Bus Operational Bus FT No 30,180.80 18,910.17 0 84.92 0 0 18,995.09 No Brooklyne Operator Operators Johnson, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 55,462.81 5,238.19 0 0 0 60,701 No Delois Driver Grounds 282 282 Non- Mechanical Johnson, Road Managerial Road RTS- RTS- FT No 51,368.30 52,281.96 2,667.23 910.42 0 166 56,025.61 No Denise Supervisor Supervisor TEAMSTERS TEAMSTERS s Johnson, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 50,785.04 7,075.71 0 0 0 57,860.75 No Elaine C Driver- Grounds 282 282 Garage Non- Nights-Non Mechanical Mechanical Johnson, Bus Operational Bus FT No 33,485.71 33,609.38 2,553.74 41.67 0 0 36,204.79 No Harry Operator Operators Johnson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 48,170.43 4,158.61 0 0 0 52,329.04 No Milton B Operator Operators 282 282 Johnson, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,551.47 10,551.47 0 0 0 0 10,551.47 No Roland Operator - Operators 282 282 PT Johnson, Bus Operational Bus PT No 21,479.51 21,479.51 0 41.67 0 0 21,521.18 No Ronald Operator - Operators PT Johnson, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 17,241.13 17,241.13 37.02 0 0 0 17,278.15 No Yolanda Operator - Operators 282 282 PT Johnston, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 30,555.20 29,473.74 752.06 0 0 0 30,225.8 No Theresa Operator- Operators 282 282 Full Time

Page 48 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Jones II, Radio Administrative Radio/Disp RTS- RTS- FT No 73,150.06 73,757.9 30,458.6 910.42 0 41.5 105,168.42 No Randolph Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,030.12 3,325.97 0 0 0 73,356.09 No Alanda Operator Operators 282 282 Jones, Bus Operational Bus FT No 35,668.46 36,113.11 1,298.38 41.67 1,699.88 0 39,153.04 No Alvin Operator Operators Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,110.61 5,785.63 0 0 0 69,896.24 No Clyde Operator Operators 282 282 Jones, Bus Operational Bus BBS-SEIU BBS-SEIU PT No 12,494.28 12,494.28 1,470.24 0 0 0 13,964.52 No Daniel Operator- Operators PT Jones, Bus Operational Bus FT No 31,200.00 1,800 0 0 0 0 1,800 No Erina Operator Operators Trainee Jones, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 15,787.16 0.33 0 0 0 15,787.49 No Ginger L Washer- Building 282 282 Service Building Jones, Dispatcher Administrative Dispatcher LL- LL- FT No 33,272.30 29,498.41 872.11 0 0 0 30,370.52 No James and Clerical s TEAMSTERS TEAMSTERS Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,955.20 7,571.66 46.79 0 0 0 7,618.45 No Kemar K Operator Operators 282 282 Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 44,120.97 7,022.06 0 0 0 51,143.03 No Lashanda Operator Operators 282 282 Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,159.84 957.71 0 0 0 71,117.55 No Linda Operator Operators 282 282 Jones, Bus Operational Bus BBS-SEIU BBS-SEIU FT No 39,267.90 39,174.69 1,426.9 0 0 0 40,601.59 No Marlene D Operator Operators Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 60,469.27 11,781.53 0 0 0 72,250.8 No Marshall Operator Operators 282 282 Jones, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 11,538.91 0 0 0 0 11,538.91 No Mary Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Jordan, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 35,749.9 536.97 0 0 0 36,286.87 No Allen Operator Operators 282 282 Jordan, Regional Managerial Administra FT Yes 66,518.40 66,462.24 0 2,686.94 0 0 69,149.18 No Robert Manager, tion Wayne Juitt, Bus Operational Bus PT No 21,215.22 21,215.22 16.64 41.67 0 0 21,273.53 No Catrina Operator - Operators PT Jurzyniec Bus Operational Bus RTS-ATU- RTS-ATU- PT No 924.17 924.17 0 0 0 0 924.17 No , Adam J Operator - Operators 282 282 PT Justinian Bus Operational Bus PT No 4,913.80 4,913.8 0 0 0 0 4,913.8 No o, Operator - Operators Ricardo PT Kacprzak, Fixed Administrative Scheduling RTS-ATU- RTS-ATU- FT No 29,369.60 22,572.48 13.88 0 0 0 22,586.36 No Heather Route and Clerical 282 282 Scheduler - Union Karnes, Radio Administrative Radio/Disp RTS- RTS- FT No 49,275.20 50,791.39 1,711.02 376.05 0 41.5 52,919.96 No Dwayne G Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Kasperowi Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,888.35 1,121.81 0 0 0 67,010.16 No cz, Operator Operators 282 282 Ronald Kates, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,228.93 1,133.65 0 0 0 71,362.58 No Curry Operator Operators 282 282 Keels, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 45,198.40 32,700.17 26.85 0 0 0 32,727.02 No Clarence 2-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Kelbas, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 71,383.56 9,303.92 0 0 0 80,687.48 No Ahmet Operator Operators 282 282

Page 50 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Kelly, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 8,420.6 0 0 0 0 8,420.6 No Noreen Operator- Operators 282 282 Full Time Kenyon, Transporta Administrative Planning RTS-ATU- RTS-ATU- FT No 59,009.60 60,671.48 41.31 0 0 0 60,712.79 No Daniel tion and Clerical Department 282 282 Planner II-Union Kenyon, Supervisor Managerial Communicat FT Yes 63,661.52 63,607.27 0 265.26 0 600 64,472.53 No Laura R of ions Communicat Department ions & Marketing Kersten, Bus Operational Bus FT No 34,282.56 34,652.89 1,137.25 41.67 0 0 35,831.81 No Robert A Operator Operators Kester, PT Professional People PT No 1,522.50 1,522.5 0 0 0 0 1,522.5 No David Temporary Department Trainer Kester, System Managerial Safety and FT Yes 73,719.98 35,084.54 0 0 0 200 35,284.54 No David E. Safety Security Manager Kester, Regional Professional Administra FT Yes 57,999.97 56,777.82 821.49 0 0 0 57,599.31 No Peter Maintenanc tion e Supervisor Keys, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 57,052.32 2,506.19 0 0 0 59,558.51 No Quianna Operator Operators 282 282 Kimble- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 58,438.94 8,982.6 0 1,200 0 68,621.54 No Valone, Operator Operators 282 282 Carol Kimbrew, Bus Operational Bus LL-ATU- LL-ATU- PT No 24,380.00 24,380 1,299.6 0 0 0 25,679.6 No Modesti Operator - Operators 282 282 PT Kimbrew, Bus Operational Bus LL-ATU- LL-ATU- PT No 30,320.20 30,320.2 5,648.7 0 0 0 35,968.9 No Richard Operator - Operators 282 282 PT

Page 51 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Kiner, E. Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 44,646.42 18,434.73 0 0 0 63,081.15 No J. Operator Operators 282 282 Kiner, Lift Line Administrative Schedulers LL- LL- PT No 4,338.22 4,338.22 0 0 0 0 4,338.22 No Edwin Schedulers and Clerical TEAMSTERS TEAMSTERS Part Time Kinney, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 54,140.43 1,770.39 0 0 0 55,910.82 No Gretchen Operator Operators 282 282 S Kirtland, Facilities Managerial Capital FT Yes 84,046.35 83,962.03 0 350.19 0 0 84,312.22 No Richard Manager Constructi on Projects Kirton, Bus Operational Bus FT No 31,200.00 4,140 0 0 0 0 4,140 No Sharessa Operator Operators Trainee Kitt, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 38,808.85 1,319.6 0 0 0 40,128.45 No Abasi Operator Operators 282 282 Klos, P D Manager of Managerial Administra FT Yes 47,999.95 17,538.9 0 0 0 200 17,738.9 No Operations tion , Ontario Knight, Garage Managerial Maintenanc RTS- RTS- FT Yes 52,533.31 55,324.16 7,235.93 420 0 766 63,746.09 No Alondo Supervisor e TEAMSTERS TEAMSTERS Supervisor s Knight, Bus Operational Bus FT No 31,200.00 3,405 0 0 0 0 3,405 No Anleo Operator Operators Trainee Knight, Bus Operational Service RTS-ATU- RTS-ATU- FT No 27,601.60 6,736.43 0 0 0 0 6,736.43 No Freddie Washer- Building 282 282 Service Building Knight, Scheduler Administrative Schedulers LL- LL- FT No 42,927.66 42,026.95 7,282.36 0 0 0 49,309.31 No Sharon D and Clerical TEAMSTERS TEAMSTERS Knupp, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 52,232.93 14,248.42 0 0 0 66,481.35 No Dwight Operator Operators 282 282

Page 52 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Kone, Assistant Managerial GTC FT Yes 77,892.05 50,928.74 0 0 0 0 50,928.74 No Alexander Director Korth, Vice Managerial Maintenanc FT Yes 124,056.19 123,961.9 0 8,527.46 0 600 133,089.36 No William President e of Administra Maintenanc tion e Kreinsen, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,240.87 1,659.25 0 0 0 66,900.12 No Charles Operator Operators 282 282 Kreinsen, Garage Managerial Maintenanc RTS- RTS- FT Yes 70,267.39 72,784.26 14,053.47 630 0 166 87,633.73 No D. Eugene Supervisor e TEAMSTERS TEAMSTERS Supervisor s Kroll, Bus Washer Operational Garage RTS-ATU- RTS-ATU- FT No 64,022.40 65,833.11 7,356.18 0 0 0 73,189.29 No Brian Days Non- 282 282 Mechanical Kubiak, Director Managerial Performanc FT Yes 97,368.54 97,285.69 0 4,745.28 0 600 102,630.97 No Steven of e Analytics Measuremen ts & Analytics Kuhn, Ann Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,296.73 1,010.96 0 2,000 0 46,307.69 No Operator Operators 282 282 LaGaipa, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,399.35 14,322.83 0 0 0 80,722.18 No Peter Operator Operators 282 282 LaJuett, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 41,662.40 6,409.6 149.72 0 0 59 6,618.32 No Gerald 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical LaJuett, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 41,662.40 8,813.2 32.55 0 0 118 8,963.75 No Thomas 1-Garage Engineering Days 282 282 Days Mechanical Mechanical

Page 53 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Laclair, Bus Operational Service RTS-ATU- RTS-ATU- FT No 54,558.40 2,397.89 0 0 0 0 2,397.89 No James M. Placer- Building 282 282 Garage Nights-Non Mechanical Lagasse, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 71,052.26 4,495.62 0 0 0 75,547.88 No Theodore Operator Operators 282 282 Laing, Bus Operational Service RTS-ATU- RTS-ATU- FT No 41,392.00 41,431.88 11,898.34 0 0 0 53,330.22 No James Placer- Building 282 282 Garage Nights-Non Mechanical Lambert, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,336.56 382.48 0 753.76 0 31,472.8 No Jerry Operator- Operators 282 282 Full Time Landahl, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 18,699.58 18,699.58 0 0 0 0 18,699.58 No Robert Operator- Operators 282 282 Part Time Largey, Transporta Administrative Administra PT No 16,100.82 16,100.82 0 99.05 0 0 16,199.87 No Sandra tion and Clerical tion Specialist - PT Laufer, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,502.83 3,258.57 0 0 0 70,761.4 No Michael Operator Operators 282 282 Lawson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,010.61 3,204.28 0 0 0 64,214.89 No Byron Operator Operators 282 282 Ledestich Bus Operational Bus STS-ATU- STS-ATU- PT No 22,130.92 22,130.92 380.74 0 0 0 22,511.66 No , Eugene Operator- Operators 282 282 PT-UNION Lee, Bus Operational Service RTS-ATU- RTS-ATU- FT No 40,185.60 42,989.76 0 0 0 0 42,989.76 No Benjamin Washer- Building 282 282 Service Building Lee, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 38,855.22 2,593.68 0 0 0 41,448.9 No Herman Operator Operators 282 282

Page 54 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Lefler, Senior Administrative Scheduling RTS-ATU- RTS-ATU- FT No 50,627.20 57,525.98 2,852.66 0 0 0 60,378.64 No Shannon L Scheduler and Clerical 282 282 - Union Lenhart, Bus Operational Bus PT No 20,484.87 20,484.87 0 41.67 0 0 20,526.54 No Richard Operator - Operators PT Lentine, Technician Technical and Building & RTS-ATU- RTS-ATU- FT No 66,123.20 44,921 18,665.98 0 0 442 64,028.98 No David J 1- Engineering Grounds 282 282 Building & Mechanical Grounds Mechanical Lenzi, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 41,662.40 38,242.92 14,034.73 0 1,100 617 53,994.65 No Richard 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Lewin, Bus Operational Bus LL-ATU- LL-ATU- PT No 10,888.20 10,888.2 3.75 0 0 0 10,891.95 No Ashley Operator - Operators 282 282 PT Lewis, Laborer Operational Building & RTS-ATU- RTS-ATU- FT No 63,668.80 66,500.02 24,835.39 0 0 0 91,335.41 No Benjamin Grounds 282 282 B. Non- Mechanical Lewis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 28,126.04 7,919.43 0 0 0 36,045.47 No Tedra Operator Operators 282 282 Lewis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 58,969.11 4,716.38 0 0 0 63,685.49 No William Operator Operators 282 282 M. Lipinski, Bus Operational Bus FT No 36,414.56 36,520.68 767.36 41.67 0 0 37,329.71 No Jane Operator Operators Lloyd, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 39,244.15 1,321.54 0 900 0 41,465.69 No Jackson Operator Operators 282 282 Lock, Transporta Administrative Administra FT No 29,843.63 30,135.97 1,108.39 124.35 1,999.92 0 33,368.63 No Bobbi tion and Clerical tion Specialist

Page 55 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Lockett, Bus Operational Bus LL-ATU- LL-ATU- PT No 37,114.14 37,114.14 5,853.02 0 0 0 42,967.16 No Michael A Operator - Operators 282 282 PT Lockman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 2,220.66 0 0 0 0 2,220.66 No Gary A. Operator Operators 282 282 Logan, Bus Operational Bus FT No 35,242.06 35,691.1 1,626.56 41.67 0 0 37,359.33 No Larry Operator Operators Lokken, Garage Managerial Maintenanc RTS- RTS- FT Yes 58,498.96 45,238.97 801.54 0 0 474.5 46,515.01 No Ryan Supervisor e TEAMSTERS TEAMSTERS Supervisor s Long, Road Managerial Road RTS- RTS- FT No 58,508.94 58,887.82 10,864.98 910.42 0 766 71,429.22 No Kenneth Supervisor Supervisor TEAMSTERS TEAMSTERS s Lopez, F. Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,103.54 30,263.41 0 0 0 94,366.95 No Samuel Operator Operators 282 282 Lora, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 30,555.20 28,921.06 872.22 0 0 0 29,793.28 No Ludwig Operator- Operators 282 282 Full Time Lord, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 30,160.00 5,351.95 0 0 0 0 5,351.95 No Kevin Operator- Operators 282 282 Full Time Lounsberr Bus Operational Bus CATS-ATU- CATS-ATU- PT No 7,861.55 7,861.55 0 0 0 0 7,861.55 No y, Operator- Operators 282 282 Durwood Part Time Lovett, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,036.61 6,833.58 0 2,000 0 52,870.19 No Robert Operator Operators 282 282 Lowery, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 8,065.95 105.86 0 0 0 8,171.81 No Derrick Washer- Building 282 282 Service Building Lowry, Bus Operational Bus LL-ATU- LL-ATU- PT No 11,411.40 11,411.4 34.2 0 0 0 11,445.6 No Darlene Operator - Operators 282 282 PT

Page 56 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Lowry, Road Managerial Road RTS- RTS- FT No 61,122.67 63,944.38 10,953.7 910.42 0 166 75,974.5 No Jerome Supervisor Supervisor TEAMSTERS TEAMSTERS s Luce, Communicat Professional Informatio FT Yes 79,011.71 78,931.95 0 329.22 0 0 79,261.17 No Jeffrey ion n Systems Technology Engineer Lynn, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 17,797.93 3,833.44 0 0 0 21,631.37 No Margaret Operator Operators 282 282 Lyons, Maintenanc Administrative Maintenanc FT No 37,440.00 36,864 216 156 0 0 37,236 No Mary e Quality and Clerical e Assurance Administra Specialist tion Maciejews Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,679.1 12,816.08 0 0 0 85,495.18 No ki, Operator Operators 282 282 Michael Mack, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 57,054.58 3,224.76 0 0 0 60,279.34 No William Operator Operators 282 282 D. Mackin, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,812.63 14,141.82 0 0 0 83,954.45 No Bruce Operator Operators 282 282 Maclean, Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 60,265.98 3,902.95 910.42 0 41.5 65,120.85 No Stephen Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Maddox, Lift Line Administrative Schedulers LL- LL- PT No 510.00 510 0 0 0 0 510 No Cynthia Schedulers and Clerical TEAMSTERS TEAMSTERS Part Time Maguire, Director Managerial Business FT Yes 104,043.26 103,973.54 0 0 33,753.88 600 138,327.42 No Bonnie of Developmen Business t Developmen t/Marketin g

Page 57 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Mahood, Director Managerial Informatio FT Yes 95,280.64 95,207.14 0 4,754.01 0 600 100,561.15 No Christian of n Informatio Technology n Technology Maletta, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 58,903.91 6,154.9 0 600 0 65,658.81 No Frank Operator Operators 282 282 Mangiola, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 27,744.64 266.05 0 1,500 0 29,510.69 No Loreen Operator Operators 282 282 Mansfield Regional Managerial Administra FT Yes 69,006.70 16,120.45 0 2,344.59 0 100 18,565.04 No , Mary Manager, tion Ontario and Seneca Manuel, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,326.81 9,879.05 0 0 0 76,205.86 No Dorothy A Operator Operators 282 282 Marable, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 55,465.67 3,606.04 0 0 0 59,071.71 No Mary Operator Operators 282 282 Margis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 24,784.05 2,977.65 0 0 0 27,761.7 No Thomas Operator Operators 282 282 Markotan, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,869 1,186.39 0 0 0 68,055.39 No George Operator Operators 282 282 Marks, Transporta Administrative Planning RTS-ATU- RTS-ATU- FT No 54,641.60 55,800.85 0 0 0 0 55,800.85 No Brittany tion and Clerical Department 282 282 Planner II-Union Marrero, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,865.59 21,950.13 0 0 0 88,815.72 No Luis Operator Operators 282 282 Marsh, Bus Operational Bus PT No 700.32 700.32 0 0 0 0 700.32 No William Operator - Operators PT Marshall, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,215.26 11,890.36 0 0 0 80,105.62 No Ernesto Operator Operators 282 282 Marshall, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,204.45 5,493.63 0 0 0 73,698.08 No Tevin Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Martin, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 7,458.82 7,458.82 0 0 0 0 7,458.82 No Eugene Operator- Operators 282 282 Part Time Martinez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,584.02 17,731.3 0 0 0 82,315.32 No Luis Operator Operators 282 282 Mason, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 27,097.19 128.82 0 0 0 27,226.01 No James Operator- Operators 282 282 Full Time Masten, Loss Professional Legal FT Yes 80,297.15 80,217.4 0 334.57 0 0 80,551.97 No David Prevention Manager Masucci, Inventory Professional Maintenanc FT Yes 56,398.78 56,375.08 0 234.99 0 100 56,710.07 No Scott and e Warranty Administra Manager tion Mather, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 68,944.49 23,044.11 0 0 666 92,654.6 No Douglas 1-Garage Engineering Days 282 282 Days Mechanical Mechanical McBride, Bus Operational Bus BBS-SEIU BBS-SEIU PT No 15,704.40 15,704.4 189.77 0 0 0 15,894.17 No William Operator- Operators PT McCartan, Purchasing Administrative Purchasing LL-ATU- LL-ATU- FT No 42,764.80 43,890.46 331.53 0 1,000 0 45,221.99 No Michael Clerk and Clerical /Inventory 282 282 McCarthy, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 54,454.57 7,465.95 0 0 0 61,920.52 No Maureen Operator Operators 282 282 McCarthy, Road Managerial Road RTS- RTS- FT No 73,160.05 75,410.03 9,523.2 910.42 0 166 86,009.65 No Richard M Supervisor Supervisor TEAMSTERS TEAMSTERS s McCarthy, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 57,737.67 363.52 0 0 0 58,101.19 No Robert Driver- Grounds 282 282 Garage Non- Nights-Non Mechanical Mechanical

Page 59 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority McCormick Project Professional Business FT Yes 56,109.46 56,053.04 0 233.79 0 600 56,886.83 No , Erin Engineer Developmen t McCoy, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,709.93 558.72 0 0 0 65,268.65 No Robert L Operator Operators 282 282 McCubbin, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,176.94 2,537.69 0 0 0 66,714.63 No Richard Operator Operators 282 282 McCutcheo Operations Managerial Administra FT Yes 47,476.00 44,560.78 0 1,752.64 0 600 46,913.42 No n, Sherry Manager, tion Seneca McDaniels Workforce Professional People FT No 58,508.94 69,281.43 2,869.16 910.42 0 41.5 73,102.51 No , Robert Developmen Department t Specialist McDougal, Bus Operational Bus STS-ATU- STS-ATU- PT No 21,610.31 21,610.31 212.92 0 0 0 21,823.23 No Patrick Operator- Operators 282 282 PT-UNION McFadden, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 60,270.18 6,487.47 0 0 0 66,757.65 No Caesar Operator Operators 282 282 McGill Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 52,971.37 854.43 0 0 0 53,825.8 No Jr., John Operator Operators 282 282 H McGriff, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 74,610.77 10,907.31 0 0 0 85,518.08 No Darell Operator Operators 282 282 McKean, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,076.7 2,747.12 0 0 0 70,823.82 No Henryka A Operator Operators 282 282 McKee, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 42,834.11 10,425.56 0 0 0 53,259.67 No Bruce Operator Operators 282 282 McKee, Road Managerial Road RTS- RTS- FT No 69,220.94 70,550.96 1,148.16 910.42 0 766 73,375.54 No Kevin Supervisor Supervisor TEAMSTERS TEAMSTERS s McKinney, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 48,672.6 1,957.59 0 1,200 0 51,830.19 No Alton Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority McNally, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 41,662.40 40,324.62 6,409.21 0 0 617 47,350.83 No Kevin 1 Overhaul Engineering Shop 282 282 Shop McNally, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 46,280.00 43,149.68 15,736.84 0 0 666 59,552.52 No Ryan 1-Garage Engineering Days 282 282 Days Mechanical Mechanical McNeil, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 31,593.03 1,215.66 0 0 0 32,808.69 No Brandon Operator Operators 282 282 McWhinney Garage Managerial Maintenanc RTS- RTS- FT Yes 58,498.96 60,622.79 1,743.65 630 0 166 63,162.44 No , Patrick Supervisor e TEAMSTERS TEAMSTERS Supervisor s Medina, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,229.25 1,392.97 0 0 0 64,622.22 No John Operator Operators 282 282 Medina, Vehicle Operational Garage RTS-ATU- RTS-ATU- FT No 40,185.60 42,251.22 1,116.72 0 0 0 43,367.94 No Luis Service Days Non- 282 282 Mechanical Medina, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 40,456.00 6,869.45 0 0 0 104 6,973.45 No Uriel 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Melville, Schedule Administrative Scheduling RTS-ATU- RTS-ATU- FT No 64,916.80 56,391.19 4,553.45 0 0 0 60,944.64 No June M Maker - and Clerical 282 282 Union Merrow, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 69,668.59 23,568.95 0 0 666 93,903.54 No Donald R. 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Metcalf, Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 61,166.17 7,447.19 910.42 1,153.8 41.5 70,719.08 No Alvin Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Metcalf, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 29,843.94 3,600.06 0 0 0 33,444 No Dawn Operator Operators 282 282

Page 61 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Miles, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,484.8 4,356.43 0 0 0 71,841.23 No Maurice Operator Operators 282 282 Miller, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 42,820.39 235.64 0 1,000 0 44,056.03 No Alfred Operator Operators 282 282 Miller, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,862.38 5,988.73 0 0 0 76,851.11 No Charles K Operator Operators 282 282 Miller, Bus Operational Service RTS-ATU- RTS-ATU- FT No 27,601.60 18,476.69 0 0 0 0 18,476.69 No Demetrius Washer- Building 282 282 Service Building Miller, PT Lift Operational Sedan LL-ATU- LL-ATU- PT No 8,352.78 8,352.78 0 0 0 0 8,352.78 No Jeffrey Line Sedan Drivers 282 282 Driver Miller, Scheduler Administrative Schedulers LL- LL- FT No 39,078.42 37,917.14 9,218.79 0 0 0 47,135.93 No Jennifer and Clerical TEAMSTERS TEAMSTERS A Miller, Manager of Managerial Administra FT Yes 41,412.80 0 0 1,449.44 0 0 1,449.44 No Maureen Operations tion , Wyoming Miller, Bus Operational Bus PT No 18,825.01 18,825.01 0 41.67 0 0 18,866.68 No Wayne Operator - Operators PT Miller, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 64,542.40 69,676.81 7,769.15 0 0 666 78,111.96 No Wayne A 2-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Mills, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 58,590.97 655.54 0 0 0 59,246.51 No Kera Operator Operators 282 282 Mincey, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 60,840.00 1,200.17 0 0 0 0 1,200.17 No Horace L 2-Garage Engineering Days 282 282 Days Mechanical Mechanical

Page 62 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Mingo, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 35,574.98 534.5 0 0 0 36,109.48 No Craig Washer- Building 282 282 Service Building Minkau, Bus Operational Bus FT No 35,497.90 35,720.53 627.2 41.67 0 0 36,389.4 No Thomas Operator Operators Mitchell Bus Operational Bus FT No 32,193.20 32,856.49 2,919.06 41.67 0 0 35,817.22 No Jr., Operator Operators Herbert Molkenthi Bus Operational Bus CATS-ATU- CATS-ATU- FT No 30,555.20 20,747.12 1,541.33 0 1,765.32 0 24,053.77 No n, Zora Operator- Operators 282 282 Full Time Molyneux, Policies, Professional Legal FT Yes 73,398.62 73,324.02 0 305.83 1,699.88 0 75,329.73 No Sara Procedures , Technical Documents Manager Monterell Bus Operational Service RTS-ATU- RTS-ATU- FT No 40,185.60 39,585.57 1,331.2 0 0 0 40,916.77 No a, Mark Washer- Building 282 282 Service Building Moody, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,264.79 3,082.52 0 0 0 68,347.31 No William E Operator Operators 282 282 Morales, Dispatcher Administrative Dispatcher LL- LL- FT No 33,946.22 33,238.22 2,291.15 0 0 0 35,529.37 No Barney and Clerical s TEAMSTERS TEAMSTERS Morales, Bus Operational Bus FT No 31,200.00 9,778.84 30.19 0 0 0 9,809.03 No Eugenio Operator Operators Trainee Morgan, Bus Operational Bus LL-ATU- LL-ATU- PT No 8,205.00 8,205 79.65 0 0 0 8,284.65 No Antionett Operator - Operators 282 282 e PT Morganti, Dispatcher Administrative Dispatcher LL- LL- FT No 33,946.22 32,983.99 1,615.65 0 0 0 34,599.64 No Joseph and Clerical s TEAMSTERS TEAMSTERS

Page 63 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Moriarty, Regional Managerial Administra FT Yes 65,000.00 62,504.24 0 1,984.61 0 0 64,488.85 No Joseph Manager, tion Ontario and Seneca Morrison, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 67,036.2 0 0 0 666 67,702.2 No Jeffrey 1 Overhaul Engineering Shop 282 282 Shop Morrison, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 7,937.09 7,937.09 0 0 0 0 7,937.09 No Yolanda Operator - Operators 282 282 PT Morsch, Vice Executive Communicat FT Yes 101,617.57 101,532.52 0 9,572.34 0 3,100 114,204.86 No Megan President ions of Department Marketing and Customer Service Mosquera, Transporta Administrative Administra PT No 1,963.00 1,963 0 0 0 0 1,963 No Angela tion and Clerical tion Specialist -PT Mott, Regional Managerial Administra FT Yes 61,808.24 61,744.92 0 2,486.59 0 0 64,231.51 No James R Manager, tion Genesee and Orleans Muir- Manager of Managerial Operating FT Yes 68,863.60 68,805.46 0 2,781.68 1,999.92 0 73,587.06 No Eddy, Operating & Capital Sharon Budget Budget Mundorff, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 69,154.84 18,112.03 0 0 666 87,932.87 No Ross A 1 Overhaul Engineering Shop 282 282 Shop Murrell Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 46,818.69 1,224.7 0 0 0 48,043.39 No Jr, Operator Operators 282 282 Lennie C

Page 64 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Muscato, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 52,145.60 49,889.53 2,895.59 0 0 0 52,785.12 No Joseph Engineering 282 282 Musgrove, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 39,531.5 10,108.3 0 0 0 49,639.8 No Priscilla Operator Operators 282 282 Myers, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 25,535.84 28.58 0 0 0 25,564.42 No Arby D Operator- Operators 282 282 Full Time Nesbitt, Technician Technical and Maintenanc CATS-ATU- CATS-ATU- FT No 46,259.20 46,386.14 2,811.47 0 0 0 49,197.61 No Robert B Engineering e- 282 282 Technician s Nessel, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,654.55 1,786.57 0 0 0 32,441.12 No Robert Operator- Operators 282 282 Full Time Nevinger, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 52,894.40 51,733.75 6,211.74 0 0 666 58,611.49 No Greg 1 Overhaul Engineering Shop 282 282 Shop Newcomb, Road Managerial Road RTS- RTS- PT No 32,019.02 32,019.02 0 712.5 0 0 32,731.52 No John J Supervisor Supervisor TEAMSTERS TEAMSTERS -Part Time s Nichols, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 43,707.23 1,011.53 0 0 0 44,718.76 No Thomas J Operator Operators 282 282 Nieskes, Grants Professional Purchasing FT No 48,223.97 48,191.83 69.55 200.93 1,999.92 0 50,462.23 No Cheryl Administra and Grants tor Nimnum, Road Managerial Road RTS- RTS- FT No 51,867.50 53,862.33 2,337.78 910.42 0 166 57,276.53 No Theadore Supervisor Supervisor TEAMSTERS TEAMSTERS F s Nimnum, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 1,719.48 0 0 0 0 1,719.48 No Theodore Operator Operators 282 282 Noble, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 67,922.47 857.17 0 0 666 69,445.64 No Lee 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical

Page 65 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Nolan, Bus Operational Bus PT No 16,324.72 16,324.72 0 41.67 0 0 16,366.39 No Daniel Operator - Operators PT Oakley, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 28,093.25 943.07 0 0 0 29,036.32 No Colleen Operator Operators 282 282 Ogden, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 51,638.56 4,430.11 0 0 489 56,557.67 No Jeremy 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Ogorzaly, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 33,626.25 7,218.41 0 0 0 40,844.66 No Adam Operator- Operators 282 282 Full Time Okoniewic Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,573.75 430.65 0 0 0 62,004.4 No z, Operator Operators 282 282 Christine Olague, Bus Operational Bus FT No 32,864.42 33,210.08 568.8 41.67 0 0 33,820.55 No Mary Operator Operators Omer, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 57,752.28 4,458.4 0 0 0 62,210.68 No Mohamed Operator Operators 282 282 Ortega, Road Managerial Road RTS- RTS- FT No 57,042.54 38,832.05 1,357.5 910.42 0 124.5 41,224.47 No Hiram Supervisor Supervisor TEAMSTERS TEAMSTERS s Ortiz, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,554.24 2,821.72 0 1,200 0 68,575.96 No Carmelo M Operator Operators 282 282 Ortiz, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 46,679.68 1,302.16 0 0 0 47,981.84 No Illiya Operator Operators 282 282 Ortiz, Radio Administrative Radio/Disp RTS- RTS- FT No 73,160.05 75,620.99 11,580.81 910.42 1,999.92 166 90,278.14 No Josue Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Ortiz- Bus Operational Bus LL-ATU- LL-ATU- PT No 18,884.52 18,884.52 176.4 0 0 0 19,060.92 No Arzola, Operator - Operators 282 282 Sandra PT Owens, Technician Technical and Tire RTS-ATU- RTS-ATU- FT No 62,004.80 62,413.74 193.12 0 0 0 62,606.86 No Corey 2-Tires Engineering Services 282 282

Page 66 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Pace, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 17,688.87 17,688.87 0 0 0 0 17,688.87 No Harriet Operator - Operators 282 282 PT Pacheco, Community Professional Communicat FT Yes 70,691.92 70,667.19 0 294.55 0 0 70,961.74 No Arleen J Outreach ions Manager Department Pacheco, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,149.47 9,387.81 0 0 0 71,537.28 No Patricia Operator Operators 282 282 Padilla, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 40,372.80 38,566.28 785.3 0 0 0 39,351.58 No Sonia N Service and Clerical Service 282 282 Representa tive Page, Road Managerial Road PT No 928.25 928.25 0 0 0 0 928.25 No Michael Supervisor Supervisor Seasonal s Palmer, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,236.99 13,912.61 0 0 0 81,149.6 No A.J. Operator Operators 282 282 Palmer, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 28,724.80 29,232.67 697.11 0 0 0 29,929.78 No Cheryl Service and Clerical Service 282 282 Representa tive Palmer, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 1,887.32 0 0 0 0 1,887.32 No Ozzie L Operator Operators 282 282 Palumbo, PT Professional People PT No 2,525.00 2,525 0 0 0 0 2,525 No Ralph Temporary Department Trainer Palvino, Transit Managerial Safety and FT Yes 65,000.00 56,250 0 0 1,615.32 500 58,365.32 No Jason Safety & Security Compliance Manager Pardner, Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 37,148 751.35 0 0 0 37,899.35 No Gregory W Washer- Building 282 282 Service Building

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Parker, Bus Operational Bus BBS-SEIU BBS-SEIU FT No 29,469.02 29,301.25 140.05 0 0 0 29,441.3 No Sylvia S Operator Operators Parker, Bus Operational Bus PT No 24,561.94 24,561.94 0 41.67 0 0 24,603.61 No Thomas Operator - Operators PT Parkhurst Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,734.74 29,482.74 0 0 0 97,217.48 No , Richard Operator Operators 282 282 M Parks, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,639.87 56.25 0 0 0 30,696.12 No David Operator- Operators 282 282 Full Time Parsons, Bus Operational Bus FT No 33,024.78 33,251.25 1,850.7 41.67 0 0 35,143.62 No Mary Operator Operators Parulski, Bus Operational Bus PT No 3,920.93 3,920.93 0 0 0 0 3,920.93 No Neysha L Operator - Operators PT Pass, Lift Line Administrative Schedulers LL- LL- PT No 2,159.86 2,159.86 0 0 0 0 2,159.86 No Vicke Schedulers and Clerical TEAMSTERS TEAMSTERS Part Time Paulsen, Bus Operational Bus PT No 24,597.98 24,597.98 235.4 41.67 0 0 24,875.05 No Ronald Operator - Operators PT Peasley, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 1,761.36 0 0 0 0 1,761.36 No James L Operator Operators 282 282 Pecorella Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 66,123.20 68,246.31 810.08 0 0 666 69,722.39 No , Louis 1 Farebox Engineering 282 282 R. Pedersen, Bus Washer Operational Vehicle CATS-ATU- CATS-ATU- FT No 26,270.40 14,303.46 343.55 0 0 0 14,647.01 No Christoff Service- 282 282 er D Washer/Fue ler Pendleton Transporta Administrative Administra STS-ATU- STS-ATU- FT No 29,543.70 29,560.12 159.79 123.1 0 0 29,843.01 No , tion and Clerical tion 282 282 Patricia Specialist E -UNION

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Penn, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 34,249.64 478.99 0 0 0 34,728.63 No Tonya Operator Operators 282 282 Pennica, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 46,417.88 3,912.82 0 0 0 50,330.7 No Derek J Operator Operators 282 282 Peoples, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 68,226.6 3,395.11 0 0 666 72,287.71 No Antoinett 1 - Body Engineering 282 282 e Shop Pera, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 70,286.67 16,760.6 0 0 666 87,713.27 No Richard A 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Pera, Garage Managerial Maintenanc RTS- RTS- FT Yes 58,508.94 60,801.15 6,427.53 210 0 766 68,204.68 No Robert J Supervisor e TEAMSTERS TEAMSTERS Supervisor s Perez Bus Operational Bus RTS-ATU- RTS-ATU- PT No 16,493.36 16,493.36 0 0 0 0 16,493.36 No Fernandez Operator - Operators 282 282 , Osmany PT Perez, Bus Operational Bus PT No 22,281.65 22,281.65 0 41.67 0 0 22,323.32 No Crystal Operator - Operators PT Perez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 55,751.65 654.7 0 0 0 56,406.35 No Virginia Operator Operators 282 282 Perkins, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 42,286.2 5,754.21 0 0 0 48,040.41 No Paula A Operator Operators 282 282 Peters, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 9,898.81 9,898.81 0 0 0 0 9,898.81 No Derick Operator - Operators 282 282 PT Petix, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 43,181.19 2,798.71 0 0 0 45,979.9 No Leo L Operator Operators 282 282 Phelps, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 45,154.04 9,630.54 0 0 0 54,784.58 No Keith Operator Operators 282 282 Pina, Road Managerial Road RTS- RTS- FT No 51,867.50 53,869.73 7,892.4 910.42 0 166 62,838.55 No Alberto V Supervisor Supervisor TEAMSTERS TEAMSTERS s

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Pinckney, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 45,492.12 2,454.21 0 0 0 47,946.33 No Lorraine Operator Operators 282 282 Plivac, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 59,758.78 21,712.93 0 0 0 81,471.71 No Muharem Operator Operators 282 282 Ponko, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 32,549.91 6,178.08 0 0 0 38,727.99 No Ronald Operator- Operators 282 282 Full Time Poole, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 68,310.63 14,786.52 0 0 666 83,763.15 No Eddie 1 Overhaul Engineering Shop 282 282 Shop Pope, Bus Operational Bus LL-ATU- LL-ATU- PT No 24,684.80 24,684.8 353.4 0 0 0 25,038.2 No Desiree Operator - Operators 282 282 PT Popovich, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 38,147.79 264.25 0 0 0 38,412.04 No Steven Operator Operators 282 282 Popp, Bus Operational Bus STS-ATU- STS-ATU- FT No 32,757.30 32,311.68 2,694.77 0 0 0 35,006.45 No Hollis Operator- Operators 282 282 UNION Potter, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,901.8 179.43 0 0 0 31,081.23 No Michael Operator- Operators 282 282 Full Time Powell- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,631.98 3,739.17 0 0 0 73,371.15 No Henningha Operator Operators 282 282 m, Sean V Pratt, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,800.00 46,262.15 5,026.21 0 0 0 51,288.36 No Dennis Operator Operators 282 282 Pratt, Bus Operational Bus BBS-SEIU BBS-SEIU PT No 18,482.42 18,482.42 564.75 0 0 0 19,047.17 No Martin Operator- Operators PT Precourt, Transporta Administrative Administra PT No 1,186.25 1,186.25 0 0 0 0 1,186.25 No Holly tion and Clerical tion Specialist -PT

Page 70 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Prempeh, Fixed Administrative Scheduling RTS-ATU- RTS-ATU- FT No 29,369.60 26,759.12 0 0 0 0 26,759.12 No Dorothy Route and Clerical 282 282 Scheduler - Union Prescott, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 43,242.38 2,856.52 0 0 0 46,098.9 No Timothy Operator Operators 282 282 W. Prince, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,749.67 696.94 0 0 0 66,446.61 No Charles E Operator Operators 282 282 Principio Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 30,541.91 1,110.75 0 2,076.88 0 33,729.54 No , Richard Operator- Operators 282 282 Full Time Proper, Transporta Administrative Administra FT No 27,560.00 26,643.42 218.63 114.83 0 0 26,976.88 No Rebecca tion and Clerical tion Specialist Prystajko Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 27,854.8 0 0 0 0 27,854.8 No , Stephen Washer- Building 282 282 Service Building Przybylsk Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 69,886.87 2,955.33 0 1,200 666 74,708.2 No i, Piotr 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Pugh, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 26,500.34 2,106.13 0 0 0 28,606.47 No Jason Operator Operators 282 282 Pullin, Bus Operational Bus FT No 35,668.46 35,947.51 1,427.6 41.67 749.84 0 38,166.62 No James Operator Operators Putney, Bus Operational Bus STS-ATU- STS-ATU- PT No 470.72 470.72 0 0 0 0 470.72 No Charles Operator- Operators 282 282 PT-UNION Putney, Bus Operational Bus STS-ATU- STS-ATU- PT No 5,445.53 5,445.53 24.87 0 0 0 5,470.4 No Patricia Operator- Operators 282 282 PT-UNION

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Quinlan, Radio Administrative Radio/Disp RTS- RTS- FT No 70,262.40 73,302.6 1,165.41 910.42 0 41.5 75,419.93 No Timothy Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Rader, Manager of Managerial Administra FT Yes 47,476.00 43,900.96 0 265.3 0 600 44,766.26 No Aimee Operations tion , Wyoming Radford, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 75,098.68 1,775.89 0 0 0 76,874.57 No Barney J Operator Operators 282 282 Ramos, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 56,276.89 1,377.25 0 900 0 58,554.14 No Eddie Operator Operators 282 282 Ramos, Director Managerial Transit FT Yes 103,787.84 103,707.78 0 5,178.65 1,999.92 600 111,486.35 No Elvis J of Transit Operations Center & Administra Field tion Operations Ramos, Road Managerial Road RTS- RTS- FT No 70,262.40 72,154.08 3,496.23 910.42 0 166 76,726.73 No Evonda Supervisor Supervisor TEAMSTERS TEAMSTERS s Ramos, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 33,139.23 1,893.9 0 0 0 35,033.13 No Jim Operator Operators 282 282 Ramos, Bus Operational Bus LL-ATU- LL-ATU- PT No 25,819.26 25,819.26 5,755.79 0 0 0 31,575.05 No Raul R Operator - Operators 282 282 PT Ramsay, Program Professional GTC FT Yes 60,458.94 2,325.3 0 0 0 0 2,325.3 No Darin Manager - Active Transporta tion Randolph, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 42,718.23 6,010.43 0 0 0 48,728.66 No Bruce Operator Operators 282 282 Ranieri, Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 66,123.20 66,940.23 1,552.14 0 0 666 69,158.37 No Agostino 1 Farebox Engineering 282 282 Rapalee, Bus Operational Bus LL-ATU- LL-ATU- PT No 31,289.20 31,289.2 4,913.4 0 0 0 36,202.6 No Paul Operator - Operators 282 282 PT Page 72 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Raymond, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,773.75 23,431.55 0 0 0 90,205.3 No Donavon Operator Operators 282 282 Raymond, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,434.21 1,425.66 0 0 0 67,859.87 No Laurence Operator Operators 282 282 Redden, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,317.64 1,968.3 0 0 0 66,285.94 No Tameka Operator Operators 282 282 Reese, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,940.45 7,988.99 0 0 0 51,929.44 No Arthur Operator Operators 282 282 Reetz, Accounting Administrative Finance FT No 38,231.23 32,424.13 840.92 159.3 0 0 33,424.35 No Timothy Technician and Clerical Reiss, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 66,114.73 14,770.14 0 0 666 81,550.87 No Dustin 1 Overhaul Engineering Shop 282 282 Shop Resser, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 3,261.68 0 0 0 0 3,261.68 No Paul E. Operator Operators 282 282 Reynolds- Road Managerial Road RTS- RTS- FT No 48,880.00 8,460 1,269 0 0 0 9,729 No Mayeu, Supervisor Supervisor TEAMSTERS TEAMSTERS Samantha s Rice, Roy Technician Technical and Building & RTS-ATU- RTS-ATU- FT No 66,123.20 44,277.03 1,364.8 0 0 434 46,075.83 No R 1- Engineering Grounds 282 282 Building & Mechanical Grounds Mechanical Riley, Secretary Administrative Transit RTS-ATU- RTS-ATU- FT No 49,566.40 53,718.33 4,102.85 0 0 0 57,821.18 No Latonya of and Clerical Operations 282 282 Y. Transporta Administra tion tion Rios, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 20,068.11 107.14 0 300 0 20,475.25 No Erica Operator Operators 282 282 Rischpate Transporta Administrative Transit CATS-ATU- CATS-ATU- FT No 27,539.20 20,310.84 1,240.57 0 0 0 21,551.41 No r, Brandy tion and Clerical Operations 282 282 Specialist Administra -Full Time tion Rivera Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,274.22 1,536.18 0 0 0 70,810.4 No Jr., Jose Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Rivera, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,223.19 1,550.64 0 2,000 0 46,773.83 No Carmen Operator Operators 282 282 Rivera, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 68,719.88 286.11 0 0 666 69,671.99 No Celio A 1 - Body Engineering 282 282 Shop Rivera, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,018.13 16,251.57 0 0 0 59,269.7 No Enio R Operator Operators 282 282 Rivera, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,691.14 25,907.72 0 0 0 96,598.86 No Gerald Operator Operators 282 282 Rivera, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,610.01 1,279.84 0 0 0 68,889.85 No Hector J Operator Operators 282 282 Rivera, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 22,498.37 729.77 0 0 0 23,228.14 No Jimmy Operator Operators 282 282 Rivera, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,055.48 7,381.09 0 0 0 50,436.57 No John Operator Operators 282 282 Rivera, Bus Operational Bus LL-ATU- LL-ATU- PT No 23,301.60 23,301.6 860.7 0 0 0 24,162.3 No Noel Operator - Operators 282 282 PT Rivera, Radio Administrative Radio/Disp RTS- RTS- FT No 46,340.11 48,344.93 4,227.46 910.42 0 166 53,648.81 No Sergio A Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Rivera, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 199.2 0 0 0 0 199.2 No Thomas Operator Operators 282 282 Riveros- Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 51,646.40 46,062.95 412.36 0 0 666 47,141.31 No Gamez, 2-Garage Engineering Nights 282 282 Marco Nights Mechanical Mechanical Rivers, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 30,921.3 1,323.56 0 0 0 32,244.86 No Christoph Operator Operators 282 282 er Roberson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 41,880.64 2,330.44 0 1,000 0 45,211.08 No Earl Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Roberts, Bus Operational Bus PT No 20,132.29 20,132.29 0 41.67 0 0 20,173.96 No Andrew Operator - Operators PT Roberts, Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 55,019.93 2,120.23 910.42 0 166 58,216.58 No Jeffrey Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Robinson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,358.71 3,415.22 0 0 0 66,773.93 No David J Operator Operators 282 282 Robinson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 36,170.83 1,660.48 0 0 0 37,831.31 No Earnest S Operator Operators 282 282 Robinson, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 29,293.64 17.02 0 0 0 29,310.66 No Gary Operator- Operators 282 282 Full Time Robinson, Bus Operational Service RTS-ATU- RTS-ATU- FT No 27,601.60 5,335.84 0 0 0 0 5,335.84 No Martha Washer- Building 282 282 Service Building Robinson, Bus Operational Bus LL-ATU- LL-ATU- PT No 16,306.80 16,306.8 3.75 0 0 0 16,310.55 No Martha Operator - Operators 282 282 PT Robinson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 39,974.69 2,068.07 0 300 0 42,342.76 No Namath Operator Operators 282 282 Robinson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 43,149.9 2,169.25 0 0 0 45,319.15 No Shakir T Operator Operators 282 282 Robinson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,037.56 3,387.66 0 0 0 64,425.22 No Sharon Operator Operators 282 282 Rodriguez Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 42,688.39 775.52 0 0 0 43,463.91 No , Operator Operators 282 282 Betzenaid a Rodriguez Bus Operational Bus RTS-ATU- RTS-ATU- PT No 16,431.22 16,431.22 0 0 0 0 16,431.22 No , Carlos Operator - Operators 282 282 PT

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Rodriguez Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 44,189.21 1,123.87 0 0 0 45,313.08 No , Luis Operator Operators 282 282 Rodriguez Garage Managerial Maintenanc RTS- RTS- FT Yes 50,336.00 53,052.61 2,741.92 0 0 666 56,460.53 No , Marilyn Supervisor e TEAMSTERS TEAMSTERS Supervisor s Rogers, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,002.39 760.37 0 0 0 70,762.76 No Vickie R Operator Operators 282 282 Rohring, Courier Administrative Finance FT No 33,924.38 34,603.29 0 141.35 0 0 34,744.64 No Richard and Clerical Roman, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 19,853.1 1,183.13 0 0 0 21,036.23 No Leslie Operator Operators 282 282 Rosa, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,355.58 12,479.22 0 0 0 80,834.8 No Jose Operator Operators 282 282 Rosa, Radio Administrative Radio/Disp RTS- RTS- FT No 43,680.00 31,870.99 1,062.83 0 607.7 0 33,541.52 No Josue M Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Rosabal- Bus Operational Bus LL-ATU- LL-ATU- PT No 30,730.60 30,730.6 13,440.6 0 0 0 44,171.2 No Mustellie Operator - Operators 282 282 r, Jorge PT Rosado, Bus Washer Operational Vehicle LL-ATU- LL-ATU- FT No 28,475.20 20,066.16 4,225.13 0 0 0 24,291.29 No Jose Service 282 282 Rosario, Bus Operational Bus LL-ATU- LL-ATU- PT No 31,741.40 31,741.4 9,940.8 0 0 0 41,682.2 No Martin Operator - Operators 282 282 PT Rosby, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,516.41 33,500.98 0 0 0 96,017.39 No Darryl Operator Operators 282 282 Rosenbloo Transporta Administrative Planning RTS-ATU- RTS-ATU- FT No 54,641.60 37,242.62 0 0 0 0 37,242.62 No m-Jones, tion and Clerical Department 282 282 Matthew Planner II-Union Rosetano, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 41,204.69 2,829.55 0 0 0 44,034.24 No Vincent Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Ross, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 33,114.64 483.2 0 0 0 33,597.84 No David Operator Operators 282 282 Ross, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 68,872.75 59,041.09 0 0 666 128,579.84 No Robert E. 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Rousseau, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,370.53 10,370.53 0 0 0 0 10,370.53 No Brett Operator - Operators 282 282 PT Royster, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 1,202.96 0 0 0 0 1,202.96 No Michael Washer- Building 282 282 Service Building Runion, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,836.64 4,703.68 0 0 0 69,540.32 No Gary Operator Operators 282 282 Russo, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,940.41 5,708.63 0 0 0 49,649.04 No Michael Operator Operators 282 282 Rutledge, Bus Operational Bus LL-ATU- LL-ATU- PT No 258.40 258.4 0 0 0 0 258.4 No Yvette Operator - Operators 282 282 PT Ryan, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,075.68 10,075.68 0 0 0 0 10,075.68 No Gabrielle Operator - Operators 282 282 PT Ryan, Manager of Managerial Administra FT Yes 47,476.00 44,325.28 0 1,732.42 0 0 46,057.7 No Michael Operations tion , Orleans Sabernick Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 68,496.82 4,896.36 0 0 666 74,059.18 No Jr., R.F. 1 - Body Engineering 282 282 Shop Sabernick Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 47,589.1 474.76 0 0 666 48,729.86 No , Terry 1 - Body Engineering 282 282 L. Shop Salgado, Road Managerial Road RTS- RTS- FT No 50,346.40 52,161.86 8,623.08 554.17 0 166 61,505.11 No Christian Supervisor Supervisor TEAMSTERS TEAMSTERS s

Page 77 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Saltzman, Communicat Administrative Communicat FT No 36,864.88 36,852.71 922.32 153.6 0 0 37,928.63 No Celeste ions & and Clerical ions Marketing Department Coordinato r Sampson, Bus Operational Bus PT No 24,837.15 24,837.15 710.63 41.67 0 0 25,589.45 No Mark Operator - Operators PT Sampson, Bus Operational Bus PT No 24,555.03 24,555.03 0 41.67 0 0 24,596.7 No Timothy Operator - Operators PT Sanchez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 72,863.08 1,234.55 0 0 0 74,097.63 No Fred Operator Operators 282 282 Sanchez, Operator Professional Transit RTS- RTS- FT No 67,378.48 68,415.58 388.72 280.74 0 600 69,685.04 No Fred Developmen Operations TEAMSTERS TEAMSTERS t Coach Administra tion Sanchez, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 4,370.76 61.52 0 0 0 4,432.28 No Mariano Washer- Building 282 282 Service Building Sanders, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,377.14 7,790.57 0 0 0 77,167.71 No David Operator Operators 282 282 Santana, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 56,035.20 57,080.4 12,969.42 0 0 0 70,049.82 No Karrie Driver Grounds 282 282 Non- Mechanical Santore, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 9,778.35 9,778.35 0 0 0 0 9,778.35 No Isaac Operator - Operators 282 282 PT Santos, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 45,926 1,554.46 0 0 0 47,480.46 No Antonio Operator Operators 282 282 Saporito, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 68,498.71 37,534.25 0 0 666 106,698.96 No Michael D 1 Overhaul Engineering Shop 282 282 Shop

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Saulsbury Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,575.2 4,345.8 0 0 0 66,921 No , Bernard Operator Operators 282 282 Schaffer, Technician Technical and Building & RTS-ATU- RTS-ATU- FT No 66,123.20 68,311.97 46,140.83 0 0 666 115,118.8 No James H. 1- Engineering Grounds 282 282 Building & Mechanical Grounds Mechanical Schamerho Radio Administrative Radio/Disp RTS- RTS- FT No 43,680.00 21,308 0 0 130.76 0 21,438.76 No rn, Controller and Clerical atchers TEAMSTERS TEAMSTERS Thomas /Dispatche r Schmidt, Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 62,316.80 942.21 0 0 0 0 942.21 No Donald R. 1 Farebox Engineering 282 282 Schmidt, Executive Administrative Executive FT No 54,835.04 55,279.18 5,017.83 228.48 0 200 60,725.49 No Kelly M Assistant and Clerical to the CEO Schroeder Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 51,646.40 49,636.43 2,352.02 0 0 666 52,654.45 No , Steven 2-Garage Engineering Nights 282 282 C Nights Mechanical Mechanical Schuster, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 4,552.62 4,552.62 0 0 0 0 4,552.62 No Fritz Operator- Operators 282 282 Part Time Scott, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 67,555.95 18,561.29 0 0 666 86,783.24 No Clarence 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Scott, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,984.7 13,838.46 0 0 0 75,823.16 No Doris Operator Operators 282 282 Scott, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 62,316.80 104.4 0 0 0 0 104.4 No Eugene H 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Scott, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 47,158.28 10,351.36 0 0 0 57,509.64 No Jeremy Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Scott, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 36,073.25 1,565.49 0 500 0 38,138.74 No John Operator Operators 282 282 Scott, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 64,542.40 68,790.65 24,220.15 0 0 666 93,676.8 No Raymond 2-Garage Engineering Nights 282 282 Nights Mechanical Mechanical Scriven, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,831.07 3,392.88 0 0 0 74,223.95 No Jerimaine Operator Operators 282 282 V Seager, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,167.18 13,078.04 0 0 0 76,245.22 No Amanda Operator Operators 282 282 Segal, ADA Administrative ADA FT No 49,920.00 35,854.33 6,893.76 0 1,461.48 0 44,209.57 No Kimberly Certificat and Clerical Certificat ion ion Coordinato r Sergeant, Bus Operational Bus PT No 19,899.46 19,899.46 0 41.67 0 0 19,941.13 No James Operator - Operators PT Serinis, Radio Administrative Radio/Disp RTS- RTS- FT No 58,508.94 61,166.27 6,582.28 554.17 0 41.5 68,344.22 No Michael Controller and Clerical atchers TEAMSTERS TEAMSTERS /Dispatche r Shaughnes Bus Operational Bus PT No 16,416.29 16,416.29 0 41.67 0 0 16,457.96 No sy, Operator - Operators Michael PT Shaw, Manager of Managerial Maintenanc FT Yes 87,095.01 87,006.96 0 3,503.94 0 600 91,110.9 No Matthew J Fleet e Maintenanc Administra e and tion Engineerin g Short, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 55,299.59 3,999.42 0 0 0 59,299.01 No Christoph Operator Operators 282 282 er S

Page 80 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Shove, Technician Technical and Building & RTS-ATU- RTS-ATU- FT No 62,316.80 1,031.54 0 0 0 0 1,031.54 No Miles E. 1- Engineering Grounds 282 282 Building & Mechanical Grounds Mechanical Shutt, Bus Operational Bus PT No 2,644.21 2,644.21 0 0 0 0 2,644.21 No Michael Operator - Operators PT Sieling, Transporta Administrative Administra FT No 41,541.14 41,718.83 284.16 173.09 1,999.92 0 44,176 No Nancy tion and Clerical tion Coordinato r Sierra, Bus Operational Bus PT No 22,667.91 22,667.91 0 41.67 0 0 22,709.58 No Maria Operator - Operators PT Sigel, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 29,113.89 143.84 0 0 0 29,257.73 No Brenda Operator- Operators 282 282 Full Time Silva, Customer Administrative Customer RTS-ATU- RTS-ATU- PT No 15,408.05 15,408.05 3.38 0 0 0 15,411.43 No Percociou Service and Clerical Service 282 282 s Rep Part Time Simmons, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 39,564.47 6,982.69 0 0 0 46,547.16 No Angela N Operator Operators 282 282 Simmons, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 39,424.3 3,693.57 0 0 0 43,117.87 No Eula Operator Operators 282 282 Simpson, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 25,805.07 1,695.09 0 0 0 27,500.16 No Stephen Operator Operators 282 282 Singh, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,544.94 7,860.38 0 0 0 77,405.32 No Harkamal Operator Operators 282 282 Singleton Bus Operational Bus RTS-ATU- RTS-ATU- PT No 18,355.61 18,355.61 516.53 0 0 0 18,872.14 No , Operator - Operators 282 282 Nehemiah PT Singleton Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 31,368.77 991.92 0 0 0 32,360.69 No , Nigel Operator Operators 282 282

Page 81 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Singleton Bus Operational Bus RTS-ATU- RTS-ATU- PT No 16,382.67 16,382.67 0 0 0 0 16,382.67 No , Operator - Operators 282 282 Sebastian PT Siplin, Road Managerial Road RTS- RTS- FT No 58,508.94 57,692.73 6,097.03 910.42 0 166 64,866.18 No Akeyi Supervisor Supervisor TEAMSTERS TEAMSTERS s Slater, Bus Operational Bus FT No 33,485.71 34,298.27 3,525.68 41.67 0 0 37,865.62 No Clifford Operator Operators Smahol, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 59,342.40 575.58 0 0 0 0 575.58 No Daniel Operator Operators 282 282 Small, Road Managerial Road RTS- RTS- FT No 51,867.50 53,139.17 3,347.7 910.42 0 166 57,563.29 No Joseph Supervisor Supervisor TEAMSTERS TEAMSTERS s Small, Bus Operational Service RTS-ATU- RTS-ATU- FT No 41,392.00 27,886.12 13,655.85 0 0 0 41,541.97 No Kevin Placer- Building 282 282 Garage Nights-Non Mechanical Smalling, Budget Professional Finance FT No 48,075.46 48,043.67 303.36 200.31 0 0 48,547.34 No Jason Analyst Smallwood Bus Operational Bus PT No 1,234.81 1,234.81 0 0 0 0 1,234.81 No , Willie Operator - Operators PT Smith, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 33,302.31 910.18 0 0 0 34,212.49 No Andre Operator Operators 282 282 Smith, Systems Professional Informatio FT Yes 73,934.22 73,857.06 0 308.06 0 600 74,765.12 No David P Administra n tor Technology Smith, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,142.99 4,381.85 0 0 0 69,524.84 No Frederick Operator Operators 282 282 Smith, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 49,241.5 1,326.6 0 0 0 50,568.1 No Hasheem A Operator Operators 282 282 Smith, Senior Technical and Maintenanc RTS- RTS- FT No 50,336.00 42,041.45 3,112.73 0 0 124.5 45,278.68 No Jeshua Service Engineering e TEAMSTERS TEAMSTERS Writer Supervisor s Page 82 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Smith, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 55,005.87 3,120.28 0 0 0 58,126.15 No Kyle P Operator Operators 282 282 Smith, Occupation Administrative People FT No 38,205.44 45,072.47 247.97 159.19 0 0 45,479.63 No Linda M al Health and Clerical Department Specialist Smith, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 39,742.09 2,010.02 0 1,000 0 42,752.11 No Michael S Operator Operators 282 282 Smith, Scheduler Administrative Schedulers LL- LL- FT No 26,520.00 3,054.68 196.42 0 0 0 3,251.1 No Percociou and Clerical TEAMSTERS TEAMSTERS s Smith, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 6,147.13 0 0 0 0 6,147.13 No Samuel Operator Operators 282 282 Smith, Bus Operational Service RTS-ATU- RTS-ATU- FT No 28,433.60 1,640.4 0 0 0 0 1,640.4 No Tyson Washer- Building 282 282 Service Building Snyder, Labor Managerial Labor FT Yes 96,002.40 95,937.24 0 4,399.73 0 0 100,336.97 No Janet Relations Relations Director Solis, Bus Washer Operational Vehicle LL-ATU- LL-ATU- FT No 28,475.20 9,028.61 1,416.94 0 0 0 10,445.55 No Jose Service 282 282 Solivan- Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 22,294.12 466.74 0 0 0 22,760.86 No Feliciano Operator Operators 282 282 , Daniel Soto, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 22,026.23 220.76 0 0 0 22,246.99 No Angel Operator Operators 282 282 Soto, Road Managerial Road RTS- RTS- FT No 51,867.50 45,072.26 1,963.74 910.42 1,438.36 166 49,550.78 No Nelson V Supervisor Supervisor TEAMSTERS TEAMSTERS s Soule, Bus Operational Bus FT No 27,907.98 28,164.14 735.46 41.67 1,999.92 0 30,941.19 No James D Operator Operators Speranza, Road Managerial Road RTS- RTS- FT No 51,867.50 48,169.93 3,422.55 910.42 0 166 52,668.9 No Todd Supervisor Supervisor TEAMSTERS TEAMSTERS s

Page 83 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Spink, Bus Operational Bus FT No 33,185.78 33,312.46 71.8 41.67 1,999.92 0 35,425.85 No Richard T Operator Operators Srinivasa Business Professional Informatio FT Yes 89,999.94 29,422.77 0 0 0 0 29,422.77 No n, Intelligen n Jayashree ce and Technology Report Developer St. Procuremen Administrative Purchasing FT No 54,291.74 54,332.17 19.58 226.22 0 600 55,177.97 No George, t and Clerical and Grants Lucille M Administra tor Stack, Executive Managerial GTC FT Yes 99,569.60 99,569.83 0 0 0 0 99,569.83 No James Director Stahlman, Bus Operational Bus PT No 6,087.38 6,087.38 0 0 0 0 6,087.38 No Robert Operator - Operators PT Stephens, Bus Operational Bus PT No 19,449.97 19,449.97 0 41.67 0 0 19,491.64 No Gordon Operator - Operators PT Stephens, Bus Aide- Operational Bus PT No 18,972.84 18,972.84 0 41.67 0 0 19,014.51 No Trey PT Operators Steward, Bus Operational Bus FT No 31,200.00 30,570.77 167.16 0 0 0 30,737.93 No Owen Operator Operators Trainee Stewart, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 56,573.22 10,089.58 0 0 0 66,662.8 No Calvin Operator Operators 282 282 Stewart, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,235.21 18,766.38 0 1,200 0 86,201.59 No Michael Operator Operators 282 282 Stines, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,874.51 4,940.8 0 0 0 48,815.31 No Audrey J Operator Operators 282 282 Stolar, Truck Operational Building & RTS-ATU- RTS-ATU- FT No 62,961.60 66,078.74 24,200.16 0 0 0 90,278.9 No James P. Driver Grounds 282 282 Non- Mechanical

Page 84 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Stoughten Bus Operational Bus FT No 36,777.10 37,351.66 2,419.17 41.67 0 0 39,812.5 No ger, Operator Operators Charles A Stowell, Bus Operational Bus PT No 618.49 618.49 0 0 0 0 618.49 No Leonard Operator - Operators PT Strem, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,054.59 3,144.33 0 0 0 72,198.92 No Dennis Operator Operators 282 282 Stricklan Bus Operational Service RTS-ATU- RTS-ATU- FT No 38,334.40 29,142.68 354.31 0 0 0 29,496.99 No d, Lydell Washer- Building 282 282 Service Building Strujo, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,976.96 19,791.54 0 0 0 88,768.5 No Jasmin Operator Operators 282 282 Studymine Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 28,579.75 1,536.6 0 900 0 31,016.35 No -Moxley, Operator Operators 282 282 Cindy D Suhr, Senior Technical and Maintenanc CATS-ATU- CATS-ATU- FT No 52,644.80 52,499.7 847.78 0 2,076.88 0 55,424.36 No Carl J Technician Engineering e- 282 282 Technician s Sutton, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 7,506.50 7,506.5 0 0 0 0 7,506.5 No David Operator- Operators 282 282 Part Time Sutton, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,216.69 11,255.02 0 0 0 75,471.71 No Freddie Operator Operators 282 282 Swan, Road Managerial Road RTS- RTS- FT No 50,346.40 50,782.14 4,556.6 554.17 0 166 56,058.91 No James Supervisor Supervisor TEAMSTERS TEAMSTERS s Sweeting, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 52,894.40 48,931.26 477.58 0 600 666 50,674.84 No James 1-Garage Engineering Nights 282 282 Nights Mechanical Mechanical

Page 85 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Swift, Business Administrative Performanc FT No 39,696.80 39,689.96 0 165.4 0 0 39,855.36 No Adam Analyst I and Clerical e Measuremen ts & Analytics Switzer, Service Managerial Performanc FT Yes 104,955.55 104,885.52 0 5,247.59 1,699.88 0 111,832.99 No Charles Quality e N. and Measuremen Efficiency ts & Director Analytics Sywulski, Manager of Managerial Purchasing FT Yes 76,504.90 76,453.07 0 3,103.61 0 600 80,156.68 No Dawn Contract and Grants Administra tion Taylor Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 25,081.88 6,605.73 0 0 0 31,687.61 No III, Operator Operators 282 282 Charles Taylor, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,934.98 3,123.46 0 0 0 72,058.44 No Damion Operator Operators 282 282 Taylor, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,802.76 41,637.12 0 0 0 111,439.88 No Lambert Operator Operators 282 282 Taylor, PT Lift Operational Sedan LL-ATU- LL-ATU- PT No 14,087.25 14,087.25 0 0 0 0 14,087.25 No Timothy Line Sedan Drivers 282 282 Driver Tennant, Manager of Managerial People FT Yes 79,602.43 84,597.6 0 3,228.74 0 600 88,426.34 No Julie A Occupation Department al Health Terry, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 67,096.42 4,960.49 0 0 666 72,722.91 No Larry 1 - Body Engineering 282 282 Shop Terry, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 11,283.24 11,283.24 0 0 0 0 11,283.24 No Terrence Operator- Operators 282 282 Part Time Terry, Bus Operational Bus FT No 31,200.00 4,080 0 0 0 0 4,080 No Terrence Operator Operators Trainee Page 86 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Tette, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,698.48 6,460.08 0 0 0 72,158.56 No Nicholas Operator Operators 282 282 A Tharp, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,063.66 5,951.81 0 0 0 49,015.47 No Justin Operator Operators 282 282 Thomas, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 2,097.72 2,097.72 0 0 0 0 2,097.72 No Jeffrey J Operator - Operators 282 282 PT Thomas, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 47,287.21 2,177.55 0 0 0 49,464.76 No Kelvin M Operator Operators 282 282 Thomas, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 1,959.46 0 0 0 0 1,959.46 No Larry Operator Operators 282 282 Thomas, Associate Administrative Finance FT No 38,579.84 31,141.97 639.92 0 0 0 31,781.89 No Melissa Accountant and Clerical Thompson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 27,948.15 10,721.04 0 0 0 38,669.19 No Gregory Operator Operators 282 282 Thompson, Bus Operational Bus FT No 31,200.00 9,534.4 29.06 0 0 0 9,563.46 No Parrish Operator Operators Trainee Thompson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,573.05 3,697.43 0 0 0 67,270.48 No Umenzi Operator Operators 282 282 Thuman, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 43,545.12 3,861.49 0 0 0 47,406.61 No John C Operator Operators 282 282 Tillman, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 32,925.38 3,897.62 0 0 0 36,823 No John D Operator- Operators 282 282 Full Time Toia, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 52,145.60 53,286.5 10,361.63 0 0 0 63,648.13 No Liviu Engineering 282 282 Tokarz, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 50,849.4 3,241.64 0 0 0 54,091.04 No Robin Operator Operators 282 282 Tolar, Director Managerial Planning FT Yes 75,187.42 75,181.44 0 1,423.44 0 600 77,204.88 No Julie of Service Department Planning Tolbert, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,855.7 1,995.18 0 0 0 69,850.88 No John Operator Operators 282 282 Page 87 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Tollens, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 38,264.76 1,748.3 0 0 0 40,013.06 No Jose A Operator Operators 282 282 Tomkosky, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 30,343.66 30,343.66 17.63 0 0 0 30,361.29 No Robert Operator - Operators 282 282 PT Toops, Report Professional Performanc FT Yes 83,715.63 83,658.01 0 348.82 0 275 84,281.83 No Jay L Writer and e Systems Measuremen Analyst ts & Analytics Torres, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 33,966.40 33,932.71 956.32 0 0 0 34,889.03 No Hector Service and Clerical Service 282 282 Representa tive Torres, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,235.67 12,180.24 0 0 0 75,415.91 No John Operator Operators 282 282 Torres, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 73,942.45 2,237.89 0 0 0 76,180.34 No Jose Operator Operators 282 282 Torres, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 44,016.51 1,646.6 0 0 0 45,663.11 No Madelyn Operator Operators 282 282 Torres, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,580.3 17,474.05 0 0 0 83,054.35 No Orlando Operator Operators 282 282 Tortora, Assistant Professional GTC FT Yes 56,806.88 56,014.01 0 0 0 0 56,014.01 No Christoph Program er T Manager Torzynski Bike and Professional GTC FT Yes 67,912.00 49,628.04 0 0 0 0 49,628.04 No , Robert pedestrian R Program Manager Tovar, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 70,017.95 50,402.62 0 0 666 121,086.57 No Marino S 1-Garage Engineering Days 282 282 Days Mechanical Mechanical Traver, Bus Operational Bus FT No 28,129.71 28,366.67 1,232.36 41.67 0 0 29,640.7 No Louise A Operator Operators

Page 88 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Travers, Secretary Administrative Maintenanc RTS-ATU- RTS-ATU- FT No 46,737.60 46,402.35 35.33 0 0 0 46,437.68 No Aleyyah of and Clerical e 282 282 Maintenanc Administra e tion Travers, Technician Technical and Tire RTS-ATU- RTS-ATU- FT No 62,004.80 65,918.41 12,118.03 0 0 0 78,036.44 No Curtis 2-Tires Engineering Services 282 282 Travis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 44,075.20 45,788.76 3,791.52 0 0 0 49,580.28 No Jeffrey A Operator Operators 282 282 Tria, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 44,599.24 3,420.58 0 0 0 48,019.82 No Anthony Operator Operators 282 282 Trichanh, Technical Professional Informatio FT Yes 50,000.08 30,769.6 0 0 432.6 0 31,202.2 No Jessica Support n Administra Technology tor Trickler, Bus Operational Bus STS-ATU- STS-ATU- FT No 32,178.85 29,876.09 338.08 0 744.18 0 30,958.35 No Gordon W Operator- Operators 282 282 UNION Trivigno, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 53,944.79 7,916.48 0 0 0 61,861.27 No James A Operator Operators 282 282 Trott, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 67,473.39 855.76 0 0 0 68,329.15 No Adrian P Operator Operators 282 282 Trott, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 36,267.63 9,305.73 0 0 0 45,573.36 No John A Operator Operators 282 282 Trott, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 28,412.80 22,175.88 147.42 0 0 0 22,323.3 No Lacretia Service and Clerical Service 282 282 Representa tive Tucker, Road Managerial Road PT No 18,053.88 18,053.88 0 0 0 0 18,053.88 No Brian Supervisor Supervisor Seasonal s Tuggles, Vehicle Operational Garage RTS-ATU- RTS-ATU- FT No 40,185.60 41,463.94 337.68 0 0 0 41,801.62 No Jeffrey Service Days Non- 282 282 Mechanical Tuggles, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,908.5 8,950.77 0 0 0 74,859.27 No Teddy Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Turner, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,796.23 1,385.76 0 0 0 70,181.99 No Jerome Operator Operators 282 282 Turnipsee Bus Operational Bus RTS-ATU- RTS-ATU- FT No 42,182.40 41,439.48 3,586.72 0 0 0 45,026.2 No d, Gary Operator Operators 282 282 Uglialoro Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,382.41 14,356.01 0 0 0 82,738.42 No , Rudy M Operator Operators 282 282 Underhill Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,492.96 7,205.21 0 0 0 68,698.17 No , Russell Operator Operators 282 282 Van Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 65,915.38 1,816.8 0 1,200 666 69,598.18 No Auken, 1 - Body Engineering 282 282 Randolph Shop S. Vanscott, Bus Operational Bus PT No 22,990.76 22,990.76 152.87 41.67 0 0 23,185.3 No Brian Operator - Operators PT Vargas, Bus Operational Bus LL-ATU- LL-ATU- PT No 19,883.00 19,883 79.8 0 0 0 19,962.8 No Hipolito Operator - Operators 282 282 PT Vazquez, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,699.18 1,021.83 0 0 0 64,721.01 No Arnaldo Operator Operators 282 282 Vazquez, Mechanic Technical and Mechanics LL-ATU- LL-ATU- FT No 39,104.00 38,333.2 12,520.8 0 0 0 50,854 No Jose Engineering 282 282 Vega, Manager of Managerial Administra FT Yes 52,276.64 52,231.54 0 2,111.84 0 0 54,343.38 No Michelle Access tion S Operations Velazquez Chief Executive Rochester FT Yes 171,873.73 171,713.79 0 16,605.04 0 9,400 197,718.83 No , Miguel Operating Genesee A Officer Regional Transporta tion Auth Velazquez Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 38,462.38 76.01 0 0 0 38,538.39 No , Ruby Operator Operators 282 282 Vickers, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 20,303.71 3,377.02 0 0 0 23,680.73 No Michael Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Vickers, Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 66,123.20 68,707.59 6,648.89 0 0 666 76,022.48 No Robert J 1 Farebox Engineering 282 282 Vigerzi, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 31,833.7 1,697.58 0 0 0 33,531.28 No Lynn Operator Operators 282 282 Villegas, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,662.53 14,377.51 0 0 0 83,040.04 No Jeanette Operator Operators 282 282 Vinciguer Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 67,920.74 340.35 0 0 666 68,927.09 No ra, 1-Garage Engineering Nights 282 282 Robert J Nights Mechanical Mechanical Wagner, Transporta Administrative Administra FT No 31,660.30 31,937.92 592.26 131.92 0 0 32,662.1 No Cynthia B tion and Clerical tion Specialist Walker, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 39,644.80 19,869.36 641.56 0 0 0 20,510.92 No Corey Operator Operators 282 282 Walters, Bus Operational Bus LL-ATU- LL-ATU- PT No 15,372.00 15,372 720 0 0 0 16,092 No Ariana Operator - Operators 282 282 PT Warchol, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 50,112.17 1,219.19 0 1,200 0 52,531.36 No Marion Operator Operators 282 282 Ward, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 73,746.12 6,913.86 0 0 0 80,659.98 No Cory Operator Operators 282 282 Waser, Bus Operational Bus LL-ATU- LL-ATU- PT No 27,070.59 27,070.59 288.86 0 0 0 27,359.45 No Patrick Operator - Operators 282 282 PT Washingto Bus Operational Bus LL-ATU- LL-ATU- PT No 33,802.10 33,802.1 19,819.61 0 0 0 53,621.71 No n, Operator - Operators 282 282 Darlene PT Washingto Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 5,284.27 0 0 0 0 5,284.27 No n, Sharon Operator Operators 282 282 Washnis, Service Technical and Maintenanc RTS- RTS- FT No 52,021.63 52,209.07 4,895.82 420 0 166 57,690.89 No John Writer Engineering e TEAMSTERS TEAMSTERS Supervisor s

Page 91 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Wasmuth, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,934.40 39,629.05 2,631.96 0 0 0 42,261.01 No Richard D Operator Operators 282 282 Watson, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,182.40 44,945.72 25,758.35 0 2,000 0 72,704.07 No Sir Operator Operators 282 282 Lawrence Watson, Scheduler Administrative Schedulers LL- LL- FT No 27,726.82 21,308.46 1,874.24 0 0 0 23,182.7 No Valencia and Clerical TEAMSTERS TEAMSTERS Watts, Bus Operational Bus FT No 31,200.00 16,468.12 9.95 0 0 0 16,478.07 No Jr., Operator Operators Harvey Trainee Wearing, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 53,527.64 1,424.89 0 0 0 54,952.53 No Eddie Operator Operators 282 282 Webster, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 40,955.20 3,164.73 0 0 0 0 3,164.73 No Anna- Operator Operators 282 282 Maria Weekly, Bus Operational Bus LL-ATU- LL-ATU- PT No 3,265.80 3,265.8 0 0 0 0 3,265.8 No Alisia Operator - Operators 282 282 PT Wegman, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 41,285.81 4,963.64 0 0 0 46,249.45 No Diane M Operator Operators 282 282 Welc, Retirement Professional People FT No 51,909.10 51,876 935.86 216.29 0 600 53,628.15 No Caitlin and Department Benefits Specialist Welch- Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 31,304.00 27,329.84 1,978.69 0 1,200 0 30,508.53 No Christ, Service and Clerical Service 282 282 Colleen Representa tive Wells, Transporta Administrative Administra PT No 16,751.40 16,751.4 31.98 64.67 0 0 16,848.05 No Camille tion and Clerical tion Specialist - PT Wells, Bus Operational Bus PT No 20,573.70 20,573.7 0 41.67 0 0 20,615.37 No David R Operator - Operators PT

Page 92 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Wensel, Bus Operational Bus FT No 31,638.88 31,475.95 678.8 41.67 0 0 32,196.42 No Kim Operator Operators West, Senior Administrative Informatio FT No 52,424.53 52,371.01 75.61 218.44 0 0 52,665.06 No Enza Executive and Clerical n Assistant Technology Weston, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,330.89 7,868.16 0 0 0 74,199.05 No Gregory Operator Operators 282 282 Westurn, Scheduler Administrative Schedulers LL- LL- FT No 28,292.16 27,596.87 4,750.96 0 0 0 32,347.83 No Stacey A and Clerical TEAMSTERS TEAMSTERS Whelan, Bus Operational Bus LL-ATU- LL-ATU- PT No 13,558.91 13,558.91 0 0 0 0 13,558.91 No Ronald P Operator - Operators 282 282 PT White, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 53,518.40 58,082.87 7,494.97 0 0 0 65,577.84 No Anthony Operator Operators 282 282 White, Bus Operational Bus PT No 24,070.46 24,070.46 0 41.67 0 0 24,112.13 No Reginald Operator - Operators PT White, Bus Operational Bus LL-ATU- LL-ATU- FT No 42,161.60 5,395.6 0 0 0 0 5,395.6 No Sabrena Operator Operators 282 282 Whitley, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,109.95 363.85 0 0 0 66,473.8 No Nicholas Operator Operators 282 282 L Whitmore, Bus Operational Bus CATS-ATU- CATS-ATU- PT No 16,654.89 16,654.89 0 0 0 0 16,654.89 No Bruce Operator- Operators 282 282 Part Time Whitney, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 66,563.04 5,031.71 0 0 0 71,594.75 No Bruce Operator Operators 282 282 Whitt, Bus Operational Bus PT No 7,428.72 7,428.72 0 0 0 0 7,428.72 No Reuben Operator - Operators PT Wight, Bus Operational Bus BBS-SEIU BBS-SEIU FT No 39,267.90 39,004.43 1,973.18 0 0 0 40,977.61 No Leon Operator Operators Wilder, Bus Operational Bus CATS-ATU- CATS-ATU- FT No 31,200.00 28,563.94 85.08 0 753.76 0 29,402.78 No Donald Operator- Operators 282 282 Full Time

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Wilkin, Human Administrative People FT No 42,120.00 41,963.82 167.06 175.5 0 0 42,306.38 No Kathleen Resource and Clerical Department L Generalist Wilkin, Executive Administrative Executive FT No 44,999.97 40,987.32 127.85 164.16 0 0 41,279.33 No Laurie Assistant and Clerical Wilkinson Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 64,188.80 2,269.49 0 0 0 0 2,269.49 No , James 1-Garage Engineering Days 282 282 D. Days Mechanical Mechanical Wilkinson Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 59,554.81 1,130.81 0 0 0 60,685.62 No , Stephen Operator Operators 282 282 Will, Transporta Administrative Transit CATS-ATU- CATS-ATU- FT No 27,393.60 7,882.27 215.73 0 173.04 0 8,271.04 No Jodie tion and Clerical Operations 282 282 Specialist Administra -Full Time tion Williams, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 15,853.34 15,853.34 0 0 0 0 15,853.34 No Alisa Operator - Operators 282 282 PT Williams, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 68,972.47 33,509.07 0 0 0 102,481.54 No Geno B Operator Operators 282 282 Williams, Bus Operational Bus LL-ATU- LL-ATU- PT No 15,323.80 15,323.8 484.5 0 0 0 15,808.3 No Katrina Operator - Operators 282 282 PT Williams, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 63,584.89 201.04 0 0 0 63,785.93 No Lakiyah Operator Operators 282 282 Williams, Workforce Professional People FT No 58,210.46 63,078.79 2,335.2 242.54 0 420 66,076.53 No Linda M Developmen Department t Specialist Williams, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 64,451.88 469.67 0 0 0 64,921.55 No Marlon Operator Operators 282 282 Williams, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 28,620.80 28,483.99 482.26 0 0 0 28,966.25 No Patricia Service and Clerical Service 282 282 Representa tive

Page 94 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Williams, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 66,493.01 3,005.12 0 0 666 70,164.13 No Purcell 1 - Body Engineering 282 282 Shop Williams, Road Managerial Road PT No 1,269.00 1,269 0 0 0 0 1,269 No Stephen Supervisor Supervisor Seasonal s Williams, Bus Operational Bus PT No 1,129.02 1,129.02 0 0 0 0 1,129.02 No Walter Operator - Operators PT Willis, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 70,145.55 3,076.45 0 0 0 73,222 No Donald J Operator Operators 282 282 Willitt, Bus Operational Bus FT No 33,024.78 33,309.22 1,388.02 41.67 0 0 34,738.91 No Rhonda Operator Operators Wilson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 31,615.47 230.91 0 0 0 31,846.38 No Alfred Operator Operators 282 282 Wilson, Technician Technical and Building & RTS-ATU- RTS-ATU- FT No 66,123.20 68,400.99 13,202.2 0 0 666 82,269.19 No David 1- Engineering Grounds 282 282 Building & Mechanical Grounds Mechanical Wilson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 48,880.00 34,017.71 1,771.54 0 0 0 35,789.25 No Eddie Operator Operators 282 282 Wilson, Bus Operational Bus LL-ATU- LL-ATU- PT No 2,902.74 2,902.74 0 0 0 0 2,902.74 No Michael Operator - Operators 282 282 PT Wilson, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 65,197.08 1,108.57 0 0 0 66,305.65 No Terry Operator Operators 282 282 Winburn, Technician Technical and Garage RTS-ATU- RTS-ATU- FT No 66,123.20 68,696.17 6,692.09 0 0 666 76,054.26 No Christoph 1-Garage Engineering Nights 282 282 er D Nights Mechanical Mechanical Winbush, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,875.71 2,981.44 0 0 0 72,857.15 No Oscar Operator Operators 282 282 Wise, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 62,137.65 421.11 0 0 0 62,558.76 No Diana M Operator Operators 282 282

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Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Wolskij, Bus Operational Bus LL-ATU- LL-ATU- PT No 21,947.24 21,947.24 51.3 0 0 0 21,998.54 No John J Operator - Operators 282 282 PT Woode, Bus Operational Service RTS-ATU- RTS-ATU- FT No 35,089.60 9,000 0 0 0 0 9,000 No Courtney Washer- Building 282 282 Service Building Woodhams, Bus Operational Bus FT No 33,323.26 33,410.66 1,757.7 41.67 0 0 35,210.03 No Richard Operator Operators Worthy, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 69,212.53 20,222.66 0 0 0 89,435.19 No Darryl Operator Operators 282 282 Wren, Director Managerial People FT Yes 85,000.03 14,057.56 0 0 0 0 14,057.56 No Kathy of Department Compensati on, Benefits & HRIS Wright, Bus Operational Bus LL-ATU- LL-ATU- PT No 4,484.20 4,484.2 0 0 0 0 4,484.2 No Betty Operator - Operators 282 282 PT Wright, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 10,022.34 10,022.34 0 0 0 0 10,022.34 No Darrell Operator - Operators 282 282 PT Wright, Customer Administrative Customer RTS-ATU- RTS-ATU- FT No 38,542.40 16,292.26 54.4 0 0 0 16,346.66 No Susan Service and Clerical Service 282 282 Representa tive Wright, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 61,785.04 13,889.36 0 0 0 75,674.4 No Terrence Operator Operators 282 282 L Wydra, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 51,416.37 6,445.92 0 0 0 57,862.29 No Rosemary Operator Operators 282 282 Wynn, Joi Bus Operational Bus LL-ATU- LL-ATU- PT No 5,023.80 5,023.8 199.5 0 0 0 5,223.3 No Operator - Operators 282 282 PT

Page 96 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Staff Listing Name Title Group Department Union Barga- Full Exempt Base Actual Over Performance Extra Pay Other Total Individual If yes, Is / Name ining Time/ Annualized salary time Bonus Compensa Compens also paid by the payment Subsidiary Unit Part Salary paid to paid by tion/Allo -ation another made by Time the Authority wances/Ad entity to State or Individua justments perform the local l work of the government Authority Xiao, Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 66,123.20 67,679.76 2,003.59 0 0 666 70,349.35 No Xiaoliang 1 Farebox Engineering 282 282 Yannantuo Bus Operational Bus RTS-ATU- RTS-ATU- FT No 62,961.60 57,650.94 7,259.73 0 0 0 64,910.67 No no, Operator Operators 282 282 Patricia A Yates, Grants and Administrative GTC FT Yes 54,458.56 53,497.5 0 0 0 0 53,497.5 No Eileen P Contracts and Clerical Administra tor Yonker, Technician Technical and Overhaul RTS-ATU- RTS-ATU- FT No 66,123.20 67,847.11 3,533.69 0 0 666 72,046.8 No Michael T 1 Overhaul Engineering Shop 282 282 Shop Young, Bus Operational Bus PT No 20,884.17 20,884.17 0 41.67 0 0 20,925.84 No David Operator - Operators PT Young, Bus Washer Operational Vehicle LL-ATU- LL-ATU- FT No 28,475.20 619.47 0 0 0 0 619.47 No Dawn Service 282 282 Young, Technician Technical and Farebox RTS-ATU- RTS-ATU- FT No 66,123.20 67,607.83 9,630.69 0 0 666 77,904.52 No Pamela 1 Farebox Engineering 282 282 Youngers, Bus Operational Bus FT No 32,863.58 36,411.29 758.4 41.67 0 0 37,211.36 No Joann Operator Operators Zarcone, Bus Operational Bus RTS-ATU- RTS-ATU- FT No 61,131.20 14,021.84 488.08 0 0 0 14,509.92 No Dominick Operator Operators 282 282 A. Zimmer, Bus Operational Bus RTS-ATU- RTS-ATU- PT No 18,566.98 18,566.98 22.5 0 0 0 18,589.48 No Heidi Operator - Operators 282 282 PT Zotter, Technician Technical and Body Shop RTS-ATU- RTS-ATU- FT No 66,123.20 68,501.78 4,614.84 0 0 666 73,782.62 No Michael 1 - Body Engineering 282 282 P. Shop

Page 97 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Benefit Information During the fiscal year, did the authority continue to pay for any of the above mentioned benefits for No Board Members Name Title Severance Payment Club Use of Personal Auto Transpo- Housing Spousal / Tuition Multi- None Other Package for Member- Corporate Loans rtation Allow- Dependent Assist- Year of Unused ships Credit ance Life ance Employ- These Leave Cards Insurance ment Benefits Faber, Board of X William N Directors Jeffries, Board of X Donald E Directors O'Connor, Board of X Kelli Directors Jones, Board of X Barbara J Directors Turner, Board of X Milo I Directors Astles, Board of X Geoffrey Directors Battaglia, Board of X Paul J Directors Smith, Board of X Jr., Henry Directors Kosmerl, Board of X Richard Directors Green, Board of X Tracie Directors Argust, Board of X Thomas R Directors Pryor, Board of X Karen C Directors Jankowski, Board of X Michael P Directors White, Board of X Edward W Directors

Staff Name Title Severance Payment Club Use of Personal Auto Transpo- Housing Spousal / Tuition Multi- None Other Package for Member- Corporate Loans rtation Allow- Dependent Assist- Year of Unused ships Credit ance Life ance Employ- These Leave Cards Insurance ment Benefits

Page 98 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Name Title Severance Payment Club Use of Personal Auto Transpo- Housing Spousal / Tuition Multi- None Other Package for Member- Corporate Loans rtation Allow- Dependent Assist- Year of Unused ships Credit ance Life ance Employ- These Leave Cards Insurance ment Benefits Adair, Chief X Scott Financial Officer Ballerstei Director of X n, Mark Engineering and Facilities Management Belaskas, Director of X David Engineering and Facilities Management Brede, Public X Thomas Information Officer Brooks, Vice X Maggie President of Strategic Initiatives Capadano, Director of X Michael L. RTS Bus Operations Carpenter, Chief X William Executive Officer Cook, Vice X David F President of Purchasing and Grants Administra DeLaus, Chief Legal X Daniel M Counsel Dobson, Vice X Christophe President r of Finance, Grants and Project Mgmt Page 99 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Name Title Severance Payment Club Use of Personal Auto Transpo- Housing Spousal / Tuition Multi- None Other Package for Member- Corporate Loans rtation Allow- Dependent Assist- Year of Unused ships Credit ance Life ance Employ- These Leave Cards Insurance ment Benefits Gould, Amy Vice X President for People Jablonski, Vice X Joseph President of Operational Initiatives Korth, Vice X William President of Maintenance Maguire, Director of X Bonnie Business Development /Marketing Morsch, Vice X Megan President of Marketing and Customer Service Ramos, Director of X Elvis J Transit Center & Field Operations Switzer, Service X Charles N. Quality and Efficiency Director Velazquez, Chief X Miguel A Operating Officer

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Subsidiary/Component Unit Verification Is the list of subsidiaries, as assembled by the Office of the State Comptroller, correct? No

Are there other subsidiaries or component units of the Authority that are active, not included in the PARIS reports submitted by No this Authority and not independently filing reports in PARIS?

Name of Subsidiary/Component Unit Status Requested Changes Batavia Bus Service, Inc. ACTIVE Genesee Transportation Service Council Staff Incorporated ACTIVE Lift Line, Inc. ACTIVE Livingston Area Transportation Service, Inc. ACTIVE Orleans Transit Service, Inc. ACTIVE RGRTA Maritime Development Corporation INACTIVE Regional Transit Service Incorporated ACTIVE Renaissance Square Corporation INACTIVE Seneca Transit Service, Inc. ACTIVE Wayne Area Transportation Service, Inc. ACTIVE Wyoming Transportation Service, Inc. ACTIVE

Subsidiary/Component Unit Creation Name of Subsidiary/Component Unit Establishment Entity Purpose Date County Area Transit System, Inc. 08/01/2014 Public Transportation Subsidiary/Component Unit Termination Name of Subsidiary/Component Unit Termination Date Termination Reason Proof of Termination

Page 101 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Summary Financial Information SUMMARY STATEMENT OF NET ASSETS

Assets Current Assets Cash and cash equivalents $28,796,445 Investments $12,086,455 Receivables, net $7,946,049 Other assets $1,179,812 Total Current Assets $50,008,761 Noncurrent Assets Restricted cash and investments $13,712,415 Long-term receivables, net $0 Other assets $9,808,914 Capital Assets Land and other nondepreciable property $13,317,963 Buildings and equipment $262,845,111 Infrastructure $0 Accumulated depreciation $127,011,319 Net Capital Assets $149,151,755 Total Noncurrent Assets $172,673,084 Total Assets $222,681,845

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Summary Financial Information SUMMARY STATEMENT OF NET ASSETS

Liabilities Current Liabilities Accounts payable $5,732,545 Pension contribution payable $0 Other post-employment benefits $0 Accrued liabilities $5,685,026 Deferred revenues $373,579 Bonds and notes payable $0 Other long-term obligations due within one year $8,364,523 Total Current Liabilities $20,155,673 Noncurrent Liabilities Pension contribution payable $8,149,678 Other post-employment benefits $50,918,728 Bonds and notes payable $0 Long Term Leases $0 Other long-term obligations $9,019,177 Total Noncurrent Liabilities $68,087,583 Total Liabilities $88,243,256 Net Asset (Deficit) Net Asset Invested in capital assets, net of related debt $149,151,755 Restricted $0 Unrestricted ($14,713,166) Total Net Assets $134,438,589

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Summary Financial Information SUMMARY STATEMENT OF REVENUE, EXPENSES AND CHANGES IN NET ASSETS

Operating Revenues Charges for services $26,898,074 Rental & financing income $0 Other operating revenues $1,589,988 Total Operating Revenue $28,488,062 Operating Expenses Salaries and wages $47,448,495 Other employee benefits $31,502,468 Professional services contracts $6,702,256 Supplies and materials $10,106,524 Depreciation & amortization $17,736,278 Other operating expenses $3,009,055 Total Operating Expenses $116,505,076 Operating Income (Loss) ($88,017,014) Nonoperating Revenues Investment earnings $118,992 State subsidies/grants $40,389,282 Federal subsidies/grants $8,828,817 Municipal subsidies/grants $3,909,500 Public authority subsidies $9,757,856 Other nonoperating revenues $140,278 Total Nonoperating Revenue $63,144,725

Page 104 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Summary Financial Information

SUMMARY STATEMENT OF REVENUE, EXPENSES AND CHANGES IN NET ASSETS

Nonoperating Expenses Interest and other financing charges $0 Subsidies to other public authorities $0 Grants and donations $0 Other nonoperating expenses $60,201 Total Nonoperating Expenses $60,201 Income (Loss) Before Contributions ($24,932,490) Capital Contributions $16,570,668 Change in net assets ($8,361,822) Net assets (deficit) beginning of year $142,800,411 Other net assets changes $0 Net assets (deficit) at end of year $134,438,589

Page 105 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Current Debt Question Response 1. Did the Authority have any outstanding debt, including conduit debt, at any point during the reporting period? No 2. If yes, has the Authority issued any debt during the reporting period?

New Debt Issuances List by Type of Debt and Program No Data has been entered by the Authority for this section in PARIS

Page 106 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Schedule of Authority Debt Type of Debt Statutory Outstanding Start New Debt Debt Retired Outstanding Authorization of Fiscal Year Issuances ($) End of ($) ($) ($) Fiscal Year ($)

State Obligation State Guaranteed

State Supported

State Contingent Obligation

State Moral Obligation

Other State Funded

Authority Obligation

General Obligation

Revenue

Other Non-State Funded Conduit

Conduit Debt

Conduit Debt - Pilot Increment Financing

Page 107 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Real Property Acquisition/Disposal List

1. Address Line1: 4300 Route 19 2. Address Line1: 1121 Culver Road

Address Line2: Address Line2:

City: GAINESVILLE City: ROCHESTER State: NY State: NY Postal Code: 14066 Postal Code: 14609 Plus4: Plus4: Province/Region: Province/Region: Country: USA Country: USA Property Description: Vacant Lot/Undeveloped Land Property Description: Vacant Lot/Undeveloped Land Estimated Fair Market Value: $303,000 Estimated Fair Market Value: $2,000 How was the Fair Market Appraisal How was the Fair Market Appraisal Value Determined?: Value Determined?: Transaction Type: ACQUISITION Transaction Type: DISPOSITION SALE If Other, Explain: If Other, Explain:

Transaction Date: 04/28/2016 Transaction Date: 11/18/2016 Purchase Sale Price: $303,000.00 Purchase Sale Price: $18,168.00 Lease Data (If applicable) Lease Data (If applicable) Market Rate($/square foot): Market Rate($/square foot): Lease Rate($/square foot): Lease Rate($/square foot): Lease Period (months): Lease Period (months): Seller/Purchaser/Tenant Data: Seller/Purchaser/Tenant Data: Organization: Marquart Dairy LLC Organization: Kasandrinos and Kasandrinos Last Name: Last Name: First Name: First Name:

Address Line1: 5717 Hardys Road Address Line1: 40 Rossman Drive Address Line2: Address Line2: City: GAINESVILLE City: WEBSTER State: NY State: NY Postal Code: 14066 Postal Code: 14580 Plus4: Plus4: Province/Region: Province/Region: Country: USA Country: USA Relation With Board Relation With Board member/senior authority member/senior authority No No management? management?

Page 108 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Personal Property No Data has been entered by the Authority for this section in PARIS

Page 109 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Property Documents Question Response URL (if applicable) 1. In accordance with Section 2896(3) of PAL, the Authority is required to prepare a Yes https://www.myrts.com/About-Us/Plan-Performance report at least annually of all real property of the Authority. Has this report been prepared? 2. Has the Authority prepared policies, procedures, or guidelines regarding the use, Yes https://www.myrts.com/Portals/0/Documents/Public%20In awarding, monitoring, and reporting of contracts for the acquisition and disposal of formation/RGRTA%20Surplus%20Property%20Disposition%20 property? Policy%20and%20Procedures.pdf 3. In accordance with Section 2896(1) of PAL, has the Authority named a contracting Yes officer who shall be responsible for the Authority's compliance with and enforcement of such guidelines?

Page 110 of 111 Annual Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017 Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Additional Comments:

Page 111 of 111 Rochester-Genesee Regional Transportation Authority Public Authorities Reporting Information System (PARIS) - Summary of Procurement Transactions For the Fiscal Year Ended March 31, 2017

Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. ABT Associates, Inc. Market Research Services Open Authority Contract - Competitive Bid 5/1/2014 6/16/2014$ 507,031.00 $97,758.76 $299,334.24 $207,696.76 5 N Y 1 ACM Medical Laboratory Independent Laboratory Testing Open Authority Contract - Competitive Bid 5/3/2012 6/14/2012$ 73,650.00 $15,919.00 $60,901.50 $12,748.50 1 N N Acuity Specialty Services dba: Zep Liquid Bus Soap Open Authority Contract - Competitive Bid 6/11/2012 6/11/2012$ 106,350.00 $29,773.00 $104,834.55 $1,515.45 1 N N Manufacturing Admar Supply Co Inc. Misc. Parts for Maintenance Completed Non Contract Procurement/Purchase Order $12,348.97 N AECOM Technical Service, Inc Regional Operational Service Efficency Plan Open Authority Contract - Competitive Bid 11/5/2015 12/10/2015$ 165,402.00 $100,982.30 $164,888.22 $513.78 4 N N Affinity Enterprises LLC Monitors Completed Authority Contract - Competitive Bid 10/7/2016 10/7/2016$ 6,120.00 $6,120.00 $6,120.00 $0.00 7 Y Y 3 Aircuity, Inc. Graphing for air sensing system Completed Authority Contract - Non-Competitive Bid 3/15/2016 3/15/2016$ 8,340.00 $8,340.00 $8,340.00 $0.00 1 N N Airgas USA LLC Misc. Items for Maintenance Completed Non Contract Procurement/Purchase Order $5,490.21 N Akin Gump Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 3,000,000.00 $283,377.14 $1,341,444.42 $1,658,555.58 15 N N Master Agreement for Task Order AKRF, Inc. Open Authority Contract - Competitive Bid 6/2/2011 7/18/2011$ 1,500,000.00 $49,164.69 $163,330.29 $1,336,669.71 8 N N Environmental Review Consultant Services

Master Agreement for Task Order AKRF, Inc. Open Authority Contract - Competitive Bid 8/4/2016 4/13/2017$ 75,000.00 $0.00 $0.00 $75,000.00 6 N N Environmental Review Consultant Services Alliance Door Garage Door Repair Service Open Authority Contract - Competitive Bid 6/6/2013 7/24/2013$ 60,000.00 $14,275.25 $45,472.97 $14,527.03 1 N N Alliance Door Misc. Door Repairs at RTS Access Completed Non Contract Procurement/Purchase Order $4,542.40 N American Public Trans Assoc Advertising & Membership Fees Completed Non Contract Procurement/Purchase Order $42,793.00 N Antithesis Advertising Creative Marketing Services Open Authority Contract - Competitive Bid 11/13/2013 1/31/2014$ 150,000.00 $9,270.00 $79,645.00 $70,355.00 6 N Y 2 Antithesis Advertising Misc. Marketing Completed Non Contract Procurement/Purchase Order $1,965.00 N ASI System Integration Inc. Misc. IT Equipment/Software Completed Authority Contract - Competitive Bid 7/11/2016 7/11/2016$ 29,760.05 $29,760.05 $29,760.05 $0.00 7 Y Y 1 Bus Gate Doors Maintenance at Transit Assa Abloy Entrance Systems Completed Authority Contract - Competitive Bid 11/3/2016 3/3/2017$ 232,800.00 $6,149.65 $6,149.65 $226,650.35 1 N N Center Asset Works Fuel Focus Project Completed Purchased Under State Contract $294,675.18 N AVI Food Systems Inc. Vending Machine Service Open Authority Contract - Competitive Bid 8/1/2014 8/1/2014$ 100,000.00 $21,081.12 $67,721.12 $32,278.88 3 N N Barbara Gannon, LLC Training Completed Non Contract Procurement/Purchase Order $19,415.06 N Barclay Damon, LLP (formerly Hiscock & Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 900,000.00 $93,784.91 $171,191.81 $728,808.19 15 N N Barclay) Wyoming County Guide Rail Installation Barton & Loguidice, D.P.C. Open Authority Contract - Competitive Bid 10/28/2016 10/28/2016$ 59,900.00 $23,960.00 $23,960.00 $35,940.00 9 N N Assesment Bergmann Associates A&E Services for College Town Project Open Authority Contract - Competitive Bid 4/7/2011 7/18/2011$ 1,269,814.00 $67,656.01 $474,020.12 $795,793.88 7 N N Big Apple Visual Group Bus Stop Signs Open Authority Contract - Competitive Bid 11/3/2016 11/22/2016$ 65,000.00 $13,750.03 $13,750.03 $51,249.97 10 Y Y 1 Biodrill Technical Solutions LLC Mailings Completed Non Contract Procurement/Purchase Order $13,712.71 N Bonadio & Co., LLP Independent Financial Auditing Services Completed Authority Contract - Competitive Bid 12/17/2013 2/5/2014$ 271,990.00 $87,860.00 $234,618.00 $37,372.00 4 N N Bonadio & Co., LLP Independent Financial Auditing Services Open Authority Contract - Competitive Bid 11/3/2016 11/3/2016$ 283,500.00 $0.00 $0.00 $283,500.00 3 N N Bond, Schoeneck & King Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 2,750,000.00 $112,693.20 $1,110,241.00 $1,639,759.00 15 N N Boomershine Consulting Group, LLC Actuarial Services - Access Union Pension Open Authority Contract - Competitive Bid 11/5/2015 12/22/2015$ 33,125.00 $14,162.50 $14,162.50 $18,962.50 8 N N

Boomershine Consulting Group, LLC Actuarial Services -RTS Non-Union Pension Open Authority Contract - Competitive Bid 11/5/2015 12/14/2015$ 60,250.00 $27,850.00 $27,850.00 $32,400.00 8 N N Actuarial Services -RTS Access Non-Union Boomershine Consulting Group, LLC Open Authority Contract - Competitive Bid 11/5/2015 12/14/2015$ 33,125.00 $16,487.50 $16,487.50 $16,637.50 8 N N Pension Boomershine Consulting Group, LLC Actuarial Services -RTS Access Union Pension Open Authority Contract - Competitive Bid 11/5/2015 12/22/2015$ 80,500.00 $2,012.33 $2,012.33 $78,487.67 8 N N Purchase and Install Shelters at Mt. Hope Brasco International Completed Authority Contract - Competitive Bid 5/7/2015 7/1/2015$ 184,270.00 $31,700.00 $184,270.00 $0.00 1 N Y 0 Transit Center Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. Brasco International Shelter Glass Purchases Completed Non Contract Procurement/Purchase Order $39,634.00 N Purchase & Install of Bus Stop Passenger Brasco International Completed Non Contract Procurement/Purchase Order $4,505.60 N Shelters Purchase & Install of Bus Stop Passenger Brasco International Open Authority Contract - Competitive Bid 11/3/2016 3/23/2017$ 200,000.00 $0.00 $0.00 $200,000.00 2 N Y 0 Shelters Purchase of Replacement Shelter Glass & Brasco International Open Authority Contract - Competitive Bid 11/3/2016 4/13/2017$ 75,000.00 $0.00 $0.00 $75,000.00 2 N Y 0 Parts Bridgestone Firestone Tire CO. Tire Leasing for RTS Monroe Open Authority Contract - Competitive Bid 11/6/2014 11/7/2014$ 1,618,350.00 $186,863.48 $252,456.87 $1,365,893.13 2 N N Brite Computers Misc. IT Equipment Completed Purchased Under State Contract $15,538.08 N Brown & Brown Employee Benefits Broker Services Open Authority Contract - Competitive Bid 8/8/2013 10/11/2013$ - $0.00 $0.00 $0.00 5 N N Brown & Brown Insurance Broker Services Open Authority Contract - Competitive Bid 11/5/2015 1/3/2016$ 350,000.00 $70,000.00 $119,000.00 $231,000.00 4 N Y 0 Brown & Brown (American Alternative Ins Co) Business Auto Liability Insurance Coverage Completed Non Contract Procurement/Purchase Order $375,000.00 N

Brown & Brown (Charter Oaks Fire Insurance) Property Insurance Insurance Coverage Completed Non Contract Procurement/Purchase Order $263,862.00 N Brown & Brown (Travelers Prop Cas Co of Boiler & Machinery Insurance Coverage Completed Non Contract Procurement/Purchase Order $6,513.00 N America) Brown & Brown (RSUI Indemnity) Excess Liability Insurance Coverage Completed Non Contract Procurement/Purchase Order $20,000.00 N Brown & Brown (National Casualty Co) Excess Liability Insurance Coverage Completed Non Contract Procurement/Purchase Order $153,196.00 N Brown & Brown (Evanston Insurance Commercial General Liability Insurance Completed Non Contract Procurement/Purchase Order $51,890.00 N Company) Coverage Master Agreement Task Order Services for Bruckner, Tillet, Rossi, Cahill and Associates Open Authority Contract - Competitive Bid 6/7/2012 6/28/2012$ 20,000.00 $0.00 $13,000.00 $7,000.00 2 N N Real Estate Appraisal Services Bushive (formerly Easybus, Inc) Easy Bus Software & Support Services Open Authority Contract - Non-Competitive Bid 11/13/2013 1/29/2014$ 43,300.00 $7,200.00 $34,633.34 $8,666.66 1 N N Calm & Sense Communications, Ltd Design & Print Services & Comp Plan Completed Non Contract Procurement/Purchase Order $42,930.08 N Livingston County Human Services Trip Cambridge Systematic Open Authority Contract - Competitive Bid 8/3/2016 8/3/2016$ 59,900.00 $13,000.00 $13,000.00 $46,900.00 3 N N Planning Carahsoft Technology Corp Salesforce CRM Software Subscription Open Authority Contract - Competitive Bid 11/5/2015 1/29/2016$ 400,730.54 $91,253.21 $91,253.21 $309,477.33 4 N N Cargill Fuel Risk Management Program Open Non Contract Procurement/Purchase Order $364,282.61 N Cavco Services, Inc. Janitorial Services for Lift Line Completed Non Contract Procurement/Purchase Order $8,149.00 N CDW Government Inc. Computer Hardware Completed Purchased Under State Contract $18,491.97 N Char Broil Catering Catering Services Completed Non Contract Procurement/Purchase Order $5,228.88 N Cintas Corp, Loc. 411 Uniforms; Supplies; Matts Completed Non Contract Procurement/Purchase Order $96,406.48 N Citadel NY, Inc. Server Completed Authority Contract - Competitive Bid 12/28/2016 12/28/2016$ 7,342.00 $7,342.00 $7,342.00 $0.00 8 N N Coach & Equipment Misc. Bus Parts Completed Non Contract Procurement/Purchase Order $20,408.45 N Connex International Web & Audio Conferencing Services Completed Non Contract Procurement/Purchase Order $5,187.05 N Cooley Group Inc. Marketing Completed Non Contract Procurement/Purchase Order $21,207.55 N Corby's Towing and Recovery LLC RTS Ontario Towing Services Open Authority Contract - Competitive Bid 12/4/2014 3/30/2015$ 120,000.00 $0.00 $3,750.00 $116,250.00 3 N Y 0 Corr Distributors Misc. Items Completed Purchased Under State Contract $15,544.62 Y Cummins Northeast Parts/Repair and Maintenance Completed Non Contract Procurement/Purchase Order $7,188.87 N D.L. CARR DISTRIBUTORS, INC. Misc. Equipment for B&G Completed Non Contract Procurement/Purchase Order $5,070.39 N Davis Vision Inc. Vision Insurance Open Non Contract Procurement/Purchase Order $47,549.84 N Deckman Oil Company Inc. Antifreeze, Oil & Misc. Parts Completed Non Contract Procurement/Purchase Order $5,262.50 N Dell MKT Dell USA LP Computer Related Supplies Completed Purchased Under State Contract $99,696.86 N Doosan Industrial Vehicle Corp Fork Truck Completed Purchased Under State Contract $63,985.00 N Dox Electronics Misc. IT Services Completed Non Contract Procurement/Purchase Order $8,220.20 Y Duo Gard Industries, Inc. Shelter Glass Purchases Completed Authority Contract - Competitive Bid 3/24/2017 3/24/2017$ 11,140.00 $11,140.00 $11,140.00 $0.00 3 N N Eagle Auto Center, Inc RTS Seneca Vehicle Maintenance Open Authority Contract - Competitive Bid 9/11/2014 10/22/2014$ 200,000.00 $33,580.37 $153,209.54 $46,790.46 1 N N Eastern Pneumatics & Hydraulic Misc. Equipment Repairs Completed Non Contract Procurement/Purchase Order $16,943.09 N EBS - Lifetime Benefit (Perviously EBS-RMSCO, Health Reimbursement Account Plan Services Completed Non Contract Procurement/Purchase Order $21,634.05 N Inc.) Ehrlich Pest Control Open Authority Contract - Competitive Bid 6/1/2016 6/1/2016$ 3,888.00 $2,916.00 $2,916.00 $972.00 2 N Y 1 Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. Ehrlich Pest Control Completed Non Contract Procurement/Purchase Order $2,389.84 N Elavon (Perviously Key Merchant Services) Fees customer service, web Completed Non Contract Procurement/Purchase Order $14,870.64 N Electronic Data Magnetics, Inc. Fare Media Open Authority Contract - Competitive Bid 11/3/2016 12/22/2016$ 55,035.00 $0.00 $0.00 $55,035.00 2 N Y 0 Emcor Betlem Services HVAC Services Open Authority Contract - Competitive Bid 6/4/2015 7/1/2015$ 898,500.00 $160,578.94 $242,272.51 $656,227.49 5 N Y 1 Emerling Ford Inc. Misc. Bus Parts Completed Non Contract Procurement/Purchase Order $151,385.51 N Emerson Oil Purchase of Fluids Open Authority Contract - Competitive Bid 9/24/2015 11/9/2015$ 87,914.00 $46,195.15 $56,136.18 $31,777.82 2 N Y 0 Emerson Oil Motor Oil for RTS & RTS Access Open Authority Contract - Competitive Bid 9/1/2016 11/9/2016$ 65,000.00 $12,394.90 $12,394.90 $52,605.10 3 N N Empire Bus Sales LLC Master Agreement Type VI Regional Buses Open Authority Contract - Competitive Bid 9/24/2015 11/2/2015$ 293,740.00 $293,740.00 $293,740.00 $0.00 4 N N Employee Network, Inc. Employee Assistance Program Completed Authority Contract - Competitive Bid 3/8/2012 4/12/2012$ 108,000.00 $22,464.00 $94,016.00 $13,984.00 6 N N Employee Network, Inc. Employee Assistance Program Open Authority Contract - Competitive Bid 2/2/2017 4/13/2017$ 64,584.00 $0.00 $0.00 $64,584.00 3 N N En Pointe Technologies, Inc. Renewal for all Symantec backup products Completed Non Contract Procurement/Purchase Order $13,735.48 N Environmental Systems Research ArcGIS SW Maintenance Completed Authority Contract - Competitive Bid 2/24/2017 2/24/2017$ 5,600.00 $5,600.00 $5,600.00 $0.00 2 N N Excelsus Solutions, LLC Specialty Printing Services Open Authority Contract - Competitive Bid 2/6/2014 3/6/2014$ 150,000.00 $36,899.13 $117,659.73 $32,340.27 2 N Y 0 Excelsus Solutions, LLC Misc. Printing Services Completed Non Contract Procurement/Purchase Order $9,781.96 N Excellus Employee Health Care Completed Non Contract Procurement/Purchase Order $11,089,165.15 N Fastenal Vending Dispensed Misc. Parts and Supplies Completed Purchased Under State Contract $16,193.96 N First Transit, Inc. Bus Inspection Services at New Flyer Completed Authority Contract - Competitive Bid 2/18/2016 2/18/2016$ 46,438.00 $46,438.00 $46,438.00 $0.00 2 N N FEDERAL EXPRESS Shipping Charges Completed Non Contract Procurement/Purchase Order $6,005.83 N Filtrec Corp. Automotive Service Equipment Completed Non Contract Procurement/Purchase Order $13,396.95 N Finger Lakes Chemical Misc. Items for B&G Completed Non Contract Procurement/Purchase Order $8,762.15 N Finger Lakes Chemical (AKA Castle Hi-Tech Misc. Fluids and Supplies Completed Non Contract Procurement/Purchase Order $8,877.30 N Chemical) Managed Network and Telecommunication Finger Lakes Technologies Group, Inc Open Authority Contract - Competitive Bid 8/5/2015 9/22/2015$ 105,840.00 $49,500.00 $81,247.50 $24,592.50 2 N Y 1 Support Finger Lakes Technologies Group, Inc CISCO Smartnet Completed Purchased Under State Contract $65,203.77 N Finger Lakes Technologies Group, Inc Informacast 3 YR Maintenance Completed Purchased Under State Contract $2,441.00 N Fleet One, LLC Fuel for RTS Seneca Completed Non Contract Procurement/Purchase Order $61,467.41 N Flower City Communications Lift Lines' CAD/AVL Equipment Completed Authority Contract - Competitive Bid 3/8/2012 3/19/2012$ 136,000.00 $0.00 $26,228.13 $109,771.87 1 N N FM Office Products Office Furniture Completed Purchased Under State Contract $21,904.52 Y FM Office Products Operations Office Furniture Open Purchased Under State Contract $0.00 Y Forte, Inc. Risk Management Solutions Completed Non Contract Procurement/Purchase Order $7,491.53 N Frontier Communications Telecommunications Services - Transit Center Completed Purchased Under State Contract $1,798.78 N

Telecommunications Services - Ontario, Frontier Communications Completed Purchased Under State Contract $10,732.25 N Access, Monroe, Wyoming, Livingston Frontier Communications Telecommunications Services Open Purchased Under State Contract $32,220.10 N Frontier Communications Misc. Telecommunications Services Completed Purchased Under State Contract $2,410.08 N FRW Beaver Hollow Management Misc. Meeting Expenses Completed Non Contract Procurement/Purchase Order $12,464.80 N G&G Fitness Misc. Equipment Completed Non Contract Procurement/Purchase Order $5,520.01 N Security Guard Services for Main Campus & G4S Secure Solutions (USA) Inc. Open Authority Contract - Competitive Bid 4/9/2015 5/22/2015$ 3,062,458.96 $960,791.48 $1,679,636.06 $1,382,822.90 10 N Y 0 Transit Center Gallo & Iacovangelo Professional Legal Services Completed Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 500,000.00 $15,686.36 $52,013.90 $447,986.10 15 N Y 0 GCOM Software CRM Software - Implementation Open Authority Contract - Competitive Bid 11/5/2015 11/20/2015$ 487,556.00 $298,829.64 $473,174.72 $14,381.28 4 Y Y 0 GCOM Software CRM Software - Maintenance Support Open Authority Contract - Competitive Bid 11/5/2015 10/1/2016$ 162,000.00 $30,000.00 $30,000.00 $132,000.00 4 Y Y 0 Genesee Valley Penny Saver Ads Completed Non Contract Procurement/Purchase Order $21,350.61 N Investment Advisory Services - Special Genesee Valley Trust Open Authority Contract - Competitive Bid 11/3/2016 12/6/2016$ 64,914.00 $0.00 $0.00 $64,914.00 6 N N Portfolio Goodyear Tire and Rubber Company Tire Lease, Mileage, and Service Open Authority Contract - Competitive Bid 10/1/2009 11/1/2009$ 1,383,587.00 $132,018.92 $1,093,561.54 $290,025.46 2 N N Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. Grainger Parts Completed Non Contract Procurement/Purchase Order $18,032.09 N Video Recording and Captioning Services, Granicus, Inc. Completed Authority Contract - Competitive Bid 8/7/2014 9/19/2014$ 80,000.00 $22,665.05 $70,201.91 $9,798.09 1 N Y 0 RGRTA Board and Committees

Granicus, Inc. Live Webcasting of RGRTA Public Meetings Open Authority Contract - Competitive Bid 11/3/2016 12/20/2016$ 33,000.00 $7,599.08 $7,599.08 $25,400.92 1 N Y 0 Granicus, Inc. SDI Encoding Appliance Hardware Completed Non Contract Procurement/Purchase Order $4,475.00 N GrayBar PARTS Completed Non Contract Procurement/Purchase Order $28,855.51 N Harmco Fastner Co. Misc. Items Completed Non Contract Procurement/Purchase Order $6,642.26 N Harris Beach, LLP Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 2,750,000.00 $360,757.97 $1,582,451.54 $1,167,548.46 15 N N Group Life & Accidental Death and Hartford, The Completed Authority Contract - Competitive Bid 2/2/2012 4/1/2012$ 667,895.00 $164,697.67 $644,988.72 $22,906.28 6 N N Dismemberment Insurance Hawk Frame & Axle, Inc. Bus Body Work Completed Authority Contract - Competitive Bid 10/27/2016 10/27/2016$ 21,530.55 $21,530.55 $21,530.55 $0.00 3 N N Hasco Realty RTS Livingston Vehicle Storage Completed Authority Contract - Competitive Bid 2/2/2012 3/15/2012$ 15,000.00 $0.00 $4,200.00 $10,800.00 1 N N Health Economics Group Dental Plan Third Party Administrative Service Completed Non Contract Procurement/Purchase Order $243,920.72 N Heritage Crystal Clean, LLC Cleaning parts washer tanks Completed Non Contract Procurement/Purchase Order $24,898.28 N Heritage Crystal Clean, LLC Disposal of Used Paint Booth Filters Open Authority Contract - Competitive Bid 2/2/2017 3/23/2017$ 24,426.60 $0.00 $0.00 $24,426.60 1 N N Computers, Hardware, Software & Hewlett-Packard Company Completed Purchased Under State Contract $14,655.14 N Maintenance HR Information System Software High Line Corporation Open Non Contract Procurement/Purchase Order $67,665.88 N Maintenance, Upgrades & Training Hills & Markes Inc. Paper, Cleaning & Maintenance Products Open Authority Contract - Competitive Bid 10/7/2014 10/7/2014$ 27,000.00 $5,688.50 $19,137.55 $7,862.45 7 N Y 3 Misc. Maintenance -Related Supplies & Home Depot Completed Non Contract Procurement/Purchase Order $13,616.58 N Equipment HR Works, Inc. Training; Handbooks Completed Non Contract Procurement/Purchase Order $14,947.50 Y Technology Review & Roadmap Consulting IBI Group Completed Authority Contract - Competitive Bid 6/5/2014 7/29/2014$ 178,762.00 $11,490.68 $175,097.70 $3,664.30 4 N N Services Genesee-Finger Lakes Regional IBI Group Transportation System Management & Open Authority Contract - Competitive Bid 2/18/2016 2/18/2016$ 124,735.00 $48,772.90 $48,772.90 $75,962.10 1 N N Operations Strategic Plan IC Consultants Bus Benchmarking Open Non Contract Procurement/Purchase Order $20,000.00 N Imprintable Solutions, Ink (Formerly We're Business Cards & Printing Completed Non Contract Procurement/Purchase Order $34,254.51 Y Forms) Inrix, Inc Travel Time Data Collection Program Open Authority Contract - Competitive Bid 5/28/2015 5/28/2015$ 88,000.00 $44,000.00 $88,000.00 $0.00 1 N Y 0 Professional Services Business Intelligence & Intricity, LLC Completed Authority Contract - Non-Competitive Bid 9/19/2014 9/19/2014$ 15,000.00 $13,692.75 $13,692.75 $1,307.25 1 N N D/W Data Warehouse/Business Intelligence Intricity, LLC Open Authority Contract - Competitive Bid 9/1/2016 9/27/2016$ 478,800.00 $133,018.44 $133,018.44 $345,781.56 5 N N Master Task Order Agreement Iron Mountain Document Storage Open Non Contract Procurement/Purchase Order $18,352.83 N IRR Supply Centers Inc. Misc. Items for B&G Completed Non Contract Procurement/Purchase Order $5,747.52 N iSecure, LLC IT Security Assessment Open Authority Contract - Competitive Bid 2/2/2017 3/3/2017$ 74,500.00 $0.00 $0.00 $74,500.00 9 Y Y 3 Island Tech Services, LLC Misc. IT parts Completed Authority Contract - Competitive Bid 11/16/2016 11/16/2016$ 6,195.18 $6,195.18 $6,195.18 $0.00 4 N N Jefferson Solutions, Inc. Actuarial Services OPEB Funds Open Authority Contract - Competitive Bid 11/21/2015 11/21/2015$ 11,225.00 $0.00 $0.00 $11,225.00 1 N N Jackson Lewis P.C. EEO Program Plan Completed Non Contract Procurement/Purchase Order $21,337.17 N Jimmy's Sales and Service LATS Vehicle Maintenance and Storage Completed Authority Contract - Competitive Bid 9/1/2011 10/13/2011$ 983,750.00 $44,567.79 $502,867.67 $480,882.33 2 N N Regional Rev Tires & Non-Rev (RTS Monroe, Johns Auto Care Inc. Open Authority Contract - Competitive Bid 8/5/2015 9/21/2015$ 330,670.00 $136,107.28 $202,468.66 $128,201.34 2 N N Onatrio, Access) System Maintenance - HVAC controls Johnson Controls Completed Non Contract Procurement/Purchase Order $7,789.15 N hardware and software Kelly Services Employee Recruiting Services Completed Authority Contract - Competitive Bid 12/2/2010 4/4/2011$ 60,000.00 $452.40 $58,627.56 $1,372.44 9 N N Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. Kelly Services Employee Recruiting Services Completed Non Contract Procurement/Purchase Order $7,204.69 N Kepner Equipment Misc. Items for B&G Completed Non Contract Procurement/Purchase Order $7,789.87 N Kinsey & Kinsey, Inc Financial Software Open Authority Contract - Competitive Bid 7/11/2013 10/31/2013$ 1,216,724.00 $0.00 $562,197.10 $654,526.90 5 N Y 0 Kinsey & Kinsey, Inc Financial Software Maintnenace Open Authority Contract - Competitive Bid 7/11/2013 10/31/2013$ 221,059.96 $66,441.25 $133,575.27 $87,484.69 5 N Y 6 Kinsey & Mancuso Electric Inc. Electrical Supplies Completed Non Contract Procurement/Purchase Order $6,638.89 N Lake Country Pennysaver Misc. Ads Completed Non Contract Procurement/Purchase Order $5,590.74 N Lakeside Roofing Salt Completed Non Contract Procurement/Purchase Order $5,504.30 N Law Offices of Mark Young Esq. Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 800,000.00 $20,768.33 $53,089.87 $746,910.13 15 N N Construction Services for Downtown Transit LeChase Construction Services Open Authority Contract - Competitive Bid 2/5/2009 2/17/2009$ 2,306,842.28 $1,567.50 $1,093,106.74 $1,213,735.54 3 N N Center Design/Build 2013 Campus Improvement LeChase Construction Services Open Authority Contract - Competitive Bid 9/11/2014 4/1/2015$ 10,440,539.76 $4,309,585.09 $8,221,253.58 $2,219,286.18 5 N Y 0 Project Leclair Korona Giordano Cole Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 1,250,000.00 $92,087.86 $264,845.12 $985,154.88 15 N Y 0 Leonard Bus Sales, Inc. Bus Parts/Repair & Maintenance Completed Non Contract Procurement/Purchase Order $15,446.77 N Lifetime Benefit (Perviously EBS-RMSCO, Inc.) Health Reimbursement Account Plan Services Completed Non Contract Procurement/Purchase Order $11,897.00 N Loomis Fargo Armored Truck Services Completed Authority Contract - Competitive Bid 2/3/2011 11/1/2011$ 714,150.00 $134,877.89 $609,939.26 $104,210.74 1 N N Loomis Fargo Armored Truck Services Open Authority Contract - Competitive Bid 11/3/2016 12/20/2016$ 542,100.00 $42,829.89 $42,829.89 $499,270.11 2 N N Lubeq Corporation Antifreeze Pump Completed Non Contract Procurement/Purchase Order $7,048.73 N Depository Accounts and Enhanced Banking M & T Bank Open Non Contract Procurement/Purchase Order $30,000.00 N Service Fees M & T Bank (Delta Air) Misc. Airfare Completed Non Contract Procurement/Purchase Order $6,890.60 N M & T Bank (United Airlines) Misc. Airfare Completed Non Contract Procurement/Purchase Order $5,454.30 N MAC Tools Misc. Tools Completed Non Contract Procurement/Purchase Order $7,024.00 N Magnetic Ticket Fare Media Completed Authority Contract - Competitive Bid 12/1/2011 12/22/2011$ 326,464.00 $68,823.93 $278,258.27 $48,205.73 2 N N MAN Engines and Components Disc Brake Lathe Completed Authority Contract - Non-Competitive Bid 12/2/2015 12/2/2015$ 20,593.53 $18,151.00 $18,151.00 $2,442.53 1 N N MANCON, LLC (formerly Management Vendor Managed Inventory Services (Parts Open Authority Contract - Competitive Bid 6/4/2015 7/11/2015$ 18,746,882.00 $4,111,191.34 $6,257,732.87 $12,489,149.13 3 N N Consulting, Inc.) Management) Investment Advisory Services - Special MANNING & NAPIER ADVISORS, INC Completed Non Contract Procurement/Purchase Order $22,288.56 N Portfolio March Networks Inc Misc Camera Equipment Completed Non Contract Procurement/Purchase Order $70,893.20 N Law Offices of Mark M. Campanella Professional Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 810,000.00 $0.00 $2,099.75 $807,900.25 15 N N Maynards Electric Supply Misc. Items for B&G Completed Non Contract Procurement/Purchase Order $28,659.10 N McCarthy Tire and Auto (formerly Main Tire) LATS Vehicle Storage Base/Fuel Completed Authority Contract - Competitive Bid 2/2/2012 3/6/2012$ 271,000.00 $49,052.26 $270,329.62$ 670.38 1 N N Messenger Post Newspaper Ads Completed Non Contract Procurement/Purchase Order $5,460.14 N MHC Software, Inc. Document Express System Open Authority Contract - Competitive Bid 7/11/2013 12/13/2013$ 25,000.00 $4,756.00 $18,233.21 $6,766.79 5 N Y 6 Michael B. Snyder, PLLC Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 2,750,000.00 $23,086.80 $179,248.12 $2,570,751.88 15 N N Minoritech Inc. Scissor Lift Completed Purchased Under State Contract $53,998.00 Y Minuteman Press Printing Services Completed Non Contract Procurement/Purchase Order $6,982.47 N MVP Health Care Employee Health Care Open Non Contract Procurement/Purchase Order $458,101.11 N National Highway Institute Training on MAP 21 Completed Non Contract Procurement/Purchase Order $13,175.00 N Navisite Inc Website Development Open Authority Contract - Competitive Bid 10/8/2015 10/8/2015$ 47,090.00 $21,798.75 $43,396.25 $3,693.75 14 N Y 9 New Flyer Industries Heavy-Duty 40ft buses Open Authority Contract - Competitive Bid 8/9/2012 10/11/2012$ 31,745,674.96 $8,924,808.19 $31,745,674.15 $0.81 3 N N New Horizons Computers Training Completed Non Contract Procurement/Purchase Order $8,589.00 N New York Blood Pressure Lease of Monitor for Wellness fair Completed Non Contract Procurement/Purchase Order $5,268.00 N New York State Industries for the Disabled Janitorial Services - Main Campus Completed Purchased Under State Contract $109,693.71 N

New York State Industries for the Disabled Janitorial Services - Transit Center Completed Purchased Under State Contract $300,967.80 N Janitorial Services - Main Campus, Transit New York State Industries for the Disabled Open Purchased Under State Contract $0.00 N Center & RTS Access Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms.

New York State Industries for the Disabled Document Destruction Open Purchased Under State Contract $506.00 N NOCO Energy 15W Motor Oil Completed Authority Contract - Competitive Bid 8/4/2011 10/12/2011$ 444,000.00 $10,485.70 $312,109.14 $131,890.86 5 N N Nolan's Rental, Inc. Tent, Tables and Chair Rental Completed Non Contract Procurement/Purchase Order $5,046.17 N NYPTA Association Fees Completed Non Contract Procurement/Purchase Order $14,340.00 N Ontario County Planning Dept Ontario County Freight Rail Corridor Plan Open Authority Contract - Competitive Bid 4/1/2015 4/1/2015$ 80,000.00 $15,130.00 $80,000.00 $0.00 5 N N Office of General Services Inspection Fees/Permitting Completed Non Contract Procurement/Purchase Order $48,253.00 N Ontario Arc (NYSARC, Inc. dba Finger Lakes Bus Joint Service Agreement Finger Lakes Bus Open Authority Contract - Non-Competitive Bid 7/10/2014 8/1/2014$ 300,000.00 $34,000.00 $84,275.00 $215,725.00 1 N N Service) Service Paragon Magnadata Limited Use Smart Cards/Fare Media Open Authority Contract - Competitive Bid 6/23/2016 7/6/2016$ 65,220.00 $17,920.00 $17,920.00 $47,300.00 2 N Y 0 Genesee-Finger Lakes Regional Critical Parsons Brinckerhoff Transportation Infrastructure Vulnerability Completed Authority Contract - Competitive Bid 6/3/2014 6/3/2014$ 120,000.00 $15,248.56 $120,000.00 $0.00 5 N Y 0 Assessment Master Task Order Agreement for Engineering Passero Associates Open Authority Contract - Competitive Bid 3/6/2014 5/13/2014$ 1,500,000.00 $129,404.33 $129,404.33 $1,370,595.67 13 N Y 13 Services Performance Management Leadership Training Program Completed Non Contract Procurement/Purchase Order $32,200.00 N Printing Services - Bus Timetables & Bus Phoenix Graphics Open Authority Contract - Competitive Bid 7/10/2014 7/15/2014$ 336,000.00 $116,158.07 $312,392.72 $23,607.28 2 N Y 0 Route Maps Phoenix Graphics Printing ATU Contract Books Completed Non Contract Procurement/Purchase Order $2,468.00 N Phoenix Graphics Bike Maps for GTC Completed Non Contract Procurement/Purchase Order $2,468.00 N PITNEY BOWES Mail Machine Rental Open Purchased Under State Contract $26,031.24 N Design Build Services for RTS Downtown The Pike Company Open Authority Contract - Competitive Bid 11/9/2011 11/9/2011$ 37,870,678.81 $0.00 $32,984,993.37 $4,885,685.44 3 N N Transit Center Project General Construction at Mt. Hope Transit The Pike Company Completed Authority Contract - Competitive Bid 5/7/2015 6/30/2015$ 649,957.00 $119,857.00 $649,957.00 $0.00 1 N Y 0 Center Platts Services to monitor gas prices Open Non Contract Procurement/Purchase Order $12,800.00 N Polestar Management Insurance Completed Non Contract Procurement/Purchase Order $43,079.00 N A&E Services for Campus Improvements - POPLI CONSULTING ENG. & SURVEYORS Open Authority Contract - Competitive Bid 4/11/2013 4/30/2013$ 534,392.00 $48,310.63 $500,978.88 $33,413.12 11 Y Y 1 Phases IIA & IIB Precision Concrete & Masonry Hylan Dr. bus shelter concrete Completed Non Contract Procurement/Purchase Order $14,500.00 Y Precision Concrete & Masonry Installation of Concrete Pads for Bus Shelters Open Authority Contract - Competitive Bid 8/4/2016 9/8/2016$ 100,000.00 $0.00 $0.00 $100,000.00 5 Y Y 1 Pro-Formance Specialties Inc Engine Work Completed Non Contract Procurement/Purchase Order $13,684.00 N Proftech LLC Office Supplies Open Purchased Under State Contract $79,863.37 Y Pronexus Consulting Services Completed Non Contract Procurement/Purchase Order $7,350.00 N Hourly Based IT Services (HBITS) Mid-Level PSI International, Inc. Open Purchased Under State Contract $54,317.15 N Programmer Pupil Transportation Safety Training Completed Non Contract Procurement/Purchase Order $6,557.00 N Ravi Engineering & Land Survey Orleans County Sign and Guiderail Inventory Open Authority Contract - Competitive Bid 12/22/2016 12/22/2016$ 99,928.00 $9,886.95 $9,886.95 $90,041.05 7 Y Y 1 RBA Staffing Solutions Staffing Completed Non Contract Procurement/Purchase Order $5,220.00 N Relocation Services for 2013 Campus R.K. Hite & Co. Inc. Open Authority Contract - Competitive Bid 2/26/2014 3/13/2014$ 298,927.00 $0.00 $297,705.13 $1,221.87 1 N N Improvements Ray Kerhaert Garage RTS Access Towing Service Open Authority Contract - Competitive Bid 2/7/2013 6/6/2013$ 40,250.00 $3,425.00 $10,656.00 $29,594.00 1 N N Regional Distributors Paper, Cleaning & Maintenance Products Open Authority Contract - Competitive Bid 9/11/2014 10/7/2014$ 85,000.00 $17,926.37 $46,630.40 $38,369.60 7 Y Y 3 REGIONAL INTERNATIONAL CORP Bus Maintenance Completed Non Contract Procurement/Purchase Order $21,311.72 N Resource Systems Group, Inc. GTC Travel Demand Model On-Call Assistance Open Authority Contract - Competitive Bid 5/21/2015 5/21/2015$ 150,000.00 $42,418.82 $72,418.82 $77,581.18 1 N Y 0 Project Manager for Fluids & Fuel Monitoring RIT Completed Authority Contract - Competitive Bid 4/15/2016 4/15/2016$ 44,360.00 $21,346.57 $21,346.57 $23,013.43 1 N N System Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. Rivoli Asset Management Bus Shelters Cleaning & Repair Open Authority Contract - Competitive Bid 2/7/2013 3/1/2013$ 449,640.00 $95,799.37 $358,718.22 $90,921.78 3 N N Rochester Business Alliance Advertising Completed Non Contract Procurement/Purchase Order $13,150.00 N Rochester Paint Painting Supplies Completed Non Contract Procurement/Purchase Order $8,626.44 N Software & Hardware Upgrade-Fixed Route RouteMatch Software, Inc. Completed Authority Contract - Non-Competitive Bid 4/9/2015 3/1/2016$ 113,628.00 $113,628.00 $113,628.00 $0.00 1 N N Fleet Operations RouteMatch Software, Inc. Annual Technical Support Completed Authority Contract - Competitive Bid 3/10/2011 3/10/2011$ 15,994.88 $15,994.88 $15,994.88 $0.00 1 N N RouteMatch Software, Inc. Software Maintenance Fees Completed Authority Contract - Competitive Bid 3/10/2011 3/10/2011$ 19,325.00 $19,325.00 $19,325.00 $0.00 1 N N Vehicle Maintenance Wyoming County R.S. Maher & Son Open Authority Contract - Competitive Bid 12/4/2014 1/29/2015$ 246,300.00 $64,046.02 $144,770.22 $101,529.78 2 N N Transit Ruggles World of Autobody Misc. Bus Repairs Completed Non Contract Procurement/Purchase Order $6,983.40 N S&W Services Misc. Parts for Maintenance Completed Non Contract Procurement/Purchase Order $9,183.04 N Paint Gun Cleaner Maintenance and Waste Safety Kleen Open Non Contract Procurement/Purchase Order $16,106.14 N Disposal Seifert Transit Graphics Heavy Duty Exterior Vinyl Open Authority Contract - Competitive Bid 11/15/2014 11/15/2014$ 25,000.00 $0.00 $6,580.33 $18,419.67 3 Y Y 1 Master Agreement - Small Busses (Type IA & Shepard Brothers, Inc. Open Authority Contract - Competitive Bid 9/24/2015 10/26/2015$ 4,312,981.00 $4,312,980.36 $4,312,980.36 $0.64 4 N N III) Shepard Brothers, Inc. Bus Parts/Repair & Maintenance Completed Non Contract Procurement/Purchase Order $10,424.31 N SHI International Corporation Accell Kit Production Completed Non Contract Procurement/Purchase Order $25,930.54 N Shortsville Auto Parts Misc. Parts Completed Non Contract Procurement/Purchase Order $5,190.12 N Signature Technologies Digital Signage Maintenance - Transit Center Open Authority Contract - Competitive Bid 12/17/2013 12/1/2015$ 250,000.00 $100,000.02 $100,000.02 $149,999.98 5 N N Signature Technologies Digital Signage - Transit Center Open Authority Contract - Competitive Bid 12/17/2013 3/13/2014$ 788,360.09 $176,817.85 $781,917.94 $6,442.15 5 N N SIMPLEXGRINNELL LP Misc. Repairs and Maintnenance Completed Purchased Under State Contract $26,297.14 N Master Agreement for Task Order Special SJB Services, Inc. Open Authority Contract - Competitive Bid 8/9/2012 10/11/2012$ 800,000.00 $3,324.50 $84,710.75 $715,289.25 4 N N Inspection Services Snap On Tools Mics. Tools Completed Non Contract Procurement/Purchase Order $5,197.28 N Sodexo Catering Catering Services Completed Non Contract Procurement/Purchase Order $10,266.84 N SPX CORPORATION Misc. equipment for Fareboxes Completed Non Contract Procurement/Purchase Order $28,059.05 N Master Task Order Agreement for Engineering Stantec Consulting Open Authority Contract - Competitive Bid 3/6/2014 5/14/2014$ 85,988.00 $43,908.96 $55,419.71 $30,568.29 13 N Y 13 Services Staples Business Advantage Office Products and Supplies Open Purchased Under State Contract $12,992.02 N Staples Credit Plan RTS Access Office Supplies Completed Purchased Under State Contract $16,216.05 N Stele Corporation Misc. Parts Completed Authority Contract - Competitive Bid 8/9/2016 8/9/2016$ 5,494.40 $5,494.40 $5,494.40 $0.00 6 N Y 1 Stertil-Koni USA, Inc Four Post Lift System Completed Purchased Under State Contract $31,314.00 N Superior Lubricants Anti-Freeze Open Authority Contract - Competitive Bid 6/6/2013 8/1/2013$ 171,011.00 $47,850.72 $133,205.74 $37,805.26 3 N Y 0 Superior Lubricants Purchase of Fluids Open Authority Contract - Competitive Bid 9/24/2015 12/7/2015$ 253,124.00 $11,253.89 $66,407.36 $186,716.64 2 N Y 0 Superior Lubricants 55 gal drums of 100% glycol Completed Non Contract Procurement/Purchase Order $1,611.50 N Superior Plus Energy Services dba: Griffith Diesel Fuel Completed Authority Contract - Competitive Bid 6/2/2011 9/29/2011$ 27,920,000.00 $1,281,847.39 $21,254,131.00 $6,665,869.00 3 N N Energy Superior Plus Energy Services dba: Griffith Diesel for RTS Monroe & RTS Access Open Authority Contract - Competitive Bid 6/23/2016 9/29/2016$ 3,717,000.00 $1,053,549.73 $1,053,549.73 $2,663,450.27 6 N Y 1 Energy Superior Plus Energy Services dba: Griffith 87 Octane Gasoline - RTS Monroe & RTS Completed Purchased Under State Contract $438,349.83 N Energy Access Superior Plus Energy Services dba: Griffith 87 Octane Gasoline - RTS Monroe & RTS Open Purchased Under State Contract $155,705.39 N Energy Access Synergy Global Solutions IT Equipment/Maintenance/Support Completed Purchased Under State Contract $203,746.00 N Polmanteers Sales and Service, LLC/T & R RTS Livingston Vehicle Maintenance Open Authority Contract - Competitive Bid 9/1/2016 10/10/2016$ 199,200.00 $6,999.47 $6,999.47 $192,200.53 1 N Y 0 Towing Service Tatarka Technologies Install, Maintain & Repair CAD AVL at LATS Completed Authority Contract - Competitive Bid 2/7/2013 2/28/2013$ 23,010.00 $5,572.75 $5,572.75 $17,437.25 2 N N The Traffic Group, Inc. Regional Traffic Count Collection Open Authority Contract - Competitive Bid 12/28/2016 12/28/2016$ 72,842.00 $0.00 $0.00 $72,842.00 2 N N Thyssenkrupp Elevator Elevator Maintenance and Repair Open Authority Contract - Competitive Bid 3/7/2013 5/24/2013$ 51,219.00 $7,592.00 $22,145.28 $29,073.72 3 N Y 0 Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms.

Thyssenkrupp Elevator Monthly Elevator Service at Transit Center Open Purchased Under State Contract $1,715.70 N Point to Point Ethernet Services for Call Time Warner Completed Purchased Under State Contract $11,869.98 N Center & Lift Line Point to Point Ethernet Services for Transit Time Warner Completed Purchased Under State Contract $1,009.50 N Center Time Warner Telecommunications Services Open Purchased Under State Contract $4,046.44 N Tolar Manufacturing CO Inc Glass and Shelter Parts Completed Non Contract Procurement/Purchase Order $7,960.00 N Transtar Industries, Inc. Misc. Bus Repairs Completed Non Contract Procurement/Purchase Order $5,105.16 N Continuance of the Greater Rochester Trapeze, Inc Open Authority Contract - Non-Competitive Bid 7/1/2014 7/1/2014$ 67,171.00 $13,536.00 $38,828.00 $28,343.00 1 N N Regional Commuter Choice Program Trapeze, Inc Software Maintenance Open Authority Contract - Non-Competitive Bid 7/10/2014 10/1/2013$ 1,396,038.00 $298,286.00 $1,171,332.00 $224,706.00 1 N N Trapeze, Inc The eVIR needs to omit mileage Completed Non Contract Procurement/Purchase Order $1,825.00 N Trapeze, Inc FX Map Upgrade Completed Non Contract Procurement/Purchase Order $8,850.00 N TriLine Automation Corp. Misc. B&G Parts Completed Non Contract Procurement/Purchase Order $34,021.94 N Twilio TEXT MSG SERVICE Completed Non Contract Procurement/Purchase Order $54,723.87 N Master Task Order Agreement for Engineering TY Lin International Open Authority Contract - Competitive Bid 8/4/2011 10/28/2011$ 1,000,000.00 $17,369.13 $82,655.87 $917,344.13 7 N N Services United Uniform Company Uniform Rentail & Purchase Open Authority Contract - Competitive Bid 7/10/2014 8/1/2014$ 577,000.00 $207,110.85 $576,935.96$ 64.04 3 N N University of Rochester Tuition Completed Non Contract Procurement/Purchase Order $7,663.94 N United Parcel Service Mailing/Shipping Fees Completed Non Contract Procurement/Purchase Order $5,023.99 N Affordable Care Act Consulting and Reporting US Employee Benefits Services Completed Authority Contract - Competitive Bid 9/30/2015 9/30/2015$ 14,558.00 $5,898.00 $14,538.00 $20.00 5 N N Services Affordable Care Act Consulting and Reporting US Employee Benefits Services Open Authority Contract - Competitive Bid 9/29/2016 9/29/2016$ 12,162.50 $5,184.00 $5,184.00 $6,978.50 9 N Y 0 Services Unique Truck Equipment Misc. Items for B&G Completed Non Contract Procurement/Purchase Order $10,583.82 N Usherwood Office Technology Copier Rental Transit Center Open Authority Contract - Competitive Bid 8/1/2015 8/1/2015$ 8,000.00 $3,223.31 $8,000.00 $0.00 3 N N Usherwood Office Technology Copier Maintenance Open Non Contract Procurement/Purchase Order $4,011.63 N Verizon Cellular Telephones Open Purchased Under State Contract $64,638.25 N VP Supply Corp Misc. Items Completed Non Contract Procurement/Purchase Order $7,535.26 N W.B. Mason Co., Inc. Office Supplies Completed Non Contract Procurement/Purchase Order $12,589.43 N Wahl Media Media Planning & Buying Services Open Authority Contract - Competitive Bid 2/7/2013 3/28/2013$ 1,150,000.00 $73,716.38 $611,152.57 $538,847.43 7 Y Y 1 Walgreens Co. Flu Shot Clinics Open Authority Contract - Competitive Bid 9/27/2016 9/27/2016$ 2,685.00 $494.00 $494.00 $2,191.00 3 N N Waste Management Recycling and Waste Disposal Open Authority Contract - Competitive Bid 12/4/2014 1/8/2015$ 68,378.84 $16,113.25 $36,464.28 $31,914.56 1 N N Waste Management Dumpster Rental & Slug removal Completed Non Contract Procurement/Purchase Order $7,269.92 N Waterloo Central School Dist. Access to Diesel Fuel Completed Authority Contract - Non-Competitive Bid 9/1/2012 9/1/2012$ 184,000.00 $2,882.13 $114,074.25 $69,925.75 1 N N Waterloo Central School Dist. Purchase of Diesel Fuel for RTS Seneca Open Authority Contract - Non-Competitive Bid 9/1/2016 9/1/2016$ 10,000.00 $709.13 $709.13 $9,290.87 1 N N Webster Ford Inc. dba Henderson Ford Purchase of Road Supervisors Cars Open Purchased Under State Contract $49,565.26 Y Wegmans Food Markets Catering Completed Non Contract Procurement/Purchase Order $17,192.11 N Wells Technology, Inc. Misc. Maintenance Equipment Open Purchased Under State Contract $149,110.35 Y West Buffalo Street Realty LLC Lease for WYTS - Office & Garage Space Open Authority Contract - Non-Competitive Bid 5/1/2011 5/1/2011$ 143,400.00 $20,350.00 $87,654.28 $55,745.72 1 N N Wilmac Co Software Maintenance Completed Purchased Under State Contract $26,345.00 N Windstream Corp IVR Maintenance Open Authority Contract - Competitive Bid 11/13/2013 12/1/2014$ 234,700.00 $51,440.00 $154,320.00 $80,380.00 2 N N WNY Medical Practice PC In-House Medical Services Open Authority Contract - Competitive Bid 2/5/2015 8/20/2015$ 471,840.00 $80,765.26 $113,987.21 $357,852.79 2 N Y 0 Woods Oviatt Gilman Legal Services Open Authority Contract - Competitive Bid 3/7/2013 4/1/2013$ 1,000,000.00 $53,970.99 $448,225.39 $551,774.61 15 N N Conduent (formerly Xerox Transport Solution Hardware Support Services Open Authority Contract - Competitive Bid 12/6/2012 7/1/2012$ 796,175.00 $138,637.98 $539,599.19 $256,575.81 1 N N (formerly ACS Transportation Solutions))

Conduent (formerly Xerox Transport Solution TIDE Software Support Open Authority Contract - Non-Competitive Bid 9/24/2015 9/1/2015$ 874,848.00 $235,413.13 $381,221.13 $493,626.87 1 N N (formerly ACS Transportation Solutions)) Xerox Corporation Bus Ctr Purchase of Copiers Open Purchased Under State Contract $156,700.00 N Number of Is the Number Bids or Vendor a of bids or Proposals Minority or Were MWBE proposals Received Woman- firms solicited received * Amount Expended Current or Prior to Owned as part of this from For Current Fiscal Amount Expended Outstanding Award of Business procurement MWBE * Vendor Name * Procurement Description * Status * Award Process Award Date Begin Date Amount Year For Life To Date Balance Contract Enterprise? process? firms. Xerox Corporation Bus Ctr Annual Copier Maintenance Open Purchased Under State Contract $3,939.00 N Xerox Corporation Bus Ctr Misc. Copier Maintenance Completed Non Contract Procurement/Purchase Order $62,935.91 N Xerox Transport Solutions, Inc. Orbstar Upgrade/Parts Completed Authority Contract - Non-Competitive Bid 6/21/2016 6/21/2016$ 12,500.00 $12,474.00 $12,474.00 $26.00 1 N N Xerox Transport Solutions, Inc. Orbstar Upgrade/Parts Completed Authority Contract - Non-Competitive Bid 5/31/2016 5/31/2016$ 48,268.62 $48,268.62 $48,268.62 $0.00 1 N N Xerox Transport Solutions, Inc. Misc. Parts Completed Purchased Under State Contract $103,506.31 N Certified Financial Audit for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017

Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Financial Documents:

Question Response URL (if applicable) Attachments

1. Attach the independent audit of the Authority's N/A https://www.myrts.com/About-Us/Plan-Performance Attachment financial statements. Included 2. Has the Authority's independent auditor issued a No management letter to the Authority in connection with its audit of the Authority's financial statements? 3. Has the Authority's independent auditor issued a Report Yes https://www.myrts.com/About-Us/Plan-Performance Attachment on Internal Controls Over Financial Reporting to the Included Authority? 4. Attach any other communication required or allowed by government auditing standards issued by the Comptroller General of the United States to be issued by the Authority's independent auditor in connection with its annual audit of the Authority's financial statements.

Page 1 of 2 Certified Financial Audit for Rochester-Genesee Regional Transportation Authority Run Date: 06/15/2017

Fiscal Year Ending:03/31/2017 Status: UNSUBMITTED

Additional Comments:

Page 2 of 2 Investment Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/14/2017 Fiscal Year Ending: 03/31/2017 Status: UNSUBMITTED

Investment Information:

Question Response URL (if applicable) Attachments

1. Has the Authority prepared an Annual Investment Report Yes https://www.myrts.com/About-Us/Plan-Performance Attachment for the reporting period as required by Section 2925(6) Included of PAL? 2. Are the Authority's investment guidelines reviewed and Yes approved annually? 3. Did the Authority have an independent audit of Yes https://www.myrts.com/About-Us/Plan-Performance Attachment investments as required by Section 2925(3)(f) of PAL? Included 4. Has the Authority's independent auditor issued a No management letter to the Authority in connection with its annual audit of investments? 5. Attach any other communications required or allowed by professional audit standards that were issued by the Authority's independent auditor in connection with its annual audit of investments. 6. Did the independent audit of investments conform to the Yes criteria in 2NYCRR Part 201 3(b)? 7. Did investments include repurchase agreements? No a. If Yes, did the repurchase agreements include a master repurchase agreement? 8. Did investments include reverse repurchase agreements? No 9. Did the Authority engage in securities lending No transactions? 10. Were all deposits of money insured and/or Yes collateralized? a. If No, were uninsured/uncollateralized deposits allowed by the Authority's investment guidelines and an adopted resolution by the Authority's governing board?

Page 1 of 2 Investment Report for Rochester-Genesee Regional Transportation Authority Run Date: 06/14/2017 Fiscal Year Ending: 03/31/2017 Status: UNSUBMITTED

Additional Comments:

Page 2 of 2 A Component Unit of the State of New York

FINANCIAL STATEMENTS For the Years Ended March 31, 2017 and 2016 e ROCHESTER-GENESEE REGIONAL g TRANSPORTATION AUTHORITY (A Component Unit of the State of New York) n

Financial Statements as of a March 31, 2017 and 2016 Together with h Independent Auditor’s Report C o t t jec ub S ft- ra D ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

TABLE OF CONTENTS

Page INDEPENDENT AUDITOR’S REPORT 1 - 2 e MANAGEMENT’S DISCUSSION AND ANALYSIS (UNAUDITED) 3- 10g BASIC FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED MARCH 31, 2017 AND 2016: n Statements of Net Position a 11 Statements of Revenue, Expenses and Changes in Net Position h 12 Statements of Cash Flows C 13 - 14 Notes to the Financial Statements 15 - 61 INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROLo OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCEt WITH GOVERNMENT AUDITING STANDARDS t 62 - 63 REQUIRED SUPPLEMENTARY INFORMATION: c Schedule of Funding Progress for Other Postemploymente Benefits 64 Schedule of Proportionate Share of Netj Pension Liability 65 Schedule of Contributions – Pensionb Plans 66 COMBINING FINANCIAL INFORMATIONu FOR THE YEAR ENDED MARCH 31, 2017: Combining Schedule ofS Net Position 67 Combiningf tSchedule- of Revenue, Expenses and Changes in Net Position 68 ra D INDEPENDENT AUDITOR’S REPORT

June 22, 2017

To the Commissioners of Rochester-Genesee Regional Transportation Authority:

Report on the Financial Statements We have audited the accompanying financial statements of the Rochester- Genesee Regional Transportation Authority (the “Authority,” a New York State public benefit corporation, which is a component unit of the State of New York) e as of and for the years ended March 31, 2017 and 2016, and the related notes to the financial statements, which collectively comprise the Authority’s basicg financial statements as listed in the table of contents. n Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentationa of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation,h and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. C Auditor’s Responsibility Our responsibility is to express an opinion ono these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of Americat and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States.t Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from materialec misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosuresj in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatementb of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’su preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for theS purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness- of significant accounting estimates made by management, as ftwell as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate a to provide a basis for our audit opinion. r Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the Authority as of March D 31, 2017 and 2016, and the respective changes in its financial position, and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. (Continued) 1 INDEPENDENT AUDITOR’S REPORT (Continued)

Report on Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, schedules of funding progress, proportionate share of net pension liability, and contribution – pension plans be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary e information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing theg information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our auditn of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence toa express an opinion or provide any assurance. h Report on Supplementary Information Our audit was conducted for the purpose of forming an opinion on the financial statements that collectively comprise the Authority’s basic financial statements. The combiningC blended component unit financial statements are presented for purposes of additional analysis and are not a required part of the basic financial statements. o The combining blended component unit financial statements are the responsibility of management and were derived from and relate directly to the underlying accountingt and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statementst and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statementsc or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In eour opinion, the combining blended component unit financial statements are fairly stated, in allj material respects, in relation to the basic financial statements as a whole. b Other Reporting Required by Government Auditing Standards In accordance with Government uAuditing Standards, we have also issued our report dated June 22, 2017, on our consideration of the Authority’s internal control over financial reporting and on our tests of its compliance with certainS provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over- financial reporting or on compliance. That report is an integral part of an audit performed tin accordance with Government Auditing Standards in considering Authority’s internal controlf over financial reporting and compliance. ra D

2 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

MANAGEMENT’S DISCUSSION AND ANALYSIS (UNAUDITED) AS OF AND FOR THE YEARS ENDED MARCH 31, 2017 AND 2016

This Management’s Discussion and Analysis (MD&A) of the Rochester-Genesee Regional Transportation Authority (the Authority) financial statements provides an overview of the Authority’s financial activity for the years ended March 31, 2017 and 2016. Please read this MD&A in conjunction with the Authority’s basic financial statements and footnotes, which follow this section. e The Authority’s basic financial statements consist of a statement of net position; a statement of revenue, expenses, and changes in net position; a statement of cash flows; and notes to theg financial statements. The statements of net position provides a snapshot of the Authority’s financial condition at March 31, 2017 and 2016. The statements of revenues, expenses, and changesn in net position report the results of the Authority’s operations and activities for years ended March 31, 2017 and 2016. Finally, the statements of cash flows reports the Authority’s sources and auses of cash from operations, non-capital financing, capital and related financing, and investing activities for the years ended March 31, 2017 and 2016. h FINANCIAL HIGHLIGHTS C  As more fully described below, the Authority experienced a decrease in net position of approximately $8.3 million in fiscal 2017, compared with a decrease of $14.4 million in fiscal 2016. The decrease in net position for fiscal 2017 comparedo with fiscal 2016 was impacted by fluctuations in several areas, including our actuariallyt determined liabilities for other postemployment benefits (OPEB), pension costs and workers’ compensation claims, along with the settlement of litigation associated with the purchase of land for the Transit Center. The decrease in net position for fiscal 2016t compared with fiscal 2015 was impacted by several areas, including our actuarially determined liabilities OPEB, workers’ compensation claims, and pension costs as a resultc of adopting GASB No. 68, along with healthcare costs for both active employeese and retirees and litigation associated with the purchase of land for the Transit Center. j  The Authority’s single most significant asset classification is capital assets. The Authority reports capital assets, net of depreciation,b totaling approximately $149.2 million, $148.3 million and $153.7 million for fiscal 2017, fiscal 2016 and fiscal 2015, respectively. The fluctuations in capital assetsuduring these periods is the result of ongoing depreciation offset by additions attributable to infrastructure improvement projects at several of our operations. S  The Authority’s single- most significant liability classification is OPEB. The Authority’s net OPEB obligation was $50.9 million, $45.5 million and $39.7 million for fiscal years 2017, 2016 and 201t5, respectively. The Authority, in compliance with GASB No. 45, is using the allowed 30f year amortization period for accruing the unfunded actuarial accrued liability.  The aAuthority’s unrestricted net position has decreased from fiscal 2016 by approximately $9.2 million and from fiscal 2015 by approximately $9.3 million. The Authority’s unrestrictedr net position was $(14.7) million, $(5.5) million and $3.8 million for fiscal years 2017, 2016 and 2015, respectively. These decreases are mainly the result of the factors Dnoted above and discussed in more detail later in this MD&A.

3 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE

Condensed Schedule of Net Position (in millions)

The condensed schedule of net position below provides a snapshot of the financial condition of the Authority as of March 31;

2017 2016 2015 Assets: Current and other $ 63.7 $ 68.7 $ 61.7 e Capital, net of accumulated g depreciation 149.2 148.3 n153.7 Total assets 212.9 217.0 a 215.4 Deferred outflows 9.7 11.0 h - Liabilities: Current 19.8 25.5C 17.4 Long-term 60.1 59.1 40.3 Total liabilities 79.9 to 84.6 57.7 Deferred inflows 8.3t 0.6 0.3 Net Position: c Net investment in e149.2 148.3 153.6 capital assets j Unrestricted (14.7) (5.5) 3.8 Total net b position u $ 134.4 $ 142.8 $ 157.4 Total assets at March 31, 2017 measured $212.9 million, a decrease of $4.1 million from $217.0 million in total assets at MarchS 31, 2016, an increase of $1.6 million from 2015. Both fluctuations in total assets are mainly as a result of movements in accounts receivable due to timing. ft- ra D

4 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE (Continued) Condensed Schedule of Net Position (Continued)

Broken down by category:

 Current and other assets totaled $63.7 million in fiscal 2017, decreasing by $5.0 million from $68.7 million in fiscal 2016, and increasing by $7.0 million from $61.7 million in fiscal 2015. Both fluctuations were driven mainly by movements in receivables as a result of timing.

 Capital assets, net of accumulated depreciation, finished fiscal 2017 at $149.2 million, an increase of $0.9 million from $148.3 million for fiscal 2016, which showed a decrease of $5.4 million compared with $153.7 million for fiscal 2015. ge Total liabilities, both current and long-term, were $79.9 million, $84.6 million and $57.7 million as of March 31, 2017, 2016 and 2015, respectively. When broken down between current and long-nterm:  Current liabilities totaled $19.8 million for fiscal 2017, down $5.7 million from fiscal 2016 as a result of a decrease in the Authority’s reserve for litigated and unlitigated claims relateda to the purchase of land associated with the transit Center, partially offset by an increase to the actuarially determined reserve for workers’ compensation claims. For fiscalh 2016, current liabilities totaled $25.5 million, up $8.1 million from fiscal 2015 mainly as a result of an increase in the Authority’s reserve for litigated and unlitigated claims related to the purchase of land associated with the Transit Center, an increase in accounts payableC as a result of timing, an accrual for retroactive wage adjustments related to a union contract settlement, and an increase to the actuarially determined reserve for workers’ compensationo claims.  Long-term liabilities increased by $1.0 million and $18.8tmillion for fiscal 2017 and 2016, respectively, compared with the same prior year periods . The increase from fiscal 2016 was mainly driven by an increase in other postemployment benefits, which was partially offset by a $4.8 million decrease in the Authority’s net pension tliability. The increase from fiscal 2015 was mainly driven by the Authority’s $13.0 million netc pension liability at March 31, 2016 as a result of adopting GASB No. 68. e The overall net position of the Authority decreasedj by $8.3 million and $14.4 million for fiscal years 2017 and 2016, respectively, when compared with the same prior year periods. These decreases were mainly driven by the factorsunotedb above. S ft- ra D

5 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE (Continued) Condensed schedule of revenue, expenses, and change in net position (in millions)

The condensed schedule of revenue, expenses and change in net position below provides a snapshot of the financial activities of the Authority as of March 31:

2017 2016 2015 Operating revenue: Customer fares $ 10.9 $ 11.6 $ 12.0 Special fares 16.0 16.4 16.5 Other 1.6 1.4 1.5 e Total operating revenue 28.5 29.4 30.0 Operating expenses: g Salaries and benefits 79.0 74.9 69.9 Non-personnel 19.8 26.0 n23.8 Total operating expenses 98.8 100.8 a93.7 Depreciation 17.7 17.4 16.6 Loss from operations (88.0) (88.8) h (80.3) Nonoperating income (expenses): External operating assistance 53.1 C52.0 51.5 Investment income 0.1 0.3 0.6 Mortgage recording tax 9.8 9.0 7.7 Other 0.1 o 0.1 0.1 Total nonoperating income 63.1 t 61.4 59.9 Capital contributions 16.5 13.0 11.7 Change in net position (8.4t) (14.4) (8.7) Special Item - Transfer of Ontario County operations c- - 0.7 Net position, beginning of year e142.8 157.2 165.4 Net position, end of year j$ 134.4 $ 142.8 $ 157.4 The Authority’s operating revenue totaled $28.5 million and $29.4 million for fiscal 2017 and 2016, respectively, decreasing by $0.9 and $0.6bmillion from the same prior year periods. The Authority has two sources of operating revenue:u  Customer fare revenue decreased by $0.7 million in fiscal 2017, compared with a decrease of $0.4 million in fiscal 201S6. The decrease in fiscal 2017 was mainly impacted by a 6.1% decline in ridership on a systemwide basis, which is consistent with recent ridership trends across the public transportation industry. The decrease in fiscal 2016 was primarily driven by fluctuations in multi-day pass sales.- Customer fare revenue consists of cash fares paid on the bus and fare media sales tot individual customers and various local agencies that distribute bus passes to their clients. f  Speciala fare revenue decreased by $0.4 million and $0.1 million in fiscal 2017 and fiscal 2016, respectively. Special fare revenue in fiscal 2017 was impacted by the mix of service offered to meetr the needs of the Authority’s two most significant customers. Special fare revenue in fiscal 2016 was impacted by the loss of one significant customer, which was offset by revenue growth Damongst a number of other customers.

6 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE (Continued) Condensed schedule of revenue, expenses, and change in net position (Continued)

 Other revenue increased by $0.2 million in fiscal 2017, compared with a decrease of $0.1 million in fiscal 2016, respectively. Other revenue consists of reimbursements and recoveries in the areas of warranty and liability claims, among others, and fluctuates based on the variable nature of these items from year-to-year.

The Authority also has non-operating income (expense), the major components of which are operating assistance subsidies, investment earnings, mortgage recording tax and other items such as gains and losses from various financial transactions. e The Authority receives external operating assistance subsidies from the Federal Government, theg State of New York and each of our county service areas.

Federal operating assistance is broken into three major categories for the Authority, whichn are commonly known as Section 5307, Section 5311, and grants for the Genesee Transportation Council. The Section 5307 aid is awarded to public transportation providers acrossa the country based upon congressional appropriations and is allocated using a complex formula combining elements of population, revenue miles, customers, and other factors. Historically,h the Authority allocates approximately one-third of the annual Section 5307 funding to offset preventive maintenance costs within the operating budget. The federal operating assistance received during fiscal 2017 and fiscal 2016 decreased by $0.7 million and $2.0 million, respectively,C both based on a preventive maintenance allocation. The largest single source of external operating assistance is providedo by the State of New York in the form of Statewide Mass Transit Operating Assistance (STOA).t STOA, which comprises the majority of the Authority’s State aid, is provided to the Authority based on a variety of funding formulas and through New York State taxes, primarily the Petroleum Business Tax. The Authority’s fiscal 2017 saw a $2.0 million increase in STOA from thet $37.6 million received during fiscal 2016, saw a $2.9 million increase in STOA from the $34.7 cmillion received during fiscal 2015. Each county in the Authority’s service area providese external operating assistance based on New York State Transportation Law Section 18B,j which requires that each member county of the Authority annually provide a fixed annual operating subsidy for public transportation services provided within their respective jurisdictions. The combined total of these annual subsidies was $3.9 million, $4.0 million and $3.8 million forb fiscal 2017, 2016 and 2015, respectively. With regard to the other componentsu of non-operating income (expense) when compared with the same prior year periods: S  For fiscal 2017, the Authority experienced an increase of $0.8 million in mortgage recording tax revenue as a result- of increases in this revenue source across nearly all counties in which the Authority operates.t  For fiscal 2016,f the Authority experienced a decrease of $0.3 million in non-operating income for fiscal 2016, primarily driven by a reduction in investment income due to a reduction in the accounta balance compared with the same prior year period, offset by a $1.3 million increase in mortgager recording tax revenue. D

7 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE (Continued) Condensed schedule of revenue, expenses, and change in net position (Continued)

The last component of Authority revenue is provided for capital purchases and labeled capital contribution. The capital contribution is received from the Federal Government, New York State and the Authority. The standard share allocation is 80% Federal, 10% New York State, and 10% from the Authority. The capital contribution for fiscal 2017 increased by $3.6 million, compared with a $1.3 million increase in fiscal 2016, mainly as a result of ongoing infrastructure improvements across our RTS, Access and Regional operations. The following chart shows the use of the capital contributions for the fiscal years ended March 31: e 2017 2016 201g5 Capital contribution for: Land $ - $ 2.1 $ - Building and structures 5.0 6.5 n 9.3 Vehicles 10.0 3.0 0.1 Maintenance equipment - 0.1 a - Other equipment 0.4 0.2 0.3 Computer equipment 1.2 1.1h 2.0 Total capital contribution $ 16.6 $ C13.0 $ 11.7 Operating expenses The Authority’s operating expenses (excluding depreciation) for ofiscal 2017 were $98.8 million, a decrease of $2.0 million from $100.8 million for fiscal 2016.tAs described in more detail below, operating expenses were impacted by fluctuations in a number of areas during fiscal 2017, including, among others, claims for litigated and unlitigated matters, GASB No. 68 pension expense, workers’ compensation claims and costs for vehicle parts. t The following chart breaks down the Authority’s salariesc and benefits expense for the fiscal year ended March 31: je 2017 2016 2015 Salaries and benefits: Wages b$ 47.4 $ 46.9 $ 46.5 Benefits: FICA and Medicare u 3.6 3.6 3.4 Health, dental and vision 17.0 16.6 15.6 Pension S 6.5 4.1 1.8 Workers’ compensation 3.8 2.9 1.6 Other 0.7 0.8 1.0 Total benefits - 31.6 28.0 23.4 Total salaries andt benefits f $ 79.0 $ 74.9 $ 69.9 The Authority’sa wages for fiscal 2017 increased by $0.5 million to $47.4 million, compared with a $0.4 increase to $46.9 million for fiscal 2016, both mainly as a result of a cost of living adjustment for employeesr . D

8 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE (Continued) Condensed schedule of revenue, expenses, and change in net position (Continued)

The Authority’s employee benefits costs increased in fiscal 2017 by $3.6 million from $28.0 million in fiscal 2016, mainly as a result of increased pension expense, healthcare costs for active employees and retirees and increases in workers’ compensation claims. Employee benefits costs increased in fiscal 2016 by $4.6 million from $23.4 million in fiscal 2015, mainly as a result of increased pension expense as a result of adopting GASB No. 68, as well as increases in workers’ compensation claims and healthcare costs for both active employees and retirees.

The following chart breaks down the Authority’s non-personnel expenses for the fiscal years ended March 31: ge 2017 2016 2015 Non-personnel: Materials and supplies $ 10.1 $ 10.8 $ n11.6 Services 6.7 7.1 6.5 Utilities 0.9 0.8 a 0.8 Litigated and unlitigated claims 0.7 5.4 h 3.2 Miscellaneous 1.4 1.9 1.7 Total non- personnel $ 19.8 $ 26.0C $ 23.8 The Authority’s non-personnel expenses include a variety of categories, such as materials and supplies which includes fuel and lubricants, bus parts and shopo supplies; contracted services; utilities; casualty and liability insurance cost; and miscellaneoust items. The Authority’s non- personnel expense for fiscal 2017 decreased by $6.2 million from fiscal 2016, impacted by several factors, including:  A decrease of $0.7 million in materials and supplies,t mainly as a result of more favorable fuel prices, c  A decrease of $0.4 million in services, mainly as a result of decreased contracted services expense, and e  A decrease of $4.7 million in litigatedj and unlitigated claims, mainly as a result of the settlement of litigation related tob the purchase of land associated with the Transit Center. The Authority’s non-personnel expense for fiscal 2016 increased by $2.2 million from fiscal 2015, impacted by several factors, including:  A decrease of $0.8 millionu in materials and supplies, mainly as a result of decreased fuel costs,  An increase of $0.6S million in services, mainly as a result of operating costs associated with the first full year of Transit Center operations, and  An increase -of $2.2 million in litigated and unlitigated claims, mainly as a result of litigation relatedf tot the purchase of land associated with the Transit Center. ra D

9 FINANCIAL ANALYSIS OF THE AUTHORITY AS A WHOLE (Continued)

CAPITAL ASSETS

The Authority’s capital assets, net of depreciation, are presented in the chart below for the fiscal years ended March 31:

2017 2016 2015 Capital assets, net: Land and improvements $ 9.8 $ 8.9 $ 4.8 Construction in process 7.4 8.4 6.0 Building and structures 59.6 60.1 e 59.4 g Revenue vehicles 56.7 61.3 53.0 Non-revenue vehicles 0.2 n0.3 0.3 Maintenance 3.6 a 3.2 3.7 Other 7.4 h 11.9 10.1 Leasehold improvements 1.2 1.3 C1.2 Computer equipment 3.3 3.3 4.7 Total capital assets, net $ 149.2 $ o 148.3 $ 153.7 FACTORS IMPACTING THE AUTHORITY’S FUTURE t The Authority as a component of the comprehensive plan develops a multi-year budget projection to alert the Authority’s Board of Commissioners, customers,t and the community at large of the future challenges and opportunities that may impact the Authority’sc ability to meet its mission and vision. The current version of the multi-year budget projectione contemplates the continued inherent structural imbalance that public transportation faces withj the fiscal challenges of both our federal and state governments along with expense growth required to maintain service levels equal to today. However, even with these challenges surroundingb public transportation funding and the public’s need for transportation, the Authority’s current fiscal strength in the form of its available reserve funds allows the Authority to close these gaps throughu the fiscal year ending March 31, 2020. The Authority’s Comprehensive Plan provides greater details on the future budgetary projections as well as the overall strategic plan and can be Sreviewed by contacting the Authority’s Financial Management as noted below. CONTACTING THE -AUTHORITY’S FINANCIAL MANAGEMENT This MD&A and tcondensed financial information is designed to provide our customers, taxpayers, citizens of ourf service area, investors and creditors with a general overview of the Authority’s finances and demonstrate the Authority’s accountability for the funds it receives. If you have any questionsa about this report, please contact Scott M. Adair, Chief Financial Officer, Rochester- Geneseer Regional Transportation Authority, 1372 East Main Street, Rochester, New York 14609 or [email protected].

10 Basic Financial Statements

For the years ended March 31, 2017 and 2016 This page intentionally left blank ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

STATEMENTS OF NET POSITION MARCH 31, 2017 AND 2016

2017 2016

ASSETS AND DEFERRED OUTFLOWS OF RESOURCES CURRENT ASSETS: Cash and equivalents $ 28,796,445 $ 16,237,488 Current portion of investments 12,086,455 12,386,960 Receivables: Trade, net 4,377,130 7,886,767 Mortgage tax 826,315 615,620 Capital grants 1,118,722 2,807,833e Operating assistance 1,583,656 14,132,896 Interest 40,226 g83,730 Materials and supplies inventory, net 546,352 537,725 Prepaid expenses and other current assets 633,460 n 552,605 Total current assets 50,008,761 55,241,624 NONCURRENT ASSETS: a Capital assets, net 149,151,755 148,329,422 Net pension asset 88,745 - Investments, net of current portion 13,712,415h 13,412,550 Total noncurrent assets C 162,952,915 161,741,972 TOTAL ASSETS 212,961,676 216,983,596 DEFERRED OUTFLOWS OF RESOURCES: Deferred outflows related to pensions o 9,720,169 10,988,196 TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES t $ 222,681,845 $ 227,971,792 LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITIONt CURRENT LIABILITIES: Accounts payable c $ 5,732,545 $ 7,402,775 Accrued wages, vacation, pension and payroll taxes 5,685,026 6,757,458 Current portion of soil remediation liability 184,231 765,981 Reserve for litigated and unlitigated claims e 2,970,292 7,130,285 Workers' compensation reserve j 5,210,000 3,400,071 Total current liabilities b 19,782,094 25,456,570 LONG-TERM LIABILITIES: Net pension liability 8,149,678 12,953,409 Other postemployment benefits u 50,918,728 45,522,888 Soil remediation liability, net of currentS portion 1,065,080 671,255 Total long-term liabilities 60,133,486 59,147,552 TOTAL LIABILITIES - 79,915,580 84,604,122 DEFERRED INFLOWS OF RESOURCES: Deferred revenue t 373,579 333,882 Deferred inflows relatedf to pensions 7,954,097 233,377 TOTAL DEFERREDa INFLOWS OF RESOURCES 8,327,676 567,259 NET POSITION: Net investmentr in capital assets 149,151,755 148,329,422 Unrestricted (14,713,166) (5,529,011) DTotal net position 134,438,589 142,800,411 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION $ 222,681,845 $ 227,971,792

The accompanying notes to the financial statements are an integral part of these statements. 11 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York) STATEMENTS OF REVENUE, EXPENSES AND CHANGES IN NET POSITION FOR THE YEARS ENDED MARCH 31, 2017 AND 2016

2017 2016 OPERATING REVENUE: Customer fares $ 10,914,837 $ 11,555,970 Special transit fares 15,983,237 16,394,790 Reimbursement and recovery 950,537 837,648 Other 639,451 617,142

Total operating revenue 28,488,062 29,405,550 e OPERATING EXPENSES AND DEPRECIATION: g Operating expenses - Salaries and wages 47,448,495 46,866,470 Employee benefits 31,502,468 28,025,148n Materials and supplies 10,106,524 10,824,392 Services 6,702,256 a 7,081,803 Utilities 882,272 794,835 Litigated and unlitigated claims 680,058 5,416,319 Other 1,446,725 h 1,790,694 Total operating expenses 98,768,798C 100,799,661 Depreciation - Locally funded 1,786,589 1,758,168 Grant funded o 15,949,689 15,603,787 Total depreciation t 17,736,278 17,361,955 Total operating expenses and depreciation t 116,505,076 118,161,616 LOSS FROM OPERATIONS c (88,017,014) (88,756,066) NONOPERATING INCOME (EXPENSE): e Federal operating assistance j 8,828,817 9,563,470 State operating assistance 40,389,282 38,439,835 Local government operating assistance 3,909,500 3,965,495 Investment income, net b 118,992 272,155 Mortgage recording tax 9,757,856 9,040,093 Subrecipient grant revenue - 632,632 Subrecipient grant expense u - (632,632) Change in soil remediation liability 140,278 20,071 Gain (loss) on disposal ofS capital assets, net (60,201) 55,505 Total nonoperating- income (expense) 63,084,524 61,356,624 CHANGE IN NET POSITION BEFORE CAPITAL CONTRIBUTIONSft (24,932,490) (27,399,442) CAPITAL CONTRIBUTIONS: Federal 11,757,969 9,434,521 Statea 4,812,699 3,589,628 r Total capital contributions 16,570,668 13,024,149 CHANGE IN NET POSITION (8,361,822) (14,375,293) DNET POSITION - beginning of year 142,800,411 157,175,704 NET POSITION - end of year $ 134,438,589 $ 142,800,411 The accompanying notes are an integral part of these statements. 12 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

STATEMENTS OF CASH FLOWS FOR THE YEARS ENDED MARCH 31, 2017 AND 2016

2017 2016

CASH FLOW FROM OPERATING ACTIVITIES: Receipts from customers $ 30,447,408 $ 24,745,931 Other operating receipts 1,589,988 1,454,790 Payments to vendors and suppliers for goods and services (10,589,163) (16,616,773) Payments to employees for services (75,927,124) (71,030,004)e Payments for insurance and risk management (3,030,122) (1,177,114) Other operating payments (1,446,725) (1,790,694)g Net cash flow used in operating activities (58,955,738) n (64,413,864) CASH FLOW FROM NONCAPITAL AND RELATED FINANCING ACTIVITIES: a Mortgage tax receipts 9,547,161 9,133,283 Operating assistance receipts 65,676,839h 49,889,766 Net cash flow provided by noncapital and related financing activities C 75,224,000 59,023,049 CASH FLOW FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Capital contributions 18,259,779 11,939,778 Purchases of capital assets o (22,805,650) (7,393,596) Payments of capital lease obligations t - (44,315) Payments for soil remediation (47,647) - Proceeds from sales of capital assets t (60,201) 55,505 Net cash flow provided by (used in) capital and related financingc activities (4,653,719) 4,557,372 CASH FLOW FROM INVESTING ACTIVITIES: Interest earnings e 13,909 13,994 Sales or maturities of investments j 930,505 4,553,914 Net cash flow provided by investing activitiesb 944,414 4,567,908 CHANGE IN CASH AND EQUIVALENTS u 12,558,957 3,734,465 CASH AND EQUIVALENTS - beginning of year 16,237,488 12,503,023 S CASH AND EQUIVALENTS - end of year $ 28,796,445 $ 16,237,488 ft- ra D

(Continued) 13 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

STATEMENTS OF CASH FLOWS FOR THE YEARS ENDED MARCH 31, 2017 AND 2016 (Continued)

2017 2016

RECONCILIATION OF CHANGE IN NET ASSETS TO NET CASH FLOW FROM OPERATING ACTIVITIES: Loss from operations $ (88,017,014) $ (88,756,066)e Adjustments to reconcile change in net assets to net cash flow g from operating activities: Depreciation - locally funded 1,786,589 1,758,168 Depreciation - grant funded 15,949,689 n 15,603,787 Changes in: Trade receivable 3,509,637a (3,227,044) Materials and supplies inventory (8,627) (112,437) Prepaid expenses and other current assets h(80,855) (371,475) Accounts payable 1,795,531 (3,255,831) Accrued wages, vacation, pension and payroll taxes C (1,072,432) 1,867,423 Reserve for litigated and unlitigated claims (4,159,993) 3,539,134 Workers' compensation reserve 1,809,929 700,071 Net pension liability o 4,096,271 1,994,191 Other postemployment benefits t 5,395,840 5,824,000 Deferred revenue 39,697 22,215 Net cash flow used in operating activities t $ (58,955,738) $ (64,413,864) NON-CASH INVESTING ACTIVITIES: c Change in fair value of investments je $ (526,467) $ (326,075) ub S ft- ra D

The accompanying notes are an integral part of these statements. 14 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

NOTES TO THE FINANCIAL STATEMENTS MARCH 31, 2017 AND 2016

1. BASIS OF PRESENTATION

The Organization The Rochester-Genesee Regional Transportation Authority (the Authority or RGRTA) was e created in 1969 by an act of the New York State Legislature to provide for the continuance, further development and improvement of public transportation and other related services withing the Genesee-Finger Lakes Region. The Authority is subject to regulation by the Comptroller and Department of Transportation of the State of New York with respect to the maintenancen of its accounting records. The Authority is considered a component unit of New York State because of the significance of its operational and financial relationship with Newa York State. The Authority’s 15-member Board of Commissioners is recommended by the respective local governing body, appointed by the governor of New York State, and confirmedh by the New York State Senate. Financial support from New York State includes annual appropriations to help meet operating expenditures. C Financial Statements The financial statements of the Authority include the accounts of RGRTA, and its ten (10) blended component units for which the Authority is financiallyoaccountable and operationally responsible. The Authority’s 15-member Board of Commissioners is comprised of individuals from each member county and a representative from thet Amalgamated Transit Union, Local 282, AFL-CIO (the ATU). The Board of Commissioners oversees public transportation for its member counties: Monroe, Genesee, Livingston,t Ontario, Orleans, Seneca, Wayne and Wyoming Counties. The Authority’s Board also serves as the board for Genesee Transportation Council Staff, Inc. (GTCS), anc entity which serves as the administrative host agency for the Genesee Transportation Council, which is the metropolitan transportation planning organization for the Genesee-Fingere Lakes Region; GTCS is reported herein as a blended component unit. The ten componentj units are legally separate organizations and are collectively referred to as “the Organizations.”b Based on the foregoing criteria, RGRTA and the following component units have been audited and are included in the financialu statements:  Regional Transit Service,S Inc., d/b/a RTS (RTS)  Lift Line, Inc., d/b/a RTS Access (Access)  Batavia Bus Service, Inc., d/b/a RTS Genesee (Genesee)  Livingston Area- Transportation Service, Inc., d/b/a RTS Livingston (Livingston)  Ontario tCounty Area Transit System, Inc., d/b/a RTS Ontario (Ontario)  Orleansf Transit Service, Inc., d/b/a RTS Orleans (Orleans)  Seneca Transit Service, Inc., d/b/a RTS Seneca (Seneca)  Wayne Area Transportation Service, Inc., d/b/a RTS Wayne (Wayne)  aWyoming Transit Service, Inc., d/b/a RTS Wyoming (Wyoming) r Genesee Transportation Council Staff, Inc. Significant inter-entity accounts and transactions have been eliminated in the accompanying D financial statements.

15 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

Basis of Accounting The Authority’s and the Organizations’ financial statements have been prepared in conformity with accounting principles generally accepted in the United States as set forth by the Governmental Accounting Standards Board (GASB).

Recently Adopted Accounting Pronouncements On April 1, 2016, the Authority adopted GASB statement No. 72, Fair Value Measurement and Application (GASB No. 72). The objective of GASB No. 72 is to address accounting and financial reporting issues related to fair value measurements. The definition of fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly e transaction between market participants at the measurement date. GASB No. 72 provides guidance for determining a fair value measurement for financial reporting purposes and alsog provides guidance for applying fair value to certain investments and disclosures related to all fair value measurements. Adoption of GASB No. 72 did not have an impact on the Authority’sn financial statements upon adoption. a On April 1, 2016, the Authority adopted GASB statement No. 77, Tax Abatement Disclosures (GASB No. 77). The objective of GASB No. 77 is to assist users of financialh statements prepared by state and local governments, among others, citizens and taxpayers, legislative and oversight bodies, and municipal bond analysts, in assessing (1) whether a government’s current-year revenues were sufficient to pay for current-year servicesC (known as interperiod equity), (2) whether a government complied with finance-related legal and contractual obligations, (3) where a government’s resources come from and how it uses them, and (4) a government’s financial position and economic condition and ohow they have changed over time. Although many governments offer tax abatements and provide information to the public about them, they do not always provide the information necessaryt to assess how tax abatements affect their financial position and results of operations, including their ability to raise resources in the future. GASB No. 77 defines a tax abatementt as resulting from an agreement between a government and an individual or entity in which the government promises to forgo tax revenues and the individual or entity promisesc to subsequently take a specific action that contributes to economic development or otherwise benefits the government or its citizens. GASB No. 77 requires disclosure of etax abatement information about (1) a reporting government’s own tax abatement agreementsj and (2) those that are entered into by other governments and that reduce the reporting government’s tax revenues. Adoption of GASB No. 77 did not have an impact onb the Authority’s financial statements. On April 1, 2016, the Authorityu adopted GASB statement No. 78, Pensions Provided through Certain Multiple-Employer Defined Benefit Pension Plans (GASB No. 78). The objective of GASB No. 78 is to addressS a practice issue regarding the scope and applicability of GASB No. 68, Accounting and Financial Reporting for Pension - an amendment of GASB Statement No. 27 (GASB No. 68). This issue is associated with pensions provided through certain multiple- employer defined- benefit pension plans and to state or local governmental employers whose employees tare provided with such pensions. Prior to the issuance of GASB No. 78, the requirementsf of GASB No. 68 applied to the financial statements of all state and local governmental employers whose employees are provided with pensions through pension plans that are administered through trusts that meet the criteria in paragraph 4 of GASB No. 68. GASBa No. 78 amends the scope and applicability of GASB No. 68 to exclude pensions rprovided to employees of state or local governmental employers through a cost-sharing multiple-employer defined benefit pension plan that (1) is not a state or local governmental pension plan, (2) is used to provide defined benefit pensions both to employees of state or D local governmental employers and to employees of employers that are not state or local governmental employers, and (3) has no predominant state or local governmental employer (either individually or collectively with other state or local governmental employers that provide pensions through the pension plan). 16 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Recently Adopted Accounting Pronouncements (Continued) GASB No. 78 establishes requirements for recognition and measurement of pension expense, expenditures, and liabilities; note disclosures; and required supplementary information for pensions that have the characteristics described above. Adoption of GASB No. 78 did not have an impact on the Authority’s financial statements.

On April 1, 2016, the Authority adopted GASB statement No. 79, Certain External Investment Pools and Pool Participants (GASB No. 79). GASB No. 79 addresses accounting and financial reporting for certain external investment pools and pool participants. Specifically, it establishes criteria for an external investment pool to qualify for making the election to e measure all of its investments at amortized cost for financial reporting purposes. An external investment pool qualifies for that reporting if it meets all of the applicable criteria established gin GASB No. 79. The specific criteria address (1) how the external investment pool transacts with participants; (2) requirements for portfolio maturity, quality, diversification, and liquidity;n and (3) calculation and requirements of a shadow price. Significant noncompliance prevents the external investment pool from measuring all of its investments at amortizeda cost for financial reporting purposes. Professional judgment is required to determine if instances of noncompliance with the criteria established by GASB No. 79 during theh reporting period, individually or in the aggregate, were significant. Adoption of GASB No. 79 did not have an impact on the Authority’s financial statements. C On April 1, 2015, the Authority adopted GASB No. 68. GASB No. 68 replaces the requirements of GASB statement No. 27, Accounting for Pension by State and Local Government Employers, as well as the requirements of GASBo Statement No. 50, Pension Disclosures – an amendment of GASB Statements No. 25 and No. 27. GASB No. 68 establishes standards of accounting and financial reportingt for defined benefit pensions provided to the employees of state and local governmental employers through pension plans that are administered through trusts or equivalent arrangements.t The requirements of GASB No. 68 apply toc the financial statements of all state and local governmental employees whose employees are provided with pensions through pension plans that are administered through trusts ore equivalent arrangements, and to the financial statements of state and local governmentalj non-employer contributing entities that have a legal obligation to make contributions directly to such pension plans. GASB No. 68 establishes standards for measuringb and recognizing liabilities, deferred outflows of resources, deferred inflows of resources and expenses. For defined benefit pensions, GASB No. 68 identifies the methods andu assumptions that should be used to project benefit payments, discount projected benefit payments to their actuarial present value, and attribute that present value to periods of employeeS service. Note disclosure and required supplementary information are also addressed. As a result of adopting- GASB No. 68, the Authority is reporting net pension liabilities, deferred outflows of tresources and deferred inflows of resources for each of its qualified plans and is recognizingf pension expense in accordance with the provisions of this statement. The impact of adopting GASB No. 68 is the restatement of fiscal 2015 beginning net position (see “Restatement of Net Position” below). For further information regarding the Authority’s rpensiona plans, refer to Note 6, “Pension Plans”. D

17 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Recently Adopted Accounting Pronouncements (Continued) On April 1, 2015, the Authority adopted GASB statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date (GASB No. 71). The objective of GASB No. 71 is to address an issue regarding application of the transition provisions of GASB No. 68. The issue relates to amounts associated with contributions, if any, made by a state or local government employer or non-employer contributing entity to a defined benefit pension plan after the measurement date of the government’s beginning net pension liability. The requirements of GASB No. 71 will eliminate the source of a potential significant understatement of restated beginning net position and expense in the first year of implementation of GASB No. 68 in the financial statements of employers and non-employer e contributing entities. The provisions of GASB No. 71 were incorporated with the implementation of GASB No. 68. For further information regarding the Authority’s pensiong plans, refer to Note 6, “Pension Plans”. n Recently Issued Accounting Pronouncements In June 2015, GASB issued GASB statement No. 73, Accounting and Financial aReporting for Pensions and Related Assets that are not within the scope of GASB Statement No. 68 and amendments to certain provisions of Statements 67 and 68 (GASB No. 73).h The objective of GASB No. 73 is to improve the usefulness of information about pensions included in the general purpose external financial reports of state and local governments for making decisions and assessing accountability. The provisions in GASB No. 73 Care effective for financial statements for periods beginning after June 15, 2016. The Authority does not expect GASB No. 73 to have an impact on its financial statements upon adoption.o In June 2015, GASB issued GASB statement No. 74, Financial Reporting for Postemployment Benefits other than Pension Plans (GASB No. 74). Tthe objective of GASB No. 74 is to improve the usefulness of information about postemployment benefits other than pensions (other postemployment benefits or OPEB) includedt in the general purpose financial reports of state and local governmental OPEB plans for making decisions and assessing accountability. The provisions in GASB No. 74 are effectivec for financial statements for periods beginning after June 15, 2016. The Authority is currentlye evaluating the impact of this statement. In June 2015, GASB issued GASBj statement No. 75, Accounting and Reporting for Postemployment Benefits other than Pension (GASB No. 75). The objective of GASB No. 75 is to improve accounting and financialb reporting by state and local governments for OPEB. It also improves information provided by state and local governmental employers about financial report for OPEB that is providedu by other entities. The provisions in GASB No. 75 are effective for financial statements for periods beginning after June 15, 2017. The Authority is currently evaluating the impact Sof this statement. In January 2016, GASB issued GASB statement No. 80, Blending Requirements for Certain Component Units- (GASB No. 80). The objective of GASB No. 80 is to improve financial reporting byt clarifying the financial statement presentation requirements for certain component units. GfASB No. 80 amends the blending requirements established in paragraph 53 of GASB statement No. 14, The Financial Reporting Entity, as amended. GASB No. 80 amends the blending requirements for the financial statement presentation of component units of all state anda local governments. The additional criterion requires blending of a component unit rincorporated as a not-for-profit corporation in which the primary government is the sole corporate member. The additional criterion does not apply to component units included in the financial reporting entity pursuant to the provisions of GASB statement No. 39, Determining D Whether Certain Organizations Are Component Units. The requirements of GASB No. 80 are effective for reporting periods beginning after June 15, 2016. The Authority is currently evaluating the impact of this statement.

18 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Recently Issued Accounting Pronouncements (Continued) In March 2016, GASB issued GASB statement No. 81, Irrevocable Split-Interest Agreements (GASB No. 81). The objective of GASB No. 81 is to improve accounting and financial reporting for irrevocable split-interest agreements by providing recognition and measurement guidance for situations in which a government is a beneficiary of the agreement. Split-interest agreements are a type of giving agreement used by donors to provide resources to two or more beneficiaries, including governments. Split-interest agreements can be created through trusts—or other legally enforceable agreements with characteristics that are equivalent to split- interest agreements—in which a donor transfers resources to an intermediary to hold and administer for the benefit of a government and at least one other beneficiary. Examples of e these types of agreements include charitable lead trusts, charitable remainder trusts, and life- interests in real estate. GASB No. 81 requires that a government that receives resourcesg pursuant to an irrevocable split-interest agreement recognize assets, liabilities, and deferred inflows of resources at the inception of the agreement. Furthermore, GASB No. 81 requiresn that a government recognize assets representing its beneficial interests in irrevocable split- interest agreements that are administered by a third party, if the governmenta controls the present service capacity of the beneficial interests. GASB No. 81 also requires that a government recognize revenue when the resources become applicable to theh reporting period. The requirements of GASB No. 81 are effective for financial statements for periods beginning after December 15, 2016, and should be applied retroactively. The Authority does not expect GASB No. 81 to have an impact on its financial statements upon adoption C. In March 2016, GASB issued GASB statement No. 82, Pension Issues (GASB No. 82). The objective of GASB No. 82 is to address certain issues thato have been raised with respect to GASB No. 67, GASB No. 68 and GASB No. 73. Specifically, GASB No. 82 addresses issues regarding (1) the presentation of payroll-related measurest in required supplementary information, (2) the selection of assumptions and the treatment of deviations from the guidance in an Actuarial Standard of Practice for financial reportingt purposes, and (3) the classification of payments made by employers to satisfy employee (plan member) contribution requirements. The requirements of GASB No. 82 are effectivec for reporting periods beginning after June 15, 2016, except for the requirements for the selection of assumptions in a circumstance in which an employer’s pension liability is measurede as of a date other than the employer’s most recent fiscal year-end. In that circumstance,j the requirements for the selection of assumptions are effective for that employer in the first reporting period in which the measurement date of the pension liability is on or after Juneb 15, 2017. The Authority is currently evaluating the impact of this statement. u In November 2016, GASB issued GASB statement No. 83, Certain Asset Retirement Obligations (GASB No.S 83). The objective of GASB No. 83 is to address accounting and financial reporting for certain asset retirement obligations (AROs). An ARO is a legally enforceable liability associated with the retirement of a tangible capital asset. GASB No. 83 provides governmental- entities accounting and financial reporting guidance for determining liabilities andt corresponding deferred outflow of resources associated with asset retirement obligations.f GASB No. 83 is effective for financial statements for reporting periods beginning raftera June 15, 2018. The Authority is currently evaluating the impact of this statement. D

19 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Recently Issued Accounting Pronouncements (Continued) In January 2017, GASB issued GASB statement No. 84, Fiduciary Activities. The objective of GASB No. 84 is to improve guidance regarding the identification of fiduciary activities for accounting and financial reporting purposes and how those activities should be reported. GASB No. 84 establishes criteria for identifying fiduciary activities of all state and local governments. The focus of the criteria generally is on (1) whether a government is controlling the assets of the fiduciary activity and (2) the beneficiaries with whom a fiduciary relationship exists. Separate criteria are included to identify fiduciary component units and postemployment benefit arrangements that are fiduciary activities. GASB No. 84 also provides for recognition of a liability to the beneficiaries in a fiduciary fund when an event has occurred that compels the e government to disburse fiduciary resources. Events that compel a government to disburse fiduciary resources occur when a demand for the resources has been made or when no furtherg action, approval, or condition is required to be taken or met by the beneficiary to release the assets. GASB No. 84 also provides for recognition of a liability to the beneficiariesn in a fiduciary fund when an event has occurred that compels the government to disburse fiduciary resources. Events that compel a government to disburse fiduciary resources occura when a demand for the resources has been made or when no further action, approval, or condition is required to be taken or met by the beneficiary to release the assets. GASBh No. 84 is effective for financial statements for reporting periods beginning after December 15, 2018. The Authority is currently evaluating the impact of this statement. C In January 2017, GASB issued GASB statement No. 85, Omnibus 2017 (GASB No. 85). The objective of GASB No. 85 is to address practice issues that have been identified during implementation and application of certain GASB Statements.o GASB No. 85 addresses a variety of topics including issues related to blending componentt units, goodwill, fair value measurement and application, and postemployment benefits (pensions and OPEB). Specifically, GASB No. 85 addresses the following topics:  Blending a component unit in circumstancest in which the primary government is a business-type activity that reports in a singlec column for financial statement presentation,  Reporting amounts previously reported as goodwill and “negative” goodwill,  Classifying real estate held by insurancee entities,  Measuring certain money marketj investments and participating interest-earning investment contracts at amortized cost,  Timing of the measurementb of pension or OPEB liabilities and expenditures recognized in financial statements prepared using the current financial resources measurement focus,  Recognizing on-behalfu payments for pensions or OPEB in employer financial statements,  Presenting payroll-related measures in required supplementary information for purposes of reporting by OPEBS plans and employers that provide OPEB,  Classifying empl oyer-paid member contributions for OPEB,  Simplifying- certain aspects of the alternative measurement method for OPEB, and  Accountingt and financial reporting for OPEB provided through certain multiple-employer definedf benefit OPEB plans. GASB No. 85 is effective for financial statements for reporting periods beginning after June 15, r2017a. The Authority is currently evaluating the impact of this statement. D

20 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Classification of Net Position GASB requires the classification of net position into three components - net investment in capital assets; restricted and unrestricted. The Authority does not have restricted net position as of March 31, 2017 or 2016. The classifications the Authority has are defined as follows:

 Net investment in capital assets - This component of net position consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowings that are attributable to the acquisition, construction, or improvement of those assets. If there are significant unspent related debt proceeds at year-end, the portion of the debt attributable to the unspent proceeds is not included in the calculation of invested in capital e assets, net of related debt. Rather, that portion of the debt is included in the same net position component as the unspent proceeds. g  Unrestricted - This component of net position consists of net position that do not meetn the definition of “net investment in capital assets” or “restricted.” a Estimates The preparation of financial statements in conformity with generally acceptedh accounting principles requires management to make estimates and assumptions that affect the amounts reported in the financial statements and accompanying notes. Actual results could differ from those estimates. C Reclassifications Certain reclassifications have been made to the 2016 financialo statements to conform with the current year presentation. t Cash and Equivalents Cash and equivalents includes cash on hand, moneyt market accounts, and certificates of deposit with an initial term of three months or less not reserved for a board designated purpose. c Trade Receivables e Trade receivables consist primarily of jamounts due from customers for services provided and for advertising. Management records an allowance for doubtful accounts based on past collection experience and an analysisb of outstanding amounts. When appropriate collection efforts are exhausted, the account is written off. Management has established an allowance for doubtful accounts for theu years ended March 31, 2017 and 2016 in the amount of $691,613 and $646,734, respectively.S Mortgage Recording Tax The Authority receives a portion of mortgage recording tax equal to $0.25 for every $100 of borrowings in the- form of new mortgages and the refinancing of existing mortgages from the counties in twhich the component units conduct operations, not including mortgages of tax- exempt organizations.f The amounts earned during the year have been recorded as mortgage recording tax in the accompanying statements of revenue, expenses and changes in net position. Any amounts due but not yet collected have been recorded as mortgage tax receivablea in the accompanying statements of net position. Management considers the rmortgage tax receivable to be fully collectible; accordingly, no allowance for doubtful accounts D has been established.

21 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Operating Assistance and Capital Grants The Authority and the Organizations receive operating and capital assistance subsidies and grants from the U.S. Department of Transportation under operating and capital assistance grant contracts. The Organizations also receive operating and capital assistance from the New York State Department of Transportation and local counties based on legislated awards. The amounts received or contractually receivable under such grants have been recorded as external operating assistance subsidies in the accompanying statements of revenue, expenses and changes in net position. These amounts are obtained on an annual basis. Management considers operating and capital assistance receivables to be fully collectible; accordingly, no allowance for doubtful accounts has been established. Continued operations depend upon e receipt of such subsidies in future years. g Materials and Supplies Inventory Materials and supplies inventory consists primarily of replacement parts for busesn and is recorded at the lower of cost determined on a first in, first out basis or market. An allowance for obsolete inventory is maintained based on historical experience and a reviewa of inventory on hand. Management has recorded an allowance for obsolete inventory, at RTS only, of $496,079 and $175,315 for the years ended March 31, 2017 and 2016, respectivelyh . Capital Assets Capital assets are recorded at cost if purchased, or fair value, if donated.C The Authority and the Organizations capitalize all expenses for capital assets in excess of $5,000 and which have useful lives greater than one year. o Depreciation is provided on a straight-line basis over the testimated useful lives as follows: Land improvements 5 - 10 years Buildings and structures t 2 - 40 years Revenue vehicles 4 - 12 years Non-revenue vehicles c 2 - 5 years Maintenance equipment 4 - 10 years Other equipment e 2 - 10 years Computer equipment j 3 - 10 years Leasehold improvements are amortizedb over the shorter of the remaining lease term or the asset’s estimated useful life.u Investments Investments in governmentS securities are recorded at their fair value based on quoted market prices and valuations provided by external parties. Unrealized gains or losses on such investments result from differences between the cost and fair value of investments on a specified valuation- date. Gains and losses in the fair value are reported in the statements of revenue, expensest and changes in net position. Investment income is recognized on the accrual basis;f dividends are recorded on the ex-dividend date. The Authority has classified certain investments as current assets on the accompanying statementa of net position as it is reasonably expected that they could be utilized in the next rfiscal year. Inter-Entity Cost Allocations D RGRTA, RTS, Access and, from time to time, Genesee, Livingston, Ontario and Seneca, allocate costs to the Authority and the Organizations based on estimates of time incurred to reflect the portion of salaries and benefits of RGRTA, RTS and Access employees who perform administrative functions for the RGRTA and the Organizations. 22 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued)

Authority Subsidies Annually, RGRTA subsidizes the operations of the Organizations, except for GTCS, based on each respective Organizations’ operating results. In order to determine the annual subsidy, certain operating and non-operating revenues and external operating subsidies are reduced by certain operating and non-operating expenses and locally funded depreciation. If the result is a deficit, that amount will be recorded as operating subsidy at the respective Organization. Operating surpluses are reflected as negative subsidies, or re-allocations back to the Authority.

No cash is ever transferred to or from the Organizations related to these subsidies. Therefore, each year the value of the receivable/payable recorded at year-end is recorded as a write-off e of inter-entity accounts on the accompanying statements of revenue, expense and changes in net position. g Revenues n Amounts reported as operating revenue are from providing services in connection with the Authority’s and the Organizations’ ongoing transportation operations. The principala operating revenues of the Organizations include customer fares, special transit fares, advertising, and various other recoveries and reimbursements. All revenues not meetingh this definition are reported as non-operating revenues. Expenses C Amounts reported as operating expenses are from providing services in connection with the Authority’s and Organizations’ ongoing transportation operations. The principal operating expenses of the Authority and the Organizations include salaries,o employee benefits, material and supplies, outside services, casualty and insurance claims, utilities and depreciation. All expenses not meeting this definition are reported as non -toperating expenses. Capital Contributions t The Federal Government and New York State provide funds for a significant portion of the cost of capital purchases made by the Organizations.c When these capital assets are recorded, the governments’ portion of the funding is reflected in the accompanying statements of revenue, expenses and changes in net position jas efederal and state capital contributions. Income Taxes The Authority and the Organizationsb are public benefit corporations and are exempt from federal and state income taxes,u as well as state and local property and sales taxes. 3. CASH AND INVESTMENTS S Cash and Equivalents The Authority’st- cash and equivalents are comprised of the following as of March 31: f 2017 2016 Carrying Bank Carrying Bank a Amount Balance Amount Balance rBank demand deposits $ 4,591 $ 913,961 $ 424,995 $ 1,895,811 Money market funds 26,895,140 26,895,140 13,301,803 13,301,803 D $ 26,899,731 $ 27,809,101 $ 13,726,798 $ 15,197,614

23 3. CASH AND INVESTMENTS (Continued)

Collateral As of March 31, 2017 and 2016, the reported amount of the Authority’s collateral balance was $36,409,781 and $21,718,656, respectively, and the bank balance was $34,590,298 and $21,246,165, respectively, which included $6,771,197 and $6,048,551, respectively, of money market funds held for investment. As of March 31, 2017 and 2016, collateral of $707,597 and $844,539, respectively, was covered by federal depository insurance and $35,702,184 and $20,874,117, respectively, was covered by collateral held by pledging bank or a third-party custodian in the Authority’s name. The Authority’s investments in government securities are secured by a guarantee from the United States Treasury Department. e Inter-Entity Borrowings Due to the centralized nature of RGRTA and the Organizations’ cash management functions,g RGRTA and the Organizations periodically advance funds to one another as cash flow needs arise. n At March 31, 2017, the following represents amounts due to (from) RGRTA, RTS anda GTCS: RGRTA RTS GTCS h Total RGRTA $ - $ - $ 546,889 $ 546,889 RTS - -(865,010C )(865,010) GTCS (546,889) 865,010 - 318,121 Net due to (from) $ (546,889) $ 865,010o$ (318,121) $ - At March 31, 2016, the following represents amounts due t to (from) RGRTA, RTS and GTCS: RGRTA t RTS GTCS Total RGRTA $c - $ - $ 461,896 $ 461,896 RTS - - (697,241) (697,241) GTCS j(461,896e ) 697,241 - 235,345 Net due to (from) b$ (461,896) $ 697,241 $ (235,345) $ - During 2017 and 2016, RGRTA and the Organizations wrote-off current year inter-entity receivable (payable) balancesu that were not expected to be paid as well as prior year inter- entity receivable (payable) balances which are set forth in the statements of revenue, expenses and changes S in net position as write-off of inter-entity accounts. Investments The Authority’s- investments are made in compliance with New York Public Authorities Law Sections 2856,t 2890, 2925, 122-gg(4) and 1299-ll, and Office of the State Comptroller Investmentf Guidelines for Public Authorities and State Agencies at 2 NYCRR Part 201. In accordance with this law and its own Investment Policy, the following is a list of investments thea Authority is permitted to invest in: r Certificates of Deposit with commercial banks or trust companies doing business in New York State and which are also Members of the Federal Deposit Insurance Corporation.  Time Deposit, Demand Deposit, and Deposits in “Money Market” accounts of commercial D banks or trust companies authorized to do business in New York State and which are also members of the Federal Deposit Insurance Corporation.

24 3. CASH AND INVESTMENTS (Continued)

Investments (Continued)  Obligations of New York State or the United States Government or obligations the principal and interest of which are guaranteed by the New York State or the United States Government and which have a liquid market with a readily determinable value equal at all times to the amount of the investment.  Repurchase Agreements for no more than 90 days involving the purchase and sale of direct obligations of the United States of America. The purchase price shall be the present market value of the securities and not the face value. Securities purchased through a Repurchase Agreement shall be valued to market at least weekly. e As of March 31, 2017, the Authority’s investments in government securities consisted of the following: g Investment Maturities (in Years) n Fair Value Less Than 1 1-5 Greater than 10 New York State Municipal a Securities $ 2,206,098 $ 2,206,098 $ - $ - United States Treasury h Notes 14,881,901 9,500,000 5,381,901 - Government National Mortgage Association 3,832,806 - C- 3,832,806 $ 20,920,805 $ 11,706,098 o$ 5,381,901 $ 3,832,806 As of March 31, 2016, the Authority’s investments in government securities consisted of the following: t tInvestment Maturities (in Years) Fair Value Less Than 1 1-5 Greater than 10 New York State Municipal c Securities $ 2,280,329 $ - $ 2,280,329 $ - United States Treasury e Notes 14,957,353j 6,524,040 8,433,313 - Government National Mortgage Association 5,020,386b - - 5,020,386 u$ 22,258,068 $ 6,524,040 $ 10,713,642 $ 5,020,386 Accrued interest on investmentsS of $40,226 and $83,730 is included in interest receivable on the statement of net position as of March 31, 2017 and 2016, respectively. Changes in Fair- Value The net decreaset in the fair value of investments during 2017 and 2016 was $1,337,263 and $4,555,005f, respectively. This amount takes into account all changes in fair value (including purchases and sales) that occurred during the year. The unrealized net loss on investments rhelda at March 31, 2017 and 2016 was $526,467 and $326,075, respectively. D

25 3. CASH AND INVESTMENTS (Continued)

Custodial Credit Risk Custodial credit risk for deposits is the risk that in the event of a financial institution failure, the Authority’s deposits may not be returned. The Authority’s investment policy requires that deposits which exceed the amount insured by the FDIC be collateralized by obligations of the United States, or obligations of Federal Agency’s, the principal and interest of which are guaranteed by the United States or obligations of New York State. As of March 31, 2016 and 2015, the Authority’s investments in United States Treasury Notes and Government National Mortgage Association bonds were all rated AAA by a nationally recognized rating organization. As of March 31, 2017 and 2016, the Authority’s investments in New York State Municipal Securities were all rated AA by a nationally recognized rating organization. e Interest Rate Risk g Interest rate risk is the risk that the fair value of the Authority’s investments will decrease as a result of an increase in interest rates. As a means of limiting its exposure to fair valuen losses arising from rising interest rates, the Investment Policy states that the Authority is to consider protection of principal, then cash flow requirements, and finally yield requirements.a The Authority has the ability to liquidate its investments daily for United States Treasury Notes and New York State Municipal Securities and with up to twenty days notice for itsh mortgage backed asset securities. In addition, the Authority looks to invest in securities that have a history of making prepayments of interest prior to maturity to ensure a consistentC stream of cash flows. Concentration of Credit Risk The Investment Policy places no limit on the amount the Authority may invest in any one issuer. As of March 31, 2017 and 2016, all of the Authority’so money market funds were held with M&T Bank. As of March 31, 2017 and 2016, the Authority’s investments were 71.1% and 67.2%, respectively, invested in United States Treasury Notest , 18.3% and 22.6%, respectively, invested in mortgage backed asset securities and 10.6 % and 10.2%, respectively, invested in New York State Municipal Securities. t Designations c The Authority’s money market funds and government securities amounts are designated by the Board of Commissioners for workinge capital, self-insurance, capital expenditures, other postemployment benefits and para transit.j The Authority’s money market fundsb and government securities were designated as of March 31, 2017: u Money Market Government S Funds Securities Total Working capital $ 28,788,272 $ 10,213,988 $ 39,002,260 Self-insurance reserve fund 1,295,034 2,470,565 3,765,599 Para transit reserve- fund 1,001,125 2,096,162 3,097,287 Other postemploymentt benefits reservef fund 4,475,037 6,140,090 10,615,127 rTotala $ 35,559,468 $ 20,920,805 $ 56,480,273 D

26 3. CASH AND INVESTMENTS (Continued)

Designations (Continued) The Authority’s money market funds and government securities were designated as of March 31, 2016: Money Market Government Funds Securities Total

Working capital $ 15,808,913 $ 10,874,070 $ 26,682,983 Self-insurance reserve fund 1,118,108 2,628,039 3,746,147 Para transit reserve fund 890,232 2,229,665 3,119,897 Other postemployment benefits e reserve fund 4,040,210 6,526,294 10,566,504g Total $ 21,857,463 $ 22,258,068 $ a44,115,531n Ch o t t jec ub S ft- ra D

27 4. CAPITAL ASSETS

Capital assets consisted of the following as of March 31, 2017 and 2016:

April 1, Impairments and March 31, 2016 Additions Retirements Transfers 2017

Capital assets not being depreciated: Land $ 5,130,568 $ - $ - $ - $ 5,130,568 Construction-in-process 8,403,750 18,702,315 (143,705) (19,594,974) 7,367,386

Total capital assets not being depreciated 13,534,318 18,702,315 (143,705) (19,594,974) 12,497,954

Capital assets being depreciated: Land improvements 6,971,315 - - 1,216,080 8,187,395 Buildings and structures 82,623,486 - (16,881) 3,132,071 85,738,676 e Revenue vehicles 112,965,489 - (8,568,027) 13,594,100 117,991,562 Non-revenue vehicles 1,801,023 - (33,598) 49,565 1,816,990 Maintenance equipment 7,441,636 - - 263,523 7,705,159g Other equipment 27,192,433 - - 163,179 27,355,612 Computer equipment 11,552,937 - - 1,176,456 12,729,393 Leasehold improvements 2,140,333 - - - 2,140,333n Total capital assets being depreciated 252,688,652 - (8,618,506) 19,594,974 a 263,665,120 Accumulated depreciation of capital assets: Land improvements (3,232,020) (276,650) - - (3,508,670) Buildings and structures (23,241,981) (2,913,162) 16,881 h - (26,138,262) Revenue vehicles (59,928,985) (9,873,646) 8,568,027 - (61,234,604) Non-revenue vehicles (1,530,175) (149,180) 33,598 - (1,645,757) Maintenance equipment (3,729,522) (468,087) - - (4,197,609) Other equipment (17,056,525) (2,835,004) C- - (19,891,529) Computer equipment (8,272,118) (1,157,546) - - (9,429,664) Leasehold improvements (902,222) (63,002) - - (965,224) Total accumulated depreciation (117,893,548) (17,736,277) o 8,618,506 - (127,011,319) Total capital assets being depreciated, net 134,795,104 (17,736,277)t - 19,594,974 136,653,801 $ 148,329,422 $ 966,038 $ (143,705) $ - $ 149,151,755 Total capital assets t jec ub S ft- ra D

28 4. CAPITAL ASSETS (Continued)

Capital assets consisted of the following as of March 31, 2016 and 2015:

April 1, Impairments and March 31, 2015 Additions Retirements Transfers 2016

Capital assets not being depreciated: Land $ 4,176,369 $ - $ - $ 954,199 $ 5,130,568 Construction-in-process 6,023,710 12,036,819 - (9,656,779) 8,403,750

Total capital assets not being depreciated 10,200,079 12,036,819 - (8,702,580) 13,534,318

Capital assets being depreciated: Land improvements 3,751,869 - - 3,219,446 6,971,315 Buildings and structures 80,662,449 - - 1,961,037 82,623,486 e Revenue vehicles 122,454,649 - (10,482,343) 993,183 112,965,489 Non-revenue vehicles 1,747,296 - (21,264) 74,991 1,801,023 Maintenance equipment 6,430,761 - - 1,010,875 7,441,636g Other equipment 26,082,733 - - 1,109,700 27,192,433 Computer equipment 11,219,589 - - 333,348 11,552,937 Leasehold improvements 2,140,333 - - - 2,140,333n Total capital assets being depreciated 254,489,679 - (10,503,607) 8,702,580 a 252,688,652 Accumulated depreciation of capital assets: Land improvements (3,159,887) (72,133) - - (3,232,020) Buildings and structures (20,567,450) (2,674,531) - h - (23,241,981) Revenue vehicles (61,175,565) (9,235,763) 10,482,343 - (59,928,985) Non-revenue vehicles (1,467,649) (83,790) 21,264 - (1,530,175) Maintenance equipment (3,258,301) (471,221) - - (3,729,522) Other equipment (14,091,916) (2,964,609) C- - (17,056,525) Computer equipment (6,478,388) (1,793,730) - - (8,272,118) Leasehold improvements (836,043) (66,179) - - (902,222) Total accumulated depreciation (111,035,199) (17,361,956) o 10,503,607 - (117,893,548) Total capital assets being depreciated, net 143,454,480 (17,361,956)t - 8,702,580 134,795,104 $ 153,654,559 $ (5,325,137) $ - $ - $ 148,329,422 Total capital assets t jec ub S ft- ra D

29 5. INTER-ENTITY COST ALLOCATION

During 2017, RGRTA, RTS, Access, Genesee, Livingston and Ontario allocated certain administrative personnel costs to the Authority’s component units. The amounts are reported as other operating revenue and as inter-entity cost allocations of the Authority’s component units. These amounts are eliminated for presentation of the statement of revenues, expenses and changes in net position.

RGRTA RTS Access Genesee Livingston Ontario Total

RGRTA $ - $ 535,060 $ - $ - $ - $ - $ 535,060 RTS 1,149,013 - - -- - 1,149,013 e Lift Line 94,540 393,618 - -- - 488,158 BBS 35,792 152,623 - -- - 188,415g LATS 35,792 147,257 - -- - 183,049 CATS 35,792 151,631 - -- - n187,423 OTS 35,792 148,143 - 32,514 - - 216,449 STS 35,792 148,143 - -- 34,168a 218,103 WATS 35,792 148,143 3,199 -- - 187,134 WYTS 35,792 148,143 - - 30,604 h - 214,539 GTC - 23,822 - - - - 23,822 Total $ 1,494,097 $ 1,996,583 $ 3,199 $ 32,514 $C30,604 $ 34,168 $ 3,591,165 During 2016, RGRTA, RTS, Access, Genesee, Livingston and Ontario allocated certain administrative personnel costs to the Authority’s componento units. The amounts are reported as other operating revenue and as inter-entity cost allocations of the Authority’s component units. These amounts are eliminated for presentation oft the statement of revenues, expenses and changes in net position. t RGRTA RTS cAccess Genesee Livingston Ontario Total RGRTA $ - $ 712,875 $ - $ - $ - $ - $ 712,875 RTS 1,019,243 e- - -- - 1,019,243 Lift Line 83,851 j490,213 - -- - 574,064 BBS 56,338 160,477 - -- - 216,815 LATS 65,442 b 154,964 - -- - 220,406 CATS 33,579 160,859 - -- - 194,438 OTS 42,683u 155,778 - 28,846 - - 227,307 STS 33,579 155,778 6,607 -- 33,659 229,623 WATS S33,579 155,778 - -- - 189,357 WYTS 60,890 155,778 - - 31,875 - 248,543 GTC - - 24,236 - - - - 24,236 Total ft $ 1,429,184 $ 2,326,736 $ 6,607 $ 28,846 $ 31,875 $ 33,659 $ 3,856,907 ra D

30 6. PENSION PLANS

New York State and Local Employees’ Retirement System All of the employees of the RGRTA and GTCS participate in the New York State and Local Employees’ Retirement System (the System or NYSLERS). The System is a cost-sharing multiple-employer retirement system. Obligations of employers and employees to contribute and benefits to employees are governed by the New York State Retirement and Social Security Law (NYSRSSL). As set forth in the NYSRSSL, the Comptroller of the State of New York (Comptroller) serves as sole trustee and administrative head of the System. The Comptroller shall adopt and may amend rules and regulations for the administration and transactions of the business of the System and for the custody and control of its funds. The System issues a publicly available financial report that includes financial statements and e required supplementary information. That report may be obtained by writing to the New York State and Local Employees’ Retirement System, Governor Alfred E. Smith Office Building,g Albany, New York, 12244. n The total payroll for the Authority’s employees covered by the System for the years ended March 31, 2017 and 2016 was $1,582,898 and $1,501,684, respectively. The GTCSa payroll for employees covered by the System for the years ended March 31, 2017 and 2016 was $417,117 and $459,867, respectively. h Membership, benefits, and employer and employee obligations to contribute are described in the NYSRSSL using the tier concept. Pension legislation establishedC tier membership by the date a member last joined the Retirement Systems and are as follows:  Tier 1 - Those persons who last became members beforeo July 1, 1973.  Tier 2 - Those persons who last became members on or after July 1, 1973, but before July 27, 1976. t  Tier 3 - Generally those persons who are State correction officers who last became members on or after July 27, 1976, and all otherst who last became members on or after July 27, 1976, but before September 1, 1983.  Tier 4 - Generally, except for corrections officers,c those persons who last became members on or after September 1, 1983, but before January 1, 2010.  Tier 5 - Those persons who last becamee members on or after January 1, 2010, but before April 1, 2012. j  Tier 6 - Those persons uwho lastb became members on or after April 1, 2012. S ft- ra D

31 6. PENSION PLANS (Continued)

New York State and Local Employees’ Retirement System (Continued) Tier 3 and Tier 4 members are required to contribute 3% of their wages to the plan for 10 years. Tier 5 members are required to contribute 3% of their salary for the length of their employment. Beginning April 1, 2013, the contribution rate for the Tier 6 members varies based on each member’s annual compensation varying between 3% and 6%. The plan cannot be diminished or impaired. Benefits can be reduced for future membership only by an act of the New York Legislature. Under the authority of the NYSRSSL, the Comptroller shall certify annually the rates expressed as a percentage of payroll of members, which shall be used in computing the contributions required to be made by employers to the pension accumulation fund. The Authority and GTCS contributions for fiscal years 2017, 2016 and 2015 were equal e to the required contributions for the year and were as follows: g 2017 2016 2015n RGRTA $ 235,811 $ 231,749 $ 284,994 GTCS 72,959 84,859 a94,334 $ 308,770 $ 316,608 h$ 379,328 Effective May 14, 2003, the System’s billings require a minimum employer contribution of 4.5% annually of the fund value at April 1 of the previous fiscal year. C Single Employer Pension Plans The Authority is the sponsor of four single employer defined obenefit pension plans, specifically:  Retirement Plan for Union Employees of Regional Transitt Service, Inc. (RTS Union Plan),  Retirement Plan for General Administrative and Supervisory (Non-Union) Employees of Regional Transit Service, Inc. (RTS Non-Uniont Plan),  Retirement Plan for Union Employees of Lift Line, Inc. (Lift Line Union Plan), and  Retirement Plan for Non-Union Employeesc of Lift Line, Inc. and Rural Properties (Lift Line and Regional Entities Non-Union Plan)e. These plans provide retirement benefitsj for 1,218 active and inactive plan participants as of March 31, 2017. Stand-alone financialb reports are not issued for any of the above-noted plans. Each plan provides retirement, disability and death benefits to plan members and beneficiaries. The Board ofu Commissioners and the Union, if applicable, have the authority to establish and amend the contribution requirements and benefit provisions of each retirement plan. S In addition to providing pension benefits, the RTS Non-Union Plan provides certain postretirement -health care and life insurance benefits. In accordance with the RTS Non-Union Plan document,t the RTS Non-Union Plan is not required to contribute a portion of the cost if the planf is not funded greater than 120%. During 2017 and 2016, the RTS Non-Union Plan was not funded greater than 120%; therefore, the Plan did not fund this expense.

Participantsa of the RTS and Lift Line Union Plans are represented by the ATU, and are eligible rfor coverage on their dates of hire for full-time employment. The Authority is contractually obligated to make contributions on behalf of both the RTS and Lift Line Union Plans. In certain years, the contractual obligation could exceed the actuarially calculated annual required D contribution.

32 6. PENSION PLANS (Continued) Summary of Benefits Provided, Contributions and Funding Policy The methods and assumptions used to calculate the actuarially determined and contractually required contributions, as well as the total pension liabilities as of each plan's actuarial valuation dates and then applied to all periods included in the measurement date, are as follows:

Lift Line and Regional RTS Union Plan RTS Non-Union Plan Lift Line Union Plan Entities Non-Union Plan NYSLERS

Single Employer Defined Single Employer Defined Single Employer Defined Single Employer Defined Cost Sharing, Multi-Employer Plan type Benefit Plan Benefit Plan Benefit Plan Benefit Plan Defined Benefit Plan Plan valuation date: 11/1/2016 and 11/1/2015 4/1/2016 and 4/1/2015 4/1/2016 and 4/1/2015 5/1/2016 and 5/1/2015 4/1/2015 and 4/1/2014 Plan measurement date: 3/31/2017 and 3/31/2016 3/31/2017 and 3/31/2016 3/31/2017 and 3/31/2016 3/31/2017 and 3/31/2016 3/31/2017 and 3/31/2016

Contribution rates: Employer 1.5%(a) (b) 3.0% (b) See above Plan members 1.5%(a) (g) 3.0% 3.0% See above Normal retirement age 65 62 65 65 See above e Monthly benefit equal to Monthly benefit calculated 1.65% of the average of the Monthly benefit calculated based on average Monthly benefit calculated g five highest years' W-2 based on the employee's compensation, as defined by based on the employee's earnings (subject to a yearly compensation Benefits provided plan, for three highest yearly compensation See above minimum of $300 per month multiplied by years of consecutive years multiplied multiplied by years of credited and a maximum of $53 per credited service times by years of credited service service times 1.45%. month) multiplied by years 1.3%. (f) n times 1.75%. (e) of credited service. (d) a Actuarial cost method Projected Unit Credit Projected Unit Credit Unprojected Unit Credit Unprojected Unit Credit Aggregate Cost Method

All unfunded actuarial liabilities hare evenly (as a percentage of Amortization method (c) Level Dollar Method Level Dollar Method Level Dollar Method Level Dollar Method projected pay) amortized over the remaining worker lifetimes of the valuation cohort.

Amortization period Closed - 10 years Closed - 10 years Closed - 10 years Closed - 10C years Closed - 5 years Rolling forward prior year's Rolling forward prior year's actuarial value with actuarial value with Rolling forward prior year's Rolling forward prior year's contributions, contributions, actuarial value with actuarial value with disbursements, and disbursements, and contributions, disbursements, contributions, disbursements, expected return on o 5 year level smoothing of the expected return on and expected return on and expected return on investments at the difference between the actual Asset valuation method investments at the valuation investments at the valuation investments at the valuation valuation interest rate, and gain and the expected gain using interest rate, and adding interest rate, and adding 20% t interest rate, and adding 20% adding 20% of the the assumed rate of return. 20% of the difference of the difference between the of the difference between the difference between the between the reported reported market value and reported market value and the reported market value and market value and the the expected actuarial value. expected actuarial value. the expected actuarial expected actuarial value. tvalue. Actuarial assumptions: Inflation 3.00% 3.00% c 3.25% 3.25% 2.70% 5.0% per year, including 4.0% per year, including 5.0% per year, including 5.0% per year, including Projected salary increases 4.9% per year, including inflation inflation inflation inflation inflation 7.5%, net of pension plan 7.1%, net of pensione plan 7.25%, net of pension plan 7.1%, net of pension plan 7.5%, net of pension plan investment expense investment expense, investment expense investment expense, investment expense, including Investment rate of return (expenses not paid from including inflationj (expenses not paid from including inflation inflation plan assets), including plan assets), including inflation inflation Mortality rates were based Mortality rates were based on Mortality rates were based Mortality rates were based on Annuitant mortality rates are on the RP-2000 Combined theb RP-2000 Combined on the RP-2000 Combined the RP-2000 Combined based on NYSLERS's 2010 Healthy Mortality Tables, for Healthy Mortality Tables, for Healthy Mortality Tables, Healthy Mortality Tables, for experience study of the period Males or Females. RP-2000 Males or Females. RP-2000 for Males or Females. RP- Males or Females. RP-2000 April 1, 2005 through March 31, Disabled was applied for Disabled was applied for 2000 Disabled was Disabled was applied for 2010 with adjustments for disabled lives. Mortalityu disabled lives. Mortality rates applied for disabled lives. disabled lives. Mortality rates mortality improvements based on rates are adjusted for future are adjusted for future Mortality rates are are adjusted for future the Society of Actuaries' Scale mortality improvement by mortality improvement by adjusted for future mortality improvement by MP-2014. Mortality applying ScaleS AA on a applying Scale AA on a mortality improvement by applying Scale AA on a generational basis. generational basis. applying Scale AA on a generational basis. - generational basis.

Number of active and inactivet 809 253 63 93 17 members at 3/31/2017 Number of active and inactive f 770 231 67 97 18 members at 3/31/2016

If additional contributions are required to fund the benefits of the plan, plan members are required to contribute up to 0.5% of their salaries to fund the additional contribution. If further (a) additionala contributions are required, they are split equally between plan members and RTS. (b) RTS' policy is generally to contribute annually an amount equal to the net employer normal cost (ARC). (c)rThe amortization method used for all plans incorporates equal payments of principal and interest. (d) Effective for the RTS Union Plan, after January 1, 2014, the monthly benefit maximum will increase to $55 per month multiplied by the years of credited service. (e) The percentage used is increased, as defined in the plan, for employees with more than 20 years of credited service with the employer. The annual required contribution for the RTS Union and Lift Line Union Plans has been adjusted to be based on the same measure of payroll and contractual obligations as the (f) D contributions recognized as additions in the statements of revenue, expenses and changes in net position. Effective for the Lift Line Union Plan, for participants that retire after February 3, 2011 the pension benefit multiplier increased from 1.075% to 1.3% retroactive for compensation earned (g) during each year subsequent to April 1, 1992. (h) Effective for the RTS Non-Union Plan after March 31, 2015, all new hires will be required to contribute 3% of their annual wages.

33 6. PENSION PLANS (Continued)

Expected Rate of Return on Investments

The long-term expected rate of return on the Authority's pension plan investments was determined using a building-block method in which best-estimates of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. This is then modified through a Monte-Carlo simulation process, by which a downward risk adjustment is applied to the baseline expected return.

The long-term expected rate of return on pension plan investments for each of the Authority's pension plans and the NYSLERS plans, along with the target asset allocation of each of the funds and the weighted-average real and total expected rates of return (except for NYSLERS, for which only the weighted average real rates were provided) for the fiscal year ended March 31, 2017 are summarized in e the following tables: g RTS Union Plan RTS Non-Union Plan n Long-Term Long-Term Target Expected Target Expected Allocation in Real Rate of Allocationa in Real Rate of Asset Class % Return in % Asset Class h% Return in % Equity Class 55.00 6.45 Equity Class 49.00 5.95 Fixed Income 43.00 3.31 Fixed Income 49.00 2.81 Alternatives 1.00 8.35 Alternatives C 1.00 7.85 Cash Equivalents 1.00 0.85 Cash Equivalents 1.00 0.85 100.00 5.06 100.00 4.38 Plus inflation 2.75 Plus inflation o 2.75 Total return without adjustment 7.81 Total return without adjustment 7.13 Risk adjustment (0.31) Risk adjustmentt (0.03) Total expected return 7.50 Totalt expected return 7.10 Lift Line Union Plan Lift Line and Regional Entities Non-Union Plan Long-Term c Long-Term Target Expected Target Expected Allocation in Real Ratee of Allocation in Real Rate of Asset Class % Returnj in % Asset Class % Return in % Equity Class 55.00 6.45 Equity Class 54.00 5.95 Fixed Income 43.00b 3.31 Fixed Income 43.00 2.81 Alternatives 1.00 8.35 Alternatives 1.00 7.85 Cash Equivalents 1.00 0.85 Cash Equivalents 2.00 0.80 u 100.00 5.07 100.00 4.52 Plus inflation S 2.75 Plus inflation 2.75 Total return without adjustment 7.82 Total return without adjustment 7.27 Risk adjustment (0.32) Risk adjustment (0.17) Total expected return - 7.50 Total expected return 7.10 t NYSLERS f Long-Term Target Expected a Allocation in Real Rate of Asset Classr % Return in % Equity Class 61.00 5.75 Fixed Income 20.00 4.00 Alternatives 17.00 7.91 DCash Equivalents 2.00 0.80 100.00 7.21

34 6. PENSION PLANS (Continued)

Expected Rate of Return on Investments (Continued)

The long-term expected rate of return on pension plan investments for each of the Authority's pension plans and the NYSLERS plans, along with the target asset allocation of each of the funds and the weighted-average real and total expected rates of return (except for NYSLERS, for which only the weighted average real rates were provided) for the fiscal year ended March 31, 2016 are summarized in the following tables:

RTS Union Plan RTS Non-Union Plan

Long-Term Long-Term Target Expected Target Expected Allocation in Real Rate of Allocation in Real Rate of e Asset Class % Return in % Asset Class % Return gin % Equity Class 67.00 5.75 Equity Class 42.00 5.79 Fixed Income 30.00 2.41 Fixed Income 55.00 2.71 Alternatives 1.00 7.91 Alternatives 1.00 n 7.91 Cash Equivalents 2.00 0.80 Cash Equivalents 2.00 0.80 100.00 4.67 100.00a 4.02 Plus inflation 3.25 Plus inflation 3.25 Total return without adjustment 7.92 Total return without adjustment h 7.27 Risk adjustment (0.42) Risk adjustment (0.17) Total expected return 7.50 Total expected return C 7.10 Lift Line Union Plan Lift Line and Regional Entities Non-Union Plan Long-Term Long-Term Target Expected o Target Expected Allocation in Real Rate of Allocation in Real Rate of Asset Class % Return in % Asset Class t % Return in % Equity Class 54.00 5.75 Equity Class 54.00 5.75 Fixed Income 44.00 2.41 Fixedt Income 43.00 2.41 Alternatives 1.00 7.91 Alternatives 2.00 7.91 Cash Equivalents 1.00 0.80 cCash Equivalents 1.00 0.80 100.00 e4.25 100.00 4.24 Plus inflation j 3.25 Plus inflation 3.25 Total return without adjustment 7.50 Total return without adjustment 7.49 Risk adjustment b (0.25) Risk adjustment (0.39) Total expected return 7.25 Total expected return 7.10

NYSLERS u Long-Term STarget Expected Allocation in Real Rate of Asset Class - % Return in % Equity Class 61.00 5.75 Fixed Income t 20.00 4.00 Alternatives f 17.00 7.91 Cash Equivalents 2.00 0.80 ra 100.00 4.67 D

35 6. PENSION PLANS (Continued)

Net Pension Liability The Authority's net pension liabilities for each of the pension plans reported at March 31, 2017 and 2016 were measured as of the Authority's fiscal year end. The total pension liabilities used to calculate those net pension liabilities were determined by actuarial valuations as of each pension plan's valuation date, and rolled forward to the Authority's fiscal year end.

Changes in the Net Pension Liability and Related Ratios

Changes in the Authority's pension plans for the year ended March 31, 2017, based upon the measurement dates noted above, are as follows:

Lift Line and Regional RTS Union RTS Non- Lift Line Union Entities Non-e Plan Union Plan Plan Union gPlan Total pension liability Service cost $ 1,066,837 $ 744,512 $ 123,370 $ 154,554 Interest 3,984,932 1,529,381 206,749 n 164,495 Changes of benefit terms 3,081,935 - - - Differences between expected and actual experience (1,303,753) (223,423) (14,501)a (13,667) Changes of assumptions (3,957,115) (144,017) (650,992) (224,571) Benefit payments, including refunds of member contributions (3,821,701) (1,227,102) (99,850) (102,539) Net change in total pension liability (948,865) 679,351 h (435,224) (21,728) Total pension liability - beginning $ 56,107,857 $ 21,766,531 $ 3,347,805 $ 2,450,591 Total pension liability - ending (a) $ 55,158,992 $ 22,445,882C$ 2,912,581 $ 2,428,863 Plan fiduciary net position Contributions - employer $ 466,780 $ 1,338,418 $ 82,112 $ 141,035 Contributions - member 936,866 o 28,288 82,013 60,526 Net investment income 5,663,063 1,451,903 322,902 179,352 Benefit payments, including refunds of member contributions (3,821,701)t (1,227,102) (99,850) (102,539) Administrative expense (33,011) (200,894) (132) (29,922) Other t - - - - Net change in plan fiduciary net position $ 3,211,997 $ 1,390,613 $ 387,045 $ 248,452 Plan fiduciary net position - beginning c 48,210,606 17,891,118 3,051,442 1,743,250 Plan fiduciary net position - ending (b) e$ 51,422,603 $ 19,281,731 $ 3,438,487 $ 1,991,702 Net pension (asset) liability - beginning j $ 7,897,251 $ 3,875,413 $ 296,363 $ 707,341 Net pension (asset) liability - ending (a)-(b) b $ 3,736,389 $ 3,164,151 $ (525,906) $ 437,161 Plan fiduciary net position as a percentage of the total pension liability 93.2% 85.9% 118.1% 82.0% Covered-employee payroll u $ 26,870,781 $ 6,100,203 $ 2,295,132 $ 2,218,472 Net pension (asset) liability as a percentage of covered employee payroll S 13.9% 51.9% -22.9% 19.7% ft- ra D

36 6. PENSION PLANS (Continued)

Changes in the Net Pension Liability and Related Ratios (Continued) Changes in the Authority's pension plans for the year ended March 31, 2016, based upon the measurement dates noted above, are as follows:

Lift Line and Regional RTS Union RTS Non- Lift Line Union Entities Non- Plan Union Plan Plan Union Plan

Total pension liability Service cost $ 1,021,882 $ 672,017 $ 156,418 $ 168,168 Interest 3,125,565 1,479,921 229,720 154,530 Changes of benefit terms - - - - Differences between expected and actual experience 2,142,245 (250,146) 80,976 104,432 e Changes of assumptions 3,402,091 - 254,216 - Benefit payments, including refunds of member contributions (3,577,926) (1,113,261) (99,190) (218,848)g Net change in total pension liability 6,113,857 788,531 622,140 208,282 Total pension liability - beginning $ 49,994,000 $ 20,978,000 $ 2,725,665 $ n2,156,274 Total pension liability - ending (a) $ 56,107,857 $ 21,766,531 $ 3,347,805a$ 2,364,556 Plan fiduciary net position Contributions - employer $ 556,703 $ - $ 72,316 $ 128,410 Contributions - member 892,360 - h 72,754 68,046 Net investment income (1,071,060) (210,267) (67,563) 105,631 Benefit payments, including refunds of member contributions (3,577,926) (1,113,261) (99,190) (218,848) Administrative expense (7,720) (187,263)C - (68,819) Other - - - - Net change in plan fiduciary net position $ (3,207,643) $ (1,510,791) $ (21,683) $ 14,420 Plan fiduciary net position - beginning 51,418,249 19,401,909o 3,073,125 1,728,830 Plan fiduciary net position - ending (b) $ 48,210,606 t$ 17,891,118 $ 3,051,442 $ 1,743,250 Net pension (asset) liability - beginning $ (1,424,249) $ 1,576,091 $ (347,460) $ 427,444 Net pension liability - ending (a)-(b) $ 7,897,251t $ 3,875,413 $ 296,363 $ 621,306 Plan fiduciary net position as a percentage of the total pension c liability 85.9% 82.2% 91.1% 73.7% Covered-employee payroll je$ 22,786,022 $ 6,158,963 $ 2,296,011 $ 2,080,240 Net pension liability as a percentage of covered employeeb payroll 34.7% 62.9% 12.9% 29.9% RGRTA and GTCS Proportion of Net Pension Liability - NYSLERS The folowing table presents the RGRTA's and uGTCS' proportionate share of the net pension liability of NYSLERS based on the April 1, 2015 valuation, rolled forward to March 31, 2017, and the proportion percentate of the aggregate net pension liability of that plan aggregated to the Authority and GTCS: S RGRTA GTCS Proportion of the net pension liability $ 819,336 $ 429,802 Proportionate share of the net pension- liability 0.0051048% 0.0026778% The folowing table presentstthe RGRTA's and GTCS' proportionate share of the net pension liability of NYSLERS based on the April 1, 2014 valuation, rolledfforward to March 31, 2016, and the proportion percentate of the aggregate net pension liability of that plan aggregated to the Authority and GTCS: RGRTA GTCS Proportion of thea net pension liability $ 169,239 $ 93,837 Proportionater share of the net pension liability 0.0050097% 0.0027777% D

37 6. PENSION PLANS (Continued)

Discount Rate

The discount rate used to measure the total pension liability of each pension plan is presented in the following table:

Discount Rate % Plan March 31, 2017 March 31, 2016 RTS Union 7.50 7.25 RTS Non-Union 7.10 7.10 Lift Line Union 7.50 7.25 Lift Line and Regional Entities Non- Union 7.10 7.10 ge Sensitivity of the Net Pension Liability to Changes in the Discount Rate

The following presents the net pension liability of the Authority, calculated using the discount rates for each plan, as well as what then Authority's net pension liability would be if it were calculated using a discount rate that is one percentage point lower or one percentage point higher than the current rate: a RTS Union Plan h March 31, 2017 March 31, 2016 Current Discount Current 1% Decrease Rate 1% Increase 1% DecreaseCDiscount Rate 1% Increase Discount rate 6.50% 7.50% 8.50% 6.25% 7.25% 8.25% Net pension liability $ 10,418,145 $ 3,736,389 $ 298,722 o$ 12,769,467 $ 7,897,251 $ 3,659,859 RTS Non-Union Plan t March 31, 2017 March 31, 2016 Current Discount t Current 1% Decrease Rate 1% Increase 1% Decrease Discount Rate 1% Increase Discount rate 6.10% 7.10%c 8.10% 6.10% 7.10% 8.10% Net pension liability $ 5,659,210 $ j 3,164,151e $ 1,047,489 $ 6,320,331 $ 3,875,413 $ 1,797,883 Lift Line Union Plan March 31, 2017 March 31, 2016 bCurrent Discount Current 1% Decrease Rate 1% Increase 1% Decrease Discount Rate 1% Increase Discount rate 6.50%u 7.50% 8.50% 6.25% 7.25% 8.25% Net pension (asset) liability S$ (157,422) $ (525,906) $ (844,203) $ 712,956 $ 296,363 $ (61,845) Lift Line and Regional Entities Non-Union Plan - March 31, 2017 March 31, 2016 Current Discount Current t 1% Decrease Rate 1% Increase 1% Decrease Discount Rate 1% Increase Discount rate f 6.10% 7.10% 8.10% 6.10% 7.10% 8.10% Net pension liabilitya $ 673,139 $ 437,161 $ 167,825 $ 911,260 $ 621,306 $ 375,168 The projectionr of cash flows used to determine the discount rate assumed that plan member contributions will be made at the current contribution rate and that Authority contributions will be made at rates equal to the difference between actuarially determined contribution rates and the member rate. Therefore, the long-term expected rates of return on pension plan investments was applied to all periods of projected Dbenefit payments to determine the total pension liability.

38 6. PENSION PLANS (Continued)

Sensitivity of RGRTA and GTCS Proportionate Share of the Net Pension Liability to Changes in the Discount Rate - NYSLERS

The following presents RGRTA's and GTCS' share of the net pension liability for NYSLERS using the current discount rate, as well as the proportionate share of the net pension liability if it were calculated using a discount rate that is one percentage point lower or one percentage point higher than the current rate:

RGRTA March 31, 2017 March 31, 2016 Current Current Discount Discount 1% Decrease Rate 1% Increase 1% Decrease Rate 1% Increase e Discount rate 6.00% 7.00% 8.00% 6.50% 7.50% 8.50%g Net pension (asset) liability $ 1,847,542 $ 819,336 $ (49,455) $ 1,128,049 $ 169,239 $n (640,235) GTCS March 31, 2017 March 31, 2016 Current Currenta Discount Discount 1% Decrease Rate 1% Increase 1% Decrease hRate 1% Increase Discount rate 6.00% 7.00% 8.00% 6.50% 7.50% 8.50% Net pension (asset) liability $ 969,173 $ 429,802 $ (25,943) $ 625,465C$ 93,837 $ (354,989) Pension Expense, Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions o For the years ended March 31, 2017 and 2016, the Authority recognized pensiont expense related to each pension plan as follows: Pension Plan 2017 2016 t RTS Union $ 4,467,539 $ 1,180,152 c RTS Non-Union 1,336,794 1,265,660 Lift Line Union 46,602 167,597e Lift Line Non-Union 164,492 217,074j RGRTA - NYSLERS 303,154 161,138 GTCS - NYSLERS 138,381 b 76,608 $ 6,456,962u$ 3,068,229 S ft- ra D

39 6. PENSION PLANS (Continued)

Pension Expense, Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions (Continued)

As of March 31, 2017, the Authority reported deferred outflow and deferred inflow of resources for each pension plan as follows:

RTS Union Plan RTS Non-Union Plan Lift Line Union Plan Deferred Deferred Deferred Deferred Outflows Deferred Inflows Outflows of Deferred Inflows Outflows of Inflows of of Resources of Resources Resources of Resources Resources Resources

Differences between expected and actual e experience $ 1,428,163 $ (1,117,503) $ - $ (328,826) $ 62,982 $ (13,183) Net difference between g projected and actual earnings on plan investments 3,058,328 (1,708,806) 925,334 (157,270) 187,945 n (81,874) Changes in actuarial assumptions 2,268,061 (3,391,813) $ - (115,214) 197,724a (591,811) Changes in proportion and differences between contributions and h proportionate share of contributions ------Employer contributions to C the plan subsequent to the measurement date of the net pension liability - - - o - - - Total $ 6,754,552 $ (6,218,122) $ 925,334 t $ (601,310) $ 448,651 $ (686,868) Lift Line and Regional Entities Non- Union Plan tRGRTA - NYSLERS GTC - NYSLERS Deferred Deferred Deferred Deferred Outflows Deferred Inflows cOutflows of Deferred Inflows Outflows of Inflows of of Resources of Resources Resources of Resources Resources Resources Differences between e expected and actual j experience $ 74,594 $ (11,959) $ 4,140 $ (97,119) $ 2,172 $ (50,946) Net difference between projected and actual b earnings on plan investments 93,973 (38,934) 486,075 - 254,982 - Changes in actuarial u assumptions - (196,500) 218,492 - 114,615 - Changes in proportion and S differences between contributions and proportionate share of - contributions - - 33,819 - - (52,339) Employer contributions tot the plan subsequentf to the measurement date of the net pension liabilitya - - 235,811 - 72,959 - Totalr $ 168,567 $ (247,393) $ 978,337 $ (97,119) $ 444,728 $ (103,285) D

40 6. PENSION PLANS (Continued)

Pension Expense, Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions (Continued)

As of March 31, 2016, the Authority reported deferred outflow and deferred inflow of resources for each pension plan as follows:

RTS Union Plan RTS Non-Union Plan Lift Line Union Plan Deferred Deferred Deferred Deferred Deferred Outflows Inflows of Outflows of Deferred Inflows Outflows of Inflows of of Resources Resources Resources of Resources Resources Resources Differences between e expected and actual experience $ 1,785,204 $ - $ - $ (200,117) $ 71,979 $ g - Net difference between projected and actual earnings on plan n investments 4,077,771 - 1,233,779 - 250,593 - Changes in actuarial a assumptions 2,835,076 - - - 225,970 - Changes in proportion and h differences between contributions and proportionate share of C contributions ------Employer contributions to the plan subsequent to the measurement date of the net o pension liability - - t - - - - Total $ 8,698,051 $ - $ t 1,233,779 $ (200,117) $ 548,542 $ - Lift Line and Regional Entities Non-Union Plan c RGRTA - NYSLERS GTC - NYSLERS Deferred Deferred Deferred Deferred Deferred Outflows Inflows ofe Outflows of Deferred Inflows Outflows of Inflows of of Resources Resourcesj Resources of Resources Resources Resources Differences between expected and actual b experience $ 89,513 $ - $ 5,418 $ - $ 3,004 $ - Net difference between projected and actual u earnings on plan investments S 15,685 - 29,395 - 16,298 - Changes in actuarial assumptions ------Changes in proportion and - differences between contributions and t proportionate sharef of contributions - - 31,903 - - (33,260) Employer contributions to the plan subsequenta to the measurement date of the net pensionr liability - - 231,749 - 84,859 - D Total $ 105,198 $ - $ 298,465 $ - $ 104,161 $ (33,260) The annual differences between the projected and actual earnings on investments are amortized over a five year closed period beginning the year in which the difference occurs.

41 6. PENSION PLANS (Continued)

Pension Expense, Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions (Continued)

The annual differences between the projected and actual earnings on investments are amortized over a five year closed period beginning the year in which the difference occurs.

Amounts reported as net deferred outflows (inflows) of resources related to pensions will be recognized in future pension expense as follows:

Lift Line and Regional Year Ending March RTS Non-Union Lift Line Union Entities Non- RGRTA - 31 RTS Union Plan Plan Plan Union Plan NYSLERS GTC - NYSLERS Total e 2018 $ 764,745 $ 145,611 $ 18,924 $ 6,731 $ 16,679 $ 66,205 $ 1,018,895 2019 764,745 145,611 18,924 6,731 16,679 66,205 1,018,895g 2020 764,744 145,609 18,925 6,729 16,679 69,868 1,022,554 2021 (254,696) (112,807) (43,726) (24,592) - - n (435,821) 2022 (751,552) - (23,256) (14,861) - - (789,669) Thereafter (751,556) - (228,008) (59,564) - - a (1,039,128) $ 536,430 $ 324,024 $ (238,217) $ (78,826) $ 50,037 $ 202,278 $ 795,726

Summary of Net Pension Liabilities, Deferred Outflows and Deferred Inflows h

The components of the net pension liabilities, deferred outflows of resources and deferred inflows of resources areC as follows as of March 31,: March 31, 2017 March 31, 2016 Deferred Net Pension Deferred Outflows Inflows of Net Pension Deferred Outflows Deferred Inflows of Plan Liability (Asset) of Resources Resources oLiability of Resources Resources RTS Union $ 3,736,389 $ 6,754,552 $ 6,218,122 $ 7,897,251 $ 8,698,051 $ - RTS Non-Union 3,164,151 925,334 601,310 t 3,875,413 1,233,779 200,117 Lift Line Union (525,906) 448,651 686,868 296,363 548,542 - Lift Line and Regional Entities Non- t Union Plan 437,161 168,567 247,393 621,306 105,198 - RGRTA - NYSLERS 819,336 978,337 97,119 c 169,239 298,465 - GTC - NYSLERS 429,802 444,728 103,285 93,837 104,161 33,260 Total $ 8,060,933 $ 9,720,169 $ j7,954,097e $ 12,953,409 $ 10,988,196 $ 233,377 ub S ft- ra D

42 7. OTHER POSTEMPLOYMENT BENEFITS

Plan Description The Authority provides certain postemployment insurance benefits to retired RTS union employees and non-union employees of RTS and RGRTA. These benefits are provided based upon collective bargaining agreements as well as established practices which together constitute a substantive plan (the Plan). The Authority combines the two plans and administers as a single employer defined benefit other postemployment benefit (OPEB) Plan.

Employees are eligible to participate if they meet the criteria for normal retirement (age 65 and minimum 10 years of service for union, and age 62 and minimum 10 years of service for non- union), disability retirement (15 years of service for union and non-union) or early retirement e (age 55 and minimum 25 years of service for union, age 55 and minimum 15 years of service for non-union). The plan has 538 active participants as of March 31, 2017. The Plan does notg issue a stand-alone financial report since there are no assets legally segregated for the sole purpose of paying benefits under the Plan. n Funding Policy a Currently, the Plan is funded by the Authority on a pay-as-you-go basis. As of the date of these financial statements, New York State has not yet adopted legislationh that would enable government entities to establish a GASB qualifying trust for the purpose of funding OPEB benefits. Pending such legislation, the Authority established an OPEBC reserve fund in 2007. Annual OPEB Cost and Net OPEB Obligation In fiscal 2017, the Authority retained an independent actuarial firm to perform a calculation of the expected value of the Plan’s OPEB obligation. Thiso valuation report provides the Authority’s obligations for fiscal 2015 in accordance with GASB Statement No. 45, “Accounting and Financial Reporting by Employers for Postemploymtent Benefits Other Than Pensions.” The valuation was performed using census data and plan provisions as of April 1, 2016. The valuation was performed as of April 1, 2016. Wthile there is not a requirement to fund the obligation, the Board of Commissioners has designated funds to provide funding for a dedicated OPEB trust account when permittedc to do so by state legislation. The Authority’s annual OPEB expense is ecalculated based on the annual required contribution of the employer (ARC), an amount jactuarially determined in accordance with generally accepted accounting principles. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to bcover normal cost each year plus the amortization of the unfunded actuarial accrued liability (UAAL) over a 30 year period. The following tables set forth the components of theu RGRTA and RTS’ OPEB expense for 2017 and 2016, the amount actually contributed toS the Plan, and the changes in the net OPEB obligation: ft- ra D

43 7. OTHER POSTEMPLOYMENT BENEFITS (Continued)

Annual OPEB Cost and Net OPEB (Continued) RGRTA RTS Total

Annual required contribution before interest $ 112,326 $ 8,875,767 $ 8,988,093 Interest on net OPEB obligation 27,117 1,566,184 1,593,301 Amortization of UAAL (41,407) (2,391,523) (2,432,930)

Annual OPEB cost 98,036 8,050,428 8,148,464 Contributions made (11,674) (2,740,950) (2,752,624) e Increase in Net OPEB Obligation 86,362 5,309,478 5,395,840g Net OPEB Obligation - April 1, 2016 774,779 44,748,109 45,522,888n Net OPEB Obligation - March 31, 2017 $ 861,141 $ 50,057,587 a$ 50,918,728 RGRTA RTS h Total Annual required contribution before interest $ 193,000 $ 8,302,000 $ 8,495,000 Interest on net OPEB obligation 18,000 1,167,000C 1,185,000 Amortization of UAAL (30,000) (1,888,000) (1,918,000) Annual OPEB cost 181,000o 7,581,000 7,762,000 Contributions made (55,000t) (1,883,000) (1,938,000) Increase in Net OPEB Obligation 126,000 5,698,000 5,824,000 Net OPEB Obligation - April 1, 2015 t648,779 39,050,109 39,698,888 Net OPEB Obligation - March 31, 2016 $c 774,779 $ 44,748,109 $ 45,522,888 Percentage of Annual OPEB Cost je b Schedule of OPEB Cost Contributed Actuarial % of Net Valuation Annualu OPEB Cost Contribution % of ARC OPEB Date OPEB Cost Contributed (ARC) Contributed Obligation 4/1/09 $ 5,190,7S 00 55.5% 5,491,800 52.4% $22,352,659 4/1/11 5,190,000 53.3 5,491,800 50.3 24,778,888 4/1/12 6,244,000 27.2 6,725,000 25.2 29,326,888 4/1/13 - 6,244,000 27.2 6,725,000 25.2 33,874,888 4/1/14 t 7,762,000 25.0 8,495,000 22.8 39,698,888 4/1/15f 7,762,000 25.0 8,495,000 22.8 45,522,888 ra4/1/16 8,148,464 25.0 8,988,093 30.6 50,918,728 D

44 7. OTHER POSTEMPLOYMENT BENEFITS (Continued)

Funded Status and Funding Progress The projection of future benefits for an ongoing plan involves estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the Plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future.

Actuarial Methods and Assumptions Projections of benefits for financial reporting purposes are based on the substantive plan as e understood by the employer and plan members and include the types of benefits provided at the time of the valuation and the historical pattern of sharing of benefit costs between theg employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce the effects of short-term volatility in actuarialn accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. a In the April 1, 2016 actuarial valuation the following methods and assumptionsh were used: Actuarial Cost Method Projected Unit CreditC Rate of Inflation 2.9% per annum, compounded annually Discount Rate* 3.5% o Medical Care Cost Trend Rate 6.5% pret-Medicare and post-Medicare in 201 6, decreasing gradually until the ulttimate post-Medicare rate of 4.70% in 2083. Unfunded Actuarial Accrued Liability: c Amortization Period j30eyears Amortization Method b Level Dollar Amortization Basis u Closed * As the plan is unfunded, the assumed discount rate considers that the Authority’s investment assets are short term Sin nature, such as money market funds. 8. SELF-INSURAt-NCE The Authorityf is self-insured up to $1,500,000 per incident for automobile liability, and is self- insured for workers’ compensation, environmental claims, and certain forms of property damage. In addition, the Authority maintains excess automobile liability insurance coverage of $15,000,000a with outside insurance carriers. The Authority has set aside assets for claim rsettlement and servicing. All component units of the Authority are covered by these assets. D

45 8. SELF-INSURANCE (Continued)

Claims liabilities are recorded when it is probable that a loss has occurred and the amount of that loss can be reasonably estimated. Liabilities include an amount for claims that have been incurred but not reported. Because actual claims liabilities depend on such complex factors as inflation, changes in legal doctrines and damage awards, the process used in computing claims liabilities does not necessarily result in an exact amount. Claims liabilities are re- evaluated periodically to take into consideration recently settled claims, the frequency of claims, and other economic and social factors. Annually, the Authority engages an actuary to perform a study to estimate the potential exposure related to incurred but not reported claims for workers’ compensation. e The information below summarizes the workers’ compensation activity for the years ended March 31, 2017 and 2016: g Current Year n Claims and Balance - Changes Claims Balancea - April 1, 2016 in Estimates Payments hMarch 31, 2017 Authority $ - $ 3,029 $ - $ 3,029 RTS 2,844,971 2,070,914 (526,944) 4,388,941 Access 274,157 314,312 (78,723C) 509,746 Genesee 164,202 33,450 ( 31,832) 165,820 Livingston 14,620 14,188 (5,181) 23,627 Ontario 41,766 24,847 o(29,927) 36,686 Orleans 2,924 2,003 (600) 4,327 Seneca - 600 t (600) - Wayne 35,933 (21,468) (3,215) 11,250 Wyoming 21,498 29,971t (1,337) 50,132 GTCS - c14,651 1,791 16,443 Total $ 3,400,071 $e2,486,497 $ (676,568) $ 5,210,000 j Current Year Claims and Balanceb - Changes Claims Balance - Aprilu 1, 2015 in Estimates Payments March 31, 2016 Authority $ 126 $ (126) $ - $ - RTS S2,333,846 1,013,725 (502,600) 2,844,971 Access 114,129 234,290 (74,262) 274,157 Genesee 175,099 6,514 (17,411) 164,202 Livingston - 8,422 12,128 (5,930) 14,620 Ontario t 125 58,236 (16,595) 41,766 Orleansf 1,505 2,777 (1,358) 2,924 Seneca - 926 (926) - Wayne 4,636 51,217 (19,920) 35,933 Wyaoming 61,860 (34,256) (6,106) 21,498 rGTCS 252 902 (1,154) - D Total $ 2,700,000 $ 1,346,333 $ (646,262) $ 3,400,071

46 8. SELF-INSURANCE (Continued)

The information below summarizes the reserve for litigated and unlitigated claims activity for the years ended March 31, 2017 and 2016:

Current Year Claims and Claims Balance - Changes (Payments)/ Balance - April 1, 2016 in Estimates Recoupments March 31, 2017

RTS $ 6,076,879 $ (576,194) $ (3,547,050) $ 1,953,635 Access 1,022,980 (121,474) (337,208) 564,298 e Genesee 4,172 29,677 10,915 44,764 Livingston - 800 - 800 g Ontario 3,500 348,290 46,126 397,916 Seneca - 829 (829) n- Wayne 22,054 185 (13,360) 8,879 Wyoming 700 (304) (396) a - Total $ 7,130,285 $ (318,191) $ (3,841,802) h$ 2,970,292 Current Year C Claims and Claims Balance - Changes (Payments)/ Balance - April 1, 2015 in Estimates Recoupmentso March 31, 2016 RTS $ 2,784,422 $ 3,925,942 t$ (633,485) $ 6,076,879 Access 725,034 548,500 (250,554) 1,022,980 Genesee 48,603 (3,990)t (40,441) 4,172 Ontario 2,900 15,103 (14,503) 3,500 Wayne 20,692 c 764 598 22,054 Wyoming 4,500 (3,800) - 700 GTCS 5,000 je (5,000) - - Total $ 3,591,151b $ 4,477,519 $ (938,385) $ 7,130,285 Changes in the investments designated for self-insurance during the years ended March 31, 2017 and 2016 are as follows:u S 2017 2016 Balance - beginning of year $ 3,736,149 $ 3,710,646 Uses of self-insurance- investments - - Earningsf ont self-insurance investments, net 29,450 25,503 Balance - end of year $ 3,765,599 $ 3,736,149

Thea amount of assets segregated for self-insurance has been estimated by the Authority rbased upon past experience and consideration of current outstanding issues and is not the D result of an actuarially-determined methodology.

47 10. CAPITAL RESERVE FUND

In fiscal 1999, the Board of Commissioners authorized the establishment of a capital reserve fund to accumulate resources for future capital purchases. The capital reserve was funded initially from unrestricted net assets. During fiscal 2000 and 2007, $1,200,000 and $1,000,000, respectively, was added to the capital reserve fund from additional Statewide Mass Transit Operating Assistance (STOA) funding. Otherwise, the capital reserve fund has been funded with amounts budgeted for local depreciation, to the extent practicable.

Changes in the investments designated for capital reserve during the years ended March 31, 2017 and 2016 are as follows: e 2017 2016 g Balance - beginning of year $ - $ - Additional funding from unrestricted net position - n- Temporary funding from working capital 2,799,413 1,611,811 Investment earnings - a - Local share of capital purchases (2,799,413) h (1,611,811) Balance - end of year $ C- $ - 11. COMMITMENTS Fuel Swap o In October and December 2014, and January and August 2016, respectively, the Authority entered into contracts with Cargill to reduce the risk of pricet volatility for diesel fuel supply for the periods April 1, 2015 through March 31, 2016, April 1, 2016 through March 31, 2017, and April 1, 2017 through March 31, 2018. The Authorityt has treated each of these contracts as a normal purchase contract and accordingly, has determined that they are not subject to the requirements of GASB Statement No. 53,c Accounting and Reporting for Derivative Instruments. e The swap contracts for year ended Marchj 31, 2017 and 2016 covered approximately 66% and 63%, respectively, of total fuel establishing a cap on fuel cost per gallon for that portion of fuel needs. The balance of RTS’ fuelb supply needs were purchased via the spot market to take advantage of market pricesu that fall below the fixed price swap amount per gallon. S ft- ra D

48 11. COMMITMENTS (Continued)

Terms The terms of the RTS fuel swap contracts were as follows:

Counter- Party Notional Credit Effective Maturity Amount Rating * Date Date Terms

Pay $2.5425 per gallon of e diesel fuel, receive floating price NY Harbor Ultra Lowg 124,000 Gallons of Sulfur Diesel Fuel price Diesel Fuel per month A 4/1/2015 3/31/2016 back. n Pay $2.3450 pera gallon of diesel fuel, receive floating price NY hHarbor Ultra Low 31,000 Gallons of Sulfur Diesel Fuel price Diesel Fuel per month A 4/1/2016 3/31/2017 back.C Pay $1.3625 per gallon of diesel fuel, receive floating o price NY Harbor Ultra Low 85,000 Gallons of Sulfur Diesel Fuel price Diesel Fuel per month A 4/1/2016 3/31/2017 t back. t Pay $1.4915 per gallon of diesel fuel, receive floating c price NY Harbor Ultra Low 114,500 Gallons of Sulfur Diesel Fuel price Diesel Fuel per Month A j4/1/2017e 3/31/2018 back. * As noted by Standard and Poors.b During 2017 and 2016, RTS made $206,237 and $1,602,930, respectively, in net cash payments to Cargill. u Credit Risk S RTS is exposed to credit risk related to the fuel swap when it is in an asset position. In such instances, the total amount of the fuel swap contract represents the maximum loss that would have been recognized- at the reporting date if Cargill failed to perform. RTS has entered into a collateral supportt agreement with Cargill to mitigate the risk of non-performance during the period thef fuel swap is in effect. The collateral agreement requires that if the performance exposure and, the position market valuea of the fuel swap, were to exceed $7,500,000, then either party may demand the other rparty transfer collateral at least equal to the excess exposure. The collateral shall be in the form of U.S. dollars and held in a bank account in the United States. D The fuel swap could terminate at any time if certain events occur that result in one party not performing in accordance with the agreement. The fuel swap may terminate due to illegality, a credit event upon merger, or an event of default and illegality. If the fuel swap is in a liability position at the time of termination, RTS would be liable for a payment equal to the liability. 49 12. CONTINGENCIES

The Authority and certain of the Organizations are defendants in various personal injury, property damage liability and labor dispute lawsuits. It is not possible at this time to predict the outcome of the legal actions currently in process or pending against the Authority and the Organizations. In the opinion of management, however, the disposition of the lawsuits will not have a material adverse effect on the financial position of the Authority and the Organizations.

13. SOIL REMEDIATION LIABILITY

Pollution remediation obligations, which are estimates and subject to changes resulting from e price increases or reductions, technology, or changes in applicable laws or regulations, occur when any one of the following obligating events takes place: g  An imminent threat to public health due to pollution exists, n  The Authority is in violation of a pollution prevention-related permit or license,  The Authority is named by a regulator as a responsible or potentially responsiblea party to participate in remediation,  The Authority is named or there is evidence to indicate that it will be namedh in a lawsuit that compels participation in remediation activities, or  The Authority voluntarily commends or legally obligates itself to commence remediation efforts. C In 2009, RTS identified and estimated costs related to a remediation obligation and accordingly, recorded a non-operating expense and ocorresponding liability for soil contamination remediation obligations. The soil remediation liability consists of future and present activities associated with the de-contaminationt of the soil at the RTS operations headquarters. This liability could change over time due to changes in costs of goods and services, changes in remediation technology, or changest in laws and regulations governing the remediation efforts. c The Authority had the following activity related to soil remediation for the years ended March 31: je b 2017 2016 Soil remediation liability - beginning of year $ 1,437,236 $ 1,457,307 Expected additional future outlays,u increasing liability Estimates - - Payments for soil remediation S and changes in estimate (187,925) (20,071) Soil remediation- liability - end of year 1,249,311 1,437,236 Less: Currentft portion (184,231) (765,981) Long-term soil remediation liability $ 1,065,080 $ 671,255

RTSa has estimated it will expend $184,230 during the year ending March 31, 2018 and has rrecorded this amount as a current liability. D

50 14. CONDENSED FINANCIAL INFORMATION

The financial statements of the Authority include the accounts of RGRTA, and its ten (10) blended component units for which the Authority is financially accountable, as more completely described in Note 1, “Basis of Presentation”. Condensed financial information for each of these entities as of March 31, 2017 is as follows:

Condensed statement of net position (in millions) As of March 31, 2017

RGRTA RTS Access Assets: e Current $ 45.3 $ 3.9 $ 0.1 Capital - 139.0 3.5g Other 64.4 - 0.7 Total assets 109.7 142.9 n 4.3 Liabilities: a Current 1.9 14.1 1.8 Long-term 1.7 58.0 h 0.9 Total liabilities 3.6 72.1 2.7 Net Position: C Invested in capital assets - 139.0 3.5 Unrestricted 107.0 (67.7) (1.9) Total net position $ 107.0 t$ o 71.3 $ 1.6 Genesee Livingston Ontario Assets: t Current $ 0.1 $ 0.1 $ 0.1 Capital c 0.1 2.4 0.8 Other - - - Total assets j e 0.2 2.5 0.9 Liabilities: Current b 0.4 0.2 0.7 Long-term - - - Total liabilities u 0.4 0.2 0.7 Net Position: S Invested in capital assets 0.1 2.4 0.8 Unrestricted (0.3) (0.1) (0.6) Total netf positiont- $ (0.2) $ 2.3 $ 0.2 ra D

51 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of net position (in millions) As of March 31, 2017

Orleans Seneca Wayne Assets: Current $ - $ - $ 0.4 Capital 0.7 0.6 1.1 Other - - - Total assets 0.7 0.6 1.5 e Liabilities: Current 0.1 0.1 0.4 g Long-term - - - Total liabilities 0.1 0.1 0.4n Net Position: a Invested in capital assets 0.7 0.6 1.1 Unrestricted (0.1) (0.1) h 0.0 Total net position $ 0.6 $ 0.5C$ 1.1 Wyoming GTCS Assets: Current $ - $ o 1.3 Capital 0.9 - Other - t 0.4 Total assets 0.9t 1.7 Liabilities: Current c0.2 1.3 Long-term - 0.4 Total liabilities je 0.2 1.7 Net Position: Invested in capital assets b 0.9 - Unrestricted (0.2) (0.0) Total net position u $ 0.7 $ (0.0) S ft- ra D

52 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of revenues, expenses and changes in net position (in millions) For the year ended March 31, 2017

RGRTA RTS Access Operating revenues $ 1.5 $ 26.3 $ 0.4 Operating expenses 3.2 79.6 7.4 Depreciation - 15.0 0.9 Operating income (loss) (1.7) (68.3) (7.9) e Non-operating revenues (expenses) 13.0 35.3 7.0g Capital contributions - 15.6 n0.5 Change in net position 11.3 (17.4) a (0.4) Beginning net position 95.7 88.7 h 2.0 Ending net position $ 107.0 $ C71.3 $ 1.6 Genesee Livingston Ontario Operating revenues $ 0.4 $ 0.8 $ 0.4 Operating expenses 1.0 o 1.5 3.3 Depreciation 0.1 t 0.5 0.3 Operating income (loss) (0.7t) (1.2) (3.2) Nonoperating revenues (expenses) c0.6 0.6 2.5 Capital contributions je - 0.7 0.3 Change in net position b (0.1) 0.1 (0.4) Beginning net position (0.1) 2.2 0.6 Ending net position u $ (0.2) $ 2.3 $ 0.2 S ft- ra D

53 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of revenues, expenses and changes in net position (in millions) For the year ended March 31, 2017

Orleans Seneca Wayne Operating revenues $ 0.1 $ 0.1 $ 1.9 Operating expenses 0.7 0.8 2.1 Depreciation 0.1 0.1 0.5 Operating income (loss) (0.7) (0.8) (0.7) e Nonoperating revenues (expenses) 0.6 0.6 0.3g Capital contributions 0.4 0.2 n 0.6 Change in net position 0.3 0.0 a 0.2 Beginning net position 0.3 0.5 0.9 Ending net position $ 0.6 $ 0.5 h$ 1.1 Wyoming GTCSC Operating revenues $ 0.1 $ - Operating expenses 1.0 1.7 Depreciation 0.2 o - Operating income (loss) (1.1) t (1.7) Nonoperating revenues t0.8 1.6 (expenses) Capital contributions c 0.5 - Change in net position je 0.2 (0.1) Beginning net position 0.5 0.1 Ending net position ub$ 0.7 $ (0.0) S ft- ra D

54 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of cash flows (in millions) For the year ended March 31, 2017

RGRTA RTS Access Cash provided by (used for): Operating activities $ (2.8) $ (43.5) $ (5.7) Noncapital financing activities 12.9 47.4 7.1 Capital and related financing activities 1.7 (3.9) (1.4) Investing activities 0.9 - - e Net change 12.7 - -g Beginning cash and equivalents 15.9 0.1 n- Ending cash and equivalents $ 28.6 $ 0.1 $ a - Genesee Livingston Ontario Cash provided by (used for): h Operating activities $ (0.6) $ (0.6) $ (2.6) Noncapital financing activities 0.6 0.6 2.6 Capital and related financing C activities - (0.1) - Investing activities - - - Net change - o (0.1) - Beginning cash and equivalents - t 0.1 - Ending cash and equivalents $ t- $ - $ - Orleansc Seneca Wayne Cash provided by (used for): Operating activities $ e (0.3) $ (0.1) $ (0.2) Noncapital financing activities j 0.6 0.7 0.3 Capital and related financing activities b (0.3) (0.6) (0.1) Investing activities - - - Net change u - - - Beginning cash and equivalentsS - - - Endingf casht -and equivalents $ - $ - $ - ra D

55 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of cash flows (in millions) For the year ended March 31, 2017

Wyoming GTCS Cash provided by (used for): Operating activities $ (0.9) $ (1.7) Noncapital financing activities 0.9 1.7 Capital and related financing activities - - Investing activities - - e Net change - - g Beginning cash and equivalents - - n Ending cash and equivalents $ - $ - a Condensed financial information for each of these entities as of March 31, 2016his as follows: Condensed statement of net position (in millions) As of March 31, 2016 C RGRTA RTS Access Assets: Current $ 38.1 $ o 16.0 $ 0.3 Capital - 138.6 3.9 Other 62.5 t 10.4 0.6 Total assets 100.6t 165.0 4.8 Liabilities: Current c 3.9 18.4 1.9 Long-term 0.9 57.9 0.9 Total liabilities j e 4.8 76.3 2.8 Net Position: Invested in capital assets b - 138.6 3.9 Unrestricted 95.7 (49.9) (1.9) Total net position u $ 95.7 $ 88.7 $ 2.0 S Genesee Livingston Ontario Assets: Current $ 0.1 $ 0.1 $ 0.1 Capital - 0.1 2.3 0.8 Other t - - - Total assetsf 0.2 2.4 0.9 Liabilities: Currenta 0.3 0.2 0.3 rLong-term - - - Total liabilities 0.3 0.2 0.3 D Net Position: Invested in capital assets 0.1 2.3 0.8 Unrestricted (0.2) (0.1) (0.2) Total net position $ (0.1) $ 2.2 $ 0.6 56 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of net position (in millions) As of March 31, 2016

Orleans Seneca Wayne Assets: Current $ - $ - $ 0.2 Capital 0.4 0.6 1.0 Other - - - Total assets 0.4 0.6 1.2 e Liabilities: Current 0.1 0.1 0.3 g Long-term - - - Total liabilities 0.1 0.1 0.3n Net Position: a Invested in capital assets 0.4 0.6 1.0 Unrestricted (0.1) (0.1) h (0.1) Total net position $ 0.3 $ 0.5C$ 0.9 Wyoming GTCS Assets: Current $ - $ o 1.3 Capital 0.6 - Other - t 0.1 Total assets 0.6t 1.4 Liabilities: Current c0.2 1.2 Long-term - 0.1 Total liabilities je 0.2 1.3 Net Position: Invested in capital assets b 0.6 - Unrestricted (0.1) 0.1 Total net position u $ 0.5 $ 0.1 S ft- ra D

57 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of revenues, expenses and changes in net position (in millions) For the year ended March 31, 2016

RGRTA RTS Access Operating revenues $ 1.5 $ 27.4 $ 0.4 Operating expenses 3.4 79.5 7.9 Depreciation - 15.3 0.7 Operating income (loss) (1.9) (67.4) (8.2) e Non-operating revenues (expenses) 7.4 (6.3) 4.1g Capital contributions - 44.3 n1.5 Operating assistance 0.2 11.3 a 2.0 Change in net position 5.7 (18.1) h (0.6) Beginning net position 89.9 107.0 2.7 Restatement of beginning net position 0.1 C(0.2) (0.1) Ending net position $ 95.7 $ o 88.7 $ 2.0 Genesee Livingston Ontario Operating revenues $ 0.3 t$ 0.8 $ 0.6 Operating expenses 0.9 1.6 3.3 Depreciation 0.1t 0.4 0.2 Operating income (loss) c(0.7) (1.2) (2.9) Nonoperating revenues e (expenses) j 0.5 0.6 (0.0) Capital contributions b - - 0.5 Operating assistance u 0.2 0.2 2.6 Change in net positionS (0.0) (0.4) 0.2 Beginning net position (0.1) 2.6 0.4 Endingf nett position- $ (0.1) $ 2.2 $ 0.6 ra D

58 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of revenues, expenses and changes in net position (in millions) For the year ended March 31, 2016

Orleans Seneca Wayne Operating revenues $ 0.1 $ 0.2 $ 2.0 Operating expenses 0.7 0.9 2.2 Depreciation - - 0.4 Operating income (loss) (0.6) (0.7) (0.6) e Nonoperating revenues (expenses) 0.4 0.5 (0.3)g Capital contributions 0.3 0.6 - Operating assistance 0.1 0.1 n0.3 Change in net position 0.2 0.5 a (0.6) Beginning net position 0.1 0.0 h 1.5 Ending net position $ 0.3 $ C0.5 $ 0.9 Wyoming GTCS Operating revenues $ 0.1 $ - Operating expenses 1.0 o 1.8 Depreciation 0.2 t - Operating income (loss) (1.1t) (1.8) Nonoperating revenues 0.9 - (expenses) c Capital contributions 0.3 - Operating assistance je 0.1 1.8 Change in net position b 0.2 - Beginning net position 0.3 0.1 Ending net position u $ 0.5 $ 0.1 S ft- ra D

59 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of cash flows (in millions) For the year ended March 31, 2016

RGRTA RTS Access Cash provided by (used for): Operating activities $ (6.5) $ (38.9) $ (7.9) Noncapital financing activities 6.5 37.8 6.7 Capital and related financing activities (1.1) 3.6 1.2 Investing activities 4.6 (2.4) - e Net change 3.5 0.1 -g Beginning cash and equivalents 12.4 - n- Ending cash and equivalents $ 15.9 $ 0.1 $ a - Genesee Livingston Ontario Cash provided by (used for): h Operating activities $ (0.7) $ (0.7) $ (2.6) Noncapital financing activities 0.7 0.8 2.6 Capital and related financing C activities - - - Investing activities - - - Net change - o 0.1 - Beginning cash and equivalents - t - - Ending cash and equivalents $ t- $ 0.1 $ - Orleansc Seneca Wayne Cash provided by (used for): Operating activities $ e (0.8) $ (1.1) $ (0.1) Noncapital financing activities j 0.6 0.6 0.1 Capital and related financing activities b 0.2 0.5 - Investing activities - - - Net change u - - - Beginning cash and equivalentsS - - - Endingf casht -and equivalents $ - $ - $ - ra D

60 14. CONDENSED FINANCIAL INFORMATION (Continued)

Condensed statement of cash flows (in millions) For the year ended March 31, 2016

Wyoming GTCS Cash provided by (used for): Operating activities $ (1.1) $ (1.7) Noncapital financing activities 0.9 1.7 Capital and related financing activities 0.2 - Investing activities - - e Net change - - g Beginning cash and equivalents - - n Ending cash and equivalents $ - $ - a Ch o t t jec ub S ft- ra D

61 INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS

June 22, 2017

To the Commissioners of the Rochester-Genesee Regional Transportation Authority:

We have audited, in accordance with the auditing standards generally accepted e in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller Generalg of the United States, the financial statements of Rochester-Genesee Regional Transportation Authority (the Authority), as of and for the year ended Marchn 31, 2017, and the related notes to the financial statements, which collectively comprise the Authority’s basic financial statements, and have issueda our report thereon dated June 22, 2017. h Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the Authority’s internal control over financial reportingC (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectivenesso of the Authority’s internal control. Accordingly, we do not express an opinion on the effectiveness of the Authority’s internal control. t A deficiency in internal control existst when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent,c or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control,e such that there is a reasonable possibility that a material misstatement of jthe entity’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination ofb deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. u Our considerationS of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or, significant deficiencies. Given- these limitations, during our audit we did not identify any deficiencies in tinternal control that we consider to be material weaknesses. However, material f weaknesses may exist that have not been identified. ra D

(Continued) 62 INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS (Continued)

Compliance and Other Matters As part of obtaining reasonable assurance about whether the Authority’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an e opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance org other matters that are required to be reported under Government Auditing Standards. n Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internala control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an haudit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose.C o t t jec ub S ft- ra D

63 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF FUNDING PROGRESS FOR OTHER POSTEMPLOYMENT BENEFITS FOR THE YEAR ENDED MARCH 31, 2017

Actuarial Actuarial Actuarial Valuation Valuation of Accrued Liability Unfunded AAL Funded UAAL as a % of Date Plan Assets (AAL) (UAAL) Ratio Covered Payroll Covered Payroll

4/1/10 - $ 66,844,000 $ 66,844,000 0.0% $ 27,219,356 245.6% e 4/1/12 - $ 59,578,000 $ 59,578,000 0.0% $ 30,315,164 196.5% 4/1/14 - $ 71,365,000 $ 71,365,000 0.0% $ 30,012,693 237.8%g 4/1/16 - $ 85,234,747 $ 85,234,747 0.0% $ 32,515,060 an262.1% Ch o t t jec ub S ft- ra D

64 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF PROPORTIONATE SHARE OF NET PENSION LIABILITY

Last 10 Fiscal Years (Dollar amounts displayed in thousands) 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008

NYSLERS - RGRTA: Proportion of the net pension liability 0.0051048% 0.0050097% Proportionate share of the net pension liability 819 169 Covered-employee payroll 1,583 1,502 Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year Proportionate share of the net pension liability going forward as they become available. 51.7% 11.3% liability as a percentage of its covered payroll Plan fiduciary net position as a percentage of 90.7% 97.9% total pension liability e NYSLERS - GTC: Proportion of the net pension liability 0.0026778% 0.0027777% Proportionate share of the net pension liability 430 94 g Covered-employee payroll 417 460 Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year Proportionate share of the net pension liability going forward as they become available. n 103.1% 20.4% liability as a percentage of its covered payroll Plan fiduciary net position as a percentage of 90.7 97.9% total pension liability a Ch o t t jec ub S ft- ra D

65 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CONTRIBUTIONS FOR ALL PENSION PLANS FOR THE YEAR ENDED MARCH 31,

Last 10 Fiscal Years (Dollar amounts displayed in thousands) 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008

RTS Union: Actuarially Determined Contribution $ 467 $ 399 Actual Employer Contribution 467 557 Contribution Deficiency (Excess) $ - $ (158) Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year going forward as they become available. Covered Payroll $ 26,871 $ 22,786 Contributions as a % of Covered Payroll 1.7% 2.4%

RTS Non-Union: Actuarially Determined Contribution $ 830 $ 508 1,338 - e Actual Employer Contribution Contribution Deficiency (Excess) $ (508) $ 508 Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year going forward as they become available. g Covered Payroll $ 6,100 $ 6,159 Contributions as a % of Covered Payroll 0.0% 0.0% n Lift Line Union: Actuarially Determined Contribution $ 58 $ - Actual Employer Contribution 82 72 a Contribution Deficiency (Excess) $ (24) $ (72) Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year going forward as they become available. Covered Payroll $ 2,295 $ 2,296 Contributions as a % of Covered Payroll 3.6% 3.1% h

Lift Line and Regional Entities Non-Union: Actuarially Determined Contribution $ 141 $ 128 Actual Employer Contribution 141 128 C Contribution Deficiency (Excess) $ - $ - Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year going forward as they become available. Covered Payroll $ 2,218 $ 2,080 Contributions as a % of Covered Payroll 6.4% 6.2% o NYSLERS - RGRTA: t Actuarially Determined Contribution $ 236 $ 232 Actual Employer Contribution 236 232 Contribution Deficiency (Excess) $ - $ - Information for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year going forward as they becomet available. Covered Payroll $ 1,583 $ 1,502 Contributions as a % of Covered Payroll 14.9% 15.4% c NYSLERS - GTC: Actuarially Determined Contribution $ 73 $ 85 e Actual Employer Contribution 73 85 Contribution Deficiency (Excess) $ - $ - Informationj for the periods prior to implementation of GASB 68 is unavailable and will be completed for each year going forward as they become available. Covered Payroll $ 417 $ 460 Contributions as a % of Covered Payroll 17.5%u 18.5%b S ft- ra D

66 Combining Financial Information This page intentionally left blank ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

COMBINING SCHEDULE OF NET POSITION MARCH 31, 2017

RGRTA RTS Access Genesee Livingston Ontario Orleans Seneca Wayne Wyoming GTCS Eliminations Total

ASSETS AND DEFERRED OUTFLOWS OF RESOURCES

CURRENT ASSETS: e Cash and equivalents $ 28,569,186 $ 123,311 $ 2,390 $ 4,037 $ 8,070 $ 19,644 $ 1,838 $ 1,768 $ 22,221 $ 3,478 $ 40,502 $ - $ 28,796,445 Current portion of investments 12,086,455 ------12,086,455 Receivables: - Trade, net 1,102,279 2,000,977 12,480 50,318 101,321 28,805 2,866 4,480 323,302 11,583g 738,719 - 4,377,130 Mortgage tax 826,315 ------826,315 Capital grants 1,118,722 ------1,118,722 Operating assistance 1,583,656 ------1,583,656 Interest 40,226 ------40,226 Materials and supplies inventory, net - 365,129 98,904 - - 82,319 - - - n - - - 546,352 Prepaid expenses and other current assets - 562,566 46,191 887 2,815 13,998 517 591 4,787 1,108 - - 633,460 Inter-entity receivable - 865,010 ------546,889 (1,411,899) - Total current assets 45,326,839 3,916,993 159,965 55,242 112,206 144,766 5,221 6,839 350,310a 16,169 1,326,110 (1,411,899) 50,008,761 NONCURRENT ASSETS: Capital assets, net - 139,012,699 3,460,626 124,845 2,438,482 804,076 675,871 637,637 1,124,290 867,387 5,842 - 149,151,755 Investments, net of current portion 13,712,415 ------13,712,415 Net pension asset - - 88,745 ------88,745 Investments in consolidated component unit entities 50,655,574 ------h - - - (50,655,574) - Total noncurrent assets 64,367,989 139,012,699 3,549,371 124,845 2,438,482 804,076 675,871 637,637 1,124,290 867,387 5,842 (50,655,574) 162,952,915

TOTAL ASSETS 109,694,828 142,929,692 3,709,336 180,087 2,550,688 948,842 681,092 644,476 1,474,600 883,556 1,331,952 (52,067,473) 212,961,676 DEFERRED OUTFLOWS OF RESOURCES: C Deferred outflows related to pensions 978,337 7,679,886 617,218 ------444,728 - 9,720,169

TOTAL ASSETS AND DEFERRED OUTFLOWS OF RESOURCES $ 110,673,165 $ 150,609,578 $ 4,326,554 $ 180,087 $ 2,550,688 $ 948,842 $ 681,092 $ 644,476 $ 1,474,600 $ 883,556 $ 1,776,680 $ (52,067,473) $ 222,681,845

LIABILITIES, DEFERRED INFLOWS OF RESOURCES AND NET POSITION CURRENT LIABILITIES: o Accounts payable $ 1,000,062 $ 3,776,635 $ 230,340 $ 86,255 $ 52,656 $ 121,002 $ 43,082 $ 14,566 $ 79,590 $ 34,265 $ 294,092 $ - $ 5,732,545 Accrued wages, vacation, pension and payroll taxes 378,063 3,824,299 498,083 62,165 175,292 183,538 53,909 78,349 245,361 98,918 87,049 - 5,685,026 Current portion of soil remediation liability - 184,231 - - - t ------184,231 Reserve for litigated and unlitigated claims - 1,950,983 566,554 44,765 800 397,916 - - 8,878 396 - - 2,970,292 Workers' compensation reserve 3,029 4,391,791 509,746 165,820 23,627 36,686 4,327 - 11,250 50,132 13,592 - 5,210,000 Inter-entity payable 546,889 ------865,010 (1,411,899) - Total current liabilities 1,928,043 14,127,939 1,804,723 359,005 252,375 t 739,142 101,318 92,915 345,079 183,711 1,259,743 (1,411,899) 19,782,094 LONG-TERM LIABILITIES: Net pension liability 819,336 6,900,540 ------429,802 - 8,149,678 Other postemployment benefits 861,141 50,057,587 ------50,918,728 Soil remediation liability, net of current portion - 1,065,080 - - c ------1,065,080

Total long-term liabilities 1,680,477 58,023,207 ------429,802 - 60,133,486

TOTAL LIABILITIES 3,608,520 72,151,146 1,804,723 359,005 e 252,375 739,142 101,318 92,915 345,079 183,711 1,689,545 (1,411,899) 79,915,580 DEFERRED INFLOWS OF RESOURCES: j Deferred revenue - 366,275 ------7,304 - 373,579 Deferred inflows related to pensions 97,119 6,819,432 934,261 ------103,285 - 7,954,097 TOTAL DEFERRED INFLOWS OF RESOURCES 97,119 7,185,707 934,261 ------110,589 - 8,327,676 NET POSITION: b Net investment in capital assets - 139,012,699 3,460,626 124,845 2,438,482 804,076 675,871 637,637 1,124,290 867,387 5,842 - 149,151,755 Unrestricted 106,967,526 (67,739,974) (1,873,056) (303,763) (140,169) (594,376) (96,097) (86,076) 5,231 (167,542) (29,296) (50,655,574) (14,713,166) Total net position 106,967,526 71,272,725 1,587,570u (178,918) 2,298,313 209,700 579,774 551,561 1,129,521 699,845 (23,454) (50,655,574) 134,438,589 TOTAL LIABILITIES AND NET POSITION $ 110,673,165 $ 150,609,578S$ 4,326,554 $ 180,087 $ 2,550,688 $ 948,842 $ 681,092 $ 644,476 $ 1,474,600 $ 883,556 $ 1,776,680 $ (52,067,473) $ 222,681,845 t- af The accompanying notes to the financial statements are an integral part of these statements. r 67 D ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

COMBINING SCHEDULE OF REVENUE, EXPENSES AND CHANGES IN NET POSITION FOR THE YEAR ENDED MARCH 31, 2017

RGRTA RTS Access Genesee Livingston Ontario Orleans Seneca Wayne Wyoming GTCS Eliminations Total

OPERATING REVENUE: e Customer fares $ - $ 10,052,437 $ 371,202 $ 35,486 $ 24,423 $ 225,625 $ 45,093 $ 61,686 $ 60,623 $ 38,262 $ - $ - $ 10,914,837 Special transit fares - 12,754,402 - 328,933 728,825 124,809 6,233 87,631 1,876,965 75,439 - - 15,983,237 Reimbursement and recovery 18,889 886,747 36,525 36 255 1,528 (113) 396 6,166 108 - - 950,537 Other 1,494,126 2,611,111 8,466 42,550 30,610 36,025 (250) 10 107 16 g 7,845 (3,591,165) 639,451 Total operating revenue 1,513,015 26,304,697 416,193 407,005 784,113 387,987 50,963 149,723 1,943,861 113,825 7,845 (3,591,165) 28,488,062

OPERATING EXPENSES AND DEPRECIATION: Operating expenses - Salaries and wages 1,612,461 36,284,076 4,274,887 442,771 720,086 1,471,949 270,168 336,445 1,167,359 n 436,305 431,988 - 47,448,495 Employee benefits 706,776 27,176,849 1,689,901 189,845 288,702 568,157 61,208 120,180 236,368 171,125 293,357 - 31,502,468 Inter-entity cost allocations 535,060 1,149,013 488,158 188,415 183,049 187,423 216,449 218,103 187,134 214,539 23,822 (3,591,165) - Materials and supplies (4,196) 8,407,248 623,978 59,913 151,555 393,509 49,703 69,994 269,888 81,913 3,019 - 10,106,524 Services 47,047 4,920,632 249,848 82,895 61,189 173,889 12,095 45,267 161,862a 60,551 886,981 - 6,702,256 Utilities - 774,746 41,065 2,467 18,128 21,723 5,978 5,002 3,917 4,838 4,408 - 882,272 Litigated and unlitigated claims 3,471 138,505 (43,897) 45,264 32,629 402,156 9,320 11,308 59,800 20,327 1,175 - 680,058 Other 333,985 793,491 41,050 17,823 18,973 100,018 27,072 15,761 14,295 49,888 34,369 - 1,446,725 Total operating expenses 3,234,604 79,644,560 7,364,990 1,029,393 1,474,311 3,318,824 651,993 822,060 h 2,100,623 1,039,486 1,679,119 (3,591,165) 98,768,798 Depreciation - Locally funded - 1,523,876 88,566 9,876 47,472 24,469 12,206 20,017 37,792 22,315 - - 1,786,589 Grant funded - 13,480,197 801,415 52,109 473,929 257,437 99,372 110,823 452,663 220,579 1,165 - 15,949,689 Total depreciation - 15,004,073 889,981 61,985 521,401 281,906 111,578 C 130,840 490,455 242,894 1,165 - 17,736,278 Total operating expenses and depreciation 3,234,604 94,648,633 8,254,971 1,091,378 1,995,712 3,600,730 763,571 952,900 2,591,078 1,282,380 1,680,284 (3,591,165) 116,505,076 LOSS FROM OPERATIONS (1,721,589) (68,343,936) (7,838,778) (684,373) (1,211,599) (3,212,743) (712,608) (803,177) (647,217) (1,168,555) (1,672,439) - (88,017,014)

NONOPERATING INCOME (EXPENSE): Federal operating assistance 155,204 5,917,174 178,190 103,500 118,000 355,000 67,000 62,000 181,447 106,000 1,585,303 - 8,828,817 State operating assistance - 38,063,708 1,911,148 57,448 38,969 194,890 o 30,173 29,407 42,237 21,302 - - 40,389,282 Local government assistance - 3,524,414 - 53,169 35,186 183,356 30,103 25,021 38,313 19,938 - - 3,909,500 Investment income, net 118,988 - - - - - 4 - - - - - 118,992 Mortgage recording tax 9,757,856 - - - - -t ------9,757,856 Subrecipient grant revenue ------Subrecipient grant expense ------Change in soil remediation liability - 140,278 ------140,278 Gain (loss) on disposal of capital assets, net - (63,474) 1,442 - 1,036 50 1,139 700 (1,207) 113 - - (60,201) Authority subsidies (7,951,466) (2,005,076) 4,982,214 418,148 544,481 t 2,222,010 484,816 575,228 (70,979) 800,624 - - - Write-off of inter-entity accounts 10,891,909 (10,262,754) (61,833) (25,533) (132,252) (393,972) (28,714) (27,355) 103,127 (62,623) - - - Total nonoperating income (expense) 12,972,491 35,314,270 7,011,161 606,732 605,420c 2,561,334 584,521 665,001 292,938 885,354 1,585,303 - 63,084,524 CHANGE IN NET POSITION BEFORE CAPITAL CONTRIBUTIONS 11,250,902 (33,029,666) (827,617) (77,641) (606,179) (651,409) (128,087) (138,176) (354,279) (283,201) (87,136) - (24,932,490)

CAPITAL CONTRIBUTIONS: e Federal - 9,318,249 358,534 23,979 516,354 213,652 303,436 145,813 484,816 393,136 - - 11,757,969 State - 4,507,732 44,817 2,997j 64,545 26,707 37,930 18,227 60,602 49,142 - - 4,812,699 Authority - 1,748,313 51,598 10,004 70,261 33,714 44,937 25,234 67,384 56,149 - (2,107,595) -

Total capital contributions - 15,574,294 454,949 36,980 651,160 274,073 386,303 189,274 612,802 498,427 - (2,107,595) 16,570,668 CHANGE IN NET POSITION 11,250,902 (17,455,372) (372,668) b (40,661) 44,981 (377,336) 258,216 51,098 258,523 215,226 (87,136) (2,107,595) (8,361,822) NET POSITION - beginning of year 95,716,624 88,728,097 1,960,238 (138,257) 2,253,332 587,036 321,558 500,463 870,998 484,619 63,682 (48,547,979) 142,800,411 NET POSITION - end of year $ 106,967,526 $ 71,272,725 S$ 1,587,570u$ (178,918) $ 2,298,313 $ 209,700 $ 579,774 $ 551,561 $ 1,129,521 $ 699,845 $ (23,454) $ (50,655,574) $ 134,438,589 t- af The accompanying notes are an integral part of these statements. r 68 D myRTS.com INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE WITH LAWS AND REGULATIONS RELATED TO INVESTMENT GUIDELINES FOR PUBLIC AUTHORITIES June 22, 2017 ge To the Commissioners of Rochester-Genesee Regional Transportation Authority: n We have audited, in accordance with auditing standards generally accepted in the United States of America, the financial statements of the Rochestera-Genesee Regional Transportation Authority (the “Authority”, a New York State public benefit corporation, which is a component unit of the State ofh New York), which comprise the statement of net position as of March 31, 2017, and the related statements of revenue, expenses and change in net position and cash flows for the year ended, and have issued our report thereon datedC June 22, 2017. We conducted our audit in accordance with auditing standards generally accepted in the United States of America oand the standards applicable to financial audits contained in Governmentt Auditing Standards, issued by the Comptroller General of the United States. In connection with our audit, nothingt came to our attention that caused us to believe that the Authority failed to comply with the Authority’s own investment policies as well as applicable claws, regulations, and the State Comptroller’s Investment Guidelines. However,e our audit was not directed primarily toward obtaining knowledge of jsuch noncompliance. Accordingly, had we performed additional procedures, other matters may have come to our attention regarding the Authority’s noncompliance with the above referenced requirements, insofar as they relate to accountingb matters. This report is uintended solely for the information and use of management of the Authority, the Board of Commissioners, and the New York State Comptroller and is not intendedS to be and should not be used by anyone other than those specified parties. ft- ra D INDEPENDENT ACCOUNTANT’S REPORT ON APPLYING AGREED-UPON PROCEDURES

June 22, 2017 e To the Commissioners of Rochester-Genesee Regional Transportation Authority: g We have performed the procedures enumerated below, which were agreedn to by the Rochester-Genesee Regional Transportation Authority (the Authority), solely to assist you in evaluating the administration of the Variable PayaPlan for the period April 1, 2016 through March 31, 2017. The Authority’s management is responsible for the administration of the Variable Pay Planhand the related records. This agreed-upon procedures engagement was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants. The sufficiency of theseC procedures is solely the responsibility of those parties specified in the report. Consequently, we make no representation regarding the sufficiency of the procedures described below either for the purpose for which this report has beeno requested or for any other purpose. t Our procedures and findings are as follows:t 1. We obtained and read a copy of the Authority’s 2016-2017 Annual Variable Pay Plan Guidelines describingc the Variable Pay Plan (the Plan) and compared the features of the Plan with the prohibition against making “gifts” of public funds found in eArticle VIII, § 1 of the New York Constitution, and in compliance with opinionsj issued by the New York State Comptroller (e.g. Opinion 2000-9band Opinion 85-44). We notedu no exceptions as a result of this procedure. 2. We obtained an understanding of the internal administration of the Plan by readingS the Plan documents and discussing with the Vice President of People and Director of Analytics to ascertain whether they believe the Plan is -functioning in accordance with the Plan description. ft We noted no exceptions as a result of this procedure. ra D INDEPENDENT ACCOUNTANT’S REPORT ON APPLYING AGREED-UPON PROCEDURES (Continued)

3. We selected a haphazard sample of 20 employee variable calculations from the listing of variable payments for the Plan year ended March 31, 2017 to test whether the Plan’s guidelines had been met prior to payment under the terms of the Plan for these selections. We trace and agreed the cumulative total of each quarterly payout summary to the general ledger expense account “50102-0170” to within an immaterial amount. To test compliance with the Plan’s requirements, we requested documented support for communication to each employee selected of the requirements to receive variable payments. We also requested support and supervisor e approval that each employee selected has met requirements to receive a variable payment and compared the payment to be made to the actual payment. g We noted no exceptions as a result of this procedure. n 4. For the 20 selections from step 3, we tested supporting documentation to determinea whether the variable payment was made in a timely manner as defined in the Plan. h We noted no exceptions as a result of this procedure. 5. For the 20 selections from step 3, we tested supporting documentationC to determine whether the Authority had complied with specific relevant Federal and State requirements relating to the taxation of each individual payment. o We noted no exceptions as a result of this procedure. t 6. Of the 20 selections from step 3, we selected two employees and for each individual, we obtained the performance variable pay support file approvedt by the employee’s supervisor. We noted that each metric used to determine the performance variable scores was measurable and procedures were in place to track performancec against the goals through obtaining the descriptions of the performance variable goalse and the performance variable calculations for those selected employees. j We noted no exceptions as a resultb of this procedure. u * * * * * * * We were not engaged to, Sand did not, conduct an audit, the objective of which would be the expression of an opinion on the administration of the Variable Pay Plan of the Authority. Accordingly, we do not express such an opinion. Had we performed additional procedures, other matters might have come to ourt attention- that would have been reported to you. This report is fintended solely for the information and use of the Authority and is not intended to be and rshoulda not be used by anyone other than those specified parties. D

2 e ROCHESTER-GENESEE REGIONAL g TRANSPORTATION AUTHORITY (A Component Unit of the State of New York) n

Single Audit Reports a For the Year Ended March 31, 2017 Ch o t t jec ub S ft- ra D ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SINGLE AUDIT REPORTS FOR THE YEAR ENDED MARCH 31, 2017

TABLE OF CONTENTS Page e Independent Auditor’s Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements g Performed in Accordance with Government Auditing Standards n1 - 2 Independent Auditor’s Report on Compliance for Each Major Program and on Internal Control Over Compliance Required by the Uniform Guidance a 3 - 5 Schedule of Expenditures of Federal Awards h 6 - 7 Notes to Schedule of Expenditures of Federal Awards C 8 Schedule of Findings and Questioned Costs o 9 - 10 t t jec ub S ft- ra D INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS

June XX, 2017

To the Commissioners of the Rochester-Genesee Regional Transportation Authority: e We have audited, in accordance with auditing standards generally acceptedg in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued nby the Comptroller General of the United States, the financial statements of Rochester-Genesee Regional Transportation Authority (the Authority), as of March 31, 2017, and the related notes to the financial statements,a which collectively comprise the Authority’s basic financial statements, and have issued our report thereon dated June XX, 2017. h Internal Control Over Financial Reporting In planning and performing our audit of the Cfinancial statements, we considered the Authority’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressingo our opinion on the financial statements, but not for the purposet of expressing an opinion on the effectiveness of the Authority’s internal control. Accordingly, we do not express an opinion on the effectivenesst of the Authority’s internal control. A deficiency in internal controlc exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assignede functions, to prevent, or detect and correct, misstatements on a timelyj basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibilityb that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies,u in internal control that is less severe than a material weakness, yet importantS enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in -the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or t significant deficiencies. Given these limitations, during our audit we did not f identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been ra identified. D

(Continued) 1 INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS (Continued)

Compliance and Other Matters As part of obtaining reasonable assurance about whether the Authority’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an e opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncomplianceg or other matters that are required to be reported under Government Auditing Standards. n Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internala control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an haudit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other Cpurpose. o t t jec ub S ft- ra D

2 INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE FOR EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY UNIFORM GUIDANCE

June XX, 2017

To the Commissioners of the Rochester-Genesee Regional Transportation Authority: e Report on Compliance for Each Major Federal Program We have audited Rochester-Genesee Regional Transportation Authority’sg (the Authority’s) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a directn and material effect on each of the Authority’s major federal programs for the year ended March 31, 2017. The Authority’s major federal programs are identified in the summary of auditor’s results section of the accompanyinga schedule of findings and questioned costs. h Management’s Responsibility Management is responsible for compliance with federal statutes, regulations and the terms and conditions of its federal awardsC applicable to its federal programs. Auditor’s Responsibility o Our responsibility is to express an opiniont on compliance for each of the Authority’s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditingt standards generally accepted in the United States of America;c the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States;e and the audit requirements of Title 2 U.S. Code of Federal RegulationsjPart 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standardsb and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that couldu have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the AuthorityS’s compliance with those requirements and performing such other -procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on t compliance for each major federal program. However, our audit does not f provide a legal determination of the Authority’s compliance. a Opinion on Each Major Federal Program In our opinion, the Authority complied, in all material respects, with the types r of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended D March 31, 2017.

(Continued) 3 INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE FOR EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY UNIFORM GUIDANCE (Continued)

Report on Internal Control Over Compliance Management of the Authority is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the Authority’s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal e program and to test and report on internal control over compliance in accordance with Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal controlg over compliance. Accordingly, we do not express an opinion on the effectiveness of the Authority’s internal control over compliance. n A deficiency in internal control over compliance exists when the design or operation of aa control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a typeh of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance withC a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of complianceo requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. t Our consideration of internal control over compliance wast for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or csignificant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist thatj havee not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over complianceb and the results of that testing based on the requirements of Uniform Guidance. Accordingly,u this report is not suitable for any other purpose. S ft- ra D

(Continued) 4 INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE FOR EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY UNIFORM GUIDANCE (Continued)

Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance We have audited the financial statements of the Authority as of and for the year ended March 31, 2017, and the related notes to the financial statements, which collectively comprise the Authority’s basic financial statements. We have issued our report thereon dated June XX, 2017, which contained an unmodified opinion on those financial statements. Our audit was conducted for the purpose of forming an opinion on the financial statements that collectively comprise the basic financial statements. The accompanying schedule of expenditures of federal awards is presented e for purposes of additional analysis as required by Uniform Guidance and is not a required part of the basic financial statements. Such information is the responsibility of management and was derivedg from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures appliedn in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records useda to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in theh United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated in all material respects in relation to the basic financial statements as a whole. C o t t jec ub S ft- ra D

5 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED MARCH 31, 2017

Federal Pass-Through Federal Grantor/ CFDA Contract/Grantor Federal Program Title Number Number Expenditures

Federal Transit Administration, U.S. Department of Transportation: Federal Transit Cluster - e Federal Transit Capital Investment Grants 20.507 NY-90-X686 $ 687,172 20.507 NY-95-X034 344,152g 20.507 NY-90-X706 427,616 20.507 NY-90-X747 2,052,173 20.507 NY-95-X044 n 55,475 20.507 NY-95-X048 1,167,434 20.526 NY-2016-007 NY-34-0018 963,112 20.507 NY-2016-007 NY-90-X778 a 7,329,695 20.526 NY-34-0005 h 974,809 14,001,638

Federal Transit Formula Grants 20.500 NY-95-X039 228 20.500 NY-04-0060C 34,399 20.500 NY-04-0068 1,438,838 20.500 oNY-04-0075 11,669 t 1,485,134 Total Federal Transit Cluster 15,486,772 Transit Services Programs Cluster - t Job Access and Reverse Commute Program c20.516 C-005643 30,447 New Freedom Program je 20.521 NY-57-X001 14,361 Total Transit Services Programsub Cluster 44,808 S ft- ra (Continued) D 6 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED MARCH 31, 2017

Federal Pass-Through Federal Grantor/ CFDA Contract/Grantor Federal Program Title Number Number Expenditures

Federal Transit Administration, U.S. Department of Transportation: Metropolitan Transportation Planning 20.505 D-125016 155,204 e Capital Assistance Program for Reducing Energy g Consumption and Greenhouse Gas Emissions 20.523 NY-88-002 202,800

Total Formula Grants for Rural Areas n 358,004 Passed through New York State Department a of Transportation -

Formula Grants for Rural Areas 20.509 2016-5311 h 1,017,500 20.509 2015-5311 2,087,433 Total Formula Grants for Rural Areas C 3,104,933 Federal Highway Administration, U.S. Department of Transportation: o Highway Planning and Construction Cluster - t Highway Planning and Construction 20.205 D-125552/ t 1,585,303 D-125553 Total Federal Transit Administration, c and Federal Highway Administration, U.S. Department of Transportation je 5,048,240 Administration for Children and Families, U.S. Department of Health and Human Services:b Passed through New York State Department of Transportation - u TANF Cluster - S Temporary Assistance for Needy Families 93.558 K-007091 159,735 Department of Homelandt -Security: Rail and Transitf Security Grant Program 97.075 EMW-2015-RA-00031 6,968 ra $ 20,746,523 D

7 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED MARCH 31, 2017

1. BASIS OF PRESENTATION

The accompanying schedule of expenditures of federal awards includes the federal award activity of Rochester-Genesee Regional Transportation Authority (the Authority) and each of e its blended component units under programs of the federal government for the year ended March 31, 2017. The blended component units are as follows: g

 Regional Transit Service, Inc., d/b/a RTS (RTS) n  Lift Line, Inc., d/b/a RTS Access (Access)  Batavia Bus Service, Inc., d/b/a RTS Genesee (Genesee) a  Livingston Area Transportation Service, Inc., d/b/a RTS Livingston (Livingston)  Ontario County Area Transit System, Inc., d/b/a RTS Ontario (Ontario) h  Orleans Transit Service, Inc., d/b/a RTS Orleans (Orleans)  Seneca Transit Service, Inc., d/b/a RTS Seneca (Seneca)  Wayne Area Transportation Service, Inc., d/b/a RTS Wayne (Wayne)C  Wyoming Transit Service, Inc., d/b/a RTS Wyoming (Wyoming)  Genesee Transportation Council Staff, Inc. o The information in this schedule is presented in accordance with the requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniformt Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Because the Schedule presents only a selected portion of the operationst of the Authority, it is not intended to and does not present the financial position, changes in net position, or cash flows of the Authority. The schedule includes expendituresc of federal programs received directly from federal agencies, as well as federal assistanceje passed through other organizations. 2. BASIS OF ACCOUNTING b The accompanying schedule of expenditures of federal awards has been prepared in conformity with accounting principlesu generally accepted in the United States of America. Such expenditures are recognized following the cost principles contained in the Uniform Guidance wherein certain typesS of expenditures are not allowable or limited as to reimbursement. Negative amounts shown on the Schedule represent adjustments or credits made in the normal course of business to amounts reported as expenditures in prior years. The Authority has elected not to use- the 10 percent de minimis indirect cost rate as allowed under the Uniform Guidance.ft ra D

8 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED MARCH 31, 2017

Section I—Summary of Auditor’s Results

Financial Statements

Type of independent auditor’s report issued on whether the financial statements were prepared in accordance with GAAP: Unmodified ge Internal control over financial reporting:

Material weakness(es) identified? yes X non

Significant deficiency(ies) identified not a considered to be material weaknesses? yes h X no Noncompliance material to financial statements noted? Cyes X no Federal Awards Internal control over major programs: to Material weakness(es) identified? t yes X no Significant deficiency(ies) identified not considered to be material weaknesses? c yes X no Type of independent auditor’s report issued on ecompliance for major programs: j Unmodified Any audit findings disclosed that are brequired to be reported in accordance with Uniform Guidance? u yes X no Identification of major programs: S CFDA Number(s) - Name of Federal Program or Cluster Highway Planningt and Construction Cluster: 20.205 f Highway Planning and Construction Federal Transita Administration, U.S. Department of Transportation: 20.50r9 Formula Grants for Rural Areas

Dollar threshold used to distinguish between Type A and DType B programs: $ 750,000

Auditee qualified as low-risk auditee? X yes no

9 ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED MARCH 31, 2017

B. FINDINGS - FINANCIAL STATEMENT AUDIT None. e C. FINDINGS AND QUESTIONED COSTS - MAJOR FEDERAL AWARD PROGRAMS g None. n D. SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS a None. Ch o t t jec ub S ft- ra D

10

e ROCHESTER-GENESEE REGIONAL g TRANSPORTATION AUTHORITY (A Component Unit of the State of New York) n

State Transportation Assistance Expended a For the Year Ended March 31, 2017 h

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t f ra D

INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE WITH REQUIREMENTS OF THE STATE TRANSPORTATION ASSISTANCE PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY DRAFT PART 43 AND REPORT ON SCHEDULE OF THE STATE TRANSPORTATION ASSISTANCE EXPENDED

June XX, 2017

To the Board of Commissioners of Rochester-Genesee Regional Transportation Authority: e g Report on Compliance for State Transportation Assistance Programs We have audited Rochester-Genesee Regional Transportation Authority’s (the Authority’s) compliance with the types of compliance requirements describedn in the preliminary Draft Part 43 of the New York State Codification of Rules and Regulations (NYCRR) that could have a direct and materiala effect on the Authority’s state transportation assistance programs tested for the year ended March 31, 2017. The Authority’s state transportationh assistance programs tested are identified in the summary of audit results section of the accompanying schedule of findings and questioned costs. C Management’s Responsibility Management is responsible for compliance with the requirements of laws, regulations, contracts, and grants applicableo to its state transportation assistance programs. t

Auditor’s Responsibility Our responsibility is to express ant opinion on compliance for the Authority’s state transportation assistance programs tested based on our audit of the types of compliance requirementcs referred to above. We conducted our audit of compliance in accordancee with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Governmentj Auditing Standards, issued by the Comptroller General of the United States of America; and Draft Part 43 of the NYCRR. Those standardsb and Draft Part 43 of the NYCRR require that we plan and perform the audit to obtain reasonable assurance about whether noncomplianceu with the types of compliance requirements referred to above that could have a direct and material effect on the state transportation assistanceS programs occurred. An audit includes examining, on a test basis, evidence about the Authority’s compliance with those requirements and performing such other procedures as we considered necessary in the -circumstances. t f We believe that our audit provides a reasonable basis for our opinion on compliance for the state transportation assistance programs tested. a However, our audit does not provide a legal determination of the Authority’s r compliance. D

(Continued) 1

INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE WITH REQUIREMENTS OF THE STATE TRANSPORTATION ASSISTANCE PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY DRAFT PART 43 AND REPORT ON SCHEDULE OF THE STATE TRANSPORTATION ASSISTANCE EXPENDED (Continued)

Opinion on Major State Transportation Assistance Programs In our opinion, the Authority complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on the state transportation assistance programs tested for the year ended March 31, 2017. e Report on Internal Control Over Compliance Management of the Authority is responsible for establishing and maintaining effective internal controlg over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the Authority’s internal control over compliancen with the types of requirements that could have a direct and material effect on the state transportation assistance programs tested to determine the auditing procedures that are appropriatea in the circumstances for the purpose of expressing an opinion on compliance for the state transportation assistance programs and to test and report on internal control over compliance hin accordance with preliminary Draft Part 43 of the NYCRR, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the Authority’s internal control over compliance. C

A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normao l course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a state transportation assistance program on a ttimely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibilityt that material noncompliance with a type of compliance requirement of state transportation assistance program will not be prevented, or detected and corrected, on a timely basis. A csignificant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of state transportatione program that is less severe than a material weakness in internal control over compliance,j yet important enough to merit attention by those charged with governance. b Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section andu was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal controlS over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified.

The purpose of this report- on internal control over compliance is solely to describe the scope of our testing of internalt control over compliance and the results of that testing based on the requirements of preliminary f Draft Part 43 of the NYCRR. Accordingly, this report is not suitable for any other purpose.ra D

(Continued) 2

INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE WITH REQUIREMENTS OF THE STATE TRANSPORTATION ASSISTANCE PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY DRAFT PART 43 AND REPORT ON SCHEDULE OF THE STATE TRANSPORTATION ASSISTANCE EXPENDED (Continued)

Report on Schedule of State Transportation Assistance Expended Required by Draft Part 43 We have audited the financial statements of the Authority as of and for the year ended March 31, 2017, and the related notes to the financial statements, which collectively comprise the Authority’s basic financial statements. We issued our report thereon dated June XX, 2017, which contained an unmodified opinion on those financial statements. Our audit was conducted for the purpose of e forming an opinion on the financial statements that collectively comprise the basic financial statements. The accompanying schedule of state transportation assistance expended is presentedg for purposes of additional analysis as required by Draft Part 43 of the New York State Codification of Rules and Regulations (NYCRR) and is not a required part of the basic financial statements.n Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements.a The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconcilingh such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United StatesC of America. In our opinion, the schedule of state transportation assistance expended is fairly stated in all material respects in relation to the basic financial statements as a whole. o t t jec ub S ft- ra D

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ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SCHEDULE OF STATE TRANSPORTATION ASSISTANCE EXPENDED FOR THE YEAR ENDED MARCH 31, 2017

NYSDOT Contract/ Reference Amounts Program Title Number Expended e

Mass Transportation Capital Project Agreement K007250 $ 652,17g3

Mass Transportation Capital Project Agreement K006660 n 4,329

Mass Transportation Capital Project Agreement K007173 a 6,934

Mass Transportation Capital Project Agreement K006700 h 3,882,750

Mass Transportation Capital Project Agreement K007063 6,361 C Section 5311 Non-Urbanized Formula Capital Program C003800 260,148

o 4,812,695

Statewide Mass Transportation Operating Assistance Programt N/A 40,377,879

t $ 45,190,574

c

e j

b

u

S

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ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

NOTES TO SCHEDULE OF STATE TRANSPORTATION ASSISTANCE EXPENDED FOR THE YEAR ENDED MARCH 31, 2017

1. GENERAL

The accompanying Schedule of State Transportation Assistance Expended of the Rochester- Genesee Regional Transportation Authority and each of its blended component units (the e Authority) presents the activity of all financial assistance programs provided by the New York State Department of Transportation. g

n 2. BASIS OF ACCOUNTING a The accompanying Schedule of State Transportation Assistance Expended is presented in conformity with accounting principles generally accepted in the United Statesh of America.

3. MATCHING COSTS C

Amounts identified as Mass Transportation Capital Project Agreement and Section 5311 Non- Urbanized Formula Capital Program represent matching costso for the federally aided program.

t t jec ub S ft- ra D

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ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY (A Component Unit of the State of New York)

SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR STATE TRANSPORTATION ASSISTANCE EXPENDED FOR THE YEAR ENDED MARCH 31, 2017

A. SUMMARY OF AUDIT RESULTS

1. Internal control over state transportation assistance expended: e

 No material weaknesses were identified. g

2. The independent auditor’s report on compliance for state transportation assistancen expended for the Authority and each of its blended component units expressed an unmodified opinion and did not disclose any material noncompliancea with state transportation programs. h 3. The programs tested were:

 Statewide Mass Transportation Operating Assistance ProgramC (N/A)  Mass Transportation Capital Project Agreement (K006660)  Mass Transportation Capital Project Agreement (K007173)  Mass Transportation Capital Project Agreement (K006700)o  Mass Transportation Capital Project Agreement (K007063)  Mass Transportation Capital Project Agreement (K007250)t  Section 5311 Non-Urbanized Formula Capital Program (C003800) t

B. COMPLIANCE FINDINGS AND QUESTIONEDc COSTS

None. e j

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6

BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: David Belaskas Subject: Resolution Authorizing the Award of a Contract for Construction Administration Services for the RTS Orleans Bus Maintenance and Garage Facility Background: The Authority desires construction administration services for the RTS Orleans Bus Maintenance and Garage Facility Project located on the Orleans County Highway Department site at 225 W. Academy Street, #2, Albion, NY.

The Authority sought proposals by issuing a Request for Proposals (RFP) and publicly advertising it in the Rochester Business Journal and the New York State Contract Reporter on April 21, 2017 and the Minority Reporter on April 25, 2017.

Seventeen (17) sets of the RFP package were distributed and five (5) proposals were received on or before the May 12, 2017 deadline.

The following firms submitted bids:  Bergman Associates PC, Rochester, NY  LiRo Engineers, Inc., Rochester, NY  Passero Associates, Inc., Rochester, NY  Vanguard Engineering PC, Rochester, NY  Wendel Construction, Inc., Rochester, NY

Authority staff conducted a thorough evaluation of the proposals that were received and concluded that Passero Associates, Inc. submitted the strongest and most favorable responsive proposal for providing services for the RTS Orleans project based on their experience with construction of buildings, experience working with the New York State Office of General Services and the documented depth of the firm. Further, staff concluded that the pricing is fair and reasonable. In addition, this contract is subject to review and approval by the New York State Department of Transportation. That review is currently underway and we are awaiting any follow-up or approval from them.

The services include the following:  Shop Drawing and Permit Document Review  Construction Inspection and SWPPP Inspection  Review Progress Payments and Change Orders  DBE Participation Tracking  Project Closeout  Commissioning  OGS Code Compliance Documentation  Obtain Certificate of Occupancy Financial Impact: The cost for the above services for Passero Associates Inc. is $251,464 with an approximate 10% contingency of $25,146 for a total cost of $276,610 to be funded from a Section 5311 grant (80% Federal, 10% State, 10% RGRTA). Recommendation: That the Chief Executive Officer or his designee be authorized to execute a contract with Passero Associates, Inc. for Construction Administration Services associated with the RTS Orleans Bus Maintenance and Garage Facility Project.

Resolution: RGRTA 42-2017

RESOLUTION AUTHORIZING A CONTRACT FOR CONSTRUCTION ADMINISTRATION SERVICES FOR THE RTS ORLEANS BUS MAINTENANCE AND GARAGE FACILITY WHEREAS, the Rochester Genesee Regional Transportation Authority (the “Authority”) is seeking Construction Administration Services for the RTS Orleans bus maintenance and garage facility site in Albion, NY; and WHEREAS, the Authority sought proposals from firms by issuing a Request for Proposals (RFP) and publicly advertising for proposals in the Rochester Business Journal and the New York State Contract Reporter on April 21, 2017 and the Minority Reporter April 25, 2017; and

WHEREAS, five (5) proposal were received on or before the May 12, 2017 deadline; and

WHEREAS, the services include Shop Drawing and Permit Document Review, Construction Inspection and SWPPP Inspection, Review Progress Payments and Change Orders, DBE Participation Tracking, Project Closeout, Commissioning, OGS Code Compliance Documentation, and obtain the Certificate of Occupancy; and

WHEREAS, the Authority conducted a thorough evaluation of the proposals that were received and concluded that Passero Associates, Inc. submitted a responsive proposal and the pricing is fair and reasonable; and

WHEREAS, the cost for Passero Associates, Inc. services is $251,464 with an approximate 10% contingency of $25,146 for a total cost of $276,610 to be funded from a Section 5311 grant (80% Federal, 10% State, 10% RGRTA); and

WHEREAS, the award of this contract is subject to review and approval by the New York State Department of Transportation.

NOW, THEREFORE, BE IT RESOLVED, that the Chief Executive Officer or his designee is authorized to execute a contract with Passero Associates, Inc. for Construction Administration Services for the RTS Orleans Bus Maintenance and Garage Facility, subject to approval by the New York State Department of Transportation in an amount not to exceed $276,610; and

BE IT FURTHER RESOLVED, the Chief Executive Office or his designee is hereby authorized, empowered and directed, for and on behalf of the Authority to perform any and all actions and to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate and advisable to carry out the intent and purposes of the foregoing resolution.

C E R T I F I C A T I O N

The undersigned hereby certifies that the above is an excerpt from the Minutes of the Regular Meeting of the Rochester Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______

Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York

BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting June 22, 2017 Date: Presenter: Christian Mahood Subject: Resolution Authorizing the Award of a Contract for Hardware Maintenance Services to Support TIDE Background: The Authority utilizes Technological Initiatives for Driving Excellence (TIDE), an extensive and highly specialized computer-based system that supports an array of critical functions including bus communications, customer information, fare collection, asset management, production of RTS Access vehicle schedules and run assignments and the RTS Monroe scheduling processes.

The Authority has undertaken an extensive analysis of alternative strategies for maintaining this equipment and has again concluded that it requires the services of an outside vendor to help support and repair this equipment. The Board Commissioners adopted a similar resolution in 2012 (RGRTA 83- 2012) for the maintenance of the TIDE hardware.

Conduent Inc. of Florham Park, New Jersey (formerly part of Xerox) is one of the primary suppliers of the TIDE system, providing customized, proprietary software and hardware to RTS Monroe and RTS Access; Advanced Traveler Information System (ATIS) signs for on-street customer information; and having virtually exclusive responsibility for supplying on-board TIDE hardware for vehicles that reside in the fleets of the aforementioned subsidiaries of RGRTA.

Therefore, RGRTA has determined that Conduent is the sole source supplier of the required maintenance services due to the proprietary nature of the equipment and software and the unique knowledge and skills required to provide these services.

Financial Impact: Conduent has submitted a fee structure for the initial three-year term and two additional, optional, one-year terms totaling $903,259 and is broken down as follows:

Year 1: July 1, 2017- June 30, 2018 $172,413 Year 2: July 1, 2018 - June 30, 2019 $176,723 Year 3: July 1, 2019 - June 30, 2020 $181,141 Year 4: July 1, 2020 - June 30, 2021 $185,670 Year 5: July 1, 2021 - June 30, 2022 $190,312

The Authority has conducted a price analysis and determined that the prices are fair and reasonable. The services will be funded with RGRTA funds. The funding for this project is included in the Authority’s 2017-2018 Operating Budget and will be in subsequent years operating budgets.

Recommendation: That the CEO or his designee be granted authority to enter into a contract with Conduent Inc. for the support and maintenance of TIDE hardware operated by RTS Monroe and RTS Access.

Resolution: RGRTA 43-2017

AUTHORIZING THE AWARD OF A CONTRACT FOR HARDWARE MAINTENANCE SERVICES TO SUPPORT TIDE

WHEREAS, the Rochester Genesee Regional Transportation Authority (RGRTA) utilizes TIDE (Technical Initiatives for Driving Excellence), an extensive and highly specialized computer-based system that supports an array of critical functions including bus communications, customer information, fare collection, asset management, production of RTS Access vehicle schedules and run assignments and the RTS Monroe scheduling processes; and

WHERAS, RGRTA requires the services of an outside vendor to help support and repair this equipment and has undertaken an extensive analysis of alternative strategies for maintaining this equipment; and

WHEREAS, Conduent Inc. of Florham Park, New Jersey (formerly part of Xerox) is the primary supplier of the TIDE system, providing customized software and hardware to RTS Monroe and RTS Access; ATIS (Advanced Traveler Information System) signs for on- street customer information; and having virtually exclusive responsibility for supplying on- board TIDE hardware for vehicles that reside in the fleets of the aforementioned subsidiaries of RGRTA; and

WHERAS, RGRTA has determined that Conduent is the sole source supplier of the required maintenance services due to the proprietary nature of the equipment and software and the unique knowledge and skills required to provide these services; and

WHEREAS, Conduent has submitted a proposal for an initial three-year term plus two additional, optional, one-year terms, which totals $903,259 for the entire five years and is presented in Attachment A to this resolution;. The Authority has analyzed Conduent’s proposed scope of work and price and has determined that the prices are fair and reasonable, and

WHEREAS, RGRTA has determined that Conduent appears to be a responsible firm; and

WHEREAS, these services are included in the 2017-2018 Operating Budget and will be in subsequent years operating budgets.

NOW THEREFORE BE IT RESOLVED, that the Chief Executive Officer or his designee is authorized to enter into a contract with Conduent for the support and maintenance of TIDE hardware operated by RTS Monroe and RTS Access in accordance with the prices set forth in Attachment A and for a total amount not to exceed $903,259; and

BE IT FURTHER RESOLVED, that the Chief Executive Officer and his designee are hereby authorized, empowered and directed, for and on behalf of the Authority, to perform any and all actions and to execute any and all documents on behalf of the Authority as they may deem necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution.

C E R T I F I C A T I O N

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester-Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______Geoffrey Astles, Chairman Date: June 22, 2017 Rochester, New York

Attachment A:

Resolution: RGRTA 43-2017

AUTHORIZING THE AWARD OF A CONTRACT FOR HARDWARE MAINTENANCE SERVICES TO SUPPORT TIDE

Year 1: July 1, 2017- June 30, 2018 $172,413 Year 2: July 1, 2018 - June 30, 2019 $176,723 Year 3: July 1, 2019 - June 30, 2020 $181,141 Year 4: July 1, 2020 - June 30, 2021 $185,670 Year 5: July 1, 2021 - June 30, 2022 $190,312

Total Contract Value: $903,259

BOARD OF COMMISSIONERS AGENDA ITEM COVER SHEET Board Meeting Date: June 22, 2017 Presenter: Christian Mahood Subject: Resolution Authorizing the Purchase of Microsoft Office 2016 Professional Plus Software Licenses Background: The Authority desires to purchase Microsoft Office 2016 Professional Plus software licenses. These licenses are used for office productivity and include Microsoft Word, Excel and PowerPoint. Microsoft Office 2016 Professional Plus software meets the Authority’s requirements and specifications.

The Authority has noted that the New York State Office of General Services (NYSOGS) conducted a procurement for Microsoft Corp. products, including Microsoft Office 2016 Professional Plus, and awarded a contract to Dell Marketing LP (Contract #PS 67650).

The NYSOGS has determined that Dell Marketing LP is an authorized reseller of Microsoft Corp. products under NYSOGS contract # PS 67650. Financial Impact: Based upon the $319.50 per unit license price on the NYSOGS contract, the Authority anticipates a total contract cost of approximately $96,401 based on our current number of licenses that require the Office 2016 Professional Plus software.

The Authority’s 2017-2018 capital budget provides funding for these licenses. Recommendation: That the CEO or his designee be granted authority to enter into an agreement with Dell Marketing LP for Microsoft Office 2016 Professional Plus licenses.

Resolution: RGRTA 44-2017

AWARDING A CONTRACT FOR PURCHASE OF MICROSOFT OFFICE 2016 PROFESSIONAL PLUS LICENSING

WHEREAS, the Rochester Genesee Regional Transportation Authority (the “Authority”) seeks to purchase Microsoft Office 2016 Professional Plus software licenses for office productivity usage. ; and

WHEREAS, The New York State Office of General Services (NYSOGS) conducted a procurement for Microsoft Corp. products and awarded a contract to Dell Marketing LP.; and

WHEREAS, the Authority is eligible to utilize New York State Office of General Service Contract # PS 67650; and

WHEREAS, the Authority has determined that Dell Marketing LP is able to supply the Microsoft Office 2016 Professional Plus software that meets RGRTA’s specifications and the NYSOGS has determined that Dell Marketing LP appears to be a responsible contractor; and

WHEREAS, the Authority determined that the $319.50 per unit price is fair and reasonable; and

WHEREAS, the Authority anticipates a total contract cost of approximately $96,401 based on number of licenses needed; and

NOW, THEREFORE, BE IT RESOLVED, that the CEO or his designee be granted authority to enter into an agreement with Dell Marketing LP for Microsoft Office 2016 Professional Plus licenses.; and

BE IT FURTHER RESOLVED that the Chief Executive Officer or his designee is hereby authorized, empowered, and directed, for and on behalf of the Authority, to perform any and all actions and to execute any and all documents on behalf of the Authority as may be deemed necessary, appropriate or advisable to carry out the intent and purposes of the foregoing resolution.

C E R T I F I C A T I O N

The undersigned hereby certifies that the above is an excerpt from the Minutes of a Regular Meeting of the Rochester Genesee Regional Transportation Authority, which was held on June 22, 2017 and that the Resolution is still in full force and effect.

______Geoffrey Astles, Chairman

Date: June 22, 2017 Rochester, New York