On Mathematics As Sense- Making: an Informalattack on the Unfortunate Divorce of Formal and Informal Mathematics
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On Mathematics as Sense Making: An InformalAttack On the Unfortunate Divorce of Formal and Informal 16 Mathematics Alan H. Schoenfeld The University of California-Berkeley This chapter explores the ways that mathematics is understood and used in our culture and the role that schooling plays in shaping those mathematical under standings. One of its goals is to blur the boundaries between forma] and informal mathematics: to indicate that, in real mathematical thinking, formal and informal reasoning are deeply intertwined. I begin, however, by briefly putting on the formalist's hat and defining formal reasoning. As any formalist will tell you, it helps to know what the boundaries are before you try to blur them. PROLOGUE: ON THE LIMITS AND PURITY OF FORMAL REASONING QUA FORMAL REASONING To get to the heart of the matter, formal systems do not denote; that is, formal systems in mathematics are not about anything. Formal systems consist of sets of symbols and rules for manipulating them. As long as you play by the rules, the results are valid within the system. But if you try to apply these systems to something from the real world (or something else), you no longer engage in formal reasoning. You are applying the mathematics at that point. Caveat emp tor: the end result is only as good as the application process. Perhaps the clearest example is geometry. Insofar as most people are con cerned, the plane or solid (Euclidean) geometry studied in secondary school provides a mathematical description of the world they live in and of the way the world must be. For example, it appears patently clear that there is always one and only one line through any given point that is parallel to a given line, that parallels 311 16. MATHEMATICS AS SENSE-MAKING 313 312 SCHOENFELD never intersect, and that the sum of the angles of a triangle is always 180 degrees. (2) Manipulations are performed within the It appears so clear, in fact, that for 2,000 years the world's finest mathematicians A formal ) The Formal System formal system System tried to prove these results. The most intensively explored problem in the history of mathematics was the attempt to show that Euclid's parallel postulate was a logical consequence of the other Euclidean axioms. Yet, as we know, that is not (1) Aspects 01 the (3) The results 01 Real-World the formal 1 the only possibility. There are other perfectly consistent geometries in which Situation are manipulatons are there are either infinitely many parallel lines to a given line through a given point represented in the interpreted in the or none at all. And in these geometries, the measures of the angles of a triangle formal system real-world situation do not add up to 180 degrees. Such non-Euclidean geometries are not simply r mathematical curiosities, bearing no relation to reality. The various geometries are, in fact, differentially useful for characterizing different aspects of our phys A Real-World The Real-World Situation -------) ical world. Euclidean geometry serves perfectly well for building bookshelves or Situation laying out a garden on a flat piece of land, but it does not work, for example, for astrophysics; on a celestial scale, space is curved, and non-Euclidean geometries Steps 1, 2, and 3 combined yield an analysis of the real-world situauon. are more useful. That is, neither Euclidean nor non-Euclidean geometry is right Note that the quality of the analysis depends on the mappmgs to and from the formal system. If either one of those mappings is lIawed, the or wrong. Both are logically consistent, and it just happens that each seems to fit analysis IS not valid. certain circumstances better than the other. In the use of any formal mathematical system, the mathematics is valid if it is FIG. 16.1. Using formal systems to interpret real-world situations. internally consistent; its applications to the real world, however, are something else altogether. In a statistical model, for example, if the conditions of an experi Following are a series of vignettes that illustrate our culture's general (mis)un ~f ment fail to match the assumptions of the statistical tests that are used to analyze derstanding the role. and uses of mathematics. I then speculate, in Essay I, on the data, then, regardless of the correctness of the statistical manipulations used why these rmsconcepnons are fostered by certain common teaching practices in to analyze the data, the statistical analysis is i6'v~Hd. Or in formal logic, consider the typical classroom setting. In a second set of vignettes, I describe some cases the following syllogism, offered by Ray Nickerson (chapter 15, this volume): of successful classroom instruction, and, in concluding Essay 2, surmise why these appro~ches work and how they suggest lines of investigation in developing more effective mathematics learning. Nothing is better than eternal happiness. A ham sandwich is better than nothing. A ham sandwich is better than eternal happiness. FOUR VIGNETTES ON THE MAKINGS OF MATHEMATICAL NONSENSE This reductio ad absurdum shows that the mere use of formally correct syllogistic reasoning is no guarantee of the validity of the conclusion. The whole of the Vignette 1: On the Authoritarian/Totalitarian Nature reasoning process is no better than any of its parts, which include the appropri and Uses ofJl.i1athematical Formalism, or Formalismus ateness of the syllogistic form in the first place and the accurateness of the Uber Alles ·W__ translation of the argument into syllogistic form. In general, the quality of reasoning using formal systems depends on the Like many rulers of great nations, Catherine the Great amused herself by inviting quality of the maps from the situation being explored to the formal system, on the people of intellectual stature to visit her court. Among those who visited correctness of the reasoning within the formal system, and on the interpretation Catherine's court was Denis Diderot, French philosopher and author of the famed of results in the formal system that is transferred to the situation being analyzed Encyclopedia. E. T. Bell (1937) described the visit: (see Fig. 16.1). All of these must be valid for the reasoning using formal systems to be valid. The mere use (or abuse) of formal systems as one component of the Much to her dismay, Diderot earned his keep by trying to convert the courtiers to reasoning process guarantees nothing about correctness, just as the mere trap atheism. Fed up, Catherine commissioned [the great mathematician Leonhard] pings of the scientific method (i.e" scientism rather than science) guarantee Euler to muzzle the windy philosopher. This was easy because all mathematics was nothing about the scientific correctness of a piece of research. Chinese [!] to Diderot. (p. 146) 16. MATHEMATICS AS SENSE-MAKING 314 SCHOENFELD 315 I~, tiseme~t Quoting from De Morgan's Budget of Paradoxes, Bell continued: are sufficiently intimidating that people will question no further. The ad campaign f?r Extra ~trength Brandnarrie was orieof the Iongesfrillinirig and most Diderot was informed that a learned mathematician was in possession of an al s~5c~s~ful In Am:nc~n television history. It could only be successful if people gebraical demonstration of the existence of God, and would give it before all the a~1i1cated responsibility for thinking, took the ad's assertions at face value, and Court, if he desired to hear it. Diderot gladly consented .. did not try to make sense of the situation being described. Euler advanced toward Diderot, and said gravely. and in a tone of perfect I must add that such .abuse of mathematics is hardly limited to the packaging conviction: of objects. It IS used, with comparable effectiveness, for the packaging of politi "Sir, (a + bn)/n = x, hence God exists; reply!" cal candl~ates .. Overspending and the budget deficit were major issues in the It sounded like sense to Diderot. Humiliated by the unrestrained laughter which 1980 presidential race. Facts and figures were thrown around in "white papers," greeted his embarrassed silence, the poor man asked Catherine's permission to but the whole matter came to a head in the debates themselves. The Republican return at once to France. She graciously gave it. (pp. 146-147) candld~te, ~om~unicating at his best, responded to a budget question with something like this: Now the economists tell me it works like this. There's a line Commentary. Mathematicsisa weapon of great potential power. For those who that goes. like this (moves his arm in an upward direction, from left to right) and understand the mathematics', ofc()urse:E;Ter's assertion is laughable. FOf th~~~ ano~her line that goes like this (moves his arm in a downward direction, from left who believe that mathematics is coherent and bound by logic, Euler's pronounce to nght). When those two Jines cross, we'll have a balanced budget. ment is an assertion to be questioned (and probably to be found laughable). But That put the matter to rest. This completely meaningless assertion was not for those who believe mathematics to be a mystical domain-a source of in, followed up with probing questions, either during the debate or in the media after controvertible wisdom that is accessible only to a' few-ge'niuses-mathematics the d:bate. Unmitigated mathematical gobbledygook went unquestioned, and can be a battering ram that knocks them senseless. Amenca bought the product. (I bought pain reliever.) . ~ere, as in Euler's humiliation of Diderot, is another example of the total Vignette 2: Euler Comes to Madison Avenue, or With . Itan.an power".of mathematics.