CHAPTER 3 Nonmaleficence and Beneficence
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73274_Morrison_Ch03.qxd 9/11/09 7:43 AM Page 47 CHAPTER 3 Nonmaleficence and Beneficence Love and kindness are never wasted. They always make a difference. —Barbara De Angelis Points to Ponder 1. How does the principle of nonmaleficence affect the healthcare administrator’s (HCA) role in the organization? 2. How can you avoid causing harm to employees? 3. What does the principle of beneficence have to do with operating a healthcare organization? Words to Remember The following is a list of key words for this chapter. You will find them in bold in the text. Stop and check your understanding of them. beneficence nonmaleficence I INTRODUCTION AND DEFINITIONS This chapter presents two parallel principles of ethics: nonmaleficence and beneficence . Some ethics writers view these principles as inseparable cousins. Others argue that nonmaleficence is the strongest obligation of the two. Whatever the relationship, these two areas are central to a trust-based healthcare system because they are assumed by society and 73274_Morrison_Ch03.qxd 9/11/09 7:43 AM Page 48 48 CHAPTER 3 NONMALEFICENCE AND BENEFICENCE individuals to be its pillars of practice. This has been the case as far back as Hippocrates, who recognized these duties in his oath of practice. Just what do these words mean? Nonmaleficence involves an ethical and legal duty to avoid harming others (Beauchamp & Childress, 2008). It is based on the Latin maxim primum non nocere or “First, do no harm.” This principle involves areas of healthcare practice including treatment procedures and the rights of patients. In addition, it has an impact on how you treat employees in your practice as an HCA. You will read more about these applications in this chapter’s section on nonmaleficence. In health care, you go beyond avoiding harm to people. Your obliga- tion is to create benefit and contribute to optimum health for individu- als and the community at large. This obligation is called beneficence. Beneficence includes the obligation to help those in trouble, protect patients’ rights, and provide treatment for people who need it. Kantians agree that these obligations exist because you are dealing with the basic needs of humanity and because all people have value. However, in day- to-day healthcare decisions, the utilitarian view of beneficence is often used. This involves balancing benefits of a healthcare decision against its harms. Avoiding the absolutes of Kantian logic, practice or policy deci- sions are made on this reciprocity. You will read more about benefi- cence and its implications for you as an HCA later in this chapter. I NONMALEFICENCE IN HEALTHCARE SETTINGS First, do no harm. How can this be part of the principles of ethics in today’s technology-centered healthcare system? Do you not have to cause patients pain and suffering to cure them? Should you not use invasive diagnostic tests and blood work to provide optimal care? Should we con- sider the emotional pain of receiving a diagnosis? Certainly this “first, do not harm” concept does not mean that you cannot ever cause harm to patients in order to treat them. Sometimes harmful action is necessary, but it should never be automatic. The benefits that you provide through your procedure should outweigh the suffering that you cause. Nonmaleficence has been upheld in both the ethical and legal prac- tices of health care. Using utilitarian logic, the benefit of procedures is balanced against the harm. If there is greater benefit, the act is viewed as an ethical one. In fact, you have a duty to provide appropriate care to avoid further harm to the patient under what some legal texts call a due care standard. This basically means that you have taken all necessary action to use the most appropriate treatment for the condition and have provided that treatment with the least amount of pain and suffering pos- sible. From an administrative standpoint, the care should be provided by professionals with appropriate levels of education and training. Policies 73274_Morrison_Ch03.qxd 9/11/09 7:43 AM Page 49 Nonmaleficence in Healthcare Settings 49 for safety and protection of the patient’s physical health and dignity are applied to avoid harm. Infection control and other environmental prac- tices are also part of the process of providing care and avoiding harm. Therefore, your patients receive care with a trust that it will not cause them harm even if some pain and suffering is involved. Like many other areas of health care, nonmaleficence is complicated when advanced technology is part of the regimen. Issues around with- holding or withdrawing life support, extraordinary measures, and death with dignity involve decisions about avoiding further harm to the indi- vidual. For example, healthcare professionals and family members seem to be more comfortable with withholding (i.e., not starting) treatment than withdrawing it. Somehow, what has come to be called “pulling the plug” seems more harmful to the patient than not starting the technol- ogy to support life. The line between extraordinary and ordinary care has become murkier with the advent of advanced life-sustaining tech- nology. The now classic Terri Schiavo case is an excellent example of this level of complexity. It used to be that health care did not go to extraordinary efforts when there was no hope of benefit. However, family members, educated in the marvels of modern medicine, changed this view. The family might see what used to be called extraordinary measures as ordinary and appropriate for their loved one. Even some physicians who see death as a failure might advocate for care that pro- longs some form of life but increases the suffering of the individual. How does your work affect nonmaleficence for patients? Of course, you are not actually treating the patient, but you create an environment where this principle can be applied. For example, if advance directive policies are not in place and are not clearly written, you may be involved in policy development or refinement. If they are in place, you certainly will be involved in making sure that they are implemented appropriately. This responsibility will include periodic staff education so that staff members are clear about their responsibilities and actions. In addition, you might be working closely with an ethics committee who can advise you when challenging situations occur. Nonmaleficence and Staff The application of the principle of nonmaleficence is not restricted to patient treatment. It also must be considered when dealing with any member of the healthcare staff. You have an ethical obligation to pro- vide a working environment that is safe and does not harm your employees. Such an environment allows for discussion of concerns without fear of reprisal. It should also be a positive environment where values are respected and employees can do their best work on behalf of the patients they serve (this is the I-YOU relationship). This environ- ment should be free of harassment, imposition, and discrimination for all employees, regardless of their status in the organization. 73274_Morrison_Ch03.qxd 9/11/09 7:43 AM Page 50 50 CHAPTER 3 NONMALEFICENCE AND BENEFICENCE Creation of a positive environment or climate of trust can go a long way to ensure the implementation of the principle of nonmaleficence for employees. However, situations can occur that are potentially a vio- lation of this principle. Certainly, downsizing has a potential to cause the staff great personal and professional harm. How can you imple- ment a layoff plan and cause the least amount of harm to employees? The American College of Healthcare Executives (ACHE) gives you some assistance through its Policy Statement—Ethical Issues Related to a Reduction in Force (ACHE, 2005). This statement urges you to con- sider both the long- and short-term impact of this decision, not only on those who will lose their jobs, but also on those who will remain in the organization. Survivor guilt can often be destructive to a positive work- place and productivity. The ACHE also stresses the need for frequent and accurate commu- nication with all those involved in the layoffs and the provision of as much support as possible for those who lose their jobs. Often, adminis- trators try to avoid communication about layoffs because they fear dis- ruption and loss of productivity. In keeping information from affected employees, they are trying to balance their view of benefits versus harm. Knowledge of what is to happen is kept to a select group. Inevitably, the rumor mill will take over for the void in accurate communication and make the situation worse. Even though it might seem to make your bur- den easier in a difficult situation, silence is truly not golden and can cause unnecessary harm. It is equally important to remember those who remain after a layoff. There can be an administrative attitude of “You should think yourself lucky to have a job” and a lack of empathy for the feelings of survivors. This attitude causes unnecessary harm because it fails to acknowledge the human reaction of “Why them and not me?” or survivor guilt. Care should be taken to acknowledge what has occurred and allow time for processing the feelings associated with it. This can be done through sev- eral channels of communication including meetings, newsletters, and e-mails. In addition, communication needs to be ongoing regarding workload expectations and the potential for any future reductions in the workforce. As an administrator, you will be dealing with diversity on many lev- els. Your staff are educationally diverse in that they represent a range of credentials from a GED to an MD/DO. They are also professionally diverse because they come from many different professional back- grounds, each with its own culture.