Robotic Surgery, Human Fallibility, and the Politics of Care Mark J.V

Total Page:16

File Type:pdf, Size:1020Kb

Robotic Surgery, Human Fallibility, and the Politics of Care Mark J.V Robotic Surgery, Human Fallibility, and the Politics of Care Mark J.V. Olson A dissertation submitted to the faculty of the University of North Carolina at Chapel Hill in partial fulfillment of the requirements for the degree of Doctor of Philosophy in the Department of Communication Studies. Chapel Hill 2009 Approved by: Della Pollock (Director) Cathy N. Davidson Lawrence Grossberg Christian Lundberg Barry Saunders Priscilla Wald ©2009 Mark J.V. Olson SOME RIGHTS RESERVED Creative Commons Attribution-Noncommercial-Share Alike 3.0 United States License ii ABSTRACT Mark J.V. Olson Robotic Surgery, Human Fallibility, and the Politics of Care (Under the direction of Della Pollock) “Robotic Surgery, Human Fallibility, and the Politics of Care” leverages the methods and theoretical paradigms of performance, visual, and new media studies to explore the contradictions, aspirations, and failures of modern technologized medicine. In particular, I consider the use of robots in the operating rooms of a large research hospital. “University Hospital” illuminates a contemporary articulation of human bodies and robotic technology that focuses and amplifies existing and emergent tensions and contradictions in modern medicine’s investment in providing both care and cure. Intuitive Surgical, Inc.’s da Vinci Surgical System provides a “platform” for this exploration, both as a concrete, material, and particular assemblage of hardware, software and human wetware, and as a technology that offers a specific and perhaps more productive vantage point—a modest step stool—for understanding the contemporary politics of surgical pedagogy and practice. I locate the dVSS in a broader context of ambivalence that surgeons experience with regard to the manual practices of their craft, an ambivalence amplified by the increasing sophistication and automation of surgical tools and the changing ontologies of surgical practice. The surgical interface of the dVSS prosthetically enhances—as well as displaces and replaces—embodied surgical skill. At a time when all facets of medical care grapple with the problem of medical error, I outline an emergent sensibility of machinic virtuosity, articulated to both human and robotic surgical practice alike, geared toward addressing and overcoming the perceived pitfalls of human fallibility. Rather than simply enacting a technological dehumanization of medicine, robotic surgery suggests a more complicated terrain where the nature of the human and the machine bleed into each other. What I term the “becoming machine” of the surgeon and the “becoming surgeon” of the medical device occurs on the cutting edge of the robot-surgeon interface. The implications of this emergent medical sensibility are far from clear or unilateral. In closing, I reflect on the iii uncertain impact of the ideal of machinic virtuosity on the politics of care. This reflection considers software and machine ethics alongside medicine’s aspiration to manage contingency according to the “procedurality” of medical and surgical protocols. iv DEDICATION To Melissa and Noah, without whose boundless care-taking, support, and love nothing that follows would be possible. Words fail . v TABLE OF CONTENTS Chapter I. INTRODUCTION .........................................................................................................................................1 Scene .....................................................................................................................................................................4 The Million Dollar Step Stool ...............................................................................................................10 Visuality & Performativity in Surgical Pedagogy ..........................................................................14 (New) Media & Medicine .......................................................................................................................15 New Media: A Disclaimer ......................................................................................................................20 Interdisciplinary Objects: Meaning, Materiality, Anxiety......................................................... 22 Sites of Inquiry I - Robotic Surgery at University Hospital ..................................................25 Sites of Inquiry II - Intuitive Surgical, Inc. .........................................................................................28 II. THE DA VINCI® SURGICAL SYSTEM: MATERIALIZING TECHNOLOGY, MEDICINE AND CARE ...........................................34 What is the dVSS? ................................................................................................................................................37 The “(R)evolution” of the Surgical Interface .................................................................................38 Open Surgery ................................................................................................................................................39 Laparoscopic Surgery: The “Minimally Invasive” Revolution ...............................................43 The “Next” Revolution: Emergent Surgical Paradigms ..........................................................48 Three Components ....................................................................................................................................50 Component I: Surgeon’s Console .....................................................................................................52 Component II: Vision Cart ....................................................................................................................57 vi Component III: Patient-Side Cart ......................................................................................................60 Command and Control: Master/Slave Robotics .......................................................................63 Distance ............................................................................................................................................................67 Prosthetics of Human Encounter .......................................................................................................71 Touch ..................................................................................................................................................................73 III. THINKING (AT) THE INTERFACE ...................................................................................................83 Docking the Robot .....................................................................................................................................83 What is an Interface? ..................................................................................................................................86 Graphical User Interface as Skin ..........................................................................................................92 The “Object Orientation” of the Interface ...................................................................................94 On the specter of the mutual articulation of bodies and machines ............................102 Embodiment and/in Technology ........................................................................................................105 Productive Bodies / Disciplined Bodies — Bodies, Technologies and Power .......................................................................................................111 En-Framing the Body — Informatic Bodies and Posthuman Spectacle ............................................................................116 Interface Exigencies: The Surgical “Demand” for an Interface ........................................121 The Skilled Surgeon - Autonomy Lost? Between authority, automaticity and automaton ....................................................................124 The Robot is In: Displacing Surgeons‘ Authority ...................................................................126 Automobility ................................................................................................................................................129 From the Auto-Mobile to the Automatic ...................................................................................131 The Automaton .........................................................................................................................................132 Machinic Virtuosity — Automaticity as Virtue ..........................................................................133 (Human) Fallibility and Machinic Virtuosity .................................................................................134 vii To Err is Human: The Problem of Error in Medicine ..........................................................136 Informating at the Surgical Interface: The daVinci® Research Interface ....................................................................................................138 IV. CONCLUSIONS ......................................................................................................................................142 Part I: The Becoming Surgeon of the Robot ...........................................................................142 The Meme ....................................................................................................................................................143 The Commentary .....................................................................................................................................144
Recommended publications
  • Polen Capital and the Focus Growth Some of Our Faster-Growing Technology Strategy
    Polen Focus Growth Portfolio Manager Commentary – September 2020 Summary • During the third quarter of 2020, the Polen Focus • Gambling-like behavior in the market should give Growth Composite Portfolio (the “Portfolio”) anyone pause in our view, and we are remaining returned 10.15% gross of fees versus 13.22% for the conservative in our estimates of future earnings Russell 1000 Growth Index (the Index”) and 8.93% for growth and the prices we are willing to pay. the S&P 500. Year to date, the Portfolio has returned 22.25% gross of fees versus 24.33% for the Russell • In the third quarter, we initiated new positions in 1000 Growth and 5.57% for the S&P 500. UnitedHealth Group and Intuitive Surgical and eliminated our position in ADP. We also trimmed our • The U.S. election is just around the corner, and while positions in MSCI, ServiceNow, PayPal, Align the outcome is uncertain, we believe the operating Technology, and Microsoft. environment for our businesses over the long run is unlikely to change materially. • Valuations in the U.S. equity market continued to climb in the third quarter. While we feel comfortable with the businesses we own and their valuations, we have seen some ebullient behavior in certain companies that gives us pause. Seeks Growth & Capital Preservation (Performance (%) as of 9-30-2020) 1 Yr 3 Yr 5 Yr Inception 40 30 20 10 0 Qtr YTD 1 Yr 3 Yr 5 Yr Inception Polen Focus Growth (Gross) 10.15 22.25 35.17 24.83 21.04 15.42 Polen Focus Growth (Net) 10.01 21.81 34.53 24.24 20.46 14.43 Russell 1000 Growth TR 13.22 24.33 37.54 21.68 20.11 11.24 S&P 500 TR 8.93 5.57 15.15 12.28 14.15 10.53 The performance data quoted represents past performance and does not guarantee future results.
    [Show full text]
  • SUNAMERICA SERIES TRUST Form NPORT-P Filed 2019-12-27
    SECURITIES AND EXCHANGE COMMISSION FORM NPORT-P Filing Date: 2019-12-27 | Period of Report: 2019-10-31 SEC Accession No. 0001752724-19-204507 (HTML Version on secdatabase.com) FILER SUNAMERICA SERIES TRUST Mailing Address Business Address HARBORSIDE 5 21650 OXNARD STREET, CIK:892538| IRS No.: 137002445 | State of Incorp.:MA | Fiscal Year End: 0131 185 HUDSON STREET, 10TH FLOOR Type: NPORT-P | Act: 40 | File No.: 811-07238 | Film No.: 191313138 SUITE 3300 WOODLAND HILLS CA 91367 JERSEY CITY NJ 07311 201-324-6378 Copyright © 2019 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SunAmerica Series Trust SA AB Growth Portfolio PORTFOLIO OF INVESTMENTS October 31, 2019 (unaudited) Value Security Description Shares (Note 1) COMMON STOCKS 91.6% Applications Software 6.8% Microsoft Corp. 758,520 $108,749,012 Athletic Footwear 2.6% NIKE, Inc., Class B 461,910 41,364,041 Beverages-Non-alcoholic 3.4% Monster Beverage Corp. 981,694 55,102,484 Beverages-Wine/Spirits 0.5% Constellation Brands, Inc., Class A 44,620 8,492,525 Coatings/Paint 2.2% Sherwin-Williams Co. 60,890 34,848,565 Commercial Services-Finance 3.1% Euronet Worldwide, Inc. 2,997 419,790 PayPal Holdings, Inc. 400,430 41,684,763 S&P Global, Inc. 30,810 7,948,672 50,053,225 Computer Aided Design 0.1% ANSYS, Inc. 4,069 895,790 Computers 0.9% Apple, Inc. 60,940 15,159,434 Dental Supplies & Equipment 0.8% Align Technology, Inc. 49,480 12,483,309 Distribution/Wholesale 1.3% Copart, Inc.
    [Show full text]
  • S&P 500 Earnings Analysis
    For Reg AC certification and other important disclosures, see Disclosures, Slide 11. Blended Y/Y growth includes #1: S&P 500 Earnings Analysis actuals for companies that have reported, and estimates for 3Q20 Street Consensus EPS companies that have yet to As of 9/30/20 $32.77 report. Current $33.76 % change 3.0% Figure: S&P 500 3Q20 Reported Earnings Figure: 3Q20 Y/Y Earnings Growth Bottom-up based on constituents Bottom-up based on constituents 3Q20 Earnings results relative to consensus (bottom up) 3Q20 Y/Y Earnings growth # cos % cos % cos % cos Surprise Relative return Actual (cos Estimates (cos Blend of actuals Sector name reported reported beating missing (% ) since 9/30/20 Sector name that reported) yet to report) & estimates S&P 500 (absolute) 50 / 500 10% 88% 12% 31.3% 3.6% S&P 500 (absolute) -16.0% -19.4% -18.7% Cyclicals 20 / 256 8% 80% 20% 36.8% 0.3% Cyclicals -44.5% -21.1% -22.7% Near-Cyclicals 18 / 121 15% 89% 11% 38.4% -0.6% Near-Cyclicals -13.6% -47.4% -30.1% Defensives 12 / 123 10% 100% 0% 14.6% -0.4% Defensives 0.0% -0.3% -0.3% Technology 5 / 73 7% 80% 20% 6.9% 0.1% Technology 11.1% -2.8% -1.7% Consumer Discretionary 7 / 60 12% 86% 14% 78.9% 0.6% Consumer Discretionary 2.5% -36.7% -32.9% Industrials 8 / 73 11% 75% 25% 5.0% 2.4% Industrials -149.6% -51.4% -63.5% Basic Materials 0 / 28 0% ― ― ― 0.5% Basic Materials ― -16.4% -16.4% Communication Services 0 / 22 0% ― ― ― -1.1% Communication Services ― -15.9%― -15.9%― Financials 17 / 65 26% 88% 12% 38.4% 0.1% Financials -13.0% -18.5% -14.8% Real Estate 0 / 31 0% ― ― ― -1.4% Real Estate ― -6.4% -6.4% Energy 1 / 25 4% 100% 0% 35.7% -3.0% Energy -61.7% -121.0% -118.5% Healthcare 3 / 63 5% 100% 0% 14.9% -1.4% Healthcare -2.4% 2.6% 1.7% Consumer Staples 9 / 32 28% 100% 0% 14.1% -0.3% Consumer Staples 3.8% -5.7% -3.5% Utilities 0 / 28 0% ― ― ― 4.2% Utilities ― -1.6% -1.6% Source: Fundstrat, FactSet, Bloomberg.
    [Show full text]
  • Weekly Market Commentary
    Weekly Market Commentary Week Ended January 3, 2020 US Economy and Credit Markets Yields and Weekly Changes: 3 Mo. T-Bill: 1.508 (-4.4 bps) GNMA (30 Yr) 6% Coupon: 110-07/32 (2.77%) 6 Mo. T-Bill: 1.529 (-4.4 bps) Duration: 3.76 years 1 Yr. T-Bill: 1.524 (3.2 bps) Bond Buyer 40 Yield: 3.60 (-3 bps) 2 Yr. T-Note: 1.525 (-5.7 bps) Crude Oil Futures: 63.05 (+1.33) 3 Yr. T-Note: 1.540 (-5.7 bps) Gold Spot: 1,552.20 (+41.64) 5 Yr. T-Note: 1.590 (-8.8 bps) Merrill Lynch High Yield Indices: 10 Yr. T-Note: 1.788 (-8.7 bps) U.S. High Yield: 6.00 (-1 bps) 30 Yr. T-Bond: 2.244 (-7.2 bps) BB: 4.39 (1 bps) B: 6.09 (-7 bps) The last day of the year ended with the Two-year/Ten-year U.S. Treasury yield curve, a commonly used recession indicator, steepening to its widest point since October of 2018. Improvement in sentiment surrounding the phase-one trade deal between the United States and China contributed to the yield curve steepening. The week ended with U.S. Treasury yields falling as investors sought out haven assets amid tensions with Iran and weaker-than-expected manufacturing data. Iran vowed retaliation in response to the airstrikes by U.S. military forces early Friday morning. Crude oil and gold prices spiked on headlines as well. The ISM Manufacturing Index, which is a survey, missed the consensus expectation of 49.0.
    [Show full text]
  • Fidelity® Contrafund®
    Fidelity® Contrafund® Annual Report December 31, 2020 Contents Note to Shareholders 4 Performance 5 Management’s Discussion 6 of Fund Performance Investment Summary 7 Schedule of Investments 8 Financial Statements 28 Notes to Financial 33 Statements Report of Independent 45 Registered Public Accounting Firm Trustees and Officers 46 Shareholder Expense 56 Example Distributions 58 Proxy Voting Results 59 To view a fund’s proxy voting guidelines and proxy voting record for the 12-month period ended June 30, visit http://www.fidelity.com/proxyvotingresults or visit the Securities and Exchange Commission’s (SEC) web site at http://www.sec.gov. You may also call 1-800-544-8544 if you’re an individual investing directly with Fidelity, call 1-800-835-5092 if you’re a plan sponsor or participant with Fidelity as your recordkeeper or call 1-877-208-0098 on institutional accounts or if you’re an advisor or invest through one to request a free copy of the proxy voting guidelines. Standard & Poor’s, S&P and S&P 500 are registered service marks of The McGraw-Hill Companies, Inc. and have been licensed for use by Fidelity Distributors Corporation. Other third-party marks appearing herein are the property of their respective owners. All other marks appearing herein are registered or unregistered trademarks or service marks of FMR LLC or an affiliated company. © 2021 FMR LLC. All rights reserved. Annual Report This report and the financial statements contained herein are submitted for the general information of the shareholders of the Fund. This report is not authorized for distribution to prospective investors in the Fund unless preceded or accompanied by an effective prospectus.
    [Show full text]
  • Usaa Fund Holdings Usaa Nasdaq-100 Index Fund
    USAA FUND HOLDINGS As of June 30, 2021 USAA NASDAQ-100 INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 00507V109 ATVI ACTIVISION BLIZZARD INC 229,531.00 21,906,438.64 00724F101 ADBE ADOBE INC 141,201.00 82,692,953.64 007903107 AMD ADVANCED MICRO DEVICES 358,915.00 33,712,885.95 015351109 ALXN ALEXION PHARMACEUTICALS 65,289.00 11,994,242.19 016255101 ALGN ALIGN TECHNOLOGY INC 23,377.00 14,283,347.00 02079K107 GOOG ALPHABET INC - CLASS C 62,814.00 157,431,984.48 02079K305 GOOGL ALPHABET INC - CLASS A 58,382.00 142,556,583.78 023135106 AMZN AMAZON.COM, INC. 97,900.00 336,791,664.00 025537101 AEP AEP CO., INC. 147,626.00 12,487,683.34 031162100 AMGN AMGEN, INC. 169,722.00 41,369,737.50 032654105 ADI ANALOG DEVICES, INC. 108,951.00 18,757,004.16 03662Q105 ANSS ANSYS INC 25,745.00 8,935,059.70 037833100 AAPL APPLE, INC. 3,239,420.00 443,670,963.20 038222105 AMAT APPLIED MATERIALS, INC. 269,988.00 38,446,291.20 052769106 ADSK AUTODESK, INC. 65,007.00 18,975,543.30 053015103 ADP AUTOMATIC DATA PROCESSING 125,698.00 24,966,136.76 056752108 BIDU BAIDU INC 76,539.00 15,606,302.10 09062X103 BIIB BIOGEN INC 44,474.00 15,400,011.98 09857L108 BKNG BOOKING HOLDINGS INC 12,127.00 26,534,967.43 11135F101 AVGO BROADCOM INC 120,612.00 57,512,626.08 12514G108 CDW CDW CORP OF DELAWARE 41,416.00 7,233,304.40 126408103 CSX CSX CORP.
    [Show full text]
  • Schedule of Investments Health Care Fund
    SCHEDULE OF INVESTMENTS December 31, 2020 HEALTH CARE FUND SHARES VALUE SHARES VALUE COMMON STOCKS† - 99.5% Dentsply Sirona, Inc. 2,228 $ 116,658 Repligen Corp.* 571 109,421 PHARMACEUTICALS - 31.9% Penumbra, Inc.* 527 92,225 Johnson & Johnson 4,485 $ 705,849 Quidel Corp.* 503 90,364 Merck & Company, Inc. 6,248 511,086 Tandem Diabetes Care, Inc.* 941 90,035 Pfizer, Inc. 13,634 501,868 Hill-Rom Holdings, Inc. 891 87,291 AbbVie, Inc. 4,543 486,782 Haemonetics Corp.* 710 84,312 Bristol-Myers Squibb Co. 6,569 407,475 Nevro Corp.* 459 79,453 Eli Lilly & Co. 2,391 403,696 iRhythm Technologies, Inc.* 332 78,754 CVS Health Corp. 4,915 335,695 Cigna Corp. 1,514 315,185 Total Healthcare-Products 6,434,517 Zoetis, Inc. 1,844 305,182 BIOTECHNOLOGY - 16.9% Becton Dickinson and Co. 1,171 293,008 Amgen, Inc. 1,729 397,532 DexCom, Inc.* 560 207,043 Gilead Sciences, Inc. 5,148 299,923 McKesson Corp. 1,078 187,486 Vertex Pharmaceuticals, Inc.* 1,124 265,646 Viatris, Inc.* 9,039 169,391 Illumina, Inc.* 684 253,080 AstraZeneca plc ADR 3,193 159,618 Regeneron Pharmaceuticals, Inc.* 507 244,937 AmerisourceBergen Corp. — Class A 1,609 157,296 Biogen, Inc.* 849 207,886 Jazz Pharmaceuticals plc* 945 155,972 Moderna, Inc.* 1,869 195,254 ,1 Canopy Growth Corp.* 6,273 154,567 Alexion Pharmaceuticals, Inc.* 1,124 175,614 Horizon Therapeutics plc* 1,986 145,276 Seagen, Inc.* 995 174,264 Novartis AG ADR 1,512 142,778 Exact Sciences Corp.* 1,170 155,013 Cardinal Health, Inc.
    [Show full text]
  • Schedule of Investments Health Care Fund
    SCHEDULE OF INVESTMENTS December 31, 2019 HEALTH CARE FUND SHARES VALUE SHARES VALUE COMMON STOCKS† - 99.6% Insulet Corp.* 657 $ 112,478 Henry Schein, Inc.* 1,575 105,084 PHARMACEUTICALS - 34.7% Masimo Corp.* 636 100,526 Johnson & Johnson 4,586 $ 668,960 Abiomed, Inc.* 572 97,577 Merck & Company, Inc. 5,761 523,963 Repligen Corp.* 819 75,758 Pfizer, Inc. 12,923 506,323 NuVasive, Inc.* 897 69,374 Bristol-Myers Squibb Co. 6,640 426,222 Tandem Diabetes Care, Inc.* 1,101 65,631 AbbVie, Inc. 4,443 393,383 Eli Lilly & Co. 2,925 384,433 Total Healthcare-Products 5,147,377 CVS Health Corp. 4,523 336,014 BIOTECHNOLOGY - 19.5% Cigna Corp. 1,486 303,872 Amgen, Inc. 1,701 410,060 Becton Dickinson and Co. 1,090 296,447 Gilead Sciences, Inc. 4,793 311,449 Zoetis, Inc. 2,074 274,494 Vertex Pharmaceuticals, Inc.* 1,184 259,237 Allergan plc 1,431 273,564 Biogen, Inc.* 844 250,440 McKesson Corp. 1,258 174,007 Illumina, Inc.* 729 241,838 DexCom, Inc.* 710 155,305 Regeneron Pharmaceuticals, Inc.* 589 221,158 AmerisourceBergen Corp. — Class A 1,699 144,449 Alexion Pharmaceuticals, Inc.* 1,516 163,955 Cardinal Health, Inc. 2,621 132,570 Seattle Genetics, Inc.* 1,314 150,138 AstraZeneca plc ADR 2,516 125,448 Incyte Corp.* 1,669 145,737 Jazz Pharmaceuticals plc* 818 122,111 BioMarin Pharmaceutical, Inc.* 1,575 133,166 Novartis AG ADR 1,243 117,700 Amarin Corporation plc ADR*,1 5,809 124,545 ,1 Canopy Growth Corp.* 5,456 115,067 Exact Sciences Corp.* 1,307 120,871 Elanco Animal Health, Inc.* 3,845 113,235 Alnylam Pharmaceuticals, Inc.* 1,044 120,238 GlaxoSmithKline
    [Show full text]
  • XINT NQ US Healthcare P USD Index USD
    As of November 30, 2020 XINT NQ US Healthcare P USD Index USD The XINT NQ HL US Healthcare P USD Index is a is a market capitalization-weighted index that measures the performance of all NASDAQ stocks in the U.S. healthcare sector. INDEX PERFORMANCE - PRICE RETURN 150 140 130 120 110 100 90 80 Jun-19 Sep-19 Dec-19 Mar-20 Jun-20 Sep-20 Returns (p.a) Standard Deviation (p.a) Maximum Drawdown 3M 37.99% 3M 25.18% From 19.02.2020 6M 29.36% 6M 29.36% To 16.03.2020 1Y 27.61% 1Y 27.61% Return -26.62% Index Intelligence GmbH - Grosser Hirschgraben 15 - 60311 Frankfurt am Main Tel.: +49 69 247 5583 50 - [email protected] www.index-int.com Top 10 Constituents FFMV (USDm) Weight % Industry Sector Amgen Inc 130,047 6.76 Health Care Intuitive Surgical Inc 84,670 4.40 Health Care Gilead Sciences Inc 76,063 3.96 Health Care Moderna Inc 60,269 3.13 Health Care Vertex Pharmaceuticals Inc 59,321 3.09 Health Care Regeneron Pharmaceuticals Inc 53,948 2.81 Health Care Illumina Inc 47,141 2.45 Health Care IDEXX Laboratories Inc 39,209 2.04 Health Care Biogen Inc 39,193 2.04 Health Care Align Technology Inc 37,919 1.97 Health Care Total 627,781 32.65 This information has been prepared by Index Intelligence GmbH (“IIG”). All information is provided "as is" and IIG makes no express or implied warranties, and expressly disclaims all warranties of merchantability or fitness for a particular purpose or use with respect to any data included herein.
    [Show full text]
  • UNITED STATES SECURITIES and EXCHANGE COMMISSION Washington, D.C
    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ALLIANCEBERNSTEIN, L.P. Address: 1345 Avenue of the Americas NewYork, N.Y. 10105 Form 13F File Number: 28-10562 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Laurence Bertan Title: SVP and Head of Regulatory Reporting Phone: 212-969-1309 Signature, Place, and Date of Signing: /s/ Laurence Bertan New York, NY February 09, 2011 - -------------------------- -------------------- -------------------- [Signature] [City, State] [Date] All media outlets, please contact John Meyers at AllianceBernstein (212-969-2301) with any questions. All other questions can be directed to Michelle Pollitt at [email protected]. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here
    [Show full text]
  • Federated Hermes Kaufmann Large Cap Fund
    Federated Hermes Kaufmann Large Cap Fund Seeking growth through IPOs and innovation (KLCAX, KLCIX) Federated Hermes Kaufmann: Ticker Portfolio Date of Price Current An intensive, bottom-up focus on Holdings symbol weight (%) IPO of IPO price growth Communication Services Investors are drawn to growth funds for Activision Blizzard, Inc. ATVI 0.22 $92.38 many reasons. One primary reason is Alphabet Inc. GOOGL 3.10 $2,510.37 the pursuit of capital appreciation, the ability to grow assets over a long Facebook, Inc. FB 2.70 5/17/12 $38.00 $350.42 period. The true power of growth T-Mobile US, Inc. TMUS 3.28 $146.01 investing rests with the ability to The Walt Disney Company DIS 0.46 $177.04 compound earnings at an above-average rate. The challenge is Consumer Discretionary identifying those stocks capable of Airbnb, Inc. ABNB 0.48 12/10/20 $68.00 $149.64 doing so over at least a three to five-year time horizon. Alibaba Group Holding Limited - ADR BABA 0.72 9/18/14 $68.00 $205.94 This underscores the value of Amazon.com, Inc. AMZN 3.87 $3,719.34 Federated Hermes Kaufmann’s Chipotle Mexican Grill, Inc. CMG 0.57 $1,592.25 emphasis on pursuing exceptional, long-term growth opportunities at the Coupang LLC CPNG 0.36 3/11/21 $35.00 $42.13 best possible price—whether by Etsy, Inc. ETSY 1.01 $195.09 uncovering up-and-coming companies Floor & Decor Holdings, Inc. FND 0.55 $107.92 through intensive research, increasing positions in great companies when the Home Depot, Inc.
    [Show full text]
  • 2021 Proxy Vote
    Vote Summary Report Reporting Period: 07/01/2020 to 06/30/2021 Location(s): All Locations Institution Account(s): Horizons NASDAQ-100® Index ETF Intuitive Surgical, Inc. Meeting Date: 04/22/2021 Country: USA Primary Security ID: 46120E602 Record Date: 03/05/2021 Meeting Type: Annual Ticker: ISRG Shares Voted: 2,232 Proposal Voting Vote Number Proposal Text Proponent Mgmt Rec Policy Rec Instruction 1a Elect Director Craig H. Barratt Mgmt For For For 1b Elect Director Joseph C. Beery Mgmt For For For 1c Elect Director Gary S. Guthart Mgmt For For For 1d Elect Director Amal M. Johnson Mgmt For For For 1e Elect Director Don R. Kania Mgmt For For For 1f Elect Director Amy L. Ladd Mgmt For For For 1g Elect Director Keith R. Leonard, Jr. Mgmt For For For 1h Elect Director Alan J. Levy Mgmt For For For 1i Elect Director Jami Dover Nachtsheim Mgmt For For For 1j Elect Director Monica P. Reed Mgmt For For For 1k Elect Director Mark J. Rubash Mgmt For For For 2 Advisory Vote to Ratify Named Executive Mgmt For For For Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as Mgmt For For For Auditors 4 Amend Omnibus Stock Plan Mgmt For Against Against ASML Holding NV Meeting Date: 04/29/2021 Country: Netherlands Primary Security ID: N07059202 Record Date: 04/01/2021 Meeting Type: Annual Ticker: ASML Shares Voted: 1,593 Proposal Voting Vote Number Proposal Text Proponent Mgmt Rec Policy Rec Instruction Meeting for ADR Holders Mgmt Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Discuss the Company's Business, Financial Mgmt Situation and Sustainability
    [Show full text]