2016 BANK SECRECY ACT CONFERENCE MAY 17, 2016

Presented by the State Bar of Nevada - Gaming Law Section South Point Hotel, Casino and Spa | 8:00 a.m. to 5:00 p.m. AGENDA 7:15 a.m. to 8:00 a.m. Continental Breakfast and Registration 8:00 a.m. to 8:40 a.m. Keynote Opening Address (Introduction by: Katrina Carroll, Esq., Wilmer Hale) Chris Warrener, Deputy Assistant Director, Criminal Investigation, Federal Bureau of Investigation 8:40 a.m. to 8:45 a.m. BREAK 8:45 a.m. to 9:45 a.m. Know Your Customer & Source of Wealth: Challenges of Third Party Transactions & Foreign Patrons Jim Dowling, Dowling Advisory Group (Moderator) Paul Camacho, Vice President of AML Compliance, Station Casinos, LLC Jeffrey M. Hanna, Associate, McGuireWoods, LLP Paul Seeman, General Counsel, Rush Street Gaming, LLC and LAMB Partners 9:45 a.m. to 10:00 a.m. BREAK 10:00 a.m. to 11:00 a.m. What Data Analytics Should The Casino Use? Brian Lopez, CFE, CIDA, Director, Grant Thornton, LLP (Moderator) Stephanie Budnyk, Director of Regulatory Compliance, Rivers Casino Raymond E. Dillion, BSA Acting Casino Group Manager, Anti-Money Laundering Program 11:00 a.m. to 11:15 a.m. BREAK 11:15 a.m. to 12:15 p.m. AGA’s Revised Best Practices: Implementing the Recommendations Tom Peterman, SVP-Chief Compliance Officer, MGM Resorts International (Moderator) Peggy Jacobs, Vice President of Gaming Compliance, MGM Resorts International Josh Smith, Vice President of International Compliance, MGM Resorts International Elizabeth Tranchina, VP of Legal Affairs & Corp. Compliance Officer, Isle of Capri Casinos, Inc. 12:15 p.m. to 1:30 p.m. Lunch with Keynote Speaker (Introduction by: Bo Bernhard, Executive Director, UNLV - IGI) Juan C. Zarate, Chairman and Co-Founder, Financial Integrity Network and Senior National Security Analyst, CBS News 1:30 p.m. to 2:30 p.m. FATF Mutual Evaluation & Politically Exposed Persons - Foreign and Domestic Ross Delston, Esq., CAMS, Law Offices of Ross Delston Sandra Garcia, Sr. Policy Advisor, Office of Strategic Policy, Office of Terrorist Financing and Financial Crimes, U.S. Department of Treasury 2:30 p.m. to 2:45 p.m. BREAK 2:45 p.m. to 3:45 p.m. Case Studies: Recent Enforcement Actions: Why They Matter to Your Casino Kevin Rosenberg, Chairman of Government Investigations and White Collar Crime Litigation Group, Lowenstein & Weatherwax, LLP Jeffrey B. Setness, Shareholder, Fabian VanCott 3:45 p.m. to 4:00 p.m. BREAK 4:00 p.m. to 5:00 p.m. FinCEN Enforcement Process: SAR Violations & Why Casinos Are Missing Them? Jason Carmen, IRS, BSA Casino Group Manager Gregory Lisa, Chief-MSB & Casinos Section, Enforcement Division, FinCEN

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GAMING LAW SECTION Speakers

BO BERNHARD, Ph.D. Executive Director UNLV International Gaming Institute (Las Vegas, NV)

Dr. Bo Bernhard is the Executive Director of the UNLV International Gaming Institute, the world’s largest academic institution dedicated to the study of gambling and the global gaming industry. Dr. Bernhard began his research career at Harvard University, where as an undergraduate he captained the baseball team, was voted outstanding player on the nationally-ranked soccer team, and completed a double major (psychology and sociology) magna cum laude thesis on the global impacts of the gaming industry. The foundations his thesis have since been extended worldwide, and by the age of 30, Dr. Bernhard had lectured on all six inhabited continents. Today, Dr. Bernhard calls Las Vegas home, but he works frequently in jurisdictions as diverse as South Africa, Australia, Singapore, South Korea, Macao, Vietnam, China, Japan,

Taiwan, Argentina, Brazil, Russia, Portugal, Austria, Germany, Greece, England, Mexico, and Canada – as well as dozens of states in the U.S. – advising government and private sector groups on policy and socio-economic impacts. His research has been published in the top journals in both the business sciences (including Cornell Quarterly) and the social sciences (including a guest edited special volume of American Behavioral Scientist), and he currently serves as Executive Editor for a leading peer-reviewed academic journal, Gaming Research and Review. Dr. Bernhard’s projects have been prominently featured in local and national media outlets (including CNN, PBS, NPR, The New York Times, The Australian Broadcasting Channel, and The History Channel), and he has been a popular guest on Dr. Drew Pinsky’s television programs. These efforts have earned him numerous awards, including the World Affairs Council’s International Educator of the Year award, the UNLV Hotel College’s top teaching and research awards, the university-wide Spanos Teaching Award, given to the outstanding teacher on campus, and the university- wide Barrick Scholar Award, given to one scholar per year for outstanding early-career research.

STEPHANIE BUDNYK Director of Regulatory Compliance Rivers Casinos - Des Plaines (Des Plaines, IL)

Stephanie Budnyk, Director of Regulatory Compliance, at Rivers Casino – Des Plaines has over 19 years of gaming industry experience. Her experience includes working in various areas such as Casino Cage, Surveillance and Regulatory Compliance and has extensive experience in BSA/AML auditing oversight. She is also the BSA Officer for Rivers Casino and provides BSA consultation to other Rush Street Gaming owned casinos. Stephanie also led the team that created and developed the compliance program at Rivers Casino when it opened in 2011. In the past Stephanie has worked for many casinos in the Midwest.

PAUL CAMACHO, CPA Vice President of AML Compliance Station Casinos, LLC (Las Vegas, NV)

Paul Camacho is the Vice President of AML Compliance for Station Casinos. Paul previously served as the Special Agent in Charge for the Las Vegas Field Office of IRS Criminal Investigation. Paul has overseen sophisticated financial investigations involving abusive tax schemes, offshore banking, high dollar ponzi and investment fraud, embezzlement, internet fraud, military contract fraud, identify theft, mortgage fraud, money laundering, organized crime groups, illegal gambling operations, human trafficking, drug trade organizations, political corruption, sovereign citizens and terrorism financing. The aggregate dollar value of these investigations exceeds well over a billion dollars. Paul is a Certified Public Accountant and a graduate of California State University East Bay.

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KATRINA CARROLL Counsel Wilmer Hale (Washington, D.C.)

Katrina Carroll is a counsel in WilmerHale’s Washington office, focusing on anti-money laundering, financial sanctions and other illicit finance issues. She provides ongoing counseling, works on civil and criminal investigations, and advises on transactions involving sanctions and other regulatory issues. Katrina also serves as external counsel to two trade associations with regard to anti-money laundering and sanctions. Prior to joining the firm, Katrina spent nearly a decade working on these issues in the federal government. Most recently, she worked in Treasury’s Office of Terrorist Financing and Financial Crimes, where she worked closely with the Financial Crimes Enforcement Network (FinCEN), the Office of Foreign Assets Control (OFAC), the Department of Justice and other government agencies on policy responses to threats to the international financial system. In particular, she concentrated on targeted measures to combat narcotics trafficking and terrorist financing, with special emphasis on protecting charitable organizations from abuse. Katrina also served as senior counsel in Treasury’s Office of the Assistant Counsel for Enforcement and Intelligence. Before Treasury, Katrina was senior counsel for anti- money laundering in the Office of Compliance Inspections and Examinations (OCIE) at the Securities and Exchange Commission.Ms. Garcia’s work focuses primarily on anti-money laundering issues related to the banking and non-banking sectors and developing policy responses to illicit finance issues. She has contributed to various U.S. government illicit finance assessments and reports including the 2015 U.S. National Money Laundering Risk Assessment. She is a member of the U.S. delegation to the Financial Action Task Force and is currently working on the Mutual Evaluation of the United States.

JASON CARMEN BSA Group Manager IRS (Las Vegas, NV)

Jason Carmen began working for I.R.S. BSA Casino Group in August 2007 and became manager in July 2009. He is responsible for all Nevada and Atlantic City casinos but as needed his group performs exams on tribal casinos, card clubs, and commercial casinos in other jurisdictions. Before coming to the I.R.S., Jason worked 10 years as a senior examiner for the Nevada Gaming Control Board. Jason has a B.S. in Accountancy and an M.B.A. from the University of Nevada, Las Vegas.

ROSS DELSTON, ESQ., CAMS Law Offices of Ross Delston (Washington, D.C.)

Ross Delston is a Washington, DC-based attorney, Certified Anti-Money Laundering Specialist (CAMS) and former banking regulator (FDIC) with almost 40 years of experience in the financial services sector. He has specialized in BSA/AML issues for the last 15 years. Representative engagements include participating in two major compliance projects involving international banking, BSA/AML, KYC, and OFAC; conducting five annual independent AML audits for a publically held company in the gaming industry; and acting as an expert witness in eight civil cases, most recently for the U.S. Attorney’s Office (SDNY). Ross has been a consultant to the IMF since 1997 and has participated in the AML/CFT assessments of nine offshore financial centers, including Saint Vincent (2010) and Bermuda (2008).

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RAYMOND E. DILLION BSA Acting Casino Group Manager, Anti-Money Laundering Program IRS (Las Vegas, NV)

Ray Dillon began working for the I.R.S. BSA Casino Group in September 2009 and is currently the acting casino group manager. He is responsible for all Nevada and Atlantic City casinos but as needed his group performs exams on tribal casinos, card clubs, and commercial casinos throughout the United States. Before coming to the I.R.S., Ray worked 8 years as a senior examiner for the Nevada Gaming Control Board, 10 years self-employed and 3 years with Peat Marwick & Mitchell in Manhattan. Ray has a B.S. in Accountancy from Dominican College in Blauvelt, New York.

JIM DOWLING Managing Director Dowling Advisory Group (Pasadena, CA)

Jim Dowling has more than 30 years of experience in the areas of anti-money laundering (AML) and risk management. He was a Special Agent with the IRS Criminal Division and a Managing Director at a “Big Four” accounting firm. Jim also served as the Anti-Money Laundering Advisor for the White House Drug Policy Office and was a member of FinCEN’s Bank Secrecy Act Advisory Group. .The Dowling Advisory Group provides casinos with expertise in conducting Independent Testing of Title 31 programs, Risk Assessments and related programs.

SANDRA GARCIA Senior Policy Advisor, Office of Strategic Policy, Office of Terrorist Financing and Financial Crimes, U.S. Department of the Treasury (Washington, D.C.)

Sandra Garcia is a Senior Policy Advisor in the Office of Strategic Policy for Terrorist Financing and Financial Crimes at the U.S. Department of the Treasury. The Office of Strategic Policy (OSP) helps develop policies and strategic initiatives to combat terrorist financing, WMD proliferation financing, money laundering and other illicit threats to the domestic and international financial system. In developing these policies and initiatives, OSP works with other Treasury offices and the law enforcement, regulatory, and intelligence communities, as well as with international counterparts and the private sector. Sandra’s work focuses primarily on anti-money laundering issues related to the banking and non-banking sectors and developing policy responses to illicit finance issues. She has contributed to various U.S. government illicit finance assessments and reports including the 2015 U.S. National Money Laundering Risk Assessment. She is a member of the U.S. delegation to the Financial Action Task Force and is currently working on the Mutual Evaluation of the United States.

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JEFFREY M. HANNA Associate McGuireWoods, LLP (Richmond, VA) Jeff’s practice includes complex litigation at the trial and appellate level, focusing on matters arising from government, regulatory, and criminal and corporate internal investigations. Prior to joining the firm, Jeff served as a law clerk to the Honorable Donald W. Lemons, Justice of the Supreme Court of Virginia, from 2009 to 2010. Jeff also spent several years as a corporate financial analyst serving the media, entertainment and telecommunications industries at Merrill Lynch & Co. in New York.

PEGGY JACOBS Vice President - Gaming Compliance MGM Resorts International (Las Vegas, NV) Peggy Jacobs Vice President – Gaming Compliance of MGM Resorts International, and serves as compliance officer for the company’s 10 strip properties. Peggy joined the MGM Resorts International Corporate Compliance team in 2011. It is in this role that she consolidated the Title 31 audit functions into one central location. She has also spearheaded the creating of a Financial Investigations Department, which is primarily responsible KYC and SAR related detection and reporting. Most recently, she played an active role in the AGA’s effort to create policies and guidelines in order for the gaming industry to more effectively comply with requirements of the Bank Secrecy Act (BSA). She served as a consultant for UNLV’s International Gaming Institute, and serves on the College of Southern Nevada’s Advisory Board. In May, 2010 Ms. Jacobs co-authored with MGM Grand’s Senior Vice President and General Counsel, “Anti-Money Laundering (AML) Programs and Nevada’s Casino Industry,” an article which appeared in the Financial Crimes Enforcement Network’s SAR Activity Review publication. Peggy earned a Bachelor’s degree in Management from Bellevue University.

GREGORY LISA Chief - Money Services Businesses & Casinos Section, Enforcement Division FinCEN (Washington, D.C.)

Greg Lisa is the Chief of the Money Services Businesses and Casinos Section within FinCEN’s Enforcement Division, where he oversees an enforcement staff responsible for ensuring compliance with the Bank Secrecy Act and its implementing regulations. Prior to joining FinCEN, Greg served in the Office of Enforcement at the Consumer Financial Protection Bureau (CFPB), initially helping to “stand up” the Bureau’s enforcement program, and then later as an Enforcement Attorney, where he investigated and brought civil enforcement actions against individuals and companies for a variety of federal consumer law offenses. Before working for the CFPB, Greg served in the U.S. Department of Justice, first as an attorney in the Civil Division, and subsequently in the Criminal Division as a federal prosecutor in the Organized Crime and Racketeering Section, where he investigated and prosecuted money laundering, RICO violations, violent crimes, fraud, and other federal offenses. Greg earned his bachelor’s degree, cum laude, from Georgetown University, and an M.A., cum laude, in Religious Studies from the University of Pennsylvania. After graduate school, he obtained his J.D., cum laude, from the Georgetown University Law Center, where he also served as an Articles Editor for The Georgetown Law Journal. After law school, Greg clerked for the Honorable Michael W. Farrell of the District of Columbia Court of Appeals. Following his clerkship, he joined the D.C. office of Jenner & Block, LLP as an Associate, working on a variety of regulatory, pretrial, trial, and appellate matters.

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BRIAN LOPEZ, CFE, CIDA Director Grant Thornton, LLP (Los Angeles, CA)

Brian Lopez is a Director in Grant Thornton’s Forensic, Investigative and Dispute Services Practice, and is located in the firm’s Los Angeles office. Brian specializes in providing investigative, financial and economic consulting services in conjunction with business, accounting, Bank Secrecy Act, anti-money laundering, corruption and fraud-related issues. Brian has significant experience with gathering and interrogating electronic data to assist in the analysis of all types of investigations, as well as regularly presenting, writing and instructing on the subject of Data Analytics. Brian holds certifications as a Certified Fraud Examiner and a certified IDEA Data Analyst (CIDA). Brian received his Bachelor of Science in Industrial Engineering from the University of Washington, and his Master of Business Administration from the UCLA Anderson School of Management.

TOM PETERMAN Senior Vice President-Chief Compliance Officer MGM Resorts International (Las Vegas, NV)

Tom Peterman is Senior Vice President & Chief Compliance Officer of MGM Resorts International. From 1977 until December 1980 he was an associate with Lionel, Sawyer & Collins. In December 1980, he joined MGM Grand Hotel as its corporate counsel and when MGM Grand Hotel was purchased by Bally Manufacturing in 1986, he became General Counsel for Bally’s Las Vegas. In December 1992, he joined the present MGM Grand Hotel as Vice President and General Counsel and in 1995 was promoted to Senior Vice President and General Counsel. In that position, he was responsible for the legal affairs of the operating entity and had oversight of all legal matters pertaining to national and international casino marketing, including regulatory compliance issues. In 2013, he was promoted to Senior Vice President & Chief Compliance Officer for MGM Resorts International and is responsible for administering the Company’s Compliance Plan, and the Company’s compliance with federal, state, local and foreign laws, including the Bank Secrecy Act. Tom graduated from the University of Wisconsin in 1973 with a Bachelor of Arts degree and from the University of Wisconsin Law School in 1976. He is a member of the Nevada and Wisconsin Bars, as well as being enrolled to practice before the Nevada Gaming Commission. He is a member of the American Gaming Association’s Bank Secrecy Act Working Group. He has been a featured speaker and moderator on numerous panels involving different aspects of the gaming industry, with an emphasis on Bank Secrecy Act Matters. From 2006 through 2012 he served as the American Gaming Association’s representative on the United States Treasury Department’s Bank Secrecy Act Advisory Group.

KEVIN ROSENBERG Chairman of Government Investigation & White Collar Crime Litigation Group Goldberg, Lowenstein, and Weatherwax LLP (Los Angeles, CA) Kevin is the Chair of the Government Investigations and White Collar Litigation Group at the Los Angeles law firm of Lowenstein & Weatherwax, where his practice includes AML, BSA, and casino compliance. Kevin is a frequent presenter at national financial crime, money laundering, Bank Secrecy Act, and Title 31 conferences. Before joining L & W, Kevin served as federal prosecutor in Los Angeles for over 13 years. As a Deputy Chief in the Organized Crime Drug Enforcement Task Force, Kevin prosecuted domestic and international money laundering, bank fraud and related financial crimes, and violations of the Controlled Substances and RICO Acts. During his career, Kevin has tried over 50 cases and directed dozens of federal criminal grand jury investigations. Kevin was the lead prosecutor in the watershed BSA investigation/ settlement involving the Las Vegas Sands Corp, which resulted in the company returning over $47,000,000 to the government and making significant changes to its compliance programs related to its failure to file timely and appropriate SARs. Kevin began his career by serving in the U.S. Navy Judge Advocate General’s Corps for nearly six years, which included assignments as an Appellate Government Counsel and Defense Attorney. Page 6 Speakers

PAUL SEEMAN General Counsel Rush Street Gaming, LLC and LAMB Partners (Chicago, IL) Paul Seeman currently serves as the general counsel of Rush Street Gaming LLC and LAMB Partners. At LAMB, a Forbes 400 family office, Paul has played an integral role in the creation of the Rush Street Gaming platform. At Rush Street, Paul manages the legal affairs of the attorneys and executives working at each casino property across several states. Additionally, he is helping craft the legal and business strategy for an online gaming platform. Paul joined LAMB Partners in 2008 which led to his role with Rush Street. Prior to joining LAMB, Paul worked in the hedge fund group at Sidley Austin in Chicago and in the corporate group at Willkie Farr & Gallagher in New York. Paul also currently serves as the Vice Chairman of Illinois Legal Aid Online.

JEFFREY B. SETNESS Shareholder Fabian VanCott (Las Vegas, NV) Jeffrey B. Setness is a shareholder with the law firm of FabianVanCott. whose practice focuses in the areas of white-collar and criminal tax defense, civil tax litigation, representation before the Internal Revenue Service, and corporate investigations and corporate compliance. Prior to entering private practice, Jeff was a Trial Attorney with the Criminal Section of the Tax Division of the U.S. Department of Justice (DOJ Tax) in Washington, D.C. and later served as an Assistant United States Attorney (AUSA) with the United States Attorney’s Office in Las Vegas and Reno. As a federal prosecutor, Jeff investigated and prosecuted a wide variety of federal criminal offenses including the currency structuring case of United States vs. Ratzlaf which was eventually heard by the United States Supreme Court. In addition to his white-collar criminal defense and tax practice, Jeff is a Certified Anti-Money Laundering Specialist (CAMS) and frequent speaker on Anti- Money Laundering (AML) Compliance.

JOSH SMITH Vice President of International Compliance MGM Resorts International (Las Vegas, NV) Joshua began his casino career with Mirage Resorts over 18 years ago. Initially he held jobs in finance that led to his promotion to General Ledger Manager at Mirage in 1999. In 2001 he assumed a position with the International Marketing team where he managed the administration details of the business for a period of 5 years. During his time with International Marketing he stepped into the role of Compliance Officer for MGM Resorts International Marketing where he oversaw collections for any traveling executives or branch offices. In 2013 he assumed the position of Vice President International Compliance. Due to the marketing footprint of MGM Resorts International Marketing he has the opportunity to travel extensively around the world and has developed strong contacts with international law firms and foreign banks. While overseeing all branch offices operations as it relates to collections both domestically and internationally for over 10+ years, he trains the staff on their BSA/AML responsibilities. The experience has provided valuable insight for the management teams of MGM Resorts International Marketing. He works closely with MGM Resorts Corporate Treasury on all foreign bank accounts and routinely meets with foreign bankers to review the AML program of MGM Resorts International and reinforces to our banking partners the focus with which senior management of MGM Resorts International has to the company’s AML obligations. In addition, he has responsibility for MGM Resorts International Nevada properties Independent Agent program for over 5 years. Josh also assisted in the opening of MGM Macau and helped develop the procedures for all collections for MGM Macau that are made by any of the branch offices or traveling executives. He regularly visits MGM Macau and interacts with the AML Compliance team including that company’s Chief Compliance Officer. Discussions include trending topics of AML and what the MGM Macau team may see that is helpful for the US program to be aware and similarly, what to look for in its own day to day AML operations. Due to Josh’s strong history with the marketing division including the Independent Agents, MGM Resorts International’s AML program is reinforced through regular meetings and visits to the foreign locations where branch offices, marketing personnel or Independent Agents may reside. Page 7 Speakers

ELIZABETH TRANCHINA Vice President of Legal Affairs & Corporate Compliance Officer Isle of Capri Casinos, Inc. (St. Louis, MO) Elizabeth Tranchina returned to Isle of Capri Casinos Inc. in January 2013 as vice president of legal affairs after having held various positions with increasing levels of responsibility within the legal department from October 2002 through July 2010. Shortly after returning, she was named corporate compliance officer. From August 2010 to January 2013 she served as vice president of legal affairs, corporate compliance officer with Peninsula Gaming. With approximately 15 years of experience in the gaming industry, Elizabeth began her legal career as an Assistant Attorney General with the Louisiana Department of Justice, Gaming Division. As an Assistant Attorney General, she provided legal counsel to the Louisiana State Police Casino Gaming Division and the Louisiana Gaming Control Board. Elizabeth has experience with gaming regulatory matters in Louisiana, Mississippi, Missouri, Iowa, Kansas, Colorado, Florida, Pennsylvania, Nevada and the Bahamas. Elizabeth holds a bachelor’s degree from Louisiana State University and a Juris Doctorate from Southern University Law Center. She is a member of the American Gaming Association’s Bank Secrecy Act working group responsible for the development of the American Gaming Association’s “Best Practices for Anti-Money Laundering Compliance”. She is a member of the International Association of Gaming Advisors, the Association of Corporate Counsel and serves on the Global Gaming Women Mentorship Committee.

CHRIS WARRENER Deputy Assistant Director, Criminal Investigation Division Federal Bureau of Investigation (Washington, D.C.)

Chris Warrener currently serves as Deputy Assistant Director overseeing all Organized Crime, Drug and Violent Crime investigations, domestic and international, for the Federal Bureau of Investigation (FBI). This includes oversight of all money laundering and cyber fraud investigations by criminal organizations. Chris began his career as an FBI Agent in 1988. His first assignment was the Washington Field Office (WFO), where he investigated narcotics, violent street gangs and counterintellingence matters. While assigned to WFO, Chris was selected to represent the FBI on the National Advisory Commission on Law Enforcement (NACLE). NACLE recommendations to improve the pay and benefits of federal law enforcement officers were subsequently enacted into law. In 1996, Chris was promoted to Supervisory Special Agent in the Office of Public and Congressional Affairs (OPCA) at FBI Headquarters, where he represented the FBI before the U.S. Senate and House of Representatives on a wide variety of matters and garnered legislation beneficial to the Bureau. In 2001, Chris transferred to teh Albuquerque Division of the FBI, where he investigated financial crimes, terrorism, violent crime, and narcotics. In 2003, he was promoted to Supervisory Special Agent of the Violent Crime/Drug Squad and managed the Violent Crime and Criminal Enterprise Programs for the Division. In 2005, he was appointed Supervisory Special Agent of the New Mexico Joint Terrorism Task Force and managec the International and Domestic Terrorism Programs for Albuquerque Division. In 2007, Chris was promoted to Assistant Special Agent in Charge of the Kansas City Division, where he oversaw all Counterterrorism, Counterintelligence, Intelligence, and Technical investigations, operations, and programs for the State of Kansas and the majority of Missouri. In 2010, Chris was promoted to Chief of the Terrorist Finance Operations Section, Counterterrorism Division, FBI Headquarters were he had oversight and responsibility for all terrorism finance investigations and operations globally. In July 2012, FBI Director Robert S. Mueller III named Chris Special Agent in Charge of the FBI’s Minneapolis Division, where he was responsible for all investigations, operations, and facilities in the States of Minnesota, North and South Dakota. In May 2014, Chris was promoted to his current position as Deputy Assistant Director, Criminal Investigative Division by FBI Director James B. Comey. Chris is a native of Rock Tavern, NY. He earned a Bachelor of Science degree in Psychology from Oklahoma City University in 1981. Following graduation, he worked as a youth counselor in Oklahoma for several years. In 1986, Chris received his Juris Doctorate degree from the University of Oklahoma. He practiced law for two years prior to joining the FBI. He currently maintains a license to practice law in the State of Oklahoma.

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JUAN C. ZARATE Chairman and Co-Founder, Financial Integrity Network Senior National Security Analyst, CBS News (Washington, D.C.)

Juan Zarate is the Chairman and Co-Founder of the Financial Integrity Network, the Senior National Security Analyst for CBS News, and a Visiting Lecturer of Law at the . Mr. Zarate also serves as the Chairman and Senior Counselor for the Foundation for Defense of Democracies’ Center on Sanctions and Illicit Finance (CSIF), a Senior Adviser at the Center for Strategic and International Studies (CSIS), and a Senior Fellow to the Combating Terrorism Center at West Point. Mr. Zarate served as the Deputy Assistant to the President and Deputy National Security Advisor for Combating Terrorism from 2005 to 2009, and was responsible for developing and implementing the U.S. Government’s counterterrorism strategy and policies related to transnational security threats. Mr. Zarate was the first ever Assistant Secretary of the Treasury for Terrorist Financing and Financial Crimes where he led domestic and international efforts to attack terrorist financing, the innovative use of Treasury’s national security-related powers, and the global hunt for ’s assets. Mr. Zarate is a former federal prosecutor who served on terrorism prosecution teams prior to 9/11, including the investigation of the USS Cole attack. Mr. Zarate has earned numerous awards for his work, including the Treasury Medal. Mr. Zarate sits on several boards, including HSBC’s global Financial System Vulnerabilities Committee (FSVC) and the HBMX FSVC, the Vatican’s Financial Information Authority (AIF), the Board of Advisors to the Director of the National Counterterrorism Center (NCTC), the George Washington University’s Center for Cyber & Homeland Security, America Abroad. Media’s (AAM) Board of Advisors, the RANE Network Board, the Aspen Institute’s Homeland Security Group, and the Coinbase Board of Advisors. He is a senior adviser to several technology companies and is a member of the Council on Foreign Relations. He is the author of Treasury’s War: The Unleashing of a New Era of Financial Warfare (2013), Forging Democracy (1994), and a variety of articles in The New York Times, Financial Times, Washington Post, Wall St. Journal, LA Times, the Washington Quarterly and other publications. Mr. Zarate has his own weekly national security program on CBSNews.com called “Flash Points.” He is a graduate of both Harvard College and Harvard Law School and a former Rotary International Fellow (Universidad de Salamanca, ). He has been inducted into the Mater Dei High School Ring of Honor. A complimentary copy of the “Treasury’s War: The Unleashing of a New Era of Financial Warfare” will be distributed to all the attendees of the 2016 BSA Conference. Mr. Zarate will be available for book signing at the conference.

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