RCP Fund XVI, LP Form D/A Filed 2021-08-16
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SECURITIES AND EXCHANGE COMMISSION FORM D/A Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act. [amend] Filing Date: 2021-08-16 SEC Accession No. 0001871215-21-000002 (HTML Version on secdatabase.com) FILER RCP Fund XVI, LP Mailing Address Business Address 353 N. CLARK STREET 353 N. CLARK STREET CIK:1871215| IRS No.: 861976929 | State of Incorp.:DE | Fiscal Year End: 1231 SUITE 3500 SUITE 3500 Type: D/A | Act: 33 | File No.: 021-405847 | Film No.: 211176319 CHICAGO IL 60654 CHICAGO IL 60654 312-229-4135 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0076 Washington, D.C. 20549 June 30, Expires: FORM D 2012 Estimated average burden hours per 4.00 Notice of Exempt Offering of Securities response: 1. Issuer's Identity CIK (Filer ID Number) Previous Name(s) ☒ None Entity Type 0001871215 ☐Corporation Name of Issuer ☒ Limited Partnership RCP Fund XVI, LP ☐ Limited Liability Company Jurisdiction of Incorporation/ Organization ☐ General Partnership DELAWARE ☐ Business Trust Year of Incorporation/Organization ☐Other ☐ Over Five Years Ago ☒ Within Last Five Years (Specify Year) 2021 ☐ Yet to Be Formed 2. Principal Place of Business and Contact Information Name of Issuer RCP Fund XVI, LP Street Address 1 Street Address 2 353 N. CLARK STREET SUITE 3500 City State/Province/Country ZIP/Postal Code Phone No. of Issuer CHICAGO ILLINOIS 60654 312-229-4135 3. Related Persons Last Name First Name Middle Name RCP Advisors 3 LLC Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☐ Executive Officer ☐ Director ☒ Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Danis Thomas P. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Member of the Board of Managers of RCP Advisors XVI, LLC, the General Partner of the Issuer. Last Name First Name Middle Name Gehl Jeff P. Street Address 1 Street Address 2 1111 Bayside Drive Suite 270 City State/Province/Country ZIP/Postal Code Newport Beach CALIFORNIA 92625 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Member of the Board of Managers of RCP Advisors XVI, LLC, the General Partner of the Issuer. Last Name First Name Middle Name Huebner Charles K. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Member of the Board of Managers of RCP Advisors XVI, LLC, the General Partner of the Issuer. Last Name First Name Middle Name Madorsky Jon I. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Member of the Board of Managers of RCP Advisors XVI, LLC, the General Partner of the Issuer. Last Name First Name Middle Name McCoy David M Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Member of the Board of Managers of RCP Advisors XVI, LLC, the General Partner of the Issuer. Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Last Name First Name Middle Name Souder William F. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Member of the Board of Managers of RCP Advisors XVI, LLC, the General Partner of the Issuer. Last Name First Name Middle Name Blatherwick Nell M. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Feinglass Michael D. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Abell Alexander Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) Last Name First Name Middle Name Nelson Andrew R. Street Address 1 Street Address 2 353 N. CLARK STREET Suite 3500 City State/Province/Country ZIP/Postal Code Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CHICAGO ILLINOIS 60654 Relationship: ☒ Executive Officer ☐ Director ☐ Promoter Clarification of Response (if Necessary) 4. Industry Group ☐ Agriculture Health Care ☐ Retailing Banking & Financial Services ☐ Biotechnology ☐ Restaurants ☐ Commercial Banking ☐ Health Insurance Technology ☐ Insurance ☐ Hospitals & Physicians ☐ Computers ☐ Investing ☐ Pharmaceuticals ☐ Telecommunications ☐ Investment Banking ☐ Other Health Care ☐ Other Technology ☒ Pooled Investment Fund ☐ Manufacturing ☐ Hedge Fund Real Estate Travel ☒ Private Equity Fund ☐ Commercial ☐ Airlines & Airports ☐ Venture Capital Fund ☐ Construction ☐ Lodging & Conventions ☐ Other Investment Fund ☐ REITS & Finance ☐ Tourism & Travel Services *Is the issuer registered as an ☐ Residential ☐ Other Travel investment company under the ☐ Other Real Estate ☐ Other Investment Company Act of 1940? ☐ Yes ☒No ☐ Other Banking & Financial Services ☐ Business Services Energy ☐ Coal Mining ☐ Electric Utilities ☐ Energy Conservation ☐ Environmental Services ☐ Oil & Gas ☐ Other Energy 5. Issuer Size Revenue Range Aggregate Net Asset Value Range ☐ No Revenues ☐ No Aggregate Net Asset Value $1 - $1,000,000 ☐ $1 - $5,000,000 ☐ $1,000,001 - $5,000,000 ☐ $5,000,001 - $25,000,000 ☐ $5,000,001 - $25,000,000 ☐ $25,000,001 - $50,000,000 ☐ $25,000,001 - $100,000,000 ☐ $50,000,001 - $100,000,000 ☐ Over $100,000,000 ☐ Over $100,000,000 ☒ Decline to Disclose ☐ Decline to Disclose ☐ Not Applicable ☐ Not Applicable 6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) ☐ Rule 504(b)(1) (not (i), (ii) or (iii)) ☐Rule 505 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ☐ Rule 504 (b)(1)(i) ☐Rule 506 ☐ Rule 504 (b)(1)(ii) ☐Securities Act Section 4(6) ☐ Rule 504 (b)(1)(iii) ☒Investment Company Act Section 3(c) ☒Section 3(c)(1) ☐Section 3(c)(9) ☐Section 3(c)(2) ☐Section 3(c)(10) ☐Section 3(c)(3) ☐Section 3(c)(11) ☐Section 3(c)(4) ☐Section 3(c)(12) ☐Section 3(c)(5) ☐Section 3(c)(13) ☐Section 3(c)(6) ☐Section 3(c)(14) ☒Section 3(c)(7) 7. Type of Filing ☐ New Notice Date of First Sale 2021-06-30 ☐ First Sale Yet to Occur ☒ Amendment 8. Duration of Offering Does the Issuer intend this offering to last more than one year? ☒ Yes ☐ No 9. Type(s) of Securities Offered (select all that apply) ☒ Pooled Investment Fund Interests ☒ Equity ☐ Tenant-in-Common Securities ☐ Debt Option, Warrant or Other Right to Acquire Mineral Property Securities ☐ ☐ Another Security Security to be Acquired Upon Exercise of Option, Warrant or Other Other (describe) ☐ Right to Acquire Security ☐ 10. Business Combination Transaction Is this offering being made in connection with a business combination transaction, such as a merger, Yes No acquisition or exchange offer? ☐ ☒ Clarification of Response (if Necessary) 11. Minimum Investment Minimum investment accepted from any outside investor $ 500,000 USD 12. Sales Compensation Recipient Recipient CRD Number ☐ None (Associated) Broker or Dealer CRD (Associated) Broker or Dealer None None ☐ Number ☐ Street Address 1 Street Address 2 ZIP/Postal City State/Province/Country Code State(s) of Solicitation (select all that All Foreign/non-US apply) ☐ States ☐ Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Check “All States” or check individual States 13. Offering and Sales Amounts Total Offering Amount $ 500,000,000 USD or ☐ Indefinite Total Amount Sold $ 67,408,312 USD Total Remaining to be Sold $ 432,591,688 USD or ☐ Indefinite Clarification of Response (if Necessary) The Issuer's target size is $300M, although the final offering size will be determined by the GP in its discretion. As a result, the final size may be higher or lower than the target not to exceed $500M excluding amounts committed by the GP & affiliates. 14. Investors ☐ Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors