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Proxy Voting Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 532 of 1028 Gateway Fund 3M COMPANY Security: 88579Y101 Agenda Number: 935359085 Ticker: MMM Meeting Type: Annual ISIN: US88579Y1010 Meeting Date: 11-May-21 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1A. Elect the member to the Board of Directors for Mgmt For For a term of one year: Thomas "Tony" K. Brown 1B. Elect the member to the Board of Directors for Mgmt For For a term of one year: Pamela J. Craig 1C. Elect the member to the Board of Directors for Mgmt For For a term of one year: David B. Dillon 1D. Elect the member to the Board of Directors for Mgmt For For a term of one year: Michael L. Eskew 1E. Elect the member to the Board of Directors for Mgmt For For a term of one year: James R. Fitterling 1F. Elect the member to the Board of Directors for Mgmt For For a term of one year: Herbert L. Henkel 1G. Elect the member to the Board of Directors for Mgmt For For a term of one year: Amy E. Hood 1H. Elect the member to the Board of Directors for Mgmt For For a term of one year: Muhtar Kent 1I. Elect the member to the Board of Directors for Mgmt For For a term of one year: Dambisa F. Moyo 1J. Elect the member to the Board of Directors for Mgmt For For a term of one year: Gregory R. Page Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 533 of 1028 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1K. Elect the member to the Board of Directors for Mgmt For For a term of one year: Michael F. Roman 1L. Elect the member to the Board of Directors for Mgmt For For a term of one year: Patricia A. Woertz 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. 3. Advisory approval of executive compensation. Mgmt For For 4. To approve the amendment and restatement Mgmt For For of 3M Company 2016 Long-Term Incentive Plan. 5. Shareholder proposal on setting target Shr Against For amounts for CEO compensation. 6. Shareholder proposal on transitioning the Shr Against For Company to a public benefit corporation. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 534 of 1028 Gateway Fund ABBOTT LABORATORIES Security: 002824100 Agenda Number: 935345125 Ticker: ABT Meeting Type: Annual ISIN: US0028241000 Meeting Date: 23-Apr-21 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1. DIRECTOR 1 R.J. Alpern Mgmt For For 2 R.S. Austin Mgmt For For 3 S.E. Blount Mgmt For For 4 R.B. Ford Mgmt For For 5 M.A. Kumbier Mgmt For For 6 D.W. McDew Mgmt For For 7 N. McKinstry Mgmt For For 8 W.A. Osborn Mgmt For For 9 M.F. Roman Mgmt For For 10 D.J. Starks Mgmt For For 11 J.G. Stratton Mgmt For For Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 535 of 1028 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 12 G.F. Tilton Mgmt For For 13 M.D. White Mgmt For For 2. Ratification of Ernst & Young LLP as Auditors. Mgmt For For 3. Say on Pay - An Advisory Vote to Approve Mgmt For For Executive Compensation. 4A. Amendments to the Articles of Incorporation Mgmt For For to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation. 4B. Amendments to the Articles of Incorporation Mgmt For For to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions. 5. Shareholder Proposal - Lobbying Disclosure. Shr Against For 6. Shareholder Proposal - Report on Racial Shr For Against Justice. 7. Shareholder Proposal - Independent Board Shr Against For Chairman. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 536 of 1028 Gateway Fund ABBVIE INC. Security: 00287Y109 Agenda Number: 935357891 Ticker: ABBV Meeting Type: Annual ISIN: US00287Y1091 Meeting Date: 07-May-21 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1. DIRECTOR 1 Roxanne S. Austin Mgmt For For 2 Richard A. Gonzalez Mgmt For For 3 Rebecca B. Roberts Mgmt For For 4 Glenn F. Tilton Mgmt For For 2. Ratification of Ernst & Young LLP as AbbVie's Mgmt For For independent registered public accounting firm for 2021. 3. Say on Pay-An advisory vote on the approval Mgmt For For of executive compensation. 4. Approval of the Amended and Restated 2013 Mgmt For For Incentive Stock Program. 5. Approval of the Amended and Restated 2013 Mgmt For For Employee Stock Purchase Plan for non-U.S. employees. 6. Approval of a management proposal Mgmt For For regarding amendment of the certificate of incorporation to eliminate supermajority voting. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 537 of 1028 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 7. Stockholder Proposal - to Issue an Annual Shr For Against Report on Lobbying. 8. Stockholder Proposal - to Adopt a Policy to Shr Against For Require Independent Chairman. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 538 of 1028 Gateway Fund ADOBE INC Security: 00724F101 Agenda Number: 935343412 Ticker: ADBE Meeting Type: Annual ISIN: US00724F1012 Meeting Date: 20-Apr-21 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1A. Election of Director for a term of one year: Mgmt For For Amy Banse 1B. Election of Director for a term of one year: Mgmt For For Melanie Boulden 1C. Election of Director for a term of one year: Mgmt For For Frank Calderoni 1D. Election of Director for a term of one year: Mgmt For For James Daley 1E. Election of Director for a term of one year: Mgmt For For Laura Desmond 1F. Election of Director for a term of one year: Mgmt For For Shantanu Narayen 1G. Election of Director for a term of one year: Mgmt For For Kathleen Oberg 1H. Election of Director for a term of one year: Mgmt For For Dheeraj Pandey 1I. Election of Director for a term of one year: Mgmt For For David Ricks 1J. Election of Director for a term of one year: Mgmt For For Daniel Rosensweig Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 539 of 1028 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1K. Election of Director for a term of one year: Mgmt For For John Warnock 2. Approve the Adobe Inc. 2019 Equity Incentive Mgmt For For Plan, as amended, to increase the available share reserve by 6 million shares. 3. Ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending on December 3, 2021. 4. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 540 of 1028 Gateway Fund ADVANCED MICRO DEVICES, INC. Security: 007903107 Agenda Number: 935345810 Ticker: AMD Meeting Type: Special ISIN: US0079031078 Meeting Date: 07-Apr-21 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1. Approve the issuance of shares of common Mgmt For For stock, par value $0.01 per share, of AMD to the stockholders of Xilinx, Inc. ("Xilinx") in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, by and among AMD, Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, and Xilinx (the "AMD share issuance proposal"). 2. Approve the adjournment of the Special Mgmt For For Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the AMD share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to the stockholders of AMD. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 541 of 1028 Gateway Fund ADVANCED MICRO DEVICES, INC. Security: 007903107 Agenda Number: 935366523 Ticker: AMD Meeting Type: Annual ISIN: US0079031078 Meeting Date: 19-May-21 Prop. # Proposal Proposed Proposal Vote For/Against by Management's Recommendation 1A. Election of Director: John E. Caldwell Mgmt For For 1B. Election of Director: Nora M. Denzel Mgmt For For 1C. Election of Director: Mark Durcan Mgmt For For 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Lisa T. Su Mgmt For For 1H. Election of Director: Abhi Y. Talwalkar Mgmt For For 2. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt For For compensation of our named executive officers. Investment Company Report Meeting Date Range: 01-Jul-2020 - 30-Jun-2021 Report Date: 06-Aug-2021 Page 542 of 1028 Gateway Fund AFLAC INCORPORATED Security: 001055102 Agenda Number: 935355556 Ticker: AFL Meeting Type: Annual ISIN: US0010551028 Meeting Date: 03-May-21 Prop.
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