Chair Mary Jo White Public Calendar January 1, 2014 to March 31, 2014

Wednesday, January 1, 2014

New Year’s Day – Federal Holiday

Thursday, January 2, 2014

Out of office

Friday, January 3, 2014

1:00 pm Phone call with , Director, National Economic Council and Assistant to the President for Economic Policy,

Monday, January 6, 2014

11:00 am Swearing‐In Ceremony for Melvin Watt, Director, Federal Housing Finance Agency 1:00 pm Meeting with staff 3:00 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Stein

Tuesday, January 7, 2014

9:00 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with staff 11:30 am Meeting with staff 1:00 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Meeting with BATS Exchange and DirectEdge: Joseph Ratterman, CEO, BATS Exchange; Eric Swanson, General Counsel, BATS Exchange; William O’Brien, CEO, DirectEdge; and Justin Daly, President, Daly Consulting Group LLP 3:00 pm Meeting with the Financial Services Roundtable: Tim Pawlenty, President and Chief Executive Officer, Financial Services Roundtable; Felicia Smith, Regulatory Counsel, Financial Services Roundtable; Anthony Cimino, Vice President for Insurance and Trade, Financial Services Roundtable; Kathryn Fulton, Managing Director, BlackRock; and Peter Lefkin, Senior Vice President, Allianz of America Corporation 4:00 pm Meeting with the U.S. Chamber of Commerce: Thomas Donohue, President and Chief Executive Officer, U.S. Chamber of Commerce; David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce Center for Capital Markets Competitiveness; and Amanda Eversole, Chief of Staff and Senior Vice President, U.S. Chamber of Commerce Center for Capital Markets Competitiveness 4:30 pm Meeting with staff 5:00 pm Meeting with Commissioner Piwowar

Wednesday, January 8, 2014

9:30 am Meeting with staff 11:00 am Meeting with Thomas Perez, Secretary, Department of Labor 1:00 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with the Gregory Gilman, President of National Treasury Employees Union Chapter 293 5:00 pm Meeting with Commissioner Gallagher

Thursday, January 9, 2014

9:15 am Phone call with , Director, Federal Bureau of Investigation 10:00 am Meeting with staff 10:45 am Meeting with staff 1:00 pm Financial Stability Oversight Council (FSOC) Principals Meeting 3:00 pm Meeting with Richard Berner, Director, Office of Financial Research, Department of the Treasury 4:00 pm Meeting with staff

Friday, January 10 , 2014

8:30 am Phone call with Daniel Tarullo, Governor, Board; and Marisa Lago, Assistant Secretary, Department of the Treasury 9:15 am Meeting with staff 10:00 am Meeting with Commissioner Aguilar 11:00 am Meeting with staff 11:45 am Meeting with staff 12:15 pm Meeting with staff 1:00 pm Phone call with Gene Sperling, Director, National Economic Council and Assistant to the President for Economic Policy, White House 1:30 pm Phone call with , Secretary, Department of Commerce

Monday, January 13, 2014

7:30 am Meeting with Elke Konig, President, Germany’s Federal Financial Supervisory Authority (BaFin) 8:00 am Meeting with Masa Kono, Chairman, Japan Financial Services Agency 9:00 am Meeting with Jonathan Faull, Director General, European Commission 10:00 am Meeting with Marisa Lago, Assistant Secretary, Department of the Treasury 10:30 am Meeting with Mark Carney, Governor, Bank of England 11:00 am Financial Stability Board Steering Committee Meeting

Tuesday, January 14, 2014

Official Travel

Wednesday, January 15, 2014

11:00 am Phone call with Senator Pat Toomey 11:30 am Meeting with staff 12:00 pm Meeting with staff 1:00 pm Meeting with PepsiCo: Indra Nooyi, Chairman and Chief Executive Officer; Diego Ruiz, Vice President, Global Public Policy and Government Affairs; and Alan Hoffman, Senior Vice President, Global Public Policy and Government Affairs 2:00 pm Meeting with staff 2:45 pm Meeting with Commissioner Piwowar 3:30 pm Meeting with staff 4:00 pm Meeting with American Petroleum Institute: Patrick Mulva, Vice President and Controller, ExxonMobil; James Parsons, Coordinator of Corporate Finance and Securities, ExxonMobil; Joseph Babits, Associate Counsel of U.S. Securities, Shell; Stephen Blythe, Tax Director, BP; Lisa Ceglia, Director, American Petroleum Institute; Stephen Comstock, Director, American Petroleum Institute; Donald McNeil, Manager of Federal Affairs, ConocoPhillips; and William Ferrara, Director of Accounting Research and Policy, Anadarko Petroleum Corporation 4:45 pm Phone call with , Director, Consumer Financial Protection Bureau 5:00 pm Meeting with Commissioner Gallagher

Thursday, January 16, 2014

8:00 am Meeting with staff 9:00 am Meeting with staff 10:00 am Meeting with Commissioner Stein 11:15 am Meeting with staff 12:00 pm Meeting with staff 1:30 pm Meeting with job applicant 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with staff 4:30 pm Meeting with Commissioner Gallagher

Friday, January 17 , 2014

9:00 am Meeting with staff 10:00 am Meeting with Leonardo Pereira, Chairman, Securities Commission of Brazil (CVM) 11:15 am Phone call with Daniel Tarullo, Governor, Federal Reserve Board 11:30 am Phone call with Senator Jon Tester 12:00 pm Phone call with the National Treasury Employees Union: Gregory Gilman, President; and Ralph Talarico, Assistant Counsel 1:30 pm Phone call with Robert Greifeld, Chief Executive Officer, NASDAQ OMX Group

Monday, January 20, 2014

Birthday of Martin Luther King, Jr. – Federal Holiday

Tuesday, January 21, 2014

9:30 am Meeting with staff 10:00 am Meeting with TSX Markets/Toronto Stock Exchange: Thomas Kloet, Chief Executive Officer; and Kevan Cowan, President 11:00 am Meeting with staff 1:00 pm Meeting with John Hopkins School of Advanced International Studies (SAIS): Susan Ness, Senior Fellow, SAIS Center for Transatlantic Relations and Board Member, Gannett Company, Inc.; Barbara Krumsiek, Chairman and Chief Executive Officer, Calvert Investments; James Turley, retired Chairman and Chief Executive Officer of Ernst & Young; Steve Odland, Chief Executive Officer, Committee for Economic Development and former Chairman and Chief Executive Officer, Office Depot; Donna Dabney, Executive Director, The Conference Board’s Governance Center; and Henrietta Holsman Fore, former Administrator, U.S. Agency for International Development, Undersecretary for Management, Department of State, Director, U.S. Mint and Board Member, ExxonMobil 1:45 pm Meeting with staff 2:00 pm Meeting with staff 3:30 pm Meeting with , Secretary, Department of the Treasury

Wednesday, January 22, 2014

2:30 pm Meeting with Daniel Tarullo, Governor, Federal Reserve Board 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Meeting with staff 5:30 pm Meeting with staff

Thursday, January 23, 2014

11:00 am Meeting with Commissioner Stein 1:00 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Piwowar 6:00 pm Meeting with staff

Friday, January 24, 2014

9:00 am Meeting with staff 9:45 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 11:00 am Meeting with Richard Breeden, former Chairman, Securities and Exchange Commission

Sunday, January 26, 2014

3:30 pm Meeting with the Corporate Directors Forum: Timothy Baer, Executive Vice President, General Counsel and Corporate Secretary, Target Corporation; Randall Clark, Vice President, Corporate Relations and Secretary, Sempra Energy; Michelle Edkins, Global Head, Corporation Government and Investment, BlackRock; John Engler, President, The Business Roundtable; Phillip S. Garon, Counsel, Faegre Baker Daniels LLP; James Hale, Director, The Tennant Company; Aeisha Mastagni, Investment Officer of the Corporate Governance Unit, CalSTRS; Michael McCloskey, Partner of Securities Enforcement & Litigation, Foley & Lardner LLP; Donald J. Rosenberg, Executive Vice President, General Counsel and Corporate Secretary, Qualcomm, Inc.; Michael Ryan, Vice President, The Business Roundtable; Myron Steele, Chief Justice, Supreme Court of Delaware; and Ann Yerger, Executive Director, Council of Institutional Investors

Monday, January 27, 2014

9:00 am Speaking engagement at Northwestern University School of Law’s Securities Regulation Institute, San Diego 12:30 pm Meeting with staff

Tuesday, January 28, 2014

9:00 am Meeting with staff

Wednesday, January 29, 2014

1:30 pm Meeting with staff 2:00 pm Meeting with Commissioner Piwowar 3:00 pm Meeting with Commissioner Stein 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Gallagher

Thursday, January 30, 2014

8:30 am Speaking engagement at the Compliance Outreach Program 9:30 am Meeting with Asset Management: Buddy Donohue, Deputy General Counsel; Timothy J. O’Neil, Global Co‐Head of the Investment Management Division; James McNamara, Global Head of Goldman Sachs Asset Management; David Fishman, Co‐Head of the Global Liquidity Management; and James McCarthy, Co‐Head of the Global Liquidity Management 10:30 am Meeting with staff 12:30 pm Meeting with staff 12:45 pm Meeting with staff 1:00 pm Meeting with Investor Advisory Committee Officers: Jay Brown; Craig Goettsch; Jean Setzfand; Barbara Roper; Steven Wallman 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with staff 5:00 pm Meeting with staff

Friday, January 31, 2014

10:00 am Investor Advisory Committee Meeting 11:30 am Meeting with , former Chairman, Securities and Exchange Commission 1:00 pm Meeting with Consulting Group: Gary Shub, Partner and Managing Director; Shubh Saumya, Partner; and Roland Kastoun, Partner and Managing Director 8:30 pm Meeting with staff

Monday, February 3, 2014

12:00 pm Meeting with staff 1:00 pm Meeting with staff 3:00 pm Meeting with staff 4:00 pm Meeting with staff 4:30 pm Phone call with , Secretary, Department of Homeland Security 5:00 pm Meeting with staff 6:00 pm Phone call with Greg Medcraft, Chairman, Australia Securities and Investments Commission

Tuesday, February 4, 2014

9:00 am Meeting with staff 10:00 am Meeting with staff 1:00 pm Meeting with Commissioner Stein 2:00 pm Meeting with staff 3:15 pm Meeting with staff 3:30 pm Meeting with staff

Wednesday, February 5, 2014

10:00 am Hearing before the House Committee on Financial Services 1:00 pm Meeting with staff 3:00 pm Open Commission Meeting 5:00 pm Meeting with staff

Thursday, February 6, 2014

10:00 am Hearing before the Senate Banking Committee 1:00 pm Meeting with staff 2:00 pm Meeting with Commissioner Piwowar 3:00 pm Meeting with Commissioner Gallagher

Friday, February 7, 2014

10:30 am Meeting with staff 11:00 am Meeting with Roy Woodall, Independent Member, Financial Stability Oversight Council 12:00 pm Meeting with staff 12:30 pm Meeting with staff 1:00 pm Meeting with staff 1:30 pm Meeting with staff

Monday, February 10, 2014

10:00 am Meeting with staff

Tuesday, February 11, 2014

9:00 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 11:10 am Phone call with Alan Beller, former SEC Director of the Division of Corporation Finance and Partner at Cleary Gottlieb Steen & , LLP 11:30 am Meeting with staff 12:00 pm Meeting with Commissioner Stein 1:00 pm Meeting with staff 2:30 pm Meeting with staff 4:00 pm Meeting with Chicago Board Options Exchange: William Brodsky, Executive Chairman; Edward Tilly, Chief Executive Officer; and Lita Frazier, Executive Director, Government Relations 5:00 pm Meeting with Commissioner Piwowar

Wednesday, February 12, 2014

9:00 am Interview with Brian Lamb, Reporter, C‐SPAN 2:00 pm Closed Commission Meeting 4:00 pm Meeting with Craig Donohue, Executive Chairman, Options Clearing Corporation 5:00 pm Phone call with Greg Medcraft, Chairman, Australian Securities and Investments Commission

Thursday, February 13, 2014

9:30 am Meeting with staff 12:50 pm Phone call with Financial Stability Oversight Council (FSOC) Principals

Friday, February 14, 2014

11:00 am Meeting with staff 11:30 am Meeting with job applicant 12:10 pm Meeting with staff 12:40 pm Meeting with staff 1:10 pm Meeting with staff

Monday, February 17, 2014

Washington’s Birthday – Federal Holiday

Tuesday, February 18, 2014

7:45 am Speaking engagement at the Women’s Forum Breakfast 12:15 pm Meeting with staff

Wednesday, February 19, 2014

10:00 am Meeting with staff 11:00 am Meeting with staff 12:00 pm Meeting with , former Chairman, Securities and Exchange Commission 1:00 pm Meeting with staff 2:00 pm Meeting with the Members of the Government Finance Officers Association: Nancy Kopp, Treasurer, State of Maryland; Kathryn Hewitt, Treasurer, Harford County, Maryland; Dustin McDonald, Director of the Federal Liaison Center, Government Finance Officers Association; Cornelia Chebinou, Director of the Office, National Association of State Auditors, Comptrollers and Treasurers; Peter Barrett, Director of Federal Affairs, National Association of State Treasurers; Joel Oswald, Principal, Williams & Jensen; Carolyn Coleman, Director of Federal Relations, National League of Cities; and Mike Belarmino, Associate Legislative Director, National Association of Counties 4:00 pm Meeting with Commissioner Stein 5:00 pm Meeting with Commissioner Gallagher

Thursday, February 20, 2014

11:00 am Meeting with staff 12:30 pm Meeting with FINRA: Rick Ketchum, Chairman and Chief Executive Officer; and Robert Colby, Chief Legal Officer 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with staff 4:30 pm Meeting with the Office of Financial Research, Department of the Treasury: Richard Berner, Director; and Patricia Mosser, Deputy Director, Research and Analysis Center

Friday, February 21, 2014

8:30 am Speaking Engagement at SEC Speaks 2014 10:30 am Meeting with staff 6:00 pm Association of the Securities and Exchange Commission Alumni Reception and Dinner

Monday, February 24, 2014

10:00 am Meeting with staff 12:30 pm Meeting with staff 1:30 pm Meeting with staff 3:00 pm Federal Housing Finance Oversight Board Meeting 5:00 pm Meeting with Commissioner Stein

Tuesday, February 25, 2014

9:00 am Meeting with staff 10:00 am Meeting with Commissioner Gallagher 11:00 am Meeting with staff 11:30 am Meeting with staff 12:45 pm Meeting with staff 1:15 pm Meeting with staff 3:00 pm Meeting with the Democratic Members of the Financial Services Committee 4:30 pm Meeting with staff 5:00 pm Meeting with Commissioner Piwowar

Wednesday, February 26, 2014

9:45 am Meeting with staff

Thursday, February 27, 2014

10:15 am Meeting with staff 11:00 am Closed Commission Meeting 12:00 pm Meeting with Steven Wallman, former Commissioner, Securities and Exchange Commission 1:00 pm Meeting with staff 3:00 pm Meeting with staff 3:30 pm Meeting with staff

Friday, February 28, 2014

11:00 am Meeting with staff 12:30 pm Meeting with staff 1:00 pm Meeting with staff

Monday, March 3, 2014

2:00 pm Meeting with staff 2:30 pm Meeting with staff

Tuesday, March 4, 2014

11:00 am Meeting with staff 12:30 pm Meeting with Massimo Calabresi, Reporter, Time 2:00 pm Meeting with staff 3:00 pm Meeting with Commissioner Stein 4:00 pm Meeting with staff 4:30 pm Meeting with staff

Wednesday, March 5, 2014

12:30 pm Meeting with School of Management: Jeffrey Garten, Professor; Stephen Roach, Professor, and students 1:15 pm Meeting with staff 2:30 pm ’s, Chair, Board of Governors of the Federal Reserve Swearing‐In Ceremony 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Meeting with staff

Thursday, March 6, 2014

11:00 am Meeting with Michael Daniel, Special Assistant to the President and Cybersecurity Coordinator; and Ari Schwartz, Director for Cybersecurity Privacy, Civil Liberties and Policy, National Security Council 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with Operation Hope: John Hope Bryant, Chairman; and Jena Roscoe, Senior Vice President of Government Affairs and Public Policy 4:30 pm Meeting with staff 5:15 pm Meeting with staff

Friday, March 7, 2014

9:15 am Meeting with staff 12:00 pm Meeting with staff 1:00 pm Meeting with job applicant

Monday, March 10, 2014

7:00 am Teleconference meeting with OTC Derivatives Regulators Group Principals 12:50 pm Meeting with staff 1:00 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Piwowar

Tuesday, March 11, 2014

9:30 am Meeting with staff 10:30 am Meeting with Commissioner Stein 12:00 pm Meeting with Daniel Tarullo, Governor, Federal Reserve Board 1:30 pm Meeting with job applicant 3:00 pm Meeting with staff 3:30 pm Meeting with staff 4:30 pm Meeting with Commissioner Piwowar

Wednesday, March 12, 2014

10:30 am Open Commission Meeting 11:30 am Meeting with Commissioner Aguilar 12:00 pm Meeting with staff 1:30 pm Meeting with staff 3:00 pm Meeting with Commissioner Stein and staff 4:00 pm Meeting with job applicant 5:00 pm Meeting with Commissioner Gallagher

Thursday, March 13, 2014

11:00 am Meeting with staff 12:00 pm Closed Commission Meeting

Friday, March 14, 2014

8:00 am Phone call with Thomas Curry, Comptroller, Office of the Comptroller of the Currency 9:00 am Meeting with staff

Monday, March 17, 2014

11:00 am Meeting with staff

Tuesday, March 18, 2014

9:00 am Meeting with staff 10:30 am Meeting with staff 11:30 am Meeting with staff 12:00 pm Meeting with staff 1:00 pm Meeting with staff 2:00 pm Meeting with staff 3:00 pm Meeting with members of the Publish What You Pay Coalition: Jonathan Kaufman, Legal Advocacy Coordinator, Earth Rights International; Zorka Milin, Tax Lawyer, Global Witness; Corinna Gilfillan, Director, Global Witness; Joseph Williams, Senior Advocacy Officer, Revenue Watch Institute; Joseph Kraus, Policy Manager for Transparency and Accountability, ONE; Ian Gary, Senior Policy Advisor for Extractive Industries, Oxfam America; Isabel Munilla, Senior Policy Advisor for Extractive Industries, Oxfam America; and Jana Morgan, National Coordinator, Publish What You Pay 4:00 pm Meeting with Commissioner Piwowar 5:15 pm Meeting with Commissioner Stein

Wednesday, March 19, 2014

12:30 pm Speaking engagement at the Chamber of Commerce Eighth Annual Capital Markets Summit 3:00 pm Call with Michael Fishman, Dean, Fordham Law School 5:00 pm Meeting with staff 5:15 pm Meeting with staff 5:45 pm Meeting with staff 6:00 pm Meeting with staff

Thursday, March 20, 2014

10:00 am Meeting with staff 11:00 am Meeting with staff 11:30 am Meeting with staff 1:15 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:30 pm Meeting with staff

Friday, March 21, 2014

8:30 am Speaking engagement at the Consumer Federation of America Consumer Assembly 10:00 am Meeting with the Center for Audit Quality and Institute for Corporate Responsibility: Cynthia Glassman, Senior Research Scholar at George Washington University School of Business, Institute for Corporate Responsibility; Cynthia Fornelli, Executive Director, Center for Audit Quality; John Forrer, Institute for Corporate Governance of the George Washington University School of Business; and Barbara Van Allen, Senior Director of Stakeholder Relations and Communications, Center for Audit Quality

Sunday, March 23, 2014

6:30 pm Speaking engagement at the Australian Securities and Investments Commission Annual Forum

Monday, March 24, 2014

9:45 am Meeting with staff 11:00 am Meeting with , Counsel to the President, White House; , Counselor to the President, White House; , Homeland Security Advisor to the President, White House; , Director of the National Economic Council and Assistant to the President for Economic Policy, White House; , Assistant to the President for Science and Technology, White House; Katie Beirne‐Fallon, Legislative Affairs Director, White House; Christopher Smart, Special Assistant to the President, White House; Kate Heinzelman, Associate Counsel, White House; David Edelman, Senior Advisor for Internet, Innovation, & Privacy Policy, White House; Jack Lew, Secretary, Department of the Treasury; Jeh Johnson, Secretary, Department of Homeland Security; Penny Pritzker, Secretary, Department of Commerce; James Cole, Deputy Attorney General, Department of Justice; Mark Giuliano, Deputy Director, Federal Bureau of Investigation; Edith Ramirez, Chair, Federal Trade Commission; Richard Cordray, Director, Consumer Financial Protection Bureau; Mark Wetjen, Acting Chair, Commodity Futures Trading Commission; and Thomas Shannon, Ambassador, Department of State 1:00 pm Meeting with Commissioner Stein 2:15 pm Meeting with staff 3:00 pm Meeting with staff 5:00 pm Meeting with Mary Miller, Under Secretary for Domestic Finance, Department of the Treasury; Janet Yellen, Chair, Board of Governors of the Federal Reserve System; Martin Gruenberg, Chairman, Federal Deposit Insurance Corporation; Thomas Curry, Comptroller, Office of the Comptroller of the Currency; Mel Watt, Director, Federal Housing Finance Agency; , Secretary, Housing and Urban Development

Tuesday, March 25, 2014

9:00 am Meeting with staff 10:00 am Meeting with Michel Prada, Chairman, IFRS Foundation 11:00 am Phone call with David Cohen, Under Secretary, Department of the Treasury 12:00 pm Meeting with staff 12:45 pm Meeting with Ranking Member José Serrano, Subcommittee on Financial Services and General Government 1:30 pm Meeting with Representative Sean Duffy 2:30 pm Meeting with staff 3:15 pm Meeting with staff 4:30 pm Meeting with staff

Wednesday, March 26, 2014

9:30 am Cybersecurity Roundtable 3:00 pm Meeting with staff 4:30 pm Meeting with job applicant 5:00 pm Meeting with Commissioner Gallagher 6:00pm Meeting with Chairman Ander Crenshaw, Subcommittee on Financial Services and General Government

Thursday, March 27, 2014

9:45 am Phone call with David Cohen, Under Secretary, Department of the Treasury 10:30 am Closed Commission Meeting 1:00 pm Financial Stability Oversight Council (FSOC) Principals Meeting

Friday, March 28, 2014

10:00 am Meeting with Commissioner Aguilar 11:00 am Meeting with staff 11:30 am Meeting with staff 12:00 pm Meeting with staff 12:30 pm Meeting with staff 1:15 pm Meeting with staff

Monday, March 31, 2014

8:30 am Speaking engagement at the SIFMA Compliance & Legal Society Annual Seminar 1:30 pm Meeting with staff 4:00 pm Meeting with Larry Thompson, Executive Vice President, General Counsel and Corporate Secretary, PepsiCo