Chair Mary Jo White Public Calendar January 1, 2014 to March 31, 2014 Wednesday, January 1, 2014 New Year’s Day – Federal Holiday Thursday, January 2, 2014 Out of office Friday, January 3, 2014 1:00 pm Phone call with Gene Sperling, Director, National Economic Council and Assistant to the President for Economic Policy, White House Monday, January 6, 2014 11:00 am Swearing‐In Ceremony for Melvin Watt, Director, Federal Housing Finance Agency 1:00 pm Meeting with staff 3:00 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Stein Tuesday, January 7, 2014 9:00 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with staff 11:30 am Meeting with staff 1:00 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Meeting with BATS Exchange and DirectEdge: Joseph Ratterman, CEO, BATS Exchange; Eric Swanson, General Counsel, BATS Exchange; William O’Brien, CEO, DirectEdge; and Justin Daly, President, Daly Consulting Group LLP 3:00 pm Meeting with the Financial Services Roundtable: Tim Pawlenty, President and Chief Executive Officer, Financial Services Roundtable; Felicia Smith, Regulatory Counsel, Financial Services Roundtable; Anthony Cimino, Vice President for Insurance and Trade, Financial Services Roundtable; Kathryn Fulton, Managing Director, BlackRock; and Peter Lefkin, Senior Vice President, Allianz of America Corporation 4:00 pm Meeting with the U.S. Chamber of Commerce: Thomas Donohue, President and Chief Executive Officer, U.S. Chamber of Commerce; David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce Center for Capital Markets Competitiveness; and Amanda Eversole, Chief of Staff and Senior Vice President, U.S. Chamber of Commerce Center for Capital Markets Competitiveness 4:30 pm Meeting with staff 5:00 pm Meeting with Commissioner Piwowar Wednesday, January 8, 2014 9:30 am Meeting with staff 11:00 am Meeting with Thomas Perez, Secretary, Department of Labor 1:00 pm Meeting with staff 2:00 pm Closed Commission Meeting 4:00 pm Meeting with the Gregory Gilman, President of National Treasury Employees Union Chapter 293 5:00 pm Meeting with Commissioner Gallagher Thursday, January 9, 2014 9:15 am Phone call with James Comey, Director, Federal Bureau of Investigation 10:00 am Meeting with staff 10:45 am Meeting with staff 1:00 pm Financial Stability Oversight Council (FSOC) Principals Meeting 3:00 pm Meeting with Richard Berner, Director, Office of Financial Research, Department of the Treasury 4:00 pm Meeting with staff Friday, January 10 , 2014 8:30 am Phone call with Daniel Tarullo, Governor, Federal Reserve Board; and Marisa Lago, Assistant Secretary, Department of the Treasury 9:15 am Meeting with staff 10:00 am Meeting with Commissioner Aguilar 11:00 am Meeting with staff 11:45 am Meeting with staff 12:15 pm Meeting with staff 1:00 pm Phone call with Gene Sperling, Director, National Economic Council and Assistant to the President for Economic Policy, White House 1:30 pm Phone call with Penny Pritzker, Secretary, Department of Commerce Monday, January 13, 2014 7:30 am Meeting with Elke Konig, President, Germany’s Federal Financial Supervisory Authority (BaFin) 8:00 am Meeting with Masa Kono, Chairman, Japan Financial Services Agency 9:00 am Meeting with Jonathan Faull, Director General, European Commission 10:00 am Meeting with Marisa Lago, Assistant Secretary, Department of the Treasury 10:30 am Meeting with Mark Carney, Governor, Bank of England 11:00 am Financial Stability Board Steering Committee Meeting Tuesday, January 14, 2014 Official Travel Wednesday, January 15, 2014 11:00 am Phone call with Senator Pat Toomey 11:30 am Meeting with staff 12:00 pm Meeting with staff 1:00 pm Meeting with PepsiCo: Indra Nooyi, Chairman and Chief Executive Officer; Diego Ruiz, Vice President, Global Public Policy and Government Affairs; and Alan Hoffman, Senior Vice President, Global Public Policy and Government Affairs 2:00 pm Meeting with staff 2:45 pm Meeting with Commissioner Piwowar 3:30 pm Meeting with staff 4:00 pm Meeting with American Petroleum Institute: Patrick Mulva, Vice President and Controller, ExxonMobil; James Parsons, Coordinator of Corporate Finance and Securities, ExxonMobil; Joseph Babits, Associate Counsel of U.S. Securities, Shell; Stephen Blythe, Tax Director, BP; Lisa Ceglia, Director, American Petroleum Institute; Stephen Comstock, Director, American Petroleum Institute; Donald McNeil, Manager of Federal Affairs, ConocoPhillips; and William Ferrara, Director of Accounting Research and Policy, Anadarko Petroleum Corporation 4:45 pm Phone call with Richard Cordray, Director, Consumer Financial Protection Bureau 5:00 pm Meeting with Commissioner Gallagher Thursday, January 16, 2014 8:00 am Meeting with staff 9:00 am Meeting with staff 10:00 am Meeting with Commissioner Stein 11:15 am Meeting with staff 12:00 pm Meeting with staff 1:30 pm Meeting with job applicant 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with staff 4:30 pm Meeting with Commissioner Gallagher Friday, January 17 , 2014 9:00 am Meeting with staff 10:00 am Meeting with Leonardo Pereira, Chairman, Securities Commission of Brazil (CVM) 11:15 am Phone call with Daniel Tarullo, Governor, Federal Reserve Board 11:30 am Phone call with Senator Jon Tester 12:00 pm Phone call with the National Treasury Employees Union: Gregory Gilman, President; and Ralph Talarico, Assistant Counsel 1:30 pm Phone call with Robert Greifeld, Chief Executive Officer, NASDAQ OMX Group Monday, January 20, 2014 Birthday of Martin Luther King, Jr. – Federal Holiday Tuesday, January 21, 2014 9:30 am Meeting with staff 10:00 am Meeting with TSX Markets/Toronto Stock Exchange: Thomas Kloet, Chief Executive Officer; and Kevan Cowan, President 11:00 am Meeting with staff 1:00 pm Meeting with John Hopkins School of Advanced International Studies (SAIS): Susan Ness, Senior Fellow, SAIS Center for Transatlantic Relations and Board Member, Gannett Company, Inc.; Barbara Krumsiek, Chairman and Chief Executive Officer, Calvert Investments; James Turley, retired Chairman and Chief Executive Officer of Ernst & Young; Steve Odland, Chief Executive Officer, Committee for Economic Development and former Chairman and Chief Executive Officer, Office Depot; Donna Dabney, Executive Director, The Conference Board’s Governance Center; and Henrietta Holsman Fore, former Administrator, U.S. Agency for International Development, Undersecretary for Management, Department of State, Director, U.S. Mint and Board Member, ExxonMobil 1:45 pm Meeting with staff 2:00 pm Meeting with staff 3:30 pm Meeting with Jack Lew, Secretary, Department of the Treasury Wednesday, January 22, 2014 2:30 pm Meeting with Daniel Tarullo, Governor, Federal Reserve Board 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Meeting with staff 5:30 pm Meeting with staff Thursday, January 23, 2014 11:00 am Meeting with Commissioner Stein 1:00 pm Meeting with staff 1:30 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Piwowar 6:00 pm Meeting with staff Friday, January 24, 2014 9:00 am Meeting with staff 9:45 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 11:00 am Meeting with Richard Breeden, former Chairman, Securities and Exchange Commission Sunday, January 26, 2014 3:30 pm Meeting with the Corporate Directors Forum: Timothy Baer, Executive Vice President, General Counsel and Corporate Secretary, Target Corporation; Randall Clark, Vice President, Corporate Relations and Secretary, Sempra Energy; Michelle Edkins, Global Head, Corporation Government and Investment, BlackRock; John Engler, President, The Business Roundtable; Phillip S. Garon, Counsel, Faegre Baker Daniels LLP; James Hale, Director, The Tennant Company; Aeisha Mastagni, Investment Officer of the Corporate Governance Unit, CalSTRS; Michael McCloskey, Partner of Securities Enforcement & Litigation, Foley & Lardner LLP; Donald J. Rosenberg, Executive Vice President, General Counsel and Corporate Secretary, Qualcomm, Inc.; Michael Ryan, Vice President, The Business Roundtable; Myron Steele, Chief Justice, Supreme Court of Delaware; and Ann Yerger, Executive Director, Council of Institutional Investors Monday, January 27, 2014 9:00 am Speaking engagement at Northwestern University School of Law’s Securities Regulation Institute, San Diego 12:30 pm Meeting with staff Tuesday, January 28, 2014 9:00 am Meeting with staff Wednesday, January 29, 2014 1:30 pm Meeting with staff 2:00 pm Meeting with Commissioner Piwowar 3:00 pm Meeting with Commissioner Stein 4:00 pm Meeting with staff 5:00 pm Meeting with Commissioner Gallagher Thursday, January 30, 2014 8:30 am Speaking engagement at the Compliance Outreach Program 9:30 am Meeting with Goldman Sachs Asset Management: Buddy Donohue, Deputy General Counsel; Timothy J. O’Neil, Global Co‐Head of the Investment Management Division; James McNamara, Global Head of Goldman Sachs Asset Management; David Fishman, Co‐Head of the Global Liquidity Management; and James McCarthy, Co‐Head of the Global Liquidity Management 10:30 am Meeting with staff 12:30 pm Meeting with staff 12:45 pm Meeting with staff 1:00 pm Meeting with Investor Advisory Committee Officers: Jay Brown; Craig Goettsch; Jean Setzfand; Barbara Roper; Steven Wallman 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner Aguilar 4:00 pm Meeting with staff 5:00 pm Meeting with