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Return of Organization Exempt from Income lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 934933201585651 990 Return of Organization Exempt From Income Tax OMB No 1545-0047 Form Under section 501 (c), 527, or 4947 ( a)(1) of the Internal Revenue Code ( except private foundations) 201 4 Department of the Treasury Do not enter social security numbers on this form as it may be made public Internal Revenue Service 1-Information about Form 990 and its instructions is at www.IRS.gov/form990 A For the 2014 calendar year, or tax year beginning 05-05-2014 , and ending 12-31-2014 C Name of organization B Check if applicable D Employer identification number BERGGRUEN INSTITUTE ON GOVERNANCE FAddresschange 46-5602320 F Name change Doing business as 17 Initial return E Telephone number Final Number and street (or P 0 box if mail is not delivered to street address) Room/suite 1150 SANTA MONICA BLVD NO 1670 fl return/terminated (310) 550-7083 1 Amended return City or town, state or province, country, and ZIP or foreign postal code LOS ANGELES, CA 90025 G Gross receipts $ 1,076,731 1 Application pending F Name and address of principal officer H(a) Is this a group return for NICOLAS BERGGRUEN subordinates? (-Yes No 1150 SANTA MONICA BLVD NO 1670 LOS ANGELES,CA 90025 H(b) Are all subordinates 1 Yes (- No included? I Tax-exempt status F 501(c)(3) 1 501(c) ( ) I (insert no ) (- 4947(a)(1) or F_ 527 If "No," attach a list (see instructions) J Website : 1- WWW BERGGRU E N ORG H(c) Group exemption number 0- K Form of organization F Corporation 1 Trust F_ Association (- Other 0- L Year of formation 2014 M State of legal domicile CA Summary 1 Briefly describe the organization's mission or most significant activities SEE SCHEDULE 0 w 2 Check this box if the organization discontinued its operations or disposed of more than 25% of its net assets 3 Number of voting members of the governing body (Part VI, line 1a) . 3 12 4 Number of independent voting members of the governing body (Part VI, line 1b) . 4 11 5 Total number of individuals employed in calendar year 2014 (Part V, line 2a) . 5 5 6 Total number of volunteers (estimate if necessary) 6 120 7aTotal unrelated business revenue from Part VIII, column (C), line 12 . 7a 0 b Net unrelated business taxable income from Form 990-T, line 34 . 7b 0 Prior Year Current Year 8 Contributions and grants (Part VIII, line 1h) . 1,076,726 9 Program service revenue (Part VIII, line 2g) 0 N 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . 5 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 0 12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) . 1,076,731 13 Grants and similar amounts paid (Part IX, column (A ), lines 1-3) . 50,000 14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 Salaries, other compensation, employee benefits (Part IX, column (A), lines 15 350,196 5-10) 16a Professional fundraising fees (Part IX, column (A), line 11e) 0 b Total fundraising expenses (Part IX, column (D), line 25) 0-35,966 LLJ 17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) . 652,252 18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 1,052,448 19 Revenue less expenses Subtract line 18 from line 12 24,283 Beginning of Current End of Year Year 20 Total assets (Part X, line 16) 24,283 % 21 Total liabilities (Part X, line 26) . 0 ZLL 22 Net assets or fund balances Subtract line 21 from line 20 . 24,283 lijaW Signature Block Under penalties of perjury, I declare that I have examined this return, includin my knowledge and belief, it is true, correct, and complete Declaration of preps preparer has any knowledge Signature of officer Sign Here DAWN NAKAGAWA EXECUTIVE VICE PRESIDENT Type or print name and title Print/Type preparer's name Preparers signature GARRETT M HIGGINS GARRETT M HIGGINS Paid Firm's name 1- O'CONNOR DAVIES LLP Pre pare r Use Only Firm's address -500 MAMARONECK AVENUE HARRISON, NY 105281633 May the IRS discuss this return with the preparer shown above? (see instructs For Paperwork Reduction Act Notice, see the separate instructions. Form 990 ( 2014) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line in this Part III .F 1 Briefly describe the organization 's mission THE BERGGRUEN INSTITUTE IS DEDICATED TO THE DESIGN AND IMPLEMENTATION OF NEW IDEAS OF GOOD GOVERNANCE -- DRAWING FROM PRACTICES IN BOTH EAST AND WEST -- THAT CAN BE BROUGHT TO BEAR ON THE COMMON CHALLENGES OF GLOBALIZATION IN THE 21ST CENTURY WE ARE AN INDEPENDENT, NON-PARTISAN "THINK AND ACTION TANK" THAT ENGAGES CUTTING EDGE ENTREPRENEURS, GLOBALTHINKERS AND POLITICAL LEADERS FROM AROUND THE WORLD AS KEY PARTICIPANTS IN OUR PROJECTS 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ7 . fl Yes F No If "Yes," describe these new services on Schedule 0 3 Did the organization cease conducting , or make significant changes in how it conducts, any program services? . F Yes F No If "Yes," describe these changes on Schedule 0 4 Describe the organization 's program service accomplishments for each of its three largest program services, as measured by expenses Section 501(c)(3) and 501( c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses , and revenue , if any, for each program service reported 4a (Code ) ( Expenses $ 368,191 including grants of $ 50,000 ) ( Revenue $ THE COUNCIL FOR THE FUTURE OF EUROPE WHICH WORKS TO CREATE PUBLIC DIALOGUE AROUND ISSUES OF IMPORTANCE TO THE FUTURE OF THE EUROPEAN UNION THE PROGRAM FULFILLS THIS PURPOSE BY CONVENING MEETINGS AND CONFERENCES BETWEEN LEADERS TO DISCUSS AND FURTHER DEVELOP IDEAS AND STIMULATE PUBLIC DIALOGUE THE PRIMARY CONCERNS CURRENTLY ARE THE RELATIONSHIP BETWEEN THE SOUTHERN STATES AND THE NORTHERN STATES IN THE UNION AND THE CONTINUED PROGRAM OF AUSTERITY THAT WAS CRIPPLING GROWTH AND CONTRIBUTING TO STAGGERING LEVELS OF YOUTH UNEMPLOYMENT WE HELD A WORKSHOP AND LECTURE AT HARVARD UNIVERSITY FEATURING FORMER PRIME MINISTER OF ITALY MARIO MONTI AND FORMER PRIME MINISTER OF SWEDEN CARL BILDT 4b (Code ) ( Expenses $ 304,444 including grants of $ ) ( Revenue $ MEETING OF THE 21ST CENTURY COUNCIL IN NEW YORK TO STUDY AND DISCUSS THE RISE OF CHINA AND ITS IMPACT ON THE GEO-POLITICAL RELATIONSHIP, PARTICULARLY BETWEEN CHINA AND THE US 22 MEMBERS AND EXPERTS JOINED THE MEETING AND A PAPER WAS PRODUCED SUMMARIZING THE FINDINGS OF THE GROUP 4c (Code ) ( Expenses $ 223,378 including grants of $ ) ( Revenue $ WE BEGAN BUILDING THE PHILOSOPHY AND CULTURE CENTER, WHICH WAS OFFICIALLY LAUNCHED IN 2015 THE CENTER WILL CONDUCT COMPARATIVE STUDY OF DIFFERENT PHILOSOPHICAL TRADITIONS THROUGH PARTNERSHIPS AT VARIOUS ACADEMIC INSTITUTIONS INCLUDING STANFORD UNIVERSITY, HARVARD UNIVERSITY, NEW YORK UNIVERSITY, TSINGHUA UNIVERSITY AND PEKING UNIVERSITY WE HELD BRAINSTORMING WORKSHOPS WITH LEADING THINKERS ACROSS A RANGE OF DISCIPLINES AT HARVARD, NYU, AND PRINCETON TO DEVISE THE THEMES AND STRUCTURE OF THE CENTER AS WELL AS TO ESTABLISH PARTNERS 4d Other program services ( Describe in Schedule 0 (Expenses $ including grants of $ ) (Revenue $ 4e Total program service expenses 1- 896,013 Form 990 (2014) Form 990 (2014) Page 3 Checklist of Required Schedules Yes No 1 Is the organization described in section 501(c)(3) or4947(a)(1) (other than a private foundation)? If "Yes," Yes complete Schedule As . 1 2 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? 2 Yes 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to No candidates for public office? If "Yes,"complete Schedule C, Part I . 3 4 Section 501 ( c)(3) organizations . Did the organization engage in lobbying activities, or have a section 501(h) No election in effect during the tax year? If "Yes,"complete Schedule C, Part II . 4 5 Is the organization a section 501 (c)(4), 501 (c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, N o Part III . 5 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes,"complete N o Schedule D, Part I . 6 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, No the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II . 7 8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," N o complete Schedule D, Part III . 8 9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt No negotiation services? If "Yes," complete Schedule D, Part IV . 9 10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 No permanent endowments, or quasi-endowments? If "Yes,"complete Schedule D, Part V . 11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? No If "Yes," complete Schedule D, Part VI .
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