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This electronic thesis or dissertation has been downloaded from the King’s Research Portal at https://kclpure.kcl.ac.uk/portal/ Representations of the Holocaust in Soviet cinema Timoshkina, Alisa Awarding institution: King's College London The copyright of this thesis rests with the author and no quotation from it or information derived from it may be published without proper acknowledgement. END USER LICENCE AGREEMENT Unless another licence is stated on the immediately following page this work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International licence. https://creativecommons.org/licenses/by-nc-nd/4.0/ You are free to copy, distribute and transmit the work Under the following conditions: Attribution: You must attribute the work in the manner specified by the author (but not in any way that suggests that they endorse you or your use of the work). Non Commercial: You may not use this work for commercial purposes. No Derivative Works - You may not alter, transform, or build upon this work. Any of these conditions can be waived if you receive permission from the author. Your fair dealings and other rights are in no way affected by the above. Take down policy If you believe that this document breaches copyright please contact [email protected] providing details, and we will remove access to the work immediately and investigate your claim. Download date: 25. Sep. 2021 REPRESENTATIONS OF THE HOLOCAUST IN SOVIET CINEMA Alissa Timoshkina PhD in Film Studies 1 ABSTRACT The aim of my doctoral project is to study how the Holocaust has been represented in Soviet cinema from the 1930s to the collapse of the Soviet Union in 1991. The USSR was one of the central participants in WWII and lost over a million of its Jewish population in the Holocaust. While the suffering of the Soviet nation was vividly depicted in arts and history texts, forming a significant part of popular culture, the violence against Jews often appeared to be a (deliberately) forgotten chapter. In the multi-ethnic and multi-national state – whose pre-Revolutionary anti-Semitic history produced the very concept of pogrom – official Soviet ideology, propagating a sense of unity, emphasised the Soviet identity of the victims and refused to differentiate between the dead. Moreover, the devastating statistics of all the casualties of the Soviet-German war (1941-1945) occupied a central place in popular memory, overpowering the proportionally smaller number of Holocaust victims. Throughout the period studied in this thesis, history and memory of the Holocaust underwent a series of repressions and re-evaluations, constantly shifting between the margins and the forefront, between official and unofficial knowledge. This thesis is a chronological study of the role played by Soviet cinema in relation to the shifting discourses of memory, knowledge and history of the Holocaust. Comprised of four chapters, my work traces the trajectory of cinematic portrayals through four main historical periods, under the respective leaderships of Joseph Stalin, Nikita Khrushchev, Leonid Brezhnev and Mikhail Gorbachev. Accounting for the interrelation between Soviet ideology, censorship, the Soviet film industry, cinematic genres and individual film texts, I tease out the complexity and versatility of Soviet cinema’s relationship with the subject of the Holocaust. 2 TABLE OF CONTENTS Abstract 2 Table of Contents 3 Table of Illustrations 4 Acknowledgements 6 Note on Transliteration 7 Introduction 8 Chapter 1: Holocaust cinema during Stalinism 32 Section One – USSR Responds to the Nazi Persecution of European 34 Jews during the 1930s Section Two – The Soviet-German War and the Holocaust 41 Section Three – The Erasure of the Holocaust in the Post-War 70 Stalinist Period Chapter 2: Holocaust cinema during the ‘Thaw’ 82 Section One – The Holocaust in the Present 89 Section Two – The Memory of the Holocaust through Flashbacks 99 Section Three – The Holocaust through Flash-Forwards 127 Chapter 3: Holocaust cinema during the ‘Stagnation’ 144 Section One – Apparent Erasure of the Holocaust 153 Section Two – Verbal and Visual References to the Holocaust 163 Section Three – Jewish Victims on Screen 176 Chapter 4: Holocaust cinema and the collapse of the USSR 197 Section One – Transition from the ‘Stagnation’ to Perestroika 198 Section Two – From Perestroika to the Collapse 208 Conclusion 250 Bibliography 261 Filmography 278 3 Table of Illustrations Fig. 1: A sign in the pharmacy reads ‘It is forbidden to buy from 38 this Jewish store’ in Swamp Soldiers Fig. 2: A clear marker of Jewish victimhood 46 Fig. 3: The individuality and the enormity of the dead captured 49 in one shot Fig. 4: Tracking past barbed wire fences 51 Fig. 5: A Ukrainian perspective on the Holocaust 62 Fig. 5.1: A visual contrast suggests the uniqueness of the 64 Jewish plight Fig. 5.2: Four different editing combinations imply an 67 impersonal perspective Fig. 6: Medvedev’s unpleasant appearance highlights his negative 75 deed Fig. 7: Recreating the visual motifs of Auschiwtz (right) in Peace to 97 Him Who Enters (left) Fig. 7.1: The first Jewish camp survivor in the cinema of the ‘Thaw’ 98 Fig. 8: A Russian POW observes the suffering of European Jews 104 Fig. 8.1: A documentary-like reconstruction suggests the difference 105 between European Jews and Soviet POWs Fig. 8.2: The chimney depicts the incessant work of the crematoria and 106 acts as a foreboder of Sokolov’s fate Fig. 9: Fragments from Auschwitz represent the memory of the Babii Iar 109 massacre tormenting the Ukrainian character Fig.9.1: Extracts from The Unvanquished reused in Two Years 110 above an Abyss Fig. 10: An abrupt graphic match draws parallels between the past 118 and the present Fig. 10.1: The widely recognised icons of the Holocaust appear 121 in Soviet cinema of the 1960s Fig. 10.2: Epistemological error in the usage of archival imagery 124 Fig. 11: An icon of the Shoah in Good-bye, Boys 129 Fig. 11.1: Featuring newsreel footage of Auschwitz in form of a flash-forward 130 Fig. 12: The beginning of Vavilova’s vision 135 Fig. 12.1: A symbolic depiction of the Holocaust 136 Fig. 12.2: Smoke as a silent signifier of the Final Solution 137 Fig. 12. 3: A Russian commissar addresses the viewer from the site 138 of a Jewish trauma Fig. 13: Manipulation of archival footage to highlight Russian 158 victimhood Fig. 13.1: The editing in the scene accentuates a Slavic perspective on 160 the Holocaust Fig. 14: Anti-Semitic ideology in popular culture of the Third Reich 162 Fig. 15: Territorial and ethnic displacement of the archival material 165 Fig. 16: The soldiers discover empty ovens in a death camp 174 Fig. 17: Recurring iconography of a death camp 179 Fig. 17.1: Editing suggests death in a gas chamber 180 Fig. 18: Recurring trope of a Jewish death march 185 4 Fig. 19: Sotnikov’s Christ-like face 191 Fig. 19.1: Formal and thematic equality in death 193 Fig. 20: The ‘otherness’ of the Jewish victim 205 Fig. 21: The Jewish identity of the victims is restored 223 Fig. 21.1: Soviet Jews uncover their history 224 Fig. 22: A Jewish actor contemplates the history of 225 the Holocaust Fig. 23: The mise-en-scène accentuates the impossibility 234 of reconciliation Fig. 23.1: The silent face of a Holocaust survivor 235 Fig. 24: Jewish traditions observed by the Reznik family 240 Fig. 25: Isaac’s premonition of the Holocaust restores the original 245 meaning of the archival footage 5 ACKNOWLEDGEMENTS This thesis would not have been possible without a number of people. I would like to thank Professor Ginette Vincendeau for initially expressing interest in my proposal and for acting as my main supervisor for the subsequent four years. I am grateful to King’s College, London for the financial support of this thesis through the Graduate School Studentship and the Overseas Research Students Award. Being part of the KCL Film Studies department was an inspiring and intellectually stimulating experience so I am thankful to all the staff and fellow PhD researchers. It is also important to acknowledge the help of Jeremy Hicks and Libby Saxton at QMUL. While both have encouraged my interest in a doctoral project from the time when I was an MA student at Queen Mary, it was Jeremy’s input as an additional supervisor of my PhD thesis that was invaluable. I was lucky enough to interview some members of the former Soviet film industry and I am grateful for their time and insight. I appreciate the assistance of Vadim Naumenko, Ivan Panfilov and Evgenii Tsymbal in arranging some of the interviews. I would like to thank my second supervisor, Stephen Lovell, as well as Ben Ross and Jeof Spiro for reading segments of this thesis and providing feedback. This thesis would not have been possible without the support of my family and close friends. I am particularly grateful to my father, Dmitrii, without whom this project would not have been possible. I am also thankful to my friends Margarita Osepyan and Natalia Vartapetova for assistance with some fieldwork in Moscow. I would like to thank Ksenia Vashchenko for being a sensitive friend and housemate, particularly during the four years of my PhD work. Last but not least, I am grateful to Steve Browell for teaching me how to listen to films. This thesis is dedicated to two Holocaust survivors, my great grandmother, Rosa, and my grandfather, Iurii, whose experiences are a source of constant inspiration to me. 6 NOTE ON TRANSLITERATION This thesis uses the Library of Congress system for names and titles. An exception is made in cases of commonly accepted usage: for example, ‘Sergei Eisenstein’ rather than ‘Sergei Eizenshtein’, and ‘Larisa Shepitko’ rather than ‘Larisa Shepit’ko’.