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Dysfunction of the sacred - Techniques for treating individual pole restrictions by Keri Wells, DO, Grad. Cert. Ed. (University Teaching and Learning) Lecturer in HVLA Technique, Osteopathic Diagnosis and Clinical Education

Introduction any of the SIJ problems described by Greenman' and The author has chosen to use the En g lish and Latin Mitche11.1" terms together in the title of this paper in order to high- The practitioner is offered a flexible approach with, the light the importance to Osteopathy of the sacrum and its opportunity to adapt techniques to the particular stages of restrictions. Contemporary physical medicine, of any type, development of the SIJ as described by Norkin and rarely acknowledges its function or importance to well Levangie.4 More recently, Cramer and Darby, ( 1995 ),5 being, and one wonders if the ancients did, in fact, under- have stated 'Before puberty, both sacral and iliac auricu- stand better the role of the 'sacred' sacrum. lar surfaces are flat, straight, and vertically orientated' The author stresses the importance of assessing and Weal 1992). The joint can conceivably have a gliding treating dysfunction of the 'sacred' in patients with movement in any direction, being restricted only by liga- pain, leg pain and dysfunction of the walking cycle. As- ments. After puberty the auricular surfaces change shape sessing the sacrum as part of a standard clinical examina- to form a horizontal and vertical limb....During the third tion in patients with back pain, lower limb pain and dys- decade of life, the interosseous ligaments are function of the walking cycle is essential and its impor- strengthened....From the fourth decade marginal tance cannot be overestimated. osteophytes begin to develop, particularly on the anterior The significance of sacral dysfunction and its contri- and superior portions of the SIJ along the articular cap- bution to altered mechanics of the spine and the sule. These degenerative changes develop earlier in the role sacral dysfunction plays in patients with back pain male'. and or le g pain is well documented throughout osteopathic Furthermore it is important to consider that current sac- literature. Therefore this notion will not be expanded on ral techniques focus their forces at the L5/SI articulation in this paper. (e.g. in the Semi-Sims position) and in doing so rely on The purpose of this paper is to offer an alternative ap- perceived normal mechanical responses to loading of an proach for treating sacroiliac dysfunctions. The author has in flexion, neutral or extension when treating the SIJ found the proposed techniques successful for treating any restriction. Mitchell,' Kuchera," DiGiovanna. 7 Direct tech- sacral restriction, and also 'difficult' sacral restrictions and niques such as high velocity low amplitude (HVLA) tech- anomalies of the sacrum. which respond poorly to current niques fail to address all the planes of motion of the SIJ. models. Current models treat sacral restrictions by address- The angles of the superior pole of the SIJ are different ing axes of rotation and torsion. from those of the lower pole. HVLA techniques apply a The author argues that in some instances the sacrum is force either along the entire length of the SIJ in one plane subluxed from the (SIJ). The articulations as in the '-tug method, or by manipulating the upper between the sacrum and become dysfunctional in a and lower poles of the SIJ separately as in the lateral re- way that is mechanically independent of the respiratory cumbent position. and mechanical axes models. These techniques fail to treat anomalies of the sacrum A series of techniques is presented here which the au- as described by various authors it is argued by Davidson' thor has found to be very effective in treating low back that, 'The "axis techniques" rely on a "balanced" axis i.e. pain. These techniques also allow the practitioner to treat free of anomalies. The forward torsion technique addresses —■ Fall 1998 AAO Journal/31 contralateral lower and upper poles when isolated at the lar hypomobile pole of the SIJ. The MET component re- sacrum. The transverse axis has been hypothesized to oc- quires an isometric contraction of agonist muscles in the cur at a variety of levels by various authors. I would say it direction of the restriction. is adaptable and varies its adaptability according to its primary or driving force, the lumbars and the thoracolum- Terminology bar junction i.e. the axis move. Greenman' calls Nitration: 'a nodding movement of the sacrum between the innominate, the sacral base moves 'Therefore the "Mitchell axis" techniques are only "ac- anteriorly and inferiorly while the sacral apex moves pos- curate" when the palpable isolation of forces found at the teriorly and superiorly.' Counternatation: 'occurs when SIJ, correspond to the isolation of forces at the sacrum the sacral base goes posteriorly and superiorly and the corresponding with initial movement at the 'primary' i.e. sacral apex goes anteriorly and inferiorly.' The movements the lumbars. This is a problem because the adaptive phase of nutation and counternutation as described by Greenman of the sacrum relies on a "anomaly free" articular bal- above occur in normal circumstances around a horizontal ance. If not we find non-adaptive sacral responses such as axes at approximately S2 Mitchell MP.2 flares. shears. extensions and flexions. subluxations etc. These subluxations seem to he further compounded when the axis techniques are applied to an anomaly. Therefore the individual pole approach, in isolation, is an accurate and effective technique which doesn't depend on addressing the lumbars and their resultant transverse axis effect on the sacrum'.

Technique theory — independent pole restrictions The following techniques allow treatment of upper and lower pole dysfunctions, irrespective of axis. The tech- niques can be employed whether the normal axes of mo- tion are available or not. This is particularly important if the normal axis of motion is not available, for example, anomalies of the sacroiliac joints and developmental dif- ferences as previously discussed and when a patient's pain prevents positioning. Consider an example where the pa- tient has a transitional at LS, one transverse pro- cess is elongated, forming a bony attachment to the iliac Figure 1. a) Natation (Ind b) Counternatation around the crest preventing normal motion of L5 therefore affecting normal axis approximately S2. the LS/ Sacral joint. Another example, in the case of Os- teoarthritis, (with or without a corresponding narrowing of the space ) resulting in bilateral or Implicit to this method is acceptance of the MET model, unilateral osteophytic changes that do not allow the LS to Mitchell MP which states: a) '...the sacroiliac motion, rotate, flex, extend or laterally flex on the sacrum in any therefore, requires multiple axes: at least two transverse one or multiple planes of motion. Consider also a thinned axes, and two oblique axes.' b) 'Sacro-iliac flexion/ex- intervertebral disc space between L4/5, which does not tension occurs on 2 of the 3 transverse sacral axes; i.e. the allow L4 to move on LS, restricting L5's range of motion superior and middle axes...The middle axes is the site of (ROM) indirectly altering the ROM at LS/SI. Yet another normal sacral flexion and extension.' Approximately the example would be when the patient has osteophytic level of S2': and c) 'The sacral apex moves anteriorly changes of the SIJ on either or both sides, limiting move- during inhalation, posteriorly during exhalation.' There- ment of the sacrum relative to the ilium in any number of fore the sacral base must move posteriorly during inhala- planes of motion. tion and anteriorly during exhalation, countemutation and The activating forces combine respiratory technique natation respectively. with muscle energy technique (MET). Each technique Of particular importance when using this technique is utilizes different positioning of the innominate with res- what Kapandji" says: 'When the are flexed traction piratory and muscle energy forces to mobilize a particu- on the hamstrings tends to tilt the posteriorly rela-

32/AAO Journal Fall 1998 tive to the sacrum. This is therefore a movement of nuta- Diagnosis tion relative to the sacrum...' There are many ways to diagnose the restrictions of Accordin g to the Chicago College of Osteopathic Medi- the sacrum. The method you choose must establish the cine,'" An 'anterior sacrum' is: an upper pole restriction, differences in restriction between the movement in the rotation and sidebending to opposite sides, deep sulcus upper pole of the SIJ compared to the lower pole move- with tissue texture changes, a forward torsion (R on R, or ment. Use the sacral sulci depths and the inferior lateral L on L) in that the sacral base on one side has gone for- angles (ILA) of the sacrum as your landmarks to deter- ward to produce the deep sulcus and will not return ....when mine how the upper and lower poles of the sacrum have pushing down on the left ILA introducing motion about moved respective to each other. Then apply the principles the left oblique axis the right sacral base does not come of TART (Tenderness, Asymmetry, Restriction of motion posterior. Posterior sacrum: lower pole restriction and tis- and Tissue texture abnormality) to determine which side sue texture change at the lower pole. For further explana- and which pole has the greatest restriction. tion of the movements of the sacrum in a caudal and cepha- One technique that may he useful in diagnosing move- lic direction, refer to Greenman,' Mitchell,' Kapandji," and ment restrictions in the SIJ is to lay the patient supine. Foundations of Osteopathic Medicine." flex the hip and localize forces to upper and lower poles of the sacrum, then internally and externally rotating the

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Fall 1998 AAO Journal/33 hip alternatively on each pole to determine opening and Explanation of technique closing of that pole of the SIJ. Internal rotation opens the The full flexion of the hip creates posterior rotation of lower pole and relatively closes the upper pole. external the innominate, as well as isolating forces to the superior rotation opens the upper pole and relatively closes the pole of the SIJ it encourages relative nutation of the lower pole. Repeat this procedure on the opposite side. sacrum. The abduction separates the anterior aspect of the SIJ as the moves lateral in the direction of the hip Four lesions of the sacrum movement. Internal rotation of the ilium/hip puts anterior 1. Shallow sacral sulcus - upper pole restriction. and caudal pressure on the posterior aspect of the base of Primary dysfunction is found to be that the base of the the sacrum. These three movements combine to open the sacrum has moved, unilaterally superiorly and posteriorly, anterior face of the SIJ to allow the sacrum to move ante- i.e. cephalically along the upper pole of the SIJ. riorly and inferiorly. Exhalation moves the base of the sacrum into nutation Diagnosis i.e. anteriorly and inferiorly along the upper pole of the Restriction is felt at the upper pole of the SIJ on the SIJ. The resisted abduction further forces a closure of the right when the hip is fully flexed and internally rotated. In posterior aspect of the SIJ thus 'shunting' the base of the assessment of the respiratory cycle there is decreased nu- sacrum forward at the upper pole of the SIJ on the right. tation of the sacrum. Key words: Shallow sacral sulcus: Abduct, internally ro- tate and exhale. Lesion Shallow sacral sulcus on the right.

Restriction Anterior-inferior glide of the base of the sacrum on the right.

Patient position Supine, close to the edge of the table on the dysfunc- tional side i.e. the right.

Operator position Next to the table on the dysfunctional side, facing the Figure 2: I a. Abduction and internal rotation close to the patient's head. posterior aspect of the SIJ These movements also apply anterior and caudal pressure Contacts to the base of the sacrum. Patient's hip on the dysfunctional side is fully flexed When assisted by forced exhalation. the forces combine to so that all motion is localized to the upper pole of the SIJ move the base of the sacrum anteriorl y and inferiorly. on that side. Operator contacts the patient's knee with their right hand. which is best held on the lateral aspect of the knee, 2. Deep sacral sulcus - upper pole restriction. and the upper pole of the SIJ with the fingers of the left Primary dysfunction is found to be that the base of the hand monitoring the motion barrier. sacrum has moved, unilaterally inferiorly and anteriorly, i.e. caudally along the SIJ. Lock up procedure Making sure all movement localized to the upper pole Diagnosis of the SIJ on the right. The operator abducts and inter- Restriction is felt at the upper pole of the SIJ on the left nally rotates the patient's flexed hip to the barrier. when the hip is fully flexed and externally rotated. In as- sessment of the respiratory cycle there is decreased Instructions to patient counternutation of the sacrum. Ask patient to inhale fully and then forcibly exhale quickly. simultaneously further abducting the knee against Lesion the operator's equal resistance. Retest and repeat as re- Deep sacral sulcus on the left. quired.

34/AAO Journal Fall 1998 Restriction 3. Anterior ILA of the sacrum - lower pole restriction. Posterior superior glide of the base of the sacrum on Primary dysfunction is found to be that the apex of the the left. sacrum has moved anteriorly and superiorly along the lower pole of the SIJ i.e. the ILA is less prominent because of the Patient position cephalic movement of the sacrum within the SIJ. Supine, close to the edge of the table on the dysfunc- tional side i.e. the left.

Operator position Next to the table on the dysfunctional side, facing the patient's head.

Contacts Patient's hip on the dysfunctional side is flexed so that all motion is localized to the upper pole of the SIJ on that side. [Be careful not to fully flex or you will cause rela- tive nutation of the sacrum] Operator contacts the patient's knee with their left hand, which is best held on the medial aspect of the knee, and the upper pole of the SIJ with the fingers of the right hand Figure 3: 2a. A ddiction (aid e.vternal rotation close the monitoring the motion barrier. anterior aspect of the of the base of SIJ. These movements also appl y posterior and cephalic Lock up description pressure to the base of the sacrum. Making sure all movement is localized to the upper When assisted b y forced inhalation the forces combine to pole of the SIJ on the left. The operator adducts and exter- more the base of the sacrum posteriorly and superiorly. nally rotates the patient's flexed hip to the barrier.

Instructions to patient Diagnosis Restriction is felt at the lower pole of the SIJ on the Ask patient to inhale fully and quickly, simultaneously further adducting the leg against the operator's equal re- right when the hip is flexed and internally rotated. In as- sistance. Retest and repeat as required. sessment of the respiratory cycle there is decreased nuta- tion of the sacrum. Explanation of technique Lesion The adduction closes the anterior SIJ and opens the posterior aspect of the SIJ. The external rotation puts pos- Anterior ILA on the right. terior and cephalic pressure on the anterior aspect of the superior pole of the SIJ and the anterior face of the sacrum. Restriction The posterior lumbosacral ligaments and muscles become Posterior inferior movement of the apex of the sacrum taunt. on the right.

Inhalation moves the base of the sacrum into Patient position counternutation i.e. sacrum moves posteriorly and supe- Supine, close to the edge of the table on the dysfunc- riorly along the upper pole of the SIJ. The resisted adduc- tional side. i.e. the right. tion creates an increase in the intrapelvic pressure help- ing to close the anterior aspect of the SIJ. The combina- Operator position tion of this posteriorly directed pressure, the posterior/ Next to the table on the dysfunctional side, facing the cephalic pull applied by the taunt muscles and the inspi- patient's head. ration act to lift the base of the sacrum posteriorly and superiorly along the superior pole of the SIJ. Key words: Contacts Deep sacral sulcus: Adduct, externally rotate and inhale. Patient's hip on the dysfunctional side is fully flexed so that all motion is localized to the lower pole of the SIJ

Fall 1998 AAO Journal/35 on that side. Operator contacts the patients knee with their Patient position right hand, which is best held on the medial aspect of the Supine, close to the edge of the table on the dysfunc- knee, and the lower pole of the SIJ with the fingers of the tional side ie the left. left hand monitoring the motion barrier. Operator position Next to the table on the dysfunctional side, facing the Lock up description patients head. Making sure all movement localized to the harrier in the lower pole of the SIJ on the right, the physician ad- Contacts ducts and internally rotates the patients flexed hip. Patients hip on the dysfunctional side is flexed so that all motion is localized to the lower pole of the SIJ on that Instructions to patient side. [Be careful not to fully flex or you will cause rela- Ask patient to inhale fully and then forcibly exhale tive nutation of the sacrum] quickly; simultaneously further adducting their knee Operator contacts the patients knee with their left hand. against the operators equal resistance. Retest and repeat which is best held on the lateral aspect of the knee, and as required. the lower pole of the SIJ with the fingers of the right hand monitoring the motion barrier. Explanation of technique The full flexion of the hip encourages nutation of the Lock up procedure sacrum. The adduction of the ilium puts pressure on the Making sure all movement is localized to the lower pole anterior aspect of the lower pole of the SI joint, opens the of the SIJ on the left the physician abducts and externally posterior face of the joint and causes the rotates the patients flexed hip to the restriction harrier. and posterior iliosacral ligaments to become taunt. allow- ing the apex of the sacrum to move posteriorly. The inter- Instructions to patient nal rotation applies caudal pressure to the apex or the Ask patient to inhale fully and quickly, simultaneously sacrum. further abducting the leg against the operators equal re- The exhalation moves the apex of the sacrum posteri- sistance. Retest and repeat as required. orly and inferiorly. while the resisted adduction causes an increase in pressure in the abdominal cavity and together Explanation of technique push/pull the apex of the sacrum posteriorly and inferi- The abduction closes the posterior and opens the ante- orly. Key words: Anterior ILA: Adduct, internally rotate rior aspect of the SIJ at the lower pole. External rotation and exhale. helps to apply cephalic pressure to the apex of the sacrum The inhalation moves the apex of the sacrum anteri- 4. Posterior HA of the sacrm. – lower pole restriction orly and superiorly while the resisted abduction creates Primary dysfunction is found to be that the apex of the pressure posteriorly by contraction of the gluteals, which sacrum has moved posteriorly and inferiorly. i.e. the ILA close the posterior part of the lower pole, forcing the apex is more prominent because of the caudal movement of the of the sacrum to move anteriorly. Key words: Posterior sacrum within the SIJ. ILA: Abduct, externally rotate and inhale.

Diagnosis Summary Restriction is felt at the lower pole of the SIJ on the left To summarize, adduction closes the anterior and opens xt hen the hip is flexed and externally rotated. the posterior aspect of the SIJ. Abduction closes the poste- In assessment of the respiratory cycle there is decreased rior and opens the anterior aspect of the SIJ. Resisted adduc- counternutation of the sacrum. tion causes a palpable increase in intrapelvic pressure which assists in pushing the sacrum posteriorly, resisted abduction Lesion causes contraction of the gluteal muscles and other external Posterior ILA on the left. rotators of the hip which results in an increase in tension across the SIJ posteriorly, which when palpated is felt as a Restriction narrowing or closure of the SIJ posteriorly. Anterior superior movement of the ILA on the left By applying pressure to the sacrum via altering the position of the ilium, using the muscles that attach to the hip, internal rotation of the hip applies pressure to the

36/AAO Journal Fall 1998 sacrum in a caudal direction and external rotation of the References: hip applies pressure in a cephalic direction. I. Greenman PE, 1989, Principles of Manual Medicine. Baltimore, These techniques offer a way of addressing any num- Williams and Wilkins. ber of restrictions found in any SIJ. By isolating forces at the upper or lower poles of the SIJ, positioning the in- 2. Mitchell FL. Jnr., PS Moran and MT. Prussia. 1979. An Evaluation and Treatment Manual of Osteopathic Muscle Energy Procedures nominate and using respiratory forces, the practitioner can Mitchell, Moran and Pruzzo. Associates. Box 371, Valley Park. MO. move the sacrum in almost any direction that is required 63088 to reposition it to its anatomical position, and normal align- ment for that particular joint, on that particular patient. 3. Mitchell. FL. inc., 11995), The Muscle Energy Manual. Volume I. East Lansing. Michigan, MET Press. `Palpation' of the barrier is the key to success, firstly in identifying the barrier and secondly. in addressing the re- 4. Norkin CG, and PK. Levangie, 1992. Joint Structure and Function, strictive barrier to normal motion in any joint restriction Second Edition. Philadelphia, F.A.Davis Company. prior to applying a corrective technique. Palpation remains fundamentally important in the diagnosis and application 5. Cramer CD. and SA. Darby. 1995, Basic and Clinical Anatomy of the Spine. , and ANS, St Louis, Missouri. Mosby. of these techniques. The techniques offer, through palpa- tion, a way of addressing any variation or anomaly of any 6. Kuchera WA, and MH. Kuchera. 1991. Osteopathic Principles in sacroiliac joint. Practice, Kirksville. Missouri, College of Osteopathic Medicine.

7. DiGiovanna. EL, and S. Schiowitz, 199 L An Osteopathic Approach Conclusion to Diagnosis and Treatment. Philadelphia. Lippincott Company. The need to address lesions of the sacroiliac and the relationship between sacral dysfunctions and lower back 8. Personal correspondence from Kevin Davidson DO, April 1997. pain is well documented throughout osteopathic literature. 9. Kapandji IA. 1970. The Physiology of the Joints. Vol I. 2 3, Lon- The techniques proposed in this article are offered as an don. Churchill Livingstone. alternative to the existing methods of treating sacral dys- functions. The techniques can be employed to treat dys- 10. Osteopathic Manipulative Medicine, Sophomore Lecture/Lab functions of typical or atypical sacroiliacs joint surface Materials. 1994 - 5. The Chicago College of Osteopathic Medi- cine. i.e. sacral anomalies, SIJ dysfunctions in children, ado- lescents and on patients whose sacroiliac joints are altered Bibliography by osteophytic changes.

Each technique uses MET and respiratory activated Kimberly PE., 1980, Outline of Osteopathic Manipu- forces to assist maneuvering the ilium and hip to different lative Procedures, 3rd Edition, Kirksville. Missouri, Col- positions. MET in the direction of the barrier as opposed lege of Osteopathic Medicine. to in the direction of the lesion. These techniques allow the practitioner to focus her/his forces specifically at the Moore KL., 1980, Clinically Orientated Anatomy, Bal- timore, Williams and Wilkins. main site of restriction to sacroiliac motion within the sac- roiliac joint. The techniques are easy to use, as they do not require a large amount of operator strength or force, Sevenoaks B., 1991, Syndrome, Aus- and are well tolerated by patients as no bending, twisting tralian Journal of Osteopathy, Australian Osteopathic As- sociation. or thrusting is required.

Special thanks to: Glossary of terminology. The Educational Council on Osteopathic Principles of the AACOM. 1994.0 Kevin Davidson DO who suggested adding the respi- ratory component and helped clarify the written explana- tion of these techniques. Thanks also to RMIT senior stu- The Sacred Sacrum, by Keri Wells DO, April, 1997. dents, Narelle Hyde, Felicia Jagoe, Richard Wallis, Edwina Lecturer in Osteopathic Diagnosis, HVLA Technique and Ryan, Andrew Farthing and David Bennett who assisted Clinical Education. me by reading and analyzing early drafts of this article. Copyright 1997 by Australian Osteopathic Association. Thanks also to Kylie Read for the drawings. Published in Australian Journal of Osteopathy. Vol. 9 No. 1 .

Fall 1998 AAO Journal/37