Transforming with Transparency: Investing in Innovation Amid Public
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! Transforming with Transparency:! Investing in Innovation amid Public Scrutiny! ! New York Stock Exchange! June 3 and 4, 2014! ! ! Leadership Partners! ! Deloitte! IBM! Korn Ferry! PepsiCo! UPS! NYSE! CNBC! ! ! YALE CEO SUMMIT Marshall Ames Chairman Lennar Foundation *Linda Ban Global C-Suite Studies Director IBM Institute for Business Value *Maria-Paz Barrientos Partner & Vice President IBM Global Business Services Norman J. Bartczak Professor, Columbia Business School Founder, Financial Statement Investigation Bruce Batkin Chief Executive Officer Terra Capital Partners ‡Martin Becker Executive Vice President & COO DURA Automotive Systems Jonathan Berman Author, Fellow, Columbia University *Saul J. Berman Partner & Vice President IBM Global Business Services Richard J. Berry Mayor City of Albuquerque, NM Frank Blake Chairman & Chief Executive Officer The Home Depot ‡Allison Bober Director of Investor Relations Lennar Corporation John N. Bonfiglio Chief Executive Officer Oragenics ‡Mike Booen Vice President, Global Program Management MD Helicopters James C. Brainard Mayor City of Carmel, IN Richard C. Breeden 24th Chairman US Securities and Exchange Commission ‡*Ivy Brown President, Northeast District UPS Richard D. Calder Jr. President & Chief Executive Officer GTT Ashton B. Carter Deputy Secretary of Defense (2011-2013) US Department of Defense *Michelle Caruso-Cabrera International Correspondent CNBC ‡Eric Cevis President – Global Wholesale Verizon Communications James S. Chanos Managing Partner Kynikos Associates David Chun Chief Executive Officer Equilar Sanford R. Climan President Entertainment Media Ventures Christopher B. Coleman Mayor City of Saint Paul, MN Zack Cooper Professor of Health Policy & Economics Yale University Mick Cornett Mayor City of Oklahoma City, OK * Summit Sponsor ‡ CEO COLLEGE Participant YALE CEO SUMMIT Roger W. Crandall Chairman, President & CEO MassMutual Michael Crosby Chief Operating Officer The Deal Yong CUI President Xinyuan Int’l (HK) Property Investment Co. *Scott R. Cutler Executive Vice President NYSE Euronext Richard F. Dauch President & Chief Executive Officer Accuride Corporation Karl Dean Mayor City of Nashville, TN James S. Denton Publisher & Editor World Affairs *Nikhil Deogun SVP & Editor-in-Chief, Business News CNBC Peter J. Devlin President Fish & Richardson Ravi Dhar Professor of Marketing Yale School of Management Robert E. Diamond Jr. Former President & CEO Barclays PLC ‡Ken Dixon Vice President & Chief Marketing Officer Verizon Wireless Christopher J. Dodd Chairman & CEO Motion Picture Association of America William H. Donaldson 27th Chairman US Securities and Exchange Commission Sean J. Egan Managing Director Egan-Jones Ratings Co. *Catherine Engelbert Chair & CEO-elect Deloitte & Touche LLP *Kelly Evans Co-Anchor, Closing Bell CNBC ‡Paul C. Fama Global Organization & Talent Development GE Seth Feuerstein President & Chief Executive Officer Cobalt Therapeutics Gregory J. Fleming President, Investment Management Morgan Stanley Richard N. Foster Senior Fellow Yale School of Management Frederick Frank Vice Chairman Burrill & Company Kenneth C. Frazier Chairman, President & CEO Merck & Co. Michael Freitag Partner Joele Frank, Wilkinson Brimmer Katcher Glenn R. Fuhrman Managing Partner MSD Capital Christopher B. Galvin Chairman Harrison Street Capital * Summit Sponsor ‡ CEO COLLEGE Participant YALE CEO SUMMIT ‡*Ed Geers VP, Aircraft Maintenance & Engineering UPS Joel Getz Senior Associate Dean for Development Yale School of Management Seifi Ghasemi Chairman & Chief Executive Officer Rockwood Holdings Cedric B. Glover Mayor City of Shreveport, LA Bill Goodwyn President & Chief Executive Officer Discovery Education Steven H. Grapstein Chief Executive Officer Como Holdings USA ‡Richard Grimley President & Chief Executive Officer Rexam Beverage Can North America *Stephen W. Hasselmann North America Strategy Leader IBM Richard B. Hoey Chief Economist BNY Mellon Robert Hormats Under Secretary (2009-2013) US Department of State Mark A. Hurley Chief Executive Officer Blueknight Energy Partners Ankur Jain Chief Executive Officer Humin Christopher K. Johnson Freeman Chair in China Studies Center for Strategic & International Studies Farooq Kathwari Chairman, President & CEO Ethan Allen Interiors ‡*Mike Kearney Managing Partner, Strategic Risk Deloitte & Touche LLP Stacy J. Kenworthy Chairman & Chief Executive Officer OptiGlobal Group ‡Craig Kitchen Chief Commercial Officer MD Helicopters Thomas A. Kolditz Professor Yale School of Management Jonathan Koppell Dean, College of Public Programs Arizona State University ‡Hilary Krane EVP, CAO, & General Counsel NIKE Inc. *Melanie Kusin Vice Chairman Korn Ferry Edward M. Lamont Jr. Founder & Chairman Lamont Digital Systems Austin W. Ligon Co-Founder CarMax Andrew N. Liveris Chairman & Chief Executive Officer The Dow Chemical Company Gerardo Lopez President & Chief Executive Officer AMC Entertainment * Summit Sponsor ‡ CEO COLLEGE Participant YALE CEO SUMMIT Joann S. Lublin Management News Editor The Wall Street Journal ‡*Trish Lukasik Senior Vice President, Sales PepsiCo ‡Alexandra Lumpkin Corporate Governance & Compliance Lennar Corporation David R. Martin Mayor City of Stamford, CT James F. McCann Chief Executive Officer 1-800-FLOWERS.COM Rita Gunther McGrath Professor Columbia Business School Steven Mello Associate Dean Yale School of Management Vergil L. Metts President & Chief Executive Officer Impact Associates David W. Miller Director, Faith & Work Initiative Princeton University Robert S. Miller Chairman American International Group Stuart A. Miller President & Chief Executive Officer Lennar Corporation D. Quinn Mills Professor Emeritus Harvard Business School Julien R. Mininberg Chief Executive Officer Helen of Troy Joel Myers President AccuWeather Gary P. Naftalis Partner & Firm Co-Chair Kramer Levin Naftalis & Frankel ‡*Michael Nepaul Louisville Air & Freight Ops. Manager UPS Duncan L. Niederauer Chief Executive Officer (2007-2014) NYSE Euronext Steve Odland President & Chief Executive Officer Committee for Economic Development John R. O’Donnell Partner Murray, Montgomery & O’Donnell *Nels B. Olson Vice Chairman Korn Ferry ‡Jane Palmieri Business President The Dow Chemical Company Joseph C. Papa Chairman, President & CEO Perrigo Company Steve Papa Founder Endeca Mark J. Penn Chief Strategy Officer Microsoft Corporation Margaret Peters Professor of Political Science Yale University John C. Phelan Managing Partner MSD Capital * Summit Sponsor ‡ CEO COLLEGE Participant YALE CEO SUMMIT Paulo Henrique Pichini Chief Executive Officer Go2NeXt Nicholas T. Pinchuk Chairman & Chief Executive Officer Snap-on Incorporated Donald L. Plusquellic Mayor City of Akron, OH *Robert Power Vice President, Global Corp. Client Group NYSE Thomas J. Quinlan President & Chief Executive Officer R.R. Donnelley & Sons Company Douglas W. Rae Professor of Management Yale School of Management Rory P. Read President & Chief Executive Officer AMD Joel R. Reidenberg Professor of Law Fordham University Maria Renz Chief Executive Officer Quidsi Stephen S. Roach Senior Fellow Yale Jackson Institute for Global Affairs Paul Romer Director, Urbanization Project NYU Stern School of Business Thomas S. Rooney Jr. Chief Executive Officer Energy Recovery William J. Ruckelshaus President & Chief Executive Officer Blucora Kevin Rudd 26th Prime Minister Commonwealth of Australia Chenggang RUI Director & Anchor China Central Television *Nicole M. Sandford Partner Deloitte & Touche LLP *Megan Shattuck Senior Client Partner Korn Ferry Christopher Shays Member of Congress (1987-2009) State of Connecticut Alan P. Slatas Executive Vice President EVA Dimensions Marc J. Sonnenfeld Partner Morgan Lewis Alfred Z. Spector V.P., Research & Special Initiatives Google *Bruce Speechley Travel & Transportation Services Leader IBM Paul E. Steiger Executive Chairman ProPublica ‡Ravi Suri Managing Director & Regional Head Standard Chartered Bank ‡Mark Sustana General Counsel Lennar Corporation * Summit Sponsor ‡ CEO COLLEGE Participant YALE CEO SUMMIT ‡Paul Taheri Chief Executive Officer Yale Medical Group Tom Tait Mayor City of Anaheim, CA ‡*Kirk Tanner President, Foodservice PepsiCo Mary C. Tanner Senior Managing Director Burrill & Company Lynn Tilton Chief Executive Officer Patriarch Partners *Joseph B. Ucuzoglu National Managing Partner Deloitte LLP Myron E. Ullman Chief Executive Officer JCPenney Company Beth Van Duyne Mayor City of Irving, TX Vikram Verma Chief Executive Officer 8X8 ‡Luis A. Victoria President, Fuller Cosmetics Mexico Tupperware Brands Coporation Vivek Wadhwa Chief Executive Officer Relativity Technologies Elise Walton Senior Partner CLG Ronald A. Warren Principal LMAP Lally Weymouth Senior Associate Editor THE WASHINGTON POST John C. Whitehead Co-Chairman (1976-1985) Goldman Sachs Margaret C. Whitman President & Chief Executive Officer HP Ralph V. Whitworth Principal Relational Investors Robert Wolf Chief Executive Officer 32 Advisors Niansha XU Chairman China Poly Group Jeffrey M. Yordon Chairman & Chief Executive Officer Sagent Pharmaceuticals Nina S. Zagat Founder Zagat Survey Tim Zagat Founder Zagat Survey Cindy Zhang Chairman Omni Commercial Investment Yong ZHANG Chairman Xinyuan (China) Real Estate ‡Yitao ZHOU Chief Operating Officer Tianjin Precious Metal Exchange * Summit Sponsor ‡ CEO COLLEGE Participant .